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<strong>Aberrations</strong> <strong>and</strong> Visual Performance FollowingSt<strong>and</strong>ard Laser Vision CorrectionSusana Marcos, PhDABSTRACTPURPOSE: To relate the change of ocular aberrationswith the change of <strong>visual</strong> <strong>performance</strong> producedby st<strong>and</strong>ard <strong>laser</strong> in situ keratomileusis(LASIK) for myopia.METHODS: <strong>Aberrations</strong> <strong>and</strong> <strong>visual</strong> <strong>performance</strong>were measured before <strong>and</strong> after surgery in 22 eyes.Total aberrations were measured using a <strong>laser</strong> raytracing technique. Corneal aberrations wereobtained using a commercial videokeratoscope <strong>and</strong>custom software. Visual <strong>performance</strong> was evaluatedin terms of best spectacle-corrected contrastsensitivity <strong>and</strong> high-contrast <strong>visual</strong> acuity.RESULTS: The amount of total <strong>and</strong> corneal aberrationsincreased with LASIK in all except twoeyes. In general, the total <strong>and</strong> corneal aberrationpatterns were well-correlated after LASIK.However, the anterior corneal surface alone did notcapture all the information (ie, possible changesinduced on the posterior corneal surface or interactionsbetween the different ocular components),which suggests that total aberrations are betterpredictors of <strong>visual</strong> <strong>performance</strong>. The decrease ofthe modulation transfer function (both in terms ofarea under the curve or as a function of spatial frequency)with LASIK accounted for most of thedecrease in contrast sensitivity. High-resolution<strong>visual</strong> acuity was not very sensitive to the LASIKinducedchanges in image quality.From the Instituto de Optica “Daza de Valdés,” Consejo Superior deInvestigaciones Científicas, Madrid, Spain.The author has no proprietary interest in the methods presentedherein.Presented at the 2nd International Congress of Wavefront Sensing <strong>and</strong>Aberration-free Refractive Correction, in Monterey, CA, on February9-10, 2001.The author acknowledges Dr. Esther Moreno-Baniuso for herinestimable contributions to the total aberration measurements; Mr. SergioBarbero for invaluable work in generating custom software for topographicanalysis; Ms. Lourdes Llorente for data analysis; Ms. GuadalupeRodríguez <strong>and</strong> Mr. Raúl Martín for clinical data collection, <strong>and</strong> collaborativerefractive surgeon, Dr. Jesús Merayo-Lloves, from the Instituto deOftalmobiología Aplicada, Universidad de Valladolid; Carl-Zeiss Spainfor the loan of Atlas Humphrey Corneal Topography System <strong>and</strong> partialfunding of a research fellowship; <strong>and</strong> CAM08.7/0010.1/2000 <strong>and</strong>Convenio de Cooperación USA-Spain for research funding.Correspondence: Susana Marcos, PhD, Instituto de Optica, ConsejoSuperior de Investigaciones Científicas (CSIC), Serrano 121, 28006Madrid, Spain. Tel: 34.915616800 x2306; Fax: 34.915645557; E-mail:susana@io.cfmac.csic.esCONCLUSION: Wavefront <strong>and</strong> total aberrationmeasurements, <strong>and</strong> in particular a combination ofthe two techniques, provide useful information forunderst<strong>and</strong>ing the optical changes induced by st<strong>and</strong>ardrefractive surgery. Predictions of the changein modulation transfer function derived from waveaberrations matched measurements of change incontrast sensitivity. [J Refract Surg 2001;17:S596-S601]The development of videokeratoscopes capableof recording corneal shape in detail, <strong>and</strong> aberrometersthat measure the wave aberration ofthe optics of the entire eye, have revealed thatalthough st<strong>and</strong>ard <strong>laser</strong> refractive surgery eliminatesconventional refractive errors, higher ordererrors (particularly spherical aberration) are typicallyinduced. 1-3 Numerous reports in the literatureevaluate <strong>visual</strong> <strong>performance</strong> after <strong>laser</strong> in situ keratomileusis(LASIK) 4,5 , but only a few attempt tocharacterize the correlation between <strong>visual</strong> <strong>performance</strong><strong>and</strong> optical aberrations (in particular, theaberrations of the anterior corneal surface) inducedby refractive surgery. 6 We compared corneal <strong>and</strong>total aberrations as well as <strong>visual</strong> <strong>performance</strong>before <strong>and</strong> after st<strong>and</strong>ard LASIK for myopia in agroup of patients. Although most of the changesinduced by LASIK occur on the anterior corneal surface,the total wave aberration captures possiblechanges of the posterior corneal surface <strong>and</strong> interactionsbetween the different optical components,<strong>and</strong> therefore should predict <strong>visual</strong> outcomes moreaccurately. We report a good correlation between thedecrease of contrast sensitivity function afterLASIK <strong>and</strong> the decrease in the modulation transferfunction (computed from the total wave aberration).PATIENTS AND METHODSTotal <strong>Aberrations</strong>: Laser Ray TracingWave aberrations were measured using <strong>laser</strong> raytracing, a technique developed by Navarro <strong>and</strong> colleaguesat the Instituto de Optica, Madrid, Spain. 7S596 Journal of Refractive Surgery Volume 17 September/October 2001


<strong>Aberrations</strong> <strong>and</strong> Visual Performance Following St<strong>and</strong>ard Laser Vision Correction/MarcosFigure 1. Total <strong>and</strong> corneal wave aberrationmaps, before <strong>and</strong> after st<strong>and</strong>ard LASIK formyopia for A) eye #14, B) eye #16, C) eye#18, <strong>and</strong> D) eye #19. Total aberrations measuredwith <strong>laser</strong> ray tracing. Corneal aberrationmeasured using a commercial cornealvideokeratoscope <strong>and</strong> custom software. Tilts,defocus, <strong>and</strong> astigmatism were cancelled.Pupil diameter = 6.5 mm.This technique provides similar results to Shack-Hartmann <strong>and</strong> the Spatially Resolved Refractometerin normal eyes, <strong>and</strong> is appropriate in highlyaberrated eyes. 8 In this technique, a set of parallelrays is projected sequentially through 37 differentpupil positions (forming a hexagonal array thatsamples a 6.5-mm pupil). The corresponding aerialretinal images are collected on a high-resolutionCCD camera. The deviation of each centroid fromthe principal ray is proportional to the local slope ofthe wave aberration. The wave aberration isobtained from the derivatives using a least-meansquaresprocedure <strong>and</strong> described as a seventh orderZernike polynomial expansion. Measurements wereperformed on dilated pupils. The patient fixatedfoveally <strong>and</strong> the eye’s pupil was aligned to the opticalaxis of the instrument. Figure 1 (A, B, C, <strong>and</strong> D,left panels) shows examples of total wave aberrationsfor four patients before <strong>and</strong> after LASIK. Rootmean-square(RMS) wavefront error is typicallyused as an optical quality metric.Corneal <strong>Aberrations</strong> From Corneal TopographyCorneal aberrations were estimated using aplacido-disk-based videokeratoscope (Atlas MastervueCorneal Topography System, HumphreyInstruments-Zeiss, San Le<strong>and</strong>ro, CA) <strong>and</strong> customsoftware developed by Sergio Barbero 9 (Instituto deOptica, CSIC, Madrid, Spain) in Matlab(Mathworks, Nathick, MA) <strong>and</strong> Zemax (FocusSoftware, Tucson, AZ). In brief, the slopes of thecorneal wave aberration were calculated by virtualray tracing on the corneal elevation, <strong>and</strong> cornealaberrations were then obtained using a similar procedureto that described for the total aberrations.Since corneal aberrations use the corneal reflex as areference <strong>and</strong> total aberrations are measured withrespect to the pupil center, a realignment algorithmwas applied to allow a direct comparison of corneal<strong>and</strong> total aberration maps. The small tilt betweenthe videokeratographic axis <strong>and</strong> the line of sightwas not considered. A series of corneal aberrationmaps were obtained over 6.5 mm, shifting the centerat 0.1-mm steps. The difference, total – cornealRMS, was then computed as a function of pupil location.These maps are smooth <strong>and</strong> show a welldefined minimum, slightly decentered from thecorneal reflex, which was used as a common axis.Figure 1 (A, B, C <strong>and</strong> D, right panels) shows examplesof corneal wave aberrations for four patientsbefore <strong>and</strong> after LASIK.Journal of Refractive Surgery Volume 17 September/October 2001 S597


<strong>Aberrations</strong> <strong>and</strong> Visual Performance Following St<strong>and</strong>ard Laser Vision Correction/MarcosVisual Performance: Contrast Sensitivity Function <strong>and</strong>Visual AcuityVisual <strong>performance</strong> was assessed by means ofcontrast sensitivity function (with best spectaclecorrection) <strong>and</strong> best spectacle-corrected high-contrast<strong>visual</strong> acuity. Contrast sensitivity was measuredusing a st<strong>and</strong>ard CVS-1000E chart (VectorVision, Arcanum, OH). This chart uses vertical sinusoidalgrids (at 3, 6, 12, <strong>and</strong> 18 c/deg), a forceddouble-alternative choice paradigm, <strong>and</strong> a calibratedluminance of 85 cd/m 2 . Figure 2 shows the averagecontrast sensitivity function (22 patients) before<strong>and</strong> after LASIK. High contrast <strong>visual</strong> acuity wasmeasured using a conventional Snellen chart.Figure 2. Contrast sensitivity function (average of 22 eyes) before<strong>and</strong> after LASIK, measured with the CSV-1000E chart. Lines arethird order polynomial fits to the data, error bars represent st<strong>and</strong>arderror of the mean, with best spectacle-correction <strong>and</strong> undilutedpupil.Patients <strong>and</strong> ProceduresTwenty-two eyes from 12 patients (mean age,28 ± 5 yr; preoperative spherical error, -2.50 to-13.00 diopters [D]) participated in the study.LASIK was performed using a narrow-beam, flyingspotexcimer <strong>laser</strong> (Chiron Technolas 217-C; Bausch& Lomb, Surgical, Dornach, Germany), assisted byan eye-tracker. The flap diameter (performed with aHansatome microkeratome) was 8.5-mm <strong>and</strong> theintended depth 180 µm. Photoablation was appliedto a 6-mm optical zone, with a transition zone of 9mm. The LASIK procedures were conducted at theInstituto de Oftalmobiología Aplicada, Universidadde Valladolid, Spain, by Dr. Jesús Merayo-Lloves.Total aberrations were measured about 1 monthbefore <strong>and</strong> between 1 <strong>and</strong> 3 months after LASIK atthe Instituto de Optica, Madrid, Spain. Data weretypically the average of five sets of measurements.Corneal topography was performed during the sameexamination session. Visual <strong>performance</strong> measurementswere conducted at the Instituto deOftalmobiología Aplicada, Universidad deValladolid, by Raúl Martín <strong>and</strong> GuadalupeRodríguez, before <strong>and</strong> between 6 months <strong>and</strong> 1 yearafter LASIK.Figure 3. Root-mean-square (RMS) wavefronterror before (gray bars) <strong>and</strong> after (black bars)LASIK, for total third <strong>and</strong> higher order aberrations.Pupil diameter = 6.5 mm. Eyes are sorted byincreasing preoperative spherical error. Adaptedfrom Moreno-Barriuso et al. 3S598 Journal of Refractive Surgery Volume 17 September/October 2001


<strong>Aberrations</strong> <strong>and</strong> Visual Performance Following St<strong>and</strong>ard Laser Vision Correction/MarcosFigure 4. Increment of total aberrations (third order <strong>and</strong> higher) withLASIK versus increment of corneal aberrations. The dotted line indicatesa linear function through the origin (y=x). Most data points areabove this line, indicating a higher increase of corneal aberrations.Coefficient of correlation r=0.73, P=.0024.RESULTSChange of Total <strong>Aberrations</strong> With LASIKAs has been reported, total aberrations increase<strong>following</strong> st<strong>and</strong>ard LASIK for myopia. 3 Figure 3shows the root-mean-square (RMS) wavefront errorbefore <strong>and</strong> after LASIK for third order <strong>and</strong> higheraberrations (ie, excluding tilt, defocus, <strong>and</strong> astigmatism),for a 6.5-mm pupil. Eyes are sorted byincreasing preoperative refraction. The averageincrease was 1.9 times, <strong>and</strong> the effect was more pronouncedfor the highest preoperative myopes.Spherical aberration increased by a factor of 3.9. 3 Asshown in Figure 1, this was a common trend in mosteyes (central area of positive aberrations surroundedby a ring of negative aberration). Third orderterms (including coma) 1 increased by a factor of 2,<strong>and</strong> were likely associated with a decentration of theablation pattern (the central area appeared decenteredin some cases, as shown in Figure 1). 3<strong>Aberrations</strong> increased significantly in all eyesexcept for two (eyes #10 <strong>and</strong> #11).Do Corneal <strong>Aberrations</strong> Change Similiar to Total<strong>Aberrations</strong> After LASIK?Figure 1 shows that although corneal <strong>and</strong> totalaberrations are in general different in normal eyes(prior to surgery), they show a high degree of similarityafter surgery. 10 Although there is a good correlationbetween corneal <strong>and</strong> total aberrations aftersurgery (r=0.97, P < .0001), a direct comparisondemonstrates the <strong>following</strong> 10 : 1) The spherical aberrationinduced in the anterior surface of the corneasignificantly exceeds that induced in the whole eye.This attenuation is likely produced by a sphericalaberration of negative sign induced on the posteriorsurface of the cornea (related to the reported forwardshift of the posterior corneal surface <strong>following</strong>refractive surgery). 2) The correlation of the incrementof total aberration with the increment ofcorneal aberrations (Fig 4) is lower (r=0.73, P =.0024) than the correlation of postoperative total<strong>and</strong> postoperative corneal aberrations. This suggestsa significant role of the interaction of corneal<strong>and</strong> internal aberrations prior to surgery, <strong>and</strong> insome cases relevant after surgery. For example, therelative amount of corneal <strong>and</strong> internal (probablycrystalline lens) aberrations prior to surgeryexplains the surprisingly good outcome encounteredin eyes #10 <strong>and</strong> #11. 10 In general, total aberrationsshould be better related to <strong>visual</strong> <strong>performance</strong> thanaberrations of the anterior corneal surface alone,since they take into account possible changes of theposterior corneal surface <strong>and</strong> interaction with otherocular components (crystalline lens <strong>and</strong> pupil).Predictions From Aberrometry <strong>and</strong> PsychophysicalMeasurements of Visual PerformanceContrast sensitivity function represents the contrastdegradation imposed by the optics <strong>and</strong> posterior<strong>visual</strong> processing as a function of spatial frequency.Since only the optics are modified with LASIK,one expects any change induced in contrast sensitivityfunction to be due to a change only in the opticalsystem, <strong>and</strong> more specifically in the modulationtransfer function (MTF) of the eye. The Strehl ratio(normalized volume under the MTF) is an alternativeglobal image quality parameter to the rootmean square error. Both metrics are, in general,well-correlated. The MTF can be obtained easilyfrom the wave aberration using Fourier optics. Forbetter comparison with the one-dimensional contrastsensitivity function (for vertical gratings), weused the horizontal section of the MTF. We computedthe MTF for a 3-mm diameter pupil, to simulatea closer condition to the contrast sensitivity functionmeasurement, performed with an undilated pupil.The area under these curves was computed, usinglinear units for both spatial frequency <strong>and</strong> contrastunits, a linear interpolation, <strong>and</strong> integratingJournal of Refractive Surgery Volume 17 September/October 2001 S599


<strong>Aberrations</strong> <strong>and</strong> Visual Performance Following St<strong>and</strong>ard Laser Vision Correction/MarcosABCVA = 1BCVA = 0.9BCVA = 1BFigure 5. A) Modulation transferratio postoperative/preoperative(solid line) <strong>and</strong> contrast sensitivityratio postoperative/preoperative(circles <strong>and</strong> dashed line) as afunction of spatial frequency. Dataare average of 22 eyes. Pupildiameter = 3 mm for the modulationtransfer function (MTF), <strong>and</strong>undilated for the contrast sensitivityfunction (CSF). B) Simulation ofretinal image quality (obtained byconvolution of the 20/20 line on aSnellen chart <strong>and</strong> the correspondingpoint spread function) <strong>and</strong> clinicalmeasurements of best spectacle-corrected<strong>visual</strong> acuity, forthree eyes (#14, #21, #11) withdifferent surgical outcomes.between 3 <strong>and</strong> 18 c/deg. The area under the MTF(average of 22 eyes) decreased by a factor of 1.38after LASIK, <strong>and</strong> the area under the contrastsensitivity function (average of 22 eyes) decreasedby a factor of 1.51 after LASIK. This indicates thatthe average image contrast degradation estimatedfrom wave aberration data accounts for most of thedecrease in contrast sensitivity in this spatial frequencyrange. Figure 5 shows the average contrastratio before <strong>and</strong> after surgery for both modulationtransfer <strong>and</strong> contrast sensitivity as a function ofspatial frequency. Again, both functions tend todecrease similarly with LASIK. The fact that contrastsensitivity function seems to suffer a slightlylarger degradation could be due to the fact thatpupils were larger than 3 mm during the contrastsensitivity function measurements, that the <strong>visual</strong><strong>performance</strong> <strong>and</strong> aberration measurements werenot collected on the same day, that MTF computationswere based on monochromatic aberrationswhereas contrast sensitivity function was measuredin polychromatic light, or that other factors apartfrom the aberrations (such as haze) may also contributeto contrast degradation. The eye in whichthe root mean square decreased (although not significantly)after LASIK experienced a slightincrease in the MTF postoperative/preoperativeratio, as well as a contrast sensitivity improvementat certain spatial frequencies (3 <strong>and</strong> 12 c/deg).We also compared <strong>visual</strong> <strong>performance</strong> (best spectacle-corrected<strong>visual</strong> acuity [BSCVA]) with simulationsof retinal images of a Snellen chart. Thesewere generated by convolution of point-spread-functions(computed from the wave aberrations) withimages of the Snellen chart. These simulations donot represent <strong>vision</strong> of patients, but provide an ideaof the image quality on the retinal plane. Figure 5Bshows simulations of the 20/20 line of a Snellenchart for three eyes (#14, #21, #11) after LASIK.Clinical BSCVA measurements for these eyes arereported. In many cases, such as eye #14, a cleardegradation of retinal image quality is not associatedwith a line loss, indicating that unlike contrastsensitivity, high-contrast <strong>visual</strong> acuity is not a verysensitive measurement to evaluate the changesinduced by refractive surgery.From measurements of total <strong>and</strong> corneal aberrations,contrast sensitivity <strong>and</strong> <strong>visual</strong> acuity measuredin a group of eyes before <strong>and</strong> after surgery, weconclude that:1) Both total <strong>and</strong> corneal aberrations increasesignificantly <strong>following</strong> st<strong>and</strong>ard myopic LASIK.2) Total aberrations should be better correlated to<strong>visual</strong> <strong>performance</strong> than corneal aberrations alone.Although most of the changes occur on the anteriorcorneal surface, in general corneal aberrations arenot sufficient to underst<strong>and</strong> the changes induced byrefractive surgery. Preoperative interaction of thecorneal <strong>and</strong> internal optics, <strong>and</strong> possible changesinduced on the posterior corneal surface also contributeto the total aberration pattern.3) Most of the decrease in contrast sensitivity canbe accounted for by the decrease in the modulationtransfer function (computed from the total waveaberration)4) High contrast <strong>visual</strong> acuity is not a very sensitivemeasurement of image quality.REFERENCES1. Oshika T, Klyce SD, Applegate RA, Howl<strong>and</strong> HC, ElDanasoury MA. Comparison of corneal wavefront aberrationsafter photorefractive keratectomy <strong>and</strong> <strong>laser</strong> in situkeratomileusis. Am J Ophthalmol 1999;127:1-7.S600 Journal of Refractive Surgery Volume 17 September/October 2001


<strong>Aberrations</strong> <strong>and</strong> Visual Performance Following St<strong>and</strong>ard Laser Vision Correction/Marcos2. Mierdel P, Kaemmerer M, Krinke HE, Seiler T. Effects ofphotorefractive keratectomy <strong>and</strong> cataract surgery on ocularoptical errors of higher order. Graefes Arch Clin ExpOphthalmol 1999;237:725-729.3. Moreno-Barriuso E, Merayo-Lloves J, Marcos S, Navarro R,Llorente L, Barbero S. Ocular aberrations before <strong>and</strong> aftermyopic corneal refractive surgery: LASIK-induced changesmeasured with Laser Ray Tracing. Invest Ophthalmol VisSci 2001;42:1396-1403.4. Holladay JT, Dudeja DR, Chang J. Functional <strong>vision</strong> <strong>and</strong>corneal changes after <strong>laser</strong> in situ keratomileusis determinedby contrast sensitivity, glare testing <strong>and</strong> cornealtopography. J Cataract Refract Surg 1999;25:663-669.5. Mutyala S, McDonald M, Scheinblum K, Ostrick M, Brint S,Thompson H. Contrast sensitivity evaluation after <strong>laser</strong> insitu keratomileusis. Ophthalmology 2000;107:1864-1867.6. Applegate RA, Howl<strong>and</strong> HC, Sharp RP, Cottingham AJ, YeeRW. Corneal aberrations <strong>and</strong> <strong>visual</strong> <strong>performance</strong> after radialkeratotomy. J Refract Surg 1998;14:397-407.7. Navarro R, Losada MA. <strong>Aberrations</strong> <strong>and</strong> relative efficiencyof light pencils in the living human eye. Optom Vis Sci1997;74:540-547.8. Moreno-Barriuso E, Marcos S, Navarro R, Bums SA.Comparing Laser Ray Tracing, Spatially ResolvedRefractometer, <strong>and</strong> Hartmann-Shack sensor to measure theocular wavefront aberration. Optom Vis Sci 2001;78:152-156.9. Barbero S, Marcos S, Martin R, Llorente L, Moreno-Barriuso E, Merayo-Lloves JM. Validating the calculation ofcorneal aberrations from corneal topography: a test on keratoconus<strong>and</strong> aphakic eyes. Invest Opthalmol Vis Sci2001;42(suppl):S894.10. Marcos S, Barbero S, Llorente L, Merayo-Lloves J. Opticalresponse to myopic LASIK surgery from total <strong>and</strong> cornealaberration measurements. Invest Ophthalmol Vis Sci,in press.Journal of Refractive Surgery Volume 17 September/October 2001 S601


Running title/Author602 Journal of Refractive Surgery Volume ?? Month/Month 1997

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