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December 2012 - Pennsylvania Coalition Against Domestic Violence

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Introduction to the <strong>Violence</strong> <strong>Against</strong> Women Act Certifications<br />

Written by: PCADV Legal Department<br />

Each year, <strong>Pennsylvania</strong> receives millions of dollars in federal funds awarded by the U.S. Department of<br />

Justice, Office on <strong>Violence</strong> <strong>Against</strong> Women. Some of this funding is authorized through the STOP<br />

program in the federal <strong>Violence</strong> <strong>Against</strong> Women Act (VAWA). STOP funds are awarded through a<br />

formula grant to states across the country. The <strong>Pennsylvania</strong> Commission on Crime and Delinquency<br />

(PCCD), as <strong>Pennsylvania</strong>’s STOP state administrator, distributes the funding to <strong>Pennsylvania</strong> law<br />

enforcement, prosecution, victim services and courts consistent with the funding priorities established<br />

in VAWA and as set forth in <strong>Pennsylvania</strong>’s STOP Implementation Plan.<br />

In order to receive this funding, the Commonwealth of <strong>Pennsylvania</strong>, as well as any local <strong>Pennsylvania</strong><br />

jurisdiction receiving a STOP funding award, certifies that under its laws, policies and practices:<br />

<br />

<br />

<br />

<br />

<strong>Domestic</strong> violence victims do not pay to file a Protection From Abuse Petition or criminal<br />

charges;<br />

<strong>Domestic</strong> violence offenders receive judicial notification of firearms prohibitions;<br />

Sexual assault victims are not charged for forensic medical exams, and they do not have<br />

to cooperate with law enforcement to receive a free forensic exam; and<br />

Sexual assault victims are not required to undergo a polygraph exam.<br />

<strong>Pennsylvania</strong> and all of its local jurisdictions must comply with these requirements, or STOP funding,<br />

used for law enforcement, prosecution, victims’ services and the courts, could be forfeited.<br />

Look for our continuing series of articles highlighting VAWA requirements in this publication. This<br />

newsletter’s article focuses on the requirement that victims of sexual assault cannot be charged a fee<br />

for receiving a forensic medical examination.<br />

The <strong>Pennsylvania</strong> <strong>Coalition</strong> <strong>Against</strong> <strong>Domestic</strong> <strong>Violence</strong> has developed a webinar, training materials,<br />

factsheets and other resources about the VAWA requirements.<br />

(http://pubs.pcadv.net/palegal/VAWA_Compliance_CONTENTS.pdf) For more information, please<br />

contact the PCADV Legal Department at 888-235-3425.


Courtroom Evidence: A Resource for The Prosecution of <strong>Domestic</strong><br />

<strong>Violence</strong> Cases<br />

Written by: PCADV Legal Department<br />

<strong>Domestic</strong> violence cases present unique discovery and evidence issues. To assist prosecutors in their<br />

efforts to hold domestic violence perpetrators accountable by prosecuting domestic violence cases, the<br />

<strong>Pennsylvania</strong> <strong>Coalition</strong> <strong>Against</strong> <strong>Domestic</strong> <strong>Violence</strong> (PCADV) has developed a new resource, Courtroom<br />

Evidence: A Resource for the Prosecution of <strong>Domestic</strong> <strong>Violence</strong> Cases.<br />

This resource is designed to provide prosecutors with the legal basis for strategies to overcome<br />

evidentiary challenges and to more effectively prosecute domestic violence perpetrators through the<br />

use of evidentiary rules and relevant statutory and case law. This resource concludes with substantive<br />

information about domestic violence, including information about the dynamics of coercive control,<br />

separation violence, and the possible use of expert testimony to explain victim behavior.<br />

In all, a deeper understanding of victim and perpetrator behavior, coupled with advanced strategies for<br />

the admission of evidence, will enable prosecutors to paint an accurate picture of the circumstances<br />

surrounding the case and, in turn, will allow the judge or jury to make a more informed decision.<br />

Courtroom Evidence focuses on some of the most pressing issues when prosecuting domestic violence<br />

cases: the confrontation clause, evidence-based prosecution and social media authentication. This<br />

article also summarizes these key topics and explains how the prosecutors’ resource will assist<br />

prosecutors faced with complicated domestic violence cases.<br />

Confrontation Clause<br />

<strong>Domestic</strong> violence often has only two witnesses: the victim and the perpetrator. But if a victim is<br />

unwilling or unable to testify, either because he or she fears retaliation by the perpetrator, was<br />

incapacitated or even killed, the prosecution must rely on out-of-court statements to police, family,<br />

friends, and others. Unfortunately, the admissibility of such statements is uncertain. Over the last few<br />

years, developments in Confrontation Clause jurisprudence have made it increasingly difficult to<br />

introduce evidence of domestic violence in cases where the victim is unable to testify.<br />

Courtroom Evidence examines the ways in which confrontation case law allows for the admission of outof-court<br />

statements made by a victim of domestic violence, and provides strategies that prosecutors can<br />

use to overcome confrontation hurdles. Analysis of confrontation case law provides in-depth<br />

information about recent legal developments and avenues.<br />

For more information about the Confrontation Clause please see:<br />

U.S. Supreme Court Decision Giles v. California, STOP Newsletter, Spring 2008 available at<br />

http://pubs.pcadv.net/palegal/STOPnewsletterSpring08.pdf.<br />

Crawford-Hammon-Davis: Trio of Supreme Court Opinions Impact Evidence-Based Prosecutions, STOP<br />

Newsletter Winter/Spring 2007, available at http://www.pcadv.org/Resources/WinterSpring_07.pdf


Evidence-Based Prosecution<br />

Victims of domestic violence often are reluctant to testify against a perpetrator. Many factors, such as<br />

fear of retaliation, stress, trauma, economic necessity, and cultural considerations may motivate their<br />

reluctance. Unlike cases where the victim and perpetrator are unrelated, victims of domestic violence<br />

are intimately connected to their perpetrators, so their decision to testify is often extremely complex<br />

and necessitates compassion and understanding.<br />

Fortunately, prosecutors can use evidence-based trial tactics to successfully prosecute domestic<br />

violence cases even without the victim’s testimony. Thoughtful preservation of evidence, thorough<br />

investigations, and use of non-hearsay and non-testimonial victim statements can aid the prosecution in<br />

meeting its burden without compelling a victim’s testimony. Moreover, careful utilization of the primary<br />

purpose test and/or the doctrine of forfeiture by wrongdoing may even allow prosecutors to<br />

successfully introduce testimonial statements notwithstanding confrontation challenges.<br />

Courtroom Evidence discusses how to employ these evidence-based tactics to prosecute domestic<br />

violence cases. Using these tactics avoids the need to compel a victim to testify, thus protecting the<br />

victim from further trauma.<br />

Social Media<br />

Social media is now a primary form of communication and, as a result, people are sharing personal<br />

information, photos, and conversations on a scale that has never been seen before. Thus, social media<br />

has become a repository of information that can be used as evidence in criminal and civil cases.<br />

Perpetrators of domestic violence, for instance, regularly use social media as a means to control,<br />

threaten, stalk, and harass their victims – either by making direct threats, starting malicious rumors,<br />

monitoring the victim’s activity and whereabouts, or creating fraudulent postings in the victim’s name.<br />

Courtroom Evidence provides tips and information about how to discover and preserve evidence on<br />

social media sites. It further provides a comprehensive analysis of relevant case law on the admissibility<br />

of social media evidence, particularly with regard to authentication.<br />

For more information about social media, please see:<br />

Recent <strong>Pennsylvania</strong> Criminal Cases Involving Stalking and Technology, STOP Newsletter, Spring 2010,<br />

available at http://www.pcadv.org/Resources/STOP%20Newsletter%20spring%2010%20web.pdf<br />

Using Technology to Stalk and Harass, STOP Newsletter, Summer 2009, available at<br />

http://www.pcadv.org/Resources/STOP_newsletter_Summer09.pdf<br />

To obtain a copy of Courtroom Evidence: A Resource for the Prosecution of <strong>Domestic</strong> <strong>Violence</strong> Cases,<br />

please contact the PCADV Legal Department at 1-888-235-3425 or email sshoop@pcadv.org


Cambria County’s Sexual Assault Response Team: An Effective<br />

Multidisciplinary Approach<br />

Written by: Kelly Callihan, District Attorney, Cambria County<br />

In June of 2009, Cambria County’s VAWA STOP Task Force formed a Forensic Compliance Planning<br />

Committee. In October of 2009, this committee, which included the Cambria County District Attorney’s<br />

Office, The Women’s Help Center, Victim Services, Conemaugh Memorial Hospital, and the Johnstown<br />

Police Department, applied for VAWA STOP formula funding to develop a countywide Sexual Assault<br />

Protocol that would address the forensic compliance mandates of the 2005 <strong>Violence</strong> <strong>Against</strong> Women<br />

Act (VAWA 2005). The potential funding would include monies for a development director to oversee<br />

the project as well as funds for the training of twelve Sexual Assault Nurse Examiners (SANE).<br />

The Cambria County Forensic Compliance Planning Committee, which would soon evolve into the<br />

county’s first Sexual Assault Response Team (SART), was delighted to learn in <strong>December</strong> of that year<br />

that the grant proposal had been awarded.<br />

I was sworn in as District Attorney in January 2010 and learned that I would oversee this project and be<br />

tasked with hiring a development director to lead our county effort toward compliance. What I did not<br />

know at that time, amid the intensity of my transition from an assistant district attorney role to that of<br />

DA, is that this project would bridge new bonds within the criminal justice system that would assist me<br />

and my office in the investigation and prosecution of all types of cases, not just those involving sexual<br />

assault, well into the future. I can say now, in hindsight, that this project is one of my most treasured<br />

career accomplishments because it helped me view situations from the standpoint of the victim and see<br />

that my concerns as a prosecutor are not always a priority nor mirror the concerns of other agencies<br />

within the criminal justice system. The creation of our Cambria County SART team, where open<br />

discussion is encouraged and issues are resolved together, truly benefits everyone involved and protects<br />

the interests of the victim. I am proud of our county team and the accomplishments we have made<br />

throughout the course of this project.<br />

In February of 2010, Cambria County launched a fifteen-month long process that would not only address<br />

the standards for forensic compliance as mandated by VAWA 2005, but would establish the county’s<br />

first SANE/SART program, standardizing across the county both the quality of care for sexual assault<br />

victims and the collection of forensic evidence.<br />

VAWA 2005 mandates that hospitals provide a medical forensic sexual assault examination without<br />

requiring victims to participate in the criminal justice system or cooperate with law<br />

enforcement. However, the Commonwealth of <strong>Pennsylvania</strong> leaves the methods of this compliance to<br />

the discretion of local jurisdictions. Although numerous reporting methods comply with VAWA<br />

mandates, through a careful planning process, our county’s responders decided to provide victims with<br />

a method of full Anonymous Reporting.<br />

Studies show that few victims report sexual assault to law enforcement immediately. Many victims will<br />

first disclose the assault to a victim advocate or medical professional. Often victims are unsure, unwilling


or unable to make an immediate decision about whether or not to participate in the criminal justice<br />

system in the traumatic aftermath of an assault. Victim disclosure is usually not a one-time, all-ornothing<br />

event, but a process. Any real or perceived pressure put on these victims to report immediately<br />

may in fact discourage future or continued involvement in the judicial system.<br />

Cambria County’s Anonymous Reporting Protocol provides sexual assault victims with a comprehensive<br />

and compassionate medical exam, timely forensic evidence collection, and strict standards for chain of<br />

custody and storage, while still safeguarding complete anonymity for victims who choose not to contact<br />

law enforcement or choose to delay contacting law enforcement.<br />

Cambria County SART wanted to create a protocol with the objective of promoting better and more<br />

victim-centered care, and effective evidence collection, in order to increase reporting and ultimately<br />

hold more offenders accountable.<br />

The process of developing an authentic collaborative protocol is hard work and unfortunately, there is<br />

no one-size-fits-all model policy that can simply be cut and pasted to fit into a county’s existing protocol.<br />

Early on, our team realized that an authentic multidisciplinary team approach could not involve simply<br />

assigning a single individual the task of producing a document that would be sent out for comments and<br />

revisions. It would have to involve a series of long-term conversations and decisions informed and<br />

guided at every step by the specialized knowledge and expertise of each response agency.<br />

Despite the challenges that are sometimes associated with multidisciplinary collaboration, victims are<br />

better served if all disciplines have an opportunity to have input into the written policies. It simply isn’t<br />

possible for one agency to meet all of these challenges alone.<br />

In developing Cambria County’s Sexual Assault Response and Anonymous Reporting Protocol, the<br />

Cambria County SART relied on an eight-step method.<br />

1) Inventory and evaluate existing services available to victims.<br />

2) Determine community needs based on that evaluation.<br />

3) Draft a victim experience survey that will be used for future annual evaluations.<br />

4) Launch the team writing of the new protocol.<br />

5) Distribute the new protocol to all SART agencies, County 911 operators, Emergency Paramedics,<br />

mental health agencies, university health professionals, judges, magistrates, assistant district<br />

attorneys, social service agencies, and every law enforcement agency in the county for review<br />

and comment before final adoption by SART.<br />

6) Adopt protocol and renew agency commitments.<br />

7) Train all first responders and the wider community on the new protocol.<br />

8) Establish SANE/SART criteria for Case Review and develop monitoring procedures, which<br />

include continuously completing the above eight steps.


The first two steps, evaluating existing services and determining community needs, were essential<br />

components of the STOP funding proposal, and to the much longer process of establishing an effective<br />

team protocol.<br />

Of course, it was immediately evident that our county lacked trained SANEs. From the beginning,<br />

Conemaugh Memorial Hospital Emergency Department administrators and nurses were enthusiastically<br />

involved. This was highly important since the assessment; examination and evidence collection is<br />

performed in the emergency room and cannot be done in retrospect. If the evidence collection is done<br />

improperly or the chain of custody not properly maintained, the result may be a thwarted investigation<br />

and unsatisfactory prosecution. SANE expertise is also important to establish credibility when testifying<br />

in a court of law. SANE training was our first priority.<br />

Next, it was essential that our SART team members had a good foundational understanding of guiding<br />

principles of each of our county’s agencies. It is important to remember that each agency does not in<br />

fact share the same goals, and that SART does not substitute for the individual expertise of its member<br />

agencies, but informs the decisions of all responders through a greater understanding of each agency’s<br />

motivations and best practices. We wanted to make certain that all of our responders could visualize<br />

each step of the protocol, from initial contact with the SANE and advocate through the exam process,<br />

through to the evidence handling and storage.<br />

Developing an effective protocol also requires some out-of-the-box problem solving. In planning<br />

Cambria County’s protocol, we found it beneficial to involve some individuals from disciplines that may<br />

not be traditionally involved in the direct response to sexual assault victims.<br />

For instance, when discussing how anonymous kits would be labeled and stored, it was helpful to<br />

involve the evidence sergeant who would be responsible for the kit storage. To ensure victims did not<br />

receive bills for the medical forensic examination, SART representatives met with the billing department<br />

at Conemaugh Memorial Hospital. When discussions surrounding proper collection procedures and<br />

chain of evidence handling began, we invited State Police Crime Lab personnel to meet with our<br />

responders.<br />

When it came time to train responders on the new protocol, we decided to include professionals from<br />

the wider community, including high school and university administrators, social service agencies,<br />

medical professionals, prison personnel, and offender treatment providers, recognizing that<br />

professionals from many disciplines play a significant role in helping to recover a sense of peace and<br />

security in the life of the survivor and in the community at large.<br />

The benefits of working within a multidisciplinary framework like SART are many. Strong<br />

multidisciplinary teams with active participants are able to communicate openly and honestly with one<br />

another. These partnerships are therefore better able to adapt existing policy, or to create new policy as<br />

needed.<br />

In May of 2011, Cambria County officially enacted the new Sexual Assault Response Protocol and<br />

Anonymous Reporting Method.


In our first year, our county’s victim advocates witnessed the number of hospital accompaniments more<br />

than triple. Our protocol’s very clear message that an advocate should be called in every case of sexual<br />

assault contributed greatly to this increase, as did the Anonymous Reporting option.<br />

Since the inception of Anonymous Reporting, four victims have chosen to report anonymously. At this<br />

point, two victims have chosen to have their evidence destroyed and two are still weighing the option of<br />

speaking to law enforcement.<br />

Team members agree that our protocol should be ever evolving. Through regular SANE/SART meetings,<br />

case reviews, and ongoing suggestions from the field, we are continuously monitoring, evaluating and<br />

improving our protocol and our response to sexual assaults. Most recently, Cambria County SANE/SART<br />

has increased the holding period for anonymous assault evidence from 180 days to 2 years.<br />

Because the Cambria County SANE/SART engaged the wider community in the opportunity to educate<br />

one another and have input, all of Cambria County’s disciplines have a greater degree of commitment to<br />

the process, and it can truly be called a comprehensive and countywide response to the crime of sexual<br />

assault.<br />

This increased understanding of everyone’s roles in our county has certainly led to a more victimcentered<br />

approach, and individual team members now find it easier to fulfill their day-to-day<br />

responsibilities with the support of SANE/SART.<br />

The relationships that I built through this process assist me in many investigative and prosecutorial<br />

matters, not just sexual assault situations. What I learned is that I can tap into the expertise of the<br />

individual members of SART for advice or consult the team as a whole when unique issues arise within<br />

the system. I also cherish the face-to-face, personal interaction it provides with other leaders in the<br />

community. For instance, I now have a direct link to our local hospital emergency room personnel on a<br />

first name basis which is beneficial when coordinating court testimony and trial preparation; a<br />

relationship that would still be lacking if not for this project and the development of our county SART. I<br />

look for our SART to continue to expand well into the future and remain a tremendous benefit to<br />

Cambria County.<br />

Although I realize that every county will vary in their approaches to handling the VAWA 2005 mandates,<br />

our team will make available our protocol as an example or model, if requested. However, part of what I<br />

believe has made our protocol successful, was the process of designing the protocol with each team<br />

member as a contributing factor. Working with your team in a similar way will help build bonds<br />

between your agencies and ensure practical functionality that will make your protocol unique to your<br />

county’s needs.


To unsubscribe to this newsletter please reply “UNSUBCSCRIBE”.<br />

Copyright © <strong>2012</strong> PCADV & PCAR, All rights reserved.<br />

This project was supported by sub grants No. 22104 and #### awarded by PCCD, the state administering office for the STOP<br />

Formula Grant Program. The opinions, findings, conclusions, and recommendations expressed in this publication / program /<br />

exhibition are those of the author(s) and do not necessarily reflect the views of PCCD or the U.S. Department of Justice, Office on<br />

<strong>Violence</strong> <strong>Against</strong> Women.

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