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Procedure for Adverse Events (AE) reporting in TasP Trial

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Africa Centre Standard Operat<strong>in</strong>g <strong>Procedure</strong>: ACRO CR51<br />

Version: 1.0<br />

Issue Date: 30 th November, 2011<br />

<strong>Procedure</strong>s <strong>for</strong> <strong>Adverse</strong> <strong>Events</strong> (<strong>AE</strong>)<br />

Report<strong>in</strong>g <strong>in</strong> <strong>TasP</strong> trial<br />

Author: Coll<strong>in</strong>s Iwuji Signature: ………………………………..<br />

Approved by: Head of Research Operations Signature:<br />

1. PURPOSE<br />

This SOP describes the procedures <strong>for</strong> evaluation and <strong>report<strong>in</strong>g</strong> of serious adverse events<br />

(S<strong>AE</strong>) <strong>in</strong>clud<strong>in</strong>g timel<strong>in</strong>e <strong>for</strong> complet<strong>in</strong>g tasks.<br />

2. SCOPE<br />

This SOP applies to the evaluation and <strong>report<strong>in</strong>g</strong> of S<strong>AE</strong>’s <strong>in</strong> the <strong>TasP</strong> study<br />

3. POLICY AND PROCEDURE<br />

3.1. The research nurse will collect <strong>in</strong><strong>for</strong>mation on adverse events at every visit <strong>in</strong>clud<strong>in</strong>g<br />

enrolment and follow up.<br />

3.2. The medical management of patients experienc<strong>in</strong>g grade 3 and 4 adverse events is the<br />

responsibility of the trial physician/<strong>in</strong>vestigator who must be <strong>in</strong><strong>for</strong>med about this by the<br />

research nurse.<br />

3.3. All adverse events must be documented <strong>in</strong> CRF and followed until resolution.<br />

3.4. Safety <strong>report<strong>in</strong>g</strong> def<strong>in</strong>itions<br />

Term<br />

Def<strong>in</strong>ition<br />

<strong>Adverse</strong> Event (<strong>AE</strong>) Any untoward medical occurrence <strong>in</strong> a patient or cl<strong>in</strong>ical<br />

trial subject to whom a medic<strong>in</strong>al product has been<br />

adm<strong>in</strong>istered <strong>in</strong>clud<strong>in</strong>g occurrences which are not<br />

necessarily caused by or related to that product.<br />

<strong>Adverse</strong> Reaction (AR) Any untoward and un<strong>in</strong>tended response to an<br />

<strong>in</strong>vestigational medic<strong>in</strong>al product related to any dose<br />

Postal: PO Box 198, Mtubatuba 3935, South Africa<br />

Physical: Africa Centre, R618 en route to Hlabisa, Somkhele<br />

Tel.: +27 (0)35 550 7500<br />

Fax: +27 (0)35 550 7565<br />

Email: <strong>in</strong>fo@africacentre.ac.za<br />

Web: www.africacentre.com


Africa Centre Standard Operat<strong>in</strong>g <strong>Procedure</strong>: ACRO CR51<br />

<strong>Adverse</strong> Event (<strong>AE</strong>) Report<strong>in</strong>g <strong>in</strong> <strong>TasP</strong> <strong>Trial</strong><br />

Unexpected <strong>Adverse</strong><br />

Reaction (UAR<br />

Serious <strong>Adverse</strong> Event<br />

(S<strong>AE</strong>) or Serious <strong>Adverse</strong><br />

Reaction (SAR) or<br />

Suspected Unexpected<br />

Serious <strong>Adverse</strong> Reaction<br />

(SUSAR)<br />

adm<strong>in</strong>istered<br />

An adverse reaction, the nature or severity of which is not<br />

consistent with the <strong>in</strong><strong>for</strong>mation about the medic<strong>in</strong>al<br />

product <strong>in</strong> question set out <strong>in</strong> the Summary of Product<br />

Characteristics (or Investigator Brochure) <strong>for</strong> that product.<br />

Respectively any adverse event, adverse reaction or<br />

unexpected adverse reaction that:<br />

results <strong>in</strong> death<br />

is life-threaten<strong>in</strong>g*<br />

requires hospitalisation or prolongation of exist<strong>in</strong>g<br />

hospitalisation**<br />

results <strong>in</strong> persistent or significant disability or<br />

<strong>in</strong>capacity<br />

consists of a congenital anomaly or birth defect<br />

requires medical <strong>in</strong>tervention <strong>in</strong>tended to prevent<br />

one of the outcomes listed above <strong>in</strong> the def<strong>in</strong>ition<br />

of S<strong>AE</strong><br />

is estimated by the <strong>in</strong>vestigator as potentially<br />

serious<br />

3.4.1. Clarifications<br />

3.4.1.1. The term ‘life-threaten<strong>in</strong>g’<strong>in</strong> the def<strong>in</strong>ition of serious’refers to an event <strong>in</strong><br />

which the patient was at risk of death at the time of the event; it does not refer<br />

to an event which hypothetically might have caused death if it were more<br />

severe.<br />

3.4.1.2. Hospitalisation is def<strong>in</strong>ed as an <strong>in</strong>patient admission, regardless of length of stay,<br />

even if the hospitalisation is a precautionary measure <strong>for</strong> cont<strong>in</strong>ued observation.<br />

Hospitalisations <strong>for</strong> a pre-exist<strong>in</strong>g condition (<strong>in</strong>clud<strong>in</strong>g elective procedures that<br />

have not worsened) do not constitute an S<strong>AE</strong>.<br />

3.4.2. With<strong>in</strong> the frame of this trial S<strong>AE</strong> also <strong>in</strong>cludes<br />

3.4.2.1. Grade 4 cl<strong>in</strong>ical and biological events<br />

3.4.2.2. Acute renal failure or Fanconi’s syndrome<br />

3.5. Characterisation of an adverse event<br />

3.5.1. Severity<br />

3.5.1.1. Apart from its seriousness, adverse events are also described based on its<br />

severity; which is established based on gradation tables of cl<strong>in</strong>ical and<br />

biological events (appendix 1). ANRS Serious Quotation Table <strong>for</strong> the<br />

adverse events <strong>in</strong> Adults—version no 6 dated 9 September 2003 <strong>in</strong> Frenchversion<br />

no 1 dated 4 November 2008 <strong>in</strong> English.<br />

Page 2 of 6


Africa Centre Standard Operat<strong>in</strong>g <strong>Procedure</strong>: ACRO CR51<br />

<strong>Adverse</strong> Event (<strong>AE</strong>) Report<strong>in</strong>g <strong>in</strong> <strong>TasP</strong> <strong>Trial</strong><br />

3.5.1.2. The severity of an adverse event is not synonymous with seriousness: severity<br />

refers to the <strong>in</strong>tensity of a given event while seriousness refers to the impact<br />

of an event on the vital or functional prognosis of a subject.<br />

3.5.2. Causality<br />

3.5.2.1. This assesses the relationship between the adverse event and the study<br />

drugs, associated drug(s) or with the conduct of the research itself.<br />

3.5.2.2. The study physician/<strong>in</strong>vestigator assesses the relationship between the<br />

event and the study and or associated drugs on the <strong>in</strong>itial and<br />

complementary notification <strong>for</strong>ms.<br />

3.5.2.3. The sponsor (pharmacovigilance team of ANRS) also determ<strong>in</strong>es the<br />

relationship between the event and the study and or associated drugs or the<br />

research. The op<strong>in</strong>ion of the sponsor is given by the pharmacovigilance team.<br />

3.5.2.4. The f<strong>in</strong>al causality of the events with respect to the study and or associated<br />

drugs or the research shall be either the causality established by the<br />

<strong>in</strong>vestigator or the sponsor’s. However the causal relationship given by the<br />

<strong>in</strong>vestigator shall not be modified: if the sponsor does not agree with the<br />

conclusions of the <strong>in</strong>vestigator, both divergent conclusions shall be<br />

mentioned <strong>in</strong> the report.<br />

3.5.3. ANRS causality assessment<br />

3.5.3.1. All adverse events are to be assessed <strong>for</strong> the relationship to the study drug by<br />

the trial physician based on the follow<strong>in</strong>g def<strong>in</strong>itions:<br />

3.5.3.1.1. Not related: The event is clearly related to other causes, such as the<br />

cl<strong>in</strong>ical event of the patient or a concomitant treatment without any<br />

pharmacological <strong>in</strong>teraction with the experimental drug.<br />

3.5.3.1.2. Possibly related: Cl<strong>in</strong>ical or biological event with a compatible<br />

chronological, aetiological and semilogical relation.<br />

3.5.3.1.3. Relationship impossible to determ<strong>in</strong>e: A potential causal relation<br />

between the experimental drugs and the event may exist; it may neither be<br />

affirmed nor excluded at the time of the declaration through a lack of<br />

cl<strong>in</strong>ical elements.<br />

Page 3 of 6


Africa Centre Standard Operat<strong>in</strong>g <strong>Procedure</strong>: ACRO CR51<br />

<strong>Adverse</strong> Event (<strong>AE</strong>) Report<strong>in</strong>g <strong>in</strong> <strong>TasP</strong> <strong>Trial</strong><br />

3.5.4. Expectedness<br />

3.5.4.1. The expectedness of an event is assessed by the trial physician and is based<br />

on <strong>in</strong><strong>for</strong>mation listed <strong>in</strong> the package <strong>in</strong>sert or summary of product<br />

characteristics.<br />

3.5.4.2. If a SAR is assessed as be<strong>in</strong>g unexpected it becomes a SUSAR<br />

3.5.5. S<strong>AE</strong> <strong>report<strong>in</strong>g</strong><br />

3.5.5.1. The S<strong>AE</strong> should be reported by the trial physician if they occur from the date of<br />

the <strong>in</strong><strong>for</strong>med consent signature <strong>for</strong> ART (even if no drugs were adm<strong>in</strong>istered).<br />

3.5.5.2. Dur<strong>in</strong>g the entire duration of the trial.<br />

3.5.5.3. Up to one month after the end of the trial if the event is suspected to be related<br />

to the trial.<br />

3.5.5.4. And any time after the completion of the trial if the event is suspected to be<br />

related to ART.<br />

3.5.6. S<strong>AE</strong> notification<br />

3.5.6.1. The trial coord<strong>in</strong>ator/HIV phsyician will notify each S<strong>AE</strong> to the trial <strong>in</strong>vestigator<br />

at the Africa Centre as soon as he is aware of the event.<br />

3.5.6.2. The trial coord<strong>in</strong>ator/HIV physician will complete the trial specific “Initial<br />

Serious <strong>Adverse</strong> Event Notification” <strong>for</strong>m.<br />

3.5.6.3. This <strong>in</strong>itial <strong>report<strong>in</strong>g</strong> <strong>for</strong>m will <strong>in</strong>clude:<br />

3.5.6.3.1. Study ID of participant.<br />

3.5.6.3.2. Date of S<strong>AE</strong>.<br />

3.5.6.3.3. Detailed description of the S<strong>AE</strong>.<br />

3.5.6.3.4. Drug history<br />

3.5.6.3.5. Name and signature of the <strong>in</strong>vestigator notify<strong>in</strong>g the S<strong>AE</strong><br />

3.5.6.4. The trial <strong>in</strong>vestigator at the Africa Centre will send the notification to the<br />

ANRS pharmacovigilance unit with<strong>in</strong> two work<strong>in</strong>g days of be<strong>in</strong>g notified of<br />

the event.<br />

ANRS pharmacovigilance unit<br />

Fax: +33 1 53 94 60 02<br />

Mail: pharmacovigilance@anrs.fr<br />

Page 4 of 6


Africa Centre Standard Operat<strong>in</strong>g <strong>Procedure</strong>: ACRO CR51<br />

<strong>Adverse</strong> Event (<strong>AE</strong>) Report<strong>in</strong>g <strong>in</strong> <strong>TasP</strong> <strong>Trial</strong><br />

3.5.6.5. Complementary notification<br />

3.5.6.5.1. The <strong>in</strong>vestigator or the trial physicians are responsible <strong>for</strong> the Cl<strong>in</strong>ical,<br />

therapeutic and biological follow-up of each S<strong>AE</strong> until resolution or<br />

stabilization.<br />

3.5.6.5.2. The <strong>in</strong>vestigators/trial physician have to report each S<strong>AE</strong> evolution<br />

(resolution, aggravation, death, f<strong>in</strong>al status at the end of the trial) us<strong>in</strong>g a<br />

“Complementary S<strong>AE</strong> Notification Form”.<br />

3.5.6.5.3. Complementary <strong>in</strong><strong>for</strong>mation has to be reported <strong>in</strong> the follow<strong>in</strong>g cases:<br />

3.5.6.5.3.1. systematically with<strong>in</strong> 8 days <strong>in</strong> case of death and life-threaten<strong>in</strong>g<br />

event to clarify any relevant complementary <strong>in</strong><strong>for</strong>mation<br />

3.5.6.5.3.2. to report new <strong>in</strong><strong>for</strong>mation on the S<strong>AE</strong> diagnosis, its evolution, or the<br />

causal relationship to the study drug<br />

3.5.6.5.3.3. to answer any complementary <strong>in</strong><strong>for</strong>mation requested by ANRS<br />

pharmacovigilance unit<br />

3.5.6.6. All S<strong>AE</strong> will be reported to the UKZN Biomedical Research Ethics Committee,<br />

the trial DMSB, Study Steer<strong>in</strong>g group and the KwaZulu-Natal Department of<br />

Health.<br />

4. REFERENCES<br />

4.1. Management of Serious <strong>Adverse</strong> <strong>Events</strong> occurr<strong>in</strong>g <strong>in</strong> ANRS sponsored trials and cohorts <strong>in</strong><br />

develop<strong>in</strong>g countries.<br />

4.2. The ANRS 12249 <strong>TasP</strong> (Treatment as Prevention) trial, Protocol version 1.2; 1 September<br />

2011<br />

4.3. ICH Topic E 6 (R1) Guidel<strong>in</strong>e <strong>for</strong> Good Cl<strong>in</strong>ical Practice- CPMP/ICH/135/95 (Step 5, July<br />

2002)<br />

4.4. Cl<strong>in</strong>ical safety data management: Def<strong>in</strong>ition and standards <strong>for</strong> expedited <strong>report<strong>in</strong>g</strong>-ICH<br />

guidance E2A-CPMP/ICH/377/95.<br />

4.5. EudraLex - Volume 10 Cl<strong>in</strong>ical trials guidel<strong>in</strong>es<br />

Page 5 of 6


Africa Centre Standard Operat<strong>in</strong>g <strong>Procedure</strong>: ACRO CR51<br />

<strong>Adverse</strong> Event (<strong>AE</strong>) Report<strong>in</strong>g <strong>in</strong> <strong>TasP</strong> <strong>Trial</strong><br />

5. Attachments and Appendices<br />

5.1. Appendix 1: ANRS scale to grade the severity of adverse events <strong>in</strong> adults<br />

5.2. Appendix 2: Initial Severe <strong>Adverse</strong> events notification <strong>for</strong>m<br />

5.3. Complementary Severe <strong>Adverse</strong> event notification <strong>for</strong>m<br />

Page 6 of 6

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