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Excipient Certification - IPEC Europe

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<strong>Excipient</strong> <strong>Certification</strong><br />

EGA<br />

Brussels, 15th July 2009<br />

Dr Iain Moore<br />

Chair <strong>Excipient</strong> <strong>Certification</strong> Project Committee <strong>IPEC</strong><br />

<strong>Europe</strong><br />

EGA 15 July 2009


Why <strong>Certification</strong>?<br />

• The safety of drug products is dependant on the<br />

safety of all the ingredients that are used to make<br />

them, including excipients<br />

• The excipient supplier has a duty to contribute to<br />

this safety profile<br />

– in manufacture (GMP)<br />

– And in distribution (GDP)<br />

• One key risk mitigation measure is the Qualification<br />

of <strong>Excipient</strong> suppliers by Users<br />

• Pressure to do more and the current removal of the<br />

Certain <strong>Excipient</strong>s Directive pushes the<br />

responsibility back on the QP, and at what cost?<br />

• 1000s of excipients and 1000s of applications =<br />

1000s and 1000s of more audits<br />

EGA 15 July 2009


Why <strong>Certification</strong>?<br />

• But what if those excipients with a low risk could<br />

be qualified by another method?<br />

• What if there was a an Internationally and<br />

regulatory acceptable <strong>Excipient</strong> certification<br />

system?<br />

• Recent signals from the EU and FDA have<br />

confirmed the acceptability of 3 rd party audits<br />

– But indicted that auditor competency is a<br />

critical factor<br />

EGA 15 July 2009


Do we need another <strong>Excipient</strong><br />

<strong>Certification</strong> Scheme?<br />

• Several Schemes increasingly available<br />

– Pharmaceutical Quality Group PS 9100<br />

– EFfCI (for Cosmetic Ingredients)<br />

– IPEA<br />

– USP Verification<br />

– Rx-360?<br />

• Has there been widespread uptake? If not – we need to<br />

understand why<br />

– Is it because Users are uncertain of the value of these certificates<br />

to the regulatory authorities?<br />

– $$$?<br />

EGA 15 July 2009


<strong>Excipient</strong>s GMP GDP <strong>Certification</strong><br />

Project<br />

• EFCG and <strong>IPEC</strong> <strong>Europe</strong> signed a MOU in May 2008 to generate<br />

a global excipient certification scheme<br />

• The <strong>Certification</strong> project scope is huge and so requires other<br />

partners to contribute their collective experience and expertise<br />

• These now include<br />

– EFCG – <strong>Europe</strong>an Fine Chemicals Group<br />

– <strong>IPEC</strong> <strong>Europe</strong><br />

– <strong>IPEC</strong>-Americas<br />

– PQG - Pharmaceutical Quality Group<br />

– FECC – <strong>Europe</strong>an Association of Chemical Distributors<br />

EGA 15 July 2009


<strong>Excipient</strong> <strong>Certification</strong><br />

Project Principles<br />

Evolve existing best practices from all known<br />

sectors<br />

• Base on the <strong>IPEC</strong>-PQG GMP Guide 2006<br />

• Base on <strong>IPEC</strong> GDP Guide 2006 & SQAS<br />

Distributor ESAD Scheme<br />

• Align to ISO 9001<br />

– Many excipient suppliers are already ISO<br />

certified or familiar with this quality<br />

management system standard<br />

International in scope<br />

<strong>Excipient</strong>s are a worldwide commodity<br />

EGA 15 July 2009


<strong>Excipient</strong> <strong>Certification</strong><br />

Project Principles<br />

Be valuable and acceptable to Suppliers, Users and regulators<br />

Include as many <strong>Excipient</strong>s as possible<br />

• Classify excipients<br />

• Set the standards in relation to the risk posed<br />

• Set standards that are achievable ($)<br />

• Set standards that are auditable ($)<br />

Address the definition of and policing of auditor competency<br />

Be accessible to existing 3 rd party audit organisations<br />

Consult with all Stakeholders throughout the project<br />

EGA 15 July 2009


<strong>Excipient</strong> <strong>Certification</strong><br />

and Supply Chain Security<br />

1. <strong>Certification</strong><br />

Development<br />

1. Classification<br />

Classification<br />

GDP<br />

2. GMP<br />

3. GDP<br />

4. Auditor<br />

Competency<br />

GMP<br />

Auditor<br />

Competency<br />

Scheme<br />

5. <strong>Certification</strong><br />

Scheme<br />

Rules<br />

EGA 15 July 2009


<strong>Excipient</strong> Classification<br />

• Why classify <strong>Excipient</strong>s?<br />

– They have many diverse uses, functions,<br />

manufacturing processes and origins<br />

– A one size fits all definition of GMP is not going<br />

to be enough<br />

• 2 critical risk factors were identified and verified<br />

as the most relevant in Classifying excipients<br />

1. The route of Administration of the drug product<br />

(Dose)<br />

2. The functionality imparted by the excipient to the<br />

drug product (Function)<br />

• <strong>Excipient</strong> classification to be part of contract<br />

review / quality agreement between supplier and<br />

user<br />

Classification<br />

EGA 15 July 2009


<strong>Excipient</strong> GMP<br />

• Full ISO 9001 annex now fully drafted and<br />

being reviewed in project<br />

• Enhanced GMP for Function and Dose being<br />

developed<br />

• NSF Standard task force being developed for<br />

conversion to US national standard<br />

GMP<br />

EGA 15 July 2009


<strong>Excipient</strong> GDP<br />

• As for GMP a GDP Annex to ISO 9001 is<br />

being developed<br />

• Organisations will be able to attain GMP<br />

certification alone or in combination with<br />

GMP<br />

GDP<br />

• The GDP Task force will also build on the<br />

<strong>Europe</strong>an SQAS ESAD II assessment<br />

scheme Section F&G (www.sqas.org)<br />

EGA 15 July 2009


Auditor Competency<br />

Auditor Competency requirements<br />

• Will cover GMP and GDP aspects for auditor<br />

competency<br />

• Need to access as many auditors as possible<br />

• Training materials will be made available for<br />

auditors<br />

• <strong>Europe</strong>an regulators invited and agreed to<br />

review outputs of this taskforce<br />

Auditor<br />

Competency<br />

EGA 15 July 2009


<strong>Certification</strong> Scheme<br />

• A “fifth component will be to develop and define<br />

the certification scheme rules<br />

• A new task force will be assembled to deliver<br />

this shortly<br />

• Will use existing schemes as the basis for<br />

development<br />

– PS 9100 has defined auditor competency (PQG<br />

602)<br />

– EFfCI GMP <strong>Certification</strong> Scheme<br />

– SQAS ESAD II Scheme<br />

• For the NSF standard the certification scheme<br />

will be the same as any other NSF standard<br />

Scheme<br />

Rules<br />

EGA 15 July 2009


<strong>Excipient</strong> GMP & GDP<br />

<strong>Certification</strong> Scheme<br />

AUDIT<br />

<strong>Certification</strong> Plans<br />

• Supplier or User<br />

commissions 3 rd<br />

Party<br />

• Who is accredited<br />

by national<br />

competent authority<br />

• Supplier passes<br />

evidence of GMP<br />

and GDP to User<br />

• User passes details<br />

to regulators at<br />

inspection or in<br />

dossiers<br />

• Virtuous circle<br />

CERTIFICATE OF<br />

GMP COMPLIANCE<br />

USERS<br />

EGA 15 July 2009<br />

SUPPLIERS &<br />

MANUFACTURERS<br />

CERTIFICATION<br />

ASSURED EXCIPIENT USE<br />

REGULATORS<br />

3rd PARTY<br />

ACCREDITATION


<strong>Excipient</strong> GMP & GDP<br />

<strong>Certification</strong> Scheme<br />

Virtuous Circle<br />

• Could there be<br />

some kind of<br />

regulatory<br />

relief to<br />

users?<br />

• Dare I dream<br />

of less user<br />

audits?<br />

EGA 15 July 2009


<strong>Excipient</strong>s GMP GDP <strong>Certification</strong><br />

Project<br />

• Project has been running actively for 7 months<br />

• The team members include <strong>Excipient</strong> Suppliers, Distributors<br />

and Users with all sectors making major contributions<br />

• A key component of the project has been to build in<br />

stakeholder consultations<br />

– In <strong>Europe</strong> in May with representatives of Innovative Pharma,<br />

Generic Pharma and <strong>Europe</strong>an and National authorities<br />

– In the US a meeting is planned with the FDA this month<br />

EGA 15 July 2009


<strong>Excipient</strong> GMP GDP<br />

<strong>Certification</strong><br />

None of this is realisable without the<br />

commitment and contribution of all the<br />

volunteers to the various working parties<br />

and the Steering Committee<br />

I thank them for all their efforts<br />

Thank you for your attention<br />

EGA 15 July 2009

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