Executive Investigations
Executive Investigations
Executive Investigations
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Fraud Background, Trends & <strong>Executive</strong>s<br />
Dodd-Frank Whistleblower Program<br />
• Background<br />
– July 21, 2010: Dodd-Frank Act signed<br />
– May 25, 2011: Final Whistleblower Program approved<br />
– August 12, 2011: Whistleblower Program became effective<br />
• Rule<br />
– An award is given to a whistleblower who voluntarily provides<br />
the SEC with "original information that leads to the successful<br />
enforcement by the SEC of a federal court or administrative action<br />
in which the SEC obtains monetary sanctions totaling more than<br />
$1 million."<br />
© Grant Thornton 16
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