Pacific Journal - Fresno Pacific University
Pacific Journal - Fresno Pacific University
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<strong>Pacific</strong> <strong>Journal</strong><br />
VOL. 2 2007 Published by <strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong><br />
The Church Confronts Slavery, Race and Gender
Editor<br />
Rod Janzen<br />
Associate Editors<br />
W. Marshall Johnston<br />
Ruth Toews Heinrichs<br />
Roberta Mason<br />
David Alan Thompson<br />
Honora Howell Chapman<br />
Book Review Editor<br />
Richard Rawls<br />
Copy Editor<br />
Wayne Steffen<br />
Editorial Board<br />
Doreen Ewert<br />
Indiana <strong>University</strong><br />
Abraham Friesen<br />
UC Santa Barbara<br />
Donald Goertzen<br />
UC Berkeley, International Studies Program,<br />
Philippines<br />
Elfrieda Hiebert<br />
UC Berkeley<br />
Jane Middleton<br />
CSU <strong>Fresno</strong><br />
Lisa Sideris<br />
Indiana <strong>University</strong><br />
Peng Wen<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>
Manual Style<br />
The <strong>Pacific</strong> <strong>Journal</strong> follows The Chicago<br />
Manual of Style, 15th Edition<br />
(Chicago, <strong>University</strong> of Chicago Press,<br />
2003). Authors should use endnotes,<br />
and they should be numbered consecutively<br />
throughout the manuscript, using<br />
superscript, and produced in double-spaced<br />
format on separate pages<br />
following the text. Except for quotations<br />
as necessary, manuscripts should<br />
be written in English, although exceptional<br />
articles in other languages may<br />
be considered. Manuscripts should be<br />
submitted in two double-spaced copies.<br />
All manuscripts should also be<br />
submitted on computer disc. Authors<br />
alone are responsible for the content of<br />
their articles and will be asked, prior<br />
to publication, to certify that these<br />
present original work not published<br />
elsewhere.<br />
The <strong>Pacific</strong> <strong>Journal</strong> accepts and encourages<br />
submissions from scholars<br />
at <strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong> and other<br />
colleges and universities, as they relate<br />
to each issue’s theme. Each submitted<br />
manuscript will be double peer-<br />
reviewed, with at least one of the assessments<br />
done by someone not on the<br />
FPU faculty.<br />
Subscriptions are $10 per year. Bulk<br />
mailings are also available as quantities<br />
allow.<br />
<strong>Pacific</strong> <strong>Journal</strong><br />
Purpose<br />
<strong>Pacific</strong> <strong>Journal</strong> occupies a special<br />
niche in the world of academic journals.<br />
Although there are a number of<br />
peer-reviewed journals associated with<br />
prestigious Christian colleges and universities,<br />
few provide an opportunity<br />
for Christian faculty to publish scholarly<br />
works in their academic fields,<br />
enlarging the knowledge base without<br />
a mandatory integration of faith and<br />
scholarship.<br />
Manuscript submission<br />
The <strong>Pacific</strong> <strong>Journal</strong> is published annually<br />
by <strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>.<br />
To submit articles, request a subscription<br />
or bulk mailing, and any other<br />
official correspondence, contact Rod<br />
Janzen, <strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>,<br />
1717 S. Chestnut Ave., <strong>Fresno</strong>, CA<br />
93702; email rajanzen@fresno.edu;<br />
telephone 559-453-2210. The university<br />
website is fresno.edu.<br />
Books for review should be sent to<br />
Richard Rawls; mail Hiebert Library,<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>, 1717 S.<br />
Chestnut Ave., <strong>Fresno</strong>, CA 93702;<br />
email rrawls@fresno.edu; telephone<br />
559-453-2219.
Table of Contents<br />
Articles<br />
SCOTT KEY<br />
The Tragedy of Slavery: The Church’s Response .................................................... 1<br />
W. MARSHALL JOHNSTON<br />
Response to Scott Key’s “The Tragedy of Slavery” ............................................. 23<br />
ZENEBE ABEBE<br />
The Two Faces of Racism—<br />
Undeserved Discrimination and Undeserved Privilege ............................................ 29<br />
HONORA HOWELL CHAPMAN<br />
Response to Zenebe Abebe’s “The Two Faces of Racism” .................................. 51<br />
HOPE NISLY<br />
The Church and Women: Power, Participation,<br />
and Language in Christian Institutions ..................................................................... 57<br />
VALERIE REMPEL<br />
Response to Hope Nisly’s<br />
“The Church and Women: Power, Language, and Institutions” ........................... 71<br />
LARRY WARKENTIN<br />
What’s in a Name? .................................................................................................... 73<br />
COVER<br />
Chris Janzen, New Woman, 2006. Oil on canvas. 72 x 65 in.<br />
(182.88 x 165.1 cm). Courtesy of Sarah Scherschligt. The<br />
painting questions the assumption that 21st century women<br />
have reached social equality with men. The woman pictured<br />
stands tall, moving forward with a bodily expression that suggests<br />
strength and boldness, but her fashionable dress, accessories<br />
and face conform to male ideals of beauty rather than<br />
personal comfort. Janzen’s art explores the conscious and subliminal<br />
implications of the American mass media visual landscape. He serves as faculty in<br />
studio art at <strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>.
Reviews<br />
<strong>Pacific</strong> <strong>Journal</strong><br />
PAUL TOEWS<br />
LITERATURE REVIEW: RECENT TITLES IN RUSSIAN HISTORY ................ 93<br />
DAVID REMNICK<br />
Lenin’s Tomb: The Last Days of the Soviet Empire<br />
ANNE APPLEBAUM<br />
Gulag: A History<br />
ORLANDO FIGES<br />
Natasha’s Dance: A Cultural History of Russia<br />
ERNEST CARRERE<br />
On the Human Condition.<br />
Dominique Janicaud, translated by Eileen Brennan. ................................................ 97<br />
JANITA RAWLS<br />
Focus Like a Laser Beam.<br />
Lisa Haneberg ........................................................................................................... 101<br />
PAMELA D. JOHNSTON<br />
Fame, Money and Power:<br />
The Rise of Peisistratos and “Democratic” Tyranny at Athens.<br />
B. M. Lavelle ............................................................................................................ 103<br />
RICHARD RAWLS<br />
The Fall of Rome and the End of Civilization.<br />
Bryan Ward-Perkins ................................................................................................. 107
From The Editor<br />
FROM THE EDITOR<br />
This second issue of <strong>Pacific</strong> <strong>Journal</strong> focuses<br />
attention on the church’s response to women,<br />
slavery and racism. Articles by Hope Nisly,<br />
Scott Key and Zenebe Abebe are responded<br />
to by Valerie Rempel, Marshall Johnston and<br />
Honora Chapman. We have also included<br />
Larry Warkentin’s analysis of the origins of the<br />
“Warkentin” surname, one of the names most<br />
commonly held by Mennonites of Dutch Low<br />
German background. This issue is completed<br />
by reviews of seven books. The general theme<br />
of our next issue (2008) is the environment.<br />
Rod Janzen
CONTRIBUTORS<br />
ZENEBE ABEBE<br />
Dean of Student Life, Psychology<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong><br />
ERNEST CARRERE<br />
Librarian, Philosophy and Theology<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>/<br />
Mennonite Brethren Biblical Seminary<br />
HONORA HOWELL<br />
CHAPMAN<br />
Modern and Classical<br />
Languages and Literatures<br />
California State <strong>University</strong>, <strong>Fresno</strong><br />
PAMELA JOHNSTON<br />
History and Classics<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong><br />
W. MARSHALL JOHNSTON<br />
History and Classics<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong><br />
SCOTT KEY<br />
Education<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong><br />
<strong>Pacific</strong> <strong>Journal</strong><br />
HOPE NISLY<br />
Librarian, History<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>/<br />
Mennonite Brethren Biblical Seminary<br />
JANITA RAWLS<br />
Dean, School of Business<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong><br />
RICHARD RAWLS<br />
Director, Hiebert Library,<br />
History<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong><br />
VALERIE REMPEL<br />
History and Theology<br />
Mennonite Brethren Biblical Seminary<br />
PAUL TOEWS<br />
Director, Center for<br />
Mennonite Brethren Studies,<br />
History<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong><br />
LARRY WARKENTIN<br />
Music<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>
<strong>Pacific</strong> <strong>Journal</strong>
The Tragedy of Slavery:<br />
The Church’s Response<br />
SCott KEy<br />
The Tragedy of Slavery<br />
Slavery. The very word conjures up images of pain and suffering, of oppression<br />
and subjugation. Yet, prior to the eighteenth century, slavery was<br />
simply an accepted part of life for many cultures and civilizations throughout<br />
the world. The enslavement of human beings occurred for many reasons,<br />
from the punitive treatment of enemy populations conquered in war to discriminatory<br />
actions taken toward religious and political dissenters. Sometimes<br />
inherited class or ethnic distinctions automatically imposed slave status.<br />
Slavery took many forms, from the household slave system of ancient<br />
Greece to serfdom in the Russian Empire. Some forms allowed for measures<br />
of individual freedom. Often slavery provided the foundation for particular<br />
economic and political systems.<br />
While the forms of slavery are as diverse as there are cultures in the world,<br />
the legitimacy of the institution was seldom questioned historically. Yet today,<br />
most people who identify themselves as followers of Jesus believe that<br />
slavery is morally wrong and attribute the abolition of slavery to the work of<br />
the church.<br />
The church’s response parallels, in some ways, the history of Christianity.<br />
As the church’s story moved through the centuries, it became more complex<br />
as different groups emerged in different parts of the world. This article examines<br />
Western Christendom and explores the church’s connection and response<br />
to slavery in the “New World.” It begins as a unified story, then splits<br />
into Protestant and Catholic narratives as the Reformation impacts European<br />
colonialism and, ultimately, the church’s response to slavery. Particular attention<br />
is paid to slavery in the United States.<br />
Slavery and the Early Church<br />
Jesus of Nazareth. Whether you see him as God the Son, a prophet or<br />
simply a wise teacher, his life altered human history. Jesus offered a new<br />
path to God and wanted his listeners to connect faith with their daily lives.<br />
Jesus expanded the understanding of who was human to include women and<br />
children, the poor and the sick, and all who had been marginalized. Since all<br />
human life was valuable, the actions of those who followed Jesus should reflect<br />
this. Jesus called his followers to connect belief and action and, thereby,<br />
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change the world. Those who follow Jesus should “in everything do to others<br />
as you would have them do to you” (Matthew 7:12). This new approach to<br />
life challenged religious and societal structures.<br />
While Jesus did not specifically address slavery, slaves were viewed as<br />
marginalized human beings, not simply property. This radical message was<br />
passed on to Jesus’s followers. The Apostle Paul proclaimed, “There is no<br />
longer Jew or Greek, there is no longer slave or free, there is no longer male<br />
or female; for all of you are one in Christ Jesus” (Galatians 3:23). Paul did<br />
not condemn slavery or call for its abolition. He, in fact, supported it by<br />
commanding, “Slaves, obey your earthly masters with fear and trembling, in<br />
singleness of heart, as you obey Christ” (Ephesians 6:5). But, he also wanted<br />
to change the institution, commanding masters to, “stop threatening them...<br />
and...do the same to them” (Ephesians 6:9).<br />
Paul was in a difficult position. The growth of the Church was a threat<br />
to the Roman Empire. Its existence was uncertain. Paul needed to “prove<br />
that Christians were good citizens and upheld traditional Roman family<br />
values: namely, the submission of wives, children, and slaves.” 1 His teachings<br />
do this, but they also include challenges to the social order by placing<br />
new expectations on husbands, fathers, and slaveowners. Masters could no<br />
longer do whatever they wanted with their slaves. Instead, Paul reminded,<br />
“You have the same Master in heaven, and with him there is no partiality”<br />
(Ephesians 6:9).<br />
As the early church emerged, positions taken on slavery were affected<br />
by concern over survival and the expectation of Jesus’ imminent return. As<br />
time went on and the church grew, leaders such as Polycarp and Ignatius of<br />
Antioch spoke out against slavery and some Christians freed their slaves<br />
upon conversion. 2 Many Christians found slavery repugnant to the dignity<br />
of the image of God in all. However, this voice changed when Christianity<br />
was established as Rome’s state religion. Most church leaders supported the<br />
institution of slavery, in part, because the Roman Empire was dependent<br />
upon slave labor. As the decades rolled past, the church became inseparable<br />
from the state as the church of martyrs aligned with an earthly government<br />
that used military might to maintain control. 3<br />
Even though most church leaders were complicit on slavery, occasionally<br />
individuals spoke out and worked against it. For example, in a remote part<br />
of the Roman Empire, a Christian missionary named Patrick (who spent six<br />
years as a slave) declared slavery was sin and authored, “a letter excommunicating<br />
a British tyrant, Coroticus, who carried off some of Patrick’s
converts into slavery.” 4 The influence of Patrick (and the church) helped end<br />
slavery in Ireland. 5<br />
After the fall of Rome, Church leaders continued to support slavery as<br />
a means to maintain societal order. Pope Gregory I (c. 600) wrote, “Slaves<br />
should be told . . . not [to] despise their masters and recognize that they are<br />
only slaves.” 6 Slavery was an integral part of European economic and social<br />
life and Christians enslaved other Christians with little concern for the morality<br />
of the enterprise. 7 This changed, however, in the eighth century, when<br />
the Muslim Moors raided coastal areas from the Mediterranean to Britain<br />
and carried large numbers of Christians to markets on the Barbary Coast.<br />
As a response, the church now spoke out against the specific enslavement of<br />
Christians, a first step toward an anti-slavery stance. 8 But, Christians continued<br />
to enslave other peoples, for example, pagan Slavs, and Muslims. 9<br />
Slavery and the Medieval Church<br />
The Tragedy of Slavery<br />
While the institutional church prohibited Christian slaves, some individuals<br />
pushed for the end of all slavery. In the seventh century, Bathilda (the<br />
Queen Regent of Burgundy and Neutria) campaigned to stop the slave trade<br />
and free all who found themselves in this condition. In the ninth century,<br />
Anskar (a Benedictine monk who established the first church in Scandinavia)<br />
tried to halt the Viking slave trade. Venetian bishops worked to prevent<br />
the slave trade in the tenth century. 10 While these efforts did not succeed,<br />
the prohibition on Christian slaves (and the subsequent conversion of most<br />
of Europe) led to the de facto end of slavery there. This prohibition was<br />
enforced by rulers and churchmen such as William the Conqueror, Wulfstan,<br />
and Anselm. 11<br />
During the early Medieval period, the church promoted pilgrimages to the<br />
Holy Lands (Palestine) as a means to practice penance (essential for the forgiveness<br />
of sins) and renew one’s faith. Between the eleventh and fifteenth<br />
centuries, hundreds of thousands of pilgrims risked disease, shipwreck, robbery,<br />
and enslavement. Simultaneously, Seljuk Turk Muslims gained control<br />
over the Holy Lands and threatened Europe. Church leaders including Bernard<br />
of Clairvaux and Pope Innocent III called for Palestine’s liberation and<br />
the resulting Crusades led not only to the enslavement of captured Muslims,<br />
but Orthodox Christians as well!<br />
During this period, Christian Western Europe also began to expand trade<br />
into North Africa, where merchants encountered dark-skinned African slaves.<br />
Arab Muslims there had been involved in the slave trade for centuries with<br />
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three to four million black African slaves sent to Mediterranean markets<br />
between 750-1500 AD. 12 European traders saw a new way to make money<br />
and justified this form of commerce by viewing black Africans as inferior<br />
beings. Thus, in the twelfth and thirteenth centuries, the church was required<br />
to further develop its ideas on slavery. This task fell to Thomas Aquinas,<br />
who made the distinction between “just” slavery (where owners work for the<br />
benefit of the enslaved) and “unjust” slavery (where owners work for their<br />
own benefit) and concluded that “unjust” slavery was a sin. 13 The church’s<br />
support of “just” slavery was closely tied to its support of “just” war, a concept<br />
earlier developed by Augustine.<br />
So, the church fell short of outright rejection of slavery, partly, due to the<br />
close connection between church and state. The threat from Muslims led the<br />
church to support the state through “just war” theology. While the church<br />
continued to forbid Christian slavery, the enslavement of non-believers was<br />
permissible. This position would prove crucial as the Muslim threat dissipated<br />
and European colonial expansion took center stage.<br />
Slavery in the Age of Colonization<br />
Africa has often been portrayed as a continent of “savages” 14 but, in the<br />
early fifteenth century the Portuguese began their exploration of Western<br />
Africa and discovered advanced kingdoms with complex economic, political,<br />
and social systems. 15 Instead of undeveloped cultures to conquer, the<br />
Portuguese found new customers for their luxury goods, such as textiles,<br />
jewelry, liquor (later tobacco), and iron. 16 Africans traded gold, malaguetta<br />
pepper, textiles, ivory, and people for these luxury items. 17 Prior to European<br />
contact, the majority of slaves were prisoners of war, criminals, or debtors.<br />
However, as the Portuguese and other nations began to bring black African<br />
slaves to Europe, a commercial slave trade was created with Africans procuring<br />
slaves from neighboring or rival tribes to sell to European buyers.<br />
Slavery was simply good business for everyone involved.<br />
The number of black African slaves in Europe rose slowly throughout the<br />
fifteenth century and these slaves were integrated into the nations’ economies.<br />
During this century, the church’s position flip-flopped as Nicholas V<br />
and Innocent III affirmed the right to enslave non-believers, 18 but Eugene<br />
IV, Pius II, and Sixtus IV condemned slavery outright, especially among<br />
indigenous populations in the Americas. 19 While the church continued its<br />
march toward the outright rejection of slavery, Portugal and Spain colonized<br />
the New World and needed cheap, stable labor to maximize the production
and removal of raw materials and resources for the mother countries. Black<br />
Africans slaves were perfect because they were not Christian and were not<br />
considered civilized; they could be legitimately exploited.<br />
Another part of the moral justification came through a changed understanding<br />
of “the curse of Ham” that ascribed servitude based on the darkness<br />
of one’s skin. 20 This was the curse placed on Ham and his descendents after<br />
Ham viewed his father Noah in a drunken, naked state. This notion—the<br />
darker one’s skin, the more inferior—would be the key in the expansion of<br />
the African slave trade for centuries. 21<br />
Slavery in Central and South America<br />
The Tragedy of Slavery<br />
By the end of the fifteenth century, the age of colonization moved into full<br />
gear with the voyages of Columbus. It was in colonization that the marriage<br />
between church and state found its fullest expression, and this marriage was<br />
perfected in Spain. Ferdinand and Isabella united their throne, defeated the<br />
Moors, expelled the Jews and seized their property, and placed a Spaniard in<br />
the Vatican. The expansion of their kingdom was not merely economic and<br />
political. It was interwoven with religion. They sent Columbus on a complex<br />
mission to seize territory, take wealth, and convert heathens. Columbus himself<br />
desired wealth and power and to extend the Kingdom of God. Thus, he<br />
claimed lands for Ferdinand, Isabella, and the church. 22<br />
This approach to the extension of Christianity was conquering and enslaving<br />
lands and inhabitants. The marriage between church and state gave rulers<br />
support for their imperial ambitions and gave the church a means to spread<br />
the Gospel. The idea of religious liberty and choice had yet to emerge. Rulers<br />
decided the religious faith of their subjects throughout Europe, the Middle<br />
East, and Africa. This is largely how Christianity and Islam spread. This is<br />
how Christianity expanded in Central and South America. The subjugation<br />
of the New World was accomplished through soldiers and priests as inhabitants<br />
were stripped of their property and way of life in order to control and<br />
exploit colonial wealth.<br />
The enslavement of the indigenous populations in Central and South<br />
America was, at times, challenged by the church. In the first decades of the<br />
sixteenth century, priests like Antonio Montesinos and Bartolome de Las<br />
Casas waged a campaign against the enslavement of native peoples and their<br />
efforts led Pope Paul III to tie slavery to Satan and threaten those involved<br />
with excommunication. 23 But, the need for more laborers trumped this position<br />
and led the Portuguese and Spanish to import increasing numbers of<br />
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black African slaves. By 1600, the Portuguese and Spanish had brought one<br />
million black African slaves to South America and the Caribbean to work on<br />
plantations and exploit the wealth of the region. 24<br />
If rulers refused to abolish slavery, the Catholic Church could do very<br />
little about it. Popes threatened excommunication with little effect. Church<br />
leaders did not alter the official rejection of slavery, but their limited political<br />
power meant they had to settle for ameliorating slave conditions. For<br />
example, in the New World, the Catholic Church confirmed certain slave<br />
rights (e.g., their material and spiritual welfare) and imposed obligations<br />
on slaveowners (i.e., limiting their control). The Code Noir of 1685 is one<br />
example. It laid out the rights and obligations of slaves and their owners.<br />
Slaves should be baptized, allowed to marry, and guaranteed basic food and<br />
clothing, but they could not sell sugar cane, carry weapons, gather together,<br />
hold office, or participate in lawsuits. Masters were to care for their slaves<br />
and treat them as human beings.<br />
The Black Code made a difference in the lives of slaves confirming that<br />
they were fully human in the eyes of God. This belief led to an accepted<br />
mixing of black, indigenous, and European populations—something that<br />
did not happen in North America. Slaves were also able to purchase their<br />
freedom and masters frequently granted manumission. This led to a large<br />
free black population that comprised the majority in Santo Domingo, Puerto<br />
Rico, Venezuela, and Caribbean Columbia. When Spain tried to reestablish<br />
racial segregation and a slave plantation economy through the Code Negro<br />
Espanol in 1783 it proved impossible because too many free blacks had been<br />
integrated into society. 25<br />
The conditions and experiences of native and black African slaves in Central<br />
and South America were very different from their counterparts in North<br />
America. The Catholic Church declared that slavery was a condition of service<br />
not a matter of nature and worked to improve the conditions for black<br />
African slaves. This was not the Protestant approach. While this does not<br />
excuse the Catholic Church’s complicity in the enslavement of millions, it<br />
illustrates the limited power of religious leaders when opposed by political<br />
leaders. The best example comes from the Jesuit Republic of Paraguay. For<br />
150 years (1609-1768), the Jesuits worked with the indigenous Guarani to<br />
create a remarkable civilization with thirty-plus communities. This was still<br />
an effort to Christianize and civilize, but the Jesuits used persuasion, not<br />
force, and tried to protect the Guarani from colonial officials and planters.<br />
This experiment offended the elite. So, when Portugal and Spain re-divided
South America in 1750, both countries attacked and destroyed the republic.<br />
The natives were enslaved and the Jesuits expelled. 26<br />
The Catholic Church was unrelenting in its official call to reject slavery.<br />
Individuals risked much and, at times, died to protect slaves. But slavery was<br />
simply too important to the economies of Portugal, Spain, and their colonies.<br />
The economic advantages of slavery outweighed its moral and religious repudiation.<br />
Would the same be true for slavery in North America?<br />
Slavery in British North America<br />
The Tragedy of Slavery<br />
Many immigrant conquerors of North America came as religious refugees<br />
from Western Europe. As the seventeenth century unfolded, several small<br />
groups split away from state-supported Protestant churches and left Europe<br />
to practice their faith freely. Yet, the majority did not believe in religious freedom,<br />
per se. Rather, they continued to support a close connection between<br />
church and state. In all colonies, except Pennsylvania and Rhode Island,<br />
colonists established a “state” church and required that everyone conform<br />
to its doctrines and dictates. At times, government policy and colonial law<br />
conformed to religious beliefs. At other times, religious beliefs conformed to<br />
policy and law. In this regard, there was little difference between the Church<br />
of England in Virginia or the Presbyterian and Puritan (Congregationalist)<br />
denominations in other colonies.<br />
There was little debate about the legitimacy of slavery. As the colonists<br />
in Virginia quickly discovered, the cultivation of tobacco (which proved to<br />
be their salvation) required much labor. The colonists considered enslaving<br />
the indigenous population, but these peoples were tough, resourceful, defiant,<br />
and initially outnumbered them. 27 They were also quickly decimated by<br />
diseases. 28 The only answer was to import labor.<br />
The first choice was indentured servants from Europe, but there were two<br />
disadvantages. First, they proved to be an inefficient and expensive labor<br />
force since colonists could only get a few years of service out of them before<br />
they were free of work obligations. 29 Second, once free, the indentured<br />
servants became competition as they utilized their own skills to cultivate<br />
tobacco. In order to maintain their financial status, large landowners needed<br />
a long-term, stable labor force. The answer was black African slaves. 30<br />
The first load of twenty slaves arrived in Jamestown in 1619 from the<br />
British West Indies. 31 This was the beginning of the commercial slave trade<br />
to North America. Millions of black Africans died during forced marches<br />
from the interior to the west central African coast and during transatlantic<br />
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crossings. The slave trade brought ten-fifteen million black Africans to the<br />
New World, with the majority ending up in Central and South America. Still<br />
more than five hundred thousand black African slaves ended up in North<br />
America. 32 Slaves became indispensable as the economies of the colonies<br />
developed and allowed southern colonists to create large plantations that<br />
sent vast quantities of cotton and tobacco back to Europe. The importance<br />
of slave labor created many dilemmas for the churches in the American<br />
colonies.<br />
On the one hand, black Africans were non-Christian and subject to the<br />
“curse of Ham.” Yet, it was the work of the churches to convert non-Christians.<br />
But, Christian tradition said conversion made one a free man (or<br />
woman). Evangelism thus might lead to a continuous turnover of slaves as<br />
those converted were replaced by newly imported pagan slaves. This would<br />
be impractical and expensive. What was the solution? Between 1660 and<br />
1700, the slave codes of six colonies (i.e., Virginia, Maryland, North Carolina,<br />
South Carolina, New Jersey, and New York) were altered to affirm that<br />
baptism was not a basis for freedom and that, regardless of religious status,<br />
slaves were required to serve for life (e.g., the Virginia slave codes of 1667<br />
and 1682). 33 The churches could now actively convert slaves and slaveowners<br />
did not have to fear the loss of their property.<br />
Throughout the seventeenth and eighteenth centuries, the established<br />
churches seldom spoke out against slavery. In Virginia, the Church of England<br />
denied that there were any inconsistencies between Christianity and<br />
slavery. This meant that the church did not question the right of its members<br />
to hold slaves and made no effort to emancipate them. 34 The same was true<br />
for the Presbyterians, where the right of members to hold slaves was not<br />
questioned and no official action towards emancipation was taken before<br />
1774. 35 While it was up to individual churches and ministers in the Puritan/Congregationalist<br />
congregations, here too there was little action taken<br />
against slavery. Even the non-established churches were silent. Lutherans<br />
initially opposed slavery but the need for labor led to a change in position<br />
where slavery was justified because slaves gained moral and spiritual advantages<br />
(i.e., salvation). 36 The Baptists and Methodists left action against<br />
slavery to individual ministers and members. In general, the positions of<br />
the churches expressed pragmatic concerns about the economic and social<br />
impact of emancipation. 37<br />
The First Great Awakening of the 1730s and 1740s focused on religious<br />
revival and conversion. Preachers like Stoddard, Frelinghuysan, and Ed-
The Tragedy of Slavery<br />
wards called individuals to “feel” and repent of their sin, then follow God.<br />
The message preached was one of spiritual, not social equality. Salvation<br />
was for all, but equality came only after death. This fit nicely into the policies<br />
and laws of Colonial America. The call was to individual change, not<br />
societal transformation. Still, a nascent abolitionist movement began to grow<br />
as individual Christians saw the moral inconsistency between slavery and<br />
Christianity at the same time as the power of mainline Protestant churches<br />
declined. 38<br />
Earlier, two smaller denominations had openly advocated an end to slavery.<br />
In 1688, Quakers and Mennonites made the earliest pronouncement in<br />
Germantown, Pennsylvania. 39 The Quakers were consistent in their official<br />
opposition to slavery and were one of the first denominations to expel members<br />
for owning slaves. Other small denominations like the German Baptist<br />
Brethren (later the Church of the Brethren) also actively opposed slavery.<br />
These early voices had little impact, but the First Great Awakening increased<br />
this influence as the connection between the established churches and colonial<br />
governments was questioned. Perhaps the most powerful aspect of this<br />
early opposition was that it demonstrated that not all Christians or churches<br />
supported and defended the institution. Anti-slavery Christians listened to<br />
the viewpoints of slaves like Olaudal Equiano (1789) who asked, “O, ye<br />
nominal Christians! might not an African ask you, learned you this from<br />
your God who says unto you, Do unto all men as you would men should do<br />
unto you?” 40 If slaves had souls and needed to be saved, how could they be<br />
treated as less than human? While most churches did not change their official<br />
stance, the beliefs of individual Christians began to yield results.<br />
Slavery and the Church in England<br />
The period between 1750 and 1780 saw much promise for the abolition of<br />
slavery in the northern colonies, where there was less economic necessity for<br />
slave labor, as well as religious and moral critiques. While official church renouncement<br />
of slavery was slow, more and more Christians regarded slavery<br />
as inconsistent with Christianity. These individuals found allies with those<br />
influenced by the Enlightenment ideals of equality for all. 41<br />
Another important influence was the growing abolitionist movement in<br />
Great Britain. The colonies were very much influenced by the “mother”<br />
country. In the late eighteenth century, British Christians organized various<br />
societies to alleviate social ills, including slavery. John Newton was a powerful<br />
voice. Remembered for writing “Amazing Grace,” he was an ex-slaver<br />
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10<br />
who, as an anti-slavery advocate and pastor, influenced many members of<br />
the Clapham Sect, a group of prominent and wealthy evangelical Anglicans<br />
dedicated to social reform that included William Wilberforce. 42 The call to<br />
abolish slavery quickened in the 1780s. As a member of parliament, Wilberforce<br />
repeatedly introduced pieces of legislation aimed at ending slavery in<br />
the British Empire. In 1788, Wilberforce introduced a twelve-point motion<br />
detailing the atrocities associated with the slave trade. 43 While the motion<br />
was defeated, Wilberforce became convinced that the abolition of slavery<br />
was God’s will and thus, his calling.<br />
Wilberforce faced an uphill struggle. Powerful West Indies plantation<br />
owners, African merchants, ship owners and captains, and the British Crown<br />
were opposed, fearing the end of slavery might lead to a national recession<br />
and personal financial ruin. There was some legitimacy in this argument.<br />
The slave trade was essential to commerce in the New World. 44 Starting in<br />
the West Indies with sugar plantations and expanding into North America<br />
with tobacco, then cotton, the British used slaves for territorial expansion<br />
and financial gain throughout the seventeenth century. The slave trade was<br />
a key component in Great Britain’s commercial and naval strength. When<br />
Britain gained a monopoly to supply slaves to Spanish colonies under a 1713<br />
treaty, Britain became the leader in this form of commerce. At its peak in<br />
1770 Britain transported fifty thousand slaves to the New World. 45<br />
Oddly, the general English public cared little about Africans. It was the<br />
social and political elite that ended slavery in Great Britain in 1772. During<br />
the American Revolution, the British government promised freedom to any<br />
slaves that fought on their side. This offer enticed thousands of slaves to<br />
do so and many pro-British slaves fled to Canada in the early 1780s. 46 But,<br />
enormous profits kept the slave trade going. In 1806, as the supporters saw<br />
the end coming, there was a rush to transport a final forty thousand black Africans.<br />
After more than a decade of struggle, Wilberforce and his parliamentary<br />
allies abolished the slave trade in February 1807. The timing is crucial<br />
because a few months later the United States also outlawed the importation<br />
of slaves; however, the elimination of the primary source of transportation<br />
made the American ban as much a matter of practicality as morality.<br />
In Great Britain, once the slave trade was abolished, the general public<br />
began to support the abolition of slavery itself. In 1814, more than one million<br />
signatures (about 1/10 of the British population) were collected calling<br />
for the abolition of slavery throughout the Empire. The perseverance of<br />
Wilberforce, the rest of the Clapham Sect, and countless others won the
day. In 1833, three days before Wilberforce died, the Emancipation Act<br />
was passed and slavery was abolished in the British Empire. The key abolitionists<br />
were Christians who believed that they had been called by God to<br />
destroy this evil. 47<br />
Slavery in the United States<br />
The Tragedy of Slavery<br />
The experience of British Christians encouraged and motivated many<br />
American Christians. The early actions in Britain and the efforts of individual<br />
Christians placed pressure on many northern colonies to restrict slavery prior<br />
to the American Revolution. The culminating event was the banning of slavery<br />
by Rhode Island in 1774.<br />
As the colonies moved towards independence, the issue of slavery illustrated<br />
the frequent disconnect between belief and action. The Declaration<br />
of Independence proclaimed the ideals of human equality coming out<br />
of the Enlightenment. Prior to and immediately after the War of Independence,<br />
prominent leaders such as George Washington and Thomas Jefferson<br />
spoke out against the institution of slavery, even though they refused to free<br />
their own slaves. 48 Others such as Noah Webster, William Livingston, and<br />
Benjamin Franklin were active in anti-slavery societies. Many in the northern<br />
colonies opposed the continuation of slavery, but independence did not<br />
bring its immediate abolition.<br />
The American Revolution was about democracy, political independence,<br />
and control over a growing economy. The English controlled the colonial<br />
economy through many rules and many taxes. The war changed those in<br />
control, but did not change the basic economic system. Wealth was concentrated<br />
in the hands of a few. The southern colonies depended on slave labor.<br />
The Constitutional Compromise of 1787, in which slavery was made legal<br />
and permanent, was necessary for the union to be achieved. The Constitution<br />
cemented the dehumanization of African slaves as they were considered<br />
only 3/5 of a person for the purpose of determining political representation<br />
and viewed as property. Yet, the struggle over the morality of slavery was apparent<br />
as limitations were placed on it. Slavery was forbidden, for example,<br />
in new territories through the Northwest Ordinances of 1787 and 1789. And,<br />
the importation of slaves was to end by 1808. Slavery was enshrined and<br />
protected in the original colonies, but would be prohibited as the new nation<br />
expanded. 49<br />
While there was a growing consensus on the immorality of slavery, there<br />
continued to be a gap between belief and action. Washington, for example,<br />
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12<br />
used the army to prevent slaves who had fought with the British from leaving<br />
the United States. Jefferson had a long-term relationship with a slave<br />
named Sally Hemings 50 and was capable of great cruelty when punishing<br />
his slaves. 51 Some northern churches, such as Methodists and Presbyterians,<br />
denounced slavery, but did little to enforce the position. This gap between<br />
belief and action, in part, can be explained by the commonly held view that<br />
Africans were sub-human creations with an uncivilized nature, intellectual<br />
inferiority, and darkness of complexion. 52 In theory, slavery was wrong—it<br />
was an embarrassment and abomination—but, in practice, it continued to be<br />
acceptable because Africans were inferior.<br />
This belief even impacted the abolitionist movement. While northerners<br />
came to believe that slavery was wrong, this did not mean that they believed<br />
that black Africans should live freely amongst them. This mirrored the<br />
beliefs of British Christians who helped establish Sierra Leone for blacks<br />
discharged from military service as well as runaway slaves. In 1816, Rev.<br />
Robert Finley (a Presbyterian minister from New Jersey) founded the American<br />
Colonization Society to promote the emigration of free blacks to Africa.<br />
The rationale for these societies was that “blacks and whites” should not live<br />
together and that the removal of blacks would protect Americans. This view<br />
was held by James Monroe and James Madison, who helped establish the<br />
nation of Liberia where some fifteen thousand blacks emigrated to establish<br />
a nation for ex-slaves. Of course, the colonization approach did not win the<br />
day, but it highlights the problems associated with abolition.<br />
As the United States emerged, religion again took a backseat to economics.<br />
This was particularly pronounced in the new territories where the focus<br />
was on free (or cheap) land, not religion. The rejection of religion moved<br />
many, especially Methodists, to action. Between 1800 and 1840, Charles<br />
Finney and other leaders of this Second Great Awakening expected that<br />
transformed lives would lead to a changed society because the Gospel was<br />
meant to do more than just get people saved. It was also to clean up society. 53<br />
Influenced by British Christians who had established reform groups to address<br />
societal ills in the 1780s, American Christians from various churches<br />
organized hundreds of societies that touched every aspect of American life.<br />
One of these causes was the abolition of slavery. Charles Finney proclaimed,<br />
“Let Christians of all denominations meekly but firmly come forth,<br />
and pronounce their verdict . . . and there would not be a shackled slave, nor<br />
a bristling, cruel slave driver in this land.” 54 As the 1830s progressed, the<br />
great revival and the anti-slavery movement at times became one and the<br />
same in the northern states as slavery was declared to be sin. “Sin could not
The Tragedy of Slavery<br />
be solved by political compromise or sociological reform . . . it required repentance<br />
. . . otherwise America would be punished by God.” 55 Abolitionists<br />
established newspapers and distributed pamphlets to persuade slaveowners<br />
to repent and free their slaves. While northern abolitionists had little effect<br />
on the South, anti-slavery societies helped change the northern churches’<br />
positions on slavery. The hope was that if the churches saw the truth they<br />
would encourage and, ultimately, require members to give up slavery. Tensions<br />
within denominations increased in the 1830s and 1840s, leading to<br />
several divisions that would ultimately mirror the split in the Union. For example,<br />
the Baptist movement was split into two large factions between 1841<br />
and 1844 as southern members formed the Southern Baptist Convention.<br />
The Methodist Episcopal Church divided in 1844 when anti-slave clergy and<br />
laity formed the Wesleyan Methodist Church. 56<br />
In the northern states, some churches became strong advocates for abolition.<br />
But, there was very little movement by southern churches. 57 Early opposition<br />
to slavery on moral and religious grounds gave way to pragmatic<br />
necessity. The economy of the southern states was primarily agricultural and<br />
was dependent upon slave labor. Even the 1808 ban on the importation of<br />
slaves had little effect as slave women continued to be viewed and used as<br />
“breeders” to increase the supply of needed workers. But, the evil extended<br />
far beyond this as thousands of slave women “were not only whipped and<br />
mutilated, they were also raped” by their masters. 58 “Sexual exploitation of<br />
enslaved women was widespread in the South. The presence of a large mulatto<br />
population stood as vivid proof and a constant reminder of such sexual<br />
abuse.” 59 While the churches did not approve widespread sexual promiscuity<br />
between white males and black females, this behavior was seen as the slaves’<br />
own fault or that it was not happening despite the evidence all around. As<br />
Mary Boykin Chestnut testified:<br />
God forgive us but ours is a monstrous system, a wrong and an iniquity!<br />
Like the patriarchs of old, our men live all in one house with their wives<br />
and concubines; and the mulattoes one sees in every family partly resembles<br />
the white children. Any lady is ready to tell you who is the<br />
father of all the mulatto children in everybody’s household but their<br />
own. Those, she seems to think, drop from the clouds. 60<br />
Slaves were the lifeblood of the southern economy and culture. While<br />
state governments enacted laws to protect slavery, southern churches provided<br />
the moral justification. The churches turned to “the curse of Ham”<br />
along with other passages in the Old Testament (e.g., Lev. 25:44-46; Ex.<br />
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14<br />
21:2-6, 7-11, 20-21) and New Testament (e.g., 1 Tim 6:1-5, Titus 2:9-10, 1<br />
Peter 2:18-29) to demonstrate slavery was initiated by God. The Bible was<br />
used to prove that black Africans were inferior and meant to be slaves.<br />
Although at first resistant, just as in the North, the biblical commission<br />
to convert “heathens” did lead the southern churches (especially the Baptist<br />
and Methodist churches) to eventually evangelize slaves. As conversions<br />
occurred, the churches took care to emphasize verses in the Old and New<br />
Testaments that supported slavery. However, they hesitated teaching slaves<br />
to read. Literacy might lead to discontent and discontent to revolution. One<br />
of the worst crimes a slave could commit was learning to read. 61 Yet, an<br />
important part of Protestant Christianity is the need for each person to read<br />
the Bible and make a decision about whether to follow God. This led some<br />
southern Christians to covertly teach slaves to read. But, again, care was<br />
taken to emphasize verses that supported slavery.<br />
The concerns of slaveowners proved accurate. As slaves learned to read,<br />
they resonated with biblical stories like Exodus, related them to their own<br />
experiences, and gave them entirely different interpretations. White Christians<br />
saw themselves as the chosen people led to the to fulfill a divine<br />
mission. African Americans interpreted the story through their own life circumstances.<br />
“America was more akin to Egypt than to the Promised Land,<br />
the firm belief was that God and God’s agents would deliver them from<br />
bondage.” 62 The slaves saw much hypocrisy. Frederick Douglass, a mulatto<br />
slave who escaped and became a powerful voice for abolition, described his<br />
experience to an audience in Scotland, “It is quite customary to brand slaves<br />
. . . all this done by men calling themselves Christians; and not only this, but<br />
deeds of darkness too revolting to be told, and from which humanity would<br />
shudder.” 63 African-Americans gradually developed a sense of personal, if<br />
not social, equality with the slaveholders and worked for freedom.<br />
Without the support of the majority of churches, it would have been difficult<br />
to condone, encourage, and participate in one of the most deplorable<br />
forms of slavery in human history. African slaves were kidnapped, sold like<br />
livestock, and forced to perform backbreaking work. Families were torn<br />
apart as young children were sold and sent away from their parents to distant<br />
places and husbands and wives were separated. Slaves were forced to<br />
endure beatings, rape, castration, branding, maiming, and murder. There was<br />
no legal recourse because slaves were not human beings; they were private<br />
property. 64<br />
It is difficult to say whether the churches led or followed societal opinion.
The Tragedy of Slavery<br />
Most likely, the churches did both. What seems clear is that from the early<br />
colonial period through the 1820s, the majority of churches were, at best,<br />
silent and, at worst, complicit on the issue of slavery. Of course, there were<br />
individuals who dissented, but for two hundred years, the majority of Christians<br />
did little to bring about the abolition of slavery.<br />
Significant change occurred through the outgrowth of the Second Great<br />
Awakening, when individuals and eventually entire denominations spoke<br />
out and acted. The early American abolitionists hoped to end slavery through<br />
moral persuasion. But, unlike the experience in Britain, this approach did<br />
not work in the United States. As the moral and religious attacks intensified,<br />
southern churches and Christians deepened their defense. North and South<br />
used the Bible as the basis for contradictory positions.<br />
The nation and the churches were at an impasse with no acceptable middle<br />
ground. Many framers of the Constitution hoped that their compromises<br />
would lead to the gradual elimination of slavery. Early abolitionists hoped<br />
for a peaceful resolution through moral persuasion or legislation. But, the<br />
struggle to end slavery was headed for a violent resolution. Frederick Douglass<br />
summed things up in 1857: “The whole history of progress of human<br />
liberty shows that . . . if there is no struggle, there is no progress . . . Power<br />
concedes nothing without a demand. It never did and it never will . . .” 65<br />
The South would not concede because slavery was central to the southern<br />
culture and economy. The North would force concessions through its power<br />
and army. These differences over slavery had religious overtones. 66 While<br />
there were other significant causes of the Civil War, the beginning of the end<br />
of slavery came through the death of hundreds of thousands of soldiers and<br />
civilians during this national conflict.<br />
Conclusions<br />
The tragedy of slavery is multi-layered and immense. Millions of black<br />
Africans and, subsequently, African-Americans suffered brutality. The pain<br />
caused by slavery did not end nor disappear with its abolition. Today, most<br />
Christians see slavery as a sin, but the church’s role and response to slavery<br />
has been complicated and disjointed.<br />
In general, the church supported, promoted, and defended slavery when<br />
there was a close connection between state and church. When the church<br />
and prominent Christians gained economic and political power, they worked<br />
to retain it. From the time of Constantine through the nineteenth century,<br />
individuals and entire groups misused the Bible to justify subjugation and<br />
oppression.<br />
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16<br />
Some denominations and individuals did not remain silent. The Catholic<br />
Church eventually spoke out against slavery. Many British and American<br />
Christians acted against it and some denominations used the Bible to argue<br />
against slavery, even as individuals often ignored these calls. While the role<br />
of Christians and different denominations was crucial, the lack of a unified<br />
Christian voice against slavery is part of the tragedy. The residue of slavery<br />
remained for more than a century with Christians on all sides.<br />
Even after slavery was abolished, some Christians supported segregation<br />
and civil rights infringements through Jim Crow laws. Other Christians<br />
worked to end discrimination and usher in Civil Rights legislation in the<br />
1960s. There is still a segment of the evangelical Christian population that<br />
continues to support anti-miscegenation as a general principle. 67 As late as<br />
1976, President Jimmy Carter’s home church, in Plains, Georgia, refused<br />
to allow black people to be members. While much has been accomplished,<br />
African-Americans still experience discrimination in areas such as education,<br />
employment, and home loans. The lack of a unified Christian voice still<br />
haunts America.<br />
As the Christian community reflects (and repents) on the connection between<br />
Christianity and slavery, there may be lessons to learn and apply today.<br />
Namely, it takes both churches and individual Christians to speak out<br />
and act against injustice. It would be easy to assign slavery to the pages<br />
of history as a lesson learned, but slavery continues today with millions of<br />
people enslaved in different parts of the world. 66<br />
The classic form of chattel slavery still persists. The human crisis in Sudan<br />
is, in part, due to the revival of a racially based slave trade where armed<br />
militias raid villages. In Mauritania, Arab-Berber masters hold as many as<br />
one million black Africans as inheritable property as a result of a chattel<br />
system established 800 years ago.<br />
The most common form of slavery, however, is debt bondage. In povertyravaged<br />
areas, many families must borrow simply to survive. Human beings<br />
are used as collateral for these loans and, unlike most industrialized nations<br />
where debt dies with the debtor, debts are often inherited and generations are<br />
ensnared in slavery. In countries like Bangladesh, India, Nepal, and Pakistan,<br />
it is estimated that fifteen-twenty million people are enslaved to pay off<br />
debts that may go back generations.<br />
In Southeast Asia and Eastern Europe the most common form is sex slavery<br />
where girls and young women are kidnapped, lured by offers of good<br />
jobs, or forced into prostitution to earn income for the family. If they resist,<br />
captors will rape, beat, and humiliate to break them down. Often, these vic-
The Tragedy of Slavery<br />
tims are moved frequently and kept isolated with no documentation. They<br />
become sex slaves for tourists.<br />
In the United States and other developed countries, the most common<br />
form is forced labor, where people are promised good jobs but instead are<br />
enslaved and forced into prostitution, domestic work, garment sewing, or agricultural<br />
work. Living in fear and ignorance, unable to speak the language,<br />
these terrified individuals wait to be freed.<br />
The slaves of the past were seen as valuable commodities. Today, with<br />
booming populations and staggering poverty, there is an unending supply.<br />
Slaves are cheap. They are used then discarded. Slavery is efficient and profitable.<br />
It continues, and will always be, good business.<br />
People of conscience need to awaken to denounce and act against all forms<br />
of modern slavery. Each of us can help stop the practice by buying “fair<br />
trade” products guaranteed to be slave-free (and conflict free) and giving<br />
producers a fair price, investing in companies that do not use forced labor,<br />
and supporting groups working to end slavery. The lesson of history is that<br />
it takes individuals, churches, and governments to speak out and act against<br />
injustice. Will the majority of churches and Christians remain silent or will<br />
there be a unified voice to denounce and act against all forms of slavery?<br />
NotES<br />
1 Craig Kenner, “Subversive Conservatism: How could Paul communicate his radical message<br />
to those threatened by it?” Christian History XIV (3) (1995): 35.<br />
2 Henry Chadwick, The Church in Ancient Society: From Galilee to Gregory the Great<br />
(Oxford: Oxford <strong>University</strong> Press, 2001). Jennifer A. Glancy, Slavery in Early Christianity<br />
(Oxford: Oxford <strong>University</strong> Press, 2002).<br />
3 Gillian Clark, Christianity and Roman Society (Cambridge: Cambridge <strong>University</strong> Press,<br />
2004). Richard Fletcher, The Barbarian Conversion from Paganism to Christianity (New<br />
York: Henry Holt & Co, 1997). Peter Garnsey, Ideas of Slavery from Aristotle to Augustine<br />
(Cambridge: Cambridge <strong>University</strong> Press, 1996).<br />
4 Mary Cagney, “Patrick the Saint,” Christian History XVII (4) (1998): 14.<br />
5 Thomas Cahill, How the Irish Saved Civilization: The Untold Story of Ireland’s Heroic<br />
Role from the Fall of Rome to the Rise of Medieval Europe (New York: Doubleday, 1995).<br />
6 Gregory I. (c.600). The Book of Pastoral Rule. In Phillip Schaff, Leo the Great, Gregory the<br />
Great, Nicene and Post-Nicene Fathers, series 2, vol. XII (Grand Rapids: Christian Classics<br />
Ethereal Library, 2004).<br />
7 W.E.B. Du Bois, Darkwater: Voices From Within the Veil (New York: Harcourt and Brace,<br />
1920). Scott L. Malcomson, One Drop of Blood: The American Misadventure of Race (New<br />
York: Farrar, Straus, Giroux, 2000).<br />
8 Marshall G.S. Hodgeson, The Venture of Islam: Conscience and History in a World Civilization<br />
Vol.2 The Expansion of Islam in the Middle Period (Chicago: <strong>University</strong> of Chicago<br />
Press, 1997). Bernard Lewis, Race and Slavery in the Middle East: An Historical Enquiry<br />
(New York: Oxford <strong>University</strong> Press, 1990).<br />
17
<strong>Pacific</strong> <strong>Journal</strong><br />
18<br />
9 Bernard Lewis, Race and Slavery in the Middle East: An Historical Enquiry (New York:<br />
Oxford <strong>University</strong> Press, 1990). Giles Milton, White Gold: The Extraordinary Story of Thomas<br />
Pellow and Islam’s One Million White Slaves (New York: Farrar, Straus and Giroux, 2004).<br />
10 Rodney Stark, “The Truth about the Catholic Church and Slavery,” Christianity Today,<br />
July 14, 2003.<br />
11 Ibid.<br />
12 Ralph Austen, “The Trans-Saharan Slave Trade: A Tentative Census,” in The Uncommon<br />
Market: Essays in the Economic History of the Slave Trade, ed. Henry A. Gemery and Jan S.<br />
Hogendorn (New York: Academic Press, 1979).<br />
13 Rodney Stark, “The Truth about the Catholic Church and Slavery,” Christianity Today,<br />
July 14, 2003.<br />
14 Ronald Takaki, A Different Mirror: A History of Multicultural America (New York:<br />
Little, Brown and Company, 1993).<br />
15 Basil Davidson, The Search for Africa: History, Culture, Politics (New York: Random<br />
House, 1994). Randall Robinson, The Debt: What America Owes to Blacks (New York:<br />
Plume, 2000).<br />
16 Basil Davidson, The Search for Africa: History, Culture, Politics (New York: Random House, 1994).<br />
17 David Richardson, “West African Consumption Patterns and English Slave Trade,” in<br />
The Uncommon Market: Essays in the Economic History of the Slave Trade, ed. Henry A.<br />
Gemery and Jan S. Hogendorn (New York: Academic Press, 1979). John Thornton, Africa<br />
and Africans in the Making of the Atlantic World, 1400-1680 (Cambridge, UK: Cambridge<br />
<strong>University</strong> Press, 1992).<br />
18 Nicholas V. (c. 1452), Dum Diversas, in European Treaties Bearing on the History of the<br />
United States and Its Dependencies to 1648, ed. Francis Gardiner Davenport (Washington:<br />
Carnegie Institution of Washington, 1917: 75-78).<br />
19 Joel Panzer, The Popes and Slavery (New York: Alba House, 1996). Rodney Stark,<br />
“The Truth about the Catholic Church and Slavery,” Christianity Today, July 14, 2003.<br />
20 Benjamin Braude, “The Sons of Noah and the Construction of Ethnic and Geographic<br />
Identities in the Medieval and Early Modern Period,” William and Mary Quarterly, 54(1),<br />
January 1997.<br />
21 Scott L. Malcomson, One Drop of Blood: The American Misadventure of Race (New<br />
York: Farrar, Straus, Giroux, 2000).<br />
22 Kevin A. Miller, “Why Did Columbus Sail? What your history textbooks may not have told<br />
you,” Christian History, XI (3): 9-16.<br />
23 Paul III, Sublimis Deus (1537), http://www.papalencyclicals.net/Paul03/p3subli.htm<br />
24 Howard Zinn, A People’s History of the United States (New York: HarperCollins Publishers,<br />
1995).<br />
25 Richard Turtis, “Race beyond the Plantation: Slavery and Freedom in Colonial Santo<br />
Domingo,” (New Haven: Yale <strong>University</strong> (unpublished paper), 2005).<br />
26 Justo L. Gonzalez, “Lights in the Darkness: As sincere believers marched to subjugate a continent,<br />
other Christians had to oppose them,” Christian History XI (3): 32-34. Rodney Stark,<br />
“The Truth about the Catholic Church and Slavery,” Christianity Today, July 14, 2003.<br />
27 Howard Zinn, A People’s History of the United States (New York: HarperCollins Publish-<br />
ers, 1995).<br />
28 William H. McNeill, Plagues and Peoples (Garden City: Anchor Press, 1974). Jared Diamond,<br />
Guns, Germs and Steele: The Fate of Human Societies (New York: W.W. Norton,
1999).<br />
29 Ronald Takaki, A Different Mirror: A History of Multicultural America (New York:<br />
Little, Brown and Company, 1993).<br />
30 Richard N. Bean and Robert P. Thomas, “The Adoption of Slave Labor in British America,”<br />
in The Uncommon Market: Essays in the Economic History of the Slave Trade, ed. Henry<br />
A. Gemery and Jan S. Hogendorn (New York: Academic Press, 1979).<br />
31 Howard Zinn, A People’s History of the United States (New York: HarperCollins Publish-<br />
ers, 1995).<br />
The Tragedy of Slavery: The Church’s Response<br />
32 Basil Davidson, The Search for Africa: History, Culture, Politics (New York: Random<br />
House, 1994). Howard Zinn, A People’s History of the United States (New York: HarperCollins<br />
Publishers, 1995).<br />
33 William W. Hening, The Statutes at Large; Laws of Virginia, volume 2 (New York: R & W<br />
& G Bartow, 1823). Edmund S. Morgan, American Slavery, American Freedom: The Ordeal<br />
of Colonial Virginia (New York: Norton, 1975). Leon A. Higginbotham, Jr., In the Matter<br />
of Color: Race and the American Legal Process: The Colonial Period (New York: Oxford<br />
<strong>University</strong> Press, 1978).<br />
34 David D. Humphreys, An Historical Account of the Incorporated Society for the Propagation<br />
of the Gospel in Foreign Parts Containing Their Foundation, Proceedings, and the<br />
Success of Their Missionaries in the British Colonies, to the Year 1728 (London: Joseph<br />
Downing, 1730). Charles F. Pascoe, Two Hundred s F. Pascoe, Two Hundred Years of the<br />
S.P.G.: An Historical Account of the Society for the Propagation of the Gospel in Foreign<br />
Parts, 1701-1900 (London: S.P.G. Office, 1901). Daniel O’Connor et al., Three Centuries of<br />
Mission: The United Society for the Propagation of the Gospel, 1701-2000 (London: Continuum,<br />
2000).<br />
35 John Robinson, The Testimony and Practice of the Presbyterian Church in Reference to<br />
Slavery (1852). Maurice W. Armstrong, Lefferts A. Loetscher and Charles A. Anderson,<br />
The Presbyterian Enterprise: Sources of American Presbyterian History (Philadelphia:<br />
Westminster Press, 1956).<br />
36 Henry E. Jacobs, History of Evangelical Lutheran Church in the United States (New York:<br />
The Christian Literature Co., 1893).<br />
37 Marcus W. Jernegan, “Slavery and Conversion in the American Colonies,” American Historical<br />
Review 21 (April 1916): 504-527. Mark A. Noll, The History of Christianity in the<br />
United States and Canada (Grand Rapids: William B. Eerdmans, 1992). Lester B. Scherer,<br />
Slavery and the Churches in Early America, 1619-1819 (Grand Rapids: William B.<br />
Eerdmans, 1975).<br />
38 James D. Essig, The Bonds of Wickedness: American Evangelicals against Slavery, 1770-<br />
1808 (Philadelphia: Temple <strong>University</strong> Press, 1982). Mark A. Noll, The History of Christianity<br />
in the United States and Canada (Grand Rapids: William B. Eerdmans, 1992). Mark A.<br />
Noll, The Old Religion in a New World: The History of North American Christianity (Grand<br />
Rapids: William B. Eerdmans, 2002).<br />
39 Joseph Walton, ed., Incidentes Illustrating the Doctrines and History of the Society of<br />
Friends (Philadelphia: Friends Book Store, 1897). J. S. Hartzler and Daniel Kauffman, ed.,<br />
Mennonite Church History. (Scottdale: Mennonite Book and Tract Society, 1905). Commager,<br />
Henry Steele Commager, ed., Documents in American History (New York: F.S. Crofts &<br />
Co., 1944).<br />
40 Olaudal Equiano, The Interesting Narrative of the Life of Olaudal Equiano or Gustavus<br />
Vassa, the African (New York: Penguin Group, 1789).<br />
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20<br />
41 Emmanuel Chukwudi Eze, ed., On Race and the Enlightment (London: Blackwell, 1997).<br />
42 Chris Armstrong, “The Amazingly Graced Life of John Newton,” Christian History XXIII (1): 16-24.<br />
43 Garth Lean, God’s Politician: William Wilberforce’s Struggle (Colorado Springs: Helmers<br />
& Howard, 1987). Christopher D. Hancock, “The Shrimp Who Stopped Slavery,” Christian<br />
History XVI (1): 2-19.<br />
44 Mark Galli, “A Profitable Little Business: The Tragic Economics of the Slave Trade, ”<br />
Christian History XVI (1): 20-22.<br />
45 Ibid.<br />
46 Morten Borden, The American Profile (Lexington: Heath, 1970).<br />
47 Ernest Marshall House, Saints in Politics: The Chapham Sect (London: George Allen &<br />
Unwin, 1974). Garth Lean, God’s Politician: William Wilberforce’s Struggle (Colorado<br />
Springs: Helmers & Howard, 1987).<br />
48 William B. Allen, ed., George Washington: A Collection (Indianapolis: Liberty Fund,<br />
1988). Adrienne Koch and William Peden, ed., The Life and Selected Writings of Thomas<br />
Jefferson (New York: Random House 1993).<br />
49 James C. Juhnke and Carol M. Hunter, The Missing Peace: The Search for Nonviolent<br />
Alternatives in United States History, 2nd edition, (Kitchener, Ontario: Pandora, 2004).<br />
50 Fawn M. Brodie, Thomas Jefferson: An Intimate History (New York: W.W. Norton 1974).<br />
Diane Swann-Wright, chair, Report of the Research Committee on Thomas Jefferson and<br />
Sally Hemings (Monticello: Thomas Jefferson Memorial Foundation, 2000).<br />
51 Ronald Takaki, A Different Mirror: A History of Multicultural America (New York: Little,<br />
Brown and Company, 1993).<br />
52 Thomas Jefferson, Notes on the State of Virginia (1787) http:www.yale.edu/lawweb/Avalon/pre18.htm.<br />
Winthrop Jordan, White over Black: American attitudes toward the Negro,<br />
1550-1812 (Chapel Hill: <strong>University</strong> of North Carolina, 1968). Winthrop Jordan, The White<br />
Man’s Burden (London: Oxford <strong>University</strong> Press, 1974).<br />
53 “The Return of the Spirit: The Second Great Awakening,” Christian History, VIII (3): 24-28.<br />
54 Charles G. Finney, Lectures on Revivals of Religion, ed. William G. McLoughlin (1835;<br />
reprint, Cambridge: Harvard <strong>University</strong> Press, 1969), 302.<br />
55 Tim Stafford, “The Abolitionists,” Christian History, XI (1): 21<br />
56 Donald A. Mathews, Slavery and Methodism: A Chapter in American Morality, 1780-<br />
1845 (Princeton: Princeton <strong>University</strong> Press, 1965). Christian History, “Broken Churches, Broken<br />
Nation,” Christian History, XI (1): 26-27.<br />
57 Donald G. Mathews, Religion in the Old South (Chicago: <strong>University</strong> of Chicago Press,<br />
1977). Thomas V. Peterson, Ham and Japheth: The Mythic World of Whites in the Antebellum<br />
South (Metuchen: Scarecrow Press, 1978). James Oakes, “Slavery as an American Problem,”<br />
in The South as an American Problem, ed. Larry J. Griffin and Don H. Doyle (Athens:<br />
<strong>University</strong> of Georgia Press, 1995).<br />
58 Angela Y. Davis, Women, Race & Class (New York: Vintage, 1981), 23.<br />
59 Ronald Takaki, A Different Mirror: A History of Multicultural America (New York: Little,<br />
Brown and Company, 1993), 122.<br />
60 Mary Boykin Chestnut, A Diary from Dixie (Boston: Houghton Mifflin Company, 1949),<br />
21-22.<br />
61 Mark A. Noll, The Old Religion in a New World (Grand Rapids: William B. Eerdmans,<br />
2002). Rudolph Lewis, “Up from Slavery: A Documentary History of Negro Education,” http//<br />
www.nathanielturner.com/educationhistorynegro6.htm.
The Tragedy of Slavery: The Church’s Response<br />
62 Mary R. Sawyer, The Church on the Margins: Living Christian Community (Harrisburg:<br />
Trinity Press International, 2003), 87-88.<br />
63 Frederick Douglass, “A Few Facts and Personal Observations of Slavery: An Address Delivered<br />
in Ayr, Scotland on March 26, 1846,” in The Frederick Douglas Paper, Series One<br />
- Speeches, Debates, and Interviews, ed. John Blassingame (New Haven: Yale <strong>University</strong><br />
Press, 1979), vol. 1.<br />
64 Howard Zinn, A People’s History of the United States (New York: HarperCollins<br />
Publishers, 1995). Randall Robinson, The Debt: What America Owes to Blacks (New York:<br />
Plume, 2000).<br />
65 Frederick Douglass, “Speech Before the West Indian Emancipation Society on August 4,<br />
1857,” in The Frederick Douglas Papers. Series One - Speeches, Debates, and Interviews,<br />
ed. John Blassingame (New Haven: Yale <strong>University</strong> Press, 1979), vol. 1.<br />
66 Randall Miller, Harry S. Stout and Charles R. Wilson, eds., Religion and the American Civil<br />
War (New York: Oxford <strong>University</strong> Press, 1998).<br />
67 Joel Williamson, New People: Miscegenation and Mulattoes in the United States (Baton<br />
Rouge: Louisiana State <strong>University</strong> Press, 1995).<br />
68 United Nations, “Fact Sheet No. 14: Contemporary Forms of Slavery” (New York: Office<br />
of the United Nations High Commissioner for Human Rights, 1991). http://www.ohchr.org/<br />
english/about/publications/docs/fs14.htm.ibolish (2005). “Fact Sheet.” http://www.ibolish.<br />
com/today/factsheet.htm.<br />
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Response to Scott Key’s “The Tragedy of<br />
Slavery: The Church’s Response”<br />
W. MARShAll JohNStoN<br />
Response to Scott Key’s “The Tragedy of Slavery”<br />
Students in my classes usually agree that Hallo and Simpson’s definition<br />
of history is the wisest way to take an evidence-based, inductive, positivist<br />
approach to the discipline they are studying: “a temporal analysis of causality<br />
through texts and other documentary remains of the past.” This definition<br />
nicely explains how we (or many of us) do history, and what distinguishes it<br />
as a discipline; however, a student in the discussion will often interject that<br />
he or she feels we should be able to learn lessons to illuminate the present<br />
if history is to have real value. After all, history itself—the discipline—is<br />
simply a matter of constant revision as methods and evidence change. I tend<br />
to see my own pursuit of history as purely reconstructive or inquiry-based,<br />
and I find myself blessed by student reminders of its larger function. I am<br />
blessed also to have been called upon to respond to an article that is similarly<br />
invested in using history to understand and educate the present; my colleague<br />
Scott Key (hereafter S.K.) and other faculty and students, in written<br />
and verbal exchanges, have shepherded me out of my parochial solipsism<br />
into an understanding of the need to see how each of our pursuits illuminates<br />
the present.*<br />
I heartily agree with S.K.’s conclusion and call to action. Slavery was and<br />
is a scourge. I would add that we can’t let the modern fascination with the<br />
perfectibility of man and belief in progress suggest that dangers of such evil<br />
institutions are past us—we must remain ever vigilant. We also must avoid<br />
whitewashing our own history because of a belief in American exceptionalism.<br />
S.K. points out the number of ways slavery still sears the modern world,<br />
a reality we in the West often fail to see in our own cities and fields: just last<br />
month there was the announcement of an Indonesian family held in slavery<br />
on Long Island. He is equally right about the unfortunate complicity of the<br />
church in the institution: as men lead the church, it is all too likely to be affected<br />
by the spirit of the day, and not look to the transforming spirit of the<br />
eternal truth. As to whether the state sponsorship of the church is especially<br />
to blame for such problems, I believe that is a subject for a separate study.<br />
Indeed, I think S.K.’s primary difficulties come in dealing with too big a<br />
picture.<br />
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In consideration of both the church and slavery, S.K.’s case would have<br />
been stronger if he had grounded his comment in clear definition. He addresses<br />
the history of slavery very broadly: from its ancient realities to the<br />
early modern transcontinental trade and its abolition by law. He enumerates<br />
forms of slavery from debt-bondage to serfdom to chattel status. It would<br />
be worthwhile to focus how he is defining the broad term, and then to explain<br />
the nuances of how the institution has functioned through the years.<br />
It is common practice among us ancient historians to define slavery in the<br />
ancient world as, “being in the wrong place at the wrong time.” Though<br />
slavery was indeed often a terrible condition, especially in such places as<br />
mines and quarries, it does give a different context to comments like those of<br />
Paul—there was not a clear belief that slavery was a lower status on a chain<br />
of being.<br />
If we look to slavery among the Greeks and Romans, we find that some<br />
realities of the condition illuminate the more recent form of the institution<br />
by contrast. The Greeks believed they should not enslave other Greeks, but<br />
even that idea was imperfectly followed. In any event, in the ancient world<br />
slaves were visually indistinguishable from free people. It certainly was the<br />
case that barbarians were thought more appropriate for slavery, but they were<br />
still valued for their ethnic origin and skills. Persian subjects, for example,<br />
were considered especially servile primarily because their land lacked the<br />
freedom of Greek city-states; as Aristotle said, man is an animal that belongs<br />
in a polis (a uniquely Greek way of living).<br />
In the Roman world slaves could be educators and run households perfectly<br />
comfortably within their social system. The Romans understood the<br />
advantages of a Greek education: as a Roman poet said, when Greece was<br />
conquered by Rome, she in turn conquered the conqueror. Slaves frequently<br />
could win or work to their freedom, and they were at times paid a small<br />
amount: the word “peculiar” derives from the slave’s purse. Thus, while<br />
slavery was usually bad luck, it did not always mean a bad life.<br />
My upbringing in the American South has made clear to me how different<br />
the status of slaves in this country was from what had prevailed elsewhere in<br />
history. To this day (and even more so in my youth) there is still an attempt<br />
to explain what had happened in the time of slavery and Jim Crow by means<br />
of convenient fictions. We have—in many cases also to this day—ignored<br />
the role of the Klu Klux Klan in our cities and towns. When I have heard<br />
southerners talk about the institution and its aftermath, I have encountered<br />
tortured efforts to ameliorate what happened: “in the South no one minded
Response to Scott Key’s “The Tragedy of Slavery”<br />
living near a black person, they just wouldn’t elect them to office. In the<br />
North, blacks gained office, but were ghettoized.” Of course the reality is<br />
that—again, to this day–there are communities of blacks near southern towns<br />
that are essentially living in subsistence conditions. This result of slavery has<br />
yielded another offensive rationalization in the South: the slaves (and exslaves<br />
under Jim Crow) “need our help” to run their lives and households.<br />
Of course I should point out that the North was complicit in these social<br />
conditions by having effectively condemned the South—blacks and whites<br />
alike—to a century of poverty.<br />
Thus, the legacy of what a race-based slavery has done to us makes for a<br />
very troubled prism through which to look at the history of the institution. It<br />
is often said that we historians look into the well of time and see ourselves—<br />
our preconceptions—looking back up, and the understanding of slavery is<br />
an example of this problem. Though slavery was throughout history an unfortunate<br />
social status, how it was practiced in this country and in the “New<br />
World” was a very different matter. This practice may have been socially,<br />
historically, and geographically determined (according to some modern theoretical<br />
approaches), but nonetheless it gives us cause to be aware of how<br />
blind and destructive human institutions can be. We at FPU experienced how<br />
the sequel to slavery and the church continues to be a baneful influence this<br />
semester: a student who was trying to understand African-American history<br />
in the U.S., when asked how the vast majority of that community could be<br />
Christian, could only respond that current society is constructed in such a<br />
way that the identification can’t be avoided.<br />
The realities of American slavery of course make the church’s complicity<br />
even more reprehensible, and they call us to be even more aware of ways<br />
in which the church might continue to use its interpretation of Scripture to<br />
treat minority groups unfairly. S.K. is very wise to point out that the church<br />
was not monolithic in its complicity. I would like to have seen him dwell<br />
more on how Scripture was used to support slavery, though he does get at<br />
the basic method: a confusion of the social conditions of the New Testament<br />
period with the transcendent message of Scripture. I would like to see, however,<br />
an overview of how the “curse of Ham” could gain the currency it did.<br />
Certainly such inquiry would provide a useful background to discuss issues<br />
in the present church such as the roles of women and the poor: S.K. nicely<br />
touches upon the radical message of Jesus in this area.<br />
If we are to understand our role as Christians dealing with a history of<br />
acceding to this institution, we should first look to the evangelist Matthew<br />
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26<br />
and understand that a blind legalism may well lead us astray when the Holy<br />
Spirit requires of us a higher calling. Matthew would have us not simply<br />
proof-text the law, but exceed it as followers of Christ. The dangers of not<br />
doing so are illustrated by our spiritual ancestors, the Hebrews: while they<br />
seem to have had an idea that all Hebrews had an equal role in the covenant,<br />
they nonetheless allowed forms of Hebrew slavery within some limitations.<br />
Then, by the time of the eighth-century prophets, it seems that the rich had<br />
sidelined the role and identity of the poor in the polity. There had come to<br />
be an idea that certain people were “less Hebrew”—and the kingdoms had<br />
prophets to speak the truth on the matter, much to our enlightenment if we<br />
have ears to hear.<br />
S.K. also could more specifically define what we should think of as the<br />
church. He points out that at times the hierarchy of the church was indistinguishable<br />
from state interests. It is, however, the case that the idea of the<br />
monolithic Church is a tough one to use historically. He speaks of a change<br />
from the church of the martyrs to a state religion: that change was equally<br />
as much—at least conceptually—a change to a church of ascetics and missionaries<br />
as it was to a state organ. Though Constantine liked the idea of<br />
organizing the church by state parameters, and that organization is visible to<br />
this day in dioceses and hierarchy, he was unsuccessful, for example, in his<br />
main goal at Nicaea: agreement on core theology.<br />
Perhaps if S.K. had said that at various times institutional churches—Roman<br />
Catholic, Protestant, or Anglican (he only touches upon the Eastern<br />
Churches)—involved in colonization had complicity in allowing practices<br />
that were seldom adequately resisted (he does cite some good examples of<br />
resistance to the zeitgeist), we would have a little more ground for agreement.<br />
However, how the complicity worked is a little slippery: S.K. points<br />
out that the popes were often quite anti-slavery in their views, and clearly<br />
had little control a world away. I guess my largest concern here is that the<br />
church is the body of all believers: He indeed calls us to be one and to work<br />
for His Kingdom. And yet we are fallen people. Thus there will always be<br />
institutional tension between the prophetic and the worldly.<br />
The profit motive for slavery is a further area in which I would like to<br />
see S.K. more robustly support his ideas. He takes as source material very<br />
speculative, and theoretically driven, authors such as J. Diamond and H.<br />
Zinn, and we do not get a clear idea of why, or if, their narratives are compelling.<br />
In the ancient world the emergence of gigantic farms (usually called<br />
latifundia) in the Hellenistic period initially led to big slave economies, but
Response to Scott Key’s “The Tragedy of Slavery”<br />
it is generally agreed that these farms in the early Roman empire tended to<br />
become share-cropped (to use a modern term), because it was cheaper to pay<br />
a pittance to a semi-free person than take care of a slave. Now, this concern<br />
might have been lessened by the supply of slaves brought to the New World,<br />
but even if so, can profit be the entire explanation?<br />
For a piece with which I very much agree, I obviously have a few reservations,<br />
but I’m sure many can be seen as quite idiosyncratic. I would, for<br />
example, not use decades-old textbooks to support points unless the piece<br />
was overtly historiographic (that would be an interesting study!). I also fear<br />
that without firmer grounding in the primary sources and treatment of the<br />
differences among epochs, the piece appears encyclopedic rather than argumentative<br />
or advocatory, and it seems clear that S.K. wants (quite correctly)<br />
to convey advocacy and admonition. I commend S.K. for the hard work he<br />
has done bringing together this history, and I hope to see this conversation<br />
continue as we consider the church and its relation to slavery. I am most<br />
intrigued by how we can learn from the rationalizations that were used for<br />
slavery in order to listen to what the Holy Spirit is telling us about the church<br />
today.<br />
* In carrying out this response, I am indebted not only to the hard work of Scott Key, but also<br />
to incisive review by, critique from, and conversation with Pamela Johnston, Richard Rawls,<br />
Rod Janzen, and Daniel Crosby.<br />
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The Two Faces of Racism—Undeserved<br />
Discrimination and Undeserved Privilege<br />
ZENEBE ABEBE<br />
Note: This article was originally envisioned as a collaborative effort with<br />
Mary Ann Larsen-Pusey. Soon after we began work, on the morning of July<br />
14, 2005, Mary Ann was found slain in her home. She was passionate about<br />
racism and taught a class on the topic for many years. I will always remember<br />
her strong interest in the topic and her support. I wish to dedicate this<br />
article to her.<br />
“So God created humankind in his own image, in the image of God he created<br />
them; male and female he created them.” Gen. 1:27 (NRSV)<br />
Introduction<br />
The Two Faces of Racism<br />
This article is about racism within the context of Christianity’s influence<br />
in the world. Given the breadth of the subject matter discussed, I will begin<br />
with several rhetorical questions. First, since Christianity’s emergence some<br />
two millennia ago, how have Christians, particularly those in positions of<br />
power, viewed persons not sharing the same external physical characteristics?<br />
What role did the construct of race play in Christianity’s approach to<br />
such persons over the centuries? Though there is no specific biblical reference<br />
to race as a way to classify humans, institutional Christianity has had a<br />
mixed record on the issue of race. The Scriptures only speak of tribe, people,<br />
language, and nation, not of race.<br />
I propose to show how institutional Christianity has both supported and<br />
opposed racism. I also want to probe the confusing stance many Christians<br />
today continue to take in their approach toward people who have been defined<br />
in some way as being from a different racial group. Since racism continues<br />
to be a pervasive and chronic problem in this country, 1 the aim here is<br />
not only to look at what happened in the past, but also at the current climate<br />
of racism in the United States. The broad spectrum of opinion quoted in this<br />
article may be provocative, but it represents the range of experiences and<br />
expressions of racism today. Racism, both within and outside of the church,<br />
continues to be a painful reality for people of color. White Americans need<br />
to realize that the Civil Rights movement has not wiped out racism. Racism<br />
is alive and well and continues to disrupt the daily lives of people of color.<br />
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In this article I will define race and racism; trace the influence of Christianity,<br />
the responses of Christians as individual believers and of the church<br />
as an institution to this tragedy; delineate how race is used as a tool for both<br />
evil and good; and finally, I will examine the effects of racism in our world<br />
both on the victims and on the perpetrators.<br />
In the Christian Scriptures one can find a rejection of identifying believers<br />
on the basis of race or any other category. From Genesis to Revelation,<br />
God’s position on anti-racism has been documented. Perhaps drawing inspiration<br />
from the creation of mankind in God’s image (Genesis 1:27) numerous<br />
Christian passages (Acts 17: 26, Galatians 3:28-29, Ephesians 2:11-18,<br />
and Revelation 7:9) show that God’s plan was for people to live without dividing<br />
walls, that together they would bring glory to Him. While there have<br />
been instances of racism throughout the world, the focus of this article will<br />
be on the racist ideologies of Westerners through the centuries and racism<br />
in the United States in particular within the context of the modern Western<br />
constructions of race. The impact of this upon the Christian churches cannot<br />
be ignored.<br />
What is racism?<br />
The term race as a category primarily referring to skin color was first used<br />
by Francois Bernier, a French physician, in 1684. This was during a period<br />
of European expansionism throughout the world and helped European<br />
countries justify their domination of people in the burgeoning empires. Early<br />
categories included labels such as Mongoloid, Negroid, and Caucasoid. 2 The<br />
term white was first used in 1691. This terminology replaced earlier designations<br />
of people by nationality or ethnic group. By the 1700s, race began to<br />
supplant the prior division of humans as either Christian or pagan. It was<br />
during this same period that Johann Friedrich Blumenbach, a German naturalist<br />
and anthropologist, divided the human species into five races: Caucasian<br />
or white race, Mongolian or yellow race, Malayan or brown race,<br />
Negro or black race, and American or red race. Color labels such as red,<br />
brown, and yellow, black, and white persist in the English language of the<br />
Western (Christian) world.<br />
We see that these classifications persist in the twenty-first-century Christian<br />
churches. The Myth of Race 3 classifies race as: Caucasoid (Caucasian or<br />
white from Mt. Caucus), Negroid (black), Mongoloid (yellow from Mongolia)<br />
and Australoid (brown from Australia). As in this video and elsewhere,<br />
the shift from geographical to a hierarchical ordering of human diversity<br />
has to be the most dangerous transition in the history of Western science.
The Two Faces of Racism<br />
However, today, the term race/racism is not only designed to divide people<br />
by color from whites socially, but it is used to confuse and divide and to<br />
insure domination by whites. It is a tool to provide opportunities, power, and<br />
privileges for whites and to systematically marginalize and provide nothing<br />
but disadvantage to people of color.<br />
For instance, in working with students, I find that most of them confuse<br />
the terms race, diversity, ethnicity, culture, and nationality, as well as prejudice<br />
and racism. I believe that they are not alone in this confusion. Census<br />
Bureau surveys use terms that include race (black, white, Negro, Caucasian),<br />
as well as ones that relate to ethnicity, culture, or national origin (Hispanic,<br />
Asian, Asian <strong>Pacific</strong>, Mexican, Mexican American, etc.). Therefore, it is important<br />
to have a clear understanding of the term race and how it differs from<br />
culture, ethnicity, or nationality.<br />
According to Katz & Taylor, in the 1937 edition of Webster’s unabridged<br />
dictionary, the word racism was not even included. By 1949, however, it<br />
clearly had entered into the lexicon, probably because of the racist philosophy<br />
of Nazi Germany. In the 1949 edition of Webster’s Intercollegiate Dictionary,<br />
the term is defined as the “assumption of inherent racial superiority<br />
or the purity and superiority of certain races and consequent discrimination<br />
against other races.” 4<br />
At the core of the race-related issues is the difference between individual<br />
prejudice and the institutional advantage of one group over others. Joseph<br />
Barndt has defined racism as “race prejudice plus power.” 5 I believe, as others<br />
do, that there cannot be racism without power. Here, I am talking about<br />
a misuse of institutional power that makes the impact of racism highly consequential.<br />
Caleb Rosado 6 not only sees racism as the most important and<br />
persistent social problem in America and in the world today, but he makes a<br />
clear distinction between prejudice and racism: “Racism goes beyond prejudice<br />
(an attitude) to structure this power advantage politically, economically,<br />
culturally and religiously within a social system, whether it be simple (as in<br />
personal bias) or complex (as in the role apartheid played in South Africa),<br />
which gives social advantage to some at the expense of others perceived to<br />
be inferior and undeserving.”<br />
All humans have prejudices. We hold preferences that steer us toward that<br />
which is familiar rather than to that which is exotic or foreign. Most of us<br />
also tend to form our judgments about others without extensive knowledge.<br />
Given the dynamics of social patterns that are the legacy of institutionalized<br />
racism in the Western world, it is not surprising that most people do<br />
not know people from cultural or ethnic groups other than their own. In this<br />
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32<br />
sense, prejudice is not the same as racism. Perhaps we can simply say that<br />
prejudicial attitudes could be limited to an individual behavior, but racism<br />
in the words of Barndt is, “a collective responsibility rather than personal<br />
guilt.” 7 The collective responsibility becomes institutional responsibility—<br />
what we call today institutional racism.<br />
Most social institutions suffer from the legacy of “institutionalized racism.”<br />
Constantine & Wang Sue 8 and others have described institutional<br />
racism as racism that is embedded in our social structures, granting different<br />
treatment to groups of human beings based on skin color and physical<br />
features. There is ample evidence that in all social institutions (health care,<br />
economics, education, etc.) people of color receive inferior treatment than<br />
people who are considered “white” (Hacker, Obama, West). 9 For example,<br />
in the United States, the study of disease concentrates on illnesses that afflict<br />
primarily “white people,” with less attention granted to diseases of people of<br />
color. In the field of education, it means that less-experienced teachers and<br />
fewer resources are provided to schools that are predominantly composed of<br />
students of color. Economically speaking, people of color pay higher interest<br />
rates when securing loans, pay higher prices for consumer goods, and are<br />
less likely to hold positions of power in industry, education, and business.<br />
Frequently, they are the last ones hired and the first ones fired.<br />
Racism is about economics, although its roots and results are also deeply<br />
cultural. In addition, he states that racism has extensive psychological, sexual,<br />
religious, and political repercussions. As demonstrated by Adelman, 10<br />
there is no known scientific measurement to define race. We also know that<br />
the Bible does not recognize the term race. However, for the most part, the<br />
outcome of the research is no more than politically and socially motivated<br />
investigation, without any useful scientific information about race. Plous 11<br />
noted that throughout the past century, research on prejudice has closely<br />
reflected the ideological leanings of society, telling us as much about the<br />
personal biases of the scientific community as about prejudice itself.<br />
As documented by Barndt, Lang, Obama, and Constantine & Wing Sue, 12<br />
persons of color (African American, Asian American, Native American, and<br />
Latinos) in the United States encounter daily mistreatment and discrimination<br />
simply because of color of their skin. When it comes to employment, education,<br />
and public services, this group receives less recognition and benefit<br />
compared to white people in this country. Whether they are at government<br />
institutions, private or church-related institutions, or public institutions, the<br />
treatment is the same. It is not unusual to hear persons of color complaining
about a multitude of barriers keeping them from obtaining positions at all<br />
levels in companies, corporations, and higher education institutions. Stithcalls<br />
this condition “the glass ceiling.” 13 The glass ceiling as described by<br />
Stith is an artificial barrier, based on attitudinal or organizational bias, that<br />
prevent qualified individuals from advancing upward in their organizations<br />
into management level positions. Since such treatment of people of color is<br />
practiced by institutions, there is no one individual to blame. Ethnicity, nationality,<br />
and race play a role in preventing persons of color from achieving<br />
their God-given potential.<br />
Christianity’s mixed record on race<br />
The Two Faces of Racism<br />
Historical examination reveals how Christians have differed in the nature<br />
of interaction with those not of their own group. They have based their actions,<br />
including empire building, on both their interpretation of Scripture and<br />
their worldview as influenced by other factors such as culture and ethnicity.<br />
The Crusades were fought in the name of Christ. The “conversion” and<br />
enslavement of indigenous people of the western hemisphere was done with<br />
the cross in one hand and the sword in the other. The English colonists readily<br />
slaughtered indigenous peoples of North America as they sought their<br />
conversion to Christianity. (Of course, many more were also killed by diseases.)<br />
Many Christians justified enslavement of people with black skin as<br />
being in accordance with God’s will. During the Civil War, many Christian<br />
groups supported slavery and opposed its abolition. During the era of Jim<br />
Crow in the United States, the “white” church seldom took an open stand<br />
against the separate and unequal treatment of blacks in the South or the discriminatory<br />
housing and education policies in the North.<br />
On the other hand, there were English colonists who treated the indigenous<br />
peoples with dignity and respect in the name of Christ. A Catholic<br />
bishop, Bartolome de las Casas, criticized the Spanish crown for its treatment<br />
of indigenous peoples. Unfortunately, this had the inadvertent result<br />
of increasing the African slave trade. In 1688, Pennsylvania Mennonites<br />
were the very first in colonial America to protest the buying and selling<br />
of African slaves as a violation of the Ten Commandments. In the 1800s,<br />
Christian groups such as the Quakers spoke out against slavery, and many<br />
of the abolitionists were avowed Christians. In the twentieth century, the<br />
Civil Rights movement was based on Dr. Martin Luther King, Jr.’s interpretation<br />
of Christian teachings.<br />
So why do Christians have such a mixed record in regard to racism? Let<br />
us examine further the origins of the construct of race as we know it today.<br />
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34<br />
Eloise Hiebert Meneses 14 notes that nineteenth-century anthropologists,<br />
influenced by Darwinian evolutionary theories, searched for similar explanations<br />
regarding human physiological morphology. Just as biologists were<br />
classifying previously unknown species of plants and animals, anthropologists<br />
(Christian or not) attempted to classify populations of people according<br />
to physiological differences.<br />
Today, society continues this practice of dividing humans into categories<br />
based on skin color and physical features, despite recent discoveries that<br />
DNA structures reveal a greater difference within racial groups than between<br />
groups. 15<br />
A growing body of research has indicated that race is no longer a physiological<br />
reality; however, race continues to exist as a social construct. Over<br />
one hundred years have passed since Darwin’s theory appeared in The Descent<br />
of Man. 16 Today scientific studies clearly have shown that the race<br />
theory is cultural rather than biological. However, white people continue to<br />
benefit from race classification or the “whiteness” ideology. In the words of<br />
Hacker:<br />
Hence the weights Americans have chosen to give to race, in particular<br />
to the artifact of “whiteness,” which set a floor on how far people of that<br />
complexion can fall. No matter how degraded their lives, white people<br />
are still allowed to believe that they possess the blood, the genes, the<br />
patrimony of superiority. No matter what happens they can never become<br />
“black.” White Americans of all classes have found it comforting<br />
to preserve blacks as a subordinate caste: a presence, which despite all<br />
its pain and problems, still provides white with some solace in a stressful<br />
world. 17<br />
Just as Hacker did, other scholars and social activists in the field of race<br />
and racism continue to show that the majority of white people in this country<br />
not only believe on the superiority of whiteness, but they also understand the<br />
benefit that comes by supporting the institutionalization of the idea.<br />
A PBS documentary Race: the Power of an Illusion 18 revealed that most<br />
of us continue to believe that people have innate biological differences, that<br />
we enter this world divided into categories of red, black, white, or yellow.<br />
This particular program follows a dozen students, including African American<br />
athletes and Asian string players, who sequence and compare their own<br />
DNA. The participants of the study were surprised by the results. They said,<br />
“One by one, our myths and misconceptions about racial differences are tak-
The Two Faces of Racism<br />
en apart...” This documentary suggests that when looking at skin color differences,<br />
disease, human evolution, even genetic traits, we learn there is not one<br />
characteristic, one trait, or even a single gene that distinguishes all members<br />
of one race from another. The Apostle Paul speaking to the people of Athens<br />
affirmed the idea “one humanity” in Acts 17:26, when he said: “From one<br />
person God made every nation of men to live on all the face of the earth, and<br />
he decided the allotted times and the boundaries of their habitation.”<br />
Yet due to this fabricated idea race, Christian churches and many of their<br />
members still believe in and practice racial separation. Dr. King, speaking<br />
from his experience, said: “It is appalling that the most segregated hour of<br />
Christian America is eleven o’clock on Sunday morning, the same hour when<br />
many are standing to sing in Washington.” Segregation was so prevalent that<br />
in 1964, the National Council of Churches formed a commission on religion<br />
and race to work on desegregation of the northern mainline churches.<br />
Findlay 19 states that the program never got off the ground and in less than a<br />
year it disappeared altogether. He further notes that this was testimony to the<br />
powerful presence of racism in northern communities, through it manifested<br />
itself more openly and forcefully in the South. This philosophy of separation<br />
is rooted in the ideology of tolerance rather than acceptance. It is not hard to<br />
imagine that segregation is fueled and encouraged by institutional racism.<br />
Today there is debate on whether Christianity is a segregated religion.<br />
Barndt 20 asserts the fact of racial separation. Schmidt, 21 on the other had,<br />
declares that Christianity is not a segregated religion. The NBC Evening<br />
News on September 24, 2000, reminded Americans that in parts of the United<br />
States institutionalized racism clearly continues to be the law of the land.<br />
For some of us with close ties to denominations and church agencies, we<br />
know that today’s church-related institutions would not escape the blame of<br />
institutional racism, for they, too, have been using their “institutional” power<br />
to marginalize, exploit, and control people of color for years. Stith asserts<br />
the lingering effect of such institutionalized racism in this way:<br />
…Blacks and other minorities are still feeling the symptoms of “institutional<br />
racism.” For more than four hundred years racism has existed<br />
in our country. It consists of written and unwritten laws and public<br />
policy designed to discriminate against black and other minorities. It<br />
was known as institutional racism because it was acknowledged and<br />
openly practiced by reputable institutions including public and private<br />
business, law enforcement, colleges, government officials and agencies…<br />
22<br />
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36<br />
Whites are socialized to be racist through a public discourse that continually<br />
bombards them with the desirability of whites (Barndt, Constantine<br />
& Wing Sue). 23 Even though there are governmental laws against the<br />
violation of equal opportunity policies, individual and institutional racism<br />
still persist.<br />
I admit that for persons of color, confronting individual, institutional, or<br />
cultural racism is not an easy task. Similarly, Christians avoid mentioning<br />
racism as sin and a misinterpretation of God’s teaching. Moreover, the issue<br />
of race in America is a sensitive topic that many people prefer to avoid. No<br />
one wants to be called a racist. As Clarence Page wrote in Mazel: “Racism<br />
is a sensitive word. Americans often avoid mentioning it, even when it is relevant...it<br />
is a sensitive word because it exposes so much, institutionally and<br />
personally. It is a Rorschach word, a linguistic inkblot test. How you define<br />
it reveals something important about you, how you see the world and your<br />
place in it.” 24<br />
Rosado asserts that racism consists of the culturally sanctioned strategies<br />
that defend the advantages of power, privilege, and prestige. To this<br />
end he writes: “Ever since the European restructuring of the world from the<br />
sixteenth century on, racism has become affirmative action for whites. It is<br />
both an attitude and an act of structural superiority, which justifies its very<br />
existence by given biological differences such as language, religion, ethnicity,<br />
or accent a negative value and meaning” 25<br />
Racism goes beyond prejudice and discrimination. I believe, as others do,<br />
that racism is an ideology that transcends even bigotry, hatred, and violence.<br />
It is an assumption through which whites have used economic and political<br />
advantage for centuries at the expense of people of color. For the most part,<br />
white individuals are supported and encouraged by the current system that<br />
exploits the privilege that comes with whiteness. As Manning Marable is<br />
quoted as saying, “whiteness in a racist, corporate-controlled society is like<br />
having the image of an American Express Card…stamped on one’s face:<br />
immediately you are ‘universally accepted.’” 26 This clearly illustrates the<br />
complexity of racism today, how settled and hidden it is and how difficult<br />
for people of color to do any thing about the problem. When people of color<br />
are asked to define racism, they tend to list institutions and systems that deny<br />
them education, employment opportunities, and upward mobility where they<br />
work. This does not mean individuals are not capable of racism.<br />
the effect of racism<br />
It is not difficult to understand the impact of racism on people of color in
The Two Faces of Racism<br />
the United States and elsewhere in the world. Historically, it has involved the<br />
way society has designed the government and non-governmental institutions<br />
to exclude people of color. Katz & Taylor are particularly direct when writing<br />
about some of the historical effects of racism on all people:<br />
Many American groups have suffered discrimination in various forms.<br />
But once again, the phenomenon for blacks is different, made so by<br />
their being the only group to experience the confluence of race, slavery,<br />
and segregation. It is race, as socially defined by British tradition, that<br />
defines black American… 27<br />
The problem of racism generally speaking, and what it did to people of<br />
color in particular, is not only historical, but as Joe Klein reported in TIME,<br />
the problem persists. According to Klein white racism is the original American<br />
sin; it helped create the culture of poverty that existed in places like New<br />
Orleans’ Ninth Ward. He goes on to say that “George W. Bush’s Republican<br />
Party was reborn in racism, having sided with Southern segregationists in<br />
the 1960.” 28 Racism is entrenched in social systems and institutions such as<br />
schools, government agencies, banks, and church organizations. In the words<br />
of Mazel: “Racism is not simply about the attitudes, dislikes and motivation<br />
of individuals or individual acts of bigotry and discrimination. Instead, racism<br />
refers to the way society as a whole is arranged, and how the economic,<br />
educational, cultural and social rewards of that society are distributed. It is<br />
about collective injustice.” 29<br />
While racism does not negatively affect whites as much as it does people<br />
of color, the effect of racism on whites is more perceptual and has little effect<br />
in their lives. As a result, some are unable to see all the tragedies that<br />
the black community has suffered. Racism has created a white blindness<br />
that cannot grasp the impact of racism. Many cannot see a problem with the<br />
current state of racial relations, and simply believe that blacks are in charge<br />
of their own destiny. As one student in class put it, “Many whites feel that<br />
African Americans are ‘milking’ the slavery issue and that the civil rights<br />
movement has eliminated the woes of the African Americans.” There is a<br />
tendency to mistakenly believe that racism is the problem of the past and that<br />
blacks and whites have no reason not to live together in peace. On account of<br />
such assumptions and mindset, there is a racial gap between black and white<br />
that does not exist between any other races in the United States. Many white<br />
Americans will never fully understand the crisis that exists or even begin to<br />
imagine the crisis, because they do not feel the impact of inequality caused<br />
by racism. Some even may say they are not aware how it operates in our<br />
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38<br />
current world. Because racism hides itself very effectively, white people can<br />
live their lives without even noticing any racism. There is a need to somehow<br />
dispel the myth of racism’s demise so that all people, black and white,<br />
realize that racism is still a very strong force in our society.<br />
Writers and social activists alike have documented that the effects of racism<br />
on people of color, regardless of the time period in this country’s history,<br />
remain the same. The effect of such injustice is white supremacy, with its<br />
uneven distribution of privilege and wealth. These injustices are, of course,<br />
readily perceived and decried by people of color. Gerzon quoted a seventyyear-old<br />
African American, Sherwood Sanders, who stated:<br />
I believed, in essence, that there was a white power structure that existed<br />
off the blood, sweat, and tears of black people. I didn’t think about other<br />
races much at the time. It was a kind of modern, urban slavery. Whites,<br />
as I saw it, were either evil or incapable of feeling. They don’t know, or<br />
don’t want to know, the pain and suffering that they are causing … 30<br />
Meanwhile, today’s racism at the institutional level, although perhaps less<br />
blatant and more sophisticated, results in a painful reality for persons of<br />
color. Church-related or not, institutional racism is everywhere and it cuts<br />
across the board.<br />
At some church-related higher education institutions, attempts to introduce<br />
anti-racism training and diversity training have not only failed, but<br />
frequently have been undermined. A case in point is that at the time of this<br />
writing, I wish to reflect on my employment history of 20-plus years at<br />
church-related higher education institutions. I know too much to be quiet,<br />
am too connected not to care, and I am passionate about the issue. I am a<br />
member of Mennonite Church USA. Through the years, I have expressed<br />
my concerns about the issue of racism to my colleagues, and to presidents,<br />
deans, and board chairs. I have not only spoken about the evil of racism, but<br />
have taught classes, planned workshops, and conducted anti-racism trainings.<br />
Because of the passive-aggressive tendencies within my church culture<br />
and because of my academic freedom, I have not been silenced; however,<br />
my voice has not readily been heard.<br />
My church, Mennonite Church USA, and the denomination that operates<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>, Mennonite Brethren, have talked more than<br />
most about addressing racism from the perspective of peace and justice. But<br />
I have also discovered that, church owned or not, there is no noticeable<br />
difference in the behavior of institutions when it comes to racism. A report<br />
from Mennonite Education Agency, which oversees six church colleges and<br />
universities, revealed that in the past 100 years, none of these colleges/universities<br />
and seminaries: 31
• Has had a person of color as a president.<br />
• Has a person of color serving at the president’s cabinet level.<br />
• Not one of them has a person of color serving as chair on the board of trustees.<br />
• There are only three persons of color with full-time tenured faculty status<br />
in all eight church institutions.<br />
The Two Faces of Racism<br />
The student population in the two denominational church-owned college/<br />
universities and seminaries (total of nine) reflects even greater disparity:<br />
• Only one university (because of its geographical location) has about 25<br />
percent of its student population made up of Latino students.<br />
• The other eight institutions barely show more than 3-5 percent of the student body<br />
populations who come from any one of the student of color groups in any given year.<br />
While there are well-qualified, highly-educated people of color with years<br />
of experience at these church institutions, top leadership continues to be<br />
occupied overwhelmingly by white males. I observed that these top-level<br />
positions are traditionally filled, for the most part, by less educated, less experienced<br />
white males aged 40-50. In my opinion, this clearly is institutional<br />
racism that contributes to the promotion of white supremacy.<br />
When I contacted the Council of Christian Colleges and Universities, an<br />
association of evangelical institutions, for similar data, my findings are even<br />
more revealing:<br />
• Out of 120 institutions in the United States, there are no persons of color serving<br />
as president.<br />
• Only five persons of color are at chief academic dean’s level (three African American<br />
and two Asian American).<br />
This data shows that the leadership of church colleges and universities remains<br />
in the hands of white people and is systematically segregated in many<br />
ways. When I reviewed the mission statements of some church institutions,<br />
all seem to suggest that they are about preparing leaders for the church and<br />
the world. That is, of course, well and good in theory; however, the question<br />
then is what church and which world? Will these institutions continue to<br />
think of leadership in “the white church or white world”?<br />
A truly modeled, Christian-rooted leadership must be about change that<br />
corrects past mistakes, gives hope to the hopeless, and promotes equality<br />
and peace and justice for all. Johnnetta B. Cole stated best it when she said,<br />
“Leadership is about decisions and the speed with which one can follow a<br />
wrong one by making one that works.”<br />
While most writers on race-related issues have focused on people of color,<br />
a few are beginning to document the effect racism has on white people. Jo-<br />
39
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40<br />
seph Barndt wrote about this impact. 32 His work served as the basis for the<br />
Damascus Road training as it was developed by Crossroads Ministry for the<br />
Mennonite Church. This approach agrees with a discussion by Cornel West.<br />
He says: “To engage in a serious discussion of race in America, we must<br />
not begin with the problem of black people, but with the flaws of American<br />
society, flaws rooted in historic inequalities and longstanding cultural stereotypes.”<br />
33<br />
As I discuss more and explore the effect of racism with white friends who<br />
are concerned about the evils of racism, it is not unusual to hear guilt-loaded<br />
comments or confessional speeches. Some come right out and say how<br />
guilty they feel about their white privilege. Some tell powerful stories from<br />
their experiences, and the way they feel now. Nothing more is revealing<br />
than the words of McIntosh: “As a white person, I realized I had been taught<br />
about racism as something which puts others at a disadvantage, but had been<br />
taught not to see one of its corollary aspects, white privilege, which puts<br />
me at an advantage.” 34 There is evidence to suggest that some whites have<br />
moved beyond guilt and are involved in anti-racism work, joining hands<br />
with people of color to make a difference for the new generation. People are<br />
beginning to notice racism’s impact on white people and a few white brothers<br />
and sisters are even taking leadership in some anti-racist endeavors.<br />
For example, Barndt wrote, “…we will become aware of the ways<br />
in which racism hurts and destroys us, and how it uses us to hurt and destroy<br />
others.” 35 A student in my “Analysis of Racism and Power” class<br />
explained the effect of racism this way: “Many white Americans will<br />
never fully understand the crisis that exists or even know that a crisis exists,<br />
because they are not feeling the inequality biases of our society.”<br />
Another student stated:<br />
My eyes were opened to a problem I hardly realized still existed. I’m<br />
embarrassed to say that prior to the class I thought racism was a problem<br />
of the past. Little did I know that even though it is now illegal to<br />
discriminate based on race, a more dangerous and more lethal form of<br />
racism has emerged since the Civil Rights Movement of the 1960s. 36<br />
The following are additional unedited quotes from “Analysis of Racism<br />
and Power,” a course I taught during the past six years at two Mennonite<br />
institutions. The ongoing effect of racism on all people came alive when our<br />
students began to reflect on their experiences in a weekly journal that they<br />
kept. Their reaction to correct information or misinformation, fears, frustrations,<br />
hope or the lack of it, in their own world is surprising:
“I have to strip away all the propaganda that has been fed to me for years so I can start<br />
from the beginning.”<br />
“Learning more about white privilege has helped me understand my own<br />
experience of racism better.”<br />
“It is hard to focus on the hope for change when dealing with such a massive dilemma.”<br />
“I’d like to do the impossible, which would be to pair everybody up with someone of<br />
another race and make him or her hang out and be friends.”<br />
“Perhaps the best way for me to combat the hopeless feelings that America’s racial<br />
situation today leave me with is to dive in and get involved.”<br />
“I think it is a problem when our institutions follow and abide by constitutional practice,<br />
yet do not find all people with equal opportunity.”<br />
“It was fascinating for me to learn that scripture seems to not only denounce anything<br />
along the lines of racism, but race is not even a concept.”<br />
“Now I know why Malcolm X had such a deep hate for us Christian whites.”<br />
The Two Faces of Racism<br />
Based upon these reflections, I recognize that racism is not simply a temporary<br />
belief that one will outgrow, but rather it is a hard-core ideology<br />
passed from generation to generation that preserves white power, unearned<br />
rights, and undeserved privileges. It is a learned behavior that is generally<br />
unnoticed by its beneficiaries until they examine it more thoroughly. However,<br />
it is clear that recognizing and dealing with racism may be a painful experience<br />
for both whites and people of color, but racist thinking is a behavior<br />
that can be unlearned.<br />
For example, Yancey witnessed the evil treatment of African Americans by<br />
whites in the 1960s. He describes the lingering effects of racism on himself as<br />
a white observer:<br />
Today I feel shame, remorse and also repentance. It took years for God to<br />
break the stranglehold of blatant racism in me—I wonder if any of us gets<br />
free of its more subtle forms—and I now see that sin as one of the most<br />
poisonous, which has perhaps the most toxic societal effect. When experts<br />
discuss the underclass in urban America, they blame in turn drugs,<br />
changing values, systemic poverty, and the breakdown of the nuclear<br />
family. Sometimes I wonder if all these problems are consequences of a<br />
deeper, underlying cause: our centuries-old sin of racism. 37<br />
When most people think of the problem of racism, some consider it a sin,<br />
and others simply brush it off, believing that it will go away. Of course, as<br />
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42<br />
we have seen so far, racism is still a major societal problem that this country<br />
that has yet to deal with effectively. I believe that for Christian churches to<br />
support and culturally endorse race as a biological difference among God’s<br />
people is outright dishonest; worse yet, promoting “white supremacy” ideology<br />
is even immoral. Racism is a vocabulary that communicates not only<br />
ideology but a territory that limits certain people from reaching certain opportunities.<br />
Speaking of opportunities, (on November 26, 2004) reflecting<br />
on his past experience while narrating “Eyewitness to History,” Tom Brokaw<br />
framed the past and present state of racism in America this way: “When<br />
I first began my journalism career, if my skin color was one shade different<br />
from what is now, I know then, I would not have been given all the opportunities,<br />
and I couldn’t have gotten where I am now in my career. Things have<br />
not changed much now.” I believe what he said is true, and yet in my opinion<br />
what Mr. Brokaw told is only half of the story; about the other half, I am left<br />
to wonder whether he contributes to the problem or not.<br />
The influence of institutional Christianity<br />
I believe that Christianity is good for all of us if practiced as it was meant<br />
to be. Christianity must be about equality, healing, and hope. It is about making<br />
things right and working for justice for everyone. For example, as we<br />
recently witnessed, Christian organizations from nearly every denomination<br />
were actively involved in the recent Tsunami relief work, providing food,<br />
medical supplies, and housing to those in need. In addition, the impressive<br />
response by Christian churches and agencies coupled with non-governmental<br />
organizations in the aftermath of Hurricane Katrina is further evidence of<br />
addressing racism. This outpouring of help and hope occurs in the name of<br />
Christianity after many other catastrophic events as well. 38<br />
However, as recently as 100 years ago nations colonized, enslaved, and<br />
exploited many people in the name of Christ. In the United States, social<br />
movements of the 1950s and 1960s made some progress in moving society<br />
toward an interest in social justice. Christian churches, however, limited<br />
their involvement and did little to create awareness of equity and justice<br />
for all. The notable exception was the Southern Christian Leadership<br />
Conference.<br />
Although Christianity may not be different than other faiths when it comes<br />
to social involvement and direct action, it is worth noting that in 1963 it was<br />
the Protestant churches and the National Council of Churches that first became<br />
supporters of “direct action” and direct involvement with the national<br />
black community in the struggle for racial justice. 39 However, in the United
The Two Faces of Racism<br />
States white Christians were seldom cognizant of or attentive to racism until<br />
the 1960s.<br />
Evidence suggests that Christianity as an institution has been the instigator<br />
of much injustice committed in the name of God. For example, as West<br />
states so eloquently: “as the Christian church became increasingly corrupted<br />
by state power, religious rhetoric was often used to justify imperial aims<br />
and conceal the prophetic heritage of Christianity.” 40 West further pointes<br />
out some of the Christian church’s collective past behavior: “…This terrible<br />
merger of church and state has been behind so many of the churches’<br />
worst violations of Christian love and justice—from the barbaric crusades<br />
against Jews and Muslims to the horrors of the inquisition and the ugly bigotry<br />
against women, people of color, and gays and lesbians.” 41<br />
Perhaps the behavior of white churches in the South was best understood<br />
by Dr. King when he noted that white churches were uninvolved in the struggle.<br />
In King’s words, “…where were their voices when a black race took<br />
upon itself the cross of protest against man’s injustice to man? Where were<br />
their voices when defiance and hatred were called for by white men who sat<br />
in these very churches?” Out of his frustration Dr. King even questioned if<br />
white churchgoers of the South worshipped the same God he did.<br />
I recognize that individual Christians were involved in the civil rights<br />
movement and some even gave their lives. However, as an institution, the<br />
Christian church not only remained uninvolved, but continued to act on its<br />
racist views, showing little interest in the lives and well-being of people of<br />
color. In the words of Yancey:<br />
Yes, we have examples of St. Francis of Assisi trying to halt the Crusades,<br />
of monks who outdo Gandhi’s asceticism, of missionaries who<br />
serve the suffering, of Quakers and Anabaptists who oppose all violence.<br />
But by and large the history of European Christianity is the record<br />
of a church that relies on wealth, power, prestige, and even coercion<br />
and war to advance its cause. 42<br />
Jesse Jackson’s account of racism in the South is even more explicit. He<br />
notes that as recently as 35-40 years ago Christians remained loyal to the<br />
racist system, turning away from involvement in the Civil Rights movement.<br />
In Jackson’s words:<br />
… the insult of racial segregation remained an institution for nearly a century.<br />
Created by an economy of exploitation and greed, sustained by the politics of<br />
divide-and-rule, defended by the pronouncements of law that had no moral<br />
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44<br />
foundation, nurtured by the religion of white supremacy, it was enforced,<br />
on a daily basis, by a police state. This is one of the fundamental lessons of<br />
the American national experience. (emphasis mine) 43<br />
Jackson’s observation is a good reminder that racism is imbedded in systems<br />
and institutions. The construct of race created false assumptions about<br />
the human condition. As a result racism and white supremacy flourished, giving<br />
rise to a great evil on the part of white Christians of the United States.<br />
In addition, it became a missed opportunity by Christians and Christianity<br />
to follow a biblical invitation (Romans 12:15-18) to live peaceably with all<br />
God’s people, without regard to human-created divisions.<br />
Today, the residual of racism may be present in many forms and in many<br />
countries. To some extent, however, Christians worldwide, particularly<br />
those from the West, will not escape the blame for the origin of racism in our<br />
society. Though slavery formally halted in the U.S with the ratifications of<br />
the Thirteenth Amendment (1865), degradation of people of color continues.<br />
Furthermore, white nations continue to exhibit oppressive behavior toward<br />
black ones, even today. The late Emperor Haile Selassie of Ethiopia spoke<br />
against racism to world leaders. On October 4, 1963, he gave a speech to the<br />
United Nations, speaking out against racism:<br />
…until the philosophy which holds one race superior and another inferior<br />
is finally and permanently discredited and abandoned; that until<br />
there are no longer any first and second class citizens of any nations;<br />
that until the color of a man’s skin is of no more significance than the<br />
color of his eyes; that until the basic human rights are equally guaranteed<br />
to all—without regard to race—until that day, the dream of lasting<br />
peace and world citizenship and the role of international morality will<br />
remain but a fleeting illusion, to be pursued but never attained… 44<br />
Today, 44 years after Emperor Selassie Ethiopia appealed to the world<br />
nations, asking for equality of all people, racism is still spread widely across<br />
society and all institutions. White institutions, large and small, have the privilege<br />
to not let their guard down and disregard institutional racism for one<br />
simple reason: “power.” It is the misuse of collective power that makes racism<br />
work. As Dr. King once said, “There is nothing essentially wrong with<br />
power. The problem is American power is unequally distributed.”<br />
We have the opportunity to be part of the solution. As Christians, we are<br />
called to do something about it. Perhaps it is important to note that the process<br />
of dismantling racism cannot be done in a short period of time. The
The Two Faces of Racism<br />
fact that it existed for more than 500 years and that it is entrenched in history<br />
means that it may take a generation or longer. It may not be possible<br />
to redeem the nation from the sin of racism without dismantling racism. As<br />
Barndt says, “we cannot build a pluralistic society without tearing down the<br />
walls of racism.” 45 A multicultural institution may be a goal, but it will not<br />
be a possibility without eliminating institutional racism.<br />
Collectively, Christian churches must see un-doing racism as their vocation<br />
and promote peace and justice. Peace without justice will be a remote<br />
possibility in our time. In a world of today, we cannot continue to separate<br />
and isolate some because of the color of their skin. Christians are called not<br />
only to meet the spiritual needs of people, but the physical, social, and political<br />
needs of everyone. The mistakes and hurt of the past will take time to<br />
heal. The process of peace and healing from the sin of racism will even take<br />
longer, and we may run out of options, but now is the time to make things<br />
right.<br />
Conclusion<br />
I argue about the ever-persistent problem of racism in our nation and in the<br />
Christian churches. I also seek to encourage acknowledgment of the issue,<br />
solicit help in promoting greater understanding of racism, and request partnership<br />
in discontinuing its vicious cycle. Most of all, this is an invitation<br />
to all Christians and Christian institutions to re-examine their views of race<br />
and to begin to teach against the sin of racism for the purpose of healing<br />
and hope among all people. In addition, it is an invitation to respect and<br />
honor all of God’s children as equals and to live peaceably with all people.<br />
Perhaps the challenges to all of us will be how to respond to those who say<br />
“we are equal—there is no problem.” However, evidence shows that we are<br />
not equal in all things that matter: in the distributions of power, in the distribution<br />
of resources of income, and in the way we perceive whiteness and<br />
blackness in our society.<br />
We have the opportunity to repent of our sins and make it right. Christianity<br />
and the institutional church must embrace the task of reconciliation. It<br />
is possible to complete the unfinished work of the Christian Church and to<br />
engage humanity in the work of reconciliation. The time has come for the<br />
Christian church to begin institutional change and provide creative leadership<br />
that promotes love not hate, collaboration not selfishness, and most of<br />
all, human equality not superiority. As Dr. King said, “Light has come into<br />
the world, and every man must decide whether he will walk in the light of<br />
creative altruism or the darkness of destructiveness.” Christians have unique<br />
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46<br />
opportunities to systemically change the way most white people control, use,<br />
and abuse the power of institutions they created and operate. The country is<br />
divided by wealth, race, and ethnicity due to practice of white supremacy.<br />
We need to think of an inclusive model of leadership that does not discriminate<br />
based on skin color. The persistence of human suffering, poverty, and<br />
inequality in “this so-called Christian nation” depends partly on the quality<br />
of future leadership that the Christian church provides. This new generation<br />
of leaders must be sensitive to the needs of all God’s people. Churches can<br />
and should begin the development of future leaders by identifying the problem<br />
of racism. I hope that the Christian church of today and its members are<br />
ready for the challenge, prepared to acknowledge past mistakes, and poised<br />
to move forward to develop a new generation of church leaders.<br />
Acknowledging and naming the problem will take us one step closer<br />
to finding the solution. A case in point: President George W. Bush, in his<br />
speech during the 50th anniversary of Supreme Court Decision Brown v.<br />
the Board of Education named the problem, and he said, “the habits of<br />
racism in America have not been broken.” His acknowledgment of a major<br />
societal issue by a national leader will give our country the impetus and<br />
legitimacy to change the pattern of entrenched racism. It will make it easier<br />
for people to discuss an issue that most people do not want to talk about<br />
publicly. Bush also appointed African American and other persons of color<br />
to key cabinet posts.<br />
Today it is not unusual to find churches and church institutions that oppress<br />
people of color by undermining their presence and disempowering<br />
them structurally. Recognizing and naming the problem may be the first<br />
positive step toward peace, but more is needed to dismantle the sin of racism.<br />
For Christians who believe in white supremacy to change, and for people<br />
of color to forgive, is to move in the right direction toward rebuilding<br />
the broken relationships. However, without change in the power structure,<br />
people of color cannot challenge the ideology of white supremacy in our<br />
culture. Central and critical to this anti-racism process is the transformation<br />
of the church and the church’s power structure. The church’s teaching<br />
the theology of peacemaking without providing the tools for anti-racism<br />
process is not sufficient.<br />
Finally, moving white Christians from being non-racist to engaging them<br />
in anti-racism endeavors will be difficult and will take a long time. Meaningful<br />
anti-racism work is possible if Christian churches will move away from a<br />
false biological identity, which is whiteness, and exclusive cultural identity,<br />
which is European, toward an inclusive theological and spiritual identity,
which is the family of God. In Acts 17:26, Paul provides such a model when<br />
he said in Athens: “From one ancestor he made every nation to inhabit the<br />
whole earth.” Now all Bible-reading Christians must face and confess if they<br />
don’t understand what is not included in the term “every”. Unless Christians<br />
choose to believe Scriptures selectively, the Bible is clear that the word<br />
“every” means all humans without labeling them by color. Racism that is<br />
not confronted will continue to harm all people and ultimately hinders our<br />
earthly goal: the expansion of God’s kingdom. It has been said that race may<br />
be an illusion but “racism” is real.<br />
NotES<br />
1 Madonna G. Constantine & Derald Wing Sue, ed., Addressing Racism: Facilitating Cultural<br />
Competence in Mental Heath and Educational Settings (John Wiley & Sons, Inc., 2006).<br />
2 Berel Lang, ed., Race & Racism in Theory & Practice (New York: Rowman & Littlefield<br />
Publishers, Inc., 2000), 5.<br />
3 “The Myth of Race,” Damascus Road Anti-Racism Training Production (Akron: The<br />
Mennonite Central Committee, 2000).<br />
4 Phyllis A. Katz & Dalmas A. Taylor, ed., Eliminating Racism: Profiles in Controversy (New<br />
York: Plenum Publishers 1998), 6.<br />
5 Joseph Barndt, Dismantling Racism: The Continuing Challenge to White America<br />
(Minneapolis: Augsburg Fortress Publishers, 1991).<br />
6 Caleb Rosado, “The Web of Culture: Prejudice and Racism—the under girding actor is Power:<br />
Toward an Understanding of Prejudice and Racism,” http://www.rosado.net.<br />
7 Joseph Barndt, Dismantling Racism: The Continuing Challenge to White America<br />
(Minneapolis: Augsburg Fortress Publishers, 1991).<br />
8 Madonna G. Constantine & Derald Wing Sue, ed., Addressing Racism: Facilitating Cultural<br />
Competence in Mental Heath and Educational Settings (John Wiley & Sons, Inc., 2006).<br />
9 Andrew Hacker, Two Nations: Black and White, Separate, Hostile, Unequal (New York:<br />
McMillan Publishing Company, 1992). “The Myth of Race,” Damascus Road Anti-Racism<br />
Training Production (Akron: The Mennonite Central Committee, 2000). Cornel West, Race<br />
Matters (Boston: Beacon Press, 1993).<br />
10 Larry Adelman, executive producer, C. Herbes-Sommers, episode producer, Race: The<br />
Power of an Illusion, PBS documentary, 2003 (Burlington: California Newsreel).<br />
11 Scott Plous, ed., Understanding Prejudice and Discrimination (New York: McGraw-Hill,<br />
2003).<br />
12 Joseph Barndt, Dismantling Racism: The Continuing Challenge to White America (Minneapolis:<br />
Augsburg Fortress Publishers, 1991). Madonna G. Constantine & Derald Wing Sue,<br />
ed., Addressing Racism: Facilitating Cultural Competence in Mental Heath and Educational<br />
Settings (John Wiley & Sons, Inc., 2006). Berel Lang, ed., Race & Racism in Theory<br />
& Practice (New York: Rowman & Littlefield Publishers, Inc., 2000). “The Myth of Race,”<br />
Damascus Road Anti-Racism Training Production (Akron: The Mennonite Central Committee,<br />
2000).<br />
13 Anthony Stith, Breaking the Glass Ceiling, Sexism & Racism in Corporate America: The<br />
Myth, The Realities & The Solution (Toronto & Los Angeles: Warwick Publishing, 1998).<br />
14 Elois H. Meneses, “Race and Ethnicity; an Anthropological Perspective,” Race, Sex and<br />
Class, (1994):137-146.<br />
The Two Faces of Racism<br />
47
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48<br />
15 Larry Adelman, executive producer, C. Herbes-Sommers, episode producer, Race: The Power<br />
of an Illusion, PBS documentary, (Burlington: California Newsreel, 2003).<br />
16 Charles Darwin, The Origin of Species and The Descent of Man, ed. Robert Maynard<br />
Hutchins (Chicago: Encyclopedia Britannica Inc., 1952).<br />
17 Andrew Hacker, Two Nations: Black and White, Separate, Hostile, Unequal (New York:<br />
McMillan Publishing Company, 1992), 217.<br />
18 Larry Adelman, executive producer, C. Herbes-Sommers, episode producer, Race: The<br />
Power of an Illusion, PBS documentary, (Burlington: California Newsreel, 2003).<br />
19 James F. Findlay, Church People in the Struggle: The National Council of Churches and<br />
the Black Freedom Movement, 1950-1970 (Oxford: Oxford <strong>University</strong> Press, 1993), 78.<br />
20 Joseph Barndt, Dismantling Racism: The Continuing Challenge to White America<br />
(Minneapolis: Augsburg Fortress Publishers, 1991).<br />
21 Alvin J. Schmidt, How Christianity Changed the World (Grand Rapids: Zondervan,<br />
2001).<br />
22 Anthony Stith, Breaking the Glass Ceiling, Sexism & Racism in Corporate America: The<br />
Myth, The Realities & The Solution (Toronto & Los Angeles: Warwick Publishing, 1998), 64.<br />
23 Joseph Barndt, Dismantling Racism: The Continuing Challenge to White America<br />
(Minneapolis: Augsburg Fortress Publishers, 1991). Madonna G. Constantine & Derald Wing<br />
Sue, ed., Addressing Racism: Facilitating Cultural Competence in Mental Heath and<br />
Educational Settings (John Wiley & Sons, Inc., 2006).<br />
24 Ella Mazel, And Don’t Call Me a Racist! (A Treasury of Quotes on the Past, Present, and<br />
Future of the Color Line in America) (San Francisco: Argonaut Press, 1998), 13.<br />
25 Caleb Rosado, “The Web of Culture: Prejudice and Racism—the under girding actor is<br />
Power: Toward an Understanding of Prejudice and Racism,” http://www.rosado.net, 3.<br />
26 Ella Mazel, And Don’t Call Me a Racist! (A Treasury of Quotes on the Past, Present, and<br />
Future of the Color Line in America) (San Francisco: Argonaut Press, 1998), 98.<br />
27 Phyllis A. Katz & Dalmas A. Taylor, ed., Eliminating Racism: Profiles in Controversy<br />
(New York: Plenum Publishers, 1998), 24.<br />
28 Joe Klein, “In the Arena: Let’s Have an Antipoverty Caucus,” TIME, October 3, 2005, 29.<br />
29 Ella Mazel, And Don’t Call Me a Racist! (A Treasury of Quotes on the Past, Present, and<br />
Future of the Color Line in America) (San Francisco: Argonaut Press, 1998), 13.<br />
30 Mark Gerzon, A House Divided: Six Belief Systems Struggling for America’s Soul<br />
(New York: G.P. Putnam, 1996), 75.<br />
31<br />
In 2006 <strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong> named an African American to the position of Provost.<br />
32 Joseph Barndt, Dismantling Racism: The Continuing Challenge to White America<br />
(Minneapolis: Augsburg Fortress Publishers, 1991).<br />
33 Cornel West, Race Matters (Boston: Beacon Press, 1993), 3.<br />
34 Scott Plous, ed., Understanding Prejudice and Discrimination (New York: McGraw-Hill,<br />
2003), 191.<br />
35 Joseph Barndt, Dismantling Racism: The Continuing Challenge to White America<br />
(Minneapolis: Augsburg Fortress Publishers, 1991), 66.<br />
36 Sarah Yoder, “Lesson from a class on racism and power,” The Mennonite, September<br />
2003, 16.<br />
37 Philip Yancey, Soul Survivor: How My Faith Survived the Church (New York: Doubleday,<br />
2001), 16.<br />
38 “The Myth of Race,” Damascus Road Anti-Racism Training Production (Akron: The<br />
Mennonite Central Committee, 2000).
39 James F. Findlay, Church People in the Struggle: The National Council of Churches and<br />
the Black Freedom Movement, 1950-1970 (Oxford: Oxford <strong>University</strong> Press, 1993).<br />
40 Cornel West, Democracy Matters: Winning the Fight Against Imperialism (New York:<br />
Penguin Press, 2004).<br />
41 Ibid., 148-49.<br />
42 Philip Yancey, Soul Survivor: How My Faith Survived the Church (New York: Doubleday, 2001),<br />
162.<br />
The Two Faces of Racism<br />
43 Pete Seeger and Bob Reiser, Everybody Says Freedom (New York: W. W. Norton, 1989), xi.<br />
44 Lance Seunarine, The Lion Roars: Selected Speeches and Letters of Haile Selassie<br />
(New York: Trican Books, 1998), xi.<br />
45 Joseph Barndt, Dismantling Racism: The Continuing Challenge to White America<br />
(Minneapolis: Augsburg Fortress Publishers, 1991).<br />
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50
Response to Zenebe Abebe’s<br />
“The Two Faces of Racism”<br />
hoNoRA hoWEll ChAPMAN<br />
Response to Zenebe Abebe’s “The Two Faces of Racism”<br />
“There is neither Jew nor Greek, there is neither slave nor free [person], nor is<br />
there masculine [thing] and feminine [thing]; for you all are one in Christ Jesus.”<br />
Galatians 3:28<br />
“Here there is not Greek and Jew, circumcision and foreskin, barbarian, Scythian,<br />
slave, free [person], but all things and in all is Christ.” Colossians 3:11 1<br />
How many people these days think of themselves as a “foreskin”? Probably<br />
very few. And nowadays there aren’t many people, whether Christian<br />
or not, expressing pride in their Scythian roots, either. Ways of categorizing<br />
people in the West have definitely changed in the last two thousand years.<br />
There are, however, many today who identify with the other categories Paul<br />
delineates in his exhortations to unity within the burgeoning Christian communities<br />
of the mid-first century. As his letters attest, Paul was passionate<br />
about stamping out divisiveness.<br />
In Paul’s vision of a church of the new creation (Galatians 6:15), there<br />
simply cannot exist distinctions based on ethnicity, physical and gender<br />
characteristics, or political status. In fact, for him the unity of the church<br />
as one body in Christ absolutely depends upon this rejection of superficial<br />
differences. It’s not that Paul is trying to deny the physicality of his fellow<br />
believers; instead, he is pressing them to look beyond these banal categorizations<br />
of their physical existence and to embrace what makes them ultimately<br />
special: their spiritual belief in Jesus as the Christ. Despite the clarity of<br />
Paul’s message on this point, institutionalized Christian churches and their<br />
related organizations, such as universities, have found ways to marginalize<br />
or exclude people based on the very distinctions that Paul sought to downplay<br />
for the sake of unity.<br />
Zenebe Abebe has clearly shown how the construction of race by skin<br />
color as a categorical definition of humanity since the seventeenth century<br />
has had an insidious effect upon the lives of people who have not fallen into<br />
the “white” category. None of us can deny the horrible impact of slavery,<br />
segregation, economic deprivation, lost opportunities, and other social ills<br />
upon those who have fallen into the “Negro,” “black,” “Indian,” or any other<br />
dreamt up non-white category. Christian churches, even when consciously<br />
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52<br />
attempting to help others and to spread the Gospel, have not been immune to<br />
this tendency to categorize and thus are complicit in this degradation of fellow<br />
human beings, including other Christians. How strange it is that Christians<br />
have not wholeheartedly embraced the example of the apostle Philip,<br />
who had no problem sitting next to, conversing with, and then baptizing the<br />
eunuch of the queen of the Ethiopians (Acts 8:26-40).<br />
The racism that lingers in American churches hardly exists in a vacuum.<br />
It is shocking to think that anyone living in the United States over fifty years<br />
after Brown v. Board of Education (and over 135 years after the Thirteenth,<br />
Fourteenth, and Fifteenth Amendments to the United States Constitution 2 )<br />
still fosters racially based exclusionism, but old habits and outlooks die hard.<br />
CNN.com reported on April 23, 2007, from Ashburn, Georgia:<br />
Students of Turner County High School started what they hope will<br />
become a new tradition: Black and white students attended the prom<br />
together for the first time on Saturday.<br />
In previous years, parents had organized private, segregated dances for<br />
students of the school in rural Ashburn, Georgia, 160 miles south of<br />
Atlanta.<br />
“Whites always come to this one and blacks always go to this one,”<br />
said Lacey Adkinson, a 14-year-old freshman at the school of 455<br />
students—55 percent black, 43 percent white.<br />
“It’s always been a tradition since my daddy was in school to have the<br />
segregated ones, and this year we’re finally getting to try something<br />
new,” she said. 3<br />
I could end here with a happy story of integration, but in fact, life is just not<br />
that easy:<br />
But not everyone in the town of 4,400, famous for its peanuts and Fire<br />
Ant Festival, was breaking with the past.<br />
The “white prom” still went on last week.<br />
“We did everything like a regular prom just because we had already<br />
booked it,” said, Cheryl Nichols, 18, who attended the dance.<br />
Nichole Royal, 18, said black students could have gone to the prom, but<br />
didn’t.
Response to Zenebe Abebe’s “The Two Faces of Racism”<br />
“I guess they feel like they’re not welcome,” she said.<br />
Nichols said while her parents were in support of the integrated prom,<br />
some of her friends weren’t allowed to go. 4 [emphasis mine]<br />
This prom may seem frivolous in the big scheme of things, but it points<br />
to something more important. Notice that Cheryl Nichols’ parents see a<br />
different future, “something new” as Lacey Adkinson puts it, but other<br />
parents do not; many of the latter probably consider themselves good,<br />
church-going Christians. I suspect that it will take another three generations<br />
for these segregationist tendencies to die off, when everyone who<br />
can remember Plessy v. Ferguson’s “separate but equal”—and their children—are<br />
dead and gone. What Paul said almost two thousand years ago<br />
still pertains: people have to see themselves as part of a new creation if<br />
they are going to enjoy unity as a church in Christ, but when they cling to<br />
the old ways and definitions out of tradition, malice, or ignorance, they not<br />
only harm themselves but also others.<br />
Abebe has argued vigorously for race as a socially and historically constructed<br />
category, 5 and he has rightly called upon Christian churches to reject<br />
this artificial divide between people. Paul argued essentially the same thing<br />
when he denied the importance of identifying people as Greeks, Jews, or<br />
Scythians, which is the closet thing Greco-Roman antiquity had to the early<br />
modern category of “races.” Paul as a Jew had been raised to think of everyone<br />
who was not a Jew as belonging to ta ethne, the [foreign] nations,<br />
and in Galatians he even refers to non-Jewish Galatian Christians with this<br />
terminology, while calling the Jewish Christians who were promoting circumcision<br />
“hoi Ioudaioi,” the Judeans/Jews (Gal. 2:12-13). 6 Paul may not<br />
have had “race” as a skin-color category, but he and his society certainly had<br />
various ideas about ethnic categories and their characteristics.<br />
Paul and his contemporaries could also see differences between the Jews<br />
and the rest of the nations, because besides abstaining from pork and observing<br />
the Sabbath, the Jews practiced full male circumcision. 7 So, when the<br />
Roman state was hunting down people evading the fiscus Iudaicus tax on<br />
Jews towards the end of the first century A.D., the authorities used visual<br />
evidence for determining a man’s Jewishness, as the biographer Suetonius<br />
(Domitian XII. 2) reports: “I remember as a young man being there when<br />
a ninety-year-old man was inspected by a procurator and a very crowded<br />
court to see whether he had been circumcised.” Thus, ethnic identity as a<br />
Jew did, in fact, have a physical, observable manifestation, though usually<br />
kept covered unless at the public baths or latrines. If only modern Christians<br />
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could heed Paul’s call for spiritual unity and ignore all physical markers that<br />
set people apart—including physical disabilities—and concentrate instead<br />
on what really matters.<br />
Abebe has wisely chosen a passage, Acts 17:26, as a paradigmatic statement<br />
of Paul’s position on “the idea of ‘one humanity.’” 8 What is fascinating<br />
is to see in this chapter of Acts how Paul tries to reach out to his overeducated<br />
Athenian audience by quoting soon after this verse directly from one<br />
of the recognized classics of Greek didactic poetry, Aratus’ Phaenomena:<br />
“For we are indeed his offspring.” Aratus in this poem on constellations<br />
and weather is talking about humans descending from Zeus, but Paul (or<br />
the author of Acts narrating this scene) shows his cleverness and cultural<br />
sensitivity by trying to bridge the gap between the two ethnic groups, Greek<br />
and Jewish, and their respective teachings in order to prove that they share<br />
common roots.<br />
Paul, however, in his sweeping drive for universalism, stepped beyond<br />
just the boundary of ethnicity when building his new Christian communities<br />
around the Mediterranean. He also exhorted his newly minted fellow<br />
Christians to disregard the other categories that divide people. In his day,<br />
legal status and gender were two other very obvious ones besides ethnicity/national<br />
heritage. 9<br />
People became slaves through warfare, debt, and birth, and under Roman<br />
law they were literally “things”—property to be bought and sold. Paul tells<br />
the recipients of his letters in Galatia and at Colossae 10 to transcend their<br />
labels of “slave” or “free” and to concentrate on what matters most: their<br />
faith. In another letter, he asks Philemon to think of his slave Onesimus as<br />
a “beloved brother” (Philemon 16), yet Paul never denounces slavery as an<br />
institution, to the dismay of anyone who cherishes a society where everyone<br />
is free.<br />
Furthermore, in Galatians Paul rejects gender as a defining element of a<br />
person in a Christian community. He refers to the genders in the neuter form<br />
(arsen kai thelu), which has the effect of distancing these biological categories<br />
from the male and female-identifying people to whom he is talking.<br />
It’s as if he is pushing them towards gender neutrality with his very word<br />
choice, or least downgrading the importance of gender distinction. Imagine<br />
all modern Christian churches doing the same, not just in their words but in<br />
their actions, too!<br />
Abebe has demonstrated that “Christianity must be about equality, healing,<br />
and hope.” What, then, can we do with twenty-first century individuals,
churches, and institutions that continue to cling to categorizing people in a<br />
variety of ways, a practice that Paul himself dismissed so long ago?<br />
As Jesus’ parable of the Prodigal Son in Luke’s Gospel (15:11-32) so<br />
vividly shows, forgiveness and unconditional love are the key to being one<br />
with God. 11 This applies not only to individuals but also to Christian organizations,<br />
as Paul (or his imitator) explains:<br />
Put on, therefore, as chosen ones of God, holy and loved, compassion,<br />
kindness,…; just as the Lord has forgiven you, so also you [should forgive].<br />
And above all these, [put on] love, which is a bond of perfection.<br />
(Colossians 3:12-14)<br />
Hopefully, those who have found themselves discriminated against for a<br />
variety of reasons within their own Christian churches and institutions can<br />
forgive those who have perpetrated this injustice and separation, and communities<br />
as a whole can start to “put on love”—a daringly simple solution<br />
to all of society’s ills.<br />
NotES<br />
Response to Zenebe Abebe’s “The Two Faces of Racism”<br />
1 Translations are my own, based on the Greek text of the Nestle-Aland 26th edition.<br />
2 Notice that the Fifteenth Amendment specifies both race and color in order to eradicate any<br />
gray areas of categorization when granting suffrage: “The right of citizens of the United States<br />
to vote shall not be denied or abridged by the United States or by any State on account of race,<br />
color, or previous condition of servitude.”<br />
3 http://www.cnn.com/2007/us/04/23/turner.prom/index.html.<br />
4 I thank my son, William Chapman, for alerting me to this story.<br />
5 This constructionist viewpoint is within the mainstream of current academic scholarship. See, for instance,<br />
the review article by Nancy Appelbaum, “Post-Revisionist Scholarship on Race,” Latin American<br />
Research Review 40.3 (2005) 206-217; the books she discusses might further enhance Abebe’s argument<br />
by extending its scope to the other Americas, where the construction of race has played different<br />
roles than in the United States.<br />
6 Furthermore, for his ethnically Greek readers, Paul is tapping into the Greek view of the rest<br />
of the world by using in his list of categories the term “barbarian,” i.e., all the rest of the world’s<br />
population who babble in a non-Greek language.<br />
7 On types of circumcision in antiquity and Paul’s strong rejection of forcing it upon men who<br />
wished to become Christian, see H. Chapman, “Paul, Josephus, and the Judean Nationalistic<br />
and Imperialistic Policy of Forced Circumcision,” ’Ilu, Revista de Ciencias de las religiones<br />
11 (2006), 131-155. On Jewish nationalism in this period, see D. Goodblatt, Elements of<br />
Ancient Jewish Nationalism (Cambridge: Cambridge <strong>University</strong> Press, 2006).<br />
8 Interestingly, the Liddell, Scott, and Jones, Greek-English Lexicon entry for “genos,” the<br />
word Aratus uses for “offspring,” gives many English equivalents, of which “race” is the first,<br />
but this term in Greek does not connote color; to use “race” in a translation would, as Abebe has<br />
shown, lead one possibly to think in terms of skin color.<br />
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9 Notice, however, that Paul does not mention the rich/poor dichotomy in Galatians 3:28, which<br />
would have been very apparent in society as a whole; does this indicate that Paul’s Christian<br />
communities were not economically diverse enough to make this an issue?<br />
10 This letter might not have been written by Paul; see S. Mason and T. Robinson, Early Christian<br />
Reader (Peabody: Hendrikson, 2004), 151-166.<br />
11 St. Augustine uses this parable as a running theme in his Confessions to describe his journey<br />
towards God. A recent movie, The Second Chance (2006), does the same while dramatizing<br />
the interaction between two Christian pastors—one black, the other white.
The Church and Women:<br />
Power, Participation, and Language<br />
in Christian Institutions<br />
hoPE NISly<br />
The Church and Women<br />
In the late twentieth century, the institutional church began to make<br />
much-needed, long-overdue progress in the formal inclusion of women in<br />
its structure and life. To be sure, women had always been part of church life,<br />
but generally with a silent role and/or forced to create their own spheres of<br />
influence without official acknowledgment or access to power. Even with<br />
recent changes churches, at best, appear ambiguous on issues of inclusion<br />
and, at worst, remain misogynist and confining. It is important, therefore, to<br />
discuss the role of women in matters of faith, and to ascertain how women<br />
have carved out niches within structures that have long marginalized their<br />
position and presence. It is equally important to note that despite changes<br />
promising fuller inclusion there is ongoing resistance, in both subtle and<br />
overt ways.<br />
I grew up in a church (in the Conservative Mennonite Conference) that<br />
required women to cover their heads at all times in symbolic submission to<br />
the “godly” chain of authority. The order was explicit and clear: God, Jesus<br />
Christ, man, woman. By the time I was an adolescent several things were<br />
apparent: First, the rules of my church had the greatest impact on women<br />
and they were a burden despite assurances that these strictures were actually<br />
a protection for females, denoting respect and honor. Furthermore, I<br />
noticed that there were women around me who seemed at least as competent<br />
as the male leaders, yet their participation in official church business was<br />
restricted. They could teach other women or they could present an essay at<br />
the Sunday evening service. In the main worship service on Sunday morning,<br />
however, women could speak only few words of testimony.The scenario<br />
referenced was from a different time and place, and there are significant<br />
differences between that and twenty-first century church practice. Yet today,<br />
when I sit with female colleagues from church institutions and churches<br />
(even ones that ordain women and hire them for management positions) I<br />
continue to hear about struggles to be heard on an equal basis with male colleagues,<br />
about being scrutinized and held to more rigid standards than men,<br />
and of the difficulty in finding and retaining positions. I hear from women<br />
whose institutional evaluations include comments on their style of clothing<br />
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along with actual performance assessment. I observe churches that make a<br />
distinction in whether women can be associate pastors or lead pastors. 1<br />
To be sure, the landscape differs from my Sunday morning experiences<br />
and observations at age thirteen. Church organizations have women in some<br />
upper-management positions. A few churches ordain women without major<br />
debate. There is the occasional church or denomination that encourages<br />
speaking of God in images that are not solely male. There may even be<br />
denominations where the “mommy wars” are not perpetuated in the name<br />
of God and the Bible, and where women find support for whatever decision<br />
they make regarding home and career.<br />
The fact that these things have to be acknowledged, however, indicates<br />
the tenuous nature of the progress toward full inclusion. In addition, there<br />
has been a retrenchment of positioning that makes it necessary to continue<br />
to discuss the topic. After all, we have no need to discuss the query: “Has<br />
the church been good for men?” That question has a quality that renders it<br />
irrelevant.<br />
So the debate churns on over ordination, women’s roles in home and<br />
church, and whether one can conceive of God as anything other than “he.”<br />
The church enters these debates with too little sense of history, with scant<br />
knowledge of the construction of gender roles and how they have limited<br />
women’s lives with the explicit guidance and sanction of the church.<br />
Even so, women in the churches (usually at the margins, and prior to<br />
institutionalization) have found ways to participate. They have seldom done<br />
this without opposition, but nevertheless, they have done it. Does that mean<br />
that the church has been “good for women?” I have to reiterate that the<br />
institutional church has not been good for women unless one considers the<br />
church at its origin and the churches at the margins. It is there where change<br />
happens and where, yes, the church can be good for women.<br />
The issues, if they can be sorted out at all, are many. Is it about women<br />
in leadership? Is it about how we speak of God? Is it how we understand<br />
gender roles at any level of society and church? Is it how we view female<br />
(and male) sexuality? Is it about more than access to power—i.e. how are the<br />
daily lives of women impacted by church decisions and mandates? Why is<br />
violence against women as prevalent within the church as without? Finally,<br />
how do we tell the stories of the church in ways that reflect lived experience<br />
alongside ideological mandates?<br />
When Mary spoke to the angel saying, “Here am I, the servant of the Lord;<br />
let it be with me according to your word,” (Luke 1:38) she exhibited readi-
The Church and Women<br />
ness to take her place in the community. A Jewish woman with few temple<br />
rights who was in the uncomfortable position of an inexplicable pregnancy,<br />
she was willing, nevertheless, to assume a public role. As a prophet, Mary<br />
“went with haste” to Elizabeth, who recognized in her a woman with a vital<br />
part in a larger plan, embodying the best of their tradition.<br />
The lyrics of Mary’s song foresaw a shift in power that her son would<br />
soon portray. Her words illustrate the potent impact faith can have on the<br />
lives of those who live (as Mary did) at the margins of society. The power<br />
to which she referred would bring, “down the powerful from their thrones,<br />
and lift up the lowly.” This power would not entrench itself in maintenance<br />
of the status quo, but rather allow each person to find his or her own place,<br />
regardless of social status.<br />
In the ensuing development of Western civilization, the story of women’s<br />
participation in the church followed a circuitous path, one that too often reflected<br />
societal fears and ambiguities regarding women’s sexuality. Yet, the<br />
impact of Jesus’ model of an “upside down” power ran deep, surfacing in<br />
unusual places and potent ways. Women, along with other marginal groups,<br />
saw in Jesus’ life a call to ministry in many ways, while the institutional<br />
church generally limited them.<br />
Authentic faith, however, can not be suppressed indefinitely. Despite<br />
wounds of exclusion, being burned as witches, or banished simply for being<br />
outspoken, and within an overwhelmingly patriarchal structure, women (and<br />
at times, a few men around them) searched for the ideal of the early Jesus<br />
movement. The church marginalized women (and other groups) and the<br />
subsequent historical record eliminated their stories.<br />
I will highlight a few examples where women played an important role<br />
in the life of the church in the Western tradition. These are the exceptions to<br />
the rule, but it is in the exceptions where hope resides. I have chosen only<br />
two examples, with the acknowledgement that I have omitted major parts<br />
of the world and other eras for lack of space. In addition, I chose to look<br />
only at women in the Christian tradition and not to compare their experiences<br />
to that of women in other cultures and religions. It is a worthy study<br />
to determine why the historic treatment of women is poor among all world<br />
religions. 2 However, I ask that those of us who are Christians hold ourselves<br />
to our own best standard as set by our own Scripture and prophetic voices.<br />
This article looks at the ideal set by Jesus and his early followers, highlights<br />
several places where women took active roles in church life, and discusses<br />
implications for the twenty-first century church.<br />
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Each story is fraught with the complexity of human experience. We are,<br />
of course, affected by more than faith. Faith is always informed by societal<br />
mores, political institutions, economic structures, and more. In most cases,<br />
women anchored change within the predominant patriarchal rhetoric and<br />
structure. The cultural and ecclesiastical establishment prohibited a radical<br />
deviation from the norm even when (as with Anabaptists) people were discarding<br />
the prevailing foundations in favor of one determined to be more<br />
purely New Testament in structure. When women assumed different roles<br />
but acquiesced to cultural rhetoric, analysis is challenging. For the purpose<br />
of this article, I note simply that women altered their roles at great cost and<br />
with enormous effort.<br />
Searching church history for women’s contributions involves uncovering<br />
obscure names, revealing forgotten stories, and developing alternative<br />
frameworks of history and theology. The recovery of women’s voices illuminates<br />
some of the best of Christian tradition, for it is in lives on the margin<br />
where we find the powerful impact of authentic biblical Christianity. The<br />
story of the progress of the church is uneven, even painful. Nevertheless, it<br />
is the story of the possibility of redemption, in the re-creation of Jesus’ ideal<br />
where the church is willing to listen to the people on the edges and all voices<br />
are incorporated into church dialogue on any given issue.<br />
Women in the Early Jesus Movement<br />
With biblical roots, the Christian church has viewed itself as a place of<br />
redemption, where hurting people can turn for healing and hope. At its best,<br />
the church has served as a sanctuary from injustice. For all the times when<br />
the church has used the Bible to justify injustice (slavery, subjugation of<br />
women, warding off peasant revolts), there are those places where it has<br />
turned to its roots in the life of Jesus and elicited the best of its possibilities.<br />
For good and for bad, Christianity has affected the everyday lives of people,<br />
hidden beneath a broader structure of race, ethnicity, class, and gender.<br />
The biblical record reveals the depth and breadth of the possibility of<br />
the difference Christianity can make. Jesus modeled and voiced a new life<br />
of egalitarianism with full participation by everyone in the society. For the<br />
most part, Jesus never spoke directly to the subject of women’s roles, yet<br />
his actions provide an ample and eloquent example of an alternative way of<br />
living.<br />
In the first-century society under Roman rule, life was difficult for peasants<br />
and small farmers. The imperial system nearly destroyed community<br />
and family structures. There were ethnic and class tensions. Roman officials
The Church and Women<br />
disdained the Jewish people, seeing them as fit only to be Roman subjects<br />
or slaves. It was a world lacking in individual dignity and justice. 3 Into this<br />
chaos came Jesus with an alternative worldview.<br />
At the intersection of Roman, Greek, and Hebrew worlds, core values<br />
included honor and shame, lack of individual identity, and purity laws with<br />
a “place” for everything, including women. In ideology (although not always<br />
in practice) women’s identity rested with the men in their lives. In<br />
theory, they could bring honor or shame on their household without deserving<br />
honor. 4 Lived experience, however, does not always reflect ideology, and<br />
despite being restricted in their rights to speak theology and enter parts of the<br />
synagogue, women of the time were elders and prophets and leaders. 5<br />
Alongside this reality of women as elders and leaders, there was an ongoing<br />
debate regarding the appropriateness of women taking part in public<br />
worship. Jesus and his earliest followers, however, emphasized right relationships<br />
and community, advocating for an inclusive and egalitarian society<br />
and family. Warren Carter speaks of the Gospel as a “counternarrative, a<br />
work of resistance.” 6 This “counternarrative” extended to the role of women.<br />
The community Jesus modeled embraced new gender roles as well as economic<br />
and political ones. In fulfilling the best of his own Jewish tradition,<br />
Jesus provided an alternate emphasis on healing, hope, and inclusion of the<br />
marginalized. He called women into service for him, listened to them, and<br />
offered respect even when they disagreed with him.<br />
In his preaching, Jesus used examples from the lives of women and employed<br />
images that come from women’s experiences of life. These were no<br />
small things in this society where gender roles were clearly delineated and<br />
where women’s virtues centered on the private sphere and included obedience,<br />
silence, and chastity while men’s were public and based on courage<br />
and honor. 7<br />
In the twentieth century, lay theologian and Christian apologist, Dorothy<br />
Sayers wrote:<br />
Perhaps it is no small wonder that the women were the first at the Cradle<br />
and last at the Cross. They had never known a man like this man—there<br />
never has been such another. A prophet and teacher who never nagged<br />
at them, never flattered or coaxed or patronised; ...who took their questions<br />
and arguments seriously; who never mapped out their sphere for<br />
them . . .; There is no act, no sermon, no parable in the whole gospel<br />
that borrows its pungency from female perversity . . . 8<br />
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In other words, Jesus granted women dignity they had not known. There<br />
was no talk of submission. He called everyone alike to life in a new community<br />
where people respected and served each other. He expected everyone<br />
to live with love and to lead with justice. Ultimately, the political and social<br />
implications of this message, which would turn power on its head, led to his<br />
death.<br />
In the early church, there is a mixed presentation of women’s roles. This<br />
has led to tension in the church throughout the centuries. Paul supported<br />
women’s leadership in church and society, but he also spoke about a subordinate<br />
role for women. One passage that subsequent generations interpreted<br />
to mean that women are to be subject to men (I Corinthians 11), also contains<br />
the suggestion that women can prophesy (v. 5) and issues a call for mutual<br />
submission (v.11). Amy-Jill Levine suggests that the problem may be less<br />
about the misogyny of Paul and more related to issues of interpretation. 9<br />
The prevailing societal structure informed Paul and his contemporaries.<br />
And yet in the world of early Christianity, roles within the early church were<br />
based on faith rather than gender, in line with Jesus’ teaching. It was a radical<br />
statement (Gal. 3:28) to say that in this emerging movement that there was<br />
no longer Jew nor Greek, slave nor free, male nor female. This passage was<br />
a key to the early church’s understanding of itself. 10 Female converts helped<br />
build the church, with Paul calling them his co-workers, referring to them as<br />
apostles and prophets. However, Paul’s writings also reflect “injunctions of<br />
a patriarchal reaction which, on theological grounds, decree the subordinate<br />
role of women.” 11<br />
Alongside the message of subordination, the early church provides examples<br />
of women in leadership. Lydia, the “seller of purple,” was a wealthy<br />
business woman. She asked to be baptized, then became a leader in the<br />
church. Lydia opened her home to meetings and led new believers in an<br />
exploration of the implications of Jesus’ words. Paul spent time in her home<br />
and Lydia used her wealth and influence, to support his missionary work. 12<br />
Priscilla also opened her home to the community of gathering believers.<br />
She and her husband taught Apollos regarding the resurrection and meaning<br />
of Jesus’ death. Wahlberg likened this to someone informing Billy Graham<br />
that he had a flawed understanding of the Gospel. 13<br />
The question is always how we interpret the New Testament, as well as<br />
how we remember history. It makes a difference whether we emphasize<br />
Paul’s radically new model of peoplehood in Galatians or stop with his<br />
words of subordination and submission. Georgia Harkness notes, “The first<br />
of the these two sides of the paradox has been largely overlooked, while the
The Church and Women<br />
second has been very influential through the centuries in keeping women in<br />
subordination to men in both church and society.” 14<br />
Paul caught the vision of new possibilities, but he was still a product of<br />
his time and place. The women of the early church lived within the reality<br />
of this paradox, but saw a new vision. Interpretation of the texts continued<br />
to reflect the patriarchy that Jesus opposed. Then as the first generations of<br />
the church struggled for survival, along with recognition and credibility, the<br />
process of institutionalization led it into forcing women out of roles of leadership.<br />
15 It even debated the words that were acceptable regarding the image<br />
of God, leading away from the feminine (Sophia) and toward the masculine<br />
(Word.) 16<br />
It is Jesus’ vision to which we return when we record and interpret Christian<br />
history, where the Spirit is given to all (Acts 2:17); where there is neither<br />
male nor female (Gal. 3:28); where we heed Mary’s song (Luke 2:52) and<br />
turn power upside-down.<br />
Anabaptist Women<br />
The paradox of Paul’s words continued to manifest itself throughout the<br />
following millennia of church history, often with the church choosing to<br />
follow the Pauline proclamations for women to keep silence. There were<br />
exceptions, however, when parts of the church followed a different path. Too<br />
often the recording of history has minimized or omitted those exceptions to<br />
the rule. Recovering Jesus’ ideal for women is, therefore, more than a theological<br />
issue; it is also about the re-telling of our past.<br />
The Anabaptist movement of the sixteenth century provides one glimpse<br />
of an alternative view of women’s place. The names of many martyrs are<br />
familiar. What descendent of the Anabaptists does not know that Felix Manz<br />
was the first martyr drowned in the Limmat River? On the other hand, Anneken<br />
Heyndricks, Maria of Monjou, Anna of Freiburg, and Margarette<br />
Preuss are less recognizable, even though The Martyr’s Mirror relates the<br />
stories of these women, and many others, alongside the men. In the conclusion<br />
to the accounts of martyrs of the sixteenth century, the writer states,<br />
“We have presented to you, kind reader, many beautiful examples of men,<br />
women, youths and maidens, who faithfully followed their Saviour, Christ<br />
Jesus, in the true faith, feared God from the inmost of their soul, and with a<br />
pure heart sought eternal life…” 17<br />
For Anabaptists, the place of a martyr was one of honor. Anabaptist<br />
women left their families and followed the directives of their new-found<br />
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faith to their deaths. They gave their testimonies, printed and distributed the<br />
movement’s ideals, and ultimately, died for their faith alongside the men.<br />
While they did not openly challenging the principle of male leadership, they<br />
followed their consciences. The call to discipleship superseded even the call<br />
to care for their families. Placing Christ first, led them to the highest show of<br />
Christian commitment—martyrdom. 18<br />
The prophetic voice of the Anabaptist movement espoused discipleship<br />
and the “priesthood of all believers,” positions derived from reading the<br />
Bible and attempting to return to a New Testament model of the church.<br />
These women and men took their new-found theology seriously, leading<br />
them to places where practice diverged from cultural and spiritual norms<br />
of the time. In order to follow this call to radical discipleship, Anabaptist<br />
women had to study Scripture and theology thoroughly. When it came time<br />
to stand before the judges who questioned their faith, they spoke with conviction<br />
and clarity.<br />
As is often the case, the ideas on women’s roles varied. Menno Simons<br />
commanded women to be obedient and prescribed subordinate roles for<br />
them. Dirk Phillips, however, was critical of reformers for omitting women<br />
from their teaching. From prison, Jerome Segers wrote a letter to his wife,<br />
Lijsken, in which he declared, “And though they tell you to attend to your<br />
sewing, this does not hinder us; for Christ called us all, and commanded us<br />
to search the scriptures . . .” 19<br />
As Anabaptists recaptured a New Testament ideal for the church, women<br />
spoke freely and condemningly to their captors. They were teachers in the<br />
movement, they printed and disseminated Anabaptist materials, and they established<br />
congregations. With Jesus as their model, the theology was egalitarian.<br />
Martyrdom was an honor accorded to women as well as to men.<br />
Slave Women in the United States<br />
The experience of slave women in the United States provides another<br />
historical example of women’s involvement in the church. Born into slavery,<br />
denied even the right to raise their children and establish families, black<br />
women created communities founded on faith and rooted in the churches.<br />
Isabella Van Wagenen was one such woman. An illiterate slave woman who<br />
was forced to marry only to have her children sold away from her, Isabella<br />
became a compelling preacher whose sermons combined calls to Christ<br />
with abolition and women’s suffrage. She boldly preached her message to<br />
everyone, changing her name to Sojourner Truth to reflect her journey and<br />
mission.
The Church and Women<br />
Black women from the time of slavery onward were spiritual leaders<br />
within their churches. They preached and wrote, often combining their ministries<br />
with abolition, civil rights, and women’s suffrage. Despite debates on<br />
the roles women should play, individual congregations of many denominations<br />
often supported and encouraged the women to follow their callings.<br />
Mission, leadership, and ministry were often a flawless part of social rights<br />
movements.<br />
Sojourner Truth, whose spiritual revelation led her to become a compelling<br />
preacher of salvation and abolition, is well known, but she was not<br />
alone. Maria Stewart was another minister who spoke for the rights of black<br />
women and openly criticized male clergy. Slave women such as Mother<br />
Suma and Aunt Hester preached and converted, even among their owners.<br />
Jarena Lee, the first female preacher in the African Methodist Episcopal<br />
Church, received the endorsement of the bishop, but was refused a formal<br />
pastorate and became an itinerant evangelist. Still others went to the mission<br />
field through their churches. 20<br />
Within restrictions, they did the work of the church for which they often<br />
were excoriated. For black women in ministry, there was always an additional<br />
restriction. The African-American church was the one place where<br />
black men exerted influence. Women frequently held themselves back to<br />
allow men the power they lacked elsewhere.<br />
Despite obstacles, slave women paved the way for women who became<br />
ministers, evangelists, and theologians after them. They drew on their African<br />
traditions and images of God, incorporated Christian beliefs, worked<br />
within their particular context of slavery and violence to create a religious<br />
tradition of unbounded strength and hope.<br />
Where Do We Go From here?<br />
The stories of the power exerted by Christianity in women’s lives lies in<br />
the lives of many women. Throughout the centuries, women found many<br />
ways to carve out their own worlds, to participate in the life of the church,<br />
to form their own spiritual traditions. From mystics such as Jane Lead to<br />
twentieth century Mennonite Brethren missionary Paulina Foote; from Joan<br />
of Arc to Simone Weil to Pentecostal women ministers in the early years<br />
of the movement; from Quaker abolitionists to Catholic lay leaders such as<br />
Dorothy Day; women laid claim to the power of the Gospel. We know some<br />
of these women, others are hidden in history.<br />
Paulina Foote, a Mennonite Brethren missionary to China, wrote in her<br />
memoirs, “What a surprise to me when Elder Foth in his sermon at the or-<br />
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dination proved with Scripture passages that women should preach.” Foth<br />
used the biblical example of Mary Magdalene being the first at the cross and<br />
the first to “tell the greatest story of all stories” of the resurrection. 21 Foote<br />
provides a moving description of her own internal debates regarding the<br />
implications of being a single woman in ministry.<br />
Within the revival movements, men such as John Wesley and Charles<br />
Grandison Finney granted women the right to speak when the spirit moved.<br />
Finney wrote, “...I urged females both to pray and speak if they felt deeply<br />
enough to do it, and not to be restrained from it by the fact that they were<br />
females...” 22<br />
In societies that did not allow women to speak authoritatively in mixed<br />
groups, women found their own ways to take part. That usually meant they<br />
could become missionaries (like Foote) or join a new Christian sect. It was in<br />
new sects, particularly ones with holiness-style inclinations, where women<br />
could speak in public. However, as these groups moved into the mainstream,<br />
the institutionalizing process forced women into a role that prescribed “silence<br />
in public.” 23<br />
There is a common thread in these stories, as disparate as they might be<br />
in time, place, and social orientation. First, inclusion of women occurred at<br />
the margins of church and society, in emerging sects or in outcasts from the<br />
mainstream. The most noticeable moments of inclusion happened at times<br />
when the church was in unusual circumstances and needed a broader pool<br />
of leaders (such as the Anabaptists or the slave churches.) Generally, people<br />
continued to employ the prevailing rhetoric of subordination. Finally, when<br />
the group moved toward the mainstream in an effort for recognition and/or<br />
survival, the church forced women out of leadership roles. So what does this<br />
say to us?<br />
In June 2006, the Presbyterian Church USA approved a document on the<br />
Trinity, in which the writers affirmed traditional language (God as Father,<br />
Son, Holy spirit) while expanding the image to embrace the full mystery<br />
of God. Traditional language, they noted, served to uphold a view of God<br />
as male and women as subordinate. “Faced with the alternatives of never<br />
speaking of the Trinity as Father, Son, and Holy Spirit and only speaking of<br />
the Trinity as Father, Son and, Holy Spirit, we see a way that is more consistent<br />
with the scriptures and theological and liturgical tradition.” 24<br />
This document came to my attention through an editorial in a local newspaper.<br />
The writer, syndicated columnist Kathleen Parker, believed that the<br />
document reduced church beliefs to a “sorta-holy trinity.” She went on to<br />
state, “What’s wrong is that we live in anti-father, mad-at-daddy times,”
The Church and Women<br />
and she reduced the document to a polarized “women good, men bad” dichotomy.<br />
25<br />
How can one respond when our society reduces many things to polar extremes?<br />
When we allow this kind of reduction of concerns we miss so much,<br />
just as this columnist missed the affirmation of traditional language and imagery<br />
upheld by the document. The writers of that document recognized the<br />
futility of polarization and called their church to greater faithfulness. That<br />
is the best of a Jesus-based faith, a move away from our tendency to see<br />
everything as “either-or.” So how does this illustration involving trinitarian<br />
language inform the church? Before we can address any issue facing the<br />
church, it is important to learn to sidestep polarization. Then we can look<br />
at areas of concerns such as women in leadership and women’s economic<br />
issues of work and pay. We should reconsider how we discuss topics such as<br />
abortion and parenthood, and we can speak candidly about violence against<br />
women. We might consider and analyze ongoing resistance to expanding the<br />
language and imagery about God.<br />
There has been some progress. Ordination of women is more common.<br />
Women have expanded work opportunities. People are more aware of language<br />
and how it undergirds our understanding of women’s roles. Even so,<br />
there continues to be resistance to women in full leadership roles. A glass<br />
ceiling continues to exist, while women and children make up the largest<br />
portion of the working poor, and “mommy wars” needlessly pit work-for-pay<br />
women against stay-at-home moms. Violence against women is as prevalent<br />
as ever and the church is hesitant to address this reality. Many continue to<br />
resist the idea that language both reflects and perpetuates societal attitudes.<br />
The best, most biblically authentic agenda for the church will gather the<br />
voices of all the marginalized: women, people of color/non-western cultures,<br />
those who are not heterosexual, and the poor. These voices are the ones with<br />
much to offer to the church precisely because they have experienced the pain<br />
of isolation, disenfranchisement, and suffering. It is in this effort that the<br />
church gives its best.<br />
The church must not make a few gains and then halt. With each step forward,<br />
it must analyze candidly (facing the discomfort this elicits) its own<br />
power structures for gaps and weaknesses. It must compare itself to its own<br />
best traditions and prophetic voices. It must examine the past and uncover<br />
hidden stories, while formulating future goals.<br />
The church should examine its sermons, its literature, its history-telling. It<br />
should analyze library collections, scrutinize its language. Church colleges<br />
and universities should train youth to understand power and privilege in gen-<br />
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der, race, and class, striving to determine “what would Jesus really do.” The<br />
theology of submission might be seen as non-hierarchical in the best biblical<br />
model.<br />
In the end, there are more questions than answers. That is, I believe, how<br />
it should be. It is only in continuing to ask the pertinent questions (despite resistance)<br />
that we will make any progress. The particulars of how the church<br />
accomplishes this lies in the individuals, the denominations, and the church<br />
institutions that make up its core, as we learn to talk to each other through<br />
the screens of our differences.<br />
NotES<br />
1 Barbara Brown Zikmund et al., Clergy Women: An Uphill Calling (Louisville, Westminster<br />
John Knox Press, 1998) is one study that supports this anecdotal evidence.<br />
2 See for example, Joan Chittister, “Religions Have Some Repenting to Do,” National Catholic<br />
Reporter, http://www.nationalcatholicreporter.org/fwis/fw031104.htm.<br />
3 Warren Carter, Matthew and Empire: Initial Explorations (Harrisburg: Trinity Press<br />
International, 2001), 46-50.<br />
4 Ross Saunders, Outrageous Women, Outrageous God (Alexandria, Australia: E.J. Dwyer,<br />
1996), 4-20.<br />
5 Karen Torjesen, When Women were Priests (San Francisco: HarperSanFrancisco), 19-26.<br />
6 Carter, Matthew and Empire: Initial Explorations, 53.<br />
7 Torjesen, When Women were Priests, 115.<br />
8 Dorothy Sayers, Are Women Human? (Grand Rapids: Eerdmans Publishing Co.), 47.<br />
9 Amy-Jill Levine, A Feminist Companion to Paul (Cleveland: Pilgrim Press, 2004), 1.<br />
10 Elisabeth Schüssler-Fiorenza, In Memory of Her (New York: Crossroad, 1983), 199.<br />
11 Rosemary Radford Reuther and Eleanor McLaughlin, Women of Spirit (New York: Simon<br />
and Schuster, 1979), 37.<br />
12 Rachel Wahlberg, Jesus and the Freedwoman (New York: Paulist Press, 1978), 130-144.<br />
13 Ibid., 147.<br />
14 Georgia Harkness, “Women in Church and Society,” in Women of Spirit, ed. Rosemary<br />
Reuther and Eleanor McLaughlin (New York: Simon and Schuster, 1979), 62.<br />
15 Karen Torjesen, When Women were Priests, 38.<br />
16 Leo Lefebvre, “The Wisdom of God: Sophia and Christian Theology,” Christian Century,<br />
Oct. 19, 1994, 951; Elizabeth Johnson, She Who Is (New York: Crossroad Publishing Co.,<br />
1997).<br />
17 Thieleman J. van Braght, The Bloody Theater or Martyr’s Mirror (Scottdale: Herald Press,<br />
1950), 1098.<br />
18 Lois Barrett, “The Role and Influence of Anabaptist Women in the Martyr Story,”<br />
Brethren Life and Thought, Spring 1992, 87.<br />
19 Ibid., 90.<br />
20 Delores C. Carpenter, “Black Women in Religious Institutions,” The <strong>Journal</strong> of Religious<br />
Thought 46:2 (Winter 1989/Spring 1990): 7.<br />
21 Paulina Foote, God’s Hand Over My Nineteen Years in China (Hillsboro: M.B. Publishing<br />
House, 1962), 26.
22 Nancy Hardesty et al., “Women in the Holiness Movement,” in Women of Spirit, ed.<br />
Rosemary Reuther and Eleanor McLaughlin (New York: Simon and Schuster, 1979), 230.<br />
23 Barbara Brown Zikmund et al., Clergy Women: An Uphill Calling (Louisville: Westminster<br />
John Knox Press, 1998), 12-15.<br />
24 Presbyterian Church USA, “The Trinity: God’s Love Overflowing,” http://www.pcusa.org/<br />
theologyandworship/issues/trinityfinal.pdf.<br />
25 Kathleen Parker, “Church Beliefs Should be More Solid,” <strong>Fresno</strong> Bee, July 5, 2006, Local<br />
& State section.<br />
The Church and Women<br />
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Response to Hope Nisly’s<br />
“The Church and Women:<br />
Power, Language, and Institutions”<br />
VAlERIE REMPEl<br />
Response to Hope Nisly’s “The Church and Women”<br />
As Hope Nisly suggests, reflecting on the question of how the church<br />
has been good for women is far from an irrelevant question. While most<br />
Christians would agree that the Gospel itself is good news for all people,<br />
the church as an institution is often flawed and thus has a mixed record in<br />
regards to women.<br />
If one were to define “good” as primarily about access to power and decision-making,<br />
than the church’s record is, indeed, dismal. As Nisly points<br />
out, while women have often been active in new expressions or movements<br />
of Christian faith, their voices and roles have generally been restricted as<br />
those movements became institutionalized. That was true of the early church<br />
experience and has been more recently true of the Pentecostal movement.<br />
Leaders within the Christian tradition have often allowed themselves to be<br />
shaped as much by larger societal patterns as by the liberating words of the<br />
Gospel.<br />
It must be noted, however, that women have exerted a great deal of power<br />
in the creation of parallel worlds within the institutions of the church. For<br />
example, monastic houses throughout Christian history have frequently been<br />
places of scholarship and service in which women formed strong bonds and<br />
developed effective ministries. During the nineteenth century women created<br />
a network of missionary societies and organizations that helped finance and<br />
staff protestant missionary efforts around the world. In fact, some scholars<br />
have argued that the leadership skills nurtured within the evangelical tradition<br />
gave impetus to the women’s rights movement. More recently, scholars<br />
are beginning to examine the contemporary women’s ministries that are congregationally<br />
based, as well as para-church organizations such as Women<br />
Aglow, and pointing out the ways in which women exercise power and develop<br />
skills for leadership. While not without problems, these are ways that<br />
women have worked at the margins of the church to create meaningful space<br />
for themselves.<br />
Any answer to the question of whether or not the church has been good<br />
for women must include the area of spirituality. Here the record is more<br />
positive. Many women have found a rich and authentic spirituality within<br />
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72<br />
the Christian tradition. The intimacy of conversation with God, an affinity<br />
with the sufferings of Jesus, and a sense of the direct guidance of the Holy<br />
Spirit have empowered many women. Within the Catholic tradition, Mary<br />
the mother of Jesus and the female saints have provided a counterpoint to<br />
the overwhelmingly male imagery of the church. The Protestant tradition’s<br />
emphasis on Bible reading and prayer has helped nurture a sense of personal<br />
relationship with God. These have been possible because of the church’s<br />
own teaching and spiritual practices.<br />
At the same time, it must be acknowledged that the language of submission<br />
has been used in ways that have deeply perverted the Gospel. Many<br />
women have experienced the Gospel message as mediated by the church to<br />
be deeply harmful to mind, body, and soul. Curtailing education, limiting<br />
participation in the ministries of the church, and emphasizing a particular<br />
creation order have often resulted in the oppression of women in church<br />
and society. All too often the institutional church has ignored the reality of<br />
domestic violence or implied that if women would only “behave” such problems<br />
would go away. The language and practices of the church have often<br />
been used in ways that diminish women’s own humanity and distort the image<br />
of God.<br />
That women have been able to work within oppressive institutions and<br />
structures gives witness to the power of God to work in ways that challenge<br />
the limits of our own structures. This does not mean we can say a simple,<br />
“yes, the church is good for women,” or rest content. Instead, it calls us to<br />
continually examine the patterns we set in place and to judge them by the<br />
liberating message of salvation.
What’s in a Name?<br />
lARRy WARKENtIN<br />
What’s in a Name?<br />
The intent of this article is to refine and augment the material written<br />
about the name Warkentin. Genealogists and historians seem to have been<br />
stymied when tracing the origins of the name. Some historians place the<br />
name in the Dutch-Anabaptist-Mennonite tradition while others assign it an<br />
Old Slavic-German origin. Of particular interest is the way in which this<br />
discussion contributes to the long-standing debate regarding the origins of<br />
the Mennonite communities in Prussia (Poland) and South Russia (Ukraine).<br />
Are they originally from Holland (The Netherlands) or from Northern Germany?<br />
Johan Postma, a Dutch historian, proposes that Warkentin is, “a diminutive<br />
of a very old Zeeland first name, Warrekin.” 1 He sites evidence that<br />
Warrekin can be found as early as 1227. But he doesn’t explain adequately<br />
where the tin suffix originates. If it is a Dutch diminutive meaning little<br />
Warrekin, are there children today with this name in the Netherlands? When<br />
did it become a family name? Are there other examples of Dutch family<br />
names with the tin suffix? Does the name ever appear in Dutch histories or<br />
legal documents as a family name? Without answers to these questions, his<br />
suggestion is at best hypothetical.<br />
The Mennonite Encyclopedia skirts the issue by suggesting that Warkentin<br />
is “a common Mennonite name of Prussian background.” 2 It is true that<br />
the name has a Prussian-Mennonite history. In 1667 Arendt Warckentyn<br />
married Sortjen Tamsen in the Danzig (Flemish) Mennonite church. 3 This<br />
is the earliest occurrence of the name in Prussia. Arendt must have been<br />
comfortable with the Dutch language since this congregation worshipped in<br />
Dutch until at least 1750 and Dutch-language hymnbooks were in use well<br />
into the eighteenth century.<br />
The Brandregister of 1727 identifies Mennonite landowners in Poland.<br />
Among those listed are Jacob Warckentin in Tiege, Andres Werkentin in<br />
Heubuden, and the widow of Johann Warkentin in Ladekoppe. Individuals<br />
who were taxpaying landowners in 1727 would have been born around 1700<br />
or earlier and would have lived in the area for some time. 4<br />
John Thiesen’s transcription of the Heubuden (Poland) Mennonite church<br />
records lists Arend Warckentin (1706-1777) of Heubuden and Peter Warckentin<br />
(1705-1786) of Siemonsdorf. 5 This Peter Warckentin is possibly the<br />
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74<br />
same individual who is named in the royal privilege granted by Augustus III,<br />
King of Poland in 1736.<br />
Moreover, we promise on our own account and that of our most serene<br />
successors that neither we nor our most serene successors shall remove<br />
or alienate from the possession of the aforesaid property the aforesaid<br />
honest men, Martin Tornis, Jacob Conrad, Isaac Conrad, Peter Warckentien,<br />
Jacob Penner, Peter Classen, Jacob Dyk, Jacob Conrad, Isaac<br />
Dyk, Francis Conrad, and Christina Barbara (widow Sassow), and their<br />
legitimate heirs and successors; . . . 6 (italics mine)<br />
After 1790, when Poland was partitioned between Russia, Austria, and<br />
Prussia, the area in which most of the Mennonites lived was taken by Prussia.<br />
7 German language was made mandatory and military service became<br />
obligatory. In reaction to military conscription many Mennonite families<br />
decided to accept the invitation of Catherine II to move to South Russia.<br />
“Stumpp records that 27 families named Warkentin left West-Prussia for<br />
Russia.” 8 From there the name spread to North America, South America,<br />
Germany, Siberia, and various provinces of the former Soviet Union.<br />
This brief history of the name in Prussia substantiates the assertion in the<br />
Mennonite Encyclopedia that the name, “is a common name of Prussian<br />
background.” But that is certainly not the entire story.<br />
Peters and Thiessen add the following information: “Penner, the West<br />
Prussian genealogist, suggests that it is a name of residence, based on the<br />
place name of Parkentin, in Mecklenburg. In this region, bordering West<br />
Prussia, the surname of Parkentin and Warkentin can be found.” 9 This is<br />
intriguing. The name in the principality of Mecklenburg apparently predates<br />
the arrival of Mennonites in Prussia. Many immigrants from other parts of<br />
Europe had been settling in Prussia because of the religious toleration of its<br />
rulers. “Up to the year 1703 twenty thousand Huguenots and thirteen thousand<br />
Protestants from other countries had settled in Brandenburg and Prussia.”<br />
10 This could account for the appearance of the first Warkentin in Danzig<br />
in 1667.<br />
According to Peters and Thiessen the Warkentin name is associated<br />
with the village of Parkentin in Mecklenburg. In fact, the suggestion is that<br />
Parkentin may have evolved into Warkentin by some highly unusual consonant<br />
shift. That this is extremely unlikely will be shown in the following<br />
paragraphs.<br />
However, we must first look critically at Horst Penner’s statement: “The<br />
Warkentins apparently come from the small market town of Parkentin, 15
What’s in a Name?<br />
km west from Rostock. As early as the 16th and 17th centuries there are a<br />
large number of Werkentins (Warkentins) especially in Güstrow, which is<br />
near Parkentin.” 11 Clearly the name is present in this area and is unquestionably<br />
found near Parkentin. But Penner leaves several uncertainties. He only<br />
speculates that the name has its origin in this area, and the name just happens<br />
to be near the village of Parkentin.<br />
Penner goes on to show that Parkentin and Warkentin families migrate to<br />
Prussia and both names appear in Mennonite church records. “Whether the<br />
Parckentins/Warkentins all came to Westprussia as baptizers [anabaptists]<br />
one cannot say.” 12 Penner never states unequivocally that the two names actually<br />
became one, and it would be wrong to make that assumption.<br />
Additionally, Penner mentions that Rostock <strong>University</strong>, which is only 15<br />
kilometers from Parkentin, includes several Warkentins in its matriculation<br />
list. This opens a fascinating door.<br />
The city of Rostock holds a strategic location at the mouth of the Warnow<br />
river. It served as a port for ships sailing around Denmark into the Baltic.<br />
As a member of the Hanseatic League Rostock benefited greatly from the<br />
tax and duty that was gathered from produce brought up the river from the<br />
agricultural areas of Northern Germany, and the goods that were brought by<br />
ship from The Netherlands, England, and Spain.<br />
Before the Reformation the region was under the spiritual administration<br />
of the Bishop of Schwerin. Long before Martin Luther sparked the Protestant<br />
Reformation in Wittenberg or Menno Simons had brought the Anabaptist<br />
teachings to nearby Wismar, Rostock had gained a reputation for religious<br />
dissent.<br />
Daniel Borberg describes several of these pre-reformation personalities in<br />
his article, “Die Einführung der Reformation in Rostock.” Among the most<br />
influential were Rutze, Krantz, and Pegel. 13<br />
Nikolout Rutze, who studied at Rostock <strong>University</strong> between 1477 and<br />
1485, was a strong advocate of the writings of John Huss. Rutze’s book, The<br />
Three Strands: living faith, hope and love, influenced the students and the<br />
citizens of Rostock toward a more personal expression of faith. He stressed<br />
the importance of a pure heart, rather than rituals.<br />
Albert Krantz, another influential teacher in the university, was also immersed<br />
in the teachings of Huss. In the early sixteenth century humanist<br />
scholars Konrad Celtes (1487), Herman von dem Busch (1507), Ulrich von<br />
Hutten (1512), Johannes Hadus (1515), and Nicolaus Marschalk (1510)<br />
were associated with the university. Marschalk had worked at Wittenberg<br />
<strong>University</strong> before coming to Rostock. The humanists introduced the idea of<br />
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76<br />
studying Scriptures in their original languages.<br />
The most influential teacher in Rostock during this period was Konrad<br />
Pegel. He opposed the control of Rome and argued that the only mediator<br />
between man and God was Jesus Christ. Pegel was appointed by Duke Heinrich<br />
of Mecklenburg to be the tutor of his son, Magnus. This permitted Pegel<br />
to shape the future of the principality as it embraced the Lutheran reformation.<br />
Rostock <strong>University</strong> was founded in 1419 and its matriculation book lists<br />
more than 40,000 names of students, dignitaries, and professors who participated<br />
in the life of the institution. A transcription of the register was published<br />
in 1904 and reprinted in 1976. 14 Penner apparently consulted this publication<br />
when he identified Gabriel Werkentin from Goldberg who attended<br />
the university in 1621 and two Warkentins from Güstrow who attended in<br />
1632.<br />
Penner did overlook several facts from this list, which may have tempered<br />
his inference that Warkentin and Parkentin are somehow linked. First of all,<br />
he overlooked several earlier Werkentins on the list. Johannes Werkentin<br />
from Sternberg is registered in 1574. 15 This is the earliest written record of<br />
the Werkentin name so far discovered. Two decades later, in 1594, Gabriel<br />
Werkentin from Sternberg is listed. 16 Then follow the names mentioned by<br />
Penner: Gabriel Werkentin from Goldberg (1621), and Jacob Warckentin<br />
and Michael Warkentin, both from Güstrow (1632). Arguments over the exact<br />
spelling of the name seem irrelevant since these two come from the same<br />
village in the same year yet have different spellings. They do represent the<br />
more common spellings which would become ubiquitous in Prussia.<br />
The pronunciation and spelling of Warkentin changed with its national<br />
and linguistic setting. In Plaut-Deetsch (Low German), a dialect that had no<br />
written form until the twentieth century, it is pronounced Woajtenteen with a<br />
v and a distinct diphthong on the oa. The jt is a uniquely Low German sound<br />
similar to the tch that begins the name Tchaikovsky. 17<br />
In America most people pronounce the initial syllable wor with a long o.<br />
In German it would be var as in varnish. The Plaut-Deetsch oa made an easy<br />
transition to wor in America since English prefers the long o as in a military<br />
war.<br />
In Rostock <strong>University</strong> records it was written Warckentin or Werkentin<br />
and would have been pronounced Varkenteen. The university list is written<br />
in Latin and most of the names are given a Latin ending. For example, when<br />
the son of Martin Luther is listed in 1567, only seven years before Johannes
What’s in a Name?<br />
Werkentin appears, he is recorded as, “Paulus Lutherus, Martini Lutheri filius.<br />
Artis medicae doctor.” 18 But the Warkentin name, no matter how it is<br />
spelled internally, never appears with the Latin us ending.<br />
In Prussia the teen suffix was clearly indicated by spelling the name<br />
Warkentien. However, many German place names continue to use only the<br />
i to indicate a long e sound. Stettin, which is near Rostock, is pronounced<br />
with a long e in the final syllable. Even Berlin is pronounced in German with<br />
a long e in the final syllable. And no Renaissance scholar would pronounce<br />
Georg Spalatin other than with a teen final syllable.<br />
The family of Aron Aron Warkentin, who was born in Prussia in 1777,<br />
may serve as a sample of how the name changed over time:<br />
Aron Aron Warkentin b. 1777, Prussia<br />
Aron Warkentin b. 1807, Ukraine (South Russia)<br />
Aron Warkentin b. 1862, Ukraine (South Russia)<br />
Aron Warkentin (1862-1931) arrived in America as a sixteen-year-old<br />
boy in 1879 and the Americanization of his longstanding surname began to<br />
evolve. His father died in Russia in 1875 and his mother remarried Jacob<br />
Graves. Aron was on his own to find his way in America.<br />
On his marriage certificate, August 31, 1884, Aron’s name is written six<br />
times and each time it is spelled Warkentine. This would appear to be an<br />
attempt to accommodate an English pronunciation of the name. The word<br />
routine would justify this decision, unfortunately, it also leads to the possibility<br />
of a long i in the final syllable, as in the word mine. However, when<br />
his name appears as a witness to the marriage of his son, Dietrich, in 1908,<br />
it is spelled Warkentien. And on the same document Dietrich spells his name<br />
Warkentin. In each case the handwriting appears to be rather formal and<br />
may have been the work of a court scribe. Nevertheless, Aron and Dietrich<br />
would have been aware of what was written and father and son approved two<br />
contrasting spellings.<br />
When Aron’s wife, Helena (Mackelburger) died in Fairview, Oklahoma,<br />
in 1931 the notice in local papers identifies her as Mrs. A. M. Warkentien,<br />
and one article written in the first person by Aron clearly spells his name<br />
Warkentien. This same article lists all eight sons and in every case they are<br />
identified as Warkentien. It is no wonder then that his sons chose three different<br />
spellings: Warkentin, Warkentine, and Warkentien. But all preserved<br />
the teen pronunciation. Other Warkentins in America changed the spelling to<br />
Workentine, while some gave the final syllable the American pronunciation<br />
tin as in tin metal. 19<br />
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78<br />
Each of the villages with which the Warkentins in the Rostock <strong>University</strong><br />
list are identified is in the area of Parkentin and near Rostock. But this does<br />
not necessarily confirm Penners theory that Parkentin and Warkentin are<br />
linked. Other names on the list cast an even darker shadow on his theory. A<br />
host of students with names such as Roggentyn, Scharentin, Sankentin, Dubbertin,<br />
Bechentin, Buckentin, Techentin, and Barkentin, along with Parkentyn,<br />
attended Rostock <strong>University</strong> with the Warkentins (Werkentins).<br />
The region is sprinkled with villages whose names have the tin ending.<br />
Daniel Schlyter lists forty-two villages with tin as their final syllable in his<br />
Web-based Mecklenburg Gazetteer. 20 Two of these villages deserve special<br />
attention. Wargentin was a village near present day Malchin and Basedow.<br />
The village is first mentioned in documents as early as 1215, though it may<br />
have existed even earlier. It no longer exists as a village; however, there is<br />
a street in Malchin named “Wargentiner Strasse” and the Wargentin village<br />
site is still marked by a grove of trees. 21<br />
The second village of special interest is Wargen in East Prussia. It might<br />
be the source of the name Wargentin in Mecklenburg. There is also a town of<br />
Varchentin in the Mecklenburg Gazetteer. This town still exists and shares<br />
its name with two lakes in the vicinity. In German the v is usually pronounced<br />
as f. When pronounced, rather than seen, Varchentin sounds very<br />
much like the typical pronunciation of Warkentin. Names such as Wargentin<br />
and Varchentin are possible sources of the name Warkentin. This would be<br />
more likely than that the name evolved from Parkentin. The difficulty is that<br />
all of these names claim a Slavic-Wendish origin that does not seem consistent<br />
with the Warkentin family Low-German Mennonite history.<br />
Language alone cannot be used as proof of ethnic background. Many<br />
Warkentins in America speak only English and it took less than three generations<br />
for their German linguistic roots to disappear. It is entirely possible that<br />
a person who grew up speaking Dutch in seventeenth-century Mecklenburg<br />
would have grandchildren who spoke only German in eighteenth-century<br />
Prussia.<br />
Abraham Friesen, in his fascinating book, In Defense of Privilege: Russian<br />
Mennonites and the State Before and During World War I, explores<br />
at great length the origins of Anabaptists in Prussia-Poland. Although his<br />
argument seems to favor a Dutch origin, he references many authorities who<br />
claim that a major portion came from Germany. This controversy concerning<br />
the Dutch or German origin of the Mennonites took on heightened importance<br />
during the early twentieth century when the Soviet government<br />
decided to disenfranchise people of German background.
What’s in a Name?<br />
If truth be told, there were some German citizens who converted to the<br />
Anabaptist perspective. Who could argue that a name like Mackelburger did<br />
not come from Mecklenburg? Yet Aron Warkentien married Helena Mackelburger<br />
in 1884 in Jansen, Nebraska. They shared Mennonite faith and communicated<br />
in Low German. And just as certainly names such as Patzkowsky,<br />
Rogalsky, and Schapansky entered the Mennonite tradition during the Polish-Russian<br />
interlude in Mennonite history. Friesen summarizes the question<br />
in his reference to a study by Felicia Szper:<br />
The scholarly opinion, both Mennonite and non-Mennonite, on the<br />
matter of the ethnic origin of the Prussian Mennonites was therefore remarkably<br />
uniform prior to World War I. This unanimity was punctuated<br />
by Felicia Szper’s 1913 study entitled Nederlandsche Nederzettingen<br />
in West-Pruisen gedurende den Poolschen Tijd (Dutch Settlements in<br />
West Prussia during Polish Rule). Setting the coming of the Dutch<br />
Anabaptists in the sixteenth century into the larger context of Dutch-<br />
Prussian contacts, trade, even the occasional settlement, going back to<br />
the eleventh and twelfth centuries, Szper sought to determine the date<br />
on which Dutch Anabaptists made their first appearance in Prussia and<br />
the precise regions in the Netherlands from which they came. And in an<br />
appendix she reproduced some twelve documents, beginning with one<br />
dated 1555 and ending with another dated 1766, that consistently spoke<br />
of these settlers as coming from Holland. 22<br />
A surprising argument for the German origin of Mennonites appears after<br />
World War I: “The divided opinion of the Russian Mennonites on this question<br />
after the war contrasts sharply with the virtually unanimous verdict of<br />
the scholars before the war.” 23 This debate, however, never suggests that<br />
Anabaptist-Mennonites came from the Wendish-Slavic ethnic tradition even<br />
though a name such as Warkentin appears in a context where many Wends<br />
lived. In fact, the Rostock-Wismar-Lübeck branch of the Hansa was called<br />
the Wendish League. The German term designating people of Old-Slavic<br />
origin is Wendish.<br />
There is a possibility that Warkentin originated in this Slavic tradition, but<br />
there are many stronger facts that point to a Dutch origin, as will be shown<br />
later in this essay. Most Wends embraced the Lutheran reformation and became<br />
conservative followers of this tradition. They maintained a unique language,<br />
which has its origin outside the German-Dutch-Saxon tradition. A<br />
large group of Lutheran Wends immigrated to Galveston, Texas, and remain<br />
committed to the Missouri Synod Lutheran Church. 24<br />
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80<br />
None of this Wendish identity seems consistent with the later history of<br />
the Warkentin family. They spoke Plaut-Deetsch (Low German). The Low<br />
German spoken in Poland by Mennonites was somewhat different than the<br />
language commonly referred to as Low German in the northern provinces<br />
of Germany. Yet both dialects had their origin in Dutch-German-Saxon languages,<br />
not in the Slavic tradition. 25 Many, but not all, of the Warkentins<br />
embraced the radical reformation of Menno Simons. And they migrated to<br />
Poland rather than remain in the Lutheran-dominated area near Rostock. As<br />
usual, when migration of a group is described, it is necessary to acknowledge<br />
that not all Warkentins participated. The Warkentins who have no connection<br />
with the Anabaptist history can be found in the Rostock region to<br />
this day. A Web search of the Rostock telephone directory shows several<br />
families with the Warkentin name. 26<br />
Some Mecklenburg Warkentins migrated to the United States in the nineteenth<br />
century. For example, Ronald Dean Warkentien, who lives in Illinois,<br />
is the descendant of Ernst Christian Warkentin who was born in 1778 in<br />
Lüdershagen, Güstrow, Mecklenburg, Germany. His son, Christian Wilhelm<br />
Warkentin, emigrated from Güstrow to America in 1850. His children were<br />
baptized in a Lutheran church:<br />
Ernst Christian Warkentin 1778-Güstrow<br />
Christian Willhelm Warkentin 1812-Güstrow (1850 to USA)<br />
Frederick Charles Johann Warkentien 1852-Cook County, Illinois<br />
(baptized Lutheran)<br />
Walter A. Warkentien 1901-Starke County, Illinois<br />
Ronald Dean Warkentien 1932 27<br />
If the Warkentin name is not of Slavic origin, then what is its origin? One<br />
clue is the suffix tin, which many Mecklenburger names have in common.<br />
The name Roggentyn, for example, is among the earliest names on the Rostock<br />
<strong>University</strong> list. It has been most thoroughly researched. According to<br />
the name advice center at the <strong>University</strong> of Leipzig, Roggentyn is a place<br />
name. The suffix in indicates, “from the place of ....” 28<br />
Not all students with names ending in tin are associated with villages that<br />
match their name. For example, Baltzar Parkentyn 29 is not from Parkentin,<br />
but rather from Hannover. Marcus Techentin 30 is not from Techen, but rather<br />
from Lübeck. There is a small community of Techentin near Goldburg in<br />
Mecklenburg, and a town in central Germany named Techen, so it is possible<br />
that the tin suffix indicates, “from the place of Techen.” Apparently, Marcus<br />
chose to be identified with the larger city of Lübeck rather than the small
What’s in a Name?<br />
community of Techentin, or perhaps his family had moved from Techen to<br />
Lübeck.<br />
That the suffix tin might be added to a place name is clearly shown by the<br />
case of Georg Spalatin, who was a friend of Martin Luther. Georg was born<br />
on January 17, 1484, to the Burkhardt family in the village of Spalt, southeast<br />
of Nürnberg. He completed his baccalaureate degree at the <strong>University</strong><br />
of Erfurt in 1499, where he is listed as Georius Borgardi de Spaltz (Georg<br />
Burkhardt from Spalt). He attended newly founded Wittenberg <strong>University</strong> in<br />
1502 and was among the first group who completed a master’s degree there<br />
in 1503. 31 In 1508 he was ordained as a priest by Archbishop Johann von<br />
Laasphe, the same cleric who had ordained Luther; however, he did not meet<br />
Luther until 1513. 32<br />
As at Erfurt, he registered at Wittenberg under a latinized name: Georius<br />
borkhardus de spalt. 33 The slight difference in the spelling may be an<br />
indication of the relaxed attitude toward spelling which is found throughout<br />
Europe in this period. However, this bright young student decided to<br />
give his name a more universal status upon graduating with the master’s<br />
degree. He may have been influenced in this decision by his mentor, Nicolaus<br />
Marschalk, who later in 1510, went to Rostock <strong>University</strong> where the<br />
Warkentin name first surfaces. Among the group of fourteen students who<br />
completed the degree on February 2, 1503, listed as number eleven, is the<br />
name, Georgius Spalatinus. 34 Georg Burkhardt never used his family name<br />
again in his professional writing, and in the history of the Reformation he is<br />
always remembered as Georg Spalatin (George from Spalt).<br />
A more famous name ending in in, and one that clearly comes from a<br />
Slavic source, is that of Vladimir Ilyich Ulyanov. He wanted a name that<br />
indicated strength, grandeur, and Russian background. So he added in to the<br />
Siberian river name Lena and became Vladimir Lenin. This may not be a<br />
strong argument for the origins of the Warkentin name, but it does indicate<br />
that in Slavic traditions place names can be claimed by adding in.<br />
In the case of the Roggentin family name mentioned above, it would appear<br />
that the tin ending comes from the Slavic (Wendish) tradition. Historians<br />
agree that people of Slavic background migrated to the Baltic region<br />
as early as 600. Their linguistic influence is evident in Poland and the<br />
Baltic states. Hans Bahlow, in his comprehensive book, German Names,<br />
lists Warkenti(e)n as being derived from a Slavic place name. 35 However,<br />
the Slavic origin of tin can hardly be applied to Georg Spalatin, who came<br />
from Bavaria near Nürenburg in Southern Germany and, even if his heritage<br />
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82<br />
might be traced to the very early settlements of Slavs who can be found in<br />
Bavaria, it is evident that he chose the tin ending after attending university.<br />
The example of Spalatin, the Dutch-Mennonite connection, and the Low-<br />
German linguistic history in the Warkentin family argue against a Slavic<br />
origin.<br />
One can conclude that Warkentin means “from a place named Warken.”<br />
But there are a number of locations to be considered. Warken, Werken,<br />
Werchen, Verchin, Wargen, and Workum can be found on the map of northern<br />
Europe. And there is a concentration of villages in Mecklenburg with tin<br />
as their final syllable. This tin ending has an Old Slavic linguistic origin and<br />
the presence of Slavs in this region is well documented. Theirs was a pagan<br />
tradition and the Christianization of this region around 1100 forced them to<br />
convert, depart, or die. 36<br />
Scholars have logically, but perhaps too easily, assigned an Old Slavic<br />
origin to every name ending in tin. The example of Georg Spalatin puts that<br />
practice to the question.<br />
The most direct origin of Warkentin may be the village of Wargentin,<br />
which appears in documents around 1250 and disappears from maps after<br />
1800. A Dutch-published map of Mecklenburg from 1645 shows Wargentin<br />
south of Rostock near the town of Malchin. 37 Yet, it is not a completely satisfactory<br />
place of origin since the name Werkentin appears not far away at<br />
Rostock <strong>University</strong> in 1574 with a k and never with a g. Evidence can neither<br />
confirm nor deny this as the place of origin, and there are other places which<br />
deserve equal or greater consideration.<br />
A family might have come to Mecklenburg from Workum in The Netherlands<br />
where Anabaptists were well established and then changed their name<br />
to Warkentin. But that would require a number of consonant shifts and there<br />
is a more logical, though often overlooked, possibility that we shall pursue.<br />
There is a village named Warken in Gelderland, The Netherlands. Is this<br />
merely serendipity, or can a connection be made between Rostock in Mecklenburg<br />
and Warken in Gelderland? Certainly such a connection can be made<br />
on the basis of circumstantial evidence. As early as 1150 people from Flanders<br />
had been invited by Albert the Bear, Margrave of Brandenburg, to settle<br />
along the Baltic near Rostock. “They received bigger farms than the Slavs<br />
retained, were practically exempt from taxation and enjoyed such a high<br />
degree of secular and ecclesiastical favour, as compared with the Slav population,<br />
that a large proportion of such natives as had survived the slaughter<br />
of battle left the country.” 38
What’s in a Name?<br />
The princely sons of the Slav leader, Niklot, died in their attempt to retain<br />
their territory in Mecklenburg and Pomerania. Pribislaw, the elder son,<br />
declared war on Henry the Lion, Duke of Saxony, in 1164. His speech rallying<br />
his troops at the castle of Ilowe clearly identifies people of Flanders as<br />
unwelcome foreigners in his realm:<br />
You all know how much injury and disaster the violent rule of the Duke<br />
has brought upon our people. He has robbed us of the inheritance left<br />
by our fathers and bestowed it everywhere upon foreigners, Flemings,<br />
Dutchmen, Saxons, Westphalians and others.’ 39 (italics mine)<br />
It is also evident that the people of Flanders and Holland thought of the<br />
Baltic coast as a place of hope and refuge. The “Shakespeare” of Dutch<br />
literature, Joost van der Vondel (1587-1679), sets his most famous play, Gijsbrecht<br />
van Aemstel in the fourteenth century, and has his hero escape<br />
from war-torn Holland and resettle in Danzig. 40 Such an escape from the<br />
problems in Holland did not seem unrealistic to Vodel’s seventeenth-century<br />
audience. And it must be noted that Vondel was an Anabaptist-Mennonite in<br />
1650 when he wrote this drama.<br />
A century after Gijsbrecht supposedly escaped to Danzig, the presence of<br />
Netherlanders is again noted in Mecklenburg. The Rostock <strong>University</strong> matriculation<br />
list names several students who claim cities in the Netherlands as<br />
their home. Gisebertus Nicolai 41 is from Leyden, Bernhardus Lewerdianus 42<br />
is from the state of Friesland and probably from the town of Leeuwarden,<br />
as his family name implies. This establishes the fact that students from The<br />
Netherlands did attend Rostock <strong>University</strong>. But can such a clear argument<br />
be made for a student coming from the village of Warken? This will depend<br />
upon additional circumstantial evidence.<br />
Warken is a small community of several hundred people in Gelderland. It<br />
is situated five kilometers east of Zutphen and since 2005 it has been incorporated<br />
into that larger municipality. According to Dutch historian Michel<br />
Groothedde, Warken was spelled Wercken during the 14th and 15th centuries.<br />
43 Dutch etymologist, Jan ter Laak, believes that Warken means “curve in<br />
the river.” Warken is located on the Warkense enk near the river Berkel and<br />
is named after the curve in this river. Excavations in nearby Eme and Leesten<br />
reveal that the site has been occupied by farmers for more than 5,000 years. 44<br />
Zutphen, which would have been the governmental center for Warken, has<br />
a well-documented history. It is the ninth-oldest city in the Netherlands, receiving<br />
its city rights in 1190. It is located in the state of Gelderland and<br />
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84<br />
since it is one of the last major cities in the south where the terrain becomes<br />
a fen it has been given the name “south-fen.”<br />
Zutphen had a Mennonite community in the eighteenth century, but that is<br />
the earliest mention of their presence. 45 That no earlier Mennonite congregation<br />
is found in the written record may be due to the fact that under Philip II<br />
new congregations were forbidden. So any Anabaptist congregations in the<br />
Zutphen area would have had to be secret. There was enough religious turmoil<br />
in the region to produce martyrs like Anne of Utenhoven, who is recorded<br />
in The Martyrs Mirror, and to precipitate an invasion by Philip II in the late<br />
sixteenth century resulting in the massacre of citizens in Zutphen. 46-47<br />
It was one of the Hansa cities and therefore had economic connections<br />
with Lübeck, Rostock, Danzig, and other cities along the Baltic coast. The<br />
rivers and canals flowing through Zutphen lead to the Dutch coast and from<br />
there to all the major ports of the Baltic. At the peak of trading activity in the<br />
fourteenth and fifteenth centuries as many as 1,200 ships annually made the<br />
voyage between The Netherlands and ports of the Baltic. 48<br />
Establishing the year when a Dutch-speaking family would have left<br />
Warken and relocated in the Rostock area may be impossible. But the name,<br />
Verken, definitely appears in Rostock in the late Middle Ages.<br />
The financial and political success of Rostock was dependent on the cooperative<br />
relationship it had with other exporting cities in the region. As early<br />
as 1257 Rostock was in negotiation with Wismar, Lübeck, and Ribnitz with<br />
the goal of establishing rights of commerce. One concern was the active<br />
presence of pirates and thieves along the coast. 49 The relatively small ships<br />
used for commerce in the late Middle Ages required navigation by visual<br />
landmarks, keeping them near the shore and susceptible to piracy.<br />
The oldest city records of Rostock are on several undated parchment pages.<br />
Thierfelder has determined that these pages predate the City Record of<br />
1261. 50 Fragment I-3 records a legal transaction regarding Nicolaus Verken,<br />
his daughter Margaret, and Herman of Blisecov. 51 This transaction definitely<br />
predates 1261 and most likely was recorded in 1258. Nicolaus Verken was<br />
living in, or near, Rostock in 1258 and was old enough to have a daughter,<br />
which would place his birth around 1230.<br />
In the late Middle Ages family names (surnames) had not yet developed<br />
a standard taxonomy. A person may be known as Johann the fisherman, or<br />
Johann son of Heinrich, or Johann of Lübeck, or simply as Johann. It may<br />
be only accidental that Nicolaus Verken is not recorded as Nicolaus “de”<br />
Verken. Even without the insertion of “de” one can conclude that the final
Name of Article Here<br />
name indicates a place of origin since it is neither a father’s name nor a vocational<br />
name. Werken in both Dutch and German means “to labor, work,”<br />
but it would be quite unusual for a verb to become a family name.<br />
Spelling of names is not standardized in this early Rostock document.<br />
For example, Walter is spelled Walterus, Walderus, Wolterus, Wolderus, and<br />
Volterus. 52 It is therefore not surprising that the village in Gelderland, which<br />
today is spelled Warken, was spelled Wercken during the Middle Ages. And<br />
just as the w may morph into v so does the ck easily become k. And the great<br />
variety of spellings of Warkentin (Werkentin, Werckentin, Warckentien)<br />
demonstrates the shift between a and e.<br />
It is also consistent with geographic and economic history that there would<br />
be migration within the region known as the Low Countries. This label is not<br />
confined to the area presently comprising the state of The Netherlands, but<br />
is applied to the entire northern area from Emden to Danzig. Into this region<br />
all the major rivers of northern Europe flow, making for efficient transport of<br />
inland produce to the Baltic coast. Even though the Hanseatic League was<br />
not yet fully developed by 1250, there was already significant trade between<br />
cities along the Baltic coast and cities along the shores of Western Europe.<br />
The Rostock city records of the thirteenth century mention cargo such as<br />
wheat, rye, barley, oats, malt, hops, lumber, potash, wax, honey, dried salted<br />
herring, flour, cloth, linen, copper, iron, fur pelts, salt, cement, and farm<br />
animals that were exported from its port on the Warnow river. 53<br />
Thierfelder has created an alphabetical list of family names found in the<br />
Rostock city register. 54 It is clear from this list that many families had found<br />
their way to the area around Rostock from Flanders, where the village of<br />
Warken is located. There are seven entries, some including several family<br />
members, with the last name Flamingus, Flamincgus, or Flemingus, clearly<br />
indicating their origin as Flanders. Other names that may have origins in The<br />
Netherlands include Brabantinus, Brant, Vollandi, and Harlendie. The cities<br />
of Zwolle and Utrecht (Traiecto) are also mentioned as places of origin. 55<br />
That Nicolaus Verken would not have been the only person of Dutch origin<br />
living in Rostock in 1260 is clearly shown by the presence of these other<br />
names on the list. It is historically possible that his name refers to the village<br />
of Wercken (Warken) in Gelderland since Zutphen and its satellite village,<br />
Warken, have a history dating back to 1190 and existed as an agricultural<br />
area reaching back five thousand years.<br />
Many names in Thierfelder’s summary of the Rostock Register would<br />
later find their way into the Mennonite tradition. Perhaps these are simply<br />
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86<br />
common Germanic names, but it is more than coincidental that so many of<br />
these names have survived in the Mennonite-Anabaptist tradition that swept<br />
through this area two centuries later. The following names, which can be<br />
found in twenty-first century Mennonite congregations, are recorded on the<br />
Rostock list before 1273:<br />
Medieval spelling Modern spelling<br />
Bloc Block<br />
Born Born<br />
Bouman Bauman<br />
Brant Brandt<br />
Bulle Buller<br />
Voghet Vogt, Voth<br />
Friso Friesen<br />
Gunterus Günther, Gunther<br />
de Hagen Hagen<br />
Heince Heinze<br />
Heinricus Heinrichs<br />
Herderus Harder<br />
Hildebrandus Hildebrandt<br />
Heyer Heier<br />
de Lawe Loewen<br />
de Lippia Lepp, Loepp<br />
Martinus Martens<br />
Reimarus Reimer<br />
Sibertus Siebert<br />
Symonis Siemens<br />
Slichtinc Schlichting<br />
Sroder Schröder<br />
Wibeken Wiebe<br />
But why should one look for migration from Flanders to Mecklenburg so<br />
early in history? It has usually been assumed that Mennonites fled from The<br />
Netherlands to Northern Germany and Prussia as the result of religious persecution<br />
in the sixteenth century. However, the matriculation list from Rostock<br />
<strong>University</strong> and the earliest Rostock city records show that this assumption<br />
may be only partially correct. In addition to the “Mennonite” names listed<br />
in the thirteenth century city records, the university register in the fifteenth<br />
century lists the following names, which can be found in twenty-first century<br />
Mennonite congregations. These families lived in Mecklenburg long before<br />
the Anabaptist message took root: 56
As listed Modern spelling<br />
Lowe Loewen<br />
Berken Bergen<br />
Voghet Vogt<br />
Conradi Conrad<br />
Schroder Schröder<br />
van Epen Epp<br />
Bulle Buller<br />
Bolt Bolt<br />
Symonis Siemens<br />
Mertens Martens<br />
Borchman Barkman<br />
Brand Brandt<br />
Smyt Schmidt<br />
Radyke Radke<br />
Kruse Kruze<br />
Block Block<br />
Pletze Plett<br />
Goldbeke Goldbeck<br />
Reymer Reimer<br />
Berch Berg<br />
Decker Decker<br />
Gortzen Goertzen<br />
Flemingh Flaming<br />
Dreger Drieger<br />
Yseken Isaac<br />
Knake Knack<br />
Suderman Suderman<br />
Eyttzen Eytzen<br />
Funke Funk<br />
Zukow Sukow<br />
Langhe Lange<br />
Bergh Berg<br />
Vlamynk Flaming<br />
Sperling Sperling<br />
Schulenborch Schellenberg<br />
What’s in a Name?<br />
The fact that the first Werkentin does not appear in the register until 1574<br />
might lead to the conclusion that his migration from Warken occurred in the<br />
late sixteenth century and may, indeed, have resulted from religious persecution.<br />
However there is another possibility. In 1456 a student named Bernardus<br />
Verken attended Rostock <strong>University</strong>. 57<br />
The only information given about Bernard Verken is that he came from<br />
the village of Hagen. There are several villages and cities of this name in<br />
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88<br />
Germany but the one closest to Rostock is most likely his home. It is located<br />
northeast of Rostock on the large island of Rügen, along the Baltic coast.<br />
The Verken name was long established in the Rostock area since Nicolaus<br />
Verken has been shown to be there in 1260. And there is also a village southeast<br />
of Rostock which is named Verchen on modern maps, but on earlier<br />
maps is spelled Verken.<br />
Since Bernard was of university age in 1456 he was probably born between<br />
1430 and 1440. Rostock <strong>University</strong>, established in 1419, would have<br />
been an attractive place for a young man of ambition. A university education<br />
was a good entrance to a more successful life and Rostock <strong>University</strong> was<br />
the most prestigious place of learning along the trading routes of Northern<br />
Europe.<br />
With many families in the region using the suffix tin to indicate their<br />
place of origin, it would be a logical progression for the Werken family<br />
to add it to their name just as Georg Burkhardt from Spalt became Georg<br />
Spalatin. Bernard Werken attended the university in 1456, and in 1574, a<br />
century later, Johannes Werkentin registered. And it should be noted that<br />
Nicolaus Marschalk, who was Spalatin’s mentor at Wittenberg <strong>University</strong><br />
in 1503, came to Rostock <strong>University</strong> in 1510 before the first appearance of<br />
the Warkentin name. Is it possible that he influenced a student from Warken<br />
to change his name to Warkentin? At any rate, by 1574 the family name was<br />
firmly established as Werkentin with the suffix tin indicating their place of<br />
origin. This would explain why the name in its full form has not been found<br />
earlier in any other place.<br />
Further research may add valuable information concerning the names and<br />
locations of Werken and Werkentin in the Rostock region. A family well<br />
enough established to send their son to a university most likely had other<br />
children and possibly relatives in the region. The Rostock matriculation list<br />
gives only a very selective view of families. Surely, not every young man<br />
named Werken or Werkentin was able to attend the university.<br />
At present an attempt is being made to test DNA samples from Warkentins<br />
in the Prussia-Russia-Mennonite line and from Warkentins in the Mecklenburg-Lutheran<br />
line. The results should indicate the common ethnic origins<br />
of the name. Bahlow may be correct when he writes that Warkentin is based<br />
on an Old Slavic place since there are several villages in Mecklenburg with<br />
similar sounding names. However, that would still not prove that people<br />
carrying the name are of Slavic origin. Without question people of Flemish-<br />
Dutch ancestry have lived in the Rostock region for more than five hundred
What’s in a Name?<br />
years. They might have brought the name with them, or they might have<br />
acquired the name from villages in Mecklenburg.<br />
One intriguing question can be answered satisfactorily. If Bernard Werken<br />
lived in Mecklenburg before 1500 he would have been a baptized Catholic.<br />
Rostock had several large Catholic churches and monasteries. Any one living<br />
in the area before 1500 would have been devoutly, or at least tacitly,<br />
Catholic. How did the Werkentin family and the many other families with<br />
Mennonite ethnic names become associated with the Anabaptist-Mennonite<br />
Christian tradition?<br />
Menno Simons, after whom the Mennonite tradition is named, came from<br />
Witmarsum in the Dutch state of Friesland. He spent the last fifteen years of<br />
his life in the region where the name Warkentin is first recorded.<br />
According to Harold S. Bender in Menno Simons’ Life and Writings,<br />
Menno fled Holland because a bounty was on his head for being a religious<br />
heretic who did not follow the strict teachings of the state church. In the<br />
Baltic north he would be under the sovereignty of the more tolerant King<br />
of Denmark. In 1553-54 Menno lived in Wismar, which is between Lübeck<br />
and Rostock. 58 In this town in 1554, he participated in a theological conference<br />
with the leaders of the Mennonite (Anabaptist) churches. During these<br />
years he worked on a translation of his Dutch writings into the provincial<br />
Low-German dialect spoken in the Baltic region. Menno died in 1561 on the<br />
estate of Bartholomew von Ahlefeldt in the village of Wüstenfelde, which is<br />
located between Lübeck and Hamburg.<br />
It is likely that the Warkentins and many of the other Mennonite-related names<br />
on the Rostock matriculation list were converted to the Anabaptist view of Christianity<br />
by Menno himself, or by his most influential disciple, Dirk Philips, who<br />
also worked in this region. As stated earlier, the first Warkentin in Prussia is Arendt<br />
Warckentin in 1667, and his name is recorded in the Danzig (Flemish) Mennonite<br />
church, of which Dirk Philips was the founder.<br />
The Warkentin name first appears at Rostock <strong>University</strong> in 1574 in the<br />
principality of Mecklenburg. Evidence suggests that it evolved from the<br />
place-name Warken by the addition of the suffix tin, which indicates a place<br />
of origin. And the logical place of origin is the village of Warken in Gelderland,<br />
The Netherlands. The family became Mennonite Anabaptist and moved<br />
to Prussia before 1667. Evidence clearly shows that the name predates the<br />
Prussian era and it indicates that not all Mennonites in the “Dutch” tradition<br />
came from The Netherlands as the result of religious persecution.<br />
The presence of Flemish people in Mecklenburg well before the Refor-<br />
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90<br />
mation precipitates an interesting question. Even if DNA evidence shows<br />
a Dutch origin for a person of Mennonite background, is it reasonable to<br />
claim Dutch privilege if the family lived in “Germany” for centuries? If the<br />
Warken family moved from Flanders to Mecklenburg as early as 1200 can<br />
they claim Dutch heritage? This would be comparable to a descendant of a<br />
Mayflower family claiming privilege as a citizen of Great Britain.<br />
The search for a name’s origin never ends. But the search itself opens windows<br />
into history, politics, economics, geography, faith, and faithfulness,<br />
and provides insights for living in the present. What Tennyson wrote of a<br />
flower in a crannied wall, can be said of a name:<br />
but if I could understand<br />
What you are, root and all, and all in all,<br />
I should know what God and man is.<br />
NotES<br />
1 Johan Postma, Das niederländische Erbe der preussisch-russländischen Mennoniten in<br />
Europe, Asian und America (Leeuwarden: A. Jongblood c.v., 1959), 102 #532.<br />
2 Cornelius Krahn, Warkentin, vol. 4 of Mennonite Encyclopedia. (Scottdale, PA: Herald<br />
Press, 1959), 887.<br />
3 Horst Penner, Die ost-und westpreussischen Mennoniten in ihrem religiosen und sozialen<br />
Leben in ihren kulturellen und wirtschaftlichen Leistungen Teil I 1526-1772 (Weierhof:<br />
Mennonitischer Geschichtsverein E. V., 1978), 353.<br />
4 Glenn H. Penner, trans., Brandregister of 1727, http://www.mennonitegenealogy.com/prussia/Brandregister_1727.html.<br />
5 John Thiesen, www.bethelks.edu/jthiesen/prussian/heubuden.html.<br />
6 Peter Klassen, trans., from manuscript from the Gdansk National Archive for a forthcoming<br />
book by Peter Klassen (<strong>Fresno</strong>: 2006).<br />
7 Sidney B. Fay, The Rise of Brandenburg-Prussia to 1786, rev. Klaus Epstien (New York:<br />
Holt, Rinehart, and Winston, 1946).<br />
8 Victor Peters and Jack Thiessen, Mennonitische Namen: Mennonite Names (Marburg:<br />
N. G. Elwert Verlag 1987), 132.<br />
9 Ibid.<br />
10 Hermann Schreiber, Teuton and Slav: The struggle for central Europe, trans. from the 3rd<br />
German edition by James Cleugh (New York: Alfred A. Knopf, 1965), 241.<br />
11 Horst Penner, loc. cit.<br />
12 Ibid.<br />
13 Axel Borberg, Die Einführung der Reformation in Rostock, Schriften des Vereins für Reformationsgeschichte,<br />
Schrift 58, XV. Jahrgang. Vereinsjhar 1897-1898, (Halle: 1897), 35.<br />
Hans Bahlow, German Names, trans. and rev. Edda Gentry (<strong>University</strong> of Wisconsin Press,<br />
2002), 535.<br />
14 Adolph Hormeister, vol. 1-4 of Die Matrikel der Universität Rostock (Rostock: Commission<br />
der Stillerschen Hor-und Universitäts-Buchhandlung, 1891, Kraus Reprint, 1987).
15 Die Matrikel vol. II, 182 #35.<br />
16 Die Matrikel vol. II, 246 #14.<br />
17 Peters and Thiessen, loc. cit. (additional discussion of Low-German pronunciation is<br />
available in the introduction of Jack Thiessen’s Low-German Dictionary and other<br />
Mennonite names may be studied in Gustav Reimer, Die Familiennamen der westpreussischen<br />
Mennoniten. (Weierhof: Mennonitischen Geschichtsverein, 1963).<br />
18 Die Matrikel vol. II, 163 #28.<br />
19 The materials relating to Aron Warkentin (1862-1931), my great-grandfather, are in my<br />
personal collection.<br />
20 Daniel Schlyter, Mecklenburg Gazetteer, http://www.progenealogists.com/germany/mecklenburg/meckgaz.htm.<br />
21 Die Stadtgründung Malchin-Mecklenburgischen Schweiz, www.absolut-mecklenburg.de/<br />
root/ll_00_00006/index.php?seite=301.<br />
22 Abraham Friesen, In Defense of Privilege: Russian Mennonites and the State Before and<br />
During World War I (Winnipeg: Kindred Productions, 2006), 306.<br />
23 Ibid.<br />
24 Schwausch Wendish History, www.netmastery.com/ancestors/whatsawend.html-7k.<br />
25 Jack Thiessen, Mennonite Low German Dictionary: Mennonitisch-Plattdeutsches<br />
Wörterbuch. Studies of the Max Lase Institute for German-American Studies (Madison:<br />
<strong>University</strong> of Wisconsin-Madison, 2003), 27-30.<br />
26 Rostock directory available at http://www.teleauskunft.de/.<br />
27 Ronald Dean Warkentien family genealogy available at http://worldconnect.rootsweb.com/<br />
cgi-bin/igm.cgi?op=GET&db=vortext155&id=l1052).<br />
28 Roggentin family history available at http://www.alfred-roggentin.gmxhome.de/page6.html.<br />
29 Die Matrikel 1522 vol. II, 83 #27.<br />
30 Die Matrikel 1567, vol. II, 164 #28.<br />
31 Irmgard Höss, Georg Spalatin: 1484-1545 (Weimar: Hermann Böhlaus Nachfolger, 1956), 14.<br />
32Albert Hauck, ed., Realencyklopädie für protestantische Theologie und Kirche (Leipzig:<br />
J. C. Hinrichs’sche Buchhandlung,1906), 547.<br />
33 Georg Spalatin 13.<br />
34 Georg Spalatin 14.<br />
35 Hans Bahlow, German Names, trans. and rev. Edda Gentry (<strong>University</strong> of Wisconsin Press,<br />
2002), 535.<br />
36 Marija Gimbutas, The Slavs (New York: Praeger Publishers, 1971).<br />
37 Meklenburg map of 1645 at UCLA, http://www.library.ucla.edu/yrl/reference/maps/blaeu/<br />
meklenbvrg.jpg.<br />
38 Herman Schreiber, Teuton and Slav: The struggle for central Europe, trans. James Cleugh<br />
(New York: Alfred A. Knopf, 1965).<br />
39 Teuton and Slav 59. (Quoting Helmold, Geschichte der Slaven, II.2.).<br />
40 Jost van den Vondel, Gijsbrecht van Amstel, trans. Kristin P. G. Amerce, Carleton Renaissance<br />
Plays in Translation (Dove house editions, 1991).<br />
41 Die Matrikel 1490 vol. I, 213 #77.<br />
42 Die Matrikel vol. II, 102 #36.<br />
43 Michel Groothedde, personal correspondence with the author, 2006.<br />
44 Jan ter Laak, personal correspondence with the author, 2006.<br />
What’s in a Name?<br />
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92<br />
45 Zutphen-Gelderland, #0108887 (Family History Center, Salt Lake, Utah)<br />
46 Craig Harline and Eddy Put, A Bishop’s Tale: Mathias Hovius Among His Flock in Seventeenth-Century<br />
Flanders (New Haven and London: Yale <strong>University</strong> Press, 2000).<br />
47 C. Bruneel, The Spanish and Austrian Netherlands in History of the Low Countries, ed.<br />
J. C. H. Blom and E. Lamberts, trans. James C. Kennedy (New York: Berghahn Books, 1999).<br />
48 Johannes Schildhauer, The Hansa: History and Culture, trans. Katherine Vanovitch<br />
(Leipzig: Edition Leipzig, 1985), 39.<br />
49 Hildegard Thierfelder, Das Älteste Rostocker Stadtbuch (ca. 1254-1273) (Göttingen:<br />
Vandenhoeck and Rupert, 1967), 348.<br />
50 Älteste Rostocker 18.<br />
51 Älteste Rostocker 74 #23.<br />
52 Älteste Rostocker 338-339.<br />
53 Älteste Rostocker 241.<br />
54 Älteste Rostocker 292-319.<br />
55 Älteste Rostocker 240.<br />
56 Die Matrikel vol. 1, 1419-1499.<br />
57 Die Matrikel vol. I, 110 #85.<br />
58 Harold S. Bender, Menno Simons’ Life and Writings (Scottdale: Mennonite<br />
Publishing House, 1936), 42.
PAUL TOEWS<br />
Literature Review:<br />
Recent Titles in Russian History<br />
DAVID REMNICK<br />
lenin’s tomb: the last Days of the Soviet Empire.<br />
New York: Random House, 1993. 588 PAgES.<br />
ANNE APPlEBAUM<br />
Gulag: A history.<br />
New York: Doubleday, 2003. 677 pages<br />
oRlANDo FIGES<br />
Natasha’s Dance: A Cultural history of Russia.<br />
New York: Metropolitan Books, 2002. 728 pages.<br />
PAUL TOEWS, Literature Review: Recent Titles in Russian History<br />
Since the collapse of the Soviet Union a remarkably rich collection of<br />
books has resulted from the opening of archival holdings that were previously<br />
inaccessible to Western scholars. A number might be of interest to readers<br />
not particularly steeped in Russian history: David Remnick, Lenin’s Tomb:<br />
The Last Days of the Soviet Empire (Random House, 1994); Anne Applebaum,<br />
Gulag: A History (Doubleday, 2004); and Orlando Figes, Natasha’s<br />
Dance: A Cultural History of Russia (Henry Holt and Company, 2002) are all<br />
good reads. Remnick and Applebaum received the prestigious Pulitzer Prize.<br />
Figes, while not winning a Pulitzer, has received other notable awards.<br />
From 1988-1992 Remnick, as the Moscow correspondent for the Washington<br />
Post, had a front-row seat for observing the collapse of the Soviet Empire.<br />
He arrived in Moscow shortly after Mikhail Gorbachev had announced<br />
his policy of “glasnost” or openness. That policy, perhaps Gorbachev’s<br />
greatest achievement, also opened up Soviet history in a way which had not<br />
occurred since its beginnings in 1917. One of Remnick’s theses is an important<br />
reminder about the power of historical investigation. He argues that no<br />
people could face the past that was opened up in the 1980s. Unmasking the<br />
past undercut the lingering legitimacy of the Soviet system. The self-righteousness<br />
of the Lenin idealism and sense of the invincibility of the totalitarian<br />
state were destroyed. The state, it turned out, had survived only through<br />
a war against its own people. The “new history” also gave legitimacy to the<br />
nationalist claims that subsequently made it easier for republics of the Union<br />
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94<br />
of Soviet Socialist Republics (USSR) to move toward independence.<br />
Remnick analyzed the end Soviet period and the years of change through<br />
engaging interviews with hundreds of people. We get a glimpse of the texture<br />
of the lives of important and nameless people, party functionaries and dissidents<br />
under the Soviet system. These interviews reveal many things—the<br />
determination and capacity for people to carve out personal spheres amidst<br />
a very totalitarian society, the way in which commitments are shaped by<br />
personal and familial values, and the endless and subtle ways in which they<br />
either ignored the dictates of the state or consciously undermined its expectations.<br />
The composite is a lively accounting of the events that contributed<br />
to the sudden unraveling of what had been perceived by many as a powerful<br />
and enduring state system.<br />
Anne Applebaum’s Gulag: A History is not about the collapse of the Soviet<br />
Union, yet it does describe one of the features that surely led to its collapse.<br />
The history of the gulag is best known through work of Alexander Solzhenitsyn,<br />
One Day in the Life of Ivan Denisovich (published both in Russia<br />
and the West in 1962) and the Gulag Archipelago (a three-volume work)<br />
initially published in the West in 1973 and in the Soviet Union only in 1989.<br />
Solzhenitsyn’s work could be published only following Khrushchev’s attack<br />
on the system in 1956. Applebaum followed Gorbachev’s 1987 more extensive<br />
attack on the repressive system. While Solzhenitsyn traced the gulag’s<br />
origins back to Lenin (earlier it had generally been assumed that Stalin was<br />
the initiator), Applebaum finds antecedents in Czarist Russia and similarities<br />
with prisoner camps established earlier by Western nations. Solzhenitsyn’s<br />
work effectively ended in 1956. Applebaum carries the story to the closure<br />
of the system under Gorbachev. Running throughout are comparisons with<br />
the Nazi death factories. While at times they acted in similar ways, Applebaum<br />
repeatedly notes that the Soviet camp system was different in that it<br />
was designed to build a state through terror and to help industrialize the empire.<br />
Of prime importance was that the gulag population fit into a camp production<br />
plan and fulfill a work norm. And so prisoners of the gulag cleared<br />
forests and built roads, railways, dams, and new cities and made everything<br />
from missiles to children’s toys. Many suffered along the way, but that was<br />
a by-product rather than the intent of the system.<br />
Solzhenitsyn’s work could not see the end of the equation. Applebaum<br />
does and is intrigued with the contrast to the end of the Nazi camps. For<br />
the crimes and injustices of the gulag there have been no trials of those<br />
responsible and no official investigations. There is no national museum of<br />
repression, no national monuments, and little public memory, as there is in
PAUL TOEWS, Literature Review: Recent Titles in Russian History<br />
Germany. She observes many reasons for the difference. Most importantly is<br />
the continuing dominance of leaders with roots in the Soviet past who have<br />
interest in concealing some of its worst features.<br />
Natasha’s Dance is a very different kind of work. This is a grand cultural<br />
overview. If you want a quick and enchanting entry into the history<br />
of Russian culture from Peter the Great’s opening to the West in the early<br />
eighteenth century into the mid-twentieth Soviet story, then this is the book.<br />
Natasha is a blue blood out of Tolstoy’s War and Peace who, when visiting<br />
an eccentric relative, finds some of the Russian peasantry in her own soul.<br />
In the encounter Figes, a professor of history at the <strong>University</strong> of London,<br />
finds a metaphor for the complexity of Russian identity. It leads us to the polarities<br />
of the ensuing cultural story: the Asian soul and the European mind,<br />
Moscow and St. Petersburg as competing intellectual centers, Westernized<br />
nobility and traditional peasantry, and artist and politician in the fashioning<br />
of Russian identity.<br />
Figes argues that for the past two hundred years the absence of a free press<br />
and inclusive and representative political institutions meant that the debate<br />
about national identity was carried on in the arts. The literati, alienated from<br />
the state functionaries by their political aspirations and from the peasants<br />
by their education, poured their energy into the quest for understanding the<br />
nationality ideal. As a consequence writers, artists, and musicians were endowed<br />
with unusual moral authority. In the introduction Figes writes, “Nowhere<br />
has the artist been more burdened with the task of moral leadership<br />
and national prophecy nor more feared and prosecuted by the state.” From<br />
Peter the Great (1700) through the Napoleonic wars (1815) the quest for<br />
identity among the intelligentsia, both national and personal, largely took its<br />
cue from the West.<br />
Following the Napoleonic invasion and the willing sacrifice of the peasants<br />
to defend their land the cultural elites began a search for identity within<br />
Russian traditions. It is this tension between the foreign and the indigenous<br />
that has nurtured some of the greatest writers, poets, artists, and composers<br />
of modern history. Writers like Leo Tolstoy, Fedor Dostoevsky, Anton<br />
Chekhov, and Alexander Pushkin; artists Marc Chagall and Ilia Repin; muscians<br />
Nickolai Rimsky-Korsakov, Sergei Rachmaninov, Pytor Tchaikovsky,<br />
Sergei Prokofiev, and many others drew on fashionable European forms and<br />
themes and the sentiments or rhythms of oriental Russia and its peasant culture.<br />
By the mid-nineteenth century a widespread conviction assumed that<br />
Russian art and music needed to liberate itself from imitation of European<br />
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<strong>Pacific</strong> <strong>Journal</strong><br />
96<br />
forms. Only by incorporating the native traditions could Russian cultural<br />
life emerge from the shadows of Europe. As Vladimir Stasov, a towering<br />
figure in nineteenth-century Russian cultural life, described it the time had<br />
come for the “hoopskirts and tailcoats” of St. Petersburg to give way to<br />
the “long Russian coats” of the country. (p. 178). The emancipation of the<br />
serfs in 1861 encouraged an embrace of peasant virtues as the embodiment<br />
of a distinctive nationality. Figes traces many nineteenth century examples<br />
of the artistic reach from the recent Westernized past to the more ancient<br />
Slavophile elements of the Russian psyche. Ilia Repin’s famous painting,<br />
The Volga Barge Haulers (1873), idealizes the human dignity of the peasant.<br />
Musorgsky’s operas incorporate folk music of the steppe and the people not<br />
yet disturbed by the appearance of the railway. Stravinsky’s Rite of Spring<br />
(1913) recreates ancient rituals of harmony. Fedor Dostoevsky’s four great<br />
novels—Crime and Punishment, The Idiot, The Devils, and The Brothers<br />
Karamazov—Figes contends, were all variations on the theme of the Western<br />
educated man finding fulfillment by becoming a Slavophile.<br />
The Bolshevik revolution of 1917 creates a deep chasm in this cultural<br />
story. Some artists became the keepers of the memory of the European civilization<br />
which was largely swept away, others became engaged in the construction<br />
of the new Soviet person and still others emigrated. The final chapter—“Russia<br />
Abroad”—chronicles the yearnings of the diaspora who fled<br />
initially to Berlin and Paris and often on to the United States in the 1920s and<br />
1930s. A cluster came to Paris, including Prokofiev and Stravinsky, where<br />
they sought to continue the cultural life of St. Petersburg. Here, Figes suggests,<br />
they sought to accentuate the European elements of their cultural inheritance<br />
while minimizing the peasant and Asiatic strains. For some who<br />
found Paris the “outlet to the West” in the immediate years following the<br />
revolution, the United States became a more permanent home. The poignant<br />
longings of the émigrés for the homeland fill the last chapter with pathos.<br />
The style of Natasha’s Dance is anecdotal and biographical. There are revealing<br />
glimpses into the lives of the artists and their patrons. We meet them<br />
in their cultural contexts and as part of the Russian quest for self-understanding.<br />
The book is enhanced by the presence of twenty seven color reproductions<br />
of some of Russia’s most celebrated and distinctive art.<br />
Paul Toews<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>
DOMINIQUE JANICAUND<br />
On the Human Condition,<br />
translated by Eileen Brennan.<br />
DOMINIQUE JANICAUND, On the Human Condition<br />
NEW yoRK: RoUtlEDGE, 2005 (FRENCh EDItIoN, 2002). 71 PAGES.<br />
A translation of L’homme va-t-il dépasser l’humain? (Will Man Overcome<br />
the Human?), Dominique Janicaud’s On the Human Condition is a<br />
cautionary meditation and “critical reflection.” Fluidly translated by Eileen<br />
Brennan, this short work is enhanced by an extended introduction from<br />
Simon Critchley.<br />
Concern for the, “unprecedented uncertainty about human identity” (1)<br />
generated this posthumously published legacy of the relatively ill-known<br />
French philosopher. Janicaud sums up his concern under the banner of humanism,<br />
but the reader should not comprehend the humanism of a former<br />
time that identified itself in part as antireligious, antitheist, or anti-Christian.<br />
This is expressly repudiated in Janicaud’s dismissal of any kind of humanism<br />
that would evoke Comte and positivism. Quoting Sartre to champion<br />
his perspective, our author writes, “The cult of humanity ends in Comtian<br />
humanism, shut-in upon itself, and—this must be said—in Fascism. We do<br />
not want humanism like that” (8).<br />
Devoting his first chapter to a consideration of humanism as a last defense<br />
of human integrity before the twin dangers of inhumanity and the hubris of<br />
a superhumanity that would betray the foundational humus of homo sapiens,<br />
Janicaud, energized by the insight of Martin Heidegger, is forced to confront<br />
the accusation that the Structuralism of Levi-Straus and Foucault conspires<br />
with the enemies of humanity.<br />
Ensuing chapters patiently face an assortment of challenges to the human<br />
species as it has been known throughout our cultural epochs. The great<br />
specter is “mankind,” itself, and precisely because one has the potential of<br />
being human, “man is, of all creatures, the only one who, through his violence,<br />
his barbarism and his sadism, can really show himself to be inhuman<br />
to the point of heinousness…” (19). Most sobering is the realization that the<br />
very attempt to “perfect” and thus overcome the burdens or limitations of<br />
our condition has so often issued in the monstrous, frequently responsible<br />
for one radical evil or another. If Janicaud appeals, in this first instance, to<br />
a fiction that has obtained, he tells us, the status of a myth—Mary Shelley’s<br />
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<strong>Pacific</strong> <strong>Journal</strong><br />
98<br />
Frankenstein or the Modern Prometheus—it is to highlight the, “powerful,<br />
near irrepressible, impulse that [is] virtually imposed upon [us] by the scientific<br />
spirit itself” (22). If this scientific and fantastic power to manipulate<br />
life once produced classical forewarnings in the dreams of fiction, it has<br />
matured into the nightmares of contemporary possibilities. Science and technology,<br />
the author alerts us, are capable of an imaginary enterprise beyond<br />
all fictional powers that risks, “an inhumanity aggravated to the point of<br />
monstrousness” (22).<br />
In his litany of cautions, Janicaud speaks of electronic, transgenic, or “bionic”<br />
attempts of technology to improve or transform humanity. He pays<br />
special attention to the theoretical suspicions of Jean-Michel Truonig that<br />
creative experimentation will produce a Successor to the race, founded upon<br />
an artificial “inhuman” intelligence that in due course will surpass human<br />
sapience and pass into a new form of life, impervious to the entropy that is<br />
the “death instinct” of our species.<br />
From science fiction, the author borrows an optic that suggests the myth<br />
of today is so often the reality of tomorrow. Here, he confronts the cyborg,<br />
a mixed being that is both man and robot all at once. “Man”: homo but not<br />
humanus, as Heidegger might say, completely lacking in humanitas. While<br />
the cyborg might simply remain a “big toy,” it could very well be, “that bioengineering<br />
and nanotechnologies, combined with new advances in miniaturized<br />
computing, allow for the perfection … of extremely robust, almost<br />
immortal, ‘human specimens’” (32). Such a wish-fulfillment would only<br />
evidence that we remain unstable and fragile beings, unwilling to accept our<br />
margin of liberty. Thus, Janicaud concludes, “That which endangers humanity,<br />
then, really derives from itself: a freedom that turns against itself” (34).<br />
The gap between fiction or fantasy and reality has been bridged by relatively<br />
recent clonings. The prospect of a mass production of, for example,<br />
military clones is overwhelmed by the greater conundrum that “cloning<br />
could strain the very principle of the individual singularity of human beings”<br />
(36). Nevertheless, nothing guarantees, our author observes, “that reproductive<br />
cloning would lead to the depths of inhumanity; nothing guarantees the<br />
contrary either” (39).<br />
A more repugnant consideration is that some future catastrophic necessity<br />
will provoke the species into a bioselection of the best of our “human<br />
herd” for stockbreeding in human parks or zoos. This “anthropotechnology”<br />
evokes the terrors of a still too recent war and the horrors of self-imputed<br />
masters who revealed themselves as wretchedly inhuman. So many attempts
DOMINIQUE JANICAUND, On the Human Condition<br />
to overcome humanity’s imperfect wherewithal have issued in grossly crude<br />
inhuman permutations.<br />
If so much of our inhumanity is predicated upon a lust for power, especially<br />
the power to be invincibly beyond restraint, then, our author warns<br />
(employing the insight of Ernst Junger), our situation is extremely grave<br />
since “man is in the process of liberating cosmic energies of which he is less<br />
and less the master”(43).<br />
Janicaud opens his ultimate chapter wondering if it is not the divine but the<br />
superhuman that now summons us from potentia to potency. The issue may be,<br />
the reviewer might interject, not the question of power or indigence but of the<br />
quality or kind of power we seek. If Heidegger speaks of, “a powerless superior<br />
power” the reader, at least a religious reader, cannot help but call to mind<br />
that power that is made perfect in weakness. Janicaud simply queries, “Can<br />
man find the dimension of Transcendence in himself?” (44) Suspending this<br />
conjecture to remain in a modest “critical reflection” prior to stratospheric ontology<br />
or faith, the author acknowledges Malraux’s assertion that we live, “in<br />
the first ‘atheistic civilization’, understood as a technician civilization” (44),<br />
which, in lieu of the sacred, values only efficiency. It is in this context that the<br />
call of the superhuman arises and seemingly drowns out that still quiet voice<br />
interfacing our contingency with the divinely transcendent.<br />
If our world has, “no god other than the future” and the unforeseeable to<br />
which the techno-scientific powers are leading us, the question begs to be<br />
asked, asserts our author, whether or not this life beyond our creaturely limitations<br />
is really a superior one or merely a liberation for the mediocre and banal.<br />
“A humanity that has no horizon other than the amassing of quantitative results<br />
or the purely technical increase in its physical and mental capacities collapses,<br />
loses all energy,” no longer equal to the task of human existence (49).<br />
The great terror, as centuries attest, is that the superhuman is always a call<br />
for the privileged elite who inevitably abdicate consideration and kindness,<br />
if not all morality or ethics. If “the most probable penalty for these ‘overcomings’<br />
is the regression into new forms of the inhuman” (50), asks the<br />
author, are we not urged to modesty—not to say humility—and restraint?<br />
Janicaud’s conclusion makes clear what “overcoming” signifies. It is simply<br />
an escape, or attempted escape, from humanity itself. Whether we identify<br />
our condition as one of (biblical) creatureliness, contingency, finitude,<br />
or limitation, our mortality weighs too grievously upon fragile bones. It is<br />
our tenuousness that haunts, tempting us toward overweening omnipotence.<br />
The paradox of the human enigma is that its only solution is not theoretical<br />
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or scientific or technological but experiential. If G. K. Chesterton is obnoxiously<br />
cute in asserting that Christianity has not been tried and found wanting;<br />
rather, Christianity has not been tried, he has nevertheless uttered an appropriated<br />
truth about our humanity. If Kierkegaard is correct that it is only<br />
in becoming human that we are human, or may be human, a never ending<br />
task, then it is clear that humanity has not been tried and found wanting.<br />
To make explicit Janicaud’s leitmotif, we—humanity—must always transcend<br />
but can never overcome. This transcendence, Christians scandalously<br />
believe, is solely via the divine dunamis or power or Spirit and—paradoxically—energized<br />
by this divine (we may even say Trinitarian) wherewithal<br />
to relate, we discover we can even relate to ourselves, contingent, finite, and<br />
imperfect as we are. This is an extraordinary transcendence that, rather than<br />
overcome ourselves, permits us to embrace ourselves and what one author<br />
has termed, “the earth of our humanity.”<br />
Janicaud’s work concludes modestly. Instead of prescriptions or solutions,<br />
he has found it sufficiently rewarding to highlight the assorted issues we ourselves<br />
are. In other words, knowing what is at stake, we have the opportunity<br />
of being the—or an—answer to the issues and questions of our own human<br />
enigma.<br />
Janicaud is content to espouse a two-fold strategy throughout his work.<br />
On the one hand, to caution against inhumanity, providing defenses against<br />
the inhuman, while at the same time remaining open to that which “passes<br />
man” (4). In other words, to the ambiguous call of the “superhuman,” or that<br />
which calls us to be “more,” to remain open to the authentic summons while<br />
sagely interpreting the dangers and misdirections of its mysterious allure.<br />
We have translated this as an open and humble—incarnating—transcendence,<br />
as opposed to an overcoming escape. Janicaud summons the insight<br />
of Pascal, rearticulated in our day by Eric Voegelin, to alert us that our path<br />
and province lie between the twin perils and poles of beast and angel. We<br />
are neither, or to put it so beautifully in the words of Martha Nussbaum in<br />
The Fragility of Goodness, “There are certain risks . . . suspended as we are<br />
between beast and god, with a kind of beauty available to neither.”<br />
Ernest Carrere<br />
Reference and Research Librarian<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>
LISA HANEBERG<br />
Focus Like a Laser Beam.<br />
SAN FRANCISCo: JoSSEy BASS, 2006. 153 PAGES.<br />
LISA HANEBERG, Focus Like a Laser Beam.<br />
In our fast-paced, immediate culture, multitasking has become the norm.<br />
We seek to do more tasks in a 24-hour period than is possible. We are a<br />
fragmented, stressed out, frenetic culture. Thus, Lisa Haneberg’s insights in<br />
Focus Like a Laser Beam remain intriguing as she discusses the importance<br />
of improving one’s ability to focus in order to achieve greater productivity<br />
and efficiency. Since customers from all sectors of business want services<br />
and products quickly, fresh ideas to address these needs are required. She<br />
has concentrated her book on ten strategies to help people sharpen their ability<br />
to improve clarity, thinking, and results. Her end result is an increased<br />
productivity in whatever environment one happens to find oneself. Haneberg<br />
divides the book into three parts: 1) Excite and Energize, 2) Tune Your Dialogue,<br />
and 3) Zoom In.<br />
Part One emphasizes the importance of building and understanding the<br />
relational aspect of focusing. In the forward of the book, Haneberg observes,<br />
“Leadership is a social act. It occurs in conversations. It makes sense, then,<br />
that leaders need to be master conversationalists, because this is the currency<br />
by which they produce results” (v). She includes in this section some important<br />
concepts, such as maintaining a universally shared vision of what is<br />
important, practicing methods that reinforce focusing, working together on<br />
tasks that are relevant, and aligning tasks and the organization for relevant<br />
work. Haneberg also includes the importance for an organization to be selfcorrecting—to<br />
discuss issues, assessing what has worked and what has not.<br />
As part of this, she emphasizes the significance of knowing one’s employees<br />
and having fun at work. Haneberg states, “To build intimacy, people need to<br />
get to know one another on a deep level. Employees want to connect with<br />
their managers and feel they are trustworthy. Leadership should show interest<br />
in their employees, too. Building and maintaining relationships is necessary<br />
for a focused and high-performing team” (25). Haneberg concludes<br />
this section by acknowledging the stress many individuals experience. To be<br />
focused, she asserts, one needs to relax. Stress thus remains an impediment<br />
to new ideas and focusing.<br />
Part Two suggests the need to narrow the conversation at work to what is<br />
relevant. Haneberg defines relevance as that which leads one to success. This<br />
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definition requires individuals to assess organizational meeting times: Are<br />
meetings focused and dynamic with a purpose? Do they encourage thought<br />
and participants to remain connected? Are attendees ready to participate?<br />
As part of this process of assessment, she emphasizes the need to engage in<br />
dialog that tests the everyday. She notes, “Challenges bring out the best in<br />
people and enable them to focus. The best leaders thrive on challenge and<br />
remain open to learning from people at all levels within the organization”<br />
(79). As one possible response to this challenge, she encourages the concept<br />
of collaboration or “huddling to improve conversation and clarity of purpose<br />
and to keep a team ‘calibrated’” (93).<br />
Haneberg’s final part discusses the “how tos” of focusing. She gives difficult,<br />
but important ideas: stop multitasking, say no with greater frequency<br />
to projects and tasks, focus on doing one great thing a day, and let go of<br />
those projects and tasks that are no longer central to the purpose of the organization’s<br />
success. Haneberg therefore declares, “Focus suffers when leaders<br />
don’t say no to good but nonessential tasks” (123). Her strategy to focus is to<br />
perform well on fewer tasks as opposed to doing poorly on many—a strategy<br />
that requires personal discipline to carry out.<br />
Focus Like a Laser Beam presents information from both qualitative and<br />
quantitative paradigms. The book is easy to read as it weaves the quantitative<br />
research into the story narrative. It may appeal to multiple audiences, including<br />
those seeking to improve their executive ability, leadership and management<br />
skills, and organizational effectiveness. The book presents critical<br />
information to improve our current organizational life.<br />
Janita Rawls<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>
B. M. LAVELLE<br />
Fame, Money and Power:<br />
The Rise of Peisistratos and<br />
“Democratic” Tyranny at Athens.<br />
B. M. LAVELLE, Fame, Money and Power<br />
ANN ARBoR: UNIVERSIty oF MIChIGAN PRESS, 2004. 370 PAGES.<br />
The subtitle of this new work by Lavelle (henceforth “L.”) immediately<br />
captures the interest of the prospective reader. The classic definition of a tyrant<br />
(Greek tyrannos) as “one who seizes power unconstitutionally” seems to<br />
preclude the adjective democratic, “pertaining to rule by the people.” Those<br />
who take up L’s work looking for a sustained discussion of this oxymoronic<br />
entity are bound to be disappointed, however, as the notion of a “democratic”<br />
tyranny is treated only briefly and (to my mind) inconclusively. However,<br />
anyone interested in a close reading, and carefully documented synthesis,<br />
of the source material concerning Peisistratos’ rise to power will find much<br />
within that is valuable. With five chapters and eight appendices, and almost<br />
one hundred pages of notes, it is a dauntingly detailed and intricate work, but<br />
most Greek is translated and/or transliterated for the Greekless reader.<br />
Peisistratos’ place in the overall span of Athenian history is usually bracketed<br />
on one side by the unsuccessful attempt at tyranny by the Olympic victor<br />
Cylon (c. 632 BC) and the reforms of the lawgivers Draco (c. 621) and<br />
Solon (probably 594/3), and on the other side by the democratic reforms of<br />
Cleisthenes in 507. After two failed attempts (probably to be dated to 561/0<br />
and 556), Peisistratos was in his third try (546) successful at establishing a<br />
tyranny that would be continued by his two sons Hippias and Hipparchos<br />
until the death of the latter in 514/13 BC and the expulsion of the former in<br />
511/10 BC. The ancient historians Herodotus and Thucydides both speak<br />
favorably of the Peisistratid tyranny; Herodotus (writing in the mid-fifth<br />
century BC) noting that during his rule Peisistratos “did not alter the existing<br />
offices or change the laws, but governed the city according to established<br />
principles, arranging matters well and fairly” (1.59.6). Thucydides notes that<br />
under the Peisistratids Athens “enjoyed the same laws that had been laid<br />
down previously with the exception in that they took pains that one of their<br />
own was always in the offices” (6.54.6). This evidence will be important for<br />
L.’s contention that Peisistratos was a “democratic” tyrant (90-92).<br />
Chapter one (Introduction) grounds the study, takes a brief look at the<br />
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(admittedly) scanty sources available for the Peisistratid period, and lays<br />
out L.’s methodology. L. is right to acknowledge both the usefulness and<br />
the limitations of Herodotus as his main source of information, although he<br />
makes perhaps too much of the idea that Herodotus’ narrative is an apologia<br />
for Athenian acquiescence to the tyranny: “The aim of the [Peisistratid]<br />
logos was surely to revise the history of Peisistratos’ rise apparently in order<br />
to absolve the Athenians to some degree for allowing it” (10). This is<br />
understandable given L.’s previous work (The Sorrow and the Pity: A Prolegomenon<br />
to a History of Athens under the Peisistratids, c. 560-510 B.C),<br />
which sought to show that the historical record concerning the Peisistratids<br />
was tainted by revisionism, resulting in a fifth-century “myth of resistance”<br />
to the tyranny.<br />
The second chapter deals with Peisistratos’ early life and rise to prominence<br />
through his role in Athens’ war against Megara in the 570s-560s. L.<br />
meticulously develops the argument that the Peisistratids used to great advantage<br />
their family’s connection to the mythical royal house of Pylos (18-<br />
29). It is in this chapter also that one can most easily see the care with which<br />
L. develops his narrative, painstakingly fleshing out the meager sources with<br />
excruciatingly detailed arguments. One example is illuminating: in a single<br />
sentence of Herodotus (1.59.4), we are told that Peisistratos while general of<br />
the Athenians “took Nisaia [from the Megarians] and performed other great<br />
deeds.” The writer of the Constitution of the Athenians (14) noted simply<br />
that Peisistratos “had distinguished himself in the war against Megara.” L. is<br />
able to expand this into a section on the “Peisistratan Phase” of the Megarian<br />
War covering nearly twenty pages (46-65), arguing persuasively for the<br />
idea that it was Peisistratos, not Solon, who was responsible for securing the<br />
important island of Salamis for Athens (64).<br />
Chapter three, on Peisistratos’ first attempt at tyranny, is the heart of L.’s<br />
thesis. Here he claims that Herodotus (1.59.3-60.1) is incorrect in his representation<br />
of three, essentially geographic, parties in conflict at the time of<br />
Peisistratos’ rise to power: the “men of the plain” led by Lycurgus, the “men<br />
of the coast” led by Megacles of the Alcmaeonid family, and the “men from<br />
beyond the hills,” who chose as their leader Peisistratos. Instead, based on<br />
Solon’s identification of conflict between two groups in Athens (Solon fr.<br />
5), the “commons’ (demos) and “the wealthy and powerful,” L. argues that<br />
the mid-sixth century struggle from which Peisistratos eventually emerged<br />
as victor is better understood along those lines. Are we to see in this dichotomy,<br />
as L. would have us (78ff), a full-blown two-party Solonic system,<br />
which can then be extrapolated into the politics of the mid-sixth century?
B. M. LAVELLE, Fame, Money and Power<br />
This seems especially problematic considering how little of Solon’s poetry<br />
is actually preserved. Yet, in this revised view, the struggle is re-cast as that<br />
of the wealthy elite (led by Lycurgus) against the people (led by Megacles).<br />
Peisistratos is successful because of, not in spite of, Megacles, who as “bankroller”<br />
(86) supports the outsider in his bid for power.<br />
One point upon which L. is insistent is that the people “elected” Peisistratos<br />
as tyrant by giving him a bodyguard (15, 68, 71, 86, 106). What L. terms<br />
the “deception strand” (86) of Herodotus’ account—that Peisistratos tricked<br />
the Athenian people into granting him a bodyguard, oblivious to the consequences—cannot<br />
be trusted. Instead, he argues, the voting of the bodyguard<br />
should be seen as a de facto vote for the tyranny, one which the demos later<br />
regretted and attempted to whitewash, as L. claims can be deduced from<br />
Herodotus’ account. Likewise, the event leading to the second attempt at tyranny,<br />
in which “Athena” herself (played by a very tall Paianian girl named<br />
Phye) rides into Athens in her chariot and convinces the populace to return<br />
Peisistratos to power (a ruse which Herodotus, 1.60.2-61.2, finds incredible),<br />
is actually a bit of pageantry, a coup de theatre enjoyed (but certainly not<br />
believed) by all (105).<br />
The subject of chapter four is Peisistratos’ exile to Eretria and Thrace, his<br />
money raising-activities while there, and the battle of Pallene (near Marathon)<br />
in 546, which restored him to power for the third, and final, time, until<br />
his death in 528/7. L. expands the tightly compressed narrative of Herodotus<br />
and the author of the Ath. Pol. by the same type of careful exegesis as in chapter<br />
two, and is especially successful in his reconstruction of the topography<br />
of the battle of Pallene (143-150). Once again, L. attributes contradictions in<br />
Herodotus’ account of the battle to the Athenians’ desire to suppress unpleasant<br />
memories of the defeat: “Herodotos’ (source’s) remedy for the memory of<br />
Pallene is brevity and vagueness—no glory for either side” (149).<br />
Chapter five is a final summary of the key points of the work, treating<br />
in turn the three themes of the main title: fame, money, and power. L.’s<br />
(over)insistence on the importance of the fame earned by Peisistratos’ exploits<br />
in the battle of Nisaia for his political career is certainly weakened by<br />
the fact that fame alone was not enough to secure his power in the first two<br />
attempts. L. asserts, “Nisaia was the pivotal moment in Peisistratos’ early<br />
career”; “Peisistratos’ success indicates in fact that by the end of the war<br />
he had become Athens’ most outstanding war leader” (155). Money (chremata)<br />
is supplied by Megacles, hence making possible Peisistratos’ first and<br />
second tyrannies (158); while Peisistratos’ own wealth acquired in Thrace<br />
allows him to “root” the third tyranny (159). L. describes the third element,<br />
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power, not as “the naked power of oppressive force” (although it is not until<br />
oppressive force is used at Pallene that Peisistratos manages to hold onto<br />
the tyranny), but rather as “the power of further success and gain” (161)<br />
whatever that is supposed to entail. Similarly opaque is the statement that<br />
Peisistratos, “failed in his first two attempts to sustain his place in politics<br />
because he lacked the means of its enrichment” (167).<br />
Perhaps most disappointing for those who turn to this book for a discussion<br />
of the intriguing concept of the “democratic tyrant,” it is not until the<br />
end of the work that we get an explicit explanation for L.’s terminology:<br />
“For that sharing [i.e. of success and gain], because he continued the offices<br />
and elections and so did not disrupt traditional government, and most of all<br />
because he would continue to react to the demos and its wishes, he was in<br />
essence a democratic tyrant” (162). However one may argue to the contrary,<br />
pandering to the people makes one not a democrat, but a demagogue.<br />
Pamela D. Johnston<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong>
The Fall of Rome and the End of Civilization<br />
BRYAN WARD-PERKINS<br />
The Fall of Rome and the End of Civilization.<br />
oxFoRD: oxFoRD UNIVERSIty PRESS, 2005. 239 PAGES<br />
Bryan Ward-Perkins’ Fall of Rome and the End of Civilization is an<br />
iconoclastic treatment challenging the last forty years of scholarship on<br />
the fall of the Roman Empire in the West. The historiographical traditions,<br />
which view the Empire’s western decline as less than cataclysmic, provoke<br />
the author into spasms of virtual apoplexy. Ward-Perkins (hereafter W.P.)<br />
views Rome’s demise neither as a peaceful transition to Germanic rule nor<br />
as a transformation of the ancient world into the early medieval world (as<br />
recent scholars suggest), but rather as a horrible era when marauding bands<br />
of Germans “invaded” the Roman Empire and inaugurated the Dark Ages.<br />
His thesis is therefore simple and lacking nuance: the people experiencing<br />
Rome’s decline, “would be very surprised, and not a little shocked, to learn<br />
that it is now fashionable to play down the violence and unpleasantness of<br />
the invasions that brought down the empire in the West” (13). He takes it as<br />
a duty to emphasize the horrors.<br />
Challenging antiquated orthodoxies and interpretations remains the duty<br />
of scholars, and W.P. does an admirable job of establishing the orthodoxy he<br />
intends to slay. His first chapter (1-10) and concluding comments (167ff.)<br />
provide a cursory but good summary of the interpretive paradigms to which<br />
he objects. The problem with these pages is that they give far too simplistic a<br />
summation, as if an international group of historians has conspired in unison<br />
to whitewash Rome’s fall in 476. In fact, the scholars in the last forty years<br />
who have questioned the traditional view of post-Roman Europe as “dark”<br />
have done so for a variety of reasons, with a number of contrasting interpretations,<br />
and using different types of evidence and interpretive paradigms.<br />
Contextualization of literary evidence remains one of W.P.’s biggest weaknesses.<br />
Chapter 2, which could have been written to great effect, bounces<br />
from battle to battle, barbarian group to barbarian group, and forward and<br />
backward in time with little explanation and to dizzying effect. It reads as<br />
if it were a laundry list of barbarian crimes against humanity. He makes no<br />
effort to engage the sources, explain them, or even tease out the nuances of<br />
the authors reporting the era’s vicissitudes. For example, many of the authors<br />
were Romans writing under barbarian kings. They maintained a vested<br />
interest in making their barbarians sound as civilized as possible while si-<br />
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multaneously portraying other Germanic tribes as the most violent and rustic<br />
hicks, a fact that W.P. finally recognizes with the Ostrogoths. Although he<br />
mentions the work of Walter Goffart, he omits Goffart’s Narrators of Barbarian<br />
History, which would have helped with the interpretive intentions of<br />
sixth and seventh century Roman historians.<br />
W.P. remains on firmer ground when analyzing the archaeological record.<br />
He seems most cognizant of the evidentiary weaknesses, too. For example,<br />
pottery in the centuries preceeding Rome’s collapse continued to be of outstanding<br />
quality. However, the decline of certain kinds of pottery following<br />
Rome’s fall does not necessarily prove conclusively that life had taken a<br />
turn for the catastrophic worse. He similarly observes, “We cannot take the<br />
apparent lack of post-Roman sites at face value, as unequivocal evidence for<br />
a cataclysmic collapse of population in post Roman times” (142). Notwithstanding<br />
this and similar protests to the contrary, he cannot resist discerning<br />
the decline of civilization based on a few friable Anglo-Saxon pots. Even<br />
when the evidence is solid—as for example with Visigothic coinage—he<br />
remains too ready to dismiss it without probing what it can reveal.<br />
Another problem with W.P.’s book is that it fails to prove its point. Despite<br />
his assertions, he admits a number of facts detrimental to his argument:<br />
foreign troops within the Roman Empire were almost always loyal<br />
(38); the Goths of the fifth century sought to share the wealth and safety of<br />
life inside of the empire, not destroy it (52); and the imperial authorities in<br />
the West often settled barbarians in the interests of solving imperial problems,<br />
while at the same time creating troubles for the locals (54-55). In other<br />
words, the interests of the center and the peripheral failed to coincide. W.P.<br />
needed to spend more time addressing this last point, especially since very<br />
little changed for most land-owning Romans in the post imperial world (66).<br />
Some fifth-century Romans in the provinces had scarcely seen imperial authorities,<br />
and when they did the authorities were often greedy and rapacious.<br />
W.P. needs to demonstrate why provincial Romans should have preferred<br />
Roman authority to that of barbarian kings, and he neglects to do this. He<br />
recognizes that many Romans served barbarian kings, but he does not provide<br />
enough evidence to persuade this reader that, all else being equal, these<br />
Romans would have really found life better under an imperial administration<br />
that ruled in abstentia. He argues persuasively that Late Antiquity witnessed<br />
a decline in material culture, but he cannot demonstrably conclude that barbarians<br />
were responsible.<br />
A fatal weakness of W.P.’s book is its sweeping generalizations, both an-
cient and modern. His claim that the Visigoths maintained the Gothic language<br />
well into later centuries—and that this is evidence they had never<br />
fully assimilated—flies in the face of what amounts to a scholarly consensus.<br />
The Visigoths by the end of the sixth century had for all intents and purposes<br />
ceased speaking Gothic as the language of preference. Although it is true<br />
that Gothic words survive in the legal codes, it is also true that the proceedings<br />
of the Third Ecumenical Council of Toledo (589 C.E.) were written in<br />
Latin, not Gothic. King Sisebut (612-621) composed a saint’s life in Latin,<br />
not Gothic, and St. Isidore of Seville (Roman father and Gothic mother, 560-<br />
636) wrote his treatises in Latin. W.P.’s further assertion that the Visigoths<br />
did not abandon Arianism until 587 demonstrates his ignorance about the<br />
role of Gothic bishops within the Catholic Church prior to 587.<br />
Finally, his Eurocentric critique of North American scholarship cannot be<br />
allowed to stand unchallenged. He asseverates that “One has to look to Europe<br />
to find a community of historians like me, with an active interest in secular<br />
aspects of the end of the Roman worlds, such as its political, economic,<br />
and military history” (180). This statement overlooks the books of North<br />
American scholars such as Thomas Burns (Barbarians Within the Gates of<br />
Rome and Rome and the Barbarians), Ralph Mathisen (Roman Aristocrats<br />
in Barbarian Gaul and Law, Society and Authority in Late Antiquity), and<br />
Michael Kulikowski (editor, Hispania in Late Antiquity and author, Late<br />
Roman Spain and its Cities), who rely on the archaeological record and have<br />
focused on military and political organization. W.P. further assumes that<br />
Europe has not produced its share of scholars focusing on religious or intellectual<br />
transformation. The last I checked, Peter Brown was educated and<br />
raised in the United Kingdom. Once again, the picture is far more complex<br />
than W.P. portrays it.<br />
The contribution of W.P.’s thesis deserves an honest assessment, and W.P.<br />
is to be congratulated for questioning recent assumptions about Rome’s demise<br />
in the West. The book is highly readable, capable of being used in<br />
advanced undergraduate as well as graduate level courses, and it contains<br />
helpful notes, chronology, and bibliography. Although the book’s 187 pages<br />
of text remain far too slender to tackle the issues to which it points, it nevertheless<br />
suggests that this will not be the final treatment of the topic.<br />
Richard Rawls,<br />
<strong>Fresno</strong> <strong>Pacific</strong> <strong>University</strong><br />
The Fall of Rome and the End of Civilization<br />
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