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<strong>Respiratory</strong> <strong>Muscle</strong> <strong>Strength</strong> <strong>and</strong><br />

Hemodynamics in Chronic Heart Failure*<br />

Yoshihiro Nishimura, M.D.; Hitoshi Maeda, M.D.; Katsuji Tanaka, M.D.;<br />

Hirofumi Nakamura, M.D.; Yukako Hashimoto, M.D.; <strong>and</strong><br />

Mitsuhiro Yokoyama, M.D.<br />

To examine whether respiratory muscle weakness is<br />

associated with cardiac function <strong>and</strong>lor exercise capacity<br />

in chronic heart failure (CHF), 23 patients with CHF<br />

were evaluated with respiratory muscle strength,<br />

pulmonary function tests, cardiac catheterization, <strong>and</strong><br />

exercise test The subjects were divided lntothree groups<br />

on their New York Heart Association (NYHA) functional<br />

class. Group A consisted of 13 patients with NYHA<br />

functional classification class 3 or 4, group B consisted<br />

of 10 patients with NYllAclassification class 2, <strong>and</strong> group<br />

C consisted of 15 age-matched normal controls.<br />

<strong>Respiratory</strong> muscle strength was assessed with maximal<br />

static inspfratory mouth pressure at residual volume level<br />

<strong>and</strong>explratory mouthpressure at total lung capacity level<br />

(Pimax, PEmax, respectively). Pulmonary functions In<br />

entswith CHF showed almostnormaL Pimaxm group<br />

A was significantly less than that In group B or C,<br />

although Punaxin group B was not Significantly different<br />

from that in group C. In the patients with CHF, Pimax<br />

correlated positively with cardiac Index <strong>and</strong> maximal<br />

oxygen consumption (r = 0.460 <strong>and</strong> r = 0.503, p < 0.05,<br />

respectively). These findings suggest that lnspiratory<br />

muscle strength, which was Impaired In patients with<br />

severe CHF, may be dependent on cardiac function <strong>and</strong><br />

may be one ofthe limiting factors on Impaired exercise<br />

capacity In the patients with CUE<br />

(Chest 1994; 105: 355-59)<br />

PAP = pulmonary artery pressure; PAWP pulmona<br />

arterywedge pressure; Pasnax maximal expiratory mou<br />

pressure; Pimax meximal inspiratory mouth pressure;<br />

So5maz = mpima1 oxygen consumption<br />

R espiratory muscle dysfunction has been reported in<br />

various respiratory neuromuscular, <strong>and</strong> cardiac diseases.’4<br />

<strong>Respiratory</strong> muscle strength is dependent on sex,<br />

age, pulmonary function, respiratory muscle blood flow,<br />

<strong>and</strong> nutritional status.” Until now, the relationship between<br />

respiratory muscle strength <strong>and</strong> cardiac function<br />

has not been well determined. Hammond et al6 documented<br />

the respiratory muscle weakness in patients with<br />

congestive heart failure <strong>and</strong> suggested that reduction in<br />

respiratory muscle blood flow might be responsible for<br />

the mechanism in respiratory muscle weakness. They,<br />

however, did not show the relationship between respiratory<br />

muscle strength <strong>and</strong> blood flow.<br />

Ifrespiratory muscle strength is dependent on the systemic<br />

blood flow level, we postulated that patients with<br />

chronic heart failure (CHF) should exhibit respiratory<br />

muscle weakness, which was responsible for reduction<br />

ofblood flow in cardiac dysfunction. In the present study,<br />

we evaluated the relationship among respiratory muscle<br />

strength, cardiac function, <strong>and</strong> exercise capacity in patients<br />

with CHF, <strong>and</strong> compared the results with those<br />

from age-matched normal subjects. We demonstrated<br />

that reduction in respiratory muscle strength in patients<br />

with CHF was responsible for impaired cardiac function<br />

<strong>and</strong> exercise capacity.<br />

#{176}Fromthe First Department of Internal Medicine, Kobe University<br />

School ofMedicine, Kobe, Japan.<br />

Manuscript received October 27, 1993; revision acceptedJuly 1, 1993.<br />

Reprint requests: Dr Nishimura. Takatsuki GenerefHospital, 1-3-13<br />

Kosobe-cho, Takatsuki, Osaka 569, Japan<br />

Patient<br />

Population<br />

METHODS<br />

We studied 23patients with CHF (18 male <strong>and</strong> 5 female, mean age<br />

± SD, 59.3 ± 9.2 years) <strong>and</strong> 15 age-matched healthy volunteers (12<br />

male <strong>and</strong> 3 female, 60.2 ± 6.2 years). Patients with CHF consisted of<br />

seven with old myocardial infarction, eight with old myocardial<br />

infarction <strong>and</strong> anginapectoris, fourwith mitral valve disease, <strong>and</strong> four<br />

with dilated cardiomyopathy (Table 1). Each patient was examined<br />

while in a stable hemodynamic condition <strong>and</strong> free ofacute exacerbation,<br />

although all the patients with CHF complained of exertional<br />

dyspnea. We divided the subjects into three groups on their severity<br />

ofdyspneaon effort. Group A consisted ofl3 patients with New York<br />

Heart Association (NYHA) functional classffication class 3or4. Group<br />

B consisted oflOpatients with NYHA functional classification class 2.<br />

GroupC consistedofl5 age-matthedcontrob. Subjects whohad some<br />

evidence ofneuromyopathic disease, recent surgery, hypoproteinemia,<br />

<strong>and</strong>/or electrolyte abnormalities were excluded. Informed consent was<br />

obtained from each person for this protocol.<br />

Measurement of<strong>Respiratory</strong> <strong>Muscle</strong> <strong>Strength</strong><br />

Maximal static inspiratosy <strong>and</strong> expiratory mouth pressures were<br />

measuredin all patients accordingtothe technique ofBlack <strong>and</strong> Hyatt7<br />

(using Vitalopower KH1O1, Chest MI, Co Ltd. Tokyo). This device<br />

consists oftwo parts: a plastic cylinder <strong>and</strong> a calculator. The cylinder<br />

has a closed end with a strain gauge pressure sensor <strong>and</strong> a small side<br />

hole that minimizes oral pressure artifacts. The opposite end is fitted<br />

with a mouthpiece. The time-pressure curve is displayed on a chart.<br />

Maximal inspiratosymouth pressurewas measured at level of residual<br />

volume (RV) (Pimax) <strong>and</strong> maximal expiratory mouth pressure was<br />

obtained at level oftotal lung capacity (TLC) (Psmax). Patients performed<br />

the maneuver for the measurement of respiratory muscle<br />

powerin theirmaximal inspiratosy<strong>and</strong> expiratoryefforts atleast three<br />

times at two lung volume levels <strong>and</strong> we adopted the maximal values in<br />

their maneuver for analysis. The predicted values for age <strong>and</strong> sex were<br />

corrected by our institution formulas, <strong>and</strong> percentages of Pimax <strong>and</strong><br />

for predicted values were calculated (percent Pimax <strong>and</strong> per-<br />

CHEST I 105 I 2 I FEBRUAR 1994 355<br />

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No.<br />

Age, yr/<br />

Sex<br />

Table 1-Characteristics in fldients With<br />

Chronic Heart Thilure#{176}<br />

Height,<br />

cm<br />

V.ight,<br />

kg<br />

Clinical<br />

Diagnosis<br />

Myocardial<br />

Ischemia<br />

During<br />

Exercise<br />

GroupA .<br />

NYHA<br />

1167/F 144 46 MVD - 4<br />

2/69/M 155 45 MVD - 4<br />

3/66/M 162 68 OMI - 3<br />

4/48/F 158 55 DCM - 3<br />

5rwM 157 51 DCM - 3<br />

6/63/M 170 76 DCM - 3<br />

7/4WF 146 42 MVD - 3<br />

8/68/M 165 60 OMI,AP + 3<br />

93/M 162 63 OMI,AP + 3<br />

12/M 160 56 OMI, AP + 3<br />

1V6’F 158 67 OMI,AP + 3<br />

12/TIJM 165 63 OMI, #{192}Y + 3<br />

13/6WM 165 60 OMI,AP + 3<br />

Group B<br />

14162/M 158 58 OMI - 2<br />

15164/M 162 54 OMI - 2<br />

1&7/M 169 70 OMI - 2<br />

17/45/M 160 54 OMI - 2<br />

18/63’M 161 55 OMI - 2<br />

19/4S/M 165 63 OMI - 2<br />

20158/M 173 62 DCM - 2<br />

21151fF 153 42 MVD - 2<br />

2214WM 167 71 OMI,AP + 2<br />

23/6WM 152 62 OMI,AP + 2<br />

NYHA= New York Heart Association functional classification;<br />

M = male; F = female; OMI old myocardial infarction;<br />

AP= angina pectons; MVD = mitral valve disease; DCM = dilated<br />

cardiomyopathy.<br />

cent PEmax, respectively). The formulas established for Japanese<br />

healthy persons are as follows.5<br />

Male: PEmax 149 - 0.59 X AGE cm H2O(r = - 0.325,<br />

p , 0.05)-.(1)<br />

Pimax = 131 - 0.76 x AGE cm H2O(r = - 0.476,<br />

p < 0.01)-(2)<br />

Female: PEmax 93 - 0.33 X AGE cm H2O(r = - 0.277,<br />

p < 0.05)-(3)<br />

Pimax 102 - 0.69 X AGE cm H2O(r -0.438,<br />

p < 0.01)-(4)<br />

Pulmonanj Function Test<br />

Vital capacity (VC), forced vital capacity (FVC), forced expiratory<br />

volume in 1 S (FEy1), <strong>and</strong> TIC were measured using the spirometer<br />

ofcomputer processing (Autospirometer System-55, Minato Medical<br />

Science Co Ltd. Osaka, Japan) <strong>and</strong> the ratio of FEy1 for forced vital<br />

capacity (FEV1/FVC) was calculated.<br />

Cardiac Catheterization <strong>and</strong> Exercise Studies<br />

Mean pulmonary artery pressure (PAP) <strong>and</strong> mean pulmonary artery<br />

wedge pressure (PAWP) were measured with a Swan-Ganz catheter<br />

that was advanced into the right pulmonary artery. The direct<br />

Fick method was employed for measurement of the cardiac output<br />

from which the cardiac index (CI) was calculated.<br />

Exercise capacity was studied on an electrically braked bicycle ergometer<br />

in a supine position. An incremental exercise was performed<br />

to a symptom-limited maximum. The work load was increased by 25<br />

W every 3 mm. The expired gas was analyzed for fractions of oxygen<br />

<strong>and</strong> carbon dioxide by RM-300 (Minato Medical Science, Co. Ltd.,<br />

Osaka, Japan), <strong>and</strong> maximal oxygen consumption (Vo2max) was calculated.<br />

Statistical<br />

Analysis<br />

All values are given as mean ± SD. Statistical differences for vanables<br />

of respiratory muscle strength <strong>and</strong> pulmonary function were<br />

anal by analysis ofvaniance (ANOVA). Differences for hemodynamic<br />

data between two CHF groups were evaluated by Students t<br />

test. Relationships between respiratory muscle functions <strong>and</strong> hemodyn<br />

amic parameters were assessed by linear regression analysis. Values<br />

ofp < 0.05 were considered to be statistically significant.<br />

RESULTS<br />

The anthropometric data are shown in Table 2. Ages<br />

were not significantly different among group A, group<br />

B, <strong>and</strong> controls. Height <strong>and</strong> body weight did not differ<br />

significantly among three groups. Plasma albumin level<br />

in group A was not significantlylower than that in group<br />

B (3.7 ± 0.2 <strong>and</strong> 3.9 ± 0.3 g/dl, respectively). Six of 13<br />

patients with group A <strong>and</strong> 2 of 10 patients with group B<br />

showed myocardial ischemic response during exercise<br />

test.<br />

Mean values ofpulmonary function variables showed<br />

within normal limits in both group A <strong>and</strong> B. There were<br />

no significant differences in pulmonary function variables<br />

among three groups. In cardiac catheterization, PAP <strong>and</strong><br />

PAWP of group A were significantly higher than those<br />

ofgroup B. The CI <strong>and</strong> Vo2max ofgroup A were significantly<br />

lower than those ofgroup B.<br />

Figure 1 shows respiratory muscle strength in the patients<br />

with CHF <strong>and</strong> normal subjects. The mean value<br />

of Pimax in group A was 60 ± 15 cm H20, which was<br />

significantly smaller than the values in group B <strong>and</strong> group<br />

C (92 ± 32, 84 ± 24 cm H20, p < 0.05, respectively).<br />

Percent Pimax in group A was also significantly smaller<br />

than those in the other two groups. PEmaX <strong>and</strong> percent<br />

PEmax were not significantly different among three<br />

groups.<br />

There was a significant positive correlation between<br />

percent Pimax <strong>and</strong> CI in patients with CHF (r 0.460,<br />

p < 0.05) (Fig 2). Percent Plmax had a significant correlation<br />

with Vo2max (r 0.503, p < 0.05) in 15 patients<br />

with CHF without myocardial ischemic response during<br />

exercise test (Fig 3).<br />

DISCUSSION<br />

We have demonstrated that respiratory muscle<br />

strength exhibited reduction in patients with severe CHF<br />

<strong>and</strong> that the impairment in inspiratory muscle strength<br />

was intimately related to the deterioration in cardiac<br />

function <strong>and</strong> to the impaired exercise capacity. This may<br />

support our hypothesis that, if respiratory muscle<br />

strength is dependent on the cardiac dysfunction, the<br />

patients with CHF should exhibit respiratory muscle<br />

weakness related to cardiac output.<br />

Our present study showed that patients with severe<br />

CHF (group A) exhibited inspiratory muscle weakness<br />

compared with patients with mild heart failure (group<br />

356 <strong>Respiratory</strong> <strong>Muscle</strong> <strong>Strength</strong> In Chronic Heart Failure (Niahimura et aQ<br />

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Table 2-Anthropometric Data, IWmonary Function Thst Hemodynamics <strong>and</strong> <strong>Respiratory</strong> <strong>Muscle</strong> <strong>Strength</strong> in }btients<br />

With CUP <strong>and</strong> Age-Matched Normal Subjects<br />

CHF<br />

Age-Matched<br />

-<br />

Control<br />

Data Group A Group B Group C<br />

Anthropometnic data<br />

n 13 10 15<br />

Sex, maleffemale 9/4 9/1 12/3<br />

Age,yr 62.2±8.1 55.4±10.1 60.2±6.2<br />

Height,cm 159.0±7.1 162.0±6.4 160.2±8.7<br />

ight, kg 57.8±9.6 59.1 ±8.1 62.1 ± 10.4<br />

Pulmonary function test<br />

VC, L 3.03±0.68 3.38±0.57 3.39±0.73<br />

%pred 99.6±12.7 99.5±12.8 108.2±16.2<br />

FEY1, L 2.28±0.49 2.74±0.58 2.57±0.61<br />

FEVI/FVC, % 77.8±9.0 80.1±7.5 78.6±5.0<br />

TLC, % pred 92.3± 11.5 82.3± 14.2 96.1±26.5<br />

Hemodynamics<br />

PAI mm Hg 19.9±5.lt 12.8±2.6<br />

PAWP, mm Hg 12.2±4.9t 6.6± 2.2<br />

CI,LImin/m’ 2.49±O.73t 3.10±0.72<br />

Vo2max, mi/mm/kg 11.9±2.8t 18.6±3.2<br />

<strong>Respiratory</strong> muscle strength<br />

Punax, cm HO 60± 15fl 92±32 84±24<br />

%_ 80±2ltt 107±34 106±24<br />

Pnmax, cm HO 84± 18 104±34 106±34<br />

%_ 85±25 90±24 102±29<br />

0VC = vital capacity; FEV1 = forced expiratory volume in 1 5; PVC = forced vital capacity; PAP = mean pulmonary artery pressure;<br />

PAWP = mean pulmonary artery wedge pressure; CI = cardiac index; Vo2max = maximal oxygen consumption; Pimax = maximal inspiratory<br />

mouth pressure; % Pimax = percent of maximal inspiratory mouth pressure for predicted value5; Psmax = maximal expiratory mouth<br />

pressure; % PEmax = percent of maximal expiratory mouth pressure for predicted value.5 Values are mean ± SD.<br />

tp


%Plmax (%)<br />

200.<br />

150<br />

100.<br />

50.<br />

A-<br />

VO2max/BW<br />

(mI/mm/kg)<br />

8<br />

6<br />

4<br />

2<br />

0<br />

. #{149}11 #{149}. #{149}<br />

.<br />

1 3 5<br />

.<br />

Cl U2)<br />

FIGURE 2. Relationship between percent Pimax<strong>and</strong> CI in patients with<br />

CHF. The real line is the regression line. Percent Plmax is significantly<br />

correlated with CI (r = 0.460, p < 0.05).<br />

The second is generalized skeletal muscle weakness.<br />

Lecarpentier et al reported that reduction in respiratory<br />

muscle function in a rabbit model with CHF was<br />

associated with cardiac cachexia, suggesting that respiratory<br />

muscle weakness was related to the generalized<br />

muscle weakness. Although our anthropometric data<br />

showed no cachexic condition among three groups, generalized<br />

muscle weakness resulting from cardiac dysfunction<br />

plays an important role in part for inspiratory muscle<br />

weakness in patients with CHF.<br />

Pulmonary function abnormalities <strong>and</strong> nutritional status<br />

influence respiratory muscle function.5 Decreased<br />

TLC should cause reduction in expiratory muscle<br />

strength, <strong>and</strong> augmentation in RV should induce deterioration<br />

in inspiratory muscle strength. Furthermore,<br />

.<br />

#{149}#{149}<br />

0 50 100 150<br />

.<br />

%PI max (%)<br />

.<br />

malnutrition might be responsible for respiratory muscle<br />

weakness. There was, however, no significant difference<br />

of variables of pulmonary function tests among three<br />

groups, <strong>and</strong> no subject was included in this study who<br />

exhibited abnormalities of pulmonary function <strong>and</strong> nutritional<br />

status.<br />

In the present study, Vo2 max significantly correlated<br />

with Pimax. Sera’#{176} showed that patients with severe CHF<br />

exhibited much more increase in airway resistance <strong>and</strong><br />

decrease in dynamic pulmonary compliance during exercise<br />

than do patients with mild heart failure, suggesting<br />

that the respiratory muscle in patients with severe<br />

CHF might be loaded much more than in patients with<br />

mild CHF. In skeletal muscles, on the other h<strong>and</strong>, the<br />

perception of heaviness of a lifted object or of achieved<br />

force in an isometric contraction depends on sensing the<br />

grade of effort, or voluntarily generated input to monotones,<br />

rather than an afferent sensation signaling the<br />

muscular force achieved.” The sense ofeffort increased<br />

in relation to the augmentation of inspiratory loading<br />

pressure <strong>and</strong> the intensity of sense of effort in fatigued<br />

muscle was stronger than that in fresh muscle.’ It is suggested<br />

that respiratory muscle in patients with severe<br />

CHF plays a more important role in exercise capacity<br />

than it does in patients with mild CHF, <strong>and</strong> that inspiratory<br />

muscle function may be one of the limiting factors<br />

ofexercise capacity in patients with CHF, while myocardial<br />

ischemia should play an important role in exercise<br />

capacity in the ischemic patients.<br />

We used maximal inspiratoiy <strong>and</strong> expiratory mouth<br />

pressures to estimate inspiratory <strong>and</strong> expiratoiy muscle<br />

strength, because measurements ofmaximal mouth pressure<br />

could be performedwith an easy maneuver <strong>and</strong> with<br />

good reproducibility.5 As two components, the pressure<br />

generated by respiratory muscles <strong>and</strong> the recoil pressure<br />

ofthe respiratory system, were intimately associated with<br />

maximal mouth pressure, the pure mouth pressure generated<br />

with the respiratory muscles should be obtained<br />

aftercorrection forthe factor induced by recoil pressure.’3<br />

In this study, actual lung volume was not simultaneously<br />

measured while the maximal mouth pressure was measured.<br />

Therefore, both Pimax <strong>and</strong> PEmaX might be overestimated.<br />

We concluded that inspiratory muscle strength, which<br />

may be responsible for cardiac output, is significantly<br />

correlated with Vo2max in the patients with CHF without<br />

myocardial ischemia. This may suggest that inspiratory<br />

muscle may be dependent on cardiac function <strong>and</strong><br />

200 may be one of the limiting factors in impaired exercise<br />

capacity in the patients with CHF.<br />

FIGURE 3. Relationship between percent Pimax <strong>and</strong> Vo5max in the<br />

patients with CHF without myocardial ischemia during exercise. The<br />

real line is the regression line. Vo2max is significantly correlated with<br />

percent Plmax (r 0.503, p < 0.05).<br />

ACKNOWLEDGMENT: The authors thank H. Yamabe, M.D., <strong>and</strong><br />

A. Hashimoto, M.D., for invaluable help in exercise data collection.<br />

358 <strong>Respiratory</strong> <strong>Muscle</strong> <strong>Strength</strong> in Chroi* Heart Failure (Nishimura at al) 2<br />

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1 Nishimura Y, Hida W, Taguchi 0, Sakurai M, Ichinose M, Inoue<br />

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neuromuscular disease: comparison with chronic pulmonary<br />

emphysema <strong>and</strong> idiopathic pulmonary fibrosis. Tohokuj Exp Med<br />

1989; 159:57-68<br />

2 Rochester DF, Arora NS, Braun NMT, Goldberg SK. The<br />

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3 Arora NS, Rochester DF. Respiratoiy muscle strength <strong>and</strong> maximal<br />

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4 Roussos C, Macklem PT. Diaphragmatic fatigue in man. J AppI<br />

Physiol 1977; 43:189-97<br />

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Yokoyama M, et al. The effect of aging on respiratory muscle<br />

function. Jpn J Chest Dis 1991; 29:795-801 [English abstract]<br />

6 Hammond MD, Bauer KA, Sharp JT, Rocha RD. <strong>Respiratory</strong><br />

muscle strength in congestive heart failure. Chest 1990; 98:1091-<br />

94<br />

7 Black LF, Hyatt RE. Maximal respiratory pressures: normal values<br />

<strong>and</strong> relationship to age <strong>and</strong> sex. Am Rev Respir Dis 1969; 99:696-<br />

702<br />

8 Aubier M, Trippenbach T, Roussos C. <strong>Respiratory</strong> muscle fatigue<br />

during cardiogenic shock. J Appi Physiol Respir Environ Exercise<br />

Physiol 1981; 51:499-508<br />

9 Lecarpentier Y, Herve Ph, Villeneuve A, Lacroix P. Duroux P.<br />

Alterations of in vitro diaphragm function during chronic heart<br />

failure in rabbit. Am Rev Respir Dis 1989; 139:A162<br />

10 Sera K. Ventilatory mechanics in patients with cardiopulmonary<br />

disease: II. On congestive heart failure. Jpn CircJ 1961; 25:320-30<br />

11 G<strong>and</strong>evia SC, McCloskey DL. Changes in motor comm<strong>and</strong>s, as<br />

shown by changes in perceived heaviness, during curanzation <strong>and</strong><br />

peripheral anesthesia in man. J Physiol 1977; 272:673-89<br />

12 Supinski GS, Clary SJ, Bark H, Kelsen SG. Effect of inspiratory<br />

muscle fatigue on perception of effort during loaded breathing. J<br />

Appl Physiol 1987; 62:300-07<br />

13 Agostoni E, Mead J. Statics of the respiratory system. In: Fenn<br />

WO, Rahn H, ecis. H<strong>and</strong>book ofphysiology, section 3, respiration,<br />

vol 1. Washington, DC: American Physiological Society, 1964; 387-<br />

409<br />

First International Winter Meeting on Coagulation<br />

This program, to cover basic, laboratory <strong>and</strong> clinical aspects of venous thromboembolism, will<br />

be held March 9-12 at the Hotel Savoia, Cortina D’Ampezzo, Italy. Sponsors are the Centro<br />

Europeo per Ia Formazione, l’Aggiornamento e Ia Ricerca in Scienze Sanitane e in<br />

Biotecnologie, Istituto Scientifoci HS Raffaele, Milan; <strong>and</strong> IRCCS Policlinico San Matteo, Pavia.<br />

For information, contact G. Agosta, Biomedia sri, Via C Farini 70 20159 Milan, Italy (fax:<br />

02/69901311).<br />

CHEST I 105 I 2 I FEBRUARY, 1994 359<br />

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