December 2012 - NSDL

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NSDL UPDATE12345678Ministry of Finance in case of new fund offer, or by way of addendum, in case of existing RGESS eligibleExchange Traded Funds and Mutual Fund schemes.Further details about this circular are posted on NSDL website www.nsdl.co.in.(Ref: Circular No. NSDL/POLICY/2012/0143 dated December 7, 2012)Review of the Securities Lending and Borrowing (SLB) FrameworkSEBI has vide its Circular No. CIR/MRD/DP/ 30 /2012 dated November 22, 2012 informed regarding the revisedframework for SLB for Introduction of roll-over facility wherein any lender or borrower who wishes to extendan existing lent or borrow position shall be permitted to roll-over such positions may extend the period oflending. Similarly, a borrower who has to return borrowed securities in the pay-in of an SLB session, may,through the same SLB session, extend the period of borrowing. The roll-over shall be conducted as part of theSLB session.Further details about this circular are posted on NSDL website www.nsdl.co.in.(Ref: Circular No. NSDL/POLICY/2012/0136 dated November 26, 2012)Exclusion of settlement fee from billing in respect of instructions generated through Account Closure/Transmission module in case of TransmissionWith effect from November 1, 2012, the facility for Account Closure/ Transmission module in DPM system hasbeen enhanced whereby settlement fee for instructions generated by this module for transfer of securities incase of transmission for the type “Account Transmission to Survivor(s)” will not be billed.(Ref: Circular No. NSDL/POLICY/2012/0140 dated December 4, 2012)Option to POA Clients to receive DIS alongwith account opening or subsequentlyIn case the client seeking to open the depository account has given a Power of Attorney to operate thedepository account to a stock broker/Participant/Portfolio Manager, an option will be provided to Client toeither receive the DIS at the time of account opening itself; or to receive the DIS at a later date as requestedby the Client. No such option will be given to the Client in case the Participant desires to provide DIS at thetime of account opening itself to all Clients or in case the Client opts for Basic Services Demat Account.(Ref: Circular No. NSDL/POLICY/2012/0146 dated December 14, 2012)Training Programmes for Participants:‣ NCDO/NISM training / certification programmes for ParticipantsNSDL has made arrangements with NISM to facilitate staff of Participants to get certified for NISM-Series VIDepository Operations Certification Examination (DOCE) as per SEBI requirements. A training programme isconducted by NSDL for Participant’s staff followed by NISM-Series VI-DOCE online test conducted by NISM.In November 2012, NSDL conducted five such training programmes at Mumbai and New Delhi which wereattended by 182 persons nominated by various Participants.‣ KYC Training Programme for ParticipantsIn light of the recent developments with respect to depository account opening viz., Introduction of KYCRegistration Agency (KRA), Qualified Foreign Investors (QFI), Basic Services Demat Account (BSDA), Rajiv GandhiEquity Savings Scheme (RGESS) etc., training programme on ‘KYC requirements for Account Opening’ wasorganized which focused on latest developments as well as other requirements for opening various DepositoryAccounts, to facilitate efficient functioning of depository operations of Participants. In November 2012, NSDLconducted five such training programmes in Ahmedabad, Chennai, Kolkata, Mumbai and New Delhi which wereattended by 234 officials of Participants.NSDL Update December 2012 NSDL...Serving the Nation with Technology, Trust & Reach Visit our website at www.nsdl.co.in

NSDL UPDATE12345678Performance SummaryInvestors : Participants :Month -YearClient AccountsNo. of Accounts (lakh)Nov-10 111.89Nov-11 117.78Nov-12 125.06Month -YearNo. ofParticipantsServiceCentresCities /TownsNov-10 290 12,330 1,381Nov-11 284 13,832 1,518Nov-12 283 14,406 1,562Dematerialisation :Settlement :Month -YearNo. ofDematerialisedSecurities(Cr.)Value ofDematerialisedSecurities( ` Cr.)Nov-10 42,571 65,71,570Nov-11 54,867 64,91,906Nov-12 63,543 78,01,981Month -YearQuantity ofshares settled indematerialised form(Cr.)Value of sharessettled indematerialised form( ` Cr.)Nov-10 901 1,64,687Nov-11 587 90,354Nov-12 521 85,322(Single Side)CompaniesMonth - YearEQUITYNo. ofCompaniesOperationalNov-10 8,631Nov-11 9,366Nov-12 10,397Month -YearDebentures / bondsNo. ofIssuersNo. of activeinstrumentsDematValue( ` Cr.)Nov-10 563 6,801 8,10,001Nov-11 587 7,285 9,30,105Nov-12 687 8,523 11,70,464Month -YearSecuritised InstrumentsNo. ofIssuersNo. of activeinstrumentsDematValue( ` Cr.)Nov-10 599 896 44,676Nov-11 585 888 38,409Nov-12 531 806 36,149Month -YearCommercial PapersNo. ofIssuersNo. of activeinstrumentsDematValue( ` Cr.)Nov-10 216 1,344 1,24,505Nov-11 243 1,851 1,80,548Nov-12 246 1,666 2,11,940Month -YearCertificates of DepositNo. ofIssuersNo. of activeinstrumentsDematValue( ` Cr.)Nov-10 41 814 3,40,972Nov-11 45 1,345 4,00,704Nov-12 44 1,176 3,57,397NSDL Update December 2012 NSDL...Serving the Nation with Technology, Trust & Reach Visit our website at www.nsdl.co.in

NSDL UPDATE12345678Sr.No.DescriptionCorporate Action StatisticsDuring November 2012 For F.Y. 2012 - 13 (Upto November 2012)No. of Allottees No. of Securities No. of Allottees No. of Securities1 Equity Shares 128,507 4,021,042,014 1,126,617 32,320,968,3042 Preference Shares 590 172,262,999 1,051 1,959,669,6283 Bonds 11,065 69,793,400 247,067 650,962,9224 Commercial Papers 612 1,400,470 4,607 9,633,5355 Certificates of Deposit 486 5,676,350 4,334 45,476,6616 Securitised Instruments 33 17,639,571 233 46,377,6597 Mutual Fund Units 16,964 10,775,926 131,417 2,263,568,5178 Warrants 0 0 2 16,500,0009 Commodities 173 1,118,946 1,975 12,601,96710 Mutual Fund Units (Trase) 9,436 21,741,159 68,658 410,647,810Total 167,866 4,321,450,835 1,585,961 37,736,407,004List of Companies that have changed Names(During November 2012)Sr. No. Old Name New Name1 Samvardhana Motherson Finance Limited Samvardhana Motherson International Limited2 Ambience Limited Ambience Private Limited3 Raj Rajendra Textile Exports Limited Raj Rajendra Industries Limited4 Neemtek Organic Products Limited United Interactive Limited5 Bhagyanagar Wood Plast Limited Sri KPR Industries Limited6 Synefra Engineering & Construction Limited Aspen Infrastructures Limited7 Nuziveedu Seeds Private Limited Nuziveedu Seeds Limited8 Sepset Properties Limited Sepset Properties Private Limited9 Arcus Limited Bodhi Art Limited10 Opal Luxury Time Products Private Limited Opal Luxury Time Products Limited11 Religare Trustee Company Limited Religare Trustee Company Private Limited12 Religare Asset Management Company Limited Religare Asset Management Company Private Limited13 ADI BPO Services Private Limited ADI BPO Services Limited14 L&T Plastics Machinery Private Limited Toshiba Machine (Chennai) Private Limited15 Comp-U-Learn Tech India Limited CTIL LimitedNSDL Update December 2012 NSDL...Serving the Nation with Technology, Trust & Reach Visit our website at www.nsdl.co.in

NSDL UPDATE12345678Securities admitted for Dematerialisation during November 2012COMPANYISINAahana Realty Private LimitedINE101O01019Albonair (India) Private LimitedINE167O01010Anubhav Infrastructure LimitedINE891N01017Arya Offshore Services Private Limited INE080O01015Ashok Leyland Project Services Limited INE095O01013Ashok Leyland Wind Energy Limited INE093O01018ATC India Infrastructure Private Limited INE109O01012AVH Chemicals Private LimitedINE059O01019Ba Continuum India Private Limited INE125O01018BLP Vayu (Project 1) Private Limited INE081O01013Bothe Windfarm Development Private INE116O01017LimitedCatamaran Water Base Solutions Private INE097O01019LimitedChandrabhal Estate Development Private INE108O01014LimitedChetak Mitra Tollways LimitedINE045O01018Daisy Commosales LimitedINE987N01013Delhi Duty Free Services Private Limited INE133O01012Duet India Hotels (Ahmedabad) Private INE042O01015LimitedDuet India Hotels (Chennai) Private INE041O01017LimitedDuet India Hotels (Hyderabad) Private INE040O01019LimitedECS Info Tech Private LimitedINE107O01016Eila Builders & Developers Private Limited INE105O01010Elder Projects LimitedINE975E01017Energy Grid Automation Transformers And INE137O01013Switchgears India LimitedFestino Dealtrade LimitedINE002O01019Fullife Healthcare Private Limited INE147O01012Galleria Developers Private Limited INE999M01010Godrej Agrovet LimitedINE850D01014Haamid Real Estates Private Limited INE132O01014Hepatica Merchants LimitedINE998N01010Hinduja Leyland Finance Limited INE146O01014I Media Corp LimitedINE144O01019ILMS Constructions Private Limited INE060O01017Integrated Cleanroom Technologies INE117O01015LimitedIspita Realty Private LimitedINE062O01013Iwai Electronics Private LimitedINE031O01018Jash Engineering LimitedINE039O01011Jharkhand Accelerated Road Development INE069O01018Company LimitedK Steamship Agencies Pvt LtdINE079O01017COMPANYL&T Shipbuilding LimitedLahoti Infraprojects LimitedMacmet India LimitedMudra Integrated Retail Services PrivateLimitedNathani Parekh Constructions PrivateLimitedNeuland Health Sciences Private LimitedOmkar Realtors & Developers PrivateLimitedOrbit Wind Energy Private LimitedPashmina Buildcon Private LimitedPearl Agriculture LimitedPearl Electronics LimitedPlus Pac Holdings Private LimitedPNB Investment Services LimitedPushp Steels & Mining Private LimitedReliance Brands LimitedReliance Commercial Land &Infrastructure LimitedReliance-Grandvision India Supply PrivateLimitedReliance-Vision Express Private LimitedRisa International LimitedS Tel Private LimitedSaber Papers LimitedSai Maithili Power Company PrivateLimitedSchreiber Dynamix Dairies LimitedSew Vizag Coal Terminal Private LimitedShambhavi Realty Private LimitedSilkroad Sugar Private LimitedSilverpoint Infratech LimitedSneha Realty Private LimitedSSN Logistics Private LimitedSteel City Commodities Private LimitedTranspole Logistics Private LimitedTrichy Tollway Private LimitedTriveni Polymers Private LimitedVakharia Power Infrastructure LimitedVariegate Realestate Private LimitedVeto Switchgears And Cables LimitedVirtuous Urja LimitedVKC Credit And Forex Services PrivateLimitedXlerate Driveline India LimitedISININE054O01010INE019O01013INE025O01010INE085O01014INE068O01010INE102O01017INE536N01018INE067O01012INE100O01011INE160O01015INE159O01017INE112O01016INE103O01015INE071O01014INE171O01012INE154O01018INE153O01010INE150O01016INE001O01011INE497K01019INE124O01011INE127O01014INE145O01016INE104O01013INE061O01015INE082O01011INE890N01019INE099O01015INE148O01010INE143O01011INE072O01012INE053O01012INE123O01013INE138O01011INE111O01018INE918N01018INE106O01018INE029O01012INE070O01016NSDL Update December 2012 NSDL...Serving the Nation with Technology, Trust & Reach Visit our website at www.nsdl.co.in

NSDL UPDATE12345678NSDL Calendar of EventsInvestor Depository MeetsJanuary 3, 2013Dakor, GujaratJanuary 11, 2013Chilakaluripeta, Andhra PradeshJanuary 3, 2013Dibrugarh, AssamJanuary 12, 2013Mangalagiri, Andhra PradeshJanuary 4, 2013Jorhat, AssamJanuary 17, 2013Junagadh, GujaratJanuary 4, 2013Bhuj, GujaratJanuary 18, 2013Jamnagar, GujaratJanuary 10, 2013Chittorgarh, RajasthanJanuary 31, 2013Pudukkottai, Tamil NaduJanuary 10, 2013Railpeta, Andhra PradeshFebruary 1, 2013Mayiladuthurai, Tamil NaduJanuary 11, 2013Mandsaur, Madhya PradeshFebruary 2, 2013Thanjavur, Tamil NaduCompliance RequirementSr.No. Particulars Reference Due date Mode of sending1 ComplianceCertificate (July -December)Circular No. NSDL/POLICY/2006/0023 datedJuly 6, 2006.January31st everyyear.By hard copy to Business PartnerInspection Department.NSDL OfficesHead OfficeMumbai4th Floor, ‘A’ Wing,Trade World,Kamala Mills Compound,Senapati Bapat Marg,Lower Parel,Mumbai - 400013Tel: (022) 24994200 /40904200Fax: (022) 24976351AhmedabadUnit No. 407, 4th floor, 3rd Eye One CommercialComplex Co-op. Soc. Ltd.,C. G. Road, Near Panchvati Circle,Ahmedabad - 380006Tel: (079) 26461376, Fax: (079) 26461375Kolkata5th Floor, The Millenium, Flat No. 5W, 235 / 2A,Acharya Jagdish Chandra Bose Road,Kolkata - 700020Tel: (033) 22814661 / 62, Fax: (033) 22891945Branch OfficesChennai6A, 6th Floor, Kences Towers,#1 Ramkrishna Street, North Usman Road,T. Nagar, Chennai - 600017Tel: (044) 28143917 / 18, Fax: (044) 28144593New Delhi409 / 410, Ashoka Estate Building, 4th Floor,Barakhamba Road,Connaught Place,New Delhi - 110001Tel: (011) 23353815 / 17, Fax: (011) 23353756Investor Relationship CellOfficer-In-Charge,National Securities Depository Ltd.4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound,Senapati Bapat Marg, Lower Parel, Mumbai - 400013Tel: (022) 24994200 / 40904200Fax: (022) 24976351Email: relations@nsdl.co.inNSDL Certification ProgrammeOfficer-In-Charge,National Securities Depository Ltd.4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound,Senapati Bapat Marg, Lower Parel, Mumbai - 400013Tel: (022) 24994200 / 40904200Fax: (022) 24976351Email: trainingdept@nsdl.co.inFor more information, email us at info@nsdl.co.in“Printed & Published by Mr. Manoj Sathe on behalf of National Securities Depository Limited and Printed at Printography Systems (India)Pvt. Ltd., 28, Mumbai Samachar Marg, Raja Bahadur Building, Mumbai - 400 023 and Published from National Securities Depository Limited, 4th Floor,‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013. • Editor: Mr. Manoj Sathe”NSDL Update December 2012 NSDL...Serving the Nation with Technology, Trust & Reach Visit our website at www.nsdl.co.in

NSDL UPDATETOPIC OF INTERESTKnow more about National Pension System (NPS)(Continued from November 2012 issue)1. How do I register my grievances/complaints?Ans.12345678Subscriber can raise a grievance through Call Centre using T-PIN or through CRA websitehttps://cra-nsdl.com/CRA/ using I-PIN. A subscriber can also contact his / her POP-SP, who canalso raise a grievance on his/her behalf.Subscriber can check the status of the grievance in CRA website. A subscriber can also forward aduly filled G1 Form to CRA for logging a grievance.2. When and how can I withdraw the amount from Tier I account?Ans. At any point of time before 60 years of age, a subscriber would be required to invest at least 80%of the pension wealth to purchase a life annuity from any IRDA - regulated life insurance company.Rest 20% of the pension wealth can be withdrawn as lump sum.On attaining the age of 60 years, a subscriber would be required to invest minimum 40% of his /her accumulated savings (pension wealth) to purchase a life annuity from any IRDA - regulated lifeinsurance company.A subscriber may choose to purchase an annuity for an amount greater than 40%. The remainingpension wealth can either be withdrawn in a lump sum on attaining the age of 60 or in a phasedmanner, between age 60 and 70, at the option of the subscriber.In case of death of the subscriber, option will be available to the nominee to receive 100% of theNPS pension wealth in lump sum. However, if the nominee wishes to continue with the NPS, heshall have to subscribe to NPS individually after following due KYC procedure.3. What is Annuity?Ans. Annuity in the context of NPS refers to the monthly sum that will be received by the subscriberfrom the Annuity Service Provider after he attains the age of 60.4. How are the returns calculated in Tier I and Tier II account? Is there a assured return / dividend/ bonus?Ans. The total contribution remitted in subscriber’s Tier I account and Tier II is passed on to one of thesix PFMs as selected by the subscriber at the time of registration (or changed subsequently). ThePFMs invest the money in one or more asset class viz. Equity, Corporate Debt and GovernmentBonds in the ratio selected by the subscriber and declare Net Asset Value (NAV) at the end of eachbusiness day. Accordingly, based on the NAV, units are credited in the subscriber’s account. Thepresent value of the investment is arrived by the units held multiplied by the NAV.The return under NPS is market driven. Hence, there is no guaranteed/defined amount of return.The returns generated through investments are accumulated and is not distributed as dividend orbonus.ConcludedNSDL Update December 2012 NSDL...Serving the Nation with Technology, Trust & Reach Visit our website at www.nsdl.co.in