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Aide Memoire for the.. - Ministry Of Agriculture, Food and Cooperatives

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THE UNITED REPUBLIC OF TANZANIA<br />

AGRICULTURAL SECTOR DEVELOPMENT PROGRAMME<br />

(ASDP)<br />

AIDE MEMOIRE FOR THE SECOND JOINT<br />

IMPLEMENTATION REVIEW<br />

19/10/2007 – 2/11/2007<br />

Final Draft


November 29, 2007<br />

Contents<br />

Introduction……………………………………………………………………………………...2<br />

Findings on Implementation <strong>and</strong> Progress on <strong>the</strong> Agreed Actions……………………………...4<br />

Summary of Recommendations <strong>and</strong> Way Forward………………………………………….....12<br />

Lesson Learned from <strong>the</strong> Review…………………………………………………………….....13<br />

Annex 1: Overall Terms of Reference Agricultural Sector Development Program (ASDP)<br />

Joint Implementation Review October 1 – 19, 200………………………………….14<br />

Annex 2: Table 1: Status of Agreed Actions from <strong>the</strong> first Joint Implementation Review…………....18<br />

Annex 3: Table 2: Agreed Actions <strong>and</strong> Way Forward <strong>for</strong> 2007/2008 Implementation<br />

Primary Actions: For <strong>the</strong> next Six Months………………………………………………..21<br />

Table 3: Agreed Actions <strong>and</strong> Way Forward <strong>for</strong> 2007/2008 Implementation<br />

Secondary Actions: Beyond Six Months……………………………………………………..24<br />

Annex 4: Basket Fund Disbursement Status <strong>for</strong> 2007/08 as of September 2007 (US $ '000)….26<br />

Annex 5: Summary of Visited Regions <strong>and</strong> LGAs……………………………………………………...27<br />

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November 29, 2007<br />

Introduction:<br />

1. The first Joint Implementation Review of ASDP was carried out in April, 2007 by <strong>the</strong><br />

Government <strong>and</strong> ASDP Development Partners. The review focused on assessing progress made during<br />

<strong>the</strong> first year of implementation of <strong>the</strong> program <strong>and</strong> to identify specific actions that will facilitate<br />

implementation in <strong>the</strong> following six months.<br />

2. The main objective of <strong>the</strong> second Joint Implementation Review was to carry out a review of <strong>the</strong><br />

implementation progress of program activities over <strong>the</strong> last six months, since <strong>the</strong> first review.<br />

Specifically <strong>the</strong> JIR focused on: (i) monitoring implementation progress of <strong>the</strong> specific agreed actions<br />

needed to improve <strong>the</strong> implementation of ASDP, identified during <strong>the</strong> last review 1 <strong>and</strong> (ii) evaluate<br />

implementation progress of sub-components/<strong>the</strong>matic areas that were not adequately addressed in <strong>the</strong> first<br />

review, including, marketing/private sector development, irrigation, agricultural Services <strong>and</strong> food<br />

security <strong>and</strong> (iii) provide recommendations <strong>for</strong> future implementation of <strong>the</strong> program.. This Joint<br />

Implementation Review took a wider approach. As shown in Annex 5, a total of 10 regions <strong>and</strong> 22<br />

districts were visited. The review team also had discussions with directors of ASLMs <strong>and</strong> o<strong>the</strong>r staff at<br />

<strong>the</strong> national level. The review team comprised of representatives of <strong>the</strong> four Agricultural Sector Lead<br />

Ministries - ASLMs (MAFC, MLD, MITM <strong>and</strong> PMO-RALG), Development Partners (DPs: EU, IFAD,<br />

FAO, Japan, Irish Aid <strong>and</strong> World Bank) <strong>and</strong> o<strong>the</strong>r stakeholders. The IFAD <strong>and</strong> MAFC provided <strong>the</strong><br />

overall leadership <strong>and</strong> coordination of <strong>the</strong> review process on behalf of DPs <strong>and</strong> ASLMs respectively.<br />

3. The mission began with one day discussion in Dar es Salaam followed by one week field work by<br />

technical teams (Thematic Groups) organized around five specific <strong>the</strong>mes. The teams visited Rukwa,<br />

Mbeya, Iringa, Ruvuma, Tabora, Shinyanga, Arusha, Kilimanjaro <strong>and</strong> Dodoma regions. The ASLM<br />

directors <strong>and</strong> Development Partners visited Tanga region (H<strong>and</strong>eni <strong>and</strong> Muheza districts <strong>for</strong> two days).<br />

Annex 1 contains <strong>the</strong> overall TOR which guided <strong>the</strong> ASDP Review.<br />

4. The ASLMs <strong>and</strong> stakeholders assembled in Dar es Salaam on 2 nd November, 2007 in a wrap up<br />

meeting chaired by <strong>the</strong> PS (MAFC), Mr.Peniel M. Lyimo to discuss <strong>the</strong> findings <strong>and</strong> recommendations<br />

from <strong>the</strong> review.. The meeting was attended by high level decision makers of ASLMs, as well as some<br />

regional <strong>and</strong> district officials in areas visited. Members are listed in Annex 5 along with <strong>the</strong>ir<br />

organizations <strong>and</strong> respective regions <strong>and</strong> districts visited.<br />

Background<br />

5. The Agricultural Sector Development Program (ASDP) is <strong>the</strong> Government of Tanzania’s<br />

instrument <strong>for</strong> agricultural growth <strong>and</strong> poverty reduction as outlined in <strong>the</strong> Agricultural Sector<br />

Development Strategy (ASDS) <strong>and</strong> National Strategy <strong>for</strong> Growth <strong>and</strong> Reduction of Poverty<br />

(MKUKUTA). The Program has two objectives (i) to enable farmers to have better access to <strong>and</strong> use of<br />

agricultural knowledge, technologies, marketing systems <strong>and</strong> infrastructure, all of which contribute to<br />

higher productivity, profitability, <strong>and</strong> farm incomes; <strong>and</strong> (ii) to promote agricultural private investment<br />

based on an improved regulatory <strong>and</strong> policy environment.<br />

1 Status of <strong>the</strong> agreed actions of <strong>the</strong> first ASDP Implementation review can be found in Annex 2 including agreed<br />

action <strong>and</strong> way <strong>for</strong>ward <strong>for</strong> <strong>the</strong> second review.<br />

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November 29, 2007<br />

6. These results are delivered through Local <strong>and</strong> National components. Local component activities<br />

are grounded in District Agricultural Development Plans (DADPs) <strong>and</strong> focus on three subcomponents: (i)<br />

local agricultural investments (including irrigation), (ii) local agricultural services, <strong>and</strong> (iii) local<br />

agricultural capacity building <strong>and</strong> re<strong>for</strong>m. National support focuses on five subcomponent areas: (i)<br />

re<strong>for</strong>ming agricultural services, primarily research <strong>and</strong> extension; (ii) improving <strong>the</strong> overall sector policy,<br />

regulatory <strong>and</strong> legal framework; marketing <strong>and</strong> private sector development; capacity building;<br />

in<strong>for</strong>mation <strong>and</strong> communication; (iii) investing in strategic national level irrigation infrastructure <strong>and</strong><br />

technical support <strong>for</strong> local level irrigation investment, <strong>and</strong> (iv) enhancing food security <strong>and</strong> (v)<br />

establishing a framework to ensure <strong>the</strong> quality <strong>and</strong> technical soundness of investments <strong>and</strong> delivery of<br />

services at local levels.<br />

7. Donor financing ASDP comes through a joint Basket Fund to which five donors have currently<br />

committed funds. 2 The Fund supports national activities via an agreed expenditure program <strong>for</strong> <strong>the</strong> four<br />

ASLMs with district <strong>and</strong> village level activities supported by per<strong>for</strong>mance based grants channeled<br />

through <strong>the</strong> Local Government Capital Development Grant (LGCDG) system coordinated by PMO-<br />

RALG.<br />

8. Given this context, <strong>the</strong> team was assigned to review <strong>and</strong> monitor <strong>the</strong> agreed actions during <strong>the</strong><br />

first review, assess progress made <strong>and</strong> addressing challenges in respective <strong>the</strong>matic areas, as well as<br />

Government’s implementation capacity <strong>and</strong> lessons from ongoing activities.<br />

Findings on Implementation <strong>and</strong> Progress on <strong>the</strong> Agreed actions.<br />

9. The findings below have been arranged according to <strong>the</strong> six <strong>the</strong>matic groups as stipulated in <strong>the</strong><br />

overall 3 TOR that guided <strong>the</strong> review. These findings indicate <strong>the</strong> overall implementation progress, status<br />

of agreed actions in <strong>the</strong> last review, challenges to ASDP implementation <strong>and</strong> additional actions necessary<br />

to enhance implementation progress. To achieve fur<strong>the</strong>r progress in <strong>the</strong> future, pro-active attention,<br />

commitment <strong>and</strong> timely actions to overcome challenges are necessary.<br />

10. Overall Status <strong>and</strong> Progress of Implementation<br />

Overall, <strong>the</strong>re is progress made in some areas over <strong>the</strong> last six months <strong>and</strong> it is still possible to achieve<br />

fur<strong>the</strong>r progress in order to achieve development objectives as set out in <strong>the</strong> ASDP programme document.<br />

The mission found that 14 out of <strong>the</strong> 26 agreed actions were completed, <strong>and</strong> 2 out of 14 are in progress. A<br />

detailed matrix of <strong>the</strong> status <strong>and</strong> progress of <strong>the</strong> agreed implementation actions of <strong>the</strong> April review can be<br />

found in Annex 2. Summary of implementation progress is outlined below:<br />

ASDP M&E Framework approved: The M&E Framework has been approved by Committee of Directors<br />

in July <strong>and</strong> a draft Terms of Reference <strong>for</strong> baseline data collection <strong>and</strong> tender has been prepared.<br />

Awareness of DADPs guidelines <strong>and</strong> DFTs (District Facilitation Teams) in place: Almost all districts<br />

visited reported that <strong>the</strong> DFTs are all aware of <strong>the</strong> DADPs guidelines <strong>and</strong> DADPs cycle of planning. All<br />

districts have DFTs in place<br />

2 Annex 4 contains basket fund disbursement status <strong>and</strong> commitments as of September 2007. This is being updated<br />

to reflect increased FY07/08 contributions from o<strong>the</strong>r participating donors that have partially compensated.<br />

3 Annex 1 contains <strong>the</strong> overall TOR which guided <strong>the</strong> ASDP Review. Each <strong>the</strong>matic group had its own TOR<br />

addressing specific <strong>the</strong>matic issues as well as monitoring <strong>the</strong> agreed actions in accordance with <strong>the</strong> first <strong>Aide</strong><br />

<strong>Memoire</strong><br />

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November 29, 2007<br />

Progress has been made in improving planning <strong>and</strong> budgeting <strong>for</strong> ASDP over <strong>the</strong> past year. Key<br />

improvements include preparation of an integrated action plan <strong>and</strong> cash flow that extracts ASDP financed<br />

activities from within <strong>the</strong> MTEF <strong>and</strong> shows <strong>the</strong>m by department <strong>and</strong> by <strong>the</strong>matic area<br />

Thematic Working Groups have been <strong>for</strong>med <strong>and</strong> TORs on <strong>the</strong>ir functions have been shared with <strong>the</strong><br />

Development Partners. Currently, <strong>the</strong>re are 6 <strong>the</strong>matic working groups addressing different <strong>the</strong>mes under<br />

ASDP. They have fur<strong>the</strong>r developed an integrated workplan which has been extracted from <strong>the</strong> MTEF<br />

<strong>and</strong> will be used as a monitoring tool <strong>for</strong> <strong>the</strong> <strong>the</strong>matic groups.<br />

Irrigation: There has been a significant increase in <strong>the</strong> number of proposed new irrigation schemes from<br />

15 to 136 as of <strong>the</strong> time of <strong>the</strong> review. This signifies fur<strong>the</strong>r that <strong>the</strong> communities are well aligned with<br />

DADPs process.<br />

11. Common challenges of implementation<br />

DADPs guidelines: Despite massive awareness of guidelines in <strong>the</strong> LGAs, operationalization of <strong>the</strong><br />

guidelines by <strong>the</strong> DFTs remain a problem. This consequently affects to a great extent <strong>the</strong> quality of<br />

DADPs as most of <strong>the</strong>m do not adequately address rural poverty reduction, food security <strong>and</strong> hunger<br />

reduction initiatives.<br />

Late disbursement of funds has serious implications on most aspects of agricultural development.<br />

Improved disbursement linked with <strong>the</strong> agricultural cycle is required.<br />

Private sector involvement: The involvement of private sector remains a big challenge in <strong>the</strong> LGAs. This<br />

comes in two dimensions: <strong>the</strong> unwillingness to involve <strong>the</strong> sector as stakeholders in <strong>the</strong> planning <strong>and</strong><br />

implementation <strong>and</strong> <strong>the</strong> lack of knowledge on procuring private sector services<br />

Capacity Building: There is a need to increase capacity both human resource with required skills <strong>and</strong><br />

physical (machinery <strong>and</strong> equipments) at all levels. Specific capacity building components are included in<br />

each <strong>the</strong>me below. However, <strong>the</strong>re is a need to consolidate all capacity issues as a single area of activity.<br />

Staff <strong>and</strong> facilities: There is loss of institutional memory due to senior staff at national, zonal <strong>and</strong> LGA<br />

levels as majority are retiring <strong>and</strong> not being replaced, as well as obsolete facilities <strong>and</strong> equipment<br />

12. Key findings <strong>and</strong> challenges from <strong>the</strong> review are summarized below:<br />

Local Component<br />

13. The review teams held discussions during <strong>the</strong> field visits with LGAs, Regional Administrative<br />

Secretaries <strong>and</strong> Zonal Agricultural Research Institutes to assess implementation progress in respective<br />

<strong>the</strong>matic areas:<br />

• Agricultural planning <strong>and</strong> implementation<br />

• Irrigation<br />

• Agricultural services (research <strong>and</strong> extension)<br />

• Private Sector <strong>and</strong> marketing development<br />

• <strong>Food</strong> Security<br />

14. Agricultural planning <strong>and</strong> implementation:<br />

All visited districts have <strong>for</strong>med <strong>the</strong> District Facilitation Teams (DFTs) <strong>and</strong> Ward Facilitation Teams<br />

(WFTs), or are aware of <strong>the</strong> urgency <strong>and</strong> roles of <strong>the</strong>se teams in <strong>the</strong> planning process. This is considered<br />

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November 29, 2007<br />

to be a good progress compared to <strong>the</strong> last review. Districts seem to be progressively conversant with <strong>the</strong><br />

program design <strong>and</strong> implementation arrangement. Also, most districts are aware of <strong>the</strong> participatory<br />

planning approach of DADPs through O&OD or PRA, even in cases where <strong>the</strong> approach has not been<br />

used <strong>for</strong> planning. Generally, all <strong>the</strong> districts visited have prepared DADPs. Involvement of <strong>the</strong> private<br />

sector is also in <strong>the</strong> process, to some extent 4 , even though it is still at its initial stage. Despite <strong>the</strong> observed<br />

progress <strong>the</strong> following key challenges were noted<br />

Generall challenges: Budget guidelines are not released on time to guide <strong>the</strong> planning process <strong>and</strong><br />

frequent changes of budget ceilings affect annual work plan <strong>and</strong> budget in most districts.<br />

DADPs Operational Setting: Despite <strong>the</strong> observed progress, <strong>the</strong> quality of DFTs <strong>and</strong> WFTs teams still<br />

needs to be improved through continued training <strong>and</strong> backstopping. The DADPs Guidelines (especially<br />

<strong>the</strong> Kiswahili version) should be widely distributed <strong>and</strong> ensure that all DFT/WFT members have copies<br />

<strong>and</strong> are en<strong>for</strong>ced by <strong>the</strong> PMO-RALG to use <strong>the</strong> guidelines <strong>for</strong> developing <strong>the</strong> DADPs.<br />

.<br />

Comprehensiveness of DADPs: The DADPs concept as a comprehensive plan is still unclear to most<br />

DFT members. Awareness at <strong>the</strong> community level is minimal. Some confusion still exist among LGAs in<br />

that DADPs is a project parallel to conventional ones such as PADEP or o<strong>the</strong>r donor-supported activities.<br />

DADPs Formulation Process <strong>and</strong> Strategic Quality: Generally, all <strong>the</strong> districts visited have prepared<br />

DADPs. However, <strong>the</strong> quality of DADPs is generally poor due to inadequate participatory <strong>and</strong> strategic<br />

planning process. The reasons include:<br />

• Strategic Planning: Though poorly prepared, almost all districts visited had developed strategic<br />

plans in place. However, <strong>the</strong>se strategies were not used during DADPs preparation. Criteria <strong>for</strong><br />

intervention selection are often <strong>the</strong> source of problems, size of beneficiaries, whe<strong>the</strong>r or not<br />

supported by o<strong>the</strong>r projects in <strong>the</strong> past, etc. Sometimes <strong>the</strong> level of ownership of communities is<br />

taken into consideration. There are cases where priorities are a priori instructed by higher<br />

authorities. In general, equity ra<strong>the</strong>r than efficiency seems to be of greater concern in <strong>the</strong> selection.<br />

• Use of Participatory Planning Methodologies: O&OD is yet to be rolled out in many LGAs. PRA<br />

was used in such LGAs to identify priorities of community level interventions. Never<strong>the</strong>less, <strong>the</strong>re<br />

is no evidence that <strong>the</strong> PRA or O&OD results have been used <strong>for</strong> DADPs preparation. During <strong>the</strong><br />

field visit, it was often confirmed that in an ordinary O&OD exercise, <strong>the</strong> issues of agricultural<br />

sector have not been sufficiently highlighted.<br />

• Stakeholder Involvement: Private sector inventory is in place in all LGAs, but <strong>the</strong>re is minimal<br />

involvement in <strong>the</strong> planning process. Involvement of private sector in provision of agricultural<br />

service is still a challenge.<br />

• MTEF planning <strong>for</strong>mat: All LGAs have not understood <strong>the</strong> three years planning concept as per <strong>the</strong><br />

MTEF, hence it was not used by some during planning.<br />

Allocation <strong>and</strong> Utilization of DADPs Conditional Grants: Review of DADPs documents <strong>and</strong> discussion<br />

with DFTs indicates <strong>the</strong> impression that <strong>the</strong>re is still low level of underst<strong>and</strong>ing on <strong>the</strong> use of ASDP<br />

grants especially <strong>the</strong> top-up part of <strong>the</strong> A-EBG <strong>and</strong> A-CBG. This has led to misallocation of <strong>the</strong> grants<br />

<strong>and</strong> hence potential risk of attaining expected outputs <strong>and</strong> outcomes. For instance, issues of contracting<br />

out, capacity building of private sector <strong>and</strong> farmer empowerment are not taken into account by some<br />

LGAs in <strong>the</strong> fund allocation.<br />

ASDP’s linkage to LGCDG <strong>and</strong> Reporting Systems: Generally, awareness of <strong>the</strong> reporting systems<br />

(PlanRep2, Epicor <strong>and</strong> LGMD) is fair in all LGAs, although majority of LGAs reported that <strong>the</strong> systems<br />

4 For example, Monduli DC requested plans from <strong>the</strong> private sector, <strong>and</strong> Mwanga DC has included <strong>the</strong> private sector rep in <strong>the</strong><br />

DFT.<br />

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November 29, 2007<br />

are not user friendly. PlanRep is widely used in planning but not in progress reporting as this is not a<br />

reporting requirement by PMO-RALG. The PlanRep system is currently incompatible at different<br />

institutional levels <strong>and</strong> LGAs are facing difficulties during submission of plans to <strong>the</strong> <strong>Ministry</strong> of<br />

Finance. The LGAs are currently using <strong>for</strong>mats from <strong>the</strong> <strong>Ministry</strong> of Finance. Local Government<br />

Monitoring Database (LGMD) is known but not used by all LGAs. Epicor is equally not used due to<br />

inadequate technical capacity.<br />

Knowledge of <strong>the</strong> LGCDG system is still confined to a small group (DED, DPLO, <strong>and</strong> only sometimes<br />

DALDO) of LGA’s organization, leading that DALDO <strong>and</strong> DFT are barely knowledgeable of Minimum<br />

Conditions (MCs) <strong>and</strong> Per<strong>for</strong>mance Assessment (PA) of <strong>the</strong> system. Use of LGCDG account <strong>and</strong><br />

Development account <strong>for</strong> disbursement of ASDP grants is still not clear to most LGAs. Contrary to <strong>the</strong><br />

guidelines, some LGAs are still maintaining <strong>the</strong> DADPs account into which funds from LGCDG <strong>and</strong><br />

Development accounts are internally transferred.<br />

DADPs implementation: Late disbursement of funds affected implementation of 2006/07 action Plan. For<br />

most LGAs some activities planned <strong>for</strong> 2006/2007 (especially irrigation projects that are subjected to<br />

seasonality were shifted to <strong>the</strong> 1st quarter of FY 2007/08. Activities <strong>for</strong> 2006/07 were in some districts<br />

not identified through participatory process. All LGAs had not received DADPs funds (both basic <strong>and</strong> top<br />

up grant) <strong>for</strong> 2007/08. There<strong>for</strong>e development activities planned <strong>for</strong> 2007/08 had not started.<br />

In principle, <strong>the</strong> effective implementation of DADPs presupposes sufficient managerial capacity of<br />

communities (financial, organizational, reporting, <strong>and</strong> contracting abilities). This precondition also<br />

underlines <strong>the</strong> importance of farmer empowerment. However, many communities are still very much<br />

short of such capacity. The facilitation by LGAs is often constrained by <strong>the</strong> shortage of human <strong>and</strong><br />

financial resources. Such situation encourages <strong>the</strong> continuing practice of <strong>the</strong> conventional top-down<br />

approach, i.e. <strong>the</strong> LGAs construct facilities, supply materials (kits, seeds, chemicals, etc.), technical skills<br />

(trainers or exemplars), <strong>and</strong> show farmers to follow. There are cases where <strong>the</strong> communities were nei<strong>the</strong>r<br />

involved in <strong>the</strong> identification of projects nor implementation. This practice is inconsistent with <strong>the</strong> basic<br />

vision of ASDP: farmer empowerment <strong>and</strong> private sector promotion.<br />

Linkage with Regional Secretariat (RS): The regional secretariats described <strong>the</strong>ir roles as involving both<br />

supervisory <strong>and</strong> advisory functions, particularly regarding <strong>the</strong> preparation of DADPs. But with growing<br />

sense of LGAs being independent, toge<strong>the</strong>r with <strong>the</strong> limited human resources, <strong>the</strong> RS offices seem to feel<br />

less effective in influencing LGAs in <strong>the</strong>ir DADPs activities. Hence it would be necessary to consider<br />

carefully about <strong>the</strong> roles <strong>and</strong> duties of <strong>the</strong> RS office on <strong>the</strong> guidance (<strong>and</strong> technical backstopping) of<br />

LGAs <strong>for</strong> DADPs preparation <strong>and</strong> implementation, <strong>and</strong> <strong>the</strong> linkage between RS <strong>and</strong> PMO-RALG.<br />

Communication between LGAs <strong>and</strong> <strong>the</strong> Central Ministries: Districts officially submit <strong>the</strong>ir quarterly<br />

reports to PMO-RALG through <strong>the</strong> RS. In practice, <strong>the</strong> DALDO office often communicates directly to<br />

<strong>the</strong> PMO-RALG skipping RS office. The fact that consolidation of reports is done only partially at <strong>the</strong><br />

Regional level makes <strong>the</strong> work at PMO-RALG significantly laborious. Also sending reports from <strong>the</strong><br />

Region to PMO-RALG without copying to ASLMs also found to hampers smooth communication<br />

between Regions <strong>and</strong> <strong>the</strong> Central level.<br />

Linkage with Zonal Institutions: Research institutes are aware of ASDP <strong>and</strong> have received sensitisation.<br />

The ZARDEF committees were established. Some collaborations between LGAs <strong>and</strong> ZARDI through on<br />

farm research activities, seed multiplication <strong>and</strong> variety evaluation were observed, most arising from<br />

previous programs such as DADS <strong>and</strong> TARP II. Examples included cross ridging, testing new varieties<br />

of beans <strong>and</strong> intercropping with legumes. There was also ongoing collaboration with SUA, TaCRI, TRIT<br />

<strong>and</strong> international institutions. However, linkage with districts still needs to be streng<strong>the</strong>ned.<br />

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November 29, 2007<br />

15. Irrigation:<br />

The review team observed some positive signs that <strong>the</strong> number of proposed new irrigation schemes has<br />

increased. As of May 2007, 15 requests <strong>for</strong> funding were submitted to <strong>the</strong> DIDF committee from 6<br />

districts, whereas in this financial year as of 30 th October 2007, 136 requests from 22 Districts have been<br />

received. However, <strong>the</strong> absolute number as proposed under ASDP-DIDF remains low. The following<br />

key challenges were identified:<br />

Level of incorporation of capacity building in irrigation scheme development: The level of incorporation<br />

of capacity building trainings in irrigation scheme development differs from one district to ano<strong>the</strong>r (In<br />

some districts farmers were trained at KATC, Moshi on water management <strong>and</strong> operation <strong>and</strong><br />

maintenance of irrigation schemes). Hence it should be encouraged that LGAs incorporate capacity<br />

building in <strong>the</strong>ir DADPs. In most cases farmers were in dem<strong>and</strong> of capacity building trainings .<br />

Existence <strong>and</strong> Effectiveness of Irrigators Organizations: It was observed that registration of irrigator’s<br />

organizations is not well defined in <strong>the</strong> project cycle. In some districts, <strong>the</strong> organizations are <strong>for</strong>med after<br />

<strong>the</strong> completion of construction of irrigation infrastructure, which normally results in <strong>the</strong> absence of sense<br />

of ownership by <strong>the</strong> farmers <strong>and</strong> consequently <strong>the</strong> projects ends up being unsustainable. There is a need to<br />

clearly define <strong>the</strong> advantages <strong>and</strong> disadvantages of <strong>for</strong>ming farmer’s organizations as ei<strong>the</strong>r associations<br />

or cooperative societies <strong>and</strong> to let farmers choose what <strong>the</strong>y prefer.<br />

Institutional Capacity <strong>and</strong> Willingness to Outsource: Most of <strong>the</strong> districts have on average 1 – 2<br />

irrigation technicians only, whereas some do not have any. There are very few districts with an<br />

irrigation/agricultural engineer. With this situation it is difficult to implement irrigation interventions in<br />

those districts. The utilization of <strong>the</strong> technical backstopping from <strong>the</strong> Zonal Irrigation <strong>and</strong> Technical<br />

Services Units (ZITSUs) needs to be streng<strong>the</strong>ned.<br />

Quality of Irrigation Development: It is observed that those districts which do not seek technical<br />

backstopping from <strong>the</strong> ZITSUs end up with slow progress <strong>and</strong> poor quality of irrigation<br />

systems/infrastructure. The team found that some of <strong>the</strong> system designs <strong>and</strong> implementation arrangements<br />

in <strong>the</strong> field were questionable. Currently <strong>the</strong>re are no legal regulations to be followed by irrigation<br />

development players pending <strong>the</strong> on-going <strong>for</strong>mulation of <strong>the</strong> National Irrigation Policy <strong>and</strong> Strategy.<br />

There is need <strong>for</strong> setting a mechanism <strong>for</strong> quality control during design, implementation <strong>and</strong> after<br />

completion.<br />

Environmental Issues in Irrigation Projects: The DFT recognizes issues of environment in irrigation<br />

development. However no environmental assessments have been conducted at any level. There is need to<br />

involve district environmental officers in all irrigation projects in districts.<br />

Capacity at National <strong>and</strong> Zonal Level: Although staff at <strong>the</strong> DITS <strong>and</strong> zonal level are qualified, still <strong>the</strong>re<br />

is need <strong>for</strong> <strong>the</strong>m to attend refresher courses on undertaking feasibility studies, designs <strong>and</strong> construction<br />

supervisions with contract management. The newly employed professionals will also benefit from such<br />

arrangements by putting <strong>the</strong>ir graduate knowledge to a more practical approach. With proper arrangement<br />

this can be done using MATI-Igurusi with outsourced experienced trainers, in possible collaboration with<br />

<strong>the</strong> National Construction Council (NCC).<br />

16. Agricultural services (research <strong>and</strong> extension):<br />

Agricultural Services in this aspect means both research <strong>and</strong> extension <strong>for</strong> both crops <strong>and</strong> livestock. The<br />

review team agrees that <strong>the</strong>re are significant activities <strong>and</strong> better environment <strong>for</strong> development of<br />

agricultural services in <strong>the</strong> LGAs. Linkages within districts were observed between district staff <strong>and</strong> ward<br />

<strong>and</strong> village farmers <strong>for</strong>a, particularly in <strong>the</strong> preparation of DADPs. While complaints were expressed by<br />

8


November 29, 2007<br />

some groups that farmer <strong>and</strong> village plans/projects loose priority at district level, o<strong>the</strong>rs were successful in<br />

having <strong>the</strong>irs included. Some top down projects were also observed <strong>and</strong> while <strong>the</strong>y were not <strong>the</strong> groups<br />

first choice, groups involved felt <strong>the</strong>y were very worthy. New innovations at village level included clonal<br />

coffee, banana, goats, improved chicken <strong>and</strong> pig keeping. Almost all villages were vaccinating <strong>for</strong><br />

newcastles disease.<br />

<strong>Agriculture</strong> services implementation is more advanced <strong>for</strong> extension than <strong>for</strong> research. Concerning<br />

extension, implementation is being helped by <strong>for</strong>mation of DFTs <strong>and</strong> WFTs that include extensionists,<br />

<strong>and</strong> identification of <strong>the</strong>ir role in technology transfer. While extensionists have yet to embrace <strong>the</strong>ir new<br />

role of facilitating <strong>for</strong>mation of farmer groups, <strong>the</strong> field team found farmer groups particularly FFS to be<br />

active in most LGAs visited, <strong>and</strong> noted that <strong>the</strong>y provide a promising plat<strong>for</strong>m <strong>for</strong> technology reception<br />

<strong>and</strong> dissemination as well as <strong>for</strong>mation of local networks (SACCOs, local marketing organizations).<br />

Some collaborations between LGAs <strong>and</strong> ZARDI through on farm research activities, seed multiplication<br />

<strong>and</strong> variety evaluation were observed, most arising from previous programs such as TARPII. Examples<br />

included cross ridging, testing new varieties of beans <strong>and</strong> intercropping with legumes. There was also<br />

ongoing collaboration with SUA, TaCRI, TRIT <strong>and</strong> international institutions.<br />

Major challenge is to support <strong>the</strong>se developments at LGA level in a coordinated way from <strong>the</strong> national<br />

level. There is also a need to focus on capacity building to enhance <strong>and</strong> sustain <strong>the</strong>se developments.<br />

Specific challenges include:<br />

Lack of capacity at district/ward/village levels: The review team noted <strong>the</strong> following capacity related<br />

issues at local level<br />

• Shortage of staff at ward <strong>and</strong> village level. Too few extension officers <strong>and</strong> many extension<br />

officers are serving more than one village<br />

• Technical capacity of WEOs/ VEOs to deliver both crop & livestock advice is weak.<br />

WEOs/VEOs are trained in ei<strong>the</strong>r livestock or crops. However many villages have both<br />

enterprises. It is difficult <strong>for</strong> an untrained crop extension officer to give advice on livestock <strong>and</strong><br />

vice a versa<br />

In adequate animal health service delivery: There is no enough veterinary diagnostic facilities <strong>and</strong><br />

equipment at district <strong>and</strong> ward levels. Diagnostic facilities particularly in <strong>the</strong> more rural areas are weak or<br />

absent. The private sector has not produced <strong>the</strong> expected take up <strong>and</strong> this has caused a vacuum. There is<br />

also a lack of manpower <strong>and</strong> shortage of drugs. East Coast Fever is still <strong>the</strong> major disease <strong>and</strong> little use of<br />

immunization leading to high levels of livestock mortality particularly calf mortality<br />

Slow roll-out of CORDEMA <strong>and</strong> ZARDEF in <strong>the</strong> ZARDI<br />

• The implementation of CORDEMA <strong>and</strong> establishment of ZARDEF as instruments <strong>for</strong> streng<strong>the</strong>ning<br />

<strong>the</strong> linkage between research <strong>and</strong> LGAs is lagging behind: ZARDI visited reported that researchers<br />

have participated in sensitisation workshops on CORDEMA <strong>and</strong> ZARDEF but lack knowledge <strong>and</strong><br />

guidelines on how ZARDEF <strong>and</strong> CORDEMA are going to operate. The institute has identified Zonal<br />

Technical Committee <strong>and</strong> Zonal Steering Committee <strong>for</strong> managing ZARDEF, training of <strong>the</strong> two<br />

committees is underway, as well as development of ZARDEF constitution. However, ZARDEF will<br />

not be operational in FY08/09 due to phased disbursement schedule proposed in <strong>the</strong> PIP. The team<br />

noted from <strong>the</strong> FY07/08 allocation that some ZARDIs will receive funds <strong>for</strong> ZARDEF in <strong>the</strong> fourth<br />

year of ASDP implementation. Also it was noted that <strong>the</strong> budget allocation <strong>for</strong> FY07/08 does not<br />

reflect <strong>the</strong> zonal research priorities.<br />

• There is loss of institutional memory due to senior researchers retiring <strong>and</strong> not being replaced. O<strong>the</strong>r<br />

challenges include obsolete facilities <strong>and</strong> equipment <strong>and</strong> lack of basic reagents <strong>and</strong> poor in<strong>for</strong>mation<br />

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November 29, 2007<br />

flow to extension. The ZIELU staffing plan has not been implemented. This is a key linkage unit in<br />

ensuring that in<strong>for</strong>mation flows both upwards to <strong>the</strong> national level <strong>and</strong> downwards to farmers <strong>and</strong><br />

districts.<br />

Weak Linkage of Veterinary Investigation Centres (VICs) with research institutes <strong>and</strong> districts. There are<br />

no links between <strong>the</strong> VIC <strong>and</strong> <strong>the</strong> operation of <strong>the</strong> ZARDEF funds. The VIC is not represented on any<br />

ZARDEF committees <strong>and</strong> thus is unaware of <strong>the</strong>se activities. Similarly links between <strong>the</strong> VIC <strong>and</strong> district<br />

are weak. VICs do not receive timely, accurate <strong>and</strong> detailed in<strong>for</strong>mation from districts to enable <strong>the</strong>m to<br />

implement an effective disease surveillance system<br />

17. Marketing <strong>and</strong> Private Sector Development:<br />

Agricultural marketing is not well established <strong>and</strong> in most cases is undertaken in open spaces. Cross<br />

border trade is prominent due to Tanzania’s borders with DRC, Zambia, Ru<strong>and</strong>a, Burundi, Malawi,<br />

Kenya <strong>and</strong> Ug<strong>and</strong>a. The prevailing agricultural situation in <strong>the</strong>se countries affects <strong>the</strong> market in Tanzania.<br />

Many private traders supply inputs <strong>and</strong> buy produce from individual farmers. The availability of timely<br />

<strong>and</strong> accurate market in<strong>for</strong>mation on local, regional <strong>and</strong> cross border markets <strong>for</strong> both crops <strong>and</strong> livestock<br />

is critical in order to enable farmers <strong>and</strong> o<strong>the</strong>r stakeholders to make appropriate trading decisions.<br />

Marketing of crop products is being done successfully through participation of private-public<br />

involvement. However price trends are not controlled by farmers, who normally sell <strong>the</strong>ir produce to<br />

in<strong>for</strong>mal markets. There are agricultural selling centres (magulio) in districts, st<strong>and</strong>ard measurements are<br />

still normally used. And warehouse receipt is already popular in some districts. Some LGAs have<br />

empowered farmers by supporting <strong>the</strong>m through marketing groups <strong>and</strong> networks <strong>for</strong> <strong>the</strong>ir produce,<br />

especially cash crops e.g. coffee. This has improved access to in<strong>for</strong>mation, bargaining power <strong>and</strong> reduced<br />

transaction costs. Key challenges include:<br />

Poor Rural Infrastructure<br />

• Poor rural road networks. Long distances prevail between many towns <strong>and</strong> villages <strong>and</strong> some areas<br />

are not accessible during <strong>the</strong> rainy season.<br />

• Lack of market structures, warehouses <strong>and</strong> processing facilities. Many districts lack market<br />

structures <strong>and</strong> warehouse facilities. Many are also lacking processing facilities which can add<br />

value <strong>and</strong> extend shelf life.<br />

• Lack of knowledge on marketing issues. Farmers have limited access to market in<strong>for</strong>mation.<br />

The marketing process is complicated by <strong>the</strong> use of non-st<strong>and</strong>ardized weights <strong>and</strong> measures.<br />

• Lack of collective marketing. Most marketing is conducted by middlemen traders dealing<br />

directly with individual farmers. Few farmers sell in groups <strong>and</strong> thus have no collective<br />

marketing power.<br />

Inaccessibility to financial services: Financial services, particularly credit, <strong>for</strong> small farmers <strong>and</strong><br />

traders are necessary <strong>for</strong> successful marketing.<br />

18. <strong>Food</strong> Security:<br />

The food security team reviewed food security issues <strong>and</strong> assessed practicability of food security<br />

guidelines. LGAs are very much aware of ASDP. Despite <strong>the</strong> dry wea<strong>the</strong>r conditions of <strong>the</strong> places visited,<br />

<strong>the</strong> community cultivated a variety of food crops, using traditional irrigation ways, with food crops<br />

including tomatoes, onions, <strong>and</strong> leafy vegetables. The community is willing to contribute to development<br />

projects e.g. irrigation, dips. Key implementation challenges are summarized below:<br />

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November 29, 2007<br />

<strong>Food</strong> preferences in some households have shown to affect utilization e.g. in <strong>the</strong> drier areas of Nor<strong>the</strong>rn<br />

zone, Tabora etc. farmers consider <strong>the</strong>mselves as food insecure because <strong>the</strong>y are not willing to accept<br />

sorghum as an appropriate alternative food crop <strong>for</strong> <strong>the</strong>ir area.<br />

There is lack of knowledge on improved food processing <strong>and</strong> preservation technologies: Hence <strong>the</strong><br />

farmers have to sell <strong>the</strong>ir produce immediately after harvest to avoid losses: a situation that creates food<br />

shortages <strong>and</strong> hence food insecurity even if <strong>the</strong> production was higher in <strong>the</strong>se areas. It was also noted<br />

that <strong>the</strong> available storage structures do not prevent crop losses.<br />

Identification of vulnerable groups: There was no clear system of identifying <strong>and</strong> supporting <strong>the</strong><br />

vulnerable groups such as old <strong>and</strong> sick people both at district level. The characteristics <strong>and</strong> behavior<br />

patterns of insecure communities were not understood, making hard to identify <strong>the</strong> possible projects to<br />

alleviate <strong>the</strong> situation.<br />

The effectiveness of early warning system (in<strong>for</strong>mation flow): The districts are not receiving in<strong>for</strong>mation<br />

on <strong>the</strong> risks of food insecurity in <strong>the</strong>ir areas in time. The knowledge <strong>and</strong> use of early warning system are<br />

not properly considered in preparation of DADPs. Fur<strong>the</strong>rmore, <strong>the</strong>re is lack of capacity at <strong>the</strong> district<br />

<strong>and</strong> ward levels to carry out vulnerability assessments to determine <strong>the</strong> magnitudes of <strong>the</strong> vulnerability in<br />

most areas.<br />

19. Cross Cutting issues:<br />

Findings reveal that <strong>the</strong>re have been adequate ef<strong>for</strong>ts to consider gender <strong>and</strong> HIV/AIDs issues in various<br />

processes related to <strong>the</strong> design <strong>and</strong> <strong>for</strong>mulation of <strong>the</strong> VADPs/DADPs respectively. However, noticeable<br />

variations were observed both within <strong>and</strong> across District Councils with respect to capacities <strong>for</strong><br />

integrating cross cutting issues in <strong>the</strong>ir respective DADPs <strong>and</strong> VADPs. This was caused possibly by<br />

inadequate or lack of capacities in gender analysis, gender planning, gender mainstreaming <strong>and</strong> or gender<br />

budgeting <strong>and</strong> gender statistics. Key challenges are summarized below:<br />

Lack of baseline indicators: Whilst <strong>the</strong> ASDP M&E framework have only been approved in July 2007<br />

<strong>and</strong> field testing of indicators is underway, <strong>the</strong> LGAs remain unknowledgeable on <strong>the</strong> proposed indicators<br />

<strong>and</strong> <strong>the</strong> use of baseline indicators hence<strong>for</strong>th. Due to this, <strong>the</strong> integration of cross cutting issues<br />

(HIV/AIDs, gender, environment <strong>and</strong> governance) in <strong>the</strong> monitoring <strong>and</strong> evaluation of ASDP will still be<br />

a challenge in <strong>the</strong> future.<br />

ASDP M&E Cross-cutting indicators: <strong>the</strong> indicators found in <strong>the</strong> M&E framework <strong>for</strong> crosscutting issues<br />

are ra<strong>the</strong>r few <strong>and</strong> not exhaustive considering <strong>the</strong> broadness of <strong>the</strong> sectoral programme. The indicators<br />

presented in <strong>the</strong> framework are thinly addressing cross cutting issues by merely raising awareness <strong>and</strong><br />

mostly leaving out implementation <strong>and</strong> mainstreaming of cross cutting interventions.<br />

National Component<br />

20. The team focused on <strong>the</strong> overall national implementation <strong>and</strong> monitoring of <strong>the</strong> programme,<br />

existing institutional set-up <strong>for</strong> coordinating ASDP, institutional linkages, planning <strong>and</strong> budgeting,<br />

participation <strong>and</strong> dialogue mechanism among stakeholders (Thematic Working Groups-TWGs), ASLMs,<br />

Committee of Directors, ASDP Secretariat, o<strong>the</strong>r ministries <strong>and</strong> non-public actors)<br />

Overall National Implementation <strong>and</strong> Monitoring: Overall, progress has been made on implementation<br />

<strong>and</strong> monitoring at <strong>the</strong> national level. The M&E framework that is supposed to be <strong>the</strong> monitoring tool <strong>for</strong><br />

<strong>the</strong> sector programme was developed by M&E TWG <strong>and</strong> approved by <strong>the</strong> Committee of Directors, <strong>and</strong><br />

<strong>the</strong>re are plans <strong>for</strong> development of guidelines <strong>and</strong> dissemination. Progress reports <strong>for</strong> <strong>the</strong> 3 rd <strong>and</strong> 4 th<br />

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quarter of 06/07 are available. Work is still underway to prepare quarterly reports <strong>for</strong> <strong>the</strong> 1 st quarter of<br />

07/08.<br />

Planning <strong>and</strong> budgeting: Progress has been made on improving planning <strong>and</strong> budgeting <strong>for</strong> ASDP over<br />

<strong>the</strong> past year. Key improvements have been <strong>the</strong> production of an integrated action plan <strong>and</strong> cash flow that<br />

extracts ASDP financed activities from within <strong>the</strong> MTEF <strong>and</strong> shows <strong>the</strong>m by department <strong>and</strong> by <strong>the</strong>matic<br />

area. None<strong>the</strong>less, approval <strong>and</strong> release of funds still remains behind schedule. Due to <strong>the</strong> late approval of<br />

<strong>the</strong> work plan <strong>and</strong> budget <strong>and</strong> lack of sufficient funds in <strong>the</strong> Basket Holding Account, funds <strong>for</strong> national<br />

level activities during <strong>the</strong> first quarter were not available. Most ASDP financed activities at <strong>the</strong> local <strong>and</strong><br />

national levels will only take place starting in late second quarter 2007/08.<br />

Institutional Linkages <strong>and</strong> Coordination: Improvement in coordination at national level was suggested in<br />

<strong>the</strong> first JIR. Since <strong>the</strong>n some adjustments have been made to improve coordination through <strong>the</strong> creation<br />

of TWGs. The TWGs submit <strong>the</strong> action plans to <strong>the</strong> DADP Planning <strong>and</strong> Implementation TWG who<br />

prepares an integrated work plan <strong>and</strong> it is <strong>the</strong>ir responsibility to ensure implementation of <strong>the</strong> integrated<br />

work plan. The chairs of <strong>the</strong> TWGs must commit to support <strong>the</strong> implementation of <strong>the</strong> integrated work<br />

plan. O<strong>the</strong>r ef<strong>for</strong>ts to improve ASDP coordination have also been made but effective coordination <strong>and</strong><br />

clarity of roles <strong>and</strong> relationship of ASDP Secretariat, DPP-MAFC <strong>and</strong> TWGs<br />

Summary of Recommendations <strong>and</strong> Way Forward<br />

21. This part summarizes <strong>the</strong> recommendations made by <strong>the</strong> <strong>the</strong>matic working groups on <strong>the</strong> findings<br />

of <strong>the</strong> review. Generally, progress has been made since <strong>the</strong> first implementation review in April, 2007.<br />

However, challenges still exist in <strong>the</strong> implementation of <strong>the</strong> ASDP. To overcome <strong>the</strong>se, <strong>the</strong> following has<br />

been recommended by <strong>the</strong> review team. (A detailed matrix on recommended actions <strong>and</strong> time frame <strong>for</strong><br />

implementing <strong>the</strong>m can be found in Annex 3, Table 2 <strong>and</strong> 3)<br />

Training <strong>and</strong> backstopping of quality DADPs with an emphasis on <strong>the</strong> MTEF three year roll out plan,<br />

O&OD, ASDP grants <strong>and</strong> <strong>the</strong>ir application, reporting <strong>and</strong> prioritization of DADPs should continue as<br />

earlier planned. This will help improve data systems to better track activities under <strong>the</strong> programme.<br />

Fur<strong>the</strong>r streng<strong>the</strong>ning of ASDP coordination: The review has found that fur<strong>the</strong>r ef<strong>for</strong>ts are needed in<br />

streng<strong>the</strong>ning coordination among ASLMs by improving skills, equipment <strong>and</strong> by recruitment of new<br />

staff, in particular streng<strong>the</strong>ning <strong>the</strong> capacity of DPP of ASLMs <strong>and</strong> <strong>the</strong> Agricultural Support Unit of<br />

PMO-RALG are urgently required <strong>for</strong> better communication. Also needed is <strong>the</strong> fur<strong>the</strong>r improvement of<br />

<strong>the</strong> functions of <strong>the</strong> Thematic Working Groups through revision of <strong>the</strong>ir Terms of References.<br />

There is a need to review guidelines on private sector engagement in marketing <strong>and</strong> establish an<br />

inventory of existing capacity, provide incentives <strong>for</strong> marketing infrastructure development <strong>and</strong><br />

in<strong>for</strong>mation, contracting out delivery of services, <strong>and</strong> establish criteria <strong>for</strong> accreditation of service<br />

providers. On <strong>the</strong> coverage of private sector actors <strong>and</strong> o<strong>the</strong>r stakeholders including government, a joint<br />

sensitization program on roles <strong>and</strong> functions under PPP should be emphasized <strong>and</strong> made clear.<br />

Capacity gaps both human <strong>and</strong> physical continue to exist at all levels. To achieve <strong>the</strong> outputs of <strong>the</strong><br />

program <strong>and</strong> realize <strong>the</strong> outcomes of MKUKUTA, skill gaps should be thoroughly <strong>and</strong> immediately<br />

addressed to take ASDP to <strong>the</strong> next level. In this regard, capacity need assessment should be undertaken<br />

by improving on <strong>the</strong> previous capacity study done.<br />

Streng<strong>the</strong>ning <strong>the</strong> role of <strong>the</strong>matic working groups by harmonizing interventions in MTEF across various<br />

stakeholders <strong>and</strong> ensuring no overlapping of actions <strong>and</strong> key strategic areas are covered. Providing<br />

targeted support activities to support implementation (such as <strong>the</strong> development of guidelines).<br />

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Additionally TWGs should assist in facilitating joint planning as required. However, it should be noted<br />

that <strong>the</strong> integrated TWG work plan should only be used to check <strong>the</strong> overlapping of interventions across<br />

sector-ministries <strong>and</strong> identifying gaps by <strong>the</strong>me, <strong>and</strong> not <strong>for</strong> monitoring as stipulated in <strong>Aide</strong> <strong>Memoire</strong> of<br />

<strong>the</strong> first JIR, April 2007.<br />

Cross-cutting issues: This JIR has had a Gender specialist <strong>for</strong> <strong>the</strong> first time. However, data collected <strong>and</strong><br />

<strong>the</strong> baseline indicators set during <strong>the</strong> review was not sufficient to evaluate <strong>the</strong> integration of cross cutting<br />

issues into ASDP implementation. More support on integrating <strong>and</strong> mainstreaming cross cutting issues<br />

into <strong>the</strong> program implementation is needed.<br />

Lesson learned from <strong>the</strong> Review<br />

22. This part covers <strong>the</strong> lessons learnt from <strong>the</strong> time of planning <strong>and</strong> arranging <strong>for</strong> <strong>the</strong> review to <strong>the</strong><br />

wrap up meeting. Some of <strong>the</strong> key lessons learnt <strong>and</strong> that should be taken up <strong>for</strong> <strong>the</strong> third implementation<br />

review are summarized below:<br />

• Organize <strong>the</strong> event much earlier.<br />

• Timeframe was too tight <strong>for</strong> field visits <strong>and</strong> report preparation.<br />

• The presence of a management team <strong>for</strong> <strong>the</strong> entire exercise was positive <strong>and</strong> should be continued.<br />

• Inputs from <strong>the</strong> <strong>the</strong>matic working group have been very helpful, <strong>and</strong> should be continued.<br />

• Supply materials (including Aid <strong>Memoire</strong>) earlier <strong>for</strong> better discussion <strong>and</strong> common<br />

underst<strong>and</strong>ing of issues, agreed actions <strong>and</strong> way <strong>for</strong>ward.<br />

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ANNEX 1<br />

Overall Terms of Reference<br />

Agricultural Sector Development Program (ASDP)<br />

Joint Implementation Review<br />

October 1 – 19, 2007<br />

Final<br />

Thursday September 14, 2007<br />

Background<br />

The <strong>Agriculture</strong> Sector Development Program (ASDP) is <strong>the</strong> Government of Tanzania’s instrument <strong>for</strong><br />

agricultural growth <strong>and</strong> poverty reduction as outlined in <strong>the</strong> <strong>Agriculture</strong> Sector Development Strategy (ASDS) <strong>and</strong><br />

Poverty Reduction Strategy (MKUKUTA). The Program’s two objectives are, first is to increase farm profitability<br />

<strong>and</strong> incomes through access to better technology, advice, <strong>and</strong> markets. Secondly, is to increase private sector<br />

investment agriculture based on an improved regulatory <strong>and</strong> Policy Environment.<br />

The ASDP is financed by a multi-donor basket fund that finances national activities via an agreed<br />

expenditure program <strong>for</strong> four <strong>Agriculture</strong> Sector Lead Ministries, (ASLMs) as well as district <strong>and</strong> village level<br />

activities via per<strong>for</strong>mance based grants channeled through <strong>the</strong> Local Government Capital Development Grant<br />

(LGCDG) system. These latter grants support on-farm investments including irrigation, agricultural service delivery,<br />

<strong>and</strong> capacity building.<br />

The ASDP implementation is now one year since its commencement in July 2006. Activities included<br />

awareness creation <strong>and</strong> a first round of training <strong>for</strong> districts in District Agricultural Development Plans (DADPs)<br />

This has been followed up by back-stopping activities to support fur<strong>the</strong>r training of District Facilitation Teams<br />

(DFTs) <strong>and</strong> Ward Facilitation Teams (WFTs). The experience was on <strong>the</strong> whole very positive, <strong>and</strong> demonstrated <strong>the</strong><br />

ability of ASLM (<strong>Agriculture</strong> Sector Lead <strong>Ministry</strong>) task teams, working across sectors <strong>and</strong> departments, to support<br />

DADP roll-out.<br />

2.0 Objectives<br />

The first Joint Implementation Review was carried out in April, 2007 by <strong>the</strong> Government <strong>and</strong> ASDP Development<br />

Partners in collaboration with o<strong>the</strong>r stakeholders. The second JIR will specifically focus on monitoring <strong>the</strong> agreed<br />

actions of <strong>the</strong> <strong>Aide</strong> <strong>Memoire</strong> <strong>and</strong> on some areas that were not adequately addressed in <strong>the</strong> first review (e.g.<br />

marketing/private sector development, irrigation, <strong>Agriculture</strong> Services <strong>and</strong> food security). The main objectives are:<br />

o<br />

o<br />

o<br />

o<br />

To assess <strong>the</strong> Program progress against set objectives <strong>and</strong> Targets,<br />

To evaluate <strong>and</strong> review <strong>the</strong> status of marketing <strong>and</strong> private sector development, irrigation, <strong>Agriculture</strong><br />

services <strong>and</strong> food security,<br />

To monitor <strong>the</strong> implementation of agreed actions <strong>and</strong><br />

To learn <strong>for</strong> future implementation.<br />

The review will both draw on <strong>and</strong> provide input to ongoing Government-lead processes <strong>for</strong> sector monitoring,<br />

decision making, <strong>and</strong> evaluation. The most prominent of <strong>the</strong>se are:<br />

o<br />

o<br />

o<br />

Quarterly meetings of <strong>the</strong> ASDP Basket Fund Steering Committee, which recommend disbursements<br />

from <strong>the</strong> ASDP Holding Account based on <strong>the</strong> Government’s quarterly reports monitoring ASDP<br />

physical <strong>and</strong> financial progress, at both national <strong>and</strong> LGA levels<br />

Budget cycle activities, including ASLM <strong>and</strong> LGA <strong>for</strong>mulation of work plans <strong>for</strong> agriculture related<br />

activities; budget preparation; budget execution <strong>and</strong> reporting; <strong>and</strong> reporting on work plan outputs<br />

Yearly agriculture sector review <strong>and</strong> public expenditure review<br />

Considering <strong>the</strong> broadness of <strong>the</strong> first review <strong>and</strong> that ASDP is a year into implementation, activities in <strong>the</strong> Review<br />

can usefully be organized around five specific <strong>the</strong>mes. These are:<br />

o Irrigation<br />

o <strong>Food</strong> Security<br />

14


November 29, 2007<br />

o<br />

o<br />

o<br />

o<br />

Services (Research <strong>and</strong> Extension) <strong>for</strong> crops <strong>and</strong> livestock<br />

Marketing <strong>and</strong> Private sector development<br />

Planning <strong>and</strong> Implementation<br />

Monitoring <strong>and</strong> Evaluation<br />

Some activities which are directly relevant to <strong>the</strong> Review will be carried out prior to <strong>the</strong> mission, <strong>and</strong> will provide<br />

direct input to it. These include <strong>the</strong> <strong>Agriculture</strong> Sector Review <strong>and</strong> Public Expenditure Review which will be<br />

finalized by end of September, as well as outputs from an ASDP M&E <strong>the</strong>matic working group recommendations<br />

on M&E framework.<br />

At national level public financial management <strong>and</strong> institutional issues would be addressed by a smaller team.<br />

3.0 Mission schedule: October 1 – October 19, 2007<br />

3.1 Overview<br />

The mission will start with one day of technical discussions in Dar es Salaam, including internal group discussions,<br />

meetings with ASLM technical specialists, <strong>and</strong> a plenary discussion with ASLM decision makers. As outlined in<br />

<strong>the</strong> calendar below, this will be followed by seven days of travel <strong>and</strong> field work. The mission on return to Dar es<br />

Salaam will have ano<strong>the</strong>r three days <strong>for</strong> discussion on what is needed to be done to speed up implementation of<br />

ASDP. The Discussions will focus on four main groups namely:-<br />

• Irrigation<br />

• Planning <strong>and</strong> implementation<br />

• Services<br />

• Marketing <strong>and</strong> Private sector development.<br />

The consultants will facilitate <strong>the</strong>se discussions.<br />

The mission will finish with four working days to consolidate <strong>and</strong> write up field trip experiences, complete <strong>the</strong><br />

<strong>Aide</strong>-<strong>Memoire</strong> (AM) <strong>and</strong> circulate to <strong>the</strong> ICC (Inter-Ministerial Coordinating Committee). A wrap-up meeting with<br />

<strong>the</strong> ICC will be held on October 19, at which findings will be discussed <strong>and</strong> agreed actions finalized. For easy of<br />

reference, this schedule of activities is laid out in <strong>the</strong> calendar below <strong>and</strong> mission schedule.<br />

Misión Schedule: October, 2007<br />

Activity<br />

Opening plenary<br />

Irrigation<br />

Services<br />

Marketing/PSD<br />

Planning/Implementation<br />

1st<br />

October<br />

2 – 7<br />

Oct<br />

8– 12<br />

Oct<br />

15<br />

Oct<br />

16 17 18 19 22 – 26<br />

Oct<br />

<strong>Food</strong> Security<br />

M & E<br />

Nat Fin Mgt<br />

Nat. Inst Issues<br />

Plenary session on field trips (Four<br />

Main Groups)<br />

Dir/DP field trip<br />

Prep AM<br />

Wrap-up<br />

Finalize AM - MoF<br />

15


November 29, 2007<br />

3. Activities<br />

A Management/Core team of GoT <strong>and</strong> DP representatives will be responsible <strong>for</strong> planning <strong>and</strong> co-ordination of <strong>the</strong><br />

review, assignment of tasks to sub teams <strong>and</strong> logistics, including schedule, time-table, field visit, <strong>and</strong> arrangement of<br />

plenary meetings. This team includes Mr. Emmanuel Achayo (MAFC) <strong>and</strong> Mwatima Juma (IFAD) as team leaders<br />

<strong>for</strong> GOT <strong>and</strong> DPs, respectively, Sophia Mlote (MLD), Julian Gutta (MITM), Aziza Mumba (PMO-RALG) <strong>and</strong><br />

Jacqueline Machangu (FAO).<br />

Each Thematic Working Group will have its own specific Terms of Reference that have been prepared in<br />

collaboration with <strong>the</strong> respective Thematic Working Group. The planning <strong>and</strong> implementation group would address<br />

among o<strong>the</strong>r things, <strong>the</strong> agreed actions raised during <strong>the</strong> last implementation review.<br />

Each of <strong>the</strong>se groups will complete a two week technical assignment at both field <strong>and</strong> national level be<strong>for</strong>e start of<br />

<strong>the</strong> overall review. Groups will visit geographic areas that will in<strong>for</strong>m <strong>the</strong>ir particular <strong>the</strong>me. The groups will be<br />

small groups of GoT <strong>and</strong> one or two consultants <strong>and</strong> any DP with specific expertise that would commit to <strong>the</strong> entire<br />

process <strong>and</strong> be responsible <strong>for</strong> that part of <strong>the</strong> <strong>Aide</strong> <strong>Memoire</strong>.<br />

The review will culminate in a short field trip <strong>for</strong> Committee of Directors, DPs, with some NGO <strong>and</strong> private sector<br />

representation. The field trip will be used to practically demonstrate some of <strong>the</strong> findings of <strong>the</strong> technical teams field<br />

visit.<br />

This will be followed by preparation of a draft <strong>Aide</strong> <strong>Memoire</strong> <strong>and</strong> wrap up with PS of ASLMs <strong>and</strong> stakeholders.<br />

The proposed time-frame is 1 st to 19 th October. Participation of DPPs <strong>and</strong> DPs will be concentrated in third week.<br />

Given <strong>the</strong> emphasis of ASDP on decentralizing agricultural development ef<strong>for</strong>ts, a substantial portion of mission<br />

time will be devoted to field trips. Tanzania is a large country with varied agro climatic <strong>and</strong> institutional conditions.<br />

Taking into account of this situation <strong>and</strong> <strong>the</strong> nationwide scope of <strong>the</strong> Program, a variety of locations will be visited.<br />

TWG teams will each travel to two regions, <strong>and</strong> within each region, at least two districts. The regions <strong>and</strong> districts,<br />

<strong>and</strong> team leaders <strong>and</strong> proposed member composition are outlined in <strong>the</strong> Table below. This is subject to revision,<br />

based on considerations of team size, composition (skills, gender balance), <strong>and</strong> <strong>the</strong> preferences of individuals to be<br />

on a particular team.<br />

Outputs<br />

The outputs produced by team members will be of two types:<br />

• Individual notes of technical specialists <strong>and</strong> consultants; <strong>and</strong><br />

• TWG notes associated with <strong>the</strong> field trip work.<br />

Drafts of <strong>the</strong>se will be produced be<strong>for</strong>e <strong>the</strong> end of mission <strong>and</strong> submitted to <strong>the</strong> co-team leaders (Achayo <strong>and</strong><br />

Mwatima) who will prepare an <strong>Aide</strong>-<strong>Memoire</strong> based on <strong>the</strong>se outputs that will be discussed with <strong>the</strong> broader team,<br />

<strong>and</strong> subsequently submitted to ASLM decision-makers <strong>for</strong> discussion in <strong>the</strong> final wrap-up meeting. Based on<br />

mission findings, <strong>the</strong> <strong>Aide</strong>-<strong>Memoire</strong> will propose specific time-bound actions to facilitate ASDP implementation<br />

<strong>and</strong> impact.<br />

Individual technical specialist outputs<br />

Each technical specialist (to be included in Table below) will have a separate TOR geared to <strong>the</strong>ir specific issue<br />

area. Each will be expected to meet with <strong>the</strong>ir respective technical counterparts <strong>and</strong> prepare notes reflecting findings<br />

<strong>and</strong> recommendations in <strong>the</strong>ir respective areas, <strong>for</strong> delivery not later than October 17. Summary of consultant<br />

specialists <strong>and</strong> key issues to be elaborated in individual TORs is given on <strong>the</strong> Table below. Also listed in <strong>the</strong> third<br />

column are <strong>the</strong> proposed names of team members who will comment on <strong>the</strong> notes be<strong>for</strong>e final submission.<br />

16


November 29, 2007<br />

Field team outputs<br />

Each TWG team will have a common output, in <strong>the</strong> <strong>for</strong>m of a note produced shortly after <strong>the</strong> field trip that has two<br />

components: (1) a trip report, including list of locations, persons <strong>and</strong> institutions visited, summaries of discussions,<br />

<strong>and</strong> key findings; <strong>and</strong> (2) report on a set of issues to be addressed by each field team, that are laid out in <strong>the</strong><br />

Appendix in draft <strong>for</strong>m. Each team member will contribute to this group output via discussion, <strong>and</strong> a team member<br />

designated by <strong>the</strong> team leader will be responsible <strong>for</strong> timely write up, in <strong>the</strong> <strong>for</strong>m of a note. The main groups<br />

discussions report, will <strong>for</strong>m ano<strong>the</strong>r output to this review, toge<strong>the</strong>r, <strong>the</strong> three reports will provide important input<br />

<strong>and</strong> background to <strong>the</strong> <strong>Aide</strong>-<strong>Memoire</strong>.<br />

Cross cutting issues<br />

Cross cutting issues of gender, HIV/AIDS, <strong>and</strong> monitoring systems will be dealt with both in <strong>the</strong> individual<br />

technical reports, <strong>and</strong> in <strong>the</strong> group field team reports. Currently <strong>the</strong>re is no Cross cutting TWG in place hence, <strong>the</strong><br />

cross cutting issues will be assessed by each team <strong>and</strong> be included in field reports. It is proposed that this review<br />

commissions a gender specialist to assess gender aspects in <strong>the</strong> agriculture sector as specified below: The gender<br />

consultant will have to appraise <strong>and</strong> be conversant with <strong>the</strong> role of gender/HIV/AIDS in <strong>the</strong> ASDP. Specifically <strong>the</strong><br />

consultant will;<br />

• Help define a specific baseline <strong>for</strong> monitoring gender <strong>and</strong> HIV/AIDS alignment of <strong>the</strong> program using<br />

some key practical indicators that take into account <strong>the</strong> broad variation in geographic, cultural <strong>and</strong><br />

religious influences that we have in Tanzania. Identify gender related indicators addressed in <strong>the</strong> sector<br />

program.<br />

• To give guidance to <strong>the</strong> rest of <strong>the</strong> review team as to how to measure <strong>the</strong>se during implementation<br />

review so that we have some consistency across <strong>the</strong> teams<br />

• To provide input as to how gender <strong>and</strong> HIV/AIDS issues can be integrated into routine Monitoring <strong>and</strong><br />

Evaluation.<br />

• Provide practical guidance how gender can be integrated into <strong>the</strong> ASDP annual work plans <strong>and</strong> budget<br />

• Provide a checklist in assessing gender in <strong>the</strong> sector program.<br />

17


November 29, 2007<br />

ANNEX 2<br />

Table 1: Status of Agreed Actions from <strong>the</strong> first Joint Implementation Review<br />

Issue Agreed Action in April, 2007 Status as in November 2007<br />

Improvement in<br />

flow of funds<br />

Local Component<br />

ASLMs present <strong>and</strong> discuss 2007/08 MTEF with<br />

basket donors, <strong>and</strong> agree on national <strong>and</strong> local work<br />

plans <strong>and</strong> budgets be<strong>for</strong>e finalization in May/June,<br />

2007 parliamentary vote.<br />

Late disbursements remain an issue<br />

Local planning<br />

<strong>and</strong><br />

implementation<br />

Districts should consolidate <strong>the</strong>ir numerous separate<br />

local bank accounts, starting with closure of <strong>the</strong><br />

DADPs account.<br />

ASDP transfers are fully integrated with <strong>the</strong> LGCDG<br />

system. A letter from PMORALG accompanies each<br />

LGCDG funds transfer to districts, notifying of <strong>the</strong><br />

transfer <strong>and</strong> making clear <strong>the</strong> funds’ intended use.<br />

ASLMs to prepare <strong>and</strong> submit to PMO-RALG<br />

proposals to incorporate rural growth concerns into<br />

O&OD<br />

DADPs planning <strong>and</strong> implementation <strong>the</strong>matic<br />

working group to revise <strong>the</strong>ir ToR <strong>and</strong> develop a workplan<br />

<strong>for</strong> back-stopping <strong>the</strong> DADPs process focused on<br />

Quality Control, which will include <strong>the</strong> following:<br />

o DADPs to be selectively assessed to improve<br />

ability of planning process to identify village<br />

<strong>and</strong> farmer groups need <strong>for</strong> investment<br />

(DADG/DIDF), advice (A-EBG), <strong>and</strong><br />

capacity to plan, prepare, implement <strong>and</strong><br />

monitor local investments (A-CBG.)<br />

DADPs accounts are still operating <strong>and</strong><br />

PMO-RALG is yet to issue letters to LGAs<br />

to close accounts<br />

Proposal prepared but not officially<br />

submitted to PMO-RALG<br />

TOR revised<br />

Backstopping on DADPs is underway (in<br />

mid November, 2007) to improve planning<br />

process<br />

o<br />

Organize training materials <strong>for</strong> wards <strong>and</strong><br />

villages so that villages <strong>and</strong> farmer groups<br />

have skills <strong>and</strong> resources needed to prepare<br />

profitability analysis <strong>and</strong> marketing strategies<br />

<strong>for</strong> all investment proposals.<br />

No action has been reported on training<br />

materials<br />

o Environmental <strong>and</strong> social planning should be<br />

integrated into <strong>the</strong> district planning process,<br />

building on implementation experience in<br />

ongoing projects.<br />

Local Government Regulations on Selection <strong>and</strong><br />

Employment of Consultants, <strong>and</strong> Procurement of<br />

Goods <strong>and</strong> Works, is prepared <strong>and</strong> issued.<br />

Action plan developed <strong>for</strong> improving procurement<br />

knowledge of LGAs’ procurement <strong>and</strong> supplies<br />

officers, including procurement planning. Training<br />

completed.<br />

Not action has been reported<br />

No action has been reported<br />

Procurement <strong>and</strong> financial management<br />

procedures are not clear to community<br />

members <strong>and</strong> district officials. For example<br />

it was noted that <strong>the</strong> district staff on some<br />

of <strong>the</strong> LGAs have undertaken procurement<br />

on behalf of <strong>the</strong> communities.<br />

18


November 29, 2007<br />

National Component<br />

National<br />

Management <strong>and</strong><br />

Capacity<br />

Building<br />

TORs completed <strong>and</strong> members identified <strong>for</strong> ASLM<br />

<strong>the</strong>matic working groups of which only 3 have been<br />

<strong>for</strong>med (M&E, Agri-Services <strong>and</strong> DADPs). More<br />

working groups need to be <strong>for</strong>med as per AM<br />

recommendation. The selected members should be<br />

professionals <strong>and</strong> committed to <strong>the</strong> assignment<br />

An ASDP 6-month ahead work plan is developed <strong>for</strong><br />

<strong>the</strong> Committee of Directors that integrates all working<br />

group tasks into one consolidated, monitorable plan,<br />

based on priority MTEF actions. The consolidated<br />

plan will, in addition to giving an implementation<br />

overview, assist in coordinating <strong>and</strong> reducing parallel<br />

activities. Monthly outputs <strong>and</strong> inputs will be specified<br />

in <strong>the</strong> plan, <strong>and</strong> <strong>the</strong> Committee of Directors will meet<br />

at least bimonthly to monitor implementation.<br />

6 TWGs <strong>for</strong>med (Services, Marketing/PSD,<br />

Planning <strong>and</strong> implementation, M&E, <strong>Food</strong><br />

Security, Irrigation), all with TORs.<br />

An integrated work plan has been<br />

developed covering one year period.<br />

However, it has been found that it is not<br />

implementable to have monthly<br />

outputs/inputs.<br />

Committee of directors meets quarterly.<br />

Irrigation<br />

M&E<br />

Procurement<br />

<strong>Agriculture</strong><br />

Services<br />

The committee of ASLM directors would be <strong>the</strong><br />

drivers of <strong>the</strong> ASDP. The Secretariat would be<br />

assigned specific duties by <strong>the</strong> DPP-MAFC <strong>and</strong> no<br />

o<strong>the</strong>r parallel units would be established. However,<br />

staff levels at DPP need to be streng<strong>the</strong>ned in order to<br />

provide leadership in ASDP<br />

Clarity on roles <strong>and</strong> definition of responsibilities<br />

between ASDP Secretariat <strong>and</strong> DPPs office should be<br />

outlined. Role of ASDP Secretariat needs to change in<br />

order to improve implementation of <strong>the</strong> programme<br />

Finalize strategic environmental assessment TOR<br />

among government stakeholders <strong>and</strong> development<br />

partners<br />

Start procurement process by launching expression of<br />

interest/general procurement notice<br />

Data on existing irrigation scheme accumulated under<br />

NIMP needs to be shared <strong>and</strong> rolled out <strong>for</strong> use by<br />

district, basin officers <strong>and</strong> private sector.<br />

Revise <strong>and</strong> re-issue district irrigation guidelines in<br />

t<strong>and</strong>em with completion of institutional arrangement<br />

<strong>for</strong> national irrigation strategy.<br />

M&E framework finalized by June. TOR prepared <strong>for</strong><br />

agricultural baseline survey <strong>and</strong> tender prepared<br />

ASDP procurement plan preparation <strong>for</strong> 07/08 should<br />

be carried out within annual \MTEF work plan <strong>and</strong><br />

budget.<br />

Guidelines <strong>for</strong> expansion of CORDEMA to o<strong>the</strong>r<br />

regions be undertaken.<br />

Staff within ASLMs is increasingly<br />

assisting in coordination of ASDP.<br />

However <strong>the</strong> staffing level is still a<br />

challenge.<br />

No changes made to ASDP Secretariat,<br />

however, it was clarified that under <strong>the</strong><br />

present set up ASDP Secretariat falls under<br />

<strong>the</strong> DPP MAFC <strong>and</strong> should not be<br />

considered a parallel structure.<br />

TOR has been prepared, <strong>and</strong> submitted to<br />

o<strong>the</strong>r stakeholders.<br />

Not done.<br />

It has been distributed to all stakeholders<br />

including MPs.<br />

Guidelines are revised <strong>for</strong> <strong>for</strong>mulation of<br />

irrigation schemes but not yet distributed.<br />

M&E Framework approved by Committee<br />

of Directors. Draft TOR <strong>for</strong> baseline data<br />

collection <strong>and</strong> tender prepared.<br />

Conflict exists between 18 month<br />

procurement plan proposal <strong>and</strong> already<br />

established 12 month procurement plan<br />

linked to MTEF.<br />

Drafts of <strong>the</strong> guidelines have been prepared,<br />

but not yet available at district level.<br />

Districts have received sensitization on<br />

extension re<strong>for</strong>ms <strong>and</strong> most districts have<br />

implemented staff re<strong>for</strong>ms<br />

19


November 29, 2007<br />

Clarity on <strong>the</strong><br />

role of Regions<br />

Lessons<br />

from<br />

projects<br />

learnt<br />

o<strong>the</strong>r<br />

St<strong>and</strong>ardized guidelines <strong>for</strong> extension re<strong>for</strong>m at LGA<br />

level, including contracting <strong>the</strong> private sector,<br />

advertising, tendering <strong>and</strong> different types of service<br />

contracts be made available <strong>and</strong> that all district staff<br />

should be sensitized on extension re<strong>for</strong>ms.<br />

Inventory of private service provider completed <strong>and</strong><br />

private service provider sensitized to district<br />

contracting framework <strong>and</strong> rules.<br />

Develop best bet technology menus <strong>and</strong> models of<br />

profitability analysis.<br />

All district identify core extension staff with remaining<br />

staff relocated (including to ward level)<br />

Utilize completed situation analysis to identify<br />

backstopping role <strong>for</strong> RS in areas of planning <strong>and</strong><br />

M&E, developing a proposed work plan to Regions as<br />

outlined in <strong>the</strong> Program Document.<br />

Desk-top review of lessons learnt from projects that<br />

would assist implementation to be carried out by<br />

consultant.<br />

St<strong>and</strong>ardized guidelines on extension<br />

re<strong>for</strong>m, particularly those relating to<br />

contracting were not available. District staff<br />

were not aware of <strong>the</strong> different types of<br />

service contracts included in ASDP. Some<br />

evidence on research extension<br />

collaboration was reported.<br />

Private Sector inventory has been in place,<br />

<strong>and</strong> sensitization <strong>for</strong> service provision is<br />

on-going. But <strong>the</strong> private sector contracting<br />

has not started<br />

Models of good practices related to best bet<br />

technologies <strong>and</strong> models of profitability<br />

analysis not available at district level.<br />

Almost all districts have undertaken this<br />

activity.<br />

No action reported<br />

No action reported.<br />

20


November 29, 2007<br />

ANNEX 3<br />

Table 2: Agreed Actions <strong>and</strong> Way Forward <strong>for</strong> 2007/2008 Implementation<br />

Primary Actions: For <strong>the</strong> next Six Months<br />

Local Component<br />

For <strong>the</strong> next Six Months<br />

Issue Recommended Action Target Date Responsible<br />

Local Planning To ensure <strong>the</strong> revised <strong>and</strong> harmonized DADPS November/2007 Plan’g & Impl. TWG,<br />

<strong>and</strong><br />

Guidelines (Kiswahili version) are distributed to<br />

Committee of<br />

Implementation individual DFT <strong>and</strong> WFT members <strong>and</strong> encourage<br />

<strong>the</strong>m to read <strong>and</strong> use.<br />

Directors (CDs)<br />

DADPs<br />

Formulation<br />

Process <strong>and</strong><br />

Strategic Quality<br />

To provide feedback to <strong>the</strong> LGAs on <strong>the</strong> results of<br />

2007/08 DADPs review.<br />

To establish an institutional arrangement <strong>for</strong> <strong>the</strong><br />

regular annual survey of DADPs so as to identify<br />

fur<strong>the</strong>r improvement <strong>and</strong> feedback to LGAs.<br />

November 2007<br />

By <strong>the</strong> end of<br />

March 2008<br />

Plan’g & Impl. TWG<br />

PMO-RALG<br />

(Agr-Coord. Unit)<br />

ASLMs <strong>and</strong><br />

Plan’g & Impl. TWG<br />

To identify a set of good DADPs from <strong>the</strong> 2007/08<br />

DADPs <strong>and</strong> distribute to LGAs as examples<br />

November 2007<br />

Plan’g & Impl. TWG<br />

PMO-RALG<br />

(Agr-Coord. Unit)<br />

Capacity to Plan<br />

<strong>and</strong> Underst<strong>and</strong><br />

<strong>the</strong> Concept of<br />

Comprehensive<br />

Plan of DADPs<br />

To conduct training workshop to members of RS,<br />

DFT <strong>and</strong> WFT on participatory planning, three year<br />

planning concept as per MTEF, reporting,<br />

considering DADPs as a comprehensive Plan,<br />

ASDP funds <strong>and</strong> application <strong>and</strong> contracting<br />

private services.<br />

November2007<br />

Plan’g & Impl. TWG,<br />

National Facilitation<br />

Team<br />

Irrigation<br />

Low rate of<br />

disbursement <strong>for</strong><br />

irrigation<br />

development<br />

Tender procedure <strong>for</strong> recruitment of <strong>the</strong> consultant<br />

to conduct <strong>the</strong> Strategic Environmental Assessment<br />

(SEA) initiated.<br />

Multi-annual Action <strong>for</strong> studies <strong>and</strong> design works<br />

should be prepared<br />

January 2008<br />

December 2007<br />

MAFC,<br />

PMO-RALG<br />

MAFC,<br />

Lack of legal<br />

arrangement <strong>for</strong><br />

DIDF <strong>and</strong> NIDF.<br />

Submission to parliament of <strong>the</strong> bill <strong>for</strong> legal<br />

establishment of <strong>the</strong> District Irrigation<br />

Development Fund (DIDF) <strong>and</strong> <strong>the</strong> National<br />

Irrigation Development Fund (NIDF)<br />

The DIDF <strong>and</strong> NIDF are established legally so that<br />

annual allocations can be carried over to <strong>the</strong><br />

subsequent financial year.<br />

June 2008<br />

June 2008<br />

MAFC/MoF /DPs<br />

Staffing levels<br />

High irrigation potential district needs to have at<br />

least one engineer, three irrigation technicians <strong>and</strong><br />

one assistant l<strong>and</strong> surveyor<br />

June 2008<br />

PMO-RALG/MAFC<br />

Dissemination of<br />

Design Manuals<br />

The design manuals <strong>for</strong> <strong>the</strong> River Basin<br />

Management <strong>and</strong> Smallholder Irrigation<br />

Improvement Project (RBMSIIP) <strong>and</strong> <strong>the</strong><br />

Participatory Irrigation Development Program<br />

(PIDP) should be disseminated to all targeted staff<br />

in <strong>the</strong> DITS<br />

December 2007<br />

MAFC<br />

21


November 29, 2007<br />

Equipment<br />

facilities<br />

<strong>Agriculture</strong><br />

Services<br />

<strong>and</strong><br />

Improve Human<br />

resource capacity<br />

<strong>and</strong> service<br />

The procurement plan prepared at <strong>the</strong><br />

commencement of ASDP should be reviewed to<br />

reflect twelve months instead of eighteen months<br />

<strong>and</strong> also to take on board left items <strong>and</strong><br />

implementation should be as soon as possible<br />

ZIELU should be established according to ASDP<br />

programme document.<br />

Member of VIC to join ZARDEF Steering<br />

Committee <strong>and</strong> ZARDEF Technical Committee.<br />

Staff plan <strong>for</strong> research institutes based on priority<br />

research areas to be developed with immediate<br />

implementation on a priority basis.<br />

Revisit <strong>the</strong> phased disbursement schedule <strong>for</strong><br />

ZARDEF to ensure that <strong>the</strong>re is no time lag<br />

between training/sensitization activities <strong>and</strong><br />

operationalization of ZARDEFs<br />

April 2008<br />

March 08<br />

March 08<br />

June 08<br />

ASLMs /DPs<br />

Agr. Research Inst.<br />

MAFC <strong>and</strong> MLD<br />

MAFC <strong>and</strong> MLD<br />

March 08 MAFC, MLD,<br />

Agricultural Services<br />

TWG<br />

Slow Roll-out of<br />

ZARDEFs<br />

Speed-up sensitization <strong>and</strong> training of Zonal <strong>and</strong><br />

district staff on CORDEMA concept <strong>and</strong><br />

operational modalities of ZARDEFs<br />

February 08<br />

Agricultural Services<br />

TWG<br />

Send appointment letters of ZARDEF Committee<br />

members immediately<br />

Carry Over from first review<br />

St<strong>and</strong>ardized guidelines <strong>for</strong> extension re<strong>for</strong>m at<br />

LGA level, including contracting <strong>the</strong> private sector,<br />

advertising, tendering <strong>and</strong> different types of service<br />

contracts be made available <strong>and</strong> that all district<br />

staff should be sensitized on extension re<strong>for</strong>ms<br />

Develop best bet technology menus <strong>and</strong> models of<br />

profitability analysis<br />

National Component<br />

December 08 MAFC, MLD,<br />

Agricultural Services<br />

TWG<br />

June 2008 Agricultural Services<br />

TWG<br />

June 2008<br />

Agricultural Services<br />

TWG<br />

ASDP<br />

coordination <strong>and</strong><br />

Capacity issues<br />

Clarity on <strong>the</strong><br />

role of Regions<br />

Streng<strong>the</strong>n <strong>the</strong> coordination role of DPP, MAFC by<br />

fully integrating <strong>the</strong> functions of ASDP Secretariat<br />

into DPP MAFC.<br />

MAFC should assign at least four technical officers<br />

with defined roles on a full-time basis under DPP to<br />

assume <strong>the</strong> role of coordination <strong>for</strong> ASDP<br />

Appoint at least one or two technical officers with<br />

defined roles on a full-time basis in each ASLM<br />

under respective DPP (or DSC in PMO-RALG).<br />

Capacity (manpower, equipment, financial<br />

resources) of <strong>the</strong> Agricultural Unit, Department of<br />

Sector Coordination, RS <strong>and</strong> PMO-RALG should<br />

be streng<strong>the</strong>ned.<br />

Carry Over from first Review<br />

Utilize completed situation analysis to identify<br />

backstopping role <strong>for</strong> RS in areas of planning <strong>and</strong><br />

M&E, developing a proposed work plan to Regions<br />

as outlined in <strong>the</strong> program document<br />

March 08<br />

March 08<br />

March 08<br />

June 08<br />

June 08<br />

PS, MAFC<br />

DPP, MAFC<br />

DPPs (DSC), MLD,<br />

MITM, PMO-RALG<br />

DSC, PMO-RALG<br />

PMO RALG<br />

22


November 29, 2007<br />

Effective<br />

in<strong>for</strong>mation <strong>and</strong><br />

communication<br />

management<br />

ASDP advocacy should be streng<strong>the</strong>ned through<br />

development of communication strategy <strong>and</strong> action<br />

plan.<br />

Annual calendar of key meetings (particularly ICC,<br />

CDs, Consultative Group meetings),<br />

workshop/conference <strong>for</strong> stakeholders should be<br />

developed.<br />

March 08<br />

February 08<br />

DPP, MAFC<br />

PS/DPP, MAFC<br />

Role of <strong>the</strong>matic<br />

working groups<br />

Improvement in<br />

<strong>the</strong> flow of<br />

funds into <strong>the</strong><br />

basket fund<br />

M&E<br />

Develop a generic TOR <strong>for</strong> <strong>the</strong> TWGs which<br />

defines <strong>the</strong> rationale, objectives, criteria <strong>for</strong><br />

<strong>for</strong>mation, oversights, workplans, duration,<br />

membership, etc<br />

TWGs revise <strong>the</strong>ir TORs including <strong>the</strong>ir<br />

memberships <strong>and</strong> ensure <strong>the</strong>ir roles are consistent<br />

with <strong>the</strong> generic TOR<br />

Consultative Group meetings should be effectively<br />

used to create milestones <strong>for</strong> on-time dialogue on<br />

budgeting.<br />

Explore possibility of 6 month or one year<br />

disbursement into <strong>the</strong> holding account<br />

Yearly or new commitment by DPs should be done<br />

during <strong>the</strong> planning stage dialogue<br />

Carry Over Activities from first review<br />

ASLMs present <strong>and</strong> discuss 2007/08 MTEF with<br />

basket donors, <strong>and</strong> agree on national <strong>and</strong> local<br />

work plans <strong>and</strong> budgets be<strong>for</strong>e finalization in<br />

May/June, 2007 parliamentary vote.<br />

Once budget has been approved by <strong>the</strong> parliament<br />

<strong>and</strong> BFSC, disbursement should continue.<br />

Districts should consolidate <strong>the</strong>ir numerous<br />

separate local bank accounts, starting with closure<br />

of <strong>the</strong> DADPs account.<br />

ASDP transfers are fully integrated with <strong>the</strong><br />

LGCDG system. A letter from PMORALG<br />

accompanies each LGCDG funds transfer to<br />

districts, notifying of <strong>the</strong> transfer <strong>and</strong> making clear<br />

<strong>the</strong> funds’ intended use.<br />

Streng<strong>the</strong>ning capacity (manpower, equipment,<br />

financial resources) of <strong>the</strong> Agricultural Unit, DSC,<br />

RS <strong>and</strong> PMO-RALG<br />

To conduct a survey of <strong>the</strong> reporting system of<br />

LGAs, <strong>and</strong> propose actions <strong>for</strong> improvement <strong>and</strong><br />

harmonization<br />

Each ministry (MLD <strong>and</strong> MITM) should develop<br />

M&E systems which are in harmonization with<br />

ASDP M&E framework.<br />

January 08<br />

March 08<br />

December, 2007<br />

May/June 2008<br />

December 2007<br />

DPP, MAFC<br />

Each TWG chair<br />

PS, MAFC<br />

ASDP BFSC<br />

ASDP BFSC<br />

May 2008 ASLMs DPPs <strong>and</strong><br />

DPs<br />

May 2008<br />

May 2008<br />

June 08<br />

PMO-RALG<br />

PMO-RALG<br />

DSC, PMO-RALG<br />

April 2008 PMO-RALG, M&E<br />

TWG<br />

June 08<br />

DPP - MLD & MITM<br />

23


November 29, 2007<br />

Table 3: Agreed Actions <strong>and</strong> Way Forward <strong>for</strong> 2007/2008 Implementation<br />

Secondary Actions: Beyond Six Months<br />

Local Component<br />

Beyond Six Months<br />

Issue Recommended Action Target Date Responsible<br />

Local Planning <strong>and</strong><br />

Implementation<br />

To conduct/extend O&OD exercises to cover all<br />

LGAs to allow communities to participate in <strong>the</strong><br />

identification of community needs<br />

July 2008 PMO-RALG<br />

Implementation of<br />

<strong>the</strong> participatory To review <strong>the</strong> O&OD <strong>and</strong> organize training July 2008 PMO-RALG, CDs<br />

planning<br />

materials to include preparation of a fully<br />

fledged project proposal including profitability<br />

analysis <strong>and</strong> marketing strategies to assist<br />

community to undertake effective<br />

implementation of approved interventions<br />

Carry Over from first review<br />

Environmental <strong>and</strong> social planning should be<br />

integrated into <strong>the</strong> district planning process,<br />

building on implementation experience in<br />

ongoing projects<br />

Local Government Regulation on Selection <strong>and</strong><br />

Employment of Consultnats, <strong>and</strong> Procureent of<br />

Goods <strong>and</strong> Works, is prepared <strong>and</strong> issued<br />

July, 2008<br />

July, 2008<br />

Irrigation TWG<br />

MAFC Environment<br />

specialist with<br />

PMORALG<br />

PMO RALG<br />

DADPs<br />

Implementation<br />

(Community<br />

empowerment)<br />

Private Sector <strong>and</strong><br />

Marketing<br />

Poor market<br />

infrastructure<br />

To conduct capacity building workshops at each<br />

of <strong>the</strong> regions inviting DFT members (4<br />

participants) from each LGA <strong>and</strong> community<br />

members. (To train in such subjects as finance,<br />

procurement, gender, participatory monitoring,<br />

<strong>and</strong> group <strong>for</strong>mation)<br />

To conduct a study on marketing through<br />

employing a local consultant who will analyze<br />

all <strong>the</strong> major issues relating to marketing, <strong>and</strong> its<br />

integration to ASDP implementation.<br />

July 2008<br />

July 2008<br />

Plan’g & Impl. TWG<br />

PMO-RALG<br />

(Agr-Coord. Unit)<br />

MITM, Marketing <strong>and</strong><br />

Private Sector TWG<br />

To complete <strong>the</strong> guidelines <strong>for</strong> <strong>the</strong> marketing<br />

<strong>and</strong> private sector development<br />

July 2008<br />

MITM, Marketing <strong>and</strong><br />

Private Sector TWG<br />

Low involvement of<br />

private sector in<br />

planning, service<br />

delivery <strong>and</strong><br />

capacity building<br />

<strong>Food</strong> Security<br />

Lack of Clear food<br />

security in<strong>for</strong>mation<br />

system<br />

Lack<br />

of<br />

comprehensive<br />

livelihood based<br />

food <strong>and</strong> nutrition<br />

security in<strong>for</strong>mation<br />

system<br />

To conduct necessary need assessments <strong>for</strong><br />

potential private sector actors.<br />

Build capacity to LGAs on <strong>Food</strong> <strong>and</strong> Livestock<br />

Early Warning System <strong>and</strong> timely in<strong>for</strong>m <strong>the</strong><br />

farmers <strong>and</strong> advice <strong>the</strong> correct mitigation<br />

measures<br />

Establish district level <strong>Food</strong> Security<br />

In<strong>for</strong>mation Teams (FSITs) to enhance flow of<br />

food <strong>and</strong> nutrition security in<strong>for</strong>mation between<br />

<strong>the</strong> national, region, district <strong>and</strong> village levels.<br />

Build capacity at all levels <strong>for</strong> analytical work<br />

July 2008<br />

July 2008<br />

July 2008<br />

PMO-RALG<br />

/ Council Directors /<br />

DALDOs<br />

MAFC<br />

ASLMs <strong>and</strong> MNRT<br />

(Fisheries)<br />

24


November 29, 2007<br />

<strong>and</strong> providing timely in<strong>for</strong>mation.<br />

National Component<br />

Ministerial<br />

systems.<br />

M&E<br />

To revise <strong>and</strong> update indicators <strong>for</strong> ASDP<br />

M&E annually (particularly in terms of<br />

outcome indicators)<br />

September 08<br />

MAFC, ASLMs<br />

25


November 29, 2007<br />

ANNEX 4: BASKET FUND DISBURSMENT STATUS FOR 2007/08 AS <strong>Of</strong> September 2007 (US $ '000)<br />

DONOR<br />

2006/07<br />

Commitment<br />

as per PAD<br />

Amount<br />

Deposited Expenditure Balance<br />

Commitment<br />

<strong>for</strong> 2007/08 As<br />

per PAD<br />

Carried<br />

<strong>for</strong>ward<br />

from<br />

2006/07<br />

Revised<br />

Commitment<br />

<strong>for</strong> 2007/08<br />

Fund<br />

Deposited to<br />

Holding<br />

Account as<br />

of Sept 2007<br />

Financing<br />

gap<br />

World Bank 14,155 8,053 6,102 20,589 6,102 26,691 - 26,691<br />

International Fund <strong>for</strong> Agric.<br />

Development 7,662 0 7,662 8,235 7,662 15,897 7,662 8,235<br />

European Union (STABEX) 4,250 9,398 (5,148) 4,250<br />

Danish International Development<br />

Agency 2,500<br />

Embassy of Japan 1,000 752 248 1,000 248 1,248 800 448<br />

Irish Aid 1,000 1,535 (535) 3,230 3,230 3,230 0<br />

Balance (Basket Fund Holding<br />

Account) 10,579 - 10,579 10,579 10,579 0<br />

TOTAL ( USD) 30,567 19,738 9,159 10,579 37,304 14,012 57,645 22,271 35,374<br />

TOTAL (in Tshs Equivalent) 25,244,902 11,448,750 13,223,750 46,630,000 17,515,000 72,056,250 27,838,750 44,217,500<br />

NB: 1. EU deposited 7.1 million Euro (USD 9,398,000) <strong>for</strong> year 2006/07<br />

2. Revised commitments <strong>for</strong> Irish Aid <strong>for</strong> year 2007/08 is USD 3,230,000.00<br />

3. Total Commitment <strong>for</strong> IFAD <strong>for</strong> FY 2006/2007 include USD 5,662,000 <strong>for</strong> ASSP <strong>and</strong> USD 2,000,000 <strong>for</strong> ASDP -L<br />

4.Figures in bracket indicates amount deposited above commitment made in year 2006/07<br />

5.The balance in <strong>the</strong> ASDP Basket Fund Holding Account <strong>for</strong> FY 2006/2007 is USD 10,579,125.12. Carried <strong>for</strong>ward <strong>for</strong> FY 2007/08<br />

6. DANIDA has officially withdrawn from <strong>Agriculture</strong> hence <strong>the</strong> commitment was never made<br />

26


November 29, 2007<br />

ANNEX 5 Summary of Visited Regions <strong>and</strong> LGAs<br />

Field trip location Team leader <strong>and</strong> members Vehicles<br />

Marketing/Private Sector 1. Team Leader: E. Maponde, MITM<br />

Development<br />

2. D. B. Massawe- MLD,<br />

3. Yacinta Tabu–PMO –RALG<br />

Maponde - MITM<br />

Rukwa (Sumbawanga Rural 4. Mrs T.Swai – MAFC<br />

Mrs Swai - PADEP<br />

<strong>and</strong> Urban) <strong>and</strong> Mbeya (Mbozi 5. Mr.Nyimbo<br />

<strong>and</strong> Mbarali)<br />

6. Janet Bitegeko - ACT<br />

7. Barton Shipella - Consultant<br />

<strong>Agriculture</strong> Services<br />

Iringa (Njombe & Kilolo) <strong>and</strong><br />

Ruvuma (Mbinga &<br />

Namtumbo)<br />

<strong>Food</strong> security<br />

Tabora (Nzega <strong>and</strong> Igunga)<br />

<strong>and</strong> Shinyanga (Kishapu <strong>and</strong><br />

Meatu)<br />

Local Planning <strong>and</strong><br />

Implementation<br />

Arusha (Meru, Monduli),<br />

Kilimanjaro (Hai, Mwanga)<br />

Irrigation<br />

Dodoma (Kondoa & Kongwa)<br />

<strong>and</strong> Iringa (Rurla), Mbeya<br />

(Mbarali)<br />

National Implementation <strong>and</strong><br />

Monitoring<br />

Dar- es – Salaam - ASLMs<br />

Directors/DPs field trip<br />

Tanga (H<strong>and</strong>eni <strong>and</strong> Muheza)<br />

Issues:Decentralization<br />

devolution <strong>and</strong> LGDCG<br />

by<br />

1. Team Leader: Sophia N.Mlote<br />

2. Dr. Otaru, (MLD<br />

3. Dr. E. Maeda (MAFC),<br />

4. Mr. Kitosi, (MLD)<br />

5. Ms. Kisa Kajigili, MAFC<br />

6. Zainabu Semgalawe - WB<br />

7. Jim Phelan - Consultant<br />

8. David Wendover - Consultant<br />

1. Team Leader: Mr. Mtambo (MAFC)<br />

2. Gerald Runyoro (FAO),<br />

3. Hertson Msalale (PMO-RALG),<br />

4. N.Mbwambo- MLD,<br />

5. Said Mwikongi (TFNC)<br />

6. Vida Malle–MITM<br />

7. Dr.Monica Lyimo - Consultant<br />

1. Team Leader: Mr. Mpaki, (MAFC)<br />

2. Mr. Morungu, MLD<br />

3. A. Ngoo – ASPS II<br />

4. Aziza Mumba, PMORALG<br />

5. E. W. Msengi (MITM),<br />

6. C. Walwa- PADEP,<br />

7. Dr Arai – JICA - Consultant<br />

8. Dr. Rose Shayo – Gender Consultant<br />

1. Team Leader: Eng. Kalinga (MAFC)<br />

2. De-jong Isberg (National Level) - Consult<br />

3. Markus Moeller (Local Level) - Consultant<br />

4. Rhoda Kweka<br />

5. Eng. Balala (MLD)<br />

6. One member from water basin- <strong>Ministry</strong> of Water<br />

1. Team Leader: A Lamosai (ASDP Secretariat)<br />

2. Emmanuel Mahinga - PMORALG<br />

3. C.W. Wambura – MAFC<br />

4. Michio Watanabe – JICA RADAG<br />

5. J. Gutta – MITM<br />

6. Da Silver Mlau - MLD<br />

7. Kyariga – PADEP<br />

8. Melissa Brown<br />

1. Dr. Sichilima, (MAFC) 8. Mr Majengo (MITM)<br />

2. Dr Haki, (MAFC) 9. Mr Nyakimori (ASDP)<br />

3. Eng Futakamba (MAFC) 10. Ms Joseph (MLD)<br />

4. Mrs Kaduma (MAFC) 11. Dr, Mashingo (MLD)<br />

5. Mwatima Juma(IFAD) 12. Mr Mbonde (PMORALG)<br />

6. Sizya Lugeye (Irish Aid)<br />

7. Hoshi Hirofumi (JICA)<br />

27<br />

Dr Otaru – MLD<br />

Zainab - WB<br />

Gerald – FAO<br />

Mtambo - MAFC<br />

Mpaki – MAFC<br />

Arai - JICA<br />

MAFC <strong>and</strong> MLD<br />

Lamosai – FAO<br />

Michio – JICA<br />

RADAG


28<br />

November 29, 2007

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