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<str<strong>on</strong>g>Documentati<strong>on</strong></str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>flood</str<strong>on</strong>g> <str<strong>on</strong>g>damage</str<strong>on</strong>g> <strong>on</strong> <strong>railway</strong><br />

<strong>infrastructure</strong><br />

Andrew P. Moran, Andreas Schöbel, Christian Rachoy, Annegret Thieken<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010<br />

alpS – Centre for Natural Hazard and Risk Management<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Introducti<strong>on</strong><br />

<br />

This presentati<strong>on</strong> is embedded in a larger project for the Austrian<br />

Federal Railways (ÖBB) to analyse the <str<strong>on</strong>g>flood</str<strong>on</strong>g> risk <str<strong>on</strong>g>of</str<strong>on</strong>g> rail <strong>infrastructure</strong>.<br />

<br />

The network <str<strong>on</strong>g>of</str<strong>on</strong>g> the Austrian Federal Railways (ÖBB) are affected by<br />

several risks due to various natural hazards.<br />

<br />

The 2006 <str<strong>on</strong>g>flood</str<strong>on</strong>g> event <str<strong>on</strong>g>of</str<strong>on</strong>g> the March River caused extensive <str<strong>on</strong>g>damage</str<strong>on</strong>g><br />

and led to a closure <str<strong>on</strong>g>of</str<strong>on</strong>g> the Austrian Northern Railway Line for several<br />

m<strong>on</strong>ths. Replacement transport services were necessary.<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Introducti<strong>on</strong><br />

Focus <strong>on</strong> <str<strong>on</strong>g>flood</str<strong>on</strong>g> <str<strong>on</strong>g>damage</str<strong>on</strong>g> documentati<strong>on</strong><br />

Aims:<br />

<br />

<br />

<br />

Generati<strong>on</strong> and improvement <str<strong>on</strong>g>of</str<strong>on</strong>g> data availability <strong>on</strong> the l<strong>on</strong>g term<br />

Development <str<strong>on</strong>g>of</str<strong>on</strong>g> a c<strong>on</strong>sistent, standardized <str<strong>on</strong>g>flood</str<strong>on</strong>g> <str<strong>on</strong>g>damage</str<strong>on</strong>g><br />

documentati<strong>on</strong> scheme as part <str<strong>on</strong>g>of</str<strong>on</strong>g> a modern risk management for<br />

<strong>railway</strong> <strong>infrastructure</strong><br />

Derivati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> a foundati<strong>on</strong> for <str<strong>on</strong>g>damage</str<strong>on</strong>g>-loss-functi<strong>on</strong>s<br />

Work steps:<br />

<br />

<br />

<br />

<br />

Close examinati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> rail <strong>infrastructure</strong> data. Identificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> most<br />

important elements in regard to assets and operati<strong>on</strong>al relevance<br />

Definiti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> object classes and <str<strong>on</strong>g>damage</str<strong>on</strong>g> classes<br />

Applicati<strong>on</strong> to the 2006 <str<strong>on</strong>g>flood</str<strong>on</strong>g> event<br />

Elaborati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> a standardized catalogue for <str<strong>on</strong>g>damage</str<strong>on</strong>g> documentati<strong>on</strong><br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Test Railway Line<br />

Austrian Northern Railway Line: (Vienna) – Gänserndorf –<br />

Bernhardsthal<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Test Railway Line<br />

Austrian Northern Railway Line: (Vienna) – Gänserndorf –<br />

Bernhardsthal<br />

<br />

<br />

<br />

<br />

47 km<br />

2 tracks<br />

Electrified<br />

Core network<br />

Bernhardsthal<br />

Gänserndorf<br />

Vienna<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Definiti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> object classes<br />

<br />

<br />

Identificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> most important infrastructural elements<br />

-> Definiti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> essential object classes<br />

Criteria: Financial assets, operati<strong>on</strong>al relevance<br />

<br />

<br />

<br />

<br />

<br />

Standard cross secti<strong>on</strong> (base secti<strong>on</strong>, track super structure,<br />

c<strong>on</strong>tact line)<br />

Signal towers<br />

Stati<strong>on</strong> buildings<br />

Bridges<br />

Transformer substati<strong>on</strong>s<br />

Stock Values per object class<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Classificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> structural <str<strong>on</strong>g>damage</str<strong>on</strong>g><br />

<br />

Definiti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> structural <str<strong>on</strong>g>damage</str<strong>on</strong>g> classes for each object class<br />

<br />

Five <str<strong>on</strong>g>damage</str<strong>on</strong>g> classes are allocated to each object class<br />

<br />

C<strong>on</strong>siderati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> direct and indirect effects<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Classificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> structural <str<strong>on</strong>g>damage</str<strong>on</strong>g><br />

Standard cross secti<strong>on</strong><br />

# Descripti<strong>on</strong> Indirect effects<br />

1 Flooding reaches the base secti<strong>on</strong><br />

without notable <str<strong>on</strong>g>damage</str<strong>on</strong>g><br />

n<strong>on</strong>e<br />

2 Flooding reaches the base secti<strong>on</strong>. Possible operati<strong>on</strong>al limitati<strong>on</strong>s (slower speeds,<br />

Erosi<strong>on</strong> occurs<br />

delays)<br />

3 Track super structure is <str<strong>on</strong>g>flood</str<strong>on</strong>g>ed. Track is closed. Detours or replacement transport<br />

services are necessary.<br />

4 Erosi<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the track super structure. Detours or replacement transport services for<br />

Rec<strong>on</strong>structi<strong>on</strong> is necessary. several days are necessary.<br />

5 Additi<strong>on</strong>al <str<strong>on</strong>g>damage</str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> the overhead Detours or replacement transport services for<br />

c<strong>on</strong>tact line, signals etc.<br />

several weeks are necessary.<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Applicati<strong>on</strong>: Damage documentati<strong>on</strong><br />

Descripti<strong>on</strong> and visualisati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the<br />

<str<strong>on</strong>g>damage</str<strong>on</strong>g>s al<strong>on</strong>g the standard cross<br />

secti<strong>on</strong> (Austrian Northern Railway 2006)<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Bridges<br />

Classificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> structural <str<strong>on</strong>g>damage</str<strong>on</strong>g><br />

# Descripti<strong>on</strong> Indirect effects<br />

1 No adverse effects due to <str<strong>on</strong>g>flood</str<strong>on</strong>g>ing.<br />

2 No restricti<strong>on</strong>s, maintenance necessary in the n<strong>on</strong>e<br />

course <str<strong>on</strong>g>of</str<strong>on</strong>g> the next inspecti<strong>on</strong>.<br />

3 Log jam, removal is required.<br />

In general no operati<strong>on</strong>al limitati<strong>on</strong>s. Speed<br />

reducti<strong>on</strong>s or short closures are possible during<br />

the removal <str<strong>on</strong>g>of</str<strong>on</strong>g> the jam.<br />

4 Formati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> a scour. Repair is necessary.<br />

Rail operati<strong>on</strong>s are closed for many days or<br />

weeks.<br />

5 Scour or major structural <str<strong>on</strong>g>damage</str<strong>on</strong>g>. Bearing strength All rail operati<strong>on</strong>s are closed for many weeks to<br />

is no l<strong>on</strong>ger guaranteed. Bridge is closed.<br />

m<strong>on</strong>ths.<br />

n<strong>on</strong>e<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Standardised <str<strong>on</strong>g>damage</str<strong>on</strong>g> documentati<strong>on</strong><br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Criteria Catalogue: Event Informati<strong>on</strong> I<br />

Informati<strong>on</strong> Specific measurement, documentati<strong>on</strong> Specificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> parameters, details<br />

E1: Time and durati<strong>on</strong><br />

Begin <str<strong>on</strong>g>of</str<strong>on</strong>g> event [jjjj.mm.tt:hh] Time <str<strong>on</strong>g>of</str<strong>on</strong>g> first impact <strong>on</strong> <str<strong>on</strong>g>damage</str<strong>on</strong>g>d object<br />

End <str<strong>on</strong>g>of</str<strong>on</strong>g> event [jjjj.mm.tt:hh] End <str<strong>on</strong>g>of</str<strong>on</strong>g> affectedness<br />

OR Durati<strong>on</strong> [tt:hh] Flooding durati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> object<br />

Time <str<strong>on</strong>g>of</str<strong>on</strong>g> first <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial <str<strong>on</strong>g>flood</str<strong>on</strong>g> warning [jjjj.mm.tt:hh] Time <str<strong>on</strong>g>of</str<strong>on</strong>g> first <str<strong>on</strong>g>flood</str<strong>on</strong>g> warning for the object<br />

E2: Hydraulic endangerment <str<strong>on</strong>g>of</str<strong>on</strong>g> the object<br />

Type <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>flood</str<strong>on</strong>g> event<br />

List <str<strong>on</strong>g>of</str<strong>on</strong>g> multiple choices<br />

- Flooding (no to low flow velocities < 1 m/s)<br />

- Dynamic <str<strong>on</strong>g>flood</str<strong>on</strong>g>ing (medium to high<br />

velocities > 1m/s).<br />

- Flash <str<strong>on</strong>g>flood</str<strong>on</strong>g><br />

- Free flowing surface water<br />

- Ground water<br />

- Backwater in storm-water drainage<br />

systems<br />

-Debris flow<br />

-Other<br />

Explanati<strong>on</strong>s [Text]<br />

Incase the <str<strong>on</strong>g>flood</str<strong>on</strong>g> occurs with a high c<strong>on</strong>tent <str<strong>on</strong>g>of</str<strong>on</strong>g> solids, the<br />

criteria “drift wood/material should also be documented.<br />

Incase <str<strong>on</strong>g>of</str<strong>on</strong>g> dynamic <str<strong>on</strong>g>flood</str<strong>on</strong>g>ing the criteria “flow velocity<br />

should be c<strong>on</strong>sidered.<br />

e.g. specificati<strong>on</strong> under “other” e.g. wave overtopping<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Criteria Catalogue: Event Informati<strong>on</strong> II<br />

River name<br />

[Text]<br />

Official name <str<strong>on</strong>g>of</str<strong>on</strong>g> river inducing <str<strong>on</strong>g>damage</str<strong>on</strong>g><br />

OR<br />

List <str<strong>on</strong>g>of</str<strong>on</strong>g> choices<br />

Damage triggering or amplifying characteristics<br />

Probability <str<strong>on</strong>g>of</str<strong>on</strong>g> local event<br />

List <str<strong>on</strong>g>of</str<strong>on</strong>g> multiple choices<br />

- Unc<strong>on</strong>trolled breach <str<strong>on</strong>g>of</str<strong>on</strong>g> levee, dam etc.<br />

- C<strong>on</strong>trolled <str<strong>on</strong>g>flood</str<strong>on</strong>g>ing (polder)<br />

- Morphological change <str<strong>on</strong>g>of</str<strong>on</strong>g> river channel<br />

- Log jam and backwater<br />

-Ice dam<br />

-Other<br />

Explanati<strong>on</strong>s [Text]<br />

[Ordinal scale]<br />

1: very <str<strong>on</strong>g>of</str<strong>on</strong>g>ten<br />

2: <str<strong>on</strong>g>of</str<strong>on</strong>g>ten<br />

3: occasi<strong>on</strong>ally<br />

4: seldom<br />

5: very seldom<br />

6: First time observati<strong>on</strong><br />

Further events triggering or amplifying <str<strong>on</strong>g>damage</str<strong>on</strong>g><br />

e.g. Explanati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> “other”<br />

Classificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> events according to occurrence intervals<br />

based <strong>on</strong> hazard maps or statistical analyses <str<strong>on</strong>g>of</str<strong>on</strong>g> run<str<strong>on</strong>g>of</str<strong>on</strong>g>f<br />

data for respective river segments<br />

Average event occurrence 1-2 years or more <str<strong>on</strong>g>of</str<strong>on</strong>g>ten<br />

Average event occurrence 2-10 years<br />

Average event occurrence 10-50 years<br />

Average event occurrence 50 – 100 years<br />

Average event occurrence < 100 years<br />

Such an event was observed for the first time<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Criteria Catalogue: Event Informati<strong>on</strong> III<br />

E3: Local <str<strong>on</strong>g>flood</str<strong>on</strong>g> effects<br />

Highest water level - outside [cm] above ground level or <strong>railway</strong> track level This means the highest water level <strong>on</strong> the outside <str<strong>on</strong>g>of</str<strong>on</strong>g> an<br />

object / building.<br />

Note: The ground level is requested with the object<br />

informati<strong>on</strong><br />

Flow velocity<br />

[m/s] at the object<br />

Estimating flow velocity is advised for dynamic <str<strong>on</strong>g>flood</str<strong>on</strong>g>s.<br />

CONDITIONAL<br />

E4: Floating/Suspended material<br />

OR<br />

[Ordinal scale]<br />

0: standing Nearly standing water<br />

1: low Walking in water is still possible (2m/s)<br />

C<strong>on</strong>taminati<strong>on</strong><br />

Multiple choice list<br />

- No c<strong>on</strong>taminati<strong>on</strong><br />

- Sewerage<br />

- Paint and varnish<br />

- Oil and fuel<br />

- Other chemicles<br />

e.g. heating oil, diesel, gasoline<br />

e.g. pesticides, solvents<br />

-Other<br />

Explanati<strong>on</strong>s [Text]<br />

Specificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> “other”.<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Outlook<br />

<br />

<br />

<br />

<br />

Organizing data acquisiti<strong>on</strong> is an integral part <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

precauti<strong>on</strong>ary procedures and efficient risk management<br />

strategies.<br />

Damage documentati<strong>on</strong> -> user-friendly guideline to simplify<br />

the <str<strong>on</strong>g>damage</str<strong>on</strong>g> assessment.<br />

Standard Implementati<strong>on</strong> and applicati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> the c<strong>on</strong>cept and<br />

procedure for the entire core network <str<strong>on</strong>g>of</str<strong>on</strong>g> the ÖBB.<br />

Damage documentati<strong>on</strong> as an important basis for the<br />

development <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>damage</str<strong>on</strong>g> models<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Outlook<br />

Risk = Hazard x Value/Expositi<strong>on</strong> x Vulnerability<br />

HORA<br />

Hydraulic<br />

Simulati<strong>on</strong><br />

Book Value<br />

Stock value<br />

Replacement Value<br />

Strd. cross secti<strong>on</strong> Bridges Buildings Other object class<br />

…<br />

Damage Model 1<br />

DM 2<br />

DM 3<br />

DM…<br />

Mitigati<strong>on</strong><br />

Measure<br />

Structural<br />

Damage Class<br />

Mit.<br />

Me.<br />

Str.<br />

DC.<br />

Mit.<br />

Me.<br />

Str.<br />

DC.<br />

Mit.<br />

Me<br />

Str.<br />

DC.<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Outlook<br />

Definiti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> a <str<strong>on</strong>g>damage</str<strong>on</strong>g> model per object class<br />

Floods<br />

(water height h,<br />

Flow velocity v)<br />

Mitigati<strong>on</strong><br />

measures<br />

Structural <str<strong>on</strong>g>damage</str<strong>on</strong>g><br />

classes<br />

M<strong>on</strong>etary loss<br />

Current state <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

maintanance<br />

D structural = f (h, v, Object type, preventi<strong>on</strong> measures)<br />

D m<strong>on</strong>etary = f (D structural )<br />

Verificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> feasibility by applying <str<strong>on</strong>g>damage</str<strong>on</strong>g> data and results from<br />

hydraulic simulati<strong>on</strong> data from the 2006 <str<strong>on</strong>g>flood</str<strong>on</strong>g> event.<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010


Outlook<br />

Thank you!<br />

Andrew P. Moran<br />

alpS GmbH<br />

Grabenweg 3, A-6020 Innsbruck<br />

Tel.: +43-512-39292911<br />

moran@alps-gmbh.com<br />

<strong>Lakeside</strong> C<strong>on</strong>ference 2010

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