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Last Periodic report- Part A - Research ResultsA1 . Scientific HighlightsTask 1 (Hardy and Bergman spaces,interpolation)Following the paper [3] already mentioned in the previous report, Nicolau and Dyakonov studied in [2] thesequences <strong>of</strong> elements <strong>of</strong> the unit disc such that any sequence <strong>of</strong> bounded nonvanishing values can be interpolatedby a bounded analytic function without zeroes. Free interpolating sequences in the Nevanlinna and Smirnovclasses are discussed in [4], in which some partial results are also obtained for the problem <strong>of</strong> describing thosefunctions which admit an harmonic majorant.During his visit to Barcelona, the postdoc X.Dussau obtained ”weighted Polya-Plancherel inequalities” whichrelate the behaviour <strong>of</strong> some entire functions on the real line to their behaviour on the integers. Also a joint paperby F.Perez-Gonzales (La Laguna, team 3) and the postdoc J.Rattya provide new sampling results for a class <strong>of</strong>spaces related to Hardy and Bergman spaces. There is also a joint work in progress by A. Borichev (team 1) andY.Lyubarskii (team 7) concerning maximal decay <strong>of</strong> nonzero functions along appropriate uniqueness sequencesin various spaces <strong>of</strong> analytic functions.Related with sampling and interpolation, this time for Hardy and Bergman spaces in the disc, anothersignificant contribution is given in [5]. Here the uniform densities describing exactly interpolating sequences forthe Bergman spaces are related to harmonic measure <strong>of</strong> certain ”cheese domains” obtained by deleting suitablehyperbolic disks. It seems to be the first time that this central notion in complex analysis is brought into thepicture <strong>of</strong> interpolation and sampling.Task 2 (Cauchy integrals , Capacities , Harmonic approximation)The paper [2], by J.Pau (team 3) and S. J. Gardiner (team 4) dealt with the representation, or approximation,<strong>of</strong> functions on the boundary <strong>of</strong> a domain Ω ⊂ R n by sums <strong>of</strong> Poisson, Green or Martin kernels associated witha set E ⊂ Ω, and with the related issue <strong>of</strong> whether E can be used to determine the suprema <strong>of</strong> certain harmonicfunctions on Ω. The paper ”Smooth potentials and harmonic estimates” by A.Gustafsson (postdoc in team 3)and S.J.Gardiner (Publ. Mat. 48 (2004), 241-249) examines when it is possible to find a smooth potential ona C 1 domain D with prescribed normal derivatives at the boundary. It is shown that this is always possiblewhen D is a Liapunov-Dini domain, and this restriction on D is essential. An application concerning C 1superharmonic extension is given in response to a problem posed by Verdera, Melnikov (both <strong>of</strong> Team 3 <strong>of</strong> theNetwork) and Paramonov.The central role <strong>of</strong> the Cauchy kernel within Calderon-Zygmund theory in two dimensions is clarified in thepreprints ”L 2 boundedness <strong>of</strong> the Cauchy transform implies L 2 boundedness <strong>of</strong> all Calderon-Zygmund operatorsassociated to odd kernels”, by X.Tolsa, and ”Estimates for the Cauchy integral over Ahlfors regular curves”, byX.Tolsa and M.Melnikov.Task 3 (Function models and applications <strong>of</strong> operator theory)The study <strong>of</strong> the generalized Schur algorithm for Nevanlinna functions (the line case) was continued andimportant new results about the factorizations <strong>of</strong> J–unitary matrix polynomials, <strong>of</strong> operator representations<strong>of</strong> generalized Nevanlinna functions and their applications in singular rank one perturbations <strong>of</strong> self-adjointoperators were obtained, see the joint papers [1], [2], [6], [7]. These results are also related via extensionproblems for symmetric operators to Nevanlinna-Pick interpolation problems and as such to the results <strong>of</strong>”Solution <strong>of</strong> a multiple Nevanlinna-Pick problem” by H.Langer (team 8) and A.Lasarow (J. Math. An. andAppl. 293 (2004), 605-632), where a description <strong>of</strong> the solutions <strong>of</strong> a Nevanlinna-Pick problem by means <strong>of</strong>orthogonal functions was obtained.3


In the joint paper [12 ], A.Hartmann (team 1), D.Sarason and K.Seip (team 7) gave a characterization <strong>of</strong>those surjective Toeplitz operators on the Hardy spaces which have a nontrivial kernel in terms <strong>of</strong> the extremalfunction <strong>of</strong> the kernel. S.Pott (team 5) and E.Strouse (team 1) found in [14] a necessary and a sufficientcondition for the product <strong>of</strong> two Toeplitz operators on a weighted Bergman space to be bounded involving theBerezin transform <strong>of</strong> the symbols <strong>of</strong> these Toeplitz operators, and N.Nikolski (team 1) studied the link betweencondition numbers (a notion useful in numerical analysis) and spectral condition numbers for Toeplitz operatorson l p (Z + ), 1 ≤ p ≤ +∞ (these phenomena involve a critical number k(p), equal to 2 for p = 1 and p = +∞,equal to one for p = 2, <strong>of</strong> value unknown for 1 < p < +∞, p ≠ 2). In the joint paper [10], I. Gohberg (team 9),M.A. Kaashoek (team 2) and F.van Schagen (team 2) found new inversion formulas for finite Toeplitz operators.Task 4 (The invariant subspace problem)In the joint paper [3], I.Chalendar (team 1), J.R.Partington (team 5) and R.Smith (team 5) show that theexistence <strong>of</strong> pairs (x, y) <strong>of</strong> elements <strong>of</strong> H such that < T n x, y >= ˆf(−n) ( n ≥ 0) for some specific f ∈ L 1 (T) doesimply the existence <strong>of</strong> nontrivial invariant subspaces for T. In the same paper they also establish for the firsttime a link between the Brown approximation scheme and the Hilbert space version <strong>of</strong> the Atzmon-Godefroymoment theorem.A.Atzmon (team 9) and B.Brive (team 1, postdoc at Tel-Aviv) characterized in [1] surjectivity <strong>of</strong> lineardifferential operators <strong>of</strong> infinite order with constant coefficients on weighted Hilbert spaces <strong>of</strong> entire functionswith radial log-convex weight. Sophie Grivaux, a young Mathematician from the Paris team, proved in particularthat each operator on the separable Hilbert space can be written as the sum <strong>of</strong> two hypercyclic operators.In the joint papers [6] [8] S.Grivaux and F. Bayart point out the role <strong>of</strong> the unimodular point spectrum inhypercyclicity theory, using sophisticated measure theoretical tools, and they develop in [7] the natural strongernotion <strong>of</strong> frequent hypercyclicity, studying various concrete examples.Task 5 (<strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> <strong>Spaces</strong> and applications)G. Pisier (team 6) proved that the only quotients <strong>of</strong> the direct sum <strong>of</strong> the row and column operator spacesthat embed in a semifinite non-commutative L 1 space are R, C, R + C (the classical Gaussian case) and 4 otherspaces built out <strong>of</strong> these first 3. Also Q.Xu (team 6) developed complex interpolation <strong>of</strong> certain row and columnoperator spaces.In St Petersburg (team 10) S.Kysliakov and his graduate student D.Anisimov established Interpolation andcorrection results for some function spaces defined in terms <strong>of</strong> certain ”double singular integral operators”. Thisapplies to many classical operators <strong>of</strong> harmonic analysis (for instance, the Hardy-Littlewood square function).Task 6 (Convex geometry,concentration <strong>of</strong> measures)D. Cordero, M. Fradelizi and B. Maurey ( team 6) verified an inequality <strong>of</strong> multiplicative concavity conjecturedby Banaszczyk relative to the gaussian measures <strong>of</strong> dilations <strong>of</strong> any given centrally symmetric convexset (the so-called “(B)-conjecture”). G. Aubrun and M. Fradelizi, also from team 6, proved a conjecture <strong>of</strong>Schneider. O. Guédon (team 6) and G. Paouris (a young researcher appointed by the Paris-6 node) studied in ajoint paper the concentration <strong>of</strong> mass <strong>of</strong> the unit ball <strong>of</strong> the finite dimensional Schatten class S n p (with respectto the Hilbert-Schmidt norm).After solving the duality problem for metric entropy in the central euclidean case in a paper mentioned inthe last report V. Milman (team 9), A. Artstein (former predoc at team 6 and graduate student <strong>of</strong> team 9)and S.Szarek (team 6) introduced with N.Tomczak-Jaegermann the notion <strong>of</strong> ”convexified separation”. Preciseduality results for packing and ”convex packing” numbers are obtained for K-normed spaces, and this notion<strong>of</strong> convex separability should play in the future an important role in complexity theory and optimization.4


A2.Joint publications and patentsYoung Researchers are indicated using bold. We indicate here the joint papers published and the jointpreprints completed by coauthors from different nodes during the final year <strong>of</strong> network activity.period coveredby the report, the joint preprints which were completed during that period. We included in the list two jointpapers by C. Mehl (postdoc at Amsterdam for two months) and one member <strong>of</strong> the Amsterdam team (togetherwith an external expert), and a joint paper by H.Langer (coordinator <strong>of</strong> team 8) and A.Lasarow, who waspostdoc in team 8.Task 1 (Hardy and Bergman spaces, interpolation)1. A.Borichev (team 1), F.Nazarov and M.Sodin (team 9), Lower bounds for quasianalytic functions, Math.Scand., to appear.2. K.M. Dyakonov (team 10) and A.Nicolau (team 3), Free interpolation by nonvanishing analytic functions,preprint.3. A.Nicolau (team 3), J.Ortega-Cerda (team 3) and K.Seip (team 7) The constant <strong>of</strong> interpolation, Pac. J.Math. 213 (2004), 389-398.4. J. Ortega-Cerda (team 3) and K. Seip (team 7), Harmonic measure and uniform densities, Indiana J.Math., to appear.5. A. Hartmann (team 1), X.Massaneda (team 3), A. Nicolau (team 3) and P.Thomas Free Interpolation inthe Nevanlinna and Smirnov classes and harmonic majorants, J. Func. An., to appear.Task 2 (Cauchy integrals , Capacities , Harmonic approximation)1. S.Gardiner(team 4) and J.Pau (team 3), Approximation in the boundary and sets <strong>of</strong> determination forharmonic functions, Illinois J. Math. 47 (2003), 1115-1136.Task 3 (Function models and applications <strong>of</strong> operator theory)1. D. Alpay, T.Ya. Azizov, A. Dijksma (team 2), and H. Langer (team 8), The Schur algorithm for generalizedSchur functions III: Factorizations <strong>of</strong> J-unitary matrix polynomials, Lin. Alg. Appl. 369 (2003), 113–144.5


2. D. Alpay, A. Dijksma (team 2), and H. Langer (team 8),Factorization <strong>of</strong> J-unitary matrix polynomials onthe line and a Schur algorithm for generalized Nevanlinna functions, Lin. Alg. Appl. 387, 2004, 313-342.3. D. Alpay, T.Ya. Azizov, A. Dijksma (team 2), H. Langer (team 8), and G. Wanjala (team 2), A basicinterpolation problem for generalized Schur functions and coisometric realizations, <strong>Operator</strong> <strong>Theory</strong>: Adv.,Appl., 143, Birkhäuser Verlag, Basel, 2003, 39-76.4. D. Alpay, T.Ya. Azizov, A. Dijksma (team 2), H. Langer (team 8), and G. Wanjala (team 2), The Schuralgorithm for generalized Schur functions IV: unitary realizations, <strong>Operator</strong> <strong>Theory</strong>: Adv., Appl., 149,Birkhäuser Verlag, Basel, 2004, 23-45.5. A. Batkai, P. Binding, A. Dijksma (team 2), R. Hryniv, and H. Langer (team 8), Spectral problems foroperator matrices, preprint.6. A. Dijksma (team 2), H. Langer (team 8), and Y. Shondin, Rank one perturbations at infinite coupling inPontryagin spaces, J. Funct. Anal. 209 (2004), 206–246.7. A. Dijksma (team 2), H. Langer (team 8), A. Luger (team 8), and Y. Shondin, Minimal realizations <strong>of</strong>scalar generalized Nevanlinna functions related to their basic factorization, <strong>Operator</strong> <strong>Theory</strong>: Adv., Appl.,to appear.8. I. Gohberg (team 9), S. Goldberg and M.A. Kaashoek (team 2), Basic Classes <strong>of</strong> Linear <strong>Operator</strong>s,Birkhäuser Verlag, Basel, 2003; 423 pp.9. I. Gohberg (team 9), M.A. Kaashoek (team 2) and F. van Schagen (team 2), On inversion <strong>of</strong> convolutionintegral operators on a finite interval, in: <strong>Operator</strong> Theoretical Methods and Applications to MathematicalPhysics. The Erhard Meister Memorial Volume, OT 147, Birkhäuser Verlag, Basel, 2004, pp. 277–285.10. I. Gohberg (team 9), M.A. Kaashoek (team 2) and F. van Schagen (team 2), On inversion <strong>of</strong> finite Toeplitzmatrices with elements in an algebraic ring, Lin.Alg.Appl. 385 (2004), 381-389.11. I. Gohberg (team 9), M.A. Kaashoek (team 2) and A.L. Sakhnovich, Taylor coefficients <strong>of</strong> a pseudoexponentialpotential and the reflection coefficient <strong>of</strong> the corresponding canonical system, Math. Nachr.,to appear.12. A. Hartmann (team 1), D. Sarason, and K. Seip (team 7), Surjective Toeplitz operators, available athttp://www.math.ntnu.no/ seip/surjectivetoeplitz.pdf13. B. Jacob, J.R. Partington (team 5) and S. Pott (team 1), Conditions for admissibility <strong>of</strong> observationoperators and boundedness <strong>of</strong> Hankel operators, Int. Eq. and Op. <strong>Theory</strong> 47 (2003), 315-338.14. S.Pott (team 5) and E.Strouse (team 1), Products <strong>of</strong> Toeplitz operators on the Bergman spaces A 2 α,preprint.15. C.Mehl (postdoc in team 2), A.C.M. Ran (team 2), and L. Rodman, Polar decompositions <strong>of</strong> normaloperators in indefinite inner product spaces, submitted for publication in Proceedings <strong>of</strong> 3d Workshop onIndefinite Inner Products, OT-series.6


16. C.Mehl (postdoc in team 2), A.C.M. Ran (team 2), and L. Rodman, Hyponormal matrices and semidefiniteinvariant subspaces in indefinite inner products, submitted for publication in Electronic Journal <strong>of</strong>Linear Algebra.17. H.Langer (team 8) and A.Lasarow (postdoc in team 8), Solution <strong>of</strong> a multiple Nevanlinna-Pick problemvia orthogonal rational functions, J. <strong>of</strong> Mathematical <strong>Analysis</strong> and Applications 293 (2004), 605–632.Task 4 (The invariant subspace problem)1. A.Atzmon (team 9) and B.Brive (team 1) Surjectivity and invariant subspaces <strong>of</strong> differential operatorson weighted Bergman spaces <strong>of</strong> entire functions, preprint.2. I. Chalendar (team 6), J. R. Partington (team 5) and M. Smith (team 5), Approximation in reflexive<strong>Banach</strong> spaces and applications to the invariant subspace problem, Proc. Amer. Math.Soc. 132, (2003),1133-1142.3. I. Chalendar (team 6), J.R. Partington (team 5) and R. Smith (team 5), L 1 factorizations, momentproblems and invariant subspaces, preprint, April 2004.4. I. Chalendar (team 6), L. Habsieger, J.R. Partington (team 5) and T.J. Ransford, Approximate Carlemantheorems and a Denjoy-Carleman maximum principle, Archiv der Mathematik, 83 (2004), 88-96.5. I. Chalendar (team 6) and J.R. Partington (team 5), Convergence properties <strong>of</strong> minimal vectors fornormal operators and weighted shifts, Proc. Amer. Math. Soc., to appear.6. F. Bayart (team 1), S. Grivaux (team 6), Hypercyclicity: the role <strong>of</strong> the unimodular point spectrum, C.R. Acad. Sci. Paris, 338 (2004), 703 - 708.7. F. Bayart (team 1), S. Grivaux (team 6), Frequently hypercyclic operators, preprint 2004.8. F. Bayart (team 1), S. Grivaux (team 6), The role <strong>of</strong> the unimodular point spectrum in hypercyclicity,preprint 2004.Task 5(<strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> <strong>Spaces</strong> and applications) and Task 6 (Convex geometry,concentration <strong>of</strong> measures)1. V.Milman (team 9) and A.Pajor (team 6), Essential uniqueness <strong>of</strong> M-ellipsoids <strong>of</strong> a given convex body, toappear in GAFA.2. S.Artstein (team 9), V. Milman (team 9), S. Szarek (team 6) and N. Tomczak-Jaegermann, On convexifiedpacking and metric entropy, to appear in Geom. Funct. Anal.7


FINAL REPORT -Part A- Research resultsA1 . Scientific HighlightsDuring the 48 months <strong>of</strong> network activity the network made significant progress with respect to all tasks(some truly outstanding results have been obtained by team 3, which resolved long standing questions relatedto task 2). Here below these various achievements are described in some detail.Task 1-Hardy and Bergman spaces, interpolationJ.Ortega-Cerda and K.Seip (teams 3 and 7) obtained in Annals <strong>of</strong> Maths 155 (2002), 789-806 a description<strong>of</strong> the Fourier frames <strong>of</strong> Duffin and Schaeffer, which correspond to the sampling sequences for the classicalPaley-Wiener space <strong>of</strong> entire functions. Their work is based on de Branges’ theory <strong>of</strong> Hilbert spaces <strong>of</strong> entirefunctions. Also X.Massaneda (team 1), J.Ortega-Cerda (team 1) and M.Ounaies were able to describe completelythe interpolating sequences for the Paley-Wiener-Schwartz space <strong>of</strong> entire functions corresponding tocompactly supported distributions, solving an open problem posed by Ehrenpreis (this result has interesting applicationsto deconvolution equations). Another significant contribution <strong>of</strong> these authors related with samplingand interpolation is given in Harmonic measure and uniform densities, to appear in Indiana J. Math. Here theuniform densities describing exactly interpolating sequences for the Bergman spaces are related to harmonicmeasure <strong>of</strong> certain ”cheese domains” obtained by deleting suitable hyperbolic disks. It seems to be the firsttime that this central notion in complex analysis is brought into the picture <strong>of</strong> interpolation and sampling.A.Hartmann (team 1) and K.Seip (team 7) studied in J. Func. Anal. 202 (2003), 342-262 extremal functionsas divisors for kernel <strong>of</strong> Toeplitz operators on the Hardy spaces H p , 1 < p < +∞, with applications to thecharacterization <strong>of</strong> certain complete interpolating sequences (Milestone 2, task 1). They also obtained withD.Sarason a characterization <strong>of</strong> surjective non-injective Toeplitz operators in terms <strong>of</strong> the extremal function <strong>of</strong>the kernel, a result also related to the research objectives <strong>of</strong> task 3.In team 7 Hedenmalm, Jakobsson, and Shimorin obtained a Hadamard type biharmonic maximum principle.Aleman, Beliaev, and Hedenmalm obtained a characterization <strong>of</strong> the real zero preserving operators that commutewith differentiation on the space <strong>of</strong> rational functions with a single pole on the real line (J. An., to appear).Lyubarskii solved a non-local interpolation problem for generalized Paley-Wiener space by reconstructing thefunction from the values <strong>of</strong> its divided differences at points <strong>of</strong> a complete interpolating sequence.In Pac.J.Math.213 (2004),389-398, A.Nicolau (team 3), J.Ortega-Cerda (team 3) and K.Seip (team 7)manage to relate the constant <strong>of</strong> interpolation <strong>of</strong> H ∞ -interpolating sequences with geometrical parameters <strong>of</strong>the sequence, such as the separation constant and others. The paper includes an improved version <strong>of</strong> theconstructive solution given by P.Jones, giving the optimal bound. Also in the joint preprint Free Interpolationin the Nevanlinna and Smirnov classes and harmonic majorants, to appear in J. Func. Anal., A.Hartmann(team 1), X.Massaneda (team 3), A. Nicolau (team 3) and P.Thomas have studied free interpolating sequencesin the Nevanlinna class in the unit disc and the relation <strong>of</strong> this problem with the one <strong>of</strong> describing whichfunctions admit an harmonic majorant. A.Nicolau and K.Dyakonov (teams 3 and 10) studied in the preprintFree interpolation by nonvanishing analytic functions the sequences <strong>of</strong> elements <strong>of</strong> the unit disc such that anysequence <strong>of</strong> bounded nonvanishing values can be interpolated by a zero-free bounded analytic function. This isclosely related to the Pick-Nevanlinna interpolation and the answer is given by the notion <strong>of</strong> thin sequence.A.Borichev (team 1), A.Volberg (then in team 6) and H.Hedenmalm (team 9) constructed in J. Func. An.207 (2004) 111-160 non z-cyclic functions without zeroes in the disc for a very large class <strong>of</strong> weighted Bergmanspaces on the open unit disc, an important progress for milestone 1 <strong>of</strong> task 1 in the network workplan.Task 2-Cauchy integrals, Capacities, Harmonic approximationIn this direction <strong>of</strong> research, following the complete characterization during the first year <strong>of</strong> network activity<strong>of</strong> planar Cantor sets <strong>of</strong> zero analytic capacity by J.Mateu, X.Tolsa and J.Verdera from team 3 in J. A.M.S.8


16 (2003), 19-28, and their partial results on semiadditivity in Contemp. Math. 320 (2003), 19-28 , X.Tolsasolved in the summer 2001 two outstanding problems by showing that the Ahlfors analytic capacity and thecontinuous analytic capacity are semiadditive. The first result, published in Acta Math. 190 (2003), 105-149shows in particular that the union <strong>of</strong> two sets which are removable for bounded analytic functions is alsoremovable for bounded analytic functions. The second result, published in Amer. J. Math. 126 (2004), 523-567 also solves the famous ”inner boundary conjecture” in rational approximation. Tolsa’s work also gives ageometric characterization <strong>of</strong> compact sets in the plane <strong>of</strong> zero analytic capacity (i.e. compact sets which areremovable for bounded analytic function), which answers a famous problem <strong>of</strong> Painlevé. After these crowningachievements, quickly expoited in the network training program, X.Tolsa obtained the prestigious Salem prizein 2003 and was one <strong>of</strong> the ten young recipients <strong>of</strong> the prize <strong>of</strong> the European Mathematical Society at 4ECMin june 2004 at Stockholm.These achievements obtained by the Barcelona team, notably by X.Tolsa, during the last year in the area<strong>of</strong> analytic capacity and the Cauchy integral have continued during the last two years <strong>of</strong> network activity withother important results, which include the pro<strong>of</strong> <strong>of</strong> the invariance <strong>of</strong> sets <strong>of</strong> zero analytic capacity by bilipschitztransformations in the preprint Bilipschitz mappings, analytic capacity, and the Cauchy integral (in the case <strong>of</strong>planar Cantor sets this bilipschitz invariance had been proved by J.Verdera (team 3) and J. Garnett in MathResearch Notes, 10(2003), 515-522). The central role <strong>of</strong> the Cauchy kernel within Calderon-Zygmund theory intwo dimensions is clarified in the preprints ”L 2 -boundedness <strong>of</strong> the Cauchy transform implies L 2 -boundedness <strong>of</strong>all Calderon-Zygmund operators associated to odd kernels”, by X.Tolsa, and ”Estimates for the Cauchy integralover Ahlfors regular curves”, by X.Tolsa and M.Melnikov.Besides these decisive results concerning capacities and Cauchy kernel, which go far beyond the relatedresearch objectives <strong>of</strong> task 2 and milestone 1 <strong>of</strong> task 2, there were a lot <strong>of</strong> interesting results concerningapproximation and harmonic functions. S.Gardiner(team 4) and J.Pau (team 3) obtained in Illinois J. Math.47 (2003), 1115-1136 new results concerning the representation <strong>of</strong> functions on the boundary <strong>of</strong> a domain Ω bysums <strong>of</strong> Poisson, Green or Martin kernels associated to a subset E <strong>of</strong> Ω (this answers two questions <strong>of</strong> Hayman,and relates to milestones 1 and 2 <strong>of</strong> task 2). Also Gardiner and Hansen identified in Math. Ann. 323 (2002),41-54 the boundary sets where general harmonic functions may tend to infinity (milestone 2 <strong>of</strong> task 2), and theFarrel and Mergelyan sets <strong>of</strong> the Dirichlet space were classified by team 7.J. M. Anderson (team 4) and A. Hinkkanen used in Mathematika 48 (2001),301-304 Arakelyan’s theoremon holomorphic approximation to show that, if h and k are harmonic functions in the plane and there is apositive constant c such that |h + − k + | ≤ c in R 2 , then it need not follow that h − k is constant, which gives anegative answer to an open question related to quasi-regular maps in R n . Another important contribution toapproximation problems is given by F.Perez-Gonzalez (team 3) and A.Suarez in Int.Math.J.3 (2003), 795-810.Task 3-Function models and applications <strong>of</strong> operator theoryH.Langer(team 8), ACM Ran(team 2) and B. van de Rotten(team 2) obtained in Op. Th. : Adv. andAppl. 130 (2001), 235-254 new results about the existence <strong>of</strong> a pair <strong>of</strong> solutions <strong>of</strong> an algebraic Riccattiequation in the infinite dimensional case, using an invariant subspace approach. H.Langer(team 8) , A.Markus,V.Matsaev(team 9) and C.Tretter(team 8) obtained in Linear Algebra Appl. 330 (2001) 89 -112 seminal resultsabout the quadratic numerical range for block operator matrices, including numerical codes to compute it.Constrained von Neumann inequalities were obtained by C.Badea (team 1) and G.Cassier (team 6) in Adv.Math. 166 (2002), 260-297, with appealing applications to Fourier series.In the spectral theory <strong>of</strong> unbounded block operator matrices the investigations concentrated on delay equationsand the weakly coupled beam equations. The essential spectrum and semi-group generator could becharacterized and a complete semigroup treatment <strong>of</strong> delay equations with unbounded operators in the delayterm was given (A.Batkai, former postdoc at Vienna, and members <strong>of</strong> the Vienna and Amsterdam teams).9


Moreover, variational principles for operator functions and for block operator matrices could be proved, whichhave applications in various areas <strong>of</strong> mathematical physics. The study <strong>of</strong> selfadjoint and skewly selfadjoint blockoperator matrices led to interesting results about the angular operator representations <strong>of</strong> invariant subspaces,see the paper by H.Langer (team 8), A.Markus, V. Matsaev (team 9) and C.Tretter (team 8) in J.Func.An.199 (2003), 427-451.The study <strong>of</strong> the generalized Schur algorithm for Nevanlinna functions (the line case) was developed andimportant new results about the factorizations <strong>of</strong> J–unitary matrix polynomials, <strong>of</strong> operator representations<strong>of</strong> generalized Nevanlinna functions and their applications in singular rank one perturbations <strong>of</strong> self-adjointoperators were obtained, see the paper by D. Alpay, A. Dijksma (team 2), and H. Langer (team 8) inLin. Alg.Appl. 387, 2004, 313-342. These results are also related via extension problems for symmetric operators toNevanlinna-Pick interpolation problems and as such to the results <strong>of</strong> Solution <strong>of</strong> a multiple Nevanlinna-Pickproblem by H.Langer (team 8) and the postdoc A.Lasarow (J. Math. An. and Appl. 293 (2004), 605-632),where the solutions <strong>of</strong> a Nevanlinna-Pick problem are described by means <strong>of</strong> orthogonal functions.Members <strong>of</strong> the Amsterdam and Tel-Aviv team also obtained a lot <strong>of</strong> new results on completeness andnon-completeness problems for non-selfadjoint operators, (noncompleteness <strong>of</strong> the eigenvectors and generalizedeigenvectors is closely related to the existence <strong>of</strong> the so-called small solutions) and on inversion <strong>of</strong> convolutionoperators. For the first topic a joint publication <strong>of</strong> I.Gohberg (team 9), M.A. Kaashoek and S.M. Verduyn Lunel(both team 2) is well underway. For the inversion see the paper by I. Gohberg (team 9), M.A. Kaashoek and F.van Schagen(both team 2) in The Erhard Meister Memorial Volume, OT 147 , Birkhauser Verlag, Basel, 2004,277–285.N. Nikolski proved with S.Treil in J.Anal. Math. 87 (2002), 415-421 that if U is a unitary operator whosespectral measure is not singular with respect to Lebesgue measure then there exists a rank one perturbation T<strong>of</strong> U, whose spectrum does not contain the closed unit disc and whose resolvent has linear growth which is notsimilar to a normal operator, an important counterexample in the network program on similarity.Besides the joint contributions <strong>of</strong> contributions <strong>of</strong> A.Hartmann (team 1) and K.Seip (team 7) there was alot <strong>of</strong> progress concerning Toeplitz (or Hankel) operators. Sandra Pott (team 5) and Elizabeth Strouse (team1) found very recently a necessary and a sufficient condition for the product <strong>of</strong> two Toeplitz operators ona weighted Bergman space to be bounded involving the Berezin transform <strong>of</strong> the symbols <strong>of</strong> these Toeplitzoperators, and N.Nikolski (team 1) studied in a paper to appear in St Petersburg Math. J. the link betweencondition numbers (a notion useful in numerical analysis) and spectral condition numbers for Toeplitz operatorson l p (Z + ), 1 ≤ p ≤ +∞ (it is shown that theses phenomena involve a critical number k(p), equal to 2 for p = 1and p = +∞, equal to one for p = 2, whose value remains unknown for 1 < p < +∞, p ≠ 2). Hadamard-Schurmultipliers <strong>of</strong> Toeplitz type were characterized in St Petersburg Math. J. 15 (2003), 1-14 by Yu. Farforovskayaand L.N Nikolskaya, two senior female members from teams 10 and 1.Task 4-The invariant subspace problemLet ω be a weight on Z, i.e. a positive map for which the shift operator (u n ) n∈Z ↦−→ (u n−1 ) n∈Z is abounded invertible operator on the Hilbert space l 2 ω(Z) = {(u n ) n∈Z | ∑ n∈Z |u n| 2 ω(n) 2 < +∞}. The existenceand classification <strong>of</strong> nontrivial translation invariant (i.e. invariant for S and S −1 ) subspace <strong>of</strong> l 2 ω(Z) is an openproblem related to milestones 3 and 4 <strong>of</strong> task 4. The network coordinator (team 1) and A.Volberg (partly in team6), using the theory <strong>of</strong> asymptotically holomorphic functions, gave in Ann. Scient. Ec. Norm. Sup. 35 (2002),185-230 a complete classification <strong>of</strong> the translation invariant subspaces for a large class <strong>of</strong> dissymetric weightedHilbert spaces <strong>of</strong> sequences on Z (milestone 3 <strong>of</strong> task 4) and gave conditions on a weight ω which ensure thatevery nontrivial translation invariant subspace <strong>of</strong> the corresponding weighted Hilbert space contains a nonzerosequence (u n ) n∈Z such that u n = 0 for n > 0. The existence <strong>of</strong> nontrivial translation invariant subspaces in thecase where the spectrum <strong>of</strong> the shift is thick (milestone 4 <strong>of</strong> task 2) is still open (see St Petersburg Math. J. 1410


(2003), 251-271 for partial results).The translation invariant subspace for even weights had been solved positively by A. Atzmon (team 9), usinga ”moment principle”, before the beginning <strong>of</strong> network activity (see Ann. Inst. Fourier 51 (2001), 1407-1418for an extension <strong>of</strong> this result to a large class <strong>of</strong> <strong>Banach</strong> spaces <strong>of</strong> functions on l.c.a. groups), and he obtainedwith G.Godefroy (team 6), using a variational principle, a very general version <strong>of</strong> the moment principle: if T isa bounded operator on a real <strong>Banach</strong> space, and if there exists a bounded measure µ on R, x ∈ E \ {0} andx ∗ ∈ E ∗ \ {0} such that < T n x, y >= ∫ R tn dµ(t) for n ≥ 0, then T has a nontrivial invariant subspace.The so-called Brown approximation scheme plays a central role to construct nontrivial invariant subspaces.For example if T is an absolutely continuous contraction on the Hilbert space H for which the functionalcalculus h ↦−→ h(T ) is an isometry, this scheme shows that for every f ∈ L 1 (T) and every ɛ > 0 there existsx, y ∈ H such that < T n x, y >= ˆf(−n) for n ≥ 0, which implies that T has a very rich lattice <strong>of</strong> invariantsubspaces. After developing the Ansari-Enflo technique <strong>of</strong> minimal vectors in a paper to appear in Proc. AMSand giving a constructive pro<strong>of</strong> <strong>of</strong> the fact that the classes A m,n <strong>of</strong> the theory <strong>of</strong> dual algebras are distinct,I.Chalendar (team 6), J.R.Partington (team 5) showed with R.Smith (team 5) that the existence <strong>of</strong> pairs (x, y)<strong>of</strong> elements <strong>of</strong> H such that < T n x, y >= ˆf(−n) ( n ≥ 0) for some specific f ∈ L 1 (T) does imply the existence <strong>of</strong>nontrivial invariant subspaces for T (for example this is true for functions f ∈ L 1 (T) which agree a.e with thenontangential limit on the circle <strong>of</strong> a quotient <strong>of</strong> bounded analytic functions on the open unit disc) . In the samepaper they also establish for the first time a link between the Brown approximation scheme and the Hilbertspace version <strong>of</strong> the Atzmon-Godefroy moment theorem mentioned above. Other important contributions tothe Brown approximation scheme include a joint paper by I. Chalendar, B. Chevreau (team 1) and G. Cassier(team 6) in J. Op. Th. 50 (2003), 331-343 and a preprint by B. Chevreau related to milestone 1 <strong>of</strong> task 4.F. Jaeck (team 1) and S.C. Power (team 3) proved in a paper to appear in Proc.A.M.S. that free semigroupoidalgebras with finite graphs are hyper-reflexive, a result related to milestone 2 <strong>of</strong> task 4, and E.Abakoumov(team 6) and A.Borichev (team 1) constructed in J. Func. An. 188 (2002), 1-26 shift invariant subspaces witharbitrary indices in l p spaces. A.Atzmon (team 9) and B.Brive (team 1, postdoc at Tel-Aviv) characterizedsurjectivity <strong>of</strong> linear differential operators <strong>of</strong> infinite order with constant coefficients on weighted Hilbert spaces<strong>of</strong> entire functions with radial log-convex weight, and determined for some <strong>of</strong> these spaces the structure <strong>of</strong>differentiation invariant subspaces. In another direction there were major advances concerning hypercyclicity(recall that T ∈ B(E) is said to be hypercyclic if the set {T n x} n≥0 is dense in E). Sophie Grivaux, a veryyoung Mathematician from Paris, proved that each operator on the separable Hilbert space can be written asthe sum <strong>of</strong> two hypercyclic operators. With F. Bayart (team 1), she points out in C. R. Acad. Sci. Paris, 338(2004), 703 - 708 the role <strong>of</strong> the unimodular point spectrum in hypercyclicity theory.Task 5-<strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> <strong>Spaces</strong> and applicationsE.Ricard, a young mathematician from team 6 showed in CRAS 331 (2000), 625-628 that the classicalHardy space H 1 , which has as well-known an unconditional basis, fails to have a completely unconditional one.He also constructed with T. Oikhberg in Math. Annalen 328 (2004), 229-259 an operator space on which everyendomorphism is the sum <strong>of</strong> a scalar multiple <strong>of</strong> the identity and a nuclear endomorphism. After obtaining anoncommutative version <strong>of</strong> Grothendieck’s theorem, G.Pisier (team 6) proved that the only quotients <strong>of</strong> thedirect sum <strong>of</strong> the row and column operator spaces that embed in a semifinite non-commutative L 1 space are R,C, R + C (the classical Gaussian case) and 4 other spaces built out <strong>of</strong> these first 3, and Q.Xu (Besançon, team6) developed complex interpolation <strong>of</strong> certain row and column operator spaces.Y. Raynaud (Paris 6) and Q.Xu obtained in J. Func. Anal. 203 (2003) important structural resultsconcerning subspaces <strong>of</strong> noncommutative L p -spaces over general Von Neumann algebras. Q. Xu obtainedwith C.Le Merdy (Besançon) and M. Junge several analogues <strong>of</strong> Littlewood-Paley and Stein inequalities forsectorial operators on noncommutative L p -spaces, after introducing a suitable notion <strong>of</strong> square functions for11


such operators,see CRAS Paris 337 (2003), 93-98. Le Merdy also showed in J. Austr. Math. Soc. 74 (2003)that under usual spectral conditions the sum <strong>of</strong> two operators having a bounded Mc Intosh H ∞ -calculus on aAUMD space also has a bounded H ∞ -calculus (the AUMD class contains the L 1 -spaces and the UMD-spaces).Concerning nonlinear theory <strong>of</strong> <strong>Banach</strong> spaces, G.Godefroy (team 6) proved with N. Kalton in Studia Math.159 (2003), 121-141 that when a linear quotient map to a separable <strong>Banach</strong> space has a Lipschitz right inverse,then it has a bounded linear right inverse, and R. Deville (team 1) gave with N. Ghossoub in Handbook <strong>of</strong>the geometry <strong>of</strong> <strong>Banach</strong> spaces, Vol. I, 393–435, North-Holland, Amsterdam, 2001 an up-to date overview <strong>of</strong>minimization principle(this is related to milestone 3 <strong>of</strong> task 5).J.R. Partington (team 5) and I.Chalendar (team 6) applied to approximation in Archiv. Math. 78 (2002),223-232 results on real interpolation for Hardy spaces on circular domains. C.Dyakonov (teams 3 and 10)characterized in Math.Res. Letters 10 ((2003), 717-728 the extreme points <strong>of</strong> the unit ball <strong>of</strong> the space <strong>of</strong>polynomials <strong>of</strong> given degree living on the circle or on a real segment and endowed with the sup-norm. S.Kislyakov(team 10) introduced in Studia Math. 159 (2003), 277-290 a new ”weak” condition <strong>of</strong> BMO-regularity forcouples (X, Y) <strong>of</strong> lattices <strong>of</strong> measurable functions on the circle and showed that this condition still ensuresnice interpolation properties for the couple <strong>of</strong> the corresponding Hardy-type spaces. Also S.Kysliakov and hisgraduate student D.Anisimov established in Double singular integrals, interpolation and correction, to appear inAlgebra i Analiz interpolation and correction results for some function spaces defined in terms <strong>of</strong> certain ”doublesingular integral operators”, which apply to many classical operators <strong>of</strong> harmonic analysis (for instance, theHardy-Littlewood square function).Task 6-Convex geometry,concentration <strong>of</strong> measuresG. Aubrun and M. Fradelizi, from team 6, proved in Arch. Math. 82 (2004), 282-288 that the sphericalcaps are the only spherical convex bodies which remain spherically convex under the action <strong>of</strong> all 2-pointssymmetrizations (Schneider’s conjecture). Also M.Fradelizi, with D. Cordero and B. Maurey (also from team6) recently verified an inequality <strong>of</strong> multiplicative concavity conjectured by Banaszczyk relative to the gaussianmeasures <strong>of</strong> dilations <strong>of</strong> any given centrally symmetric convex set (the so-called “(B)-conjecture”).O. Guédon (team 6) and G. Paouris (a young researcher appointed by the Paris-6 node) studied in a jointpaper the concentration <strong>of</strong> mass <strong>of</strong> the unit ball <strong>of</strong> the finite dimensional Schatten class Sp n (with respect to theHilbert-Schmidt norm), in relation to a general conjecture on the comparison <strong>of</strong> q-th moments associated withcentrally symmetric convex bodies.A. Pajor (team 6) and M. Milman (team 9) proved in Studia Math. 159 (2003), 247-261 new resultsconcerning the regularization procedure <strong>of</strong> arbitrary star body obtained by cutting by random half-spaces,showing that the resulting convex body has (with large probability) better regularity properties. For examplecutting with suitable n/2 half spaces a l n 1 ball <strong>of</strong> diameter <strong>of</strong> order √ n containing the standard euclidean ballone obtains a body with (absolutely) bounded diameter and still containing the unit ball. This method <strong>of</strong> globaltype permits to recover most <strong>of</strong> the classical results in local theory, and relates to milestone 1 <strong>of</strong> task 6.After solving the duality problem for metric entropy in the central euclidean case V. Milman (Team 9),A. Artstein (former predoc at team 6 and graduate student <strong>of</strong> team 9) and S.Szarek (team 6) introduced withN.Tomczak-Jaegermann the notion <strong>of</strong> ”convexified separation”: given a set K and a symmetric convex body B afinite sequence (x 1 , ..., x N ) <strong>of</strong> elements <strong>of</strong> K is said to be B-convexly separated if (x j + int(B) ∩ conv{x i } i


FINAL REPORT -Part A- Research resultsA2 . Joint Publications and PatentsWe present here an provide a copy <strong>of</strong> five most significant joint publications which are considered to havehad a high impact . Young researchers are indicated in bold, and female authors are indicate with a * sign.List <strong>of</strong> five selected joint papers[1] S.Gardiner (team 4) and J.Pau (team 3), Approximation on the boundary and sets <strong>of</strong> determination forharmonic functions, Illinois Journal <strong>of</strong> Mathematics 47 (2003), 1115-1136.[2] H.Langer (team 8), A. Markus, V.Matsaev (team 9) and C.Tretter ∗ (team 8), Self-adjoint Block operatormatrices with non-separated diagonal entries and their Schur complement, Journal <strong>of</strong> Functional <strong>Analysis</strong> 199(2003), 427-451.[3] A.Hartmann (team 1) and K.Seip (team 7), Extremal functions as divisors for kernels <strong>of</strong> Toeplitzoperators, Journal <strong>of</strong> Functional <strong>Analysis</strong> 202 (2003), 342-362.[4] L.Nikolskaia ∗ (team 1) and Yu. Farforovskaia ∗ (team 10), Toeplitz and Hankel matrices as Hadamard-Schur multipliers St Petersburg Math. Journal 15 (2004) 1-14.[5] I.Chalendar ∗ (team 6), J.R. Partington(team 5), and R. Smith ∗ (team 5), L 1 -factorizations, momentproblems and invariant subspaces, preprint 2004.Comments on the five selected papersPaper [1]: Let E be a subset <strong>of</strong> a domain Ω in Euclidean space. In this paper J.Pau (postdoc at Dublin, fromBarcelona) and S. J. Gardiner (coordinator <strong>of</strong> the Dublin node), dealt with the representation, or approximation,<strong>of</strong> functions on the boundary <strong>of</strong> Ω by sums <strong>of</strong> Poisson, Green or Martin kernels associated with the set E, andwith the related issue <strong>of</strong> whether E can be used to determine the suprema <strong>of</strong> certain harmonic functions on Ω.The results address several questions raised by W. K. Hayman, and relate to Milestones 1 and 2 <strong>of</strong> Task 2 <strong>of</strong>the Network Workplan [(the reference ] to the network is to be found at the end <strong>of</strong> the introduction).A BPaper [2]: Let A =B ∗ be a block operator matrix in a Hilbert space H = HD1 ⊕ H 2 , with boundedoperators A, B and D, where A and D are self-adjoint. It is well-known that if the spectra <strong>of</strong> A and D areseparated, e.g. d = max[σ(D)] < min[σ(A)] = a, then the interval (d, a) belongs to the resolvent set <strong>of</strong> A andmin[σA] ≤ d < a ≤ max[σA]. Moreover the spectral subspaces <strong>of</strong> A associated to [a, +∞) is angular : thissubspace is the graph <strong>of</strong> a contraction K : H 1 → H 2 (a similar property holds <strong>of</strong> course for the spectral subspaceassociated to (−∞, d]). The purpose <strong>of</strong> the paper [2] is to investigate the situation where the spectra <strong>of</strong> A and Dare not separated. For example if the operator A has spectrum on a closed interval ∆ ⊂ ρ(D) then the spectralsubspace associated to ∆ has an angular representation associated to an operator K which is in general definedonly on a subspace <strong>of</strong> H 1 and is no longer a contraction. If the interval ∆ ⊂ ρ(D) is half-open or open then theoperator K may be unbounded. The first Schur complement S 1 (λ) = A − λ − B(D − λ) −1 B ∗ corresponding to∆ plays an important role in this investigation. This paper should become a reference for further investigationsbecause the methods used can be extended to some situations where the operator A is not self-adjoint andhas unbounded coefficients. The notion <strong>of</strong> angular subspace plays a important role in many situations, see forexample the paper ”Invariant Subspaces <strong>of</strong> Infinite Hamiltonians and Solutions <strong>of</strong> the Corresponding RicattiEquations”, by H. Langer (team 8), A.C.M. Ran (team 2) and B. Van de Rotten (team 2) devoted to algebraicRicatti equations arising from Control <strong>Theory</strong>. This work is related to milestone 2 <strong>of</strong> task 3 <strong>of</strong> the NetworkWorkplan.Paper [3]: Let E be a <strong>Banach</strong> space <strong>of</strong> analytic functions on the unit disc, and assume that the evaluationmaps f ↦−→ f(z) are continuous with respect to the norm <strong>of</strong> E for |z| < 1. If F is a closed subspace <strong>of</strong> E13


Last periodic report- Part B - Comparison with the joint programme <strong>of</strong> work(AnnexI <strong>of</strong> the contractLast periodic report -B1 Research objectivesA detailed discussion <strong>of</strong> the progress during the four years <strong>of</strong> network activity towards the research objectivesset down in annex 1 <strong>of</strong> the contract will be given in section B.1 <strong>of</strong> the final report. The fourth year <strong>of</strong> networkactivity confirmed the continued relevance <strong>of</strong> most <strong>of</strong> these project objectives. The papers [2] , [3], [4], [5] <strong>of</strong>the list provided in section A.2 for task 1 are important contributions to interpolation in spaces <strong>of</strong> holomorphicfunctions, and the works <strong>of</strong> Dussau, Perez-Gonzalez and Rattya mentioned in section A.1 <strong>of</strong> the present reportare contributions to sampling. No progress concerning the characterization <strong>of</strong> ”inner-outer” functions in terms<strong>of</strong> boundary behavior was reported, but a joint work by Borichev and Lyubarskii deals with the maximal decayalong appropriate sequences for various spaces <strong>of</strong> holomorphic functions. The central role <strong>of</strong> the Cauchy kernelwithin Calderon-Zygmund theory is clarified in two papers by Melnikov-Tolsa and Tolsa, and Gardiner solvedwith Pau and with Gustafsson, both postdocs in team 4, several problems concerning approximation <strong>of</strong> functionson the boundary <strong>of</strong> a domain by sums <strong>of</strong> classical kernels and existence <strong>of</strong> a smooth potential on a C 1 domainwith prescribed normal derivatives at the boundary. Papers [10], [12], [13], [14] for task 3 in section A.2 representan array <strong>of</strong> various significant contributions to the theory <strong>of</strong> Toeplitz and Hankel operators, and an importantjoint publication on completeness and non-completeness problems for non-selfadjoint operators by I.Gohberg(team 9), M.A. Kaashoek and S.M. Verduyn Lunel (both team 2) is well underway. New applications <strong>of</strong> theBrown approximation scheme and a link between this scheme and the Atzmon-Godefroy moment theorem aregiven in paper [3] for task 4 in section A.2. G.Pisier (team 6) characterized quotients <strong>of</strong> the direct sum <strong>of</strong> rowand columns <strong>of</strong> operator spaces which embed into a semifinite noncommutative L 1 -space, and Q.Xu developedcomplex interpolation <strong>of</strong> certain row and column operator spaces. In convex geometry the notion <strong>of</strong> ”convexseparation” and the related ”convex packing number” introduced in paper [2] for task 6 in section A.2 shouldplay in the future an important role in complexity and optimization theory.Last periodic report- B.2 Research methodThe interplay between Function <strong>Theory</strong>, <strong>Operator</strong> <strong>Theory</strong>, <strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> spaces and Convex <strong>Geometry</strong>,and the research <strong>of</strong> application <strong>of</strong> these theories to other branches <strong>of</strong> Mathematics was the basis <strong>of</strong> themethodology described in Annex 1 <strong>of</strong> the Contract. This methodology has been working well during the fouryears <strong>of</strong> network activity: tools as different as almost holomorphic functions, the Brown approximation scheme,variational principles and positive definite functions were used in teams 1, 2 and 9 to study translation invariantsubspaces <strong>of</strong> weighted l p spaces <strong>of</strong> sequences on Z. The interplay between complex function theory and operatortheory plays a central role in all the applications <strong>of</strong> operator theory developped by teams 2, 8 and 9, and theinterplay between <strong>Operator</strong> <strong>Theory</strong> and <strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> spaces was the basis <strong>of</strong> the progress reportedby team 6 concerning <strong>Operator</strong> <strong>Spaces</strong> and noncommutative Functional <strong>Analysis</strong>. Also the interplay betweenconvex geometry and complex analysis played a key role in the pro<strong>of</strong> <strong>of</strong> the local dimension-free estimates forsublevel sets <strong>of</strong> analytic functions mentioned in B1. The Geometric notion <strong>of</strong> curvature <strong>of</strong> a measure introducedsome years ago by Melnikov and Verdera played a central role in the breakthroughs concerning analytic capacitiesperformed in team 3, and probabilistic methods also played an important role in several results obtainedin the network in function theory (team 3), harmonic analysis (team 1), problems <strong>of</strong> concentration <strong>of</strong> measure(teams 5 , 6 and 9) and noncommutative Functional <strong>Analysis</strong> (team 6). After four years <strong>of</strong> network activity15


it becomes possible to say more precisely that the interplay between Function <strong>Theory</strong>, <strong>Geometry</strong>, <strong>Operator</strong><strong>Theory</strong>, <strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> spaces, Convex <strong>Geometry</strong> and Probabilistic methods was the basis <strong>of</strong> the networkmethodology.Last periodic report- B.3 Work PlanBreakdown <strong>of</strong> tasksIn the following table, we compare for each task the teams expected to be involved in Annex I <strong>of</strong> the contractand the teams who reported progress made during the four years <strong>of</strong> network activity.task n o task title coordinator teams expected contributing teamsto contribute before 31/ 05 / 20041 Hardy and Bergman spaces, team 7 1, 3, 4, 7, 9, 10 1, 3, 4, 7, 9, 10Interpolation2 Cauchy Integral, Capacities, team 4 1, 3, 4, 7, 10 3, 4, 5, 6, 7, 10Harmonic approximation3 Function models and applications team 2 1, 2, 5, 7, 8, 9, 10 1, 2, 3, 5, 6, 7, 8, 9, 10<strong>of</strong> <strong>Operator</strong> <strong>Theory</strong>4 The invariant subspace team 9 1, 6, 7, 9 1, 2, 5, 6, 7, 8, 9problem5 <strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> spaces team 10 1, 5, 6, 7, 9, 10 1, 5, 6, 7, 9, 10and applications6 Convex <strong>Geometry</strong>, team 6 6, 9 5, 6, 9Concentration <strong>of</strong> measureWe thus see that the contributions <strong>of</strong> the team went along as expected. Teams 5 and 6 made unexpectedcontributions to task 2, with papers on approximation on Hardy spaces. Notice also that G.Blower from team5 contributed to the theory <strong>of</strong> concentration <strong>of</strong> measure. As could be observed at the network workshop oninvariant subspaces held at Leeds in July 2003, task 4 should be renamed ”Invariant subspaces”: the invariantsubspace problem is still open for all reflexive separable <strong>Banach</strong> spaces, but a lot <strong>of</strong> progress related to invariantsubspaces has been made in various directions. The so-called angular invariant subspaces for block operatormatrices play an important role in the solution <strong>of</strong> some algebraic Riccatti equations arising from operator theory,the Brown approximation scheme has been applied to noncontractive bilateral shifts, and decisive progresson hypercyclicity has been made by S. Grivaux, a (very) young Mathematician from the Paris team, whoshowed in particular that every bounded operator on the Hilbert space can be written as the sum <strong>of</strong> twohypercylic operators, a result which seemed out <strong>of</strong> reach at the beginning <strong>of</strong> network activity. I. Chalendarand J.R. Partington also investigated during the last year <strong>of</strong> network activity new applications <strong>of</strong> the Brownapproximation scheme, see paper [5] in part A.2 <strong>of</strong> the Final Report.Schedule and milestonesAs indicated above, the expected schedule was globally respected, with outstanding breakthroughs goingfar beyond expectations concerning analytic capacities in team 3 (most <strong>of</strong> them were published in the last year<strong>of</strong> network activity). Some milestones were pointed out in Annex 1 <strong>of</strong> the contract to serve as a sampling <strong>of</strong>the progress <strong>of</strong> the network workplan. We reproduce in the following table the progress reported about themilestones for which the expected duration <strong>of</strong> research was 48 months (the milestones have a 2-digit numeration,16


where the left number gives the task number: for example milestone 2.3 is the third milestone for task 2).These milestones still give a reasonable sampling set to evaluate the progress on the network workplan withtwo exceptions: milestone 4.2 has been reformulated as: ” Hyper-reflexivity and description <strong>of</strong> the lattice <strong>of</strong>invariant subspaces for noncommutative algebras more general than the Fourier binest algebra”, and exampleswhere Pisier’s similarity numbers satisfy 3 < d < +∞ are still to be found.Progress concerning the Network Milestones (case <strong>of</strong> expected duration <strong>of</strong> 48 months)Milestone Milestone Duration <strong>of</strong> research Progress reported beforenumber title mentioned in 31/05/2004Annex 1 <strong>of</strong> contract1.1 Existence <strong>of</strong> zero-free noncyclic vectors 48 months Important progress reported infor all weighted Hardy spacesthe log-convex case in joint paperby teams 1, 6, 7. General case still resists2.1 Applications <strong>of</strong> capacities to approximation 48 months Publication <strong>of</strong> the solutions <strong>of</strong> Painlevé’ sproblems in spaces <strong>of</strong> analyticand harmonic functionsproblem and <strong>of</strong> the inner boundary conjectureby Tolsa; bilipschitz invariance <strong>of</strong> analyticcapacity proved in team 3; important progresson harmonic approximation reportedfrom team 43.2 Use <strong>of</strong> the band method to 48 months Progress reported from teams 2 and 9describe the set <strong>of</strong> all solutionsfor some Takagi typeinterpolation problems4.2 Hyperreflexivity and description 48 months<strong>of</strong> the lattice <strong>of</strong> invariant subspacesJoint paper by Jaeck (team 1) and Power<strong>of</strong> noncommutative algebras more general(team 5) gives a significant contribution tothan the Fourier binest algebra this revised version <strong>of</strong> milestone 4.2.4.4 Reflexivity properties <strong>of</strong> the shift 48 months Partial results obtained in team 1;operator on lω 2 (Z)in the case <strong>of</strong> thick spectrumthe general case still resists.The Apostol paradox provides functionsanalytic inside and outside the discfor which the product <strong>of</strong> boundary valuesvanishes.5.1 Examples where Pisier’s similarity 48 months No progress reported so farsatisfies 3 < d < +∞17


Last periodic report- B.3 Research effort <strong>of</strong> the participantsIt is difficult to quantify precisely in person-months the research effort <strong>of</strong> the scientific staff from the differentteams, and so the numbers given in column 2 <strong>of</strong> the table below are estimates. We give in bold the numberscorresponding to the four years <strong>of</strong> network activity (for the third column it is the number <strong>of</strong> individuals forwhom a concrete contribution to the research objectives <strong>of</strong> the network was reported), and we give betweenbrackets what was indicated in Annex I <strong>of</strong> the contract for the four years <strong>of</strong> network activity. The contribution<strong>of</strong> predoctoral students is not quantified (it was not quantified either in Annex I <strong>of</strong> the contract).Concerning young researchers appointed by the network we also give in bold the numbers corresponding tothe four years <strong>of</strong> network activity, and we give between brackets what was deliverable according to Annex I<strong>of</strong> the contract. The appointment <strong>of</strong> young researchers will be discussed in more detail in section B.5.2 <strong>of</strong> thepresent report.Pr<strong>of</strong>essional effort on the network projectParticipant Young Researchersresearchers Researchers to be contributingfinanced by the financed from other to the projectcontract sources (number <strong>of</strong>(person month) (person- month) individuals)1. UB1 41 (36) 290 (294) 22 (24)2. VUA 28 (24) 185 (180) 10 (12)3. UAB 39 (36) 180 (176) 17 (16)4. UCD 28 (24) 170 (160) 12 (11)5. ULeeds 24 (24) 196 (192) 12 (14)6. UPMC 37 (36) 300 (312) 24 (31)7. NTNU 24 (24) 160 (160) 12 (12)8. TU Vienna 26 (24) 120 (120) 8 (8)9. TAU 24 (24) 110 (112) 10 (10)10. POMI 0 (0) 120 (112) 8 (8)TOTAL 271 (252) 1831 (1838) 135 (134)18


Final Report- B.1 Research achievementsThe interplay between Function <strong>Theory</strong>, <strong>Operator</strong> <strong>Theory</strong>, <strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> spaces and Convex <strong>Geometry</strong>,and the research <strong>of</strong> application <strong>of</strong> these theories to other branches <strong>of</strong> Mathematics was the basis <strong>of</strong> themethodology described in Annex 1 <strong>of</strong> the Contract. The four periodic and the midterm review reports showthat this methodology has been working well during the four years <strong>of</strong> network activity. The Geometric notion<strong>of</strong> curvature <strong>of</strong> a measure introduced some years ago by Melnikov and Verdera played a central role in thebreakthroughs concerning analytic capacities performed in team 3, and probabilistic methods also played animportant role in several results obtained in the network in function theory (team 3), harmonic analysis (team1), problems <strong>of</strong> concentration <strong>of</strong> measure (teams 5 , 6 and 9) and noncommutative Functional <strong>Analysis</strong> (team6). After four years <strong>of</strong> network activity we can say more precisely that the interplay between Function <strong>Theory</strong>,<strong>Geometry</strong>, <strong>Operator</strong> <strong>Theory</strong>, <strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> spaces, Convex <strong>Geometry</strong> and Probabilistic methods was thebasis <strong>of</strong> the network methodology.Concerning the breakdown <strong>of</strong> tasks a detailed table is given in section B.3 <strong>of</strong> the last periodic report. Teamscontributions went along as expected concerning tasks 1 and 5, team 5 made unexpected conditions to task2 to which team 1 did not contribute directly as planned (but contributions on Toeplitz operators on Hardyor Bergman spaces have a link to the Cauchy integral), teams 3 and 6 made unexpected contributions totask 3 and G. Blower, from team 5, also contributed to concentration <strong>of</strong> measure (task 6). Task 4 should berenamed Invariant subspaces instead <strong>of</strong> ”The invariant subspace problem,” because the description <strong>of</strong> some orall invariant subspaces <strong>of</strong> concrete classes <strong>of</strong> operators played a role in several directions <strong>of</strong> research in thenetwork, see for example paper [2] in section A.2 <strong>of</strong> the present report and the programme <strong>of</strong> the Workshopon invariant subspaces organized at Leeds in July 2003, which is available on the network homepage. Teams 2,5, 8 joined the expected teams 1, 6, 7, 9 to contribute to this task, which benefited from the emergence <strong>of</strong> anew generation <strong>of</strong> brillant young mathematicians (F. Bayart, team 1, Sophie Grivaux, team 6) who solved longstanding questions concerning hypercyclicity.An important project objective in function theory consisted in the characterization <strong>of</strong> interpolating andsampling sequences in one and multidimensional situations, which was done for the Paley-Wiener space byOrega-Cerda and Seip, for the Bloch space by Boe and Nicolau, and for functions <strong>of</strong> restricted growth and forthe Nevanlinna and Smirnov classes by Hartmann-Massaneda and Hartmann- Massaneda- Nicolau, see papers[1], [5], [6], [7] <strong>of</strong> section A.2 <strong>of</strong> the midterm review report. Also A.Nicolau and K.Dyakonov obtained resultson interpolation by nonvanishing functions, a direction <strong>of</strong> research which might play an important role in thefuture. There was no direct progress on inner-outer type factorization in Bergman and related spaces, but theconstruction <strong>of</strong> non z-cyclic functions without zeroes for a large class <strong>of</strong> weighted Bergman spaces paves the roadto find in this very general context a suitable analog for singular inner functions. There were no new invertibilitycriteria for Toeplitz operators reported so far, but Hartmann-Seip found with Sarason a nice characterization<strong>of</strong> surjective Toeplitz operators with nontrivial kernel.Understanding <strong>of</strong> capacities in metric and geometric terms went far beyond what was expected, with thesolution by Tolsa <strong>of</strong> Painleve’s problem, <strong>of</strong> the inner boundary conjecture, and with his pro<strong>of</strong> <strong>of</strong> the semiadditivity<strong>of</strong> the analytic and continuous analytic capacities. Some other important issues in harmonic approximationand behavior <strong>of</strong> harmonic functions at the boundary were adressed by teams 3 and 4.Concerning research objectives in <strong>Operator</strong> theory, little progress was reprted about function models butthere was a lot <strong>of</strong> progress concerning Hankel and Toeplitz operators on Hardy and Weighted Bergman spaces,a topic at the crossroads between operator theory and function theory. Several papers by teams 2, 8 and 9developed operator theoretical methods to analyze problems arising from concrete classes <strong>of</strong> integral differentialand delay equations and descibed the spaces spanned by generalized eigenvectors for nonselfadjoint operatorslinked to delay equations. The Brown approximation scheme was applied to single contractions by teams 1and 6, to n-uples <strong>of</strong> contractions in team 1 and to translation invariant subspaces <strong>of</strong> l 2 ω(Z) in team 1 (the19


latter situation does not involve contractive operators). Function theoretical tools as the minimum principlefor asymptotically analytic functions were applied as planned by teams 1 and 6 in a joint paper mentioned insection A.1 <strong>of</strong> the present final report.Concerning <strong>Geometry</strong> <strong>of</strong> <strong>Banach</strong> spaces and Convex <strong>Geometry</strong> important new results were obtained in team6 on operator spaces (for example the noncommutative version <strong>of</strong> Grothendieck’s theorem due to Pisier) andthe theory <strong>of</strong> noncommutative L p -spaces was extended to more general underlying von Neumann algebras bymathematicians from Besançon and Paris (both in team 6). Important new applications <strong>of</strong> the principle <strong>of</strong>concentration <strong>of</strong> measure were developed in team 6 by Talagrand, and new approximation algorithms <strong>of</strong> convexbodies by polytopes were obtained in joint works by team 6 and 9. Rather surprisingly the main application <strong>of</strong>variational principles happens the be the spectacular joint result on invariant subspaces by A.Atzmon (team 9)and G.Godefroy (team 6) mentioned in section A.1.We summarize in the following table the progress reported about the various milestones indicated in Annex1 <strong>of</strong> the contract (the milestones have a 2-digit numeration, where the left number gives the task number:for example milestone 2.3 is the third milestone for task 2). The global situation observed from this point <strong>of</strong>view is also satisfactory: milestone 2.2 has been completely clarified, and Tolsa’s results go much beyond whatwas suggested in milestone 2.1. Important partial progress is reported concerning milestones 1.2, 2.3, 3.1, 3.2,4.1, 4.2, 4.3, 4.4 and 6.2 (milestone 4.2 was reformulated in the third periodic report, and progress concerningmilestone 6.2 is due to a work <strong>of</strong> M. Talagrand which was unfortunately not exploited in the training program).Milestone 5.3 was completely clarified from outside the network, and even if no direct progress was reportedfor milestones 1.3, 5.2 and 6.1 some analogous problems were solved during the network activity. Milestone 6.1still seems out <strong>of</strong> reach. For milestone 3.3 the story is different: the µ-synthesis problem still resists, but theresearch on this problem by J. Agler and N.J.Young (team 6) led to the paper The hyperbolic geometry <strong>of</strong> thesymmetrised bidisc, to appear in J. Geometric <strong>Analysis</strong>, which attracted a lot <strong>of</strong> attention among experts incomplex analysis in several variables.Progress concerning the Network MilestonesMilestone Milestone Duration <strong>of</strong> research Progress reported beforenumber title mentioned in 31/05/2004Annex 1 <strong>of</strong> contract1.1 Existence <strong>of</strong> zero-free noncyclic vectors 48 months Important progress reported infor all weighted Hardy spacesthe log-convex case in joint paperby teams 1, 6, 7. General case still resists1.2 Characterization <strong>of</strong> complete interpolating sequences 24 months Done by team 7 in important casesin weighted Hilbert spaces<strong>of</strong> entire functions1.3 Characterization <strong>of</strong> discrete random fields 24 months No progress reported so far ;for which entire functions with zeroesresults on the distribution <strong>of</strong> zeroes forin the field belong almostsome other classes <strong>of</strong> analyticsurely to the Fock space functions reported from team 92.1 Applications <strong>of</strong> capacities to approximation 48 months Painlevé’ s problem andproblems in spaces <strong>of</strong> analyticand harmonic functionsand the inner boundary conjecturewere solved by Tolsa;bilipschitz invariance <strong>of</strong> analyticcapacity also proved in team 3;important progresson harmonic approximation reportedfrom team 420


Progress concerning the Network Milestones (continued)Milestone Milestone Duration <strong>of</strong> research Progress reported beforenumber title mentioned in 31/05/2004Annex 1 <strong>of</strong> contract2.2 Characterization <strong>of</strong> exceptional sets 24 months Done by team 4at the boundaryfor harmonic functions2.3 Computation <strong>of</strong> best constant inequalities 24 months Progress reported from team 7 and 10for conjugate harmonic functions3.1 Explicit computation <strong>of</strong> 24 months Tests for similarity to a normalthe characteristic function operator obtained in team 1;for new classes <strong>of</strong> contractions,counterexample involving a rank oneand obtain resolvent tests forperturbation <strong>of</strong> a unitary operatorsimilarity to a normal operator also constructed in team 13.2 Use <strong>of</strong> the band method to 48 months Progress reported from teams 2 and 9describe the set <strong>of</strong> all solutionsfor some Takagi typeinterpolation problems3.3 Use <strong>of</strong> the Agler-Young operator- 24 months the µ-synthesis problemtheoretical method to make progress onThe µ-synthesis problem in engineeringstill resists but this researchled to unexpected applications to complexanalysis in several variables4.1 Reflexivity for pairs <strong>of</strong> commuting 24 months Progress reported from team 1contractions with dominantHarte spectrum4.2 Hyperreflexivity and description 48 months<strong>of</strong> the lattice <strong>of</strong> invariant subspacesJoint paper by Jaeck (team 1) and Power<strong>of</strong> noncommutative algebras more general(team 5) gives a significant contribution tothan the Fourier binest algebra this revised version <strong>of</strong> milestone 4.2.4.3 Complete description <strong>of</strong> translation biinvariant 24 months Decisive existence results <strong>of</strong> translationsubspaces <strong>of</strong> lω(Z) 2 for a large class <strong>of</strong>biinvariant subspaces have beennonincreasing weights not bounded awayobtained by team 9 for even weights;from 0a joint paper by teams 1 and 6 gives results inthis direction for weights equal to 1 on Z +4.4 Reflexivity properties <strong>of</strong> the shift 48 months Partial results obtained in team 1;operator on lω 2 (Z)in the case <strong>of</strong> thick spectrumthe general case still resists.The Apostol paradox provides functionsanalytic inside and outside the discfor which the product <strong>of</strong> boundary valuesvanishes.5.1 Examples where Pisier’s similarity 48 months No progress reported so farnumber satisfies 3 < d < +∞5.2 Comparison between regularity and λ-regularity 24 months No direct progress so far. Relatedfor sums <strong>of</strong> operators in U.M.D. spaces results have been obtained in team 65.3 Formula for the Frechet subdifferential 24 months Partial results have been obtained<strong>of</strong> the sum <strong>of</strong> two positive lowerin team 1; the problem was thensemicontinuous functions in smoothsolved from outside the network<strong>Banach</strong> spaces6.1 Improvement <strong>of</strong> the Kannan-Lovacz 24 monthsestimate O(n 2 ) for the flatness <strong>of</strong>teams 6 and 9 obtained jointlyn-dimensional bodiesimportant related results6.2 Explicitation <strong>of</strong> a direct link between 24 months Important results in this directionthe Sherrington-Kirkpatrick model were obtained in team 6and questions related to the group<strong>of</strong> isometries <strong>of</strong> R n ,n very large21


A table given in section B.3 <strong>of</strong> the last periodic report shows the the number <strong>of</strong> researchers involved andthe person-months <strong>of</strong> research efforts developed in the ten teams correspond to what was expected. The totalnumber <strong>of</strong> person months <strong>of</strong> appointment is 271, 15 months more than was written in Annex 2 <strong>of</strong> the contract.This is due to the fact that some teams who were facing lower appointment costs provided more person-months<strong>of</strong> appointments.22


Last periodic report- B.4 Organisation and managementB.4.1After the initial Bordeaux meeting (June 12, 2000) at the beginning <strong>of</strong> network activity, the St Petersburgmeeting (May 12, 2001), the Biarritz meeting (May 5, 2002), the Paris meeting (November 20, 2002) and theTenerife meeting (May 24, 2003), which were organized during the first, second and third annual conferences<strong>of</strong> the network and just after the midterm review meeting, there was a meeting <strong>of</strong> network coordinators in thefinal year <strong>of</strong> network activity, organized on May 2, 2004 during the last annual conference <strong>of</strong> the network atDalfsen. These meetings played a central role in network management: decisions were made about appointments<strong>of</strong> young mathematicians, the preparation <strong>of</strong> annual reports was discussed, and the location and the topics <strong>of</strong>the morning lectures <strong>of</strong> the next network annual conference were choosen. Also these meetings were the placeswhere decisions are made about the Conferences to which the network would <strong>of</strong>ficially participate and wherethe network workshops on specific subjects were planned.The network strategy for dissemination <strong>of</strong> results and communication, besides visits, conferences and workshopsconsisted in using the network homepage. The four annual reports and the midterm review report areavailable there (dvi format), there is a link with the homepages <strong>of</strong> the four annual meetings, the three postdocworkshops and four <strong>of</strong> the specialized workshops which occured during the final year <strong>of</strong> network activity. Thismakes for example the program and the abstracts <strong>of</strong> the main lectures and the short talks <strong>of</strong> the third andfourth annual conference available on line (we put also on line a copy <strong>of</strong> the transparencies used by some <strong>of</strong>the main lecturers). A database <strong>of</strong> all the joint preprints and papers by members <strong>of</strong> different teams which wereproduced since the beginning <strong>of</strong> network activity has benn organized on the homepage: a list <strong>of</strong> these papers andpreprints is available in the annual reports, and there is now a link on the network homepage to the homepages<strong>of</strong> network participants and to the homepages <strong>of</strong> the teams which have one.All network participants were regularly informed about network activities by messages from the principalcoordinator (using the alias <strong>of</strong> all network participants). The slides used by the network coordinator at hispresentation conference <strong>of</strong> the network at 4ecm (Stockholm, June 28-July 2, 2004, one month after the end <strong>of</strong>network activity) are also available on line.During the last work <strong>of</strong> network activity, the network funded the participation <strong>of</strong> some network members atseveral international conferences where results <strong>of</strong> the network research were presented.1. International Workshop on <strong>Operator</strong> <strong>Theory</strong> and Applications (IWOTA 2003), Cagliari, Italy, June 24–28,2003, team 1 (2 participants), team 2 (5 participants), team 6 (1 participant) and team 8 (5 participants).2. Nevanlinna Colloquium, Jyvaskila, June 2003, M.Melnikov (team 3).3. The Coifman-Meyer Conference, June 2003, Orsay, J.Verdera (team 3).4. 3d Internat. Workshop on Convex geometry - Analytical aspects, Cortona (Italy), June 8-14, 2003, A.Pajor, M.Fradelizi (team 6).23


5. Orlicz Centenary Conference on Function <strong>Spaces</strong>, Poznan (Pologne), July 21-25, 2003, Y. Raynaud, (team6).6. Conference on Mathematical <strong>Analysis</strong> in honor <strong>of</strong> V.P. Havin, St. Petersburg, August 15-20, 2003,A.Borichev, L. Nikolskaya, N. Nikolski (team 1) J. M. Anderson (team 4), E.Abakumov, Q. Xu (team 6)7. Journées Complexes du Sud, Carcassonne, November 17-19, 2003, J.Bruna (team 3).8. 4th Workshop <strong>Operator</strong> <strong>Theory</strong> in Krein <strong>Spaces</strong> and Applications, December 12-14, 2003, TU Berlin, A.Dijksma (team 2) H.Langer, M.Langer, A.Luger, C.Tretter (team 8)9. Colloquium on <strong>Operator</strong> <strong>Theory</strong>, Vienna, March 4 – 6, 2004. Participants: A. Dijksma, M.A. Kaashoek,A.C.M. Ran, H.V.S. de Snoo, (team 2), H.Langer, M.Langer, A.Luger, A.Wagenh<strong>of</strong>er, M.Winklmeier,H.Woracek, (team 8).The references <strong>of</strong> many homepages <strong>of</strong> network members can be found in the third periodic report, availableon the network’s homepage : http://maths. leeds.ac.uk/pure/analysis/rtn.html. Only one new homepage wasreported in the last year <strong>of</strong> network activity from team 5, the page <strong>of</strong> Z.A. Lykova (Newcastle, team 5):http://www.ncl.ac.uk/math/staff/pr<strong>of</strong>ile/z.a.lykovaB.4.2.The third pre/postdoc workshop <strong>of</strong> the network took place at Paris on January 22-23, 2004. Ten youngmathematicians (Y. Ameur and B. Brive, postdocs in team 9, X.Dussau, team 1, former postdoc in team 3, S.Grivaux, team 6, M.Kopp, team 5, postdoc in team 1, K.Michels, former postdoc from team 5, A. Ol<strong>of</strong>sson,team 7, former postdoc in team 2, D. Popovici, postdoc in team 8, former postdoc in team 1, J.Rattya, postdocin team 3 and M.Smith, postdoc in team 2 and future postdoc in team) gave a one hour talk.The fourth network annual conference was held at Dalfsen (The Netherlands) from May 21 to May 26, 2004,with 50 participants from the network, representing the 10 teams and including 22 young mathematicians, andtwo participants exterior to the network, including V. Vasilevskii, from Mexico, an international expert onToeplitz operators on the Bergman space. Three series <strong>of</strong> morning lectures were given1. Singular Integrals and Capacities, four 45 mn lectures by J. Verdera, team 3, and four 45 mn lecturesby G.David, team 6.2. Delay equations and infinite dimensional systems, four 45 mn lectures by J. Partington, team 5,and four 45 mn lectures by S. Verduyn Lunel, team 2.3. Toeplitz operators on Bergman spaces, by N.Vasilevskii (University <strong>of</strong> Mexico), six 45 mn lectures.There were also 27 short lectures (25 mn) on all directions <strong>of</strong> research <strong>of</strong> the network.The network also organized four more specialized workshops during the last year <strong>of</strong> network activity.1. Workshop on invariant subspaces, Leeds, July 3-5, 2003, organized by I.Chalendar (team 6), andJ.Partington (team 5), 14 participants from the network, including seven young mathematicians, oneparticipant exterior to the network . Teams 1, 5, 6 and 9 were represented.24


2. Workshop on spaces <strong>of</strong> analytic functions and applications, Trondheim, July 2-4, 2003, 22 participantsfrom the network, 7 participants exterior to the network. Teams 1, 3, 7, 9 and 10 were represented.3. Workshop on operator theory and applications, Amsterdam, August 20-22, 2003, attended bymembers <strong>of</strong> teams 2 and 8.4. Belfast Functional <strong>Analysis</strong> Day, a network activity organized by M.Mathieu (team 4), with theparticipation <strong>of</strong> members <strong>of</strong> teams 1, 4, 5, 6.5. With the department <strong>of</strong> Mathematics <strong>of</strong> Universitat de Barcelona and Universitat Autonoma de Barcelonaand the Gelbart Institute <strong>of</strong> Bar-Ilan University, the network organized the Conference on Bergmanspaces and related topics in <strong>Analysis</strong> in honor <strong>of</strong> B.Korenblum at Barcelona, November 20-23, 2003, consisting in 16 invited lectures by known specialists <strong>of</strong> the area, many <strong>of</strong> them attached tothe network (N.Nikolskii, team 1, A.Nicolau, team 3, H.Hedenmalm, team 7, A.Atzmon, team 9 andM.Sodin, team 9). The members <strong>of</strong> the scientific commitee were J.Bruna (team 3), H.Hedenmalm (team7), B.Pinchuk (Bar-Ilan University), K.Seip (team 7) and K. Zhu (SUNY at Albany). In occasion <strong>of</strong> themeeting a number <strong>of</strong> researchers from the other network nodes visted Barcelona, including A.Borichev(team 1), E. Strouse (team 1), M. Anderson (team 4), D. Armitage (team 4), S.Gardiner (team 4), A.O’Farrell (team 4), D. Walsh (team 4), S. Buckley (team 4), E.Abakumov (team 6), and A.Stray (team7).B.4.3During the last year <strong>of</strong> activity the network funded partially or completely several short (one week) ormiddle-size (from 2 to 6 weeks) visits from one team to another one.H. Langer (team 8) and A. Luger (team 8) visited A. Dijksma (team 2) and M.A. Kaashoek (team 2)in November 2003. Z.Lykova (Newcastle, team 5) and N.J.Young (Newcastle, team 5) visited C.Badea andF.Vasilescu (Lille, team 1) for one week in April 2004. C.Badea visited Newcastle for one week in May 2004,and had there fruitful discussions with N.J. Young and M. Dritschel. J. Bruna (team 3) visited K.Seip (team 7)from January 15 to February 15, 2004 to discuss linear independence <strong>of</strong> time frequency translates. The networkalso partially funded visits <strong>of</strong> I.Chalendar (Lyon, team 6) to Leeds (team 5). I.Gohberg (team 9) visited M.A.Kaashoek (team 2) and S.M. Verduyn Lunel (team 2) in August 2003 and from April 16 to May 31, 2004. M.Mathieu (team 4) made a research visit to the Technical University <strong>of</strong> Vienna (team 8), October 10-14, 2003and to Université Lyon 1 (team 6), March 8-14, 2004, and J. Pau (team 3) made a research visit to UniversityCollege Dublin, March 14-23, 2004. The St Petersburg branch <strong>of</strong> the Steklov Institute(team 10) was visited byH.Hedenmalm for 3 weeks in July 2003, by L.Nikolskaia (team 1) for 2 weeks in January 2004, and by A. Volberg(team 6) in April 2004. A.Atzmon (team 9) visited Barcelona during 10 days besides attending the BarcelonaConference on Bergman spaces. A.Aleksandrov (team 10) and S. Kapustin (team 10) visited Trondheim whileattending the network workshop on analytic spaces, and A.Baranov (team 10) visited Barcelona in May 2004.V.Vasyunin (team 10) visited Bordeaux in April 2004 and he visited Trondheim and KTH Stockholm in May2004. The two weeks visits <strong>of</strong> Kislyakov (team 10) to Trondheim (team 7) in January-February 2004 and<strong>of</strong> S.Kapustin to KTH Stockholm in November 2003 were paid from sources exterior to the network, and A.Baranov (team 10) benefited from specific french support for a six months research visit at Bordeaux (team 1).We summarize this information about research visits in tabular form: each research visit totally or partiallyfunded by the network is indicated by the sign X, and each visit funded from other sources is indicated by thesign (X). The sign x means that some members <strong>of</strong> one team attended a network event organised by anotherteam (network annual conference or network workshop).25


From / to Team 1 Team 2 Team 3 Team 4 Team 5 Team 6 Team 7 Team 8 Team 9 Team 10Team 1 X X X (X)Team 2 x x x x x x x X X x X X xTeam 3 x x x x XTeam 4 x X x xTeam 5 x X x X xTeam 6 x x x x X x X x xTeam 7 x x X x x X X (X) (X)Team 8XTeam 9Team 10 X X26


Final report B.2 Overall organization and managementThere were 6 meetings <strong>of</strong> network coordinators from June 1, 2000 to May 31, 2004. The first one was heldon June 12, 2000 at Bordeaux and the second one was held on May 12, 2001 at Saint Petersbourg, the daybefore the beginning <strong>of</strong> the first annual conference <strong>of</strong> the network. The third meeting occurred on May 5, 2002at Biarritz during the second network annual conference, the fourth one occured at Paris on November 20,2002 after the midterm review meeting, the fifth one occured at Tenerife on May 27, 2003 during the thirdnetwork annual conference and the last one occured on May 2, 2004 at Dalfsen, in the Netherlands, duringthe fourth network annual conference. These meetings played a central role in network management: decisionswere made about appointments <strong>of</strong> young mathematicians, the preparation <strong>of</strong> annual reports were discussed,and the location and the topics <strong>of</strong> the morning lectures <strong>of</strong> the next Annual Conference were chosen. Also thesemeetings were the place where decisions were made about the Conferences to which the network would <strong>of</strong>ficiallyparticipate and where the network workshops were planned.All network participants were informed about network activities by messages from the principal coordinator(using the alias <strong>of</strong> all network participants). A global view <strong>of</strong> network activity has been provided on the networkhomepage: the scientific part <strong>of</strong> the annual reports was available on line, as well as the schedule and abstracts<strong>of</strong> talks at the network annual conferences, at the network annual postdoc workshops and at the networkspecialized workshops. In the second half <strong>of</strong> network activity links were established to personal or researchgroup’s homepages within the network, thus providing links to the preprints mentioned in the periodic reports.The slides <strong>of</strong> several series <strong>of</strong> morning lectures at the third and fourth annual conferences are also available online on the network homepage, as well as the slides used by the network coordinator at Stockholm to presentthe network activities on July 2, 2004 during the morning session <strong>of</strong> 4ecm devoted to networks.The network organized four annual conferences, <strong>of</strong> a duration <strong>of</strong> 5 working days, with series <strong>of</strong> morninglectures on specific topics in the morning and short talks on all research directions <strong>of</strong> the network in theafternoons (the contents <strong>of</strong> these morning lectures will be discussed in section B3 <strong>of</strong> this final report). Also itappeared after one year <strong>of</strong> network activity that there was a need to organize each year a specific workshopfor the young mathematicians appointed by the network (or formerly appointed by the network), where each<strong>of</strong> them would be given the opportunity to give a one hour talk. Three <strong>of</strong> these workshops were organized(the second one was organized just after the mid-term review meeting, allowing many young mathematiciansto attend the midterm review meeting and to discuss with the Brussels Officer).It was planned in the proposal to organize more specialized workshops on specific topics. This kind <strong>of</strong>activity developed on a large scale in the second half <strong>of</strong> network activity.We summarize in the following table these network activities. For the pre/postdoc workshop the quantityx + y (+z) gives the number x <strong>of</strong> speakers appointed by the network at the time <strong>of</strong> the meeting, the numbery <strong>of</strong> speakers who were future or former network appointees at the time <strong>of</strong> the meeting and the number z <strong>of</strong>young speakers not appointed by the network. For the other activities when provided the quantity x (+y)indicates the number x <strong>of</strong> participants from the network and the number y <strong>of</strong> participants from outside thenetwork. Notice that the annual Belfast Functional <strong>Analysis</strong> day, which started in 1997, was integrated as aworkshop in the network activities in 2002 and 2003. The last <strong>of</strong> the events listed below was organized jointlyby the Department <strong>of</strong> Mathematics <strong>of</strong> Universitat de Barcelona and Universitat Autonoma de Barcelona, bythe Gelbart Institute at Bar-Ilan University and by the network, and it was dedicated to B. Korenblum. Many<strong>of</strong> the 16 invited speakers were network participants, and 21 network participants came from outside Barcelona.The other workshops listed below were entirely organized by the network.27


Location Type <strong>of</strong> Organizer Task Participating Participantsand date activity teamsSt Petersburg annual conference team 10 all all teams 44 (+4)May 13-17 , 2001Biarritz annual conference team 1 all all teams 68 (+3)May 2-7, 2002Tenerife annual conference team 3 all all teams 67 (+14)May 21-26, 2003Dalfsen annual conference team 2 all all teams 50 (+ 2)May 1-7, 2004Bordeaux annual pre/ team 1 all all appointing 11 +1Jan. 18-19, 2002 postdoc workshopParis annual pre/ team 6 all all appointing 7+4Nov. 21-22, 2002 postdoc workshopParis annual pre/ team 6 all all appointing 7 + 2 (+1)Jan. 22-23, 2004 postdoc workshopVienna workshop team 8 3 team 2, 8, 9 14Jan. 18-19, 2001Trondheim workshop team 7 1 teams 1, 3, 7, 9, 10 22 (+7)July 2-4, 2003Leeds workshop team 5 4 teams 1, 3, 5, 7, 9, 10 13 (+1) speakersover 30 participantsJuly 3-5, 2003Amsterdam workshop team 2 3 teams 2, 5, 8, 9 21 (+9)Aug. 20-22, 2003Belfast workshop team 4 3 and 4 teams 4, 5, 6 ?Nov.16, 2002Belfast workshop team 4 3 teams 4, 5, 6Nov.15, 2003 21 (+5)Barcelona workshop team 3 1 and 2 teams 1, 2, 3, 4, 6, 7, 9Nov. 20-23, 2003 57 (+24)Besides the organization <strong>of</strong> its own conferences and workshops the network had a strategy <strong>of</strong> participation toconferences relevant to network research plan. The list <strong>of</strong> such Conferences was discussed at the meetings <strong>of</strong>network coordinators, with a few corrections between the meetings by email discussions. Priority was given toevents organised in network nodes. The following two tables give a list <strong>of</strong> these Conferences.1) Conferences not organized in network nodes 11 GDR CNRS 2101 was a French network, funded By the French National Research Center CNRS, to which most members <strong>of</strong>teams 1 and 6 participated. The coordinator <strong>of</strong> this French network until December 31, 2003 was the network coordinator28


Conference Country Date <strong>of</strong> Conference Teams involved Teams involvedLocation Conference Title (with network funding) (with funding fromother sources)Orléans France 10/2000 Journées d’Analyse 3 and 5 1 and 6du GDR CNRS 2101 (funded by GDR 2101)Crete Greece 08/2001 Convex <strong>Geometry</strong> 6 and 9ConferenceOdense Denmark 08/2001 Balticon 1 and 6Umea Sweeden 06/2002 <strong>Analysis</strong> Conference 2 and 4Timisoara Romania 06/2002 <strong>Operator</strong> <strong>Theory</strong> 1, 5, 6 and 8ConferenceLuminy France 09/2002 Holomorphic Function 1, 6 (2 young) and 7 1 and 6<strong>Spaces</strong> and their (funded by GDR 2101)<strong>Operator</strong>sCagliari Italy 06/2003 IWOTA 1, 2, 6, 8 9Jyvaskila Finland 06/2003 Nevalinna Colloquium 3(function theory)Orsay France 06/2003 Conference in honor 3<strong>of</strong> R.Coifman and Y.MeyerCortona Italy 06/2003 Workshop on 6Convex <strong>Geometry</strong>Poznan Poland 07/2003 Orlicz Centenary Conference 6on Function <strong>Spaces</strong>Carcassonne France 11/2003 Journées Complexes 3 1du SudBerlin Germany 12/2003 <strong>Operator</strong> <strong>Theory</strong> 2, 8in Krein <strong>Spaces</strong>2) Conferences located in network nodes, but not organized by the networkConference Country Date <strong>of</strong> Conference Teams involved Teams involvedLocation Conference Title ( network funding) ( funding fromother sources)Bordeaux, team 1 France 06/2000 IWOTA 2, 3, 5, 7, 8, 10 1 and 6(GDR 2101)Besancon, team 6 France 06/2000 Functional <strong>Analysis</strong> 5 1 and 6(GDR 2101)Summer SchoolSt Petersburg, team 10 Russia 08/2000 <strong>Analysis</strong> Conference 1Ambleside, team 5 England 09/2000 <strong>Operator</strong> <strong>Theory</strong> 1 and 6 5ConferenceAmsterdam, team 2 Netherlands 10/2000 <strong>Operator</strong> <strong>Theory</strong> 1 and 8ConferenceNewcastle, team 5 England 06/2001 Conference in honor 1 and 4<strong>of</strong> B.E.JohnsonSt Petersburg, team 10 Russia 08/2001 <strong>Analysis</strong> Conference 1Lyon, team 6 France 10/2001 Journées d’Analyse 1 and 6GDR 2101 (GDR 2101)Belfast, team 4 U.K. 11/2001 Belfast Functional 5 4<strong>Analysis</strong> DaySt Petersburg, team 10 Russia 08/2002 <strong>Analysis</strong> Conference 1Besançon, team 6 France 09/2002 Journées d’Analyse 3 1 and 6GDR 2101 (GDR 2101St Petersburg, team 10 Russia 08/2003 <strong>Analysis</strong> Conference 1, 4, 6Lens, team 6 France 09/2003 Journées d’Analyse 1 and 6GDR 2101 (GDR 2101)Vienna, team 8 Austria 03/2004 Colloquium on <strong>Operator</strong> <strong>Theory</strong> 2, 829


The following table indicates the number <strong>of</strong> visits from one team (horizontal entries) to another (verticalentries). Forty seven <strong>of</strong> such visits, funded totally or partially by the network, were reported between June 1,2000, and May 31, 2004. The starred numbers correspond to the sixteen other visits, directly related to networkactivities but funded from other sources, reported for the same period (this proportion <strong>of</strong> three visits fundedby the network compared to one visit funded from other sources is not unusual, since the network was intendedto stimulate already existing collaborations). The details about these individual visits can be found in the fourperidic reports (the first, second and third periodic reports are available on the network homepage).team N o 1 2 3 4 5 6 7 8 9 101 0 0 0 6 2 0 0 0 1 + 2 ∗2 0 0 0 0 0 2 5 + 1 ∗ 22 03 1 ∗ 0 0 0 0 0 0 1 04 0 0 2 0 0 0 0 0 05 1 ∗ 0 0 0 3 + 2 ∗ 0 0 0 06 1 +1 ∗ 0 0 1 7 + 1 ∗ 0 0 0 07 1 ∗ 0 3 0 0 0 0 0 2 + 2 ∗8 0 1 +2 ∗ 0 1 0 0 0 0 09 1 0 1 0 0 1 ∗ 0 0 010 5 + 1 ∗ 0 1 0 2 ∗ 1 ∗ 1 0 0The combination <strong>of</strong> these five activities (annual conferences, annual pre/postdoc workshops, specializedworkshops, participation to Conferences not organized by the network and mutual visits) and the fact thatnetworking activities increased in the second half <strong>of</strong> network duration (26 visits funded by the network afterthe mid-term review meeting compared to 21 before, 6 specialized workshop after the mid-term review meetingcompared to 2 before) led to a steady flow <strong>of</strong> joint papers by members from different teams produced duringthe four years <strong>of</strong> network activity. Transfer <strong>of</strong> knowledge and training greatly benefited from the infrastructure<strong>of</strong> the network: for example a first course on capacities was provided by team 4 at the first annual meeting,Tolsa detailed his breakthroughs in this area at the second annual meeting, and a new overview <strong>of</strong> the subjectwas presented by teams 3 and 6 at the last annual meeting. This networking activity, which took fully intoaccount the complementarity between the teams, indeed greatly stimulated progress in the three main directions<strong>of</strong> research <strong>of</strong> the network at a Community level.30


Last periodic report- B.5 TrainingB.5.1Vacant positions have been publicised as usual through announcements put on the network homepage andsent to all network participants using the network alias. They were also sent to more than one hundred peoplein <strong>Banach</strong> algebras and <strong>Operator</strong> <strong>Theory</strong> through an alias run from California by M.Thomas and diffused inRomania through personal contacts <strong>of</strong> network members in several Romanian Universities.B.5.2 The following table indicates the recruitment <strong>of</strong> young researchers.The numbers on bold show in personmonthsthe number <strong>of</strong> person-months young researchers financed by the contract, and the numbers betweenbrackets indicate what was deliverable in the contract. There was a change in the appointments at Barcelona,where 12 months <strong>of</strong> pre-docs were converted into 15 months <strong>of</strong> post-docs. This is due to the fact that Barcelonaobtained a Marie-Curie site during the network activity, and 12 months <strong>of</strong> predoctoral position from the networkwould have caused there an oversupply <strong>of</strong> predoctoral positions (this change had been discussed with the BrusselsOfficer in charge <strong>of</strong> the network at the midterm review meeting in November 2002 at Paris). Notice also thatone extra month <strong>of</strong> predoctoral positions has been provided at Paris (team 6) and that two extra months <strong>of</strong>predoctoral positions have been provided at Vienna (team 8).Participant Young predoctoral Young postdoctoral Total (a + b)researchers researchersfinanced by the financed by thenetwork network(person month) (person month)(a)(b)1. UB1 12 (12) 29 (24) 41 (36)2. VUA 0 (0) 28 (24) 28 (24)3. UAB 0 (12) 39 (24) 39 (36)4. UCD 0 (0) 28 (24) 28 (24)5. ULeeds 0 (0) 24 (24) 24 (24)6. UPMC 13 (12) 24 (24) 37 (36)7. NTNU 0 (0) 24 (24) 24 (24)8. TU Vienna 2 (0) 24 (24) 26 (24)9. TAU 0 (0) 24 (24) 24 (24)10. POMI 0 (0) 0 (0) 0 (0)TOTAL 27 (36) 244 (216) 271 (252)This table shows that teams 5, 6, 7, 9 delivered exactly the number <strong>of</strong> person-months <strong>of</strong> predoc and postdocemployment indicated in Annex 1 <strong>of</strong> the contract. Team 3 delivered 15 extra months <strong>of</strong> post-doc appointmentsbut did not deliver the 12 months <strong>of</strong> predoc appointments indicated in the contract. Team 8 delivered 2 extramonths <strong>of</strong> predoc appointments. Team 1 delivered 5 extra months <strong>of</strong> postdoc appointments and teams 2 and4 delivered 4 extra months <strong>of</strong> postdoc appointments. Altogether 271 person-months <strong>of</strong> appointments <strong>of</strong> youngresearchers were delivered during the four years <strong>of</strong> network activity, which represents a surplus <strong>of</strong> 13 monthscompared to the 252 person-months indicated in the Annex 1 <strong>of</strong> the contract. This possibility to provide extramonths <strong>of</strong> appointment came from the fact that in some nodes the employment costs turned out to be lowerthan the estimates available during contract negotiations.31


Last periodic report -B.5.3The appointing process (applications sent to the node coordinator and the network coordinator, appointmentsmade by the node after approval by the network coordinator and the panel <strong>of</strong> coordinators) ensuredthat the young researchers appointed by the network could contribute to the network research objectives andworkplan. This integration was greatly facilitated by the participation <strong>of</strong> young researchers appointed by thenetwork to the network annual conferences and to the network postdoc workshops which were held duringtheir appointments. As a result the young mathematicians appointed by the network benefited from the help<strong>of</strong> senior mathematicians to produce papers on works they started before the appointment and in most casesto start new directions <strong>of</strong> research. This led to many papers by the young Mathematicians appointed by thenetwork, <strong>of</strong>ten in collaboration with a senior member <strong>of</strong> the host node, see the paper 1 in task 2, papers 14,15, 16, 17 in task 3, paper 1 in task 4, paper 2 in task 6 (section A.2 <strong>of</strong> the present last periodic report).See also the preprint on sampling by X.Dussau (postdoc in team 3), the preprints Computing the pluricomplexGreen function with two poles and An extremal function for the multiplier algebra <strong>of</strong> the universal Pick space,by F.Wikstrom, postdoc in team 3, An integral inequality for monotone functions with applications, LinearDifferential equations with solutions in a subspace <strong>of</strong> the Hardy space and Linear Differential Equations andFunction <strong>Spaces</strong> <strong>of</strong> the unit disk, by J.Rattya, postdoc in team 3, and his co-authors, Results on A k (Ω), by O.Lemmers, postdoc in team 3, Regular Dilations in Krein <strong>Spaces</strong>, by D.Popovici, postdoc in team 8. Notice thatJussi Berhrndt (from T.U.Berlin) has a paper in preparation on operators in indefinite inner product spaces andλ–nonlinear eigenvalue problems. The discussions between E.Strouse and M.Smith about Toeplitz operatorsduring the two months postdoc appointment <strong>of</strong> M. Smith at Bordeaux and the discussions between A. O’ Farrelland R. Lávička on finely holomorphic functions and the extension <strong>of</strong> this theory to monogenic functions definedon quaternions during the four months appointment <strong>of</strong> Lávička at Dublin should also lead to joint papers..Last periodic report -B.5.4During the last year <strong>of</strong> network activity another young researcher meeting was organized at Paris on January22-23, 2004, see section B.4.2 <strong>of</strong> the present last periodic report. It seemed very useful to provide formerpostdocs with the possibility <strong>of</strong> attending network events after the termination <strong>of</strong> the appointment. Two youngmathematicians (D. Popovici, six months at Bordeaux in 2001-2002 and six months at Vienna in 2002-2003, andM.Smith, two months at Amsterdam and then two months at Bordeaux in 2004), benefited from appointmentsin two different nodes. Notice also that S. Artstein, thesis student in team 9, benefited from two two monthspredoc appointments in Paris in the spring 2002 and in the summer 2004. Training was also organized throughthe series <strong>of</strong> morning lectures by David-Verdera, Verduyn Lunel-Partington and Vasilevski at the fourth annualconference <strong>of</strong> the network at Dalfsen, see also section B.4.2 <strong>of</strong> the present last periodic report.Young Mathematicians appointed by the network were also encouraged to attend conferences external to thenetwork which were relevant to their research plans. For example A. Gustafsson , postdoc in team 4, participatedin a Conference on ”Differential equations and functional equations in the complex domain” in LoughboroughUniversity, 28 June - 1 July, 2003, and in a Function <strong>Theory</strong> Conference at the London Mathematical Societyon 15 September 2003. Also M.Kopp (postdoc in team 1) and R. Lávička (postdoc in team 4) participated inthe 56th British Mathematical Colloquium, 5-8 April 2004 in Belfast.In all the host nodes, young researchers appointed by the network presented their work in the node’s seminarsand training seminar and had regular discussions with local senior Mathematicians. For example the weeklyseminar on <strong>Analysis</strong> and <strong>Operator</strong> <strong>Theory</strong> played in the Amsterdam node a major role in the training <strong>of</strong> theyoung researchers C.Mehl and M.Smith. Both gave a series <strong>of</strong> talks on their ongoing work in the seminar, which32


led to interesting and valuable discussions. Also, the young researchers had regular meetings with their directsupervisors (Kaashoek and Verduyn Lunel for Smith, and Ran for Mehl). Kaashoek and Smith also discussedrecent work <strong>of</strong> Barachart on the Nehari-Takagi problem in a l p setting. Mehl and Ran made considerableprogress in their joint work with Rodman. A similar policy was implemented in the other host nodes.Last periodic report-B.5.5 Among all the applicants to a predoctoral or postdoctoral position in the networkthere were so far only 5 women. No special measure was taken to promote equal opportunities, but 4 <strong>of</strong> thesefemale applicants have been appointed (6 months postdoc at Paris for A.Pelczar in 2001-2002, 3 months postdocat Bordeaux for S.Pott in 2003, 2 months predoc at Paris in 2002 and 2 months predoc at Paris in 2003 forS.Artstein, 3 months postdoc at Bordeaux for H. Robinson in 2003). Notice also that 5 <strong>of</strong> the 13 co-authors <strong>of</strong>the five most significant joint publications listed in part A2 <strong>of</strong> the final report are women, which gives a ratio<strong>of</strong> 38,5% <strong>of</strong> female co-authors.Last periodic report- B.5.6 and B.5.7 Not relevant for the activity <strong>of</strong> this network.33


Final report- B.3 Training overviewThe vacant positions were publicized throughout the network and advertised on the network homepage, andalso announced through the <strong>Banach</strong> algebra alias (more than 150 people) run by M.Thomas from California.There were some difficulties in the first year to fill the position at Trondheim, which were circumvented bydelaying the appointment since an excellent candidate was available one year later. There were also somedifficulties to fill two six months positions in Tel-Aviv in 2002, but very good applicants eventually showedup and these two positions were filled during the last year <strong>of</strong> network activity. There was a slight change inthe balance <strong>of</strong> pre and post docs, due to the fact that Barcelona got also a Marie Curie site and many predocpositions to <strong>of</strong>fer. So the twelve months <strong>of</strong> predoc position at Barcelona were changed into postdoc (this wasdiscussed with the Brussels Officer at the midterm review).The appointing process, with applications sent to the node coordinator and the network coordinator, andwith appointments made by the node after approval by the network coordinator and the panel <strong>of</strong> coordinators,ensured that the young researchers appointed by the network could contribute to the network research objectivesand workplan. This integration was greatly facilitated by the participation <strong>of</strong> young researchers appointed bythe network to the network annual conferences and to the network postdoc workshops which were held duringtheir appointments. As a result the young mathematicians appointed by the network benefited from the help<strong>of</strong> senior mathematicians to produce papers on works they started before the appointment and in most cases tostart new directions <strong>of</strong> research. In some cases the postdoc or predoc had joint papers with some senior member<strong>of</strong> the host node, see the paper 1 in task 2, papers 14, 15, 16, 17 in task 3, paper 1 in task 4, paper 2 in task6 (section A.2 <strong>of</strong> the last periodic report), the papers [41], [42], [43] <strong>of</strong> section A2 <strong>of</strong> the third periodic report,paper [19] <strong>of</strong> the midterm review report and paper [3] in section A2 <strong>of</strong> this final report.The main objective <strong>of</strong> the training program, as stated in Annex 1 <strong>of</strong> the contract, was the same for thepredoctoral doctoral and senior researchers: to help them to master the interplay between complex and harmonicanalysis, operator theory and the developments <strong>of</strong> analysis arising from some recent progress in the <strong>Geometry</strong><strong>of</strong> <strong>Banach</strong> spaces, in order to make significant contributions and, in some cases, decisive breakthroughs in themainstream in this area <strong>of</strong> Mathematics. The decisive breakthroughs were provided by Tolsa’s work on analyticand continuous analytic capacities, but the whole training program went also along as expected. The number <strong>of</strong>joint papers between young mathematicians appointed by the network and senior mathematicians from the hostnode and <strong>of</strong> other papers produced by young mathematicians shows the quality <strong>of</strong> individual training providedwithin the network.An important aspect <strong>of</strong> collective training in the training programme was the organization <strong>of</strong> series <strong>of</strong>morning lectures at annual conferences. We give below the program <strong>of</strong> these lectures, which involved the tenteams <strong>of</strong> the network and covered all topics <strong>of</strong> the training programme.St Petersburg (May 2001) Capacities and harmonic approximation, by S.Gardiner and A.O’Farrell (team4)- Linear approximation on Krein spaces and applications, by H.Langer (team 8), Spectral <strong>Analysis</strong> <strong>of</strong> selfadjointJacobi matrices, by S. Naboko (team 10)Biarritz (May 2002) The semiadditivity <strong>of</strong> analytic capacity, by X.Tolsa (team 3), Interpolation <strong>of</strong> Hardytype spaces, by S.Kislyakov (team 10)- Geometric aspects <strong>of</strong> approximation in high dimension and connections<strong>of</strong> convex geometry with complexity theory, by V.Milman (team 9), Local theory <strong>of</strong> operator spaces, by G.Pisier(team 6)Tenerife (May 2003) Bergman function theory, by H. Hedenmalm (team 7)- Control theory for analysts, byN.Nikolski (team 1)-Translation invariant subspaces, by A.Atzmon (Tel-Aviv), and J.Esterle (team 1)Dalfsen (May 2004) Singular integrals and capacities, by G.David (Orsay) and J.Verdera (team 3)-Delayequations and infinite dimensional systems, by J.Partington (team 5) and S.Verduyn Lunel (team 2)- Toeplitzoperators on Bergman spaces, by N.Vasilevski (Mexico).Besides the Conferences, and the more specialized workshops mentioned in Annex 1 <strong>of</strong> the contract, which34


were very well organized in the second half <strong>of</strong> network activity after a slow start, it appeared important toorganize a specific meeting where all pre/posdocs appointed by the network would be asked to give a one hourtalk. These three workshops (Bordeaux, January 2002, Paris, November 2002, Paris, January 2004), whichwere very popular among the young mathematicians appointed by the network, are described in section B.2 <strong>of</strong>this final report. Collective and Individual training thus went along as expected, even if it would have beenbetter to be able organize more mutual visits involving predoctoral students not appointed by the network andto exploit Talagrand’s advances on concentration <strong>of</strong> measure in the training programme. Also direct links withengineering were not developed at network level; the Leiden group (team 2) developed joint work on Chemicalengineering with the Chemistry department <strong>of</strong> the University <strong>of</strong> Leiden, and a young pure operator theoristfrom Bordeaux applied abstract operator theoretical tools to problems <strong>of</strong> image processing in an engineeringlaboratory <strong>of</strong> Bordeaux university, where he is now working with a permanent research position from CNRS,but these activities remained isolated.Altogether only five women applied to pre/postdoc positions, and four were appointed (three months predocfor Helen Robinson at Bordeaux, four months predoc for Shiri Artstein at Paris, three months postdoc forSandra Pott at Bordeaux, six months postdoc for Anna Pelczar at Paris). This proportion <strong>of</strong> 6% <strong>of</strong> personmonths attributed to women is <strong>of</strong> course not satisfactory. On the other hand the network stimulated jointactivities involving female mathematicians, and five out <strong>of</strong> the thirteen co-authors <strong>of</strong> the five papers selected insection A.2 <strong>of</strong> this final report are women.S.Artstein (Convex <strong>Geometry</strong>) , from Tel Aviv, twice two months predoc at Paris, B. Klartag (Normedspaces in high dimension), from Tel Aviv, two months predoc at Paris, G. Paouris (Normed spaces in highdimension), from Athens, four months predoc at Paris, T. Matrai (Infinite dimensional differentiability), fromBudapest, three months predoc at Paris, J. Behrndt, from Berlin (indefinite inner product spaces), two monthspredoc at Vienna, and H. Robinson (harmonic analysis), from York, three months predoc at Bordeaux wentback to their home institution after their short term predoc appointment and are now completing their thesis.M. Kopp (<strong>Banach</strong> and Frechet algebras) obtained his PhD from Cambridge at the end <strong>of</strong> his 9 months predocposition at Bordeaux, and obtained after that a one year postdoc position at Bordeaux, which ended on May31, 2004. After getting two papers accepted and after looking for positions both in Universities and in privatecorporations he got a job in a bank at London starting June 1, 2004 (his current salary happens to be threetimes larger than the salary <strong>of</strong> the network coordinator, who was his former tutor from Bordeaux). Notice thatno specific training in financial mathematics was provided at Bordeaux and that this former postdoc obtainedhis extremely well-paid job on the basis <strong>of</strong> his experience in research in pure mathematics.The following tables describe the postdoc appointments in the network, and in most cases we were able toindicate the current situation <strong>of</strong> the former postdoc, with unfortunately a reported case in which the formerpostdoc was not able to take advantage <strong>of</strong> his training in Mathematics (he worked as a translator during thelast academic year). It is too early to evaluate how the former postdocs who had no tenured position beforethe network appointment will benefit from their network experience to find a stable job. For those who alreadyhad a stable job the general success, attested by many papers, <strong>of</strong> the research performed in the host nodes willcertainly help in a early future these young mathematicians to reach the level <strong>of</strong> a pr<strong>of</strong>essorship.35


name country <strong>of</strong> duration <strong>of</strong> place <strong>of</strong> research currentorigin appointment work topic situationPopovici Romania 6 months Bordeaux <strong>Operator</strong> theory Back to tenure(Timisoara)Kozma Israel 6 months Bordeaux Fourier <strong>Analysis</strong> Nonpermanentjob (Israel)Kopp Germany 12 months Bordeaux <strong>Banach</strong> and Frechet algebras Employed at a bankin LondonPott Germany 3months Bordeaux Harmonic <strong>Analysis</strong> Back to tenure at York(will move to Glasgowon Sept. 1, 2004)Smith England 2 months Bordeaux Harmonic <strong>Analysis</strong> back to postdoc(York)Ol<strong>of</strong>sson Sweden 24 months Amsterdam Harmonic <strong>Analysis</strong> nonpermanent job(Stockholm)Smith England 2 months Amsterdam Harmonic <strong>Analysis</strong> back to postdoc(York)Mehl Germany 2 months Amsterdam <strong>Operator</strong> theory Associate(Berlin)Marco France 18 months Barcelona Complex <strong>Analysis</strong> ?Lemmers Netherlands 6 months Barcelona Function <strong>Theory</strong> ?Dussau France 3 months Barcelona Function theory / one year ATER<strong>Operator</strong> theory(Bordeaux)Rattya Finland 6 months La Laguna Function <strong>Theory</strong> lecturer(team 3)(Joensuu)Wikstrom Sweden 6 months La Laguna Function theory Visiting scholar(team 3)Ann Arbor, USAPau Spain 12 months Dublin Potential <strong>Analysis</strong> lecturer(Barcelona)Gustafsson Sweden 12 months Dublin Function <strong>Theory</strong> postdoc(Kalmar)Lavicka Czech Rep. 4 months Dublin Function <strong>Theory</strong> back to tenure(Praha)Michels Germany 12 months Leeds <strong>Geometry</strong> <strong>of</strong> associate<strong>Banach</strong> spaces(Oldenburg)Jaeck France 12 months Lancaster Invariant subspaces/ back to high(team 5) dual algebras school tenureLehner Austria 12 months Paris <strong>Operator</strong> algebras Postdoc (Graz)Pelczar Poland 6 months Paris <strong>Geometry</strong> <strong>of</strong> Back to tenure<strong>Banach</strong> spaces(Krakow)Bucholz Poland 6 months Besançon <strong>Operator</strong> algebras ?(team 6)Hartmann Germany 12 months Trondheim Function theory/ back to tenure<strong>Operator</strong> theory(Bordeaux)Harlouchet France 12 months Trondheim Function theory/ work unrelated toMathematicsBatkai Hungary 12 months Vienna <strong>Operator</strong> theory back to tenure(Budapest)Lasarow Germany 6 months Vienna <strong>Operator</strong> theoryPopovici Romania 6 months Vienna <strong>Operator</strong> theory back to tenure(Timisoara)Oravecz Hungary 12 months Tel Aviv <strong>Operator</strong> theory back to tenure(Budapest)Brive France 6 months Tel Aviv Entire functions postdoc (Bucarest)Ameur Sweden 6 months Tel Aviv <strong>Geometry</strong> <strong>of</strong><strong>Banach</strong> spaces ?36


Final report. B.4 Industry connectionsNot relevant to the activity <strong>of</strong> this network.Final report- B.5 RecommendationsThe network management was globally very pleased about the relations with the Brussels administrationduring the network activity, including at the midterm meeting on November 20, 2002. It would probably beuseful to introduce some amount <strong>of</strong> ”evaluation by peers” during the network activity, for example by invitinga scientific expert choosen by the European Commission to assist the Brussels Officer at the midterm reviewmeeting. Also there are problems with currencies different from the euro, which can fluctuate a lot. Since therate <strong>of</strong> exchange taken into account is the average rate for the first month after the end <strong>of</strong> the reporting period,nodes with noneuro currencies should be encouraged to complete their appointments, which represent the mainpart <strong>of</strong> the budget, before the last year <strong>of</strong> netxwork activity. Other comments are given in the evaluation reportsfrom the network coordinator and the node coordinators.Last periodic report- B.6 DifficultiesThere were technical difficulties with the payments in 2000 and 2001 (several months <strong>of</strong> delay between thereception by Bordeaux <strong>of</strong> the initial payment and the first annual payment from Brussels and the reception <strong>of</strong>the due share <strong>of</strong> these payments by the other nodes). These difficulties have been circumvented for the secondand third periodic payment (delay reduced to one week). Also the number <strong>of</strong> applicants to postdocs was notvery large (rarely more than 5 or 6) , and there were no applicants at all at Tel-Aviv in 2002 for the two sixmonths positions which were advertized. This problem at Tel-Aviv has been solved, these positions have beenfilled during the last year <strong>of</strong> network activity, and the overall number <strong>of</strong> person-months <strong>of</strong> employment <strong>of</strong> youngresearchers effectively delivered during network activity is for all the teams at least equal to the number givenin Annex 1 <strong>of</strong> the contract.37

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