13F - Securities and Exchange Commission
13F - Securities and Exchange Commission
13F - Securities and Exchange Commission
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OFFICIAL LIST OF SECTION 13(F) SECURITIES USER INFORMATION<br />
SHEET<br />
General<br />
This list of "Section 13(f) securities" as defined by Rule<br />
13f-I (c) [I7 CFR 240.1 3f-I (c)] is made available to the public<br />
pursuant to Section1 3 (f) (3) of the <strong>Securities</strong> <strong>Exchange</strong> Act of 1934<br />
[I 5 USC 78m(f) (311. It is made available for use in the preparation of reports<br />
filed with the <strong>Securities</strong> <strong>and</strong> Exhange <strong>Commission</strong> pursuant to Rule 13f-1 [I7<br />
CFR 240.1 3f-I] under Section 13(f) of the <strong>Securities</strong> <strong>Exchange</strong> Act of 1934. An<br />
updated list is published on a quarterly basis.<br />
This list is current as of September,l5. 2002, <strong>and</strong> may be relied on by<br />
institutional investment managers filing Form <strong>13F</strong> reports for the calendar quarter<br />
ending Se~tember 30, 2002. Institutional investment managers should report<br />
holdings--number of shares <strong>and</strong> fair market value--as of the last day of the .<br />
calendar quarter as required by [ Section 13(f)(l) <strong>and</strong> Rule 13f-I] thereunder.<br />
Features<br />
(1)<br />
Additions <strong>and</strong> Deletions: Revisions made to the list of Section 13(f)<br />
securities are indicated in a column titled "STATUS." The word<br />
"ADDED" in the status column opposite the name of a security<br />
indicates that the security has become a Section 13(f) security.<br />
The word "DELETED" in the status column opposite the name of a<br />
security indicates that the security ceases to be a 13(f) security<br />
since the date of the last list.<br />
(2) List of options: An asterisk is placed next to the name of any<br />
security having a listed option <strong>and</strong> each option is individually listed<br />
with its own CUSlP number immediately below the name of the<br />
security having the option. A manager reporting holdings of options<br />
on its Forml3F should use the CUSlP number of each option as to<br />
which holding are reported.<br />
CUSlP descriptions <strong>and</strong> numerical identification date (copyright 1969 through<br />
1996, American Bankers Association) are used with permission.<br />
All rights are reserved.
225 3ATE:C9/24/02 X* LIST OF SECTION <strong>13F</strong><br />
R"N TIiYE:O8:47<br />
CLISI? NC. ISSUER NAME<br />
B45233 10 7 ICOS VISION SYS CORP N V<br />
~i ,-v,7A 1.3 10 i CELANESE AG<br />
PIEiSR i 2 3 % DAIMLEZCHRYSLER AG<br />
D165SE $0 3 3AIMLERCHRYSLER AG<br />
ClSSPR 55 3 DAIMLE3CHRYSLER AG<br />
DiEi9C 89 8 * 3EUTSCHE BANK AG NAMEN<br />
C ~ E L ~ $0 C a DEUTSC~~E BANK AG NAMEN<br />
Gial90 95 8 3EUTSCHE BANK AG NAMEN<br />
F9212C 14 2 TOTAL FINA ELF S A<br />
Pnr7 uuvf3K ;O 3 * ACE LTD<br />
GOCiGK SG 3 ACE LTD<br />
62L72K 55 3 ACE LTD<br />
6325S2 iC 3 * AMDOCS LTD<br />
G32532 SO 3 AMDOCS LTD<br />
602532 55 3 AMDOCS LTD<br />
E32395 10 i AMERICAN SAFETY INS GROUP LT<br />
6032iC 10 9 * ANNUITY AND LIFE RE HLDGS<br />
693910 $0 9 ANNUITY AND LIFE RE HLDGS<br />
G33910 45 9 ANNUITY AND LIFE RE HLDGS<br />
63c374 ?O 3 * APEX SILVER MINES LTD<br />
6C4374 90 3 APEX SILVER MINES LTD<br />
604874 $5 3 APEX SILVER MINES LTD<br />
604574 il 1 APEX SILVER MINES LTD<br />
63G397 ?O 8 * APW LID<br />
604-397 FG 8 APW LTD<br />
60C537 $5 S APW LTD<br />
EOL35A 1 G 5 * ARCH CAP GROUP LTD<br />
58530k $0 5 ARCH CAP GROUP LTD<br />
G043GA 55 5 ARCH CAP GROUP LTD<br />
"35% 41 6 ASIACONTENT COM LTD<br />
E07644 10 0 BANK OF BERMUDA LTD<br />
Gil5OG il 1 * ACCENTURE LTD BERMUDA<br />
S11506 SC 1 ACCENTURE LTD BERMUDA<br />
Eli506 95 i ACCENTURE LTD BERMUDA<br />
6:5?62 iO 5 * 3UNGE LIMITED<br />
216962 '30 5 BUNGE LIMITED<br />
Gi6352 95 5 BUNGE LIMITED<br />
S2158k 1G 9 * CHINADCITCOM CORP<br />
fZ136N 9 9 sCHINADOTCOM CORP<br />
GZi;BN 95 9 CHINADOTCOM CORP<br />
62i282 10 5 CHINA YUCHAI INTL LTD<br />
G21G9M iO 0 CHINA ENTERPRISES LTD<br />
62i13R 10 6 CHIPMOS TECH BERMUDA LTD<br />
S2L312 IC 3 CLAXSON INTERACTIVE GROUP IN<br />
E.23773 20 7 CONSOLIDATED WATER CO INC<br />
G2L132 10 O * COOPER INDS LTD<br />
G?" - --<br />
L - ~ C L 90 G COOPER INDS LID<br />
E24162 55 0 COCPER INDS LTD<br />
E251SY 10 8 CREDICORP LTD<br />
SECURITIES ** PAGE 1<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
ORD<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
*W EXP 08/05/200<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
*W EXP 11/04/200<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
ORD<br />
CALL<br />
PUT<br />
SHS CL A NEW DELETED<br />
SHS<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
SHS<br />
SHS<br />
CL A<br />
ORD<br />
CL A<br />
CALL<br />
PUT<br />
COM
R3N DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 2<br />
RUN TIYE:08:47 IVMOOl<br />
CLJSIP NG. ISSUER NAME<br />
G27545 iO 5 DF CHINA TECHNOLOGY INC<br />
628471 10 3 DSG INTL LTD<br />
G2?326 10 3 EK CHOR CHINA MOTORCYCLE CO<br />
G29339 14 8 ELAN PLC<br />
GZS539 15 5 ELAN PLC<br />
829539 16 3 ELAN PLC<br />
631215 iO 9 ESG RE LTD<br />
GSiill 10 9 * XCELERA INC<br />
6316?1 SG 9 XCELERA INC<br />
63iS11 95 9 XCELERA INC<br />
652330 IG 1 EURO TECH HOLDINGS CO LTD<br />
G32?30 il 9 EURO TECH HOLDINGS CO LTD<br />
63223R 10 8 * EVEREST RE GROUP LTD<br />
E3223R 40 8 EVEREST RE GROUP LTD<br />
63223R 95 8 EVEREST RE GROUP LTD<br />
+-<br />
~26535 10 5 * FOSTER WHEELER LTD<br />
636535 $0 5 FOSTEZ WHEELER LTD<br />
G3i335 95 5 FOSTER WHEELER LTD<br />
G36738 10 5 * FRESH DEL MONTE PRODUCE INC<br />
G36738 90 5 FRESH DEL MONTE PRODUCE INC<br />
G36738 $5 5 FRESH DEL MONTE PRODUCE INC<br />
G3682E l2 7 FRONTLINE LTD<br />
637260 i0 9 X GARMIN LTD<br />
G3726G SO 9 GARMIN LTD<br />
S37260 95 9 GARMIN LTD<br />
83F33E iO I * GLOBALSANTAFE CORP<br />
G3$3GE 90 1 GLOBALSANTAFE CORP<br />
G3930E 95 1 GLOBALSANTAFE CORP<br />
G3S300 10 1 GLOBAL SOURCES LTD<br />
C3432C iO 9 GLOBAL-TECH APPLIANCES INC<br />
64338L iO 6 * HELEN OF TROY CORP LTD<br />
G4388N $G 5 HELEN OF TROY CORP LTD<br />
645.58tv 45 5 HELEN OF TROY CORP LTD<br />
84G.313 1G 6 HIGHWAY HLDGS LTD<br />
647756 10 i * INGERSOLL-RAND COMPAMY LTD<br />
Eq7766 CO 1 IkGERSOLL-RAND COMPANY LTD<br />
647766 95 1 INGERSOLL-RAND COMPANY LTD<br />
6482iC i0 4 INTERNATIONAL BRIQUETTES HLD<br />
64?ilN 10 2 * INTERWAVE COMMUNCTNS INTL LT<br />
G4511N $8 2 INTERWAVE COMMUNCTNS INTL LT<br />
G441ik $5 2 INTERWAVE COMMUNCTNS INTL LT<br />
G4933P ;O i * IPC HLDGS LTD<br />
54333P $0 1 IPC HLDGS LTD<br />
G4533F 55 1 IPC HLDGS LTD<br />
E5i33L 10 0 JINPAN INTL LTD<br />
G52?9S 10 6 KNIGHTSBRIDGE TANKERS LTD<br />
655312 10 5 LJ INTL INC<br />
C35312 li 3 ,J INTL INC<br />
A - 336462 iO 7 x LORAL SPACE & COMMUNICATIONS<br />
ISSUER DESCRIPTION STATUS<br />
ORD<br />
ORD<br />
COM<br />
RIGHT 03/31/2003<br />
*W EXP 12/31/200<br />
*W EXP 08/31/200<br />
ORD<br />
COM<br />
CALL<br />
PUT<br />
ORD<br />
*W EXP 02/14/200<br />
COM<br />
CALL<br />
PUT<br />
SHS<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
SHS<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
COM<br />
CALL<br />
PUT<br />
ORD<br />
CL A<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
ORD<br />
*W EXP 04/15/200<br />
COM
EUh 3ATE: 09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 3<br />
EUK TIME: 08: 47 IVMOOl<br />
CSST? fJC. ISSUER NAME<br />
G56462 50 7 LORAL SPACE 8 COMMUNICATIONS<br />
G56%52 95 7 LORAL SPACE 8 COMMUNICATIONS<br />
G567St-i 10 5 * MARVELL TECHNOLOGY GROUP LTD<br />
G5676i-i $9 5 MARVELL TECHNOLOGY GROUP LTD<br />
G5876ti 43 5 MARVELL TECHNOLOGY GROUP LTD<br />
G6052F i C 3 * MAX RE CAPITAL LTD HAMILTON<br />
G6332F $0 3 MAX RE CAPITAL LTD HAMILTON<br />
G5L32F 55 3 MAX RE CAPITAL LTD HAMILTON<br />
E6iioR 16 1 MIH LTD<br />
G5559F 10 3 * NAbORS INDUSTRIES LTD<br />
G6359F 90 3 NABORS INDUSTRIES LTD<br />
G63J4F $5 3 NABORS INDUSTRIES LTD<br />
65445R 1C 3 NEW CHINA HOMES LTD<br />
G6t45R ;1 i NEW CHINA HOMES LID<br />
E65$22 i3 O 3 NOBLE CORPORATION<br />
555422 $3 0 NOBLE CORPORATION<br />
Gfi$22 55 O NOBLE CORPORATION<br />
665773 IC 6 NORDIC AMERICAN TANKER SHIPP<br />
G6f74P LO 9 NOVEL DENIM HLDGS LTD<br />
067545 1.6 1 * 3PENTV CORP<br />
567345 $0 I OFENTV CORP<br />
66T5G3 95 1 OPENTV CORP<br />
567743 LO 7 ORIENT-EXPRESS HOTELS LTD<br />
65797E ;C 6 * 02MICRO INTERNATIONAL LIMITE<br />
G6797E SC 6 02MICRO INTERNATIONAL LIMITE<br />
G6747E 45 6 32MICRO INTERNATIONAL LIMITE<br />
66SJ2T l O 5 5 PARTNEZRE LTD<br />
G6&32T $3 5 PAETNERRE LTD<br />
S665ZT 95 5 PARTNERRE LTD<br />
E59586 1P 8 PEAK INTL LTD<br />
673218 10 6 PXRE GROUP LTD<br />
67333A 10 4 QIAO XING UNIVERSAL TELEPHON<br />
E73285 iC 9 QUINTALINUX LTD<br />
E73285 li 7 QUINTALINUX LTD<br />
67342ti 1G 7 + RADICA GAMES LTD<br />
S732F 90 7 ZADICA GAMES LTD<br />
G7342H 55 7 2ADICA GAMES LTD<br />
s 7 a 9 ~ :O 3 * RENAISSANCE RE HLDGS LTD<br />
674365 $3 3 2ENAISSANCE RE HLDGS LTD<br />
674356 55 3 RENAISSANCE RE HLDGS LTD<br />
S7885T iO 4 SCOTTISH ANNUITY 8 LIFE HLDG<br />
C83550 iO 9 SEVEN SEAS PETROLEUM INC<br />
C81305 10 1 SILVERSTAR HLDGS LTD<br />
G5i477 iC 4 3IhA COM<br />
GSq?22 10 6 STEWART W P 8 CO LTD<br />
58c.351 10 5 STIRLING COOKE BROWN HLDGS L<br />
Ei372l0 16 3 UTI WORLDWIDE INC<br />
686553 12 9 TIERS PRINCIPAL PROTECTED TR<br />
58k533 2C 2 TIERS PRINCIPAL PROTECTED TR<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
SHS<br />
CALL<br />
PUT<br />
CL A<br />
SHS<br />
CALL<br />
PUT<br />
ORD<br />
*W EXP 03/09/200<br />
SHS<br />
CALL<br />
PUT<br />
COM<br />
ORD<br />
CL A<br />
CALL<br />
PUT<br />
CL A<br />
ORD<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
ORD<br />
COM<br />
ORD<br />
COM<br />
*W EXP 08/08/200<br />
ORD<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
ORD<br />
ORD<br />
COM<br />
ORD<br />
ORD<br />
S&P 01-19 TR<br />
TIERS2000-2007<br />
ADDED<br />
ADDED<br />
ADDED
RG% 3AiE:09/24/Ci2 ** LIST OF SECTION <strong>13F</strong><br />
RUh TI3E: C8 : 47<br />
CGSIP iJC. ISSLjER NAME<br />
688653 40 0 TIERS PRINCIPAL PROTECTED TR<br />
S88653 50 9 TIERS PRINCIPAL PROTECTED TR<br />
68.5553 60 8 TIERS PRINCIPAL PROTECTED TR<br />
Sf35553 7C 7 TIERS PRINCIPAL PROTECTED TR<br />
682,553 230 6 TIERS PRINCIPAL PROTECTED TR<br />
688352 86 9 TIERS PRINCIPAL PROTECTED TR<br />
G8915Z 10 2 * HILFIGER TOMMY CORP<br />
;38?i5Z 90 2 4ILFIGER TOMMY CORP<br />
$89152 95 2 HILFIGER TOMMY CORP<br />
68?735 10 3 TRAMFO2D INTL LTD<br />
E9C278 10 '3 * TRANSOCEAN INC<br />
590378 90 9 TRANSOCEAN INC<br />
S9137E 95 9 TRANSOCEAN INC<br />
G9C32C 10 9 TRENWICK GROUP LTD<br />
69138L 10 8 TSAKOS ENERGY NAVIGATION LTD<br />
595369 13 1 * WEATHERFORD INTERNATIONAL LT<br />
-.- P<br />
v.7~-389 92 3. WEATHEZFORD INTERNATIONAL LT<br />
C95885 45 i idEATHERFORD INTERNATIONAL LT<br />
G9615E iO 7 WHITE MTNS INS GROUP LTD<br />
696635 iO 8 * WILLIS GROUP HOLDINGS LTD<br />
G96555 $0 8 WILLIS GROUP HOLDINGS LTD<br />
696555 95 8 WILLIS GROUP HDLDINGS LTD<br />
69&,25R 1G 7 * XGMA LTD<br />
E9825R 90 7 XOMA LTD<br />
G9?,25R 95 7 XOMA LTD<br />
695255 10 5 * XL CAP LTD<br />
E9SZ55 50 5 XL CAP LTD<br />
G96255 45 5 XL CAP LTD<br />
ti01361 iO 2 * ALCON INC<br />
h3i3:31 $0 2 ALCON INC<br />
E3ij51 $5 2 ALCON INC<br />
ki5528K 85 5 * UBS AG<br />
fi8$20K 90 5 UBS AG<br />
E8420M 95 5 UBS AG<br />
122738 1G C CRGLOS GROUP N V<br />
165531 iO 2 METRO INTERNATIONAL S A<br />
L53531 ii 0 METRO INTERNATIONAL S A<br />
L6366F 10 2 * HILLICOM INTL CELLULAR S A<br />
L6338F 40 2 MILLICOM INTL CELLULAR S A<br />
i633aF 45 2 MILLICOM INTL CELLULAR S A<br />
L8137F 10 2 SBS BROADCASTING SA<br />
Pt51775 10 6 ACS TECH 80 LTD<br />
KS3i2K iC 1 ALADDIN KNOWLEDGE SYS LTD<br />
VOZiiT iO O X ALVARION LTD<br />
KSI5lT 90 0 ALVARION LTD<br />
FS85iT 55 0 ALVARION LTD<br />
NLL3P5 10 7 AREL COMMUNICATIONS & SOFTWA<br />
Ki-332 10 5 ATTUNITY LTD<br />
K25342 10 4 * AUDIOCODES LID<br />
SECURITIES ** PAGE 4<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
TIERS2000-2014<br />
TIERS 2000-2013<br />
S8P 2001 11 TR<br />
TIERS 2001-13<br />
DJIA 2001-26<br />
2002-1 TR CTF<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
COM<br />
SHS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SHS<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM SHS<br />
CALL<br />
PUT<br />
NAMEN AKT<br />
CALL<br />
PUT<br />
ORD<br />
CL A<br />
CL B<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
SHS<br />
ORD<br />
SHS<br />
CALL<br />
PUT<br />
COM<br />
0.R D<br />
ORD<br />
ADDED<br />
ADDED<br />
ADDED
RG& DATE:C9/24/02 XX LIST OF SECTION <strong>13F</strong><br />
R2h TIME: 08:47<br />
C"SI? NO. ISSUER NAME<br />
P?153%2 S C 4 AUDIOCODES LTD<br />
X15342 55 4 AGDIOCODES LTD<br />
K15533 10 6 * 3ACKWEB TECHNOLOGIES LTD<br />
K15633 SC 6 SACKWEB TECHNOLOGIES LTD<br />
Ml5633 $5 6 3ACKWEB TECHNOLOGIES LTD<br />
K2G115 iO 7 aoS BETTER ONLINE SOLUTIONS<br />
Y2C330 ZC 2 2050 GROUP TEK LTD<br />
K22512 i O 5 BVR SYS LTD<br />
M2C3i4 ?C i BVR TECHNOLOGIES LTD<br />
K2C791 iO 5 CAMTEK LTD<br />
M22513 10 2 * CERAGON NETWORKS LTD<br />
F22313 90 2 CERAGON NETWORKS LTD<br />
K22:313 95 2 CERAGON NETWORKS LTD<br />
K22465 10 4 * CtiECK POINT SOFTWARE TECH LT<br />
K22465 90 4 CHECK POINT SOFTWARE TECH LT<br />
M22465 55 4 CHECK POINT SOFTWARE TECH LT<br />
Y257SS iO 7 CIMATRON LTD<br />
X253S2 10 4 CLICKSOFTWARE TECHNOLOGIES L<br />
K25596 ill 3 * COMMTOUCH SOFTWARE LTD<br />
M25596 50 3 COMMTOUCH SOFTWARE LTD<br />
M25596 95 3 COMMTOUCH SOFTWARE LTD<br />
K25722 10 5 COMPUGEN LID<br />
M26763 10 8 CRYSTAL SYS SOLUTIONS LTD<br />
K25925 10 O ECTEL LTD<br />
K57576 10 1 ELBIT VISION SYS LID<br />
M3753D IG 1 * ELBIT SYS LTD<br />
M3T5CD 4G l ELBIT SYS LTD<br />
M37iC3 ?5 1 ELBIT SYS LTD<br />
K37535 iG 8 ELBIT MEDICAL IMAGING LTD<br />
K40158 1G 2 ELSCINT LTD NEW<br />
M4C184 10 9 ELTEK LTD<br />
M42315 10 4 ENGEL GENERAL DEVELOPERS LTD<br />
M4i13L 10 5 ETZ LAVUD LTD<br />
K41i3L 11 3 ETZ LAVUD LTD<br />
M4li30 10 3 * PRECISE SOFTWARE SOLUTIONS L<br />
M41+50 CO 3 PRECiSE SOFTWARE SOLUTIONS L<br />
E41450 5'5 3 PRECISE SOFTWARE SOLUTIONS L<br />
347335 1 G 0 * FUNDTECH LTD<br />
M47.395 50 0 FUNDTECH LID<br />
M47395 45 0. FUNDTECH LTD<br />
M5:474 iC 0 * GILAT SATELLITE NETWORKS LTD<br />
F5iG74 CO G GILAT SATELLITE NETWORKS LTD<br />
K51G7G 55 O GILAT SATELLITE NETWORKS LTD<br />
K5252G 10 0 * GIVEN IMAGING<br />
W52020 90 0 GIVEN IMAGING<br />
PI52320 55 3 GIVEN IMAGING<br />
M52523 lG 3 WILL1 G FOOD INTL LTD<br />
K5236L i3 5 HEALTHCARE TECHNOLOGIES LTD<br />
K56395 1G 7 INTERNET GOLD-GOLDEN LINES L<br />
SECURITIES ** PAGE 5<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
SHS<br />
ORD<br />
ORD<br />
ORD<br />
ORD<br />
CAL i<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
ORD<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
ORD<br />
ORD<br />
CL A<br />
COM<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD SHS<br />
CALL<br />
PUT<br />
ORD<br />
COM<br />
ORD
Riik DATE:O9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 6<br />
RUii TI?lE:G6:47 IVMOOl<br />
CJSI? NC. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
M6184R 10 1 JACADA LTD<br />
M6756C 10 3 LANOPTICS LTD<br />
M6778Q 16 S * LUMENIS LTD<br />
K5773C $0 5 LUMENIS LTD<br />
F677E30 95 5 LUMENIS LTD<br />
KS73oD 10 4 MAGAL SECURITY SYS LTD<br />
M38225 i0 7 MARNETICS BROADBAND TECH LTD<br />
MoSG66 20 5 MENTERGY LTD<br />
K69576 16 O MER TELEMANAGEMENT SOLUTIONS<br />
MSS397 10 2 X METALINK LTD<br />
K69357 SG 2 METALINK LTD<br />
M6?3$7 95 2 METALINK LTD<br />
Y.7C24C 10 2 MIND C T I LTD<br />
1'4725iC i3 O X M SYS FLASH DISK PIONEERS LT<br />
K7551C 90 0 M SYS FLASH DISK PIONEERS LT<br />
K7C5IC 55 0 M SYS FLASH DISK PIONEERS LT<br />
M7G319 i4 9 NEXUS TELOCATION SYS LTD<br />
M7?.i35 iO 9<br />
pl7.z- ,-35 il 7<br />
NOGA ELECTRO-MECHANICAL INDS<br />
NOGA ELECTRO-MECHANICAL INDS<br />
V7516K 10 3 NOVA MEASURING INSTRUMENTS L<br />
K75i65l1G 6 NUR MACROPRINTERS LID<br />
M7524K iG 8 OPTIBASE LTD<br />
M75255 iO 0 X ORBOTECH LTD<br />
Mi5253 90 0 3RBOTECH LTD<br />
Mi5253 95 O ORBOTECH LTD<br />
K7532S :O 7 * ORCKIT COMMUNICATIONS LTD<br />
K7531S $8 7 ORCKIT COMMUNICATIONS LTD<br />
M7531S 55 7 ORCKIT COMMUNICATIONS LTD<br />
W8i863 10 8 RADA ELECTR INDS LTD<br />
M81265 iO 3 RADCOM LTD<br />
K81557 if? 9 RADVIEW SOFTWARE LTD<br />
3518.59 18 5 * RADVISION LTD<br />
K8i869 90 5 RADVISION LTD<br />
M91809 95 5 RADVISION LTD<br />
M8i373 10 7 X 2ADWARE LTD<br />
MSi873 $0 7 RADWARE LTD<br />
W82673 95 7 RADWARE LTD<br />
M8215ti iC 9 RIT TECHNOLOGIES LTD<br />
MS2i3W 10 9 RETALIX LTD<br />
KS4115 i0 8 SILICOM LTD<br />
K8737E 1G 8 * TARO PHARMACEUTICAL INDS LID<br />
K8737E 90 8 TARO PHARMACEUTICAL INDS LTD<br />
M8737E 45 8 TARO PHARMACEUTICAL INDS LTD<br />
%8740S 22 7 TAT TECHNOLOGIES LTD<br />
M8743P iO 5 X TECNOMATIX TECHNOLOGIES LTD<br />
K8743P $C 5 TECNOMATIX TECHNOLOGIES LTD<br />
K8743P $5 5 TECNOMATIX TECHNOLOGIES LTD<br />
M87G82 iG 1 TEFRON LTD<br />
KS7896 iG 2 TOP IMAGE SYSTEMS LTD<br />
ORD<br />
ORD<br />
SHS<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
SHS NEW<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
SHS NEW<br />
ORD<br />
*W EXP 01/28/200<br />
COM<br />
ORD<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SHS NEW<br />
ORD<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
ORD NEW<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
DELETED
?JX ;ATE:G9/24/G2 XX LIST OF SECTION <strong>13F</strong><br />
?Uh TIME:08:47<br />
CiiSiP FIG. ISSUER NAME<br />
Fa7315 10 C * TOWER SEMICONDUCTOR LTD<br />
MS/SlS SO G TOWER SEMICONDUCTOR LTD<br />
M57915 $5 0 TCWER SEMICONDUCTOR LTD<br />
K81258 10 4 TTI TEAM TELECOM INTL LTD<br />
N97385 11 2 * VERISITY LTD<br />
X97335 90 2 VERISITY LTD<br />
M97385 95 2 VERISITY LTD<br />
Pi97530 i1 2 'JIRYANET LTD<br />
M37601 10 4 VOCALTEC COMMUNICATIONS LTD<br />
bi07345 l O 2 * ASM INTL N V<br />
K07345 $0 2 ASM INTL N V<br />
NOT345 55 2 ASM INTL N V<br />
X37359 li i * ASML HLDG NV<br />
ti07359 $O 1 ASML HLDG NV<br />
KO7559 95 1 ASML HLDG NV<br />
ti2C935 iO 7 * CNH GLOBAL N V<br />
&22?35 90 7 CNH GLOBAL N V -<br />
K20;35 45 7 CNH GLOBAL N V<br />
K22717 iO 7 * CORE LABORATORIES N V<br />
ti22717 90 7 CORE LABORATORIES N V<br />
h22717 95 7 CORE LABORATORIES N V<br />
Pi43837 iO 8 ICTS INTERNATIONAL NV<br />
N47235 10 ? JAMES HARDIE N V<br />
N5424G 10 6 * MADGE NETWORKS N V<br />
N54236 $0 6 MADGE NETWORKS N V<br />
Pi54246 55 6 MADGE NETWORKS N V<br />
ti3t5fL 13 5 METRON TECHNOLOGY N V<br />
N6748L 10 2 ORTHOFIX INTL N V<br />
ti72482 10 7 * 9IAGEN N V<br />
~72+82 90 7 QIAGEN N V<br />
ti72G82 55 7 QIAGEN N V<br />
ti751.6F 30 2 * SAPIENS INTL CORP N V<br />
N7716A $0 2 SAPIENS INTL CORP N V<br />
N77i6A 95 2 SAPIENS INTL .CORP N V<br />
N88795 10 4 TRIPLE P N V<br />
716944 ;3 2 BANCO LATINOAMERICANO DE EXP<br />
P21277 10 i CARLISLE HLDGS LTD<br />
F36209 10 7 ELAMEX S A DE C V<br />
P6G65Y lG 7 KERZNER INTERNATIONAL LTD<br />
P74823 lG 8 * PANAMERICAN BEVERAGES INC<br />
F7432Z $6 8 2ANAMERICAN BEVERAGES INC<br />
774823 95 8 PANAMERICAN BEVERAGES INC<br />
P87P4Y 10 2 * STEINER LEISURE LTD<br />
F87G4Y $6 2 STEINER LEISURE LTD<br />
F8744Y 95 2 STEINER LEISURE LTD<br />
P8797T 13 3 * SUN INTL HOTELS LTD<br />
F8737T SG 3 SUN INTL HOTELS LTD<br />
P8797T 95 3 SUN INTL HOTELS LTD<br />
G7759R ;O O PROGEN INDS LTD<br />
SECURITIES ** PAGE 7<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ORD<br />
CALL<br />
PUT<br />
SHS NEW<br />
ORD<br />
COM<br />
CALL<br />
PUT<br />
N Y SHS<br />
CALL<br />
PUT<br />
SHS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ORD<br />
ORD SHS<br />
CALL<br />
PUT<br />
ORD<br />
COM<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
COM<br />
CL E<br />
ORD<br />
ORD<br />
SHS<br />
CL A<br />
CALL<br />
PUT<br />
0 RD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
ADDED<br />
DELETED<br />
DELETED<br />
DELETED
RLK DkTE:09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUK TI?lE:CS:47<br />
ZiJSI? NC. ISSUER NAME<br />
V325TK 10 7 EXCEL MARITIME CARRIERS LTD<br />
V773CT lO 3 * ZOYAL CARIBBEAN CRUISES LTD<br />
> < - -<br />
v!/90T 9G 5 ROYAL CARIBBEAN CRUISES LTD<br />
V7738T 95 3 2OYAL CARIBBEAN CRUISES LTD<br />
V773GZ i0 9 ROYAL OLYMPIC CRUISE LINES I<br />
V8726F 10 5 STELMAR SHIPPING LTD<br />
Y32516 10 5 * ASE TEST LTD<br />
Y023i6 $13 5 ASE TEST LTD<br />
Y025?6 95 5 ASE TEST LTD<br />
Y1775G iO 7 3 CREATIVE TECHNOLOGY LTD<br />
Y1775i. $0 7 CREATIVE TECHNOLOGY LTD<br />
Y1775U 95 7 CREATIVE TECHNOLOGY LTD<br />
Y2573F 10 2 * FLEXTRONICS INTL LTD<br />
Y2573F $0 2 FLEXTRONICS INTL LTD<br />
YZ573F 45 2 FLEXTRONICS INTL LTD<br />
Y2592M 10 3 GENERAL MARITIME CORP<br />
Y2TIlY iO 4 GIGAMEDIA LTD<br />
YGF375 10 8 KOREA THRUNET CO LTD<br />
Y647ii 20.4 * OM1 CORP NEW<br />
Y6'76W 5G 4 OM1 CORP NEW<br />
Y647hk 95 4 OM1 CORP NEW<br />
Y66183 19 7 PACIFIC INTERNET LTD<br />
YF3564bi 16'3 * TEEKAY SHIPPING MARSHALL ISL<br />
Y8554k 90 3 TEEKAY SHIPPING MARSHALL ISL<br />
YSSSGW $5 5 TEEKAY SHIPPING MARSHALL ISL<br />
003350 20 6 AAGN INC<br />
E50351 10 5 * AAR CORP<br />
CCC361 $0 5 AAR CORP<br />
GG0361 55 5 AAR CORP<br />
000375 20 4 ABB LTD<br />
03S43C iO 1 AEC BANCORP<br />
OCG36T 10 3 * A C MOORE ARTS 8 CRAFTS INC<br />
00C86T 90 3 A C MOORE ARTS & CRAFTS INC<br />
C0536T 55 3 A C MOORE ARTS 8 CRAFTS INC<br />
OOCS8E 18 4 * ACTV INC<br />
00C88E 90 4 ACTV INC<br />
GCC38E 95 4 ACTV INC<br />
00G58k 10 4 ADB SYS INTL INC<br />
GQCd8g iO 8 A D A M INC<br />
CO'i881 10 2 , A CONSilLTING TEAM INC<br />
GOC886 10 1 * A D C TELECOMMUNICATIONS<br />
OJC386 FC 1 A D C TELECOMMUNICATIONS<br />
OOC3d6 95 1 A D C TELECOMMUNICATIONS<br />
G3039C 10 7 * ADE CO2P MASS<br />
GOG39C 50 7 ADE CORP MASS<br />
COC89C 55 7 ADE CORP MASS<br />
GOCil2 10 5 ACM INCDME FUND INC<br />
COO918 iO 2 ACM GOVT OPPORTUNITY FD INC<br />
00C315 10 0 ACM MANAGED INCOME FD INC<br />
SECURITIES *x PAGE 8<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
SHS<br />
ORD<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
ORD<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.004<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
DELETED
RLih 3ATE:09/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 9<br />
RdN TIME:08:47 IVMOOl<br />
CJSIP NC. ISSUER NAME<br />
0OC337 1C 2 * ABh AMRO HLDG NV<br />
SOi937 90 2 ABN AMRO HLDG NV<br />
GGLS37 $5 2 ABN AMRO HLDG NV<br />
DOC3G2 10 2 ACM MUN SECS INCOME FD INC<br />
000345 AC 9 ADT OPERATIONS<br />
002349 1 0 7 ACM MANAGED DLR INCOME FD<br />
C0G955 i O 4 ACT TELECONFERENCING INC<br />
03C957 10 3 * ABM INDS INC<br />
000557 30 0 ABM INDS INC<br />
COC957 '95 Ci ABM INDS INC<br />
031931 iO 5 AEP INDS INC<br />
G3124G 1G 9 AESP INC<br />
QOi824C 10 7 * AFC ENTERPRISES INC<br />
G0104Q FG 7 AFC ENTERPRISES INC<br />
G5104G 95 7 AFC ENTERPRISES INC<br />
C01335 1G 2 * AFLAC INC<br />
001355 5C 2 AFLAC INC<br />
GO1355 $5 2 AFLAC INC<br />
C3lT84 10 2 * AGCO CORP<br />
UGl384 90 2 AGCO CORP<br />
OG1584 95 2 AGCO CORP<br />
081234 10 6 * AGL RES INC<br />
G01234 9G 6 AGL RES INC<br />
001264 $5 5 AGL RES INC<br />
G31250 10 9 AG SVCS AMER INC<br />
COi236 10 2 AHL SVCS INC<br />
C3i59S AW 5 AES CORP<br />
CJl.335 12 5 * AES CORP<br />
C0150i-i 40 5 AES CORP<br />
GOi33k 95 5 AES CORP<br />
GSi547 i0 8 * AK STL HLDG CORP<br />
GG1547 90 8 AK STL HLDG CORP<br />
001347 95 8 AK STL HLDG CORP<br />
03i53T 10 9 AMB PROPERTY CORP<br />
001569 10 O * AMC ENTMT INC<br />
G31569 90 0 AMC ENTMT INC<br />
GO1669 35 0 AMC ENTMT INC<br />
Oai5TK 40 1 AMDL INC<br />
001733 10 4 AML COMMUNICATIONS INC<br />
0S1735 10 9 AMLI RESIDENTIAL PPTYS TR<br />
531744 10 1 * AMN HEALTHCARE SERVICES INC<br />
501744 90 1 AMN HEALTHCARE SERVICES INC<br />
001744 95 1 AMN HEALTHCARE SERVICES INC<br />
G31705 iO 6 * AMR CORP<br />
GOi765 $0 6 AMR CORP<br />
00i755 $5 6 AMR CORP<br />
0016SC 10 5 AMX CORP NEW<br />
C3i84A iG 5 * AOL TIME WARNER INC<br />
001.34A 90 5 AOL TIME WARNER INC<br />
ISSUER DESCRIPTION STATUS<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
NOTE 7/0<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SDCV 4.500% 8/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.001<br />
COM<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
ADDED<br />
DELETED
RJk DATE:C9/24/G2 *X LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 10<br />
i?>N TI?lE:C8:47 IVMOOl<br />
C3SI F NC. ISSUER NAME<br />
C3i3GA $5 5 AOL TIME WARNER INC<br />
03i95E iG 6 * APAC CUSTOMER SERVICES INC<br />
00155E 90 6 APAC CUSTOMER SERVICES INC<br />
CO1BSE 95 6 APAC CUSTOMER SERVICES INC<br />
GO1353 1C 8 APA OPTICS INC<br />
C31312 2G 3 ASA INTL LTD<br />
661341 10 3 * AT1 TECHNOLOGIES INC<br />
COi341 90 3 AT1 TECHNOLOGIES INC<br />
GOi94i 55 3 AT1 TECHNOLOGIES INC<br />
C01957 10 9 * AT&T CORP<br />
COi957 $0 9 AT&T CORP<br />
001957 95 9 AT&T CORP<br />
CJi353 10 7 A S V INC<br />
001384 IG 3 AMB FINL CORP<br />
0G2325 10 4 AP PHARMA INC<br />
C0233R 10 5 APT SATELLITE HOLDINGS LTD<br />
GS204C 10 7 ARV ASSISTED LIVIhG INC<br />
03225P 10 7 ASB FINL CORP<br />
002359 10 2 * ASA LTD<br />
CG215G 90 2 ASA LTD<br />
GO2350 55 2 ASA LTD<br />
09236X 60 4 ATEC GROUP INC<br />
C32!37C+ 20 2 * AT 8 T CDA INC<br />
OG237F $0 2 AT 8 T CDA INC<br />
03Z37G :5 2 AT & T CDA INC<br />
C02.37R AC 5 ATMI INC<br />
00237R iG 1 * ATMI INC<br />
GS2G7R 50 1 ATMI INC<br />
G3237R 95 i ATMI INC<br />
03238B 10 5 ASAT HLDGS LTD<br />
C3238J 10 8 ATP OIL 8 GAS CORP<br />
022.28~ 10 9 A S DAMPSKIBSSELSKABET TORM<br />
0332363 13 3 ATS MED INC<br />
C3229A 10 6 % AT8T WIRELESS SVCS INC<br />
23239A SO 6 AT&T WIRELESS SVCS INC<br />
GS233A 95 6 AT&T WIRELESS SVCS INC<br />
G0229C 10 2 ATC HEALTHCARE INC<br />
G2233E iC 3 ATSI COMMUNICATIONS INC<br />
C0239H 1s 1 ATA HOLDINGS CORP<br />
C92255 10 7 AU OPTRONICS CORP<br />
132346 iO 4 * AVI BIOPHARMA INC<br />
002346 40 4 AVI BIOPHARMA INC<br />
C02346 45 4 AVI BIOPHARMA INC<br />
CG2345 ii 2 AVI BIOPHARMA INC<br />
002346 12 0 AVI BIOPHARMA INC<br />
GC244G 1G 5 AVX CORP<br />
602444 10 7 * AVX CORP NEW<br />
G5.2444 53 7 AVX CORP NEW<br />
002444 95 7 AVX CORP NEW<br />
I'SSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
DEPS RCPT CL B<br />
CALL<br />
PUT<br />
NOTE 5.250%11/1<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM ADDED<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
*W EXP 08/15/200<br />
*W EXP 08/15/200<br />
COM<br />
COM<br />
CALL<br />
PUT
RUX CATE:09/24/02 X* LIST OF SECTION <strong>13F</strong><br />
RUk TI?lE:08:47<br />
CSSIP NC. ISSUER NAME<br />
C02i58 iO 7 AXS-ONE INC<br />
00245~ 1G 3 * AXT INC<br />
00246W $0 3 AXT INC<br />
002L15bi 45 3 4XT INC<br />
382474 iG 4 AZZ INC<br />
G0232bi i0 4 x AAIPHARMA INC<br />
CG252W SO 4 AAIPHARMA INC<br />
GC252W 55 4 AAIPHARMA INC<br />
O0233U 10 7 AASTRON BIOSCIENCES INC<br />
032335 20 1 AARON RENTS INC<br />
002535 36 0 AARON RENTS INC<br />
032534 10 2 ABATIX CORP<br />
GO2557 10 5 ABAXIS INC<br />
GO2824 iO 0 * ABBOTT LABS<br />
002324 90 0 ABBOTT LABS<br />
652824 95 0 ABBOTT LABS<br />
002393 iO 5 ABER DIAMOND CORP<br />
002396 20 7 * ABERCROMBIE 8 FITCH CO<br />
Ci22896 SO 7 ABERCROMBIE 8 FITCH CO<br />
002396 $5 7 ABERCROMBIE 8 FITCH CO<br />
003939 10 7 ABERDEEN ASIA PACIFIC INCOM<br />
002311 10 3 ABERDEEN AUSTRALIA EQTY FD I<br />
003313 10 9 ABERDEEN GLOBAL INCOME FD IN<br />
00339B A% 3 ABGENIX INC<br />
00139B 50 7 * ABGENIX INC<br />
GC339B 90 7 ABGENIX INC<br />
CD334B 55 7 ABGENIX INC<br />
CZT39G iO : ABIGAIL ADAMS NATL BANCORP I<br />
653J3F iO 0 ABINGTON BANCORP INC NEW<br />
633554 10 O * ABIOMED INC<br />
GG3554 90 0 ABIOMED INC<br />
653654 45 0 ABIOMED INC<br />
OG5739 10 2 ABLE ENERGY<br />
603-1F 2G 6 ABLEAUCTIONS COM INC<br />
G3371W 10 0 ABLEST INC<br />
023738 iO 6 ABRAMS INDS INC<br />
033830 10 6 ABRAXAS PETE CORP<br />
OG3i81 iC 9 * ACACIA RESH CORP<br />
00538i $0 9 ACACIA RESH CORP<br />
GZ3,381 55 9 ACACIA RESH CORP<br />
CS5924 10 7 * ABITIBI-CONSOLIDATED INC<br />
005?24 90 7 ABITIBI-CONSOLIDATED INC<br />
C03924 $5 7 ABITIBI-CONSOLIDATED INC<br />
00G235 i0 9 ACADIA RLTY TR<br />
604230 10 3 ACADIANA BANCSHARES INC<br />
OC"286 10 0 * ACAMBIS PLC<br />
G34286 40 G ACAMBIS PLC<br />
009280 $5 0 ACAMBIS PLC<br />
054308 10 2 ACCEPTANCE INS COS INC<br />
SECURITIES 3% PAGE 11<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
NOTE 3.500% 3/1 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM SH BEN INT<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM
RUih SATE: 69/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 12<br />
23s TIME:08:47 IVMOOl<br />
C;iSI? NC. ISSUER NAME<br />
C0431F iC 5 ACCESS ANYTIME BANCORP<br />
00431M 20 9 ACCESS PHARMACEUTICALS INC<br />
0G4325 20 5 * ACCLAIM ENTMT INC<br />
G3a325 $0 5 ACCLAIM ENTMT INC<br />
004325 $5 5 ACCLAIA ENTMT INC<br />
C0437V 20 4 * ACCREDO HEALTH INC<br />
GC437L $0 4 ACCREDO HEALTH INC<br />
CC437V 55 4 ACCREDO HEALTH INC<br />
CCqS7W 10 2 * ACCRUE SOFTWARE INC<br />
C0G37k 90 2 ACCRUE SOFTWARE INC<br />
O.Sc37i $5 2 ACCRUE SOFTWARE INC<br />
024433 10 1 ACE CASH EXPRESS INC<br />
004+,34 f 0 3 ACE COMM CORP<br />
006446 iO 0 ACETO CORP<br />
034527 10 7 ACKERLEY GROUP INC<br />
0346iP 10 6 ACLARA BIOSCIENCES INC<br />
OG451P 9G 6 ACLARA BIOSCIENCES INC<br />
C3G51F $5 6 ACLARA BIOSCIENCES INC<br />
OCG610 2G 7 ACMAT CORP<br />
054431 iO 7 ACME COMMUNICATION INC<br />
03G3i6 iO 4 ACME UTD CORP<br />
G04855 20 6 ACORN HLDG CORP<br />
GOLt357 iQ 8 ACORN PRODS INC<br />
OC432C 10 4 ACTION PRODS INTL INC<br />
GGC-$50 2C 2 * ACTIVISION INC NEW<br />
G0433C 50 2 ACTIVISION INC NEW<br />
004330 55 2 ACTIVISION INC NEW<br />
CSG733 AB 3 ACTIoN PERFORMANCE COS INC<br />
604935 10 7 * ACTION PERFORMANCE COS INC<br />
004333 $0 7 ACTION PERFORMANCE COS INC<br />
C3G335 $5 7 ACTION PERFORMANCE COS INC<br />
G94734 :O 5 % ACTEL CORP<br />
03G934 $0 5 ACTEL CORP<br />
GO4334 95 5 ACTEL CORP<br />
G34930 iG O ACRES GAMING INC<br />
G3533U 10 5 * ACTERNA CORP<br />
G3595ti $0 5 ACTERNA CORP<br />
03533ti 95 5 ACTERNA CORP<br />
005S4A lC 8 ACTIONPOINT INC<br />
39534k 10 C * ACTIVE POWER INC<br />
08504k 4G G ACTIVE POWER INC<br />
00504bi 95 0 ACTIVE POWER INC<br />
GZ504X il 5 ACTIVEWORLDS CORP<br />
00534X 20 7 ACTIVEWORLDS CORP<br />
00505ti 10 9 ACTIVCARD S A<br />
005358 iD 2 ACTIVE IQ TECHNOLOGIES INC<br />
GG52SQ il 6 ACTIVE IQ TECHNOLOGIES INC<br />
005572 i O 2 * ACTRADE FINL TECHNOLOGIES LT<br />
OS527P 90 2 ACTRADE FINL TECHNOLOGIES LT<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM NEW<br />
COM PAR $0.02<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
NOTE 4.750% 4/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
*W EXP 04/26/200<br />
COM NEW<br />
SPONSORED ADR<br />
COM<br />
*W EXP 11/30/200<br />
COM<br />
CALL<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED
RU?i SATE:C9/24/02 EX LIST OF SECTION <strong>13F</strong><br />
RdA TIYlE:08:47<br />
CJSI? NC. ISSUER NAME<br />
OG537P 95 2 ACTRADE FINL TECHNOLOGIES LT<br />
C0558b 1C 2 * ACTUATE CORP<br />
CDZ?tiE $8 2 ACTUATE CORP<br />
C05388 95 2 ACTUATE CORP<br />
06538X 20 3 ACTUANT CORP<br />
Ga538Y ;O 2 * ACUITY BRANDS INC<br />
i?i5;aY 50 2 ACUITY BRANDS INC<br />
G05S8Y 95 2 ACUITY BRANDS INC<br />
005i25 AB 5 ACXIOM CORP<br />
CS5125 ;G 9 * ACXIOM CORP<br />
E05i25 73 9 ACXIOM CORP<br />
005125 95 9 ACXIOM CORP<br />
C35212 10 4 ADAMS EXPRESS CO<br />
C36228 i O 0 ADAMS GOLF INC<br />
CS6351 30 8 ADAMS RES 8 ENERGY INC<br />
03431F LB 4 ADAPTEC INC<br />
GS63IF AC 2 ADAPTEC INC<br />
CiO631F iO 8 * ADAPTEC INC<br />
Cg651F 4Ci 6 ADAPTEC INC<br />
G365iF 45 8 ADAPTEC INC<br />
006734 i O 5 ADECCO SA<br />
G36554 10 3 * ADEPT TECHNOLOGY INC<br />
006354 SO 3 ADEPT TECHNOLOGY INC<br />
PE6a34 95 3 ACEPT TECHNOLOGY INC<br />
G36,8SM 10 2 ADERIS PHARMACEUTICALS INC<br />
CS759P 10 8 ADMINISTRADORA FONDOS PENS10<br />
007394 i O 5 * ADMINISTAFF INC<br />
C37594 90 5 ADMINISTAFF INC<br />
G27394 95 5 ADMINISTAFF INC<br />
C57231 I C 3 ADMIRALTY BANCORP INC<br />
CC724F 10 1 * ADOBE SYS INC<br />
00724F 9C 1 ADOBE SYS INC<br />
OC724F 35 1 ADOBE SYS INC<br />
C0724X 1G 2 * ADOLOR CORP<br />
00724X SO 2 ADOLOR CORP<br />
OC724X 55 2 ADOLOR CORP<br />
8G737P 10 4 ADSTAR INC<br />
G2737P il 2 ADSTAR INC<br />
CC738A 10 6 * ADTRAN INC<br />
Z0735A $0 6 ADTRAN INC<br />
0G733A 55 6 ADTRAN INC<br />
0C7437 10 6 ADVANCE FINL BANCORP<br />
0075IY i C 6 * ADVANCED AUTO PARTS INC<br />
C3751Y SG 6 ADVANCED AUTO PARTS INC<br />
00751Y 95 6 ADVANCED AUTO PARTS INC<br />
CC7J25 iO 8 * ADVANCED DIGITAL INFORMATION<br />
C07525 90 8 ADVANCED DIGITAL INFORMATION<br />
001525 95 8 ADVANCED DIGITAL INFORMATION<br />
G3733C iC 2 * ADVANCED LTG TECHNOLOGIES<br />
SECURITIES xr PAGE 13<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A NEW<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.750% 2/1 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
NOTE 4.750% 2/0<br />
NOTE 4.750% 2/0<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 12/16/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM
RiJK 3ATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 14<br />
EUN TIME:%8:47 IVMOOl<br />
CLiSIP NC. ISSUER NAME<br />
00733C 90 2 ADVANCED LTG TECHNOLOGIES<br />
09753C 45 2 ADVANCED LTG TECHNOLOGIES<br />
00753P 10 3 ADVANCED MAGNETICS INC<br />
C3753T 10 5 ADVANCED MARKETING SVCS INC<br />
007534 10 0 ADVANCED ELECTR SUPPORT PROD<br />
CllT54A 12 5 * ADVANCED FIBRE COMMUNICATION<br />
C0754A 90 5 ADVANCED FIBRE COMMUNICATION<br />
05754F $5 3 ADVANCED FIBRE COMMUNICATION<br />
C37J4E 10 7 ADVANCED PHOTONIX INC<br />
C07548 10 0 ADVANCED TECHNICAL PRODS INC<br />
C0735F lO 3 * ADVANCED TISSUE SCIENCES INC<br />
00755F $0 3 ADVANCED TISSUE SCIENCES INC<br />
00735F $5 3 ADVANCED TISSUE SCIENCES INC<br />
C0755G 15 9 ADVANTAGE MARKETING SYSTEMS<br />
007J6G 16 7 ADVANTAGE MARKETING SYSTEMS<br />
007556 20 9 ADVANTAGE MARKETING SYSTEMS<br />
00756M 40 4 ADVANCED SEMICONDUCTOR ENGR<br />
G0737T i0 1 * ADVANCED NEUROMODULATION SYS<br />
C0757T 90 1 ADVANCED NEUROMODULATION SYS<br />
C0737T G5 1 ADVANCED NEUROMODULATION SYS<br />
037585 i O 2 * ADVO INC<br />
007585 $0 2 ADVO INC<br />
207565 45 2 ADVO INC<br />
00753J 10 8 AEHR TEST SYSTEMS<br />
00760F 10 4 AEGIS RLTY INC<br />
G0752G 20 1 ADVANCED NUTRACEUTICALS INC<br />
CZTSiE 10 8 ADVANCED POWER TECHNOLOGY IN<br />
00762U 10 1 ADVANTEST CORP<br />
0G752k 10 7 ADVISORY BRD CO<br />
CG755K ?G 8 * ADVANCED MEDICAL OPTICS INC<br />
30763M 90 8 ADVANCED MEDICAL OPTICS INC<br />
00753K $5 8 ADVANCED MEDICAL OPTICS INC<br />
00763C 10 9 ADVANTAGE PAYROLL SVCS INC<br />
CG7592 I0 6 AERO SYS ENGR INC<br />
C37737 iO 9 AEROCENTURY CORP<br />
G37768 10 4 * AEROFLEX INC<br />
G0776S $0 4 AEROFLEX INC<br />
COi75E 45 4 AERGFLEX INC<br />
007774 i O 1 AEROGEN INC<br />
C27365 13 8 * AEROPOSTALE<br />
~ ~ 7 3 6SO 5 a AEROPOSTALE<br />
C07355 45 8 AEROPOSTALE<br />
00790K 10 9 * ADVANCEPCS<br />
GS7SOK SO 9 ADVANCEPCS<br />
00i90K 55 9 ADVANCEPCS<br />
007933 kE 7 ADVANCED MICRO DEVICES INC<br />
GO7325 iO 7 * AEVANCED MICRO DEVICES INC<br />
OG7j03 50 7 ADVANCED MICRO DEVICES INC<br />
097303 55 7 ACVANCED MICRO DEVICES INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
DELETED<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
DELETED<br />
COM<br />
CALL<br />
PUT<br />
*W EXP 11/06/200<br />
*W EXP 11/06/200<br />
COM NEW<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DBCV 4.750% 2/0 ADDED<br />
COM<br />
CALL<br />
PUT
2tih 3ATE:CF/24/G2 ** LIST OF SECTION <strong>13F</strong><br />
RSh TIAE: 08 : 47<br />
CSSI? NG. ISSUER NAME<br />
GGT224 10 3 * AEGON N V<br />
007924 $0 3 AEGON N V<br />
007924 45 3 AEGON N V<br />
CS7942 10 5 * ADVANTA CORP<br />
337342 $0 5 ACVANTA CORP<br />
C07942 $5 5 ADVANTA CORP<br />
CG7342 Z0 4 * ADVANTA CORP<br />
637342 90 4 ADVANTA CORP<br />
037942 95 4 ADVANTA CORP<br />
C37347 10 4 ADVANCED EMVIRON RECYCLING T<br />
BGiQ73 AA 8 ADVANCED ENERGY INDS<br />
007973 AC 4 ADVANCED ENERGY INDS<br />
2C7573 l 0 G * ADVANCED ENERGY INDS<br />
607973 40 0 ADVANCED ENERGY INDS<br />
087373 55 O ADVANCED ENERGY INDS<br />
GO7974 i C 8 * ADVENT SOFTWARE INC<br />
CG7974 40 8 ACVENT SOFTWARE INC<br />
COT974 $5 8 ADVENT SOFTWARE INC<br />
307975 IC 5 * AETERNA LABORATORIES INC<br />
007775 SC 5 AETERNA LABORATORIES INC<br />
C0;975 $5 5 AETERNA LABORATORIES INC<br />
C36315 30 7 AEROSONIC CORP. DEL<br />
GOS38k 2C 2 AES TR I11<br />
C3832L LA 3 AETHER SYS INC<br />
C3E33V ;O 5 * AETHER SYS INC<br />
CDSJSV 40 5 AETHER SYS INC<br />
OwSav 45 5 AETHER SYS INC<br />
008li7 1C 3 AETNA INC<br />
CSZ17R l G 3 AETRIUM INC<br />
03817Y 16 8 * AETNA INC NEW<br />
C0E17Y $G 8 AETNA INC NEW<br />
GOE17Y $5 8 AETNA INC NEW<br />
GO6130 AF 7 AFFILIATED COMPUTER SERVICES<br />
GOE190 i O 0 * AFFILIATED COMPUTER SERVICES<br />
C38lSO 45 0 AFFILIATED COMPUTER SERVICES<br />
C06i40 93 0 AFFILIATED COMPUTER SERVICES<br />
C68232 LC 2 AFFILIATED MANAGERS GROUP<br />
03E232 10 8 * AFFILIATED MANAGERS GROUP<br />
GCE252 $2 8 AFFILIATED MANAGERS GROUP<br />
008232 95 8 AFFILIATED MANAGERS GROUP<br />
C3625T AB 4 AFFYMETRIX INC<br />
DOE36T L.E 0 AFFYMETRIX INC<br />
COE26T 10 8 X AFFYMETRIX INC<br />
CDSZST FC 8 AFFYMETRIX INC<br />
GGE26T 45 8 AFFYMETRIX INC<br />
C3E316 I0 7 * AFTERMARKET TECHNOLOGY CO2P<br />
005318 50 7 AFTERMARKET TECHNOLOGY CORP<br />
G33318 $5 7 AFTERMARKET TECHNOLOGY CORP<br />
332432 AA a AGERE SYS INC<br />
SECURITIES *% PAGE 15<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
ORD AMER REG<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
CL A<br />
NOTE 5.250%11/1<br />
NOTE 5.000% 9/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SUB VTG SH<br />
CALL<br />
PUT<br />
COM PAR $0.40<br />
PFD CV 6.75%<br />
NOTE 6.000% 3/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.500% 2/1<br />
CL A<br />
CALL<br />
PUT<br />
NOTE 5/0<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000%10/0<br />
NOTE 4.750% 2/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 6.500%12/1 ADDED
ZUh 2ATE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 16<br />
RiJh iIYE:G8:47 IVMOOl<br />
ZliS;? NC. ISSUER NAME<br />
Z0845V IC C * AGERE SYS INC<br />
C0845V $0 0 AGERE SYS INC<br />
GJ?'-tSV 45 0 AGERE SYS INC<br />
CCE45V 20 9 AGERE SYS INC<br />
C3846U AS 7 AGILENT TECHNOLOGIES INC<br />
GO"5U iO 1 * AGILENT TECHNOLOGIES INC<br />
C3&46U $6 1 AGILENT TECHNOLOGIES INC<br />
~05/.'1' 70" $5 1 AGILENT TECHNOLOGIES INC<br />
OOE;4SX I D 5 * AGILE SOFTWARE CORP DEL<br />
COI4OX $0 5 AGILE SOFTWARE CORP DEL<br />
C08%6X 55 5 AGILE SOFTWARE CORP DEL<br />
603474 iG 8 * AGNICO EAGLE MINES LTD<br />
C38474 90 8 AGNICO EAGLE MINES LTD<br />
038474 $5 8 AGNICO EAGLE MINES LID<br />
CGi%92 10 0 AGREE REALTY CORP<br />
C3588k 1C 7 AIM SELECT REAL ESTATE INCM<br />
638911 50 7 AIR CDA INC<br />
CSE:316 10 8 * AGRIUM INC<br />
00E310 90 8 AGRIUM INC<br />
CGEi16 95 8 AGRIUM INC<br />
OCS30N 10 0 4IMGLOBAL TECHNOLOGIES INC<br />
039128 50 7 * AIR METHODS CORP<br />
OJ9i28 $3 7 AIR METHODS CORP<br />
C07128 95 7 AIR METHODS CORP<br />
02S158 10 6 * AIR PRODS & CHEMS INC<br />
60FL58 SG 6 AIR PRODS & CHEMS INC<br />
G37158 45 6 AIR PRODS 8 CHEMS INC<br />
03i207 1 AIR T INC<br />
007269 A3 7 AIRBORNE INC<br />
CG4269 LO i * AIRBORNE INC<br />
005265 SC 1 AIRBORNE INC<br />
G09259 95 i AIRBORNE INC<br />
009363 iC 2 * AIRGAS INC<br />
GGF363 SC 2 AIRGAS INC<br />
635353 95 2 AIRGAS INC<br />
009366 1 C 5 AIRLEASE LTD<br />
605367 10 3 * AIRGATE PCS INC<br />
C2S367 90 3 AIRGATE PCS INC<br />
638567 '?!5 3 AIRGATE PCS INC<br />
C04G1P 10 6 * AIRNET COMMUNICATIONS CORP<br />
COfGlP $0 6 AIRNET COMMUNICATIONS CORP<br />
C5941P 95 6 AIRNET COMMUNICATIONS CORP<br />
OSF417 10 6 AIRNET SYS INC<br />
C09G9P 1C 8 * AIRTRAN HLDGS INC<br />
OG749P 90 8 AIRTRAN HLDGS INC<br />
CGF%9F $5 8 AIRTRAN HLDGS INC<br />
OGS3Oi-i iG 2 AIRSPAN NETWORKS INC<br />
00571T F.C 5 AKARAI TECHNOLOGIES INC<br />
03771T 10 1 * AKAMAI TECHNOLOGIES INC<br />
ISSUER DESCRIPTION STATUS<br />
CL A<br />
CALL<br />
PUT<br />
CL B<br />
DBCV 3.000%12/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SHS<br />
CL A NON VTG<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM PAR S.06<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.750% 4/0 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DEPOSITORY UNIT DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.500% 7/0<br />
COM
ELf: >ATE: 09/24/62 ** LIST OF SECTION <strong>13F</strong><br />
!?dh TIYE:08:47<br />
CiJSiP :JC. ISSUER NAME<br />
GG971T FC i AKAMAI TECHNOLOGIES INC<br />
C3STiT 55 1 AKAMAI TECHNOLOGIES INC<br />
C35-SE ;G 5 AKORN INC<br />
C;z,96 iO 3 * AKSYS LTD<br />
CiC196 40 3 AKSYS LTD<br />
Ci3196 95 3 4KSYS LTD<br />
GiG138 2C 8 AKTIEBOLAGETT ELECTROLUX<br />
G13199 30 5 * AKZO NOBEL NV<br />
GIC19F QO 5 AKZO NOBEL NV<br />
Oi2lS9 55 5 AKZO NOBEL NV<br />
OiC3i7 10 5 ALABAMA NATL BANCORP DELA<br />
Gii311 10 7 ALAMO GROUP INC<br />
oil389 8 * ALAMOSA HLDGS INC<br />
011389 $0 8 ALAMOSA HLDGS INC<br />
011589 95 8 ALAMOSA HLDGS INC<br />
Gi15i2 40 5 ALANCO TECHNOLOGIES INC<br />
611537 10 5 ALARIS MED INC<br />
011555 lC 9 * ALASKA AIR GROUP INC<br />
011559 50 5 ALASKA AIR GROUP INC<br />
Oil559 45 9 ALASKA AIR GROUP INC<br />
01l37P i O 1 ALASKA COMMUNICATIONS SYS GR<br />
512348 L C 8 ALBANY INTL CORP<br />
012423 iO 9 * ALBANY MOLECULAR RESH INC<br />
Gi2G23 $ 0 9 ALBANY MOLECULAR RESH INC<br />
GI2423 95 9 ALBANY MOLECULAR RESH INC<br />
012553 10 1 * ALBEMARLE CORP<br />
Gi2553 50 i ALBEMARLE CORP<br />
012553 95 1 ALBEMARLE CORP<br />
Gi2284 16 6 ALBERMARLE FIRST BK VA<br />
C12554 li 4 ALBERMARLE FIRST BK VA<br />
013358 10 i * ALBERTO CULVER CO<br />
Oi3S68 50 1 ALBERTO CULVER CO<br />
013368 55 1 ALBERT9 CULVER CO<br />
Oi3268 26 9 * ALBERT3 CULVER CO<br />
015568 50 0 ALBERTO CULVER CO<br />
$13368 55 !I ALBERTO CULVER CO<br />
013iCG 1C 4 * ALBERTSONS INC<br />
C1Z154 40 4 ALBERTSONS INC<br />
C;5104 55 4 ALBERTSONS INC<br />
C1Z716 10 5 * ALCAN INC<br />
C13-16 50 5 ALCAN INC<br />
013716 45 5 ALCAN INC<br />
Oi373k 10 6 x ALCATEL<br />
Oi373k 50 6 ALCATEL<br />
01373W 55 6 ALCATEL<br />
Gi5742 50 7 ALCIDE CORP<br />
013d17 10 1 * ALCOA INC<br />
GiSai7 50 1 ALCOA INC<br />
Oi3317 S5 : ALCOA INC<br />
SECURITIES ** PAGE 17<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CAL i<br />
PUT<br />
COM<br />
COM<br />
CALi<br />
PUT<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NO PAR NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 10/26/200<br />
CL B CONV<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CAi L<br />
PUT<br />
SPON ADR CL 0<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
DELETED
RJli 2kTE: 09/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 18<br />
R3h TIME:08:47 IVMOOl<br />
CUSZ? NG. ISSUER NAME<br />
Cis904 30 5 * ALCATEi<br />
C15334 $0 5 ALCATEL<br />
Ci3914 $5 5 ALCATEL<br />
814383 l o 3 ALCERWOOCS GROUP INC<br />
OL43E3 I1 I ALDERWOODS GROUP INC<br />
01C354 2G 0 ALDILA INC<br />
014482 lU 3 * ALEXANDER & BALDWIN INC<br />
Ci4G-32 SG 3 ALEXANDER 8 BALDWIN INC<br />
Of4482 $5 3 ALEXANDER & BALDWIN INC<br />
014732 16 9 ALEXANDERS INC<br />
G15271 10 9 ALEXANDRIA REAL ESTATE EQ IN<br />
Ci5331 LB 5 ALEXION PHARMACEUTICALS INC<br />
015351 i O 9 * ALEXION PHARMACEUTICALS INC<br />
Cl.5351 50 9 ALEXION PHARMACEUTICALS INC<br />
GI5351 95 9 ALEXION PHARMACEUTICALS INC<br />
Cis365 10 7 ALFA CORP<br />
el6230 LO 4 ALICO INC<br />
015255 iG i * ALIGN TECHNOLOGY INC<br />
Ci6255 90 1 ALIGN TECHNOLOGY INC<br />
015255 95 1 ALIGN TECHNOLOGY INC<br />
Ci642T AB 4 ALKERMES INC<br />
01642T i O 8 * ALKERMES INC .<br />
El6421 $0 8 ALKERMES INC<br />
OL642T 95 8 ALKERMES INC<br />
C16440 10 9 ALL AMERN TERM TR INC<br />
016357 40 7 ALL AMERICAN SEMICONDUCTOR I<br />
017L75 i0 0 ALLEGHANY CORP DEL<br />
017361 iG 6 * ALLEGHENY ENERGY INC<br />
017361 $0 6 ALLEGHENY ENERGY INC<br />
C17301 95 6 ALLEGHENY ENERGY INC<br />
017SiR 13 2 * ALLEGHENY TECHNOLOGIES INC<br />
G17:iR 90 2 ALLEGHENY TECHNOLOGIES INC<br />
317313 45 2 ALLEGHENY TECHNOLOGIES INC<br />
G17G7T l 0 2 * ALLEGIANCE TELECOM INC<br />
GlT47T SO 2 ALLEGIANCE TELECOM INC<br />
C17L7T 95 2 ALLEGIANCE TELECOM INC<br />
017476 10 2 ALLEGIANT BANCORP INC<br />
GI7755 10 4 ALLEN ORGAN CO<br />
0i8391 10 8 * ALLEN TELECOM INC<br />
912.391 40 8 ALLEN TELECOM INC<br />
$16391 $5 8 ALLEN TELECOM INC<br />
01&+9C AA 0 ALLERGAN INC<br />
Cia430 i0 2 * ALLERGAN INC<br />
C11+9C 90 2 ALLERGAN INC<br />
G18490 $5 2 ALLERGAN INC<br />
G18J2Y 10 8 ALLIANCE ALL MARKET ADVANTAG<br />
i1852C i G 9 ALLIANCE BANCORP NEW ENG INC<br />
018322 1G 2 * ALLETE INC<br />
GiE522 SO 2 ALLETE INC<br />
ISSUER DESCRIPTION STATUS<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 01/02/200<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE 5.750% 3/1<br />
COM<br />
CAL i<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.750% 2/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL B<br />
COM<br />
CALL<br />
PUT<br />
NOTE 11/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL
2S?+ DATE : 09/24/C2 ** LIST OF SECTION <strong>13F</strong><br />
RiJh TIYE:08:47<br />
CcrSI? NG. ISSUER NAME<br />
C18522 95 2 ALLETE INC<br />
Ciii33E 20 4 ALLIANCE ATLANTIS COMMUNICAT<br />
ClS53H 10 8 ALLIAkCE BK CORP<br />
Gi8535 10 4 ALLIANCE BANKSHARES CORP<br />
Ci6536 iO 1 ALLIANCE CALIF MUN INCOME FD<br />
Ci655S iC 1 * ALLIANCE CAP MGMT HLDG L P<br />
01855A 90 1 ALLIANCE CAP MGMT HLDG L P<br />
Gi8J5A 95 1 ALLIANCE CAP MGMT HLDG L P<br />
C13531 10 8 * ALLIANCE DATA SYSTEMS CORP<br />
C?658i 50 8 ALLIANCE DATA SYSTEMS CORP<br />
PiE38i $5 8 ALLIANCE DATA SYSTEMS CORP<br />
C;S59P 60 9 * ALLIANCE GAMING CORP<br />
GlI34F $6 9 ALLIAkCE GAMING CORP<br />
Cis572 $5 9 ALLIANCE GAMING CORP<br />
G1S626 20 2 ALLIANCE IMAGING INC<br />
G1354L 10 6 ALLIANCE NATL MUN INCOME FD<br />
CLSs30 10 8 ALLIANCE FIBER OPTIC PRODS I<br />
GlS7iG iO 5 ALLIANCE NEW YORK MUN INC FD<br />
Ci677E LC 0 3 ALLIANCE SEMICONDUCTOR CORP<br />
C1677i-l SO 0 ALLIANCE SEMICONDUCTOR CORP<br />
Gie77h 55 0 ALLIANCE SEMICONDUCTOR CORP<br />
0?577R 10 8 ALLIANCE RES PARTNER L P<br />
Ci6773 30 9 * ALLIANCE PHARMACEUTICAL CORP<br />
G18773 56 9 ALLIANCE PHARMACEUTICAL CORP<br />
Cl6773 95 9 ALLIANCE PHARMACEUTICAL CORP<br />
G;B79R iG 5 ALLIANCE WORLD DLR GV FD I1<br />
016796 iO 2 ALLIANCE WORLD DLR GV FD INC<br />
C18502 10 E * ALLIANT ENERGY CORP<br />
016502 $0 8 ALLIANT ENERGY CORP<br />
Oi880S 95 8 ALLIANT ENERGY CORP<br />
018304 10 4 * ALLIANT TECHSYSTEMS INC<br />
GI6534 90 4 ALLIANT TECHSYSTEMS INC<br />
016834 95 4 ALLIANT TECHSYSTEMS INC<br />
018305 LC 1 ALLIANZ AKTIENGESELLSCHAFT<br />
Ci933Q 10 8 * ALLIED CAP CORP NEW<br />
G1333C 50 8 ALLIED CAP CORP NEW<br />
Gl933Q 95 8 ALLIED CAP CORP NEW<br />
GlSi20 iC 4 ALLIED DEVICES CORP<br />
O;Si21 26 i ALLIED DOMECQ PLC<br />
Ci.5205 10 3 ALLIANCE FINANCIAL CORP NY<br />
Gi4222 16 8 ALLIED HEALTHCARE PRODS INC<br />
GiS223 iG 6 ALLIED HLDGS INC<br />
G1S22E GO 2 * ALLIED IRISH BKS P L C<br />
Cis226 90 2 4LLIED IRISH BKS P L C<br />
619228 95 2 4LLIED IRISH BKS P L C<br />
ClT2SA 10 9 ALLIED HEALTHCARE INTL INC<br />
CiSi83 IG 6 ALLIED RESH CORP<br />
0;5436 LB 4 ALLIED RISER COMMUNICATIONS<br />
019589 30 8 * ALLIED WASTE INDS INC<br />
SECURITIES ** PAGE 19<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
CL B NON-VTG<br />
COM<br />
COM<br />
COM<br />
UNIT LTD PARTN<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
UT LTD PART<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SP ADR 1/10 SH<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPON ADR NEW<br />
COM<br />
COM<br />
COM<br />
SPON ADR ORD<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE 7.500% 6/1<br />
COM PARS.01NEW<br />
DELETED<br />
ADDED<br />
ADDED
RiJK OATE:09/24/C2 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 20<br />
RJN TI?lE:08:4? IVMOOl<br />
CUSI? NC. ISSUER NAME<br />
C19589 $0 8 ALLIED WASTE INDS INC<br />
C1584 95 8 ALLIED WASTE INDS INC<br />
01'9754 10 0 * ALLMERICA FINL CORP<br />
El5754 $0 0 ALLMERICA FINL CORP<br />
017754 35 0 ALLMERICA FINL CORP<br />
0;9777 10 1 ALLOS THERAPEUTICS INC<br />
01$782 ID 1 ALLOU HEALTH 8 BEAUTY CARE I<br />
019335 i0 5 ALLOY INC<br />
615355 90 5 ALLOY INC<br />
014835 '35 5 ALLCY INC<br />
CiS88P 10 8 * ALLSCRIPTS HEALTHCARE SOLUTI<br />
Oi438P 40 8 ALLSCRIPTS HEALTHCARE SOLUTI<br />
01538P $5 8 ALLSCRIPTS HEALTHCARE SOLUTI<br />
013?21 iO 5 ALLMERICA SECS TR<br />
02CJ52 LO i ALLSTATE CORP<br />
02G3Cl2 $0 1 ALLSTATE CORP<br />
G2G002 $5 1 ALLSTATE CORP<br />
G2C339 10 3 * ALLTEL CORP<br />
629239 90 -3 ALLTEL CORP<br />
G2C.339 $5 3 ALLTEL CORP<br />
CZCS39 50 9 ALLTEL CORP<br />
G2i409 10 8 ALMOST FAMILY INC<br />
02Ci32 20'2 ALPHA HOSPITALITY CORP<br />
02t753 iO 9 * ALPHA INDS INC<br />
P2C753 90 9 ALPHA INDS INC<br />
G2C753 55 9 ALPHA INDS INC<br />
C2C772 10 9 ALPHA PRO TECH LTD<br />
G2C78l 10 0 ALPHA TECHNOLOGIES GROUP INC<br />
625787 iC 7 ALPHANET SOLUTIONS INC<br />
G2C313 AB 7 ALPHARMA INC<br />
02L313 LC 5 ALPHARMA INC<br />
02C313 AD 3 ALPHARMA INC<br />
02G313 16 1 * ALPHARMA INC<br />
C2C513 $0 i ALPHARMA INC<br />
02iS13 55 1 ALPHARMA INC<br />
625325 1G 5 * ALPINE GROUP INC<br />
020325 90 5 ALPINE GROUP INC<br />
022325 55 5 ALPINE GROUP INC<br />
021244 10 8 ALSTOM<br />
02136W 10 2 , ALTAIR INTL INC<br />
C2i373 ;G 5 ALTAIR NANOTECHNOLOGIES INC<br />
G2i43& 10 3 ALTANA AKTIENGESELLSCHAFT<br />
G2144G 10 7 ALTEON INC<br />
021441 10 0 * ALTERA CORP<br />
021441 90 0 ALTERA CORP<br />
021441 55 0 ALTERA CORP<br />
02143K AB 3 ALTERNATIVE LIVING SVCS INC<br />
C2145P 10 6 ALTERNATE MARKETING NETWORKS<br />
OZli6C 10 4 * ALTERRA HEALTHCARE CORP<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD C CV $2.06<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
NOTE 5.750% 4/0<br />
NOTE 3.000% 6/0<br />
NOTE 3.000% 6/0<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SDCV 5.250%12/1<br />
COM<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
R3F GkTE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 21<br />
RGN TI;qE : GS : 47 IVMOOl<br />
CSSIP NO. ISSUER NAME<br />
C2146C $8 4 ALTERRA HEALTHCARE CORP<br />
02146C 55 4 ALTERRA HEALTHCARE CORP<br />
62148% 10 O ALTIRIS INC<br />
G2;.&85 10 9 ALTIGEN COMMUNICATIONS INC<br />
G2i51P ;C 7 ALTO PALERMO S A<br />
022275 10 F ALUMINLIM CORP CHINA LTD<br />
C225lW RB 5 ALZA CORP<br />
C22315 kC 2 ALZA CORP DEL<br />
G2Sl11 10 7 AMARIN CORP PLC<br />
223-35 AE 6 AMAZON COM INC<br />
G23:35 b.F 3 AMAZON COM INC<br />
025135 iO 6 X AMAZON COM INC<br />
225135 PO 6 AMAZON COM INC<br />
023135 55 6 AMAZON COM INC<br />
C23139 10 8 * AMBAC FINL GROUP INC<br />
023;39 $3 8 AMSAC FINL GROUP INC<br />
C23139 55 8 AMBAC FINL GROUP INC<br />
G23177 16 8 AMBASSADORS GROUP INC<br />
G23178 :O 6 AMBASSADORS INTL INC<br />
823395 iC 6 AMCAST INDL CORP<br />
C23qlG 10 6 AMCON DISTRG CO<br />
023GlR 30 2 AMCOR LTD<br />
02541W 10 3 * AMCOL INTL CORP<br />
C254iW SC 3 AMCCL INTL CORP<br />
52341% $5 3 AMCOL INTL CORP<br />
G23456 ic 8 AMEDISYS INC<br />
C25531 10 4 * AMERADA HESS CORP<br />
G2S331 9C 4 AMERADA HESS CORP<br />
C2t3S1 45 4 AMERADA HESS CORP<br />
02335S 20 6 AMERALIA INC<br />
225386 1G 3 AMERCO<br />
C236Z8 iG 2 * AMEREN CORP<br />
C235S6 90 2 AMEREN CORP<br />
2255S8 45 2 AMEREN CORP<br />
623513 10 2 AMERIANA BANCORP<br />
C25iiJ AC 8 AMERICA ONLINE INC DEL<br />
C2354L 10 9 AMERICA SVC GROUP INC<br />
C2354V 10 7 AMERICA FIRST TAX EX IVS L P<br />
E2254k i0 5 * AMERICA MOVIL S A DE C V<br />
02554% 90 5 AMERICA MOVIL S A DE C V<br />
G2334w$55 AMERICAMOVILSADECV<br />
G2304W 20 4 AMERICA MOVIL S A DE C V<br />
02356Y iO : AMERICA FIRST REAL ESTATE IN<br />
C2355E 10 0 * AMERICA ONLINE LATIN AMERICA<br />
C2555B 50 O AMERICA ONLINE LATIN AMERICA<br />
02365B 95 2 AMERICA ONLINE LATIN AMERICA<br />
C23557 20 8 * AMERICA WEST HLDG CORP<br />
GZZ657 SG 8 AMERICA WEST HLDG CORP<br />
~25657 95 a AMERICA WEST HLDG CORP<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPONSORED ADR<br />
SPON ADR H SHS<br />
SDCV 7/2<br />
NOTE 7/1<br />
SPONSORED ADR<br />
NOTE 4.750% 2/0<br />
NOTE 4.750% 2/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
ADR NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 12/0<br />
COM<br />
BEN UNIT CTF<br />
SPON ADR L SHS<br />
CALL<br />
PUT<br />
SPON ADR A SHS<br />
UNIT LTD PARTN<br />
CL A<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
DELETED
Rgh 3ATE:09/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 22<br />
R3h TIME:08:47 IVMOOl<br />
C;ISIP NC. ISSUER NAME<br />
G2t58F 30 8 AMERICAN ACCES TECHNOLOGIES<br />
C23512 10 6 * AMCORE FINL INC<br />
OS5;12 40 8 AMCORE .FINL INC<br />
C239i2 55 8 AMCORE FINL INC<br />
C2192S 10 2 AMERICA FIRST APT INV L P<br />
G2593G. 1C 2 AMERICA FIRST MTG INVTS INC<br />
025361 20 3 * AMERICAN AXLE & MFG HLDGS IN<br />
C24251 SO 3 AMERICAN AXLE & MFG HLDGS IN<br />
02S61 $5 3 AMERICAN AXLE & MFG HLDGS IN<br />
C2L3%3 i G 5 AMERICAN BANK INC PA<br />
G2G343 11 3 AMERICAN BANK INC PA<br />
024531 i0 9 AMERICAN BILTRITE INC<br />
02453G 13 8<br />
026 YD ' GC li 6<br />
AMER BID MEDICA CORP<br />
AMER BIO MEDICA CORP<br />
C2476B 10 6 AMERICAN BUSINESS FINL SVCS<br />
C24737 10 4 * AMERICAN CAPITAL STRATEGIES<br />
C2G937 SC 4 AMERICAN CAPITAL STRATEGIES<br />
024937 45 4 AMERICAN CAPITAL STRATEGIES<br />
G25iG4 iC 6 AMERICAN CLAIMS EVALUATION I<br />
02520N 13 6 AMERICAN CMNTY PPTYS TR<br />
G2520k 1C 6 AMERICAN CMNTY BANCSHARES IN<br />
C23ZSbi il 4 AMERICAN CMNTY BANCSHARES IN<br />
625353 10 3 AMERICAN DENTAL PARTNERS<br />
02553E i G 6 x AMERICAN EAGLE OUTFITTERS NE<br />
02533E SG 6 AMERICAN EAGLE OUTFITTERS NE<br />
G2553E 55 6 AMERICAN EAGLE OUTFITTERS NE<br />
C25533 4.0 7 AMERICAN ECOLOGY CORP<br />
025537 10 i * AMERICAN ELEC PWR INC<br />
C25537 $0 1 AMERICAN ELEC PWR INC<br />
G25537 95 1 AMERICAN ELEC PWR INC<br />
025,816 10 9 * AMERICAN EXPRESS CO<br />
025816 58 9 AMERICAN EXPRESS CO<br />
C25516 $5 9 .AMERICAN EXPRESS CO<br />
C2533P 10 4 * AMERICAN FINL GROUP INC OHIO<br />
C25232 SO 4 AMERICAN FINL GROUP INC OHIO<br />
G25932 95 4 AMERICAN FINL GROUP INC OHIO<br />
026375 IO 1 AMERICAN FINL HLDGS INC<br />
C26375 AJ 4 AMERICAN GREETINGS CORP<br />
G26337 l0 5 * AMERICAN GREETINGS CORP<br />
C25375 SC 5 AMERICAN GREETINGS CORP<br />
G26375 55 5 AMERICAN GREETINGS CORP<br />
C2649V 10 4 * AMERICAN HEALTHWAYS INC<br />
G2f43V 98 4 AMERICAN HEALTHWAYS INC<br />
92619V 95 4 AMERICAN HEALTHWAYS INC<br />
62663% 10 8 AMERICAN HOME MTG HLDGS INC<br />
G2672T 10 9 AMERICAN INCOME FD INC<br />
02686E 10 6 AMERICAN INSD MTG-INVS L P 8<br />
02586F iO 3 AMERICAN INSD MTG INVS L P 8<br />
026366 10 i AMERICAN INSD MTG INVS L P 8<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
BEN UNIT CTF<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
*W EXP 06/30/200<br />
COM<br />
COM<br />
*W EXP 08/22/200 ADDED<br />
COM<br />
COM<br />
CAL L<br />
PUT<br />
COM<br />
COM<br />
COM<br />
*W EXP 99/99/999<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
7.000% 7/1<br />
DEPOSITARY UNIT<br />
DEPOSITORY UNIT<br />
DEPOSITORY UNIT
RSN 3ATE:09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
EiJh TI?IE:08:47<br />
CuSI? NO. ISSUER NAME<br />
026362 iO 2 AMERICAN INSD MTG INVS<br />
C25574 Ah 7 AMERICAN INTL GROUP INC<br />
C2637L AP 2 AMERICAN INTL GROUP INC<br />
C26S74 i O 7 * AMERICAN INTL GROUP INC<br />
CZt674 40 7 AMERIC4N INTL GROUP INC<br />
G26374 55 7 AMERICAN INTL GROUP INC<br />
027349 50 9 AME2ICAN ISRAELI PAPER MLS L<br />
C2737C 16 1 * AMERICAN ITALIAN PASTA CO<br />
C2-370 SC i 4MERICAN ITALIAN PASTA CO<br />
C2737t 45 1 AMERICAN ITALIAN PASTA CO<br />
027i18 10 8 AMERICAN LD LEASE INC<br />
62-234 iC 8 AMERICAN LOCKER GROUP<br />
C2733P LO 3 * AMERICAN MGMT SYS INC<br />
227332 SO 3 AMERICAN MGMT SYS INC<br />
027332 $5 3 AMERICAN MGMT SYS INC<br />
C2TG4M ?C 8 * AMERICAN MED SYS HLDGS INC<br />
02744M SO 8 AMERICAN MED SYS HLDGS INC<br />
G2744P 55 8 AMERICAN MED SYS HLDGS INC<br />
C27%4P ;G 1 AMERICAN MED SEC GROUP INC<br />
G2TG4X i O 4 AMERICAN MED TECHNOLOGIES CO<br />
027568 10 4 AMERICAN MTG ACCEP CO<br />
027649 10 2 AMERICAN MUN INCOME PORTFOLI<br />
027354 10 2 AMERICAN MUN TERM TR INC I11<br />
027717 10 7 AMERICAN NATL FINL INC<br />
027745 10 8 AMERICAN NATL BANKSHARES INC<br />
1327554 i C 1 AMERICAN MED ALERT CORP<br />
02837P 30 7 AMERICAN PAC BK AUMSVILLE OR<br />
C26391 i O 5 AMERICAN NATL INS CO<br />
C23740 10 8 AMERICAN PAC CORP<br />
02636P iO * AMERICAN PHARMACEUTICALS PTN<br />
G2236P $0 9 4MERICAN PHARMACEUTICALS PTN<br />
C2866P 95 9 AMEZICAN PHARMACEUTICALS PTN<br />
C26832 IG 8 AMERICAN PHYSICIANS SVC GROU<br />
026384 i O 4 AMERICAN PHYSICIANS CAPITAL<br />
G2b9il AC 9 AMERICAN RESIDENTIAL SVCS IN<br />
02E3i3 FA 9 AMERICAN RETIREMENT CORP<br />
G26313 10 i AMERICAN RETIREMENT CORP<br />
G2SIi6 10 7 * AMERICAN PWR CONVERSION CORP<br />
C24366 SO 7 AMERICAN PWR CONVERSION CORP<br />
025366 95 7 AMERICAN PWR CONVERSION CORP<br />
224169 10 9 AMERICAN REAL ESTATE PARTNR<br />
225L74 10 9 AMERICAN RLTY INVS INC<br />
029177 11 0 AMERICAN RLTY TR INC<br />
C242iT 10 3 AMERICAN RESIDENTIAL INVS<br />
625326 10 5 AMERICAN RIV HLDGS<br />
025529 10 7 AMERICAN SCIENCE 8 ENGR INC<br />
029370 10 8 AMERICAN SELECT PORTFOLIO IN<br />
CZF535 10 5 AMERICAN SHARED HOSPITAL SVC<br />
~ 2 ~ 10 ~ J 8 r 3 AMERICAN SOFTWARE INC<br />
SECURITIES ** PAGE 23<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
DEPOST UNIT LP<br />
NOTE 0.500% 5/1<br />
DBCV 11/0<br />
COM<br />
CALL<br />
PUT<br />
ORD IS 10<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CAi L<br />
PUT<br />
COM<br />
COM<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CL B<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE 7.250% 4/1<br />
SDCV 5.750%10/0<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DEPOSITRY UNIT<br />
COM<br />
RIGHT 99/99/9999<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CL A
32% 3ATE:!!9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RJN TI!4E: 06: 47<br />
xCilSI.3 NC. ISSUER NAME<br />
02S5E3 $0 9 AMERICAN SOFTWARE INC<br />
C2S333 95 3 AMERICAN SOFTWARE INC<br />
CZS73C iO 4 AMERICAN SPECTRUM REALTY INC<br />
G29712 10 6 * AMERICAN STD COS INC DEL<br />
C2S7?2 SO 6 AMERICAN STD COS INC DEL<br />
C2S712 95 6 AMERICAN STD COS INC DEL<br />
C29399 10 1 AMERICAN STS WTR CO<br />
G27912 LE 8 AMERICAN TOWER CORP<br />
C25312 kG 4 AMERICAN TOWER CORP<br />
G27312 AF 9 AMERICAN TOWER CORP<br />
627912 PS i * AMERICAN TOWER CORP<br />
C25912 SG 1 AMERICAN TOWER CORP<br />
624912 95 1 AMERICAN TOWER CORP<br />
03Sj4T 10 i AMERICAN STRATEGIC INCOME I1<br />
03i:338 iO 7 AMERICAN STRATEGIC INCM PTFL<br />
C3P379 iC 5 AMERN STRATEGIC INCOME PTFL<br />
93CLil 10 8 AMERICAN SUPERCONDUCTOR CORP<br />
C3C111 $8 8 AMERICAN SUPERCONDUCTOR CORP<br />
G32111 95 8 AMERICAN SUPERCONDUCTOR CORP<br />
03Ci37 10 3 AMERICAN TECHNICNAL CERAMICS<br />
05C145 20 5 AMERICAN TECHNOLOGY CORP<br />
03G37B iO 6 AMERICAN VANTAGE COS<br />
C3C371 iC 8 AMERICAN VANGUARD CORP<br />
C32Gil :O 2 K AMERICAN WTR WKS INC<br />
S3S4il 90 P AMERICAN WTR WKS INC<br />
G30411 S5 P AMERICAN WTR WKS INC<br />
G3L506 10 9 AMERICAN WOODMARK CORP<br />
G3C58P 10 9 AMERICANWEST BANCORPORATION<br />
C3i.iSR 10 i * AMERICREGIT CORP<br />
i33CsOR SO i AMERICREDIT CORP<br />
C3C5OR 95 1 AMERICREDIT CORP<br />
G3.252T 10 5 AMERICAS CAR MART INC<br />
C3C72L 30 0 AMERIGON INC<br />
03673G 10 i * AMERISTAR CASINOS INC<br />
G3C78Q SO 1 AMERISTAR CASINOS INC<br />
03CTOQ S5 i AMERISTAR CASINOS INC<br />
G3C71D 10 9 X AMERIPATH INC<br />
93C71D '50 9 AMERIPATH INC<br />
63C7;D 45 9 AMERIPATH INC<br />
0507iL iO 1 AMERIVEST PPTYS INC DEL<br />
C3C.71P AD 4 AMERISOURCE HEALTH CORP<br />
03G71G IG 7 AMERON INTL INC<br />
03C719 10 8 AMERSHAM PLC<br />
e7n7<br />
33~;!2H L.B 5 AMERITRADE HLDG CORP<br />
C3C;Zk iC 9 * AMERITRADE HLDG CORP<br />
9'" ,sii72li 53 9 AMERIT2ADE HLDG CORP<br />
C3C72E 45 9 AMERITRADE HLDG CORP<br />
OSL72F IC 8 * AMERUS GROUP CO<br />
23C72K SC 8 AMERUS GROUP CO<br />
SECURITIES *% PAGE 24<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 6.250%10/1<br />
NOTE 2.250%10/1<br />
NOTE 5.000% 2/1<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.000%12/0<br />
COM<br />
SPONSORED ADR<br />
NOTE 5.750% 8/0<br />
CL A DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
COM<br />
CALL
RZ?, DATE: 04/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUK TIYE: 06: 47<br />
CUSI? NC. ISSUER NAME<br />
C3C-2K 45 8 AMERUS GROUP CO<br />
G3C73E iG 5 * AMERISOURCEBERGEN CORP<br />
G3C73E 95 5 AMERISOURCEBERGEN CORP<br />
C3Cy3E 95 5 AMERISOURCEBERGEN CORP<br />
03G73h i0 8 AMERITRANS CAP CORP<br />
C3073H 11 6 AMERITRANS CAP CORP<br />
03C731 10 2 AMERIGROUP CORP<br />
33G73T 90 2 AMERIGROUP CORP<br />
03C73T 95 2 AMERIGZOUP CORP<br />
C3C74P iC 2 AMERISERV FINL INC<br />
03S74K iG 0 * AMERITZADE HLDG CORP NEW<br />
G3074K 90 0 AMERITRADE HLDG CORP NEW<br />
03674K 95 0 AMERITRADE HLDG CORP NEW<br />
G3C975 10 6 AMERIGAS PARTNERS L P<br />
C3iiOG l0 0 * AMETEK INC NEW<br />
031130 40 C AMETEK INC NEW<br />
C3i;DG $5 G AMETEK INC NEW<br />
P3;;62 LE 0 AMGEN INC<br />
G31152 LO 0 * AMGEN INC<br />
C3iib2 $0 G<br />
c-7 43,162 - 55 0<br />
AMGEN INC<br />
AMGEN INC<br />
031535 10 7 AMISTAR CORP<br />
031552 AG 5 AMKOR TECHNOLOGY INC<br />
031552 Ld 3 AMKOR TECHNOLOGY INC<br />
031552 CN 0 AMKOR TECHNOLOGY INC<br />
C3iSS2 10 0 * AMKOR TECHNOLOGY INC<br />
C3i652 4C 0 AMKOR TECHNOLOGY INC<br />
031652 55 0 AMKOR TECHNOLOGY INC<br />
G523i5 iO 9 * AMPAL AMERN ISRAEL CORP<br />
032315 90 9 AMPAL AMERN ISRAEL CORP<br />
C32315 $5 9 AMPAL AMERN ISRAEL CORP<br />
GS2315 30 7 AMPAL AMERN ISRAEL CORP<br />
032537 IG 3 AMPCO-PITTSBURGH CORP<br />
C32387 10 8 AMPEX CORP<br />
CS2Z92 10 8 * AMPEX CORP DEL<br />
032992 $0 8 AMPEX CORP DEL<br />
032292 95 8 AMPEX CORP DEL<br />
G32395 :G 1 * 4MPHENOL CORP NEW<br />
032395 GG 1 AMPHENOL CORP NEW<br />
C32595 95 i AMPHENDL CORP NEW<br />
G32Lj3 iO 3 AMPLIDYNE INC<br />
C52l.52 1G 5 AMREIT INC<br />
Q32i5S 1C 5 AMREP CORP NEW<br />
C321-55 I G 2 * AMSOUTH BANCORPORATION<br />
C32165 SO 2 AMSOUTH BANCORPORATION<br />
052l65 55 2 AMSOUTH BANCORPORATION<br />
C323ZP 40 5 * AMSURG CORP<br />
G3232P 43 5 AMSURG CORP<br />
C3232P S5 5 AMSURG CORP<br />
SECURITIES ** PAGE 25<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 01/25/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
UNIT L P INT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.000% 3/1<br />
NOTE 5.000% 3/1<br />
NOTE 5.750% 6/0<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
PFD CV 6.50%<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
ADDED<br />
ADDED<br />
ADDED<br />
ADDED
RUti DATE : G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 26<br />
R3N TiME:OS:47 IVMOOl<br />
CUSI? NC. ISSUER NAME<br />
032352 50 4 AMTECH SYS INC<br />
0323GG iO 6 AMTRAN INC<br />
0323q6 i0 8 X AMYLIN PHARMACEUTICALS INC<br />
C32346 SO 8 AMYLIN PHARMACEUTICALS INC<br />
G32346 95 8 AMYLIN PHARMACEUTICALS INC<br />
C3235E iC 0 AMVESCAP PLC<br />
632511 AP 2 ANADARKO PETE CORP<br />
032511 CX 6 ANADARKO PETE CORP<br />
03251: 1C 7 * ANADARKO PETE CORP<br />
232511 $0 7 ANADARKO PETE CORP<br />
652311 55 7 AKADARKO PETE CORP<br />
032515 AB 4 ANADIGICS INC<br />
032515 16 8 * ANADIGICS INC<br />
032315 9C 8 ANADIGICS INC<br />
032515 45 8 ANADIGICS INC<br />
232554 L.D 7 ANALOG DEVICES INC<br />
032554 10 5 * ANALOG DEVICES INC<br />
032554 90 5 ANALOG DEVICES INC<br />
032554 45 5 ANALOG DEVICES INC<br />
G32i57 20 7 ANALOGIC CORP<br />
C32681 10 8 * ANALYSTS INTL CORP<br />
032681 90 8 ANALYSTS INTL CORP<br />
G3258l $5 8 ANALYSTS INTL CORP<br />
032583 30 2 ANALYTICAL SURVEYS INC<br />
G32744 1C 4 * ANAREN MICROWAVE INC<br />
032744 SG 4 ANAREN MICROWAVE INC<br />
632744 45 4 ANAREN MICROWAVE INC<br />
G32339 LO 2 ANCHOR BANCORP WIS INC<br />
033331 AD 9 ANDERSEN GROUP INC<br />
f35531 16 7 ANDERSEN GROUP INC<br />
05G164 10 3 ANDERSONS INC<br />
G34393 lC 8 * ANDREA ELECTRONICS CORP<br />
034393 50 6 ANDREA ELECTRONICS CORP<br />
054393 95 8 ANDREA ELECTRONICS CORP<br />
034425 10 8 * ANDREW CORP<br />
034425 90 8 ANDREW CGRP<br />
03GG55 95 8 ANDREW CORP<br />
C34353 10 7 * ANDRX GROUP<br />
03G553 90 7 ANDRX GROUP<br />
634555 95 7 ANDRX GROUP<br />
GS452H 3G 5 ANGEION CORP<br />
034563 16 4 ANGELICA CORP<br />
63425f iO 2 ANGLO AMERN PLC<br />
C34.316 iO 2 $6 ANGIOTECH PHARMACEUTICALS IN<br />
534918 FO 2 ANGIOTECH PHARMACEUTICALS IN<br />
G3L9iS 45 2 ANGIOTECH PHARMACEUTICALS IN<br />
035126 2G 6 * ANGLOGOLD LTD<br />
C35128 $8 5 AtiGLOGOLD LTD<br />
055;28 45 6 ANGLOGOLD LID<br />
ISSUER DESCRIPTION STATUS<br />
COM PAR S0.01N<br />
COM DELETED<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
DBCV 3/0<br />
DEBT 3/1<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000%11/1 ADDED<br />
COM<br />
CALL<br />
PUT<br />
NOTE 4.750%10/0<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.05<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SDCV 10.500%10/1<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
ADR<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT
i? J?v 3FTE : C9/24/C2 ** LIST OF SECTION <strong>13F</strong> SECURITIES x* PAGE 27<br />
RCh TIYE:08:47 IVMOOl<br />
CUSI? NC. ISSUER NAME<br />
C55229 i O 3 * ANHEUSER BUSCH COS INC<br />
G35229 SG 3 ANHEUSER BUSCH COS INC<br />
PSJZ24 $5 3 ANHEUSER BUSCH COS INC<br />
235255 10 8 * AKIKA THERAPEUTICS INC<br />
055255 50 8 ANIKA THERAPEUTICS INC<br />
C35L-5 95 8 ANIKA THERAPEUTICS INC<br />
035230 AC 9 ANIXTER INTL INC<br />
C3523G 10 5 * ANIXTER INTL INC<br />
035230 $0 5 AtiIXTER INTL INC<br />
03529G 55 5 ANIXTER INTL INC<br />
C35710 4G 9 * ANNALY MTG MGMT INC<br />
C3571C 40 9 ANNALY MTG MGMT INC<br />
C35710 55 9 ANNALY MTG MGMT INC<br />
035848 10 O ANNAPOLIS BANCORP INC<br />
036115 AC 7 ANNTAYLOR STORES CORP<br />
C36:?5 10 3 * ANNTAYLOR STORES CORP<br />
035ii5 9G 3 ANNTAYLOR STORES CORP<br />
C36i15 95 3 ANNTAYLOR STORES CORP<br />
C363GM 10 9 AhSELL LTD<br />
036384 10 5 ANSOFT CORP<br />
C3652Q 10 5 * ANSYS INC<br />
036626 $0 5 ANSYS INC<br />
03552G $5 5 ANSYS INC<br />
03t54P A3 1 ANTEC CORP<br />
035642 10 6 ANTARES PHARMA INC<br />
G3672K 10 O ANTENNA TV SA<br />
03672W 30 8 ANTEX BIOLOGICS INC<br />
C3674B i O 4 * ANTHEM INC<br />
G3574B 56 4 ANTHEM INC<br />
G367GB 55 4 AfiTtiEM INC<br />
C367
RGS 3ATE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 28<br />
Zdh TINE: 28: 47 IVMOOl<br />
CUSlP dC. ISSUER NAME<br />
C37qil 40 5 APACHE CORP<br />
037411 $5 5 APACHE CORP<br />
03743R iO I APARTMENT INVT 8 MGMT CO<br />
C37489 10 1 APCC ARGENTINA INC CAYMAN IS<br />
C37564 10 1 APEX MORTGAGE CAPITAL<br />
C37580 iG 7 APEX MUN FD INC<br />
C3739P 10 1 * APHTON CCRP<br />
G3T?3F 40 1 APtiTON CORP<br />
05759? 55 i APHTON CORP<br />
C3T378 10 4 * APOGEE ENTERPRISES INC<br />
C37536 40 9 APOGEE ENTERPRISES INC<br />
037598 95 9 APOGEE ENTERPRISES INC<br />
C375CA AE ; APOGENT TECHNOLOGIES INC<br />
C37SOF IC 1 * APOGENT TECHNOLOGIES INC<br />
D375SA $6 I APOGENT TECHNOLOGIES INC<br />
G3763A 55 l APOGENT TECHNOLOGIES INC<br />
G3763F 1G 0 APOGEE TECHNOLOGY INC<br />
037404 10 5 * APOLLO GROUP INC<br />
~ ,i6C4 7 - 50 5 APOLLO GROUP INC<br />
Cis7634 55 5 APOLLO GROUP INC<br />
037504 20 4 * APOLLO GROUP INC<br />
C37604 SG 4 APOLLO GROUP INC<br />
G37534 $5 4 APOLLO GROUP INC<br />
05732R iC 8 APPIANT TECHNOLOGIES INC<br />
637333 i0 0 * APPLE COMPUTER INC<br />
037333 90 0 APPLE COMPUTER INC<br />
037533 45 0 APPLE COMPUTER INC<br />
C37379 10 1 * APPLEBEES INTL INC<br />
637399 90 1 APPLEBEES INTL INC<br />
037359 95 1 APPLEBEES INTL INC<br />
537716 lC 3 * APPLIED INNOVATION INC<br />
037916 $0 3 AFPLIED INNOVATION INC<br />
037716 $5 3 APPLIED INNOVATION INC<br />
C37333 iC 8 * APRIA HEALTHCARE GROUP INC<br />
G37433 $0 2 .APRIA HEALTHCARE GROUP INC<br />
037333 55 8 APRIA HEALTHCARE GROUP INC<br />
033335 10 3 APPLIED MICROSYSTEMS CORP<br />
C37337 20 8 * APPLIED GRAPHICS TECHNOLOGIE<br />
037937 90 8 APPLIED GRAPHICS TECHNOLOGIE<br />
037537 $5 8 APPLIED GRAPHICS TECHNOLOGIE<br />
23Z320 10 3 * APPLERA CORP<br />
03i3ZC 50 3 APPLERA CORP<br />
658520 95 3 APPLERA CORP<br />
0:"- ~ 4 2 G 2G 2 * APPLERA CORP<br />
03Z.320 40 P APPLERA CORP<br />
038320 95 P APPLERA CORP<br />
03815A IG 5 X APPLICA INC<br />
C38i5A 80 6 APPLICA INC<br />
CZE15A 95 6 APPLICA INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
CL A<br />
ORD<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DEBT 2.250%10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM UNV PHOENX<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM AP BIO GRP<br />
CALL<br />
PUT<br />
COM CE GEN GRP<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT
FiLi'i SATE: 09/24/02 X* LIST OF SECTION <strong>13F</strong> SECURITIES *x PAGE 29<br />
RUh TIME:08:47 IVMOOl<br />
CijSIF NG. ISSUER NAME<br />
03Ll88 1 G 8 * APPLIED DIGITAL SOLUTIONS<br />
G36i88 90 8 APPLIED DIGITAL SOLUTIONS<br />
C3813S 95 8 APPLIED DIGITAL SOLUTIONS<br />
038196 10 1 * APPLIED EXTRUSION TECHNOLOGI<br />
G3E196 $8 I APPLIED EXTRUSION TECHNOLOGI<br />
036196 $5 ? APPLIED EXTRUSION TECHNOLOGI<br />
038197 1 0 9 * APPLIED FILMS CORP<br />
03Ei97 50 9 APPLIED FILMS CORP<br />
636197 95 9 APPLIED FILMS CORP<br />
C3S2GC 10 5 * APPLIED INDL TECHNOLOGIES IN<br />
G362SC 5G 5 APPLIED INDL TECHNOLOGIES IN<br />
G3320C 45 5 APPLIED INDL TECHNOLOGIES IN<br />
C3623G 10 6 APPLIED IMAGING CORP<br />
03622k 1 C 9 * APPLIED MICRO CIRCUITS CORP<br />
05P22k 50 9 APPLIED MICRO CIRCUITS CORP<br />
C3&22k 55 9 APPLIED MICRO CIRCUITS CORP<br />
33S222 iG 5 * APPLIED MATLS INC<br />
G36222 SO 5 APPLIED MATLS INC<br />
C36222 35 5 APPLIED MATLS INC<br />
03523E 10 8 * APPLIED MOLECULAR EVOLUTION<br />
03E23E 40 8 APPLIED MOLECULAR EVOLUTION<br />
03623E $5 8 APPLIED MOLECULAR EVOLUTION<br />
031237 iO 3 APPLIED SIGNAL TECHNOLOGY IN<br />
038316 10 5 * APPLIX INC<br />
C3f316 40 5 APPLIX INC<br />
03E316 $5 5 APPLIX INC<br />
03653V 1 0 8 APTIMUS INC<br />
038334 10 6 APROPOS TECHNOLOGY INC<br />
036336 10 3 * APTARGZOUP INC<br />
C3i336 9C 3 APTARGZOUP INC<br />
038336 95 3 APTARG2OUP INC<br />
036373 3G 4 AQUA CARE SYS INC<br />
03b42h 10 7 AQUACELL TECHNOLOGIES INC<br />
03i4OP LA O AQUILA INC<br />
03E+DP 10 2 * AQUILA INC<br />
032432 40 2 AQUILA INC<br />
C3C:iSP 95 2 AQUILA INC<br />
036G96 20 4 ARACRUZ CELULOSE S A<br />
056335 iO 5 * ARADIGM CORP<br />
038325 $0 3 ARADIGM CORP<br />
GZEJOS 95 3 ARADIGM CORP<br />
038321 i G 0 * ARAMARK CORP<br />
638321 90 G ARAMARK CORP<br />
C36321 55 0 ARAMARK CORP<br />
03S75G 10 8 * ARBITRON INC<br />
C3E754 50 8 ARBITRON INC<br />
C32.75Q $5 8 ARBITRON INC<br />
03E918 LC 2 ARBOR SOFTLlARE CORP<br />
03?23E 10 7 ARCADIS N V<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
SDCV 6.625% 7/0<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR CL B<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CAL i<br />
PUT<br />
NOTE 4.500% 3/1<br />
NY REGISTRY SH
RUfi 3ATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
R3h TIME:08:47<br />
CSSl? NC. ISSUER NAME<br />
G3$37R 10 2 ARCH CHEMICALS INC<br />
G3S38C 10 O * ARCH COAL INC<br />
035330 56 0 ARCH COAL INC<br />
C5S350 95 0 ARCH COAL INC<br />
C3'9483 IC 2 * ARCHER DANIELS MIDLAND CO<br />
cs~aa3 SG 2 ARCHER DANIELS MIDLAND co<br />
CS9483 95 2 ARCHER DANIELS MIDLAND CO<br />
039563 10 '3 ARCHSTONE SMITH TR<br />
G3S533 20 8 ARCHSTONE SMITH TR<br />
C3i570 10 4 * ARCTIC CAT INC<br />
235570 90 4 ARCTIC CAT INC<br />
C34570 '95 4 ARCTIC CAT INC<br />
03'7762 iC 9 ARDEN GROUP INC<br />
C3i793 10 4 ARDEN RLTY INC<br />
046047 10 2 * ARENA PHARMACEUTICALS INC<br />
242547 4C 2 ARENA PHARMACEUTICALS INC<br />
04C347 '95 2 ARENA PHARMACEUTICALS INC<br />
042157 10 9 ARGONAUT GROUP INC<br />
040;75 10 i ARGONAUT TECHNOLOGIES INC<br />
C4C228 10 8 * ARGOSY GAMING CO<br />
046228 90 8 ARGOSY GAMING CO<br />
C4C228 $5 8 ARGOSY GAMING CO<br />
04533A 10 0 * ARIAD PHARMACEUTICALS INC<br />
C4C33A 90 0 ARIAD PHARMACEUTICALS INC<br />
04C33A 95 0 ARIAD PHARMACEUTICALS INC<br />
04233'6 10 4 * ARIBA INC<br />
G4C33V 3C 4 ARiBA INC<br />
G4G33V $5 4 ARIBA INC<br />
G4C4%8 20 1 ARISTOTLE CORP<br />
04? --<br />
2315 10 8 ARIZONA LD INCOME CORP<br />
i4C72.2 lO 1 ARK RESTAURANTS CORP<br />
i+Dt?G 10 7 * ARKANSAS BEST CORP DEL<br />
040770 $0 7 ARKANSAS BEST CORP DEL<br />
C4C79G 55 7 ARKANSAS BEST CORP DEL<br />
041560 10 3 ARLINGTON HOSPITALITY INC<br />
G42.258 lG 6 X ARM HLDGS PLC<br />
C42268 $0 6 ARM HLDGS PLC<br />
0%2368 45 6 ARM HLDGS PLC<br />
042i56 70 2 ARMANINO FOODS DISTINCTION I<br />
G42260 10 9 * ARMOR HOLDINGS INC<br />
C4225G 90 9 ARMOR HOLDINGS INC<br />
S42250 55 9 ARMOR HOLDINGS INC<br />
C42384 iO 7 * ARMSTRONG HLDGS INC<br />
642384 $0 7 ARMSTRONG HLDGS INC<br />
042354 $5 7 ARMSTRONG HLDGS INC<br />
G4Zi9E 10 7 * ARQULE INC<br />
m,-.,. *-<br />
u - t ~ ~ v t<br />
FC 7 ARQULE INC<br />
04239E 95 7 ARQULE IkC<br />
C426FG iO 0 x ARRIS GROUP INC<br />
SECURITIES X* PAGE 30<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
PFD CONV SER A<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM NO PAR 99<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM
SijN SATE:39/24/02 ** LIST OF SECTION <strong>13F</strong><br />
2Uh TIME:G8:47<br />
Ci:S;? NC. ISSUER NAME<br />
C4269G 40 G ARRIS GROUP INC<br />
54269G $5 C ARRIS GROUP INC<br />
CG219X LC 5 * ARRAY BIOPHARMA INC<br />
CG259X SO 5 ARRAY BIOPHARMA INC<br />
54253X 45 5 ARRAY BIGPHARMA INC<br />
G42698 50 8 ARRHYTHMIA RESH TECHNOLOGY I<br />
042735 RY 6 ARROW ELECTRS INC<br />
842735 i O 0 * ARROi4 ELECTRS INC<br />
042735 90 0 ARROW ELECTRS INC<br />
042735 95 0 ARROW ELECTRS INC<br />
042744 lO 2 ARROW FINL CORP<br />
042764 10 O * ARROW INTL INC<br />
042754 50 0 ARROW INTL INC<br />
042764 95 D ARROW INTL INC<br />
042768 10 1 ARROW MAGNOLIA INTL INC<br />
C4289L iO 7 * ART TECHNOLOGY GROUP INC<br />
04239L 90 7 ART TECHNOLOGY GROUP INC<br />
G(i239L 95 7 ART TECHNOLOGY GROUP INC<br />
042523 iO 2 ARTISAN COMPONENTS INC<br />
043113 20 8 ARTESIAN RESOURCES CORP<br />
043127 10 9 * ARTESYN TECHNOLOGIES INC<br />
642127 9C 9 ARTESYN TECHNOLOGIES INC<br />
G43i27 95 9 ARTESYN TECHNOLOGIES INC<br />
045136 10 0 * ARTHROCARE CORP<br />
G43136 $0 0 ARTHROCARE CORP<br />
C43i36 45 0 ARTHRGCARE CORP<br />
G4314L 10 6 * ARTISOFT INC<br />
34314L 90 6 ARTISGFT INC<br />
043l4i 95 6 ARTISOFT INC<br />
045150 40 0 ARTISTDIRECT INC<br />
CGS168 10 3 ARTS WAY MFG INC<br />
043353 10 1 * ARVINMERITOR INC<br />
045353 4G 1 ARVINMERITOR INC<br />
G43353 95 i ARVINMERITOR INC<br />
043436 i O 4 * ASBURY AtiTOMOTIVE GROUP INC<br />
043436 90 4 ASBURY AUTOMOTIVE GROUP INC<br />
043436 95 4 ASBURY AUTOMOTIVE GROUP INC<br />
04352F 1 6 8 * ASCENTIAL SOFTWARE CORP<br />
04532P $0 8 ASCENTIAL SOFTWARE CORP<br />
G4552P '95 8. ASCENTIAL SOFTWARE CORP<br />
043743 20 2 ASHAtiTI GOLDFIELDS LTD<br />
6G331C L.A 6 ASHANTI CAP LTD<br />
04a234 1 C 3 * ASHLAND INC<br />
044234 S C 5 ASHLAND INC<br />
046204 95 5 ASHLAND INC<br />
044301 10 6 * ASIA PAC FD INC<br />
OL;G,;Cll 90 6 ASIA PAC FD INC<br />
044931 95 6 ASIA PAC FD INC<br />
34516K IC 1 * ASHWORTH INC<br />
SECURITIES ** PAGE 31<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.01<br />
DBCV 2/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
GLOB DEP RCPT<br />
NOTE 5.500% 3/1 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM
RGk GATE:09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUh TIYE:08:47<br />
CUS;? NC.. ISSUER NAME<br />
C4516H $0 i ASHWORTH INC<br />
G4516b 95 P ASHWORTH INC<br />
045iST 10 5 ASIA TIGERS FD INC<br />
04516X 10 6 ASIA SATELLITE TELECOMMUNCNT<br />
545174 10 9 3 ASK JEEVES INC<br />
043174 50 9 ASK JEEVES INC<br />
04fi74 95 9 ASK JEEVES INC<br />
C45li3A 10 4 * ASIAINFO HLDGS INC<br />
C45i6A 90 4 ASIAINFO HLDGS INC<br />
C45i8A $5 4 ASIAINFO HLDGS INC<br />
C4523Q 1C 2 * ASPECT COMMUNICATIONS CORP<br />
045230 90 2 ASPECT COMMUNICATIONS CORP<br />
045234 $5 2 ASPECT COMMUNICATIONS CORP<br />
045235 10 8 ASPECT MED SYS INC<br />
C45237 AE 4 ASPECT TELECOMMUNICATIONS CO<br />
645327 LE 9 ASPEN TECHNOLOGY INC<br />
045327 1G 3 * ASPEN TECHNOLOGY INC<br />
C45327 40 3 ASPEN TECHNOLOGY INC<br />
045327 $5 3 ASPEN TECHNOLOGY INC<br />
045475 i-0 0 ASSOCIATED AUTOMOTIVE GP INC<br />
645475 11 8 ASSOCIATED AUTOMOTIVE GP INC<br />
Cq5457 10 5 * ASSOCIATED BANC CORP<br />
O454,37 90 5 ASSOCIATED BANC CORP<br />
CGSi57 $5 5 ASSOCIATED BANC CORP<br />
045~54 i 0 5 ASSOCIATED ESTATES RLTY CORP<br />
04622E i O 9 ASTEA INTL INC<br />
CSc22C 10 9 ASTA FDG INC<br />
646224 10 1 * ASTEC INIiS INC<br />
046224 90 i ASTEC INDS INC<br />
046224 55 1 ASTEC INDS INC<br />
046265 ?O 4 ASTORIA FINL CORP<br />
C4tZ55 50 4<br />
O+L;>' --35 55 4<br />
ASTORIA FINL CORP<br />
ASTORIA FINL CORP<br />
045352 10 8 X ASTRAZENECA PLC<br />
046353 $0 8 ASTRAZENECA PLC<br />
C46353 55 8 ASTRAZENECA PLC<br />
04538F 10 8 ASTRO-MED INC NEW<br />
G46G33 ?O 8 ASTRONICS CORP<br />
G4bG4A i0 i * ASTROPOWER INC<br />
C4644A 40 i ASTROPOWER INC<br />
045i4A $5 1 ASTROPOWER INC<br />
C4ti;aK 10 5 AT RD INC<br />
04648X k3 3 ASYST TECHNOLOGY CORP<br />
046G8X i 0 7 * ASYST TECHNOLOGY CORP<br />
04648X SO 7 ASYST TECHNOLOGY CORP<br />
04SGSX 55 7 ASYST TECHNOLOGY CORP<br />
C4648Y 20 4 AT TRACK COMMUNICATIONS INC<br />
G45$9A 13 6 * AT & T LATIN AMER CORP<br />
0464.9L. $0 6 AT & T LATIN AMER CORP<br />
SECURITIES ** PAGE 32<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SDCV 8/1<br />
SDCV 5.250% 6/1<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
*W EXP 08/02/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.750% 7/0<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
DELETED
RUN DATE:C4/24/02 ** LIST OF SECTION 1 3 SECURITIES ~<br />
*% PAGE 33<br />
EGk TIME : G8 : 47 IVMOOl<br />
C.IC.7 LL-I? NG. ISSUER NAME<br />
E4649A 55 6 AT 8 T LATIN AMER CORP<br />
G4t4S9 I C 9 ATALANTA SOSNOFF CAP CORP<br />
646513 10 5 ATCHISON CASTING CORP<br />
CG7439 IC 4 ATHEROGENICS INC<br />
048209 iO C ATLANTIC AMERN CORP<br />
04&3$6 i O 5 * ATLANTIC COAST AIRLINES HLDG<br />
043336 56 5 ATLANTIC COAST AIRLINES HLDG<br />
0%&3$6 $5 5 ATLANTIC COAST AIRLINES HLDG<br />
G48J23 10 4 ATLANTIC DATA SERVICES<br />
C4E78P iG 5 ATLANTIC PREM BRANDS LTD<br />
C48798 iC 2 ATLANTIC RLTY TR<br />
045379 20 5 ATLANTIC TELE NETWORK INC<br />
049i56 10 2 ATLANTIS PLASTICS INC<br />
045164 i0 6 * ATLAS AIR WORLDWIDE HLDGS IN<br />
C4F164 90 6 ATLAS AIR WORLDWIDE HLDGS IN<br />
045154 55 6 ATLAS AIR WORLDWIDE HLDGS IN<br />
C4$341 10 5 ATLAS PAC LTD .<br />
644352 10 3 ATLAS PIPELINE PARTNERS LP<br />
049513 AC 8 ATMEL CORP<br />
C4S513 AE 4 ATMEL CORP<br />
044513 1C 4 * ATNEL CORP<br />
049513 9G 4 ATMEL CORP<br />
C45513 95 4 ATMEL CORP<br />
049360 1G 5 ATMOS ENERGY CORP<br />
045'521 IC i * ATRIX LABS INC<br />
G4462L 90 i ATRIX LABS INC<br />
044621 95 1 ATRIX LABS INC<br />
C44304 I C 5 ATRION CORP<br />
050395 10 8 * ATWOOD OCEANICS INC<br />
050395 SG 8 ATWOOD OCEANICS INC<br />
C5C.395 $5 8 ATWOOD OCEANICS INC<br />
052G75 10 7 AUBURN NATL BANCORP<br />
05G6SA 10 4 * AUDIBLE INC<br />
05Ch3A 90 4 AUDIBLE INC<br />
05G59A 55 4 AUDIBLE INC<br />
CSi757 I0 3 * AUDIOVOX CORP<br />
C5G757 SG 3 AUDIOVOX CORP<br />
G5GT57 55 3 ACDIOVOX CORP<br />
15i36U iG 5 AUGUST TECHNOLOGY CORP<br />
C51533 10 G AULT INC<br />
G5164B 10 6 * AURORA FOODS INC<br />
05154B $0 6 AURORA FOODS INC<br />
CSiS4E 45 6 AURORA FOODS INC<br />
G52116 10 C * AUSPEX SYS INC<br />
652116 SO 0 AUSPEX SYS INC<br />
052i;S 45 3 AUSPEX SYS INC<br />
052328 32 4 AUSTRALIA&NEW ZEALAND BKG GR<br />
052566 YO 4 * AUTHENTIDATE HLDG CORP<br />
652666 SO 4 AUTHENTIDATE HLDG CORP<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SH BEN INT<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
UNIT L P INT<br />
SDCV 4/2<br />
SDCV 5/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
DELETED
i?ZN SATE:09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
R3K TI?lE:08:47<br />
CSSIF NC. ISSUER NAME<br />
032566 95 4 AUTHENTIDATE HLDG CORP<br />
05275ti 10 6 * AUTOBYTEL INC<br />
05275N 90 6 AUTOBYTEL INC<br />
05275K '25 6 AUTOBYTEL INC<br />
052769 10 6 * AUTODESK INC<br />
052759 50 6 AUTODESK INC<br />
C52769 55 6 AUTODESK INC<br />
052'76 10 1 * AUTOIMMUNE INC<br />
052776 SO 1 AUTOIMMUNE INC<br />
052776 $5 1 AUTOIMMUNE INC<br />
052830 10 9 * AUTOLIV INC<br />
052800 $0 9 AUTOLIV INC<br />
C52830 95 9 AUTOLIV INC<br />
053315 AC 7 AUTOMATIC DATA PROCESSING IN<br />
055315 10 3 * AUTOMATIC DATA PROCESSING IN<br />
055315 50 3 AUTOMATIC DATA PROCESSING IN<br />
053315 95 3 AUTOMATIC DATA PROCESSING IN<br />
85329Q i O 5 AUTONOMY CORP PLC<br />
G5329W i0-2 * AUTONATION INC<br />
053292 90 2 AUTONATION INC<br />
05529W $5 2 AUTONATION INC<br />
053332 i O 2 * AUTOZONE INC<br />
055332 50' 2 AUTOZONE INC<br />
G53332 95 2 AUTOZONE INC<br />
C5363? i O 9 AVALON HLDGS CORP<br />
G53436 10 i AVALON CORRECTIONAL SVCS INC<br />
C5548P l O 4 AVANIR PHARMACEUTICALS<br />
C5348U 13 9 * AVANEX CORP<br />
C5348K 50 9 AVANEX CCRP<br />
05345W 95 9 AVANEX CORP<br />
053484 10 1 * AVALONBAY CMNTYS INC<br />
633G34 90 1 AVALONBAY CMNTYS INC<br />
C53484 95 1 AVALONBAY CMNTYS INC<br />
C53GSM 10 5 AVANTGO INC<br />
653491 IC 6 * AVANT IMMUNOTHERAPEUTICS INC<br />
053G91 $0 6 AVANT IMMUNOTHERAPEUTICS INC<br />
g53G91 $5 6 AVANT IMMUNOTHERAPEUTICS INC<br />
C53q94 AD 2 AVATAR HLDGS INC<br />
053494 10 0 AVATAR HLDGS INC<br />
C33435 30 5. AVAX TECHNOLOGIES INC<br />
052499 &A 7 AVAYA INC<br />
053499 i O 9 * AVAYA INC<br />
r-- ~23499 90 9 AVAYA INC<br />
653499 $5 9 AVAYA INC<br />
553361 10 6 * AVENTIS<br />
353351 $0 6 AVENTIS<br />
G35351 $5 6 AVENTIS<br />
053366 i3 5 AVENUE A INC<br />
055ill iO 9 * AVERY DENNISON CORP<br />
SECURITIES ** PAGE 34<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CAL t<br />
PUT<br />
NOTE 7.000% 4/0<br />
COM<br />
COM PAR $0.004<br />
NOTE 10/3<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM
RiJk DLTE:G9/24/02 XX LIST OF SECTION <strong>13F</strong> SECURITIES 3% PAGE 35<br />
RJk TIME:08:47 IVMOOl<br />
CiJSi? NC. ISSUER NAME<br />
053511 SO 9 AVERY DENNISON CORP<br />
055511 $5 9 AVERY DENNISON CORP<br />
053563 10 2 * AVIALL INC NEW<br />
C5355E 90 2 AVIALL INC NEW<br />
G53i6B $5 2 AVIALL INC NEW<br />
05556T ;G 3 AVIATION GEN INC<br />
G5357i lO 9 * AVICI SYS INC<br />
053S7L 4G 9 AVICI SYS INC<br />
05357L 55 9 AVICI SYS INC<br />
GSI.i7P 10 0 x AVID TECHNOLOGY INC<br />
05367F $0 0 AVID TECHNOLOGY INC<br />
O5557P 95 0 AVID TECHNOLOGY INC<br />
053078 1G 8 AVIDYN INC<br />
053590 f 0 3 * AVIGEN INC<br />
055.590 90 3 AVIGEN INC<br />
253090 45 3 AVIGEN INC<br />
C52762 L.D 2 AVIRON<br />
053758 10 7 * AVISTA CORP<br />
05379B 50 7 AVISTA CORP<br />
053798 $5 7 AVISTA CORP<br />
0537?X 20 8 AVISTAR COMMUNICATIONS CORP<br />
C53301 10 6 AVITAR INC NEW<br />
053337 10 3 * AVNET INC<br />
055307 90 3 AVNET INC<br />
052887 95 3 AVNET INC<br />
053833 10 3 X AVOCENT CORP<br />
053893 SO 3 AVOCENT CORP<br />
053893 95 3 AVGZENT CORP<br />
034333 AP 7 AVON PRODS INC<br />
C5G303 10 2 * AVON PRODS INC<br />
GSq303 SO 2 AVON PRODS INC<br />
05'303 95 2 AVON PRODS INC<br />
C5433ti 10 G x AWARE INC MASS<br />
05G33N SC G AWARE INC MASS<br />
05' +>3ti -- 5 5 AWARE INC MASS<br />
C5453S 10 7 * AXA<br />
C54.336 90 7 AXA<br />
G55536 55 7 AXA<br />
C5'54C L.B 5 AXCELIS TECHNOLOGIES INC<br />
f
RGK 3ATE:09/24/02 *s LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 36<br />
RUh TIME:C8:47 IVMOOl<br />
CUSIP NC. ISSUER NAME<br />
C54?23 20 7 AXCAN PHARMA INC<br />
G54937 10 7 * BB8T CORP<br />
054937 90 7 35&T CORP<br />
C56937 55 7 BE&T CORP<br />
054946 10 4 3CSB BANKCORP INC<br />
054339 10 1 AXEDA SYSTEMS INC<br />
C55230 10 4 3&H OCEAN CARRIERS LTD<br />
055252 5G 5 3 A S F A G<br />
0553GE i3 9 * BCE INC<br />
C553GB $0 9 BCE INC<br />
055343 55 9 3CE INC<br />
055378 20 3 3DM INTL INC<br />
G5538E :O 9 BE1 MED SYS INC<br />
C553SF LO 4 BE1 TECHKOLOGIES INC<br />
G35387 IC 4 BF ENTERPRISES INC<br />
G55434 23 3 BG PLC<br />
G55446 iO 8<br />
~5547~ 10 2<br />
BHA GROUP HLDGS INC<br />
BIW LT3<br />
~55472 AB o aIsYs GROUP INC<br />
055472 10 4 * BISYS GROUP INC<br />
C55G72 PG 4 BISYS GROUP INC<br />
Pi55472 95 4 BISYS GROUP INC<br />
C5548G 10 2 BKF CAP GROUP INC<br />
G5543J IG 6 * BJS WHOLESALE CLUB INC<br />
C5348J SO 6 3JS WHOLESALE CLUB INC<br />
055433 55 6 BJS WHOLESALE CLUB INC<br />
055G82 1G 3 * BJ SVCS CO<br />
655482 $0 3 SJ SVCS CO<br />
C55GEZ 55 3 BJ SVCS CO<br />
C55607 ? O 5 * BMC INDS INC MINN<br />
055507 50 5 3MC INDS INC MINN<br />
C55.337 $5 5 3MC INDS INC MINN<br />
C5551G 20 1 3OK FINL CORP<br />
C55617 6O 9 * BOC GROUP PLC<br />
555517 SO 9 3OC GR3UP PLC<br />
055617 $5 9 3OC GROUP PLC<br />
655622 iO 4 * SP PLC<br />
055,522 SO 4 BP PLC<br />
C55622 75 4 BP ?LC<br />
053635 10 7 3P PRU3HOE BAY RTY TR<br />
C555qE iG 6 * 3RE PROPERTIES INC<br />
0555C.E $0 15 BRE PROPERTIES INC<br />
Cf554E 75 6 3RE PROPERTIES INC<br />
C5554T 10 3 BNP RESIDENTIAL PPTYS INC<br />
05554W 16 6 BCE FINL SVCS VA INC<br />
055545 30 3 BRT RLTY TR<br />
C55552 iG i BSB BANCORP<br />
05577E ?O i * ST GROUP PLC<br />
05577E SG 1 3T SRGUP PLC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
COM DELETED<br />
COM<br />
COM<br />
ADR FIN INST N<br />
COM<br />
COM ADDED<br />
NOTE 4.000% 3/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
UNIT BEN INT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SH BEN INT NEW<br />
COM<br />
ADR<br />
CALL
Si.!& 9ATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RGN TIME:G8:47<br />
CSSI? NG. ISSUER NAME<br />
C5377E 95 1 BT GROUP PLC<br />
G55?21 IC 0 * 3MC SOFTWARE INC<br />
655321 40 0 3MC SOFTWARE INC<br />
C5-321 55 O BMC SOFTWARE INC<br />
C55336 10 8 3NCCORP INC<br />
C56332 1G 5 BTU INTL INC<br />
056255 10 3 * B2B INTERNET HOLDRS TR<br />
G55533 40 3 B2E INTERNET HOLDRS TR<br />
056233 55 3 B2B INTERNET HOLDRS TR<br />
056539 10 O 3WAY CORP<br />
056042 10 4 BWC FINANCIAL CORP<br />
t5635k 10 i BACK YD BURGERS INC<br />
05@525 10 8 3ADGER METER INC<br />
C56343 10 1 3ADGER PAPER MLS INC<br />
G57397 10 7 BAIRNCO CORP<br />
G572.49 iO 6 SkKER MICHAEL CORP<br />
C57224 iO 7 X BAKER HUGHES INC<br />
057224 90 7 BAKER HUGHES INC<br />
257224 45 7 BAKER HUGHES INC<br />
657530 iO 5 3ALANCED CAXE CORP<br />
C5TS55 20 C 3kLCHEM CORP<br />
257741 10 0 * 3ALDOR ELEC CO<br />
657741 90 0 SALDOR ELEC CO<br />
0577G1 55 O SALDOR ELEC CO<br />
357755 16 0 3ALDWIN & LYONS INC<br />
657755 20 9 BALOWIN & LYONS INC<br />
055264 iG 2 3ALDWIN TECHNOLOGY INC<br />
S56G98 10 6 * BALL CORP<br />
"'?,I<br />
uzciS8 5G 6 3ALL CORP<br />
C58%?8 45 6 BALL CORP<br />
USE5Sk i0 4 * BALLARD PWR SYS INC<br />
G5E52h 4C 4 BALLARD PWR SYS INC<br />
05638k $5 4 3ALLARD PWR SYS INC<br />
G5873K 10 8 * BALLY TOTAL FITNESS HLDG COR<br />
05573K 40 8 SALLY TOTAL FITNESS HLDG COR<br />
CSE73K 95 8 BALLY TOTAL FITNESS HLDG COR<br />
G58322 iO 7 BALTEK CORP<br />
G5S35: 10 5 SAM ENTMNT INC<br />
05444B 10 3 BANC CORP<br />
GS545F iO 3 BANCFIRST CORP<br />
C55 45K 1G 2 SANCINSURANCE CORP<br />
35'44K iO 1 * BkNCO BILBAO VIZCAYA ARGENTA<br />
05846K FC 1 BANCO BILBAO VIZCAYA ARGENTA<br />
G59i6K 55 1 BANCO BILBAO VIZCAYA ARGENTA<br />
C59479 30 3 BANCO COMERCIAL PORTUGUES S<br />
Z55520 iC 6 BANCO DE CHILE<br />
C5S54h iO 5 * BANCO SANTANDER CENT HISPANO<br />
25554k $0 5 BANCO SANTANDER CENT HISPANO<br />
CJ454H 95 5 BANCO SANTANDER CENT HISPANO<br />
SECURITIES ** PAGE 37<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
DEPOSTRY RCPT<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CL B<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
SPON ADR NEW<br />
SPONSORED ADR<br />
AD R<br />
CALL<br />
PUT<br />
DELETED
R5K DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 38<br />
RUk TIdE:G8:47 IVMOOl<br />
CUSI? NO. ISSUER NAME<br />
05965i 10 8 BANCO SANTANDER CHILE<br />
05965L 10 5 BANCO SANTIAGO<br />
C555SX lG 9 SANCO SANTANDER CHILE NEW<br />
059634 10 0 BANCORP CONN INC<br />
659636 i O 7 BANCORP RHODE ISLAND INC<br />
059392 10 3 aANCORPSOUTH INC<br />
055'595 i O 6 SANCROFT CONV FD INC<br />
,.-,.<br />
u3r75R 10 7 BANCTRUST FINANCIAL GP<br />
C55515 10 0 * 3ANDAG INC<br />
059i3i5 $0 0 BANDAG INC<br />
055Bi5 95 0 BANDAG INC<br />
655ai5 30 8 * BANDAG INC<br />
035,315 40 8 BANDAG INC<br />
05S815 95 8 BANDAG INC<br />
C5C305 i O 4 * BANK OF AMERICA CORPORATION<br />
GSC505 40 4 3ANK OF AMERICA CORPORATION<br />
05G505 95 4 BANK OF AMERICA CORPORATION<br />
002401 i O 4 BANK OF GRANITE CORP<br />
062q63 i C 4 BANK GUAM AGANA<br />
362540 10 9 * BANK HAWAII CORP<br />
062540 $0 9 BANK HAWAII CORP<br />
G6234C 95 9 BANK HAWAII CORP<br />
053i31 10 0 3ANK MARIN CORTE MADERA CA<br />
063571 10 1 * BANK MONTREAL QUE<br />
063571 40 1 BANK MONTREAL QUE<br />
063671 95 1 3ANK MONTREAL QUE<br />
065748 i O 7 3ANK MUT CORP<br />
I257904 iO 6 SANK OF THE OZARKS INC<br />
06f;357 10 2 * BANK NEW YORK INC<br />
06'557 4C 2 SANK NEW YORK INC<br />
G64957 95 2 SANK NEW YORK INC<br />
066144 iO 7 * SANK NOVA SCOTIA HALIFAX<br />
G6Gi49 40 7 3ANK NOVA SCOTIA HALIFAX<br />
CSG149 $5 7 BANK NOVA SCOTIA HALIFAX<br />
C5L2G6 10 5 3ANK OF THE NORTHWEST PORTLA<br />
Gb423A 10 3 * 3ANK ONE CORP<br />
55c23A 40 3 3ANK ONE CORP<br />
C5"23& $5 3 3ANK ONE CORP<br />
665366 1 C 2 3kNK SOUTH CAROLINA CORP<br />
@554:5 11 7 3ANK UTD CORP LITIGATN CONT<br />
G65938 AC 9 3ANKATLANTIC BANCORP<br />
C559S8 5C l * BANKATLANTIC BANCORP<br />
0653L8 $0 1 BANKATLANTIC BANCORP<br />
055538 55 i 3ANKATLANTIC BANCORP<br />
05646R i O 7 * SANKNORTH GROUP INC NEW<br />
Cb5z5Z 5i.l 7 SANKNORTH GROUP INC NEW<br />
C5Sq6R 55 7 BANKNORTH GROUP INC NEW<br />
GSh526 LO 3 * 3ANKUNITED FINL CORP<br />
05652B SC 3 3ANKUNITED FINL CORP<br />
ISSUER DESCRIPTION STATUS<br />
SPON ADR SER A DELETED<br />
SP ADR REP COM DELETED<br />
SP ADR REP COM ADDED<br />
COM DELETED<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
RIGHT 99/99/9999<br />
SDCV 5.625%12/0<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL
RGti GATE:C9/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 39<br />
RUN TIME:OI:47 IVMOOl<br />
CSS;? NC. ISSUER NAME<br />
C65322 $5 3 3ANKUNITED FINL CORP<br />
G6632v iC 9 3ANNER CORP<br />
565321 iG 9 * dANTA CORP<br />
056321 SC 9 BANTA CORP<br />
566821 45 9 3ANTA CORP<br />
G66S3K 10 2 3ANYAN STRATEGIC RLTY TR<br />
066319 10 0 3AR HER BANKSHARES<br />
Chi991 iO S 3ARBEQUES GALORE LTD<br />
C673BE 2C 4 SARCLAYS PLC<br />
067583 10 9 * 3ARD C R INC<br />
057353 4G 9 BARD C R INC<br />
C57383 $5 9 BARD C R INC<br />
C57774 AD i 3ARNES & NOBLE INC<br />
067774 if3 9 * BARNES & NOBLE INC<br />
i5'774 FG 9 SARNES & NOBLE INC<br />
C67774 $5 9 3AFkES 8 NOBLE INC<br />
067326 10 9 i3ARNES GROUP INC<br />
C67846 20 5 * BARNESANDNOBLE COM INC<br />
657846 SO 5 BARNESANDNOBLE COM INC<br />
067846 95 5 3ARNESANDNOBLE COM INC<br />
0573C1 1Ci 8 * BARRICK GOLD CORP<br />
C6T301 SO 8 BARRICK GOLD CDRP<br />
067331 95 8 3ARRICK GOLD CORP<br />
.-,- 03~221 iO 0 BARNWELL INDS INC<br />
C.58296 10 2 BLRPOINT COM INC<br />
068306 iG S * 3ARR LABS INC<br />
O5&3?0 90 3 BARR LABS INC<br />
663336 55 9 BARR LABS INC<br />
051313 1G 5 * 3kRRA INC<br />
668313 90 5 BARRA INC<br />
G6E313 55 5 3ARRA INC<br />
C68443 iO 6 BARRETT BUSINESS SERVICES IN<br />
P685SS 20 O SARRISTER GLOBAL SVCS NETWOR<br />
C567S8 10 7 BARRY R G CORP OHIO<br />
G70203 10 4 BASSETT FURNITURE INDS INC<br />
071757 10 3 * 3AtiSCi-I & LOMB INC<br />
671707 $0 3 3AUSCH & LOMB INC<br />
OTi757 $5 3 BAUSCH & LOMB INC<br />
G713i3 L.2 0 3AXTER INTL INC<br />
C718i3 iC 9 * SAXTER INTL INC<br />
271813 SU 9 3AXTER INTL INC<br />
271313 55 4 SAXTER INTL INC<br />
C725ll 16 6 3AY ST BANCORP INC<br />
G72,521 iO 1 x 3AY VIEW CAP CGRP DEL<br />
072621 SC i 3AY VIEW CAP CORP DEL<br />
G7252L 45 1 SAY VIEW CAP CORP DEL<br />
272726 1G 8 3AYCORP HLDGS CORP<br />
072-30 50 2 * SAYER A G<br />
C72-3C $0 2 BAYER A G<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
COM<br />
SPONSORED ADR<br />
AD R<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.250% 3/1<br />
COM<br />
CALL<br />
PilT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DBCV 1.250% 6/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
DELETED
EJX CFTE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 40<br />
?uh TIYE : 08: 47 IVMOOl<br />
CiJSI? NC. ISSUER NAME<br />
072730 $5 2 3AYER A G<br />
G-3351 iC 4 BAYOU STL CORP LA PLACE<br />
07329K 10 0 SEVA BANCO FRANCES S A<br />
075297 10 3 3BVA BANCO BHIF<br />
073302 iG i * 3E AEROSPACE INC<br />
073302 90 i BE AEROSPACE INC<br />
C7:,3SP $5 1 BE AEROSPACE INC<br />
G7332G 10 3 BE SEMICONDUCTOR INDS N V<br />
073325 AD 4 BEA SYS INC<br />
073325 I C 2 * BEA SYS INC<br />
673325 90 2 SEA SYS INC<br />
075325 35 2 BEA SYS INC<br />
073577 LO 6 BEACON POWER CORP<br />
073962 16 8 * BEAR STEARNS COS INC<br />
073302 96 8 3EAR STEARNS COS INC<br />
073352 $5 8 3EAR STEARNS COS INC<br />
87G314 i O I 3EASLEY BROADCAST GROUP INC<br />
075566 1C 5 * 3EkZER HOMES USA INC<br />
075J6G SO 5 aEAZER HOMES USA INC<br />
S7556Q $5 5 3EAZER HOMES USA INC<br />
L75371 10 9 BEBE STORES INC<br />
075311 1C 9 * BECKMAN COULTER INC<br />
575311 90 9 BECKMAN COULTER INC<br />
C75811 95 9 3ECKMAN COULTER INC<br />
C75887 i O 9 * SECTON DICKINSON & CO<br />
075387 90 9 3ECTON DICKINSON & CO<br />
C75387 S5 9 BECTON DICKINSON & CO<br />
075596 iO C * 3ED BATH & BEYOND INC<br />
075396 50 3 BED BATH & BEYOND INC<br />
675336 $5 0 BED BATH & BEYOND INC<br />
076514 i O 9 BEDFORD BANCSHARES INC<br />
C76i46 30 1 BEDFORD PPTY INVS INC<br />
C77347 20 i BEL FUSE INC<br />
C77347 30 0 BEL FUSE INC<br />
G77455 10 3 SEiDEN CORP<br />
CT7.%59 10 5 * 3ELCEN INC<br />
077459 90 5 BELDEN iNC<br />
F77459 95 5 SELDEN INC<br />
077851 10 3 SELL & HOWELL CO<br />
C77314 iO 9 * SELL CDA INTL INC<br />
377314 90 5 BELL CDA INTL INC<br />
077914 55 9 3ELL CDA INTL INC<br />
077314 3G 7 * BELL CDA INTL INC<br />
C77?14 90 7 3ELL CDA INTL INC<br />
677314 55 7 SELL CDA INTL INC<br />
278137 10 9 SELL INDS INC<br />
G7E137 i3 6 * SELL MICROPRODUCTS INC<br />
076.157 90 6 BELL MICROPRODUCTS INC<br />
G78-57 55 6 BELL MICROPRODUCTS INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
CL A<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
NY REGSTRY SHS<br />
NOTE 4.000%12/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM PAR $0.02<br />
CL A<br />
CL B<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
ADDED<br />
ADDED
24/02 ** LIST OF SECTION <strong>13F</strong><br />
4 7<br />
ISSUER NAME<br />
* ZELLSOUTH CORP<br />
3ELLSOUTH CORP<br />
3ELLSOUTH CORP<br />
BELMONT BANCORP<br />
* 8ELO CORP<br />
BELO CORP<br />
BELO CORP<br />
* BEMA GOLD CORP<br />
3EMA GOLD CORP<br />
3EMA GOLD CORP<br />
* BEMIS INC<br />
BEMIS INC<br />
BEMIS INC<br />
BENCHMARK ELECTRS INC<br />
3ENCHMARK ELECTRS INC<br />
* BENCHMARK ELECTRS INC<br />
3ENCHMARK ELECTRS INC<br />
SENCHMARK ELECTRS INC<br />
SEtiETTON GROUP SPA<br />
BENNETT ENVIRONMENTAL INC<br />
BENIHANA INC<br />
BENIHANA INC<br />
BENTHOS INC<br />
3ENTLEY PHARMACEUTICALS INC<br />
BENTLEY PHARMACEUTICALS INC<br />
3ERSER HLDGS LTD<br />
BERGSTROM CAP CORP<br />
* i3ERKLEY W R CORP<br />
BEZKLEY W R CORP<br />
BERKLEY W R CORP<br />
BERKSHIRE BANCORP INC DEL<br />
BERKSHIRE HATHAWAY INC DEL<br />
i3ERKSHIRE HATHAWAY INC DEL<br />
3ERKSHIRE HILLS BANCORP INC<br />
* 3ERRY PETE CO<br />
3ERRY PETE CO<br />
3ERRY PETE CO<br />
3EST BdY INC<br />
BEST BUY INC<br />
* BEST BUY INC<br />
3EST BUY INC<br />
3EST BUY INC<br />
3ESTWAY INC<br />
3ETA OIL & GAS INC<br />
BEVERLY ENTERPRISES INC<br />
3EVERLY ENTERPRISES INC<br />
BEVERLY ENTERPRISES INC<br />
BEXIL CORP<br />
BHP BILLITON LTD<br />
SECURITIES *Z PAGE 41<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM SER A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 6.000% 8/1<br />
NOTE 6.000% 8/1<br />
COM<br />
CALL<br />
PUT<br />
ADR NEW<br />
COM<br />
COM<br />
CL A<br />
COM<br />
COM<br />
*W EXP 12/31/200<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CL B<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
DBCV 0.684% 6/2<br />
SDCV 2.250% 1/1 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR
ZiJK DFTE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 42<br />
RGN TI?lE:08:47 IVMOOl<br />
CllSIP NC. ISSUEi? NAME<br />
088558 iO 9 BIACORE INTL AB<br />
CSS372 IG 2 BIG BUCK BREWERY 8 STEAKHOUS<br />
08i372 11 0 BIG BUCK BREWERY & STEAKHOUS<br />
$87372 20 ? BIG BUCK BREWERY & STEAKHOUS<br />
053398 iO 7 SIG CITY RADIO INC<br />
035126 10 2 SIG DOG HLDGS INC<br />
089i5P iC 1 3IG 5 SPORTING GOODS CORP<br />
OSP165 iC 4 BIG FOOT FINL CORP<br />
084302 LC 5 * BIG LOTS INC<br />
C3?3S2 SO 3 3IG LOTS INC<br />
P8S302 45 3 3IG LOTS INC<br />
639-8 kO 5 BIG ROCK BREWERY LTD<br />
285539 20 9 31G SKY TRANSN CO<br />
C9Ci31 iC 8 3IiiSERV INC<br />
03C327 10 7 * 3INDVIEW DEV CORP<br />
09i327 $0 7 3INDVIEW DEV CORP<br />
(290327 95 7 3INDVIEW DEV CORP<br />
092576 60 2 310-REFERENCE LABS INC<br />
093572 10 8 310 RAD LABS INC<br />
692572 20 7 * 310 RAD LABS INC<br />
09C57'i 90 7 310 RAD LABS INC<br />
09C372 55 7 310 RAD LABS INC<br />
C9CS78 10 5 * 310 TECHNOLOGY GEN CORP<br />
C3C57S 90 5 310 TECHNOLOGY GEN CORP<br />
C9C578 $5 5 310 TECHNOLOGY GEN CORP<br />
09L58M 10 3 BIOANALYTICAL SYS INC<br />
GSCS3V 10 3 * 3iOCRYST PHARMACEUTICALS<br />
G3CJ8V 90 3 BIOCRYST PHARMACEUTICALS<br />
i39S32V 95 3 SIOCRYST PHARMACEUTICALS<br />
C9C33T 2C 6 3IOJECT MED TECH INC<br />
C90397 iO 5 jf 3IOGEN INC<br />
C9C397 40 5 FiIOGEN INC<br />
69C597 95 5 BIOGEN INC<br />
090634 10 6 3IODELIVERY SCIENCES INTL IN<br />
Oi650J ii 4 3IODELIVERY SCIENCES INTL IN<br />
CSD5lG iG i X BIGMARIN PHARMACEUTICAL INC<br />
CSO4iG 9C 1 BIOMARIN PHARMACEUTICAL INC<br />
C9G51G $5 i BIOMARIN PHARMACEUTICAL INC<br />
09551ti 30 7 BIOMERICA INC<br />
~95513 10 a x BIOMET INC<br />
096515 50 3 BIOMET INC<br />
G9C513 '35 0 3IOMET INC<br />
03C53G 1C 7 3ICNOVA HLDG CORP<br />
C9Pa4Q iC 6 3IONX IMPLANTS INC<br />
09255H 10 5 x BIOPURE CORP<br />
CSC55ii 50 5 SIOPURE CORP<br />
G9C55H 95 5 3IOPURE CORP<br />
09056E iO 4 3IOSOURCE INTL INC<br />
09C56L 10 5 * BIGTIME INC<br />
ISSUER DESCRIPTION STATUS<br />
SPONSORED ADR<br />
COM<br />
*W EXP 12/13/200<br />
UNIT 12/13/2002<br />
CL A<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NO PAR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM $.01 NEW<br />
CL B<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 06/25/200<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
ADDED<br />
ADDED<br />
ADDED<br />
DELETED
RUh 3ATE:C9/24/02 X* LIST OF SECTION <strong>13F</strong><br />
RUh TIME : 08: 47<br />
CiJSI? NO. ISSUER NAME<br />
09066L 9G 5 BIGTIME INC<br />
GSC56L $5 5 3IOTIME INC<br />
C3CS6L i0 3 3IOSPHERE MEDICAL INC<br />
09L56Y 10 7 3ICTRANSPLANT INC<br />
G3357D 20 1 * BIOTECti HOLDERS TR<br />
C9'57D 9G i BIOTECH HOLDERS TR<br />
09C27D 55 1 BIOTECti HOLDERS TR<br />
G3057.J iC 3 * 3IOLAIL CORP<br />
G9C57J 3G 9 3IOJAIL CORP<br />
CSCS7.J $5 9 BIOVAIL CORP<br />
C9C47~ 11 7 BIOVAIL CORP<br />
G75929 1G 2 310 LOGIC SYS CORP<br />
09:>11 10 8 SIOLASE TECHNOLOGY INC<br />
09C331 10 6 3IGSPECIFICS TECHNOLOGIES CO<br />
C9f?G5 iO 6 * 3IOSITE INC<br />
GSC945 92 6 BIOSITE INC<br />
096945 $5 6 3IOSITE INC<br />
072951 iO 6 BIORELIANCE CORP<br />
(391270 i0 8 3IRMINGHAM UTILS INC<br />
G91283 20 0 3IRNER DENTAL MGMT SERVICES<br />
0915lR iO 6 * BIOMIRA INC<br />
C9i51R 40 6 3IOMIRA INC<br />
09iilR $5 6 SIOMIRA INC<br />
G9?736 :O 8 3ITSTREAM INC<br />
G3i737 iO G x SLACK 8 DECKER CORP<br />
G3i737 90 3 BLACK 8 DECKER CORP<br />
G91797 55 0 3LACK 8 DECKER CORP<br />
CSi326 iO 7 * BLACK BOX CORP DEL<br />
G9it320 50 7 BLACK BOX CORP DEL<br />
G91826 55 7 3LACK BOX CORP DEL<br />
G92113 10 9 i3LACK HILLS CORP<br />
09267k 1G I SLACKROCK ADVANTAGE TERM TR<br />
C9247B ;G 9 SLACKROCK FLA INVT QUALITY M<br />
0S247C 10 7 BLACKROCK NJ INVT QUALITY MU<br />
092C7C iG 5 BLACKROCK INVT QUALITY MUN T<br />
G9247E 10 3 SLACKROCK NY INVT QUALITY MU<br />
C9247F 10 0 BLACKROCK INCOME TR INC<br />
09247G 16 8 3LACKROCK CA INSD MUN 2008 T<br />
09247H LO 6 BLACKR3CK FL INSD MUN 2008 T<br />
092L7J 10 2 BLACKROCK INVT QUALITY TERM<br />
09247g 10 9 BLACKROCK INSD MUN 2008 TRM<br />
09247L 10 7 BLACKROCK NY INSD MUN 2008 T<br />
C92G7M iO 5 8LACKROCK MUN TARGET TERM TR<br />
G9247P 10 8 3LACKROCK STRATEGIC TERM TR<br />
C3247Q iC 6 BLACKROCK BROAD INVT GRD 200<br />
C9247C 10 7 BLACKROCK CALIF INVT QUALITY<br />
09247X 10 1 BLACKROCK INC<br />
C92474 10 5 3LACKROCK INSD MUN TERM TR I<br />
89PS?5 iG 2 3LACKROCK INCOME OPP TRUST I<br />
SECURITIES ** PAGE 43<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
DEPOSTRY RCPTS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
XW EXP 09/30/200<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CL A<br />
COM<br />
COM<br />
DELETED
RUN ZATE : G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 44<br />
f7Uh TIi'IIE: 08: 47 IVMOOl<br />
CiiSI? NC. ISSUER NAME<br />
092G86 iO 6 SLACKROCK MUNI 2018 TERM TR<br />
63248E 10 2 BLACKROCK CALIF MUN INCOME T<br />
GSZ46F 10 9 3LACKROCK MUN INCOME TR<br />
G9548l-i 1C 5 3LACKROCK FLA MUN INCOME TR<br />
09218.l 10 1 BLACKROCK N J MUN INCOME TR<br />
C4248K 10 8 BLACKROCK NY MUNI 2018 TERM<br />
092+8L 10 6 BLACKROCK N Y MUN INCOME TR<br />
09249N 10 2 BLACKROCK HIGH YIELD TR<br />
03248R 10 3 BLACKROCK PA STRATEGIC MUN T<br />
G4243T 10 9 BLACKROCK STRATEGIC MUN TR<br />
G35i81 iO 0 3LACKROCK VA MUNICIPAL BOND<br />
09ii9A 10 9 BLACKROCK NJ MUNICIPAL BOND<br />
C9249C iO 5 BLACKROCK CA MUNI 2018 TERM<br />
09249E 10 1 SLACKROCK CORE BD TR<br />
032G9G 10 6 BLACKROCK STRTGC BOND TR<br />
C9289H iO 4 BLACKROCK MUNICIPAL BOND TR<br />
092493 iC 0 BLACKROCK CA MUNICIPAL BOND<br />
09249K 10 7 BLACKROCK FL MUNICIPAL BOND<br />
692391 10 5 BLACKROCK MD MUNICIPAL BOND<br />
092i9~ 10 1 BLACKR3CK MUNI INCOME TR I1<br />
C9549P 1G 6 8LACKROCK NY MUNICIPAL BOND<br />
C92G7R iO 2 BLACKROCK NY MUN INCOME TR I<br />
09239S iO 0 SLACKROCK CA MUN INCOME TR I<br />
092828 1C 2 BLAIR CORP<br />
C95671 10 5 % BLOCK H 8 R INC<br />
C9J571 ?C 5 3LOCK H 8 R INC<br />
G93571 45 5 BLOCK H 8 R INC<br />
633579 iO 8 * 3LOCKBUSTER INC<br />
C93679 9O 8 SLOCKBUSTER INC<br />
693673 $5 8 SLOCKBiJSTER INC<br />
C33698 LC 8 BLONDE2 TONGUE LABS INC<br />
095180 18 5 SiOUNT INTL INC NEW<br />
095533 10 G 3LUE CHIP VALUE FD INC<br />
C9534T 10 2 SLUE COAT SYSTEMS INC<br />
C93335 2G 8 BLUE DOLPHIN ENERGY CO<br />
CS5598 1G 6 * BLUE MARTINI SOFTWARE INC<br />
695596 $0 6 BLUE MARTINI SOFTWARE INC<br />
C95541 $5 6 BLUE MARTINI SOFTWARE INC<br />
C35811 10 5 BLUE RHINO CORP<br />
09632P 10 7 BLUE RIV BANCSHARES INC<br />
536355 ;O 6 BLUE SQUARE - ISRAEL LTD<br />
G96227 10 3 SLUEFLY INC<br />
C46231 AA 3 BLUEGREEN CORP<br />
C36231 10 5 BLUEGREEN CORP<br />
095i3F ;O 8 X 3LYTH INC<br />
C9543F $O 8 3LYTH INC<br />
C9643P $5 8 3LYTH INC<br />
055615 IC 4 BOARDWALK EQUITIES INC<br />
516751 10 1 * SOB EVANS FARMS INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
SHS BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM<br />
SDCV 8.250% 5/1<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
ADDED<br />
ADDED<br />
ADDED<br />
ADDED
i?UK 3FTE:G9/24/G2 ** LIST OF SECTION <strong>13F</strong><br />
RUN TIME: 68: 47<br />
CiJSIP NO. ISSUER NAME<br />
095751 90 i BOB EVANS FARMS INC<br />
C95761 $5 i BOB EVANS FARMS INC<br />
C9e35T 10 6 * 30CA RESORTS INC<br />
G'3638T 90 6 BOCA RESORTS INC<br />
G96,33T 95 6 BOCA RESORTS INC<br />
637323 16 5 * BCEING CO<br />
097323 50 5 BGEING CO<br />
C97323 55 5 BOEING CO<br />
097189 10 4 BOGEN COMMUNICATIONS INTL IN<br />
697383 10 5 * BOISE CASCADE CORP<br />
G97383 9G 3 BOISE CASCADE CORP<br />
C97383 '35 3 SOISE CASCADE CORP<br />
097698 1 0 4 3OLT TECHNOLOGY CORP<br />
08774,~ 10 1 3ON-TON STORES INC<br />
C91924 10 4 * BOMBAY CO INC<br />
C'37924 SG 4 3CMBAY CO INC<br />
C97924 55 4 3OMBAY CO INC<br />
C9ES72 10 1 3ONE CARE INTL INC<br />
C9652W 10 9 BORTEX INC<br />
G3EJ2S 13 4 BONSO ELECTRS INTL INC<br />
C92,329 30 8 BONSO ELECTRS INTL INC<br />
C9E.559 l3 8 BOOKHAM TECHNOLOGY PLC<br />
CSg570 10 4 * 3OOKS-A-MILLION INC<br />
C95570 50 4 BOOKS-A-MILLION INC<br />
C98570 55 4 300KS-A-MILLION INC<br />
G3?$54 iC 6 BGOTS & COOTS/INTL WELL CTRL<br />
09S7B9 i0 7 * 30RDERS GROUP INC<br />
C75709 SO 7 3ORDERS GROUP INC<br />
GSS-29 45 7 3ORDERS GROUP INC<br />
695724 10 6 * BORG WARNER INC<br />
G9;724 SG 6 SORG WARNER INC<br />
099724 $5 6 SORG WARNER INC<br />
094349 10 i * 30RLAND SOFTWARE CORP<br />
099'349 $0 i BORLAND SOFTWARE CORP<br />
G49349 95 1 3ORLAND SOFTWARE CORP<br />
13C21P iC 2 * BORON LEPORE & ASSOCS INC<br />
lO?OlP SC 2 i3CRON LEPORE 8 ASSOCS INC<br />
10531? 45 2 3ORON LEPORE & ASSOCS INC<br />
lac534 i O 6 BOSTON ACOUSTICS INC<br />
13C557 i0 7 * BOSTON BEER INC<br />
1,25557 SC 7 BOSTON BEER INC<br />
130557 $5 7 SOSTON SEER INC<br />
106550 i0 i SOSTON BIOMEDICA INC<br />
100577 i G 5 SOSTON CELTICS LTD PARTNERSH<br />
102332 1 0 5 x BOSTON COMMUNICATIONS GROUP<br />
122582 $0 5 BOSTON COMMUNICATIONS GROUP<br />
13GJ82 45 5 BOSTON COMMUNICATIONS GROUP<br />
iOG343 GO 8 3CSTON LIFE SCIENCES INC<br />
lOili9 iO 5 30STON PRIVATE FINL HLDGS IN<br />
SECURITIES ** PAGE 45<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM DELETED<br />
*W EXP 12/31/200<br />
COM PAR $0.003<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
UNIT LTD PTNR<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED
RJN 3L.T.E: 09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 46<br />
RUN TI?lE:G8:47 IVMOOl<br />
CaSZ? NC. ISSbER NAME ISSUER DESCRIPTION STATUS<br />
181121 10 i BOSTON PROPERTIES INC<br />
151i37 iO 7 * BOSTON SCIENTIFIC CORP<br />
lOli57 50 7 SOSTON SCIENTIFIC CORP<br />
10i137 45 7 SOSTON SCIENTIFIC CORP<br />
101178 10 1 BOSTONFED BANCORP INC<br />
10L388 10 6 BOTTOMLINE TECH DEL INC<br />
lOi507 10 i 3OULDER GROWTH 8 INCOME FD I<br />
101541 i O 0 BOULDER TOTAL RETURN FD INC<br />
101726 20 8 30UNDLESS CORP<br />
132112 i O 9 BOUYGUES OFFSHORE S A<br />
102183 10 0 % BOWATER INC<br />
102LZ3 90 0 BGWATER INC<br />
182183 45 0 3OWATER INC<br />
102565 iC 8 SOUL AMER INC<br />
133845 10 5 * BOWNE 8 CO INC<br />
153043 90 5 5OWNE & CO INC<br />
103043 95 5 BOWNE 8 CO INC<br />
1G3255 10 5 ZOYD BROS TRANSPORTATION INC<br />
103304 10.1 * BOYD GAMING CORP<br />
103304 90 1 BOYD GAMING CORP<br />
183334 95 1 SOYD GAMING CORP<br />
163354 i O 6 * BOYES COLLECTION LTD<br />
163354 4:C 6 BOYDS COLLECTION LTD<br />
103354 95 6 BOYDS COLLECTION LTD<br />
10'43C 10 4 30YKiN iODGING CO<br />
lac376 lC 3 * BRADLEY PHARMACEUTICALS INC<br />
134376 90 3 BRADLEY PHARMACEUTICALS INC<br />
104376 95 3 BRADLEY PHARMACEUTICALS INC<br />
104574 10 6 * SRADY CORP<br />
10a574 90 6 3RADY CORP<br />
134574 $5 6 3RADY CORP<br />
1053ik IG 7 SRANDPARTNERS GROUP INC<br />
105368 20 3 SRANDYWINE RLTY TR<br />
10549P 60 6 * BRASCAN CORP<br />
1CJSSP SO 6 BRASCAN CORP<br />
135G9F $5 6 BRA,SCAN CORP<br />
i05494 iO 8 BRANTLEY CAP CORP<br />
10533F iO 6 BRASS EAGLE INC<br />
105651 10 3 BRAUN CONSULTING INC<br />
135759 iO 4 SRAZIL FD INC<br />
105384 1C 0 BRAZILIAN EQUITY FD INC<br />
106736 10 6 BREK ENERGY CORP<br />
10782M 10 4 BRIAZZ INC<br />
108057 iO 0 BRIDGE TECHNOLOGY INC<br />
10EC58 10 8 BRIDGE VIEW BANCORP<br />
188763 10 3 3RIDGFORD FOODS CORP<br />
1GSL43 AE 9 BRIGGS & STRATTON CORP<br />
135343 1 G 9 * BRIGGS 8 STRATTON CORP<br />
107343 SO 9 BRIGGS & STRATTON CORP<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT NEW<br />
CL A LTD VT SH<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
NOTE 5.000% 5/1<br />
COM<br />
CALL
RUN DATE:G5/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *% PAGE 47<br />
RUN TiME:08:47 IVMOOl<br />
CilSi? NO. ISSUER NAME<br />
103343 $5 9 3RIGGS 8 STRATTON CORP<br />
10Si76 10 3 BRIGHAM EXPLORATION CO<br />
109195 10 7 * BRIGHT HORIZON FAMILY SOLUTI<br />
113;195 40 7 BRIGHT HORIZON FAMILY SOLUTI<br />
10Si95 95 7 BRIGHT HORIZON FAMILY SOLUTI<br />
104473 AC 2 SRIGHTPOINT INC<br />
1C4473 10 8 * BRIGHTPOINT INC<br />
i54473 90 a BRIGHTPOINT INC<br />
135473 95 8 SRIGHTPOINT INC<br />
139473 40 5 BRIGHTPOINT INC<br />
iG5499 iO 5 BRILLIANCE CHINA AUTO HLDG L<br />
109302 10 4 BRILLIANT DIGITAL ENTERTAINM<br />
104541 kC 4 3RINKER INTL INC<br />
109541 iO 0 * 3RINKER INTL INC<br />
105641 40 0 3RINKER INTL INC<br />
105541 $5 0 BRINKER INTL INC<br />
104704 iO 6 * BRIO SOFTWARE INC<br />
109734 50 6 BRIO SOFTWARE INC<br />
109704 $5 6 i3RIO SOFTWARE INC<br />
liSi22 10 8 * 3RISTOL MYERS SQUIBB CO<br />
110122 90 8 BRISTOL MYERS SQUIBB CO<br />
liCi22 45 8 BRISTOL MYERS SQUIBB CO<br />
lii122 20 7 BRISTOL MYERS SQUIBB CO<br />
liCG15 10 6 * BRITESMILE INC<br />
liCG15 90 6 BRITESMILE INC<br />
112415 55 6 BRITESMILE INC<br />
liCG19 56 6 * BRITISH AWYS PLC<br />
llOGi9 90 6 BRITISH AWYS PLC<br />
l1C4i5 45 d 3RITISH AWYS PLC<br />
115448 10 7 * BRITISH AMERN TOB PLC<br />
li:4L8 SC 7 3RITISH AMERN TOB PLC<br />
112448 95 7 3RITISH AMERN TOB PLC<br />
11G5i5 :O 3 BRITISH BIO-TECHNOLOGY GRP P<br />
110793 3fi 4 BRITISH ENERGY PLC<br />
111313 10 8 3RITISH SKY BROADCASTING GRO<br />
ill221 20 G 3RITISH TELECOMMUNICATIONS P<br />
;li04? 10 4 BRITTON 8 KOONTZ CAP CORP<br />
lii30P iO 4 * BROADBAND HOLDRS TR<br />
lli3SP $0 4 3ROADBAND HOLDRS TR<br />
1113SP 55 4 BROADBAND HOLDRS TR<br />
i1132C 10 7 * SROADCOM CORP<br />
- - . -- 1112~0 56 7 320ADCOM CORP<br />
lli320 $5 7 3RGADCOM CORP<br />
i11%12 l0 2 * BROADVISION INC<br />
lli4i2 FO 2 BROADVISION INC<br />
lliQ12 55 2 BROADVISION INC<br />
lii4i2 60 7 BROADVISION INC<br />
lliG44 i0 5 BROADWAY FINL CORP DEL<br />
111520 10 O * i3ROADWING INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3/1<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
COM NEW ADDED<br />
SPONSORED ADR<br />
COM<br />
DBCV 10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD CV $2<br />
COM<br />
CALL<br />
PUT<br />
ADR 2ND INSTAL<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
ADR<br />
COM<br />
DEPOSITRY RCPT<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
R Jfi DATE : G9/24/02 *x LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 48<br />
RiIS TIME:C8:47 IVMOOl<br />
CtiS72 NC. ISSUER NAME<br />
lll6ZC SO C BROADWING INC<br />
li152C 45 C BROADWING INC<br />
11lSZC AD D BROADWING INC<br />
i11521 L.5 4 BROCADE COMMUNICATIONS SYS I<br />
lii521 iG 8 * BROCADE COMMUNICATIONS SYS I<br />
lli521 $6 E 3ROCADE COMMUNICATIONS SYS I<br />
li1.521 95 8 BROCADE COMMUNICATIONS SYS I<br />
iL235G iC 5 BROOKFIELD PPTYS CORP<br />
11375k I G 7 * BROOKLINE BANCORP INC DEL<br />
li375Yi 40 7 BROOKLINE BANCORP INC DEL<br />
i1373K 55 7 BROOKLINE BANCORP INC DEL<br />
115759 iO 6 * BRGOKLINE BANCORP INC<br />
li3739 9C 6 BROOKLINE BANCORP INC<br />
113739 $5 6 3ROCKLINE BANCORP INC<br />
1i434A AB 6 BROOKS AUTOMATION INC<br />
1144SE 10 2 * BROOK-PRI AUTOMATION INC<br />
liLG2E 90 2 BROOK-PRI AUTOMATION INC<br />
i1$42E 45 2 SROOK-PRI AUTOMATION INC<br />
114537 1 0 3 SRCOKSTONE INC<br />
114580 10 3 * BROOKTROUT INC<br />
11CSBG SO 3 aROOKTROUT INC<br />
114JSG 55 3 BROOKTROUT INC<br />
115236 I G i * BROWN & BROWN INC<br />
115236 9C 1 SROWN 8 BROWN INC<br />
115236 5 5 3ROWN N BROWN INC<br />
115637 i O O BROWN FORMAN CORP<br />
115537 20 F SROkN FORMAN CORP<br />
115560 20 1 * BROWN TOM INC<br />
i1756C 50 1 3ROWN TOM INC<br />
11566C 55 1 BROWN TOM INC<br />
115736 10 O * BROWN SHOE INC NEW<br />
115736 $8 0 BROWN SHGE INC NEW<br />
115736 % 0 OROWN SHOE INC NEW<br />
11675P LO 1 3RUKER AXS INC<br />
l;t7$5 LO 5 * 3RUKER DALTONICS INC<br />
ilc795 50 5 BRUKER DALTONICS INC<br />
116795 95 5 BRUKER DALTONICS INC<br />
117330 10 b 3RUNSWICK BANCORP<br />
1li343 10 5 * SRUNSWICK CORP<br />
117343 S O 9 3RUNSWICK CORP<br />
iP7343 45 9 BRUNSWICK CORF<br />
il7421 iC 7 * 3RUSli ENGINEERED MATLS INC<br />
117&21 $0 7 BRUSH ENGINEERED MATLS INC<br />
liii2i 55 7 BRUSH ENGINEERED MATLS INC<br />
117555 10 9 BRYN MAWR BK CORP<br />
li775E 10 2 x BSQUARE CORP<br />
lii76b $0 2 3SQUARE CORP<br />
11776U 55 2 SSQUARE CORP<br />
117769 iC 9 BUCA INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
PFD CV DEP1/20<br />
NOTE 2.000% 1/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM ADDED<br />
CALL ADDED<br />
PUT ADDED<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
NOTE 4.750% 6/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CL B<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM
R3;i DATE : 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUk TIME:08:47<br />
CilSIP NG. ISSUER NAME<br />
117769 50 9 3UCA INC<br />
li776'3 95 9 3UCA INC<br />
ili23C 10 i SUCKEYE PARTNERS L P<br />
?1EZ55 iC 8 * BUCKEYE TECHNOLOGIES INC<br />
118255 SO 8 SUCKEYE TECHNOLOGIES INC<br />
116255 95 8 SUCKEYE TECHNOLOGIES INC<br />
li8440 iO 6 * BUCKLE INC<br />
116440 SG 6 BUCKLE INC<br />
112G4C 95 6 BUCKLE INC<br />
12C?72 iO 0 3UHRMANN N V<br />
12Cii3 10 5 * BUILDING MATLS HLDG CORP<br />
122113 50 5 BUILDING MATLS HLDG CORP<br />
1ZCil3 95 5 BUILDING MATLS HLDG CORP<br />
12c182 i G 0 3ULL RUN CORP GA<br />
12C.738 SO 7 BUNZL PUB LTD CO<br />
121579 i G 6 3URLINGTON COAT FACTORY<br />
121379 50 6 SURLINGTON COAT FACTORY<br />
121579 55 6 3URLINGTON COAT FACTORY<br />
12134T 10 4 % BURLINGTON NORTHN SANTA FE C<br />
1218ST 90 4 BURLINGTON NORTHN SANTA FE C<br />
12i89T 95 4 3URLINGTON NORTHN SANTA FE C<br />
122314 10 3 * BURLINGTON RES INC<br />
122,214 40 3 BURLINGTON RES INC<br />
122314 95 3 3URLINGTON RES INC<br />
12232C 10 8<br />
13"- ~ ~ 3 L.F 7 4 3<br />
BURNHAM PAC PPTYS INC<br />
3URR BROWN CORP<br />
125164 10 5 BUSH INDS INC<br />
12323X 1C 2 3USINESS BANCORP NEW<br />
123ZSX iO 7 3 3USINESS OBJECTS S A<br />
12528X 90 7 3USINESS OBJECTS S A<br />
12328X 95 7 BUSINESS OBJECTS S A<br />
12t5GS 10 5 BUTLER INTL INC NEW<br />
123555 10 2 3UTLER MFG CO DEL<br />
12456Q 1G 4 C & F FINL CORP<br />
124651 10 7 * C&D TECHNOLOGIES INC<br />
i2G66i $0 9 C&D TECHNOLOGIES INC<br />
12'661 55 9 CgD TECHNOLOGIES INC<br />
124755 10 8 * CAE INC<br />
1Ze765 $0 8 CAE INC<br />
124755 45 8 CAE INC<br />
i22785 1C 6 CB BANCSHARES INC HAWAII<br />
124794 10 8 CBES BANCORP INC<br />
124330 10 O C6i & ASSOC PPTYS INC<br />
12CE.70 IG 9 * SCC INFORMATION SVCS GROUP I<br />
12':.37P SG 9 CCC INFORMATION SVCS GROUP I<br />
12Gd73 95 9 CCC INFORMATION SVCS GROUP I<br />
1ZLSTX 10 4 CCF HLDG CO<br />
i2439V iO 6 * CBRL GROUP INC<br />
1ZL39V $0 6 CBRL GROUP INC<br />
SECURITIES *X PAGE 49<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
UNIT LTD PARTN<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 4.250% 2/1<br />
CL A<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
DELETED<br />
ADDED<br />
ADDED<br />
ADDED
2Gh SkTE : 04/24/62 *X LIST OF SECTION<br />
RUk TIYE:08:47<br />
CUSIP NC. ISSUER NAME<br />
12439V 95 o CBRL GROUP INC<br />
12550Q 10 2 CCBT FINL COS INC<br />
125010 1G 8 * C COR NET CORP<br />
1253iC 90 8 C COR NET CORP<br />
125310 95 8 C COR NET CORP<br />
125,371 10 0 C D I CORP<br />
125i27 Ad 9 CD RADIO INC<br />
125129 10 6 x CDW COMPUTER CTRS INC<br />
125129 50 6 CDW COMPUTER CTRS INC<br />
125129 95 6 CDW COMPUTER CTRS INC<br />
125137 10 9 x CEC ENTMT INC<br />
125i37 90 9 CEC ENTMT INC<br />
125137 95 9 CEC ENTMT INC<br />
125141 10 1 CECO ENVIRONMENTAL CORP<br />
125151 10 0 CE FRANKLIN LTD<br />
125ii3C 10 4 CET ENVIRONMENTAL SVCS INC<br />
12525D 10 2 CFS BANCORP INC<br />
125252 iC 6 CFC INTL INC<br />
1254iC 2G 3 CHC HELICOPTER CORP<br />
125+1M ?O 2 CH ENEZGY GROUP INC<br />
12541W 10 O * C H ROBINSON WORLDWIDE INC<br />
?2541W 9C S C H ROBINSON'WORLDWIDE INC<br />
12541k 55 O C H ROBINSON WORLDWIDE INC<br />
125359 10 9 * CIGNA CORP<br />
125309 50 9 CIGNA CORP<br />
125329 $5 5 CIGNA CORP<br />
125JlD 10 9 CIGNA HIGH INCOME SHS<br />
125327 1 0 i CIM HIGH YIELD SECS<br />
125581 10 8 * CIT GROUP INC<br />
125551 4C 8 CIT GROUP INC<br />
123581 $5 8 CIT GROUP INC<br />
125QlE A2 i CKE RESTAURANTS INC<br />
i2551E ;O 5 * CKE RESTAURANTS INC<br />
1256lE $0 5 ZKE RESTAURANTS INC<br />
1256lE $5 5 CKE RESTAURANTS INC<br />
lZ55lL iE 4 CKF BANCORP INC<br />
12311W iO 5 CLECO CORP NEW<br />
125756 iC 9 * CMGI INC<br />
125750 90 9 CMGI INC<br />
125750 $5 9 CMGI INC<br />
i25896 10 0 * CMS ENERGY CORP<br />
125536 $0 0 CMS ENERGY CORP<br />
125396 F5 0 CMS ENERGY CORP<br />
125'322 ?G 6 CPI CORP<br />
i2f9C3 1G 4 CPB INC<br />
125336 10 7 CSS INDS INC<br />
125314 30 8 CPI AEROSTRUCTURES INC<br />
125345 AB i ChET INC<br />
125345 AC 9 CNET INC<br />
<strong>13F</strong> SECURITIES %* PAGE 50<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 8.750% 9/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CL A SUB VTG<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
SH BEN INT<br />
COM ADDED<br />
CALL ADDED<br />
PUT ADDED<br />
NOTE 4.250% 3/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
NOTE 5.000% 3/0 ADDED<br />
NOTE 5.000% 3/0
KUS DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 51<br />
RLIN TIME:C8:47 IVMOOl<br />
CUSI? NO. ISSUE2 NAME<br />
i23360 1C 4 CTB INTL CORP<br />
i25361 2,G O CTi INDUSTRIES CORP<br />
125365 iG 3 * SSK AUTO CORP<br />
125355 $0 3 CSK AUTO CORP<br />
125565 55 3 CSK AUTO CORP<br />
126117 10 0 * ZNA FINL CORP<br />
12:1i7 52 0 CNA FINL CORP<br />
i26i17 55 0 CNA FINL CORP<br />
12512H iO 7 CNB FLORIDA BANCSHARES INC<br />
1Ztl2L 10 8 CNA SURETY CORP<br />
125L2M 10 6 CNBC BANCORP<br />
12612V 20 5 CNF TR I<br />
i26;2k i0 4 * CNF INC<br />
126i2W 50 4 CNF INC<br />
12612W 95 4 CNF INC<br />
126128 i O 7 CNB FINL CORP PA<br />
126i3R iO 4 * CNET NETWORKS INC<br />
126i3R $0 4 CNET NETbiORKS INC<br />
12Si3R 55 4 CKET NETWORKS INC<br />
125132 10 9 CNOOC LTD<br />
126136 10 0 * CNS INC<br />
126136 50 0 CNS INC<br />
120i35 $5 0 CNS INC<br />
125i45 10 i CPAC INC<br />
12616K ;O 6 * CP HOLDRS<br />
126;6K 5'0 6 CP HOLDRS<br />
12t16K $5 6 CP HOiDRS<br />
12625K 20 3 CRH PLC<br />
126345 1S 9 * CSG SYS INTL INC<br />
i2634S 90 9 CSG SYS INTL INC<br />
i26349 55 9 CSG SYS INTL INC<br />
i26375 SG 2 CSK CORP<br />
1265E9 10 5 CSP INC<br />
126
RUh CATE:CS/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 52<br />
R2h TI?lE:08:47 IVMOOl<br />
CSSI? NG. ISSUER NAME<br />
12630F 10 2 CVF TECHhOLOGIES CORP<br />
125z~3G IG 5 CLB FINL CORP<br />
i262G1 16 3 CVD EqUIP CORP<br />
12655C 10 O X CL'S CORP<br />
12655G 40 2 CVS CORP<br />
12625C 45 0 CVS CORP<br />
126557 AE 0 CV THERAPEUTICS INC<br />
126667 iO 6 * CV THE2APEUTICS INC<br />
126-67 90 4 CV THERAPEUTICS INC<br />
126567 45 4 CL THERAPEUTICS INC<br />
i26737 20 8 CABCO TR FOR J C PENNEY DEBS<br />
126836 20 7 * CABLE 8 WIRELESS PUB LTD CO<br />
126636 90 7 CABLE 8 WIRELESS PUB LTD CO<br />
126330 95 7 CABLE 8 WIRELESS PUB LTD CO<br />
12t35C IC 9 * CABLEVISION SYS CORP<br />
12685C 96 9 CABLEVISION SYS CORP<br />
12686C 55 9 CABLEVISION SYS CORP<br />
12636C 84 4 * CABLEVISION SYS CORP<br />
12t3SC 90 4 CABLEVISION SYS CORP<br />
12636C 95 4 CABLEVISION SYS CORP<br />
126324 10 9 * CABLE DESIGN TECHNOLOGIES CO<br />
1265'24 50 9 CABLE DESIGN TECHNOLOGIES CO<br />
i2632L 95 9 CABLE DESIGN TECHNOLOGIES CO<br />
126925 i0 6 CABLETEL COMMUNICATIONS CORP<br />
i2t3G6 10 2 * CACHEFLOW INC<br />
126346 56 2 CACHEFLOW INC<br />
120946 55 2 CACHEFLOW INC<br />
1263G8 10 8 C2 INC<br />
127055 iil I * CABOT CORP<br />
127355 90 1 CABOT CORP<br />
127355 45 1 CkbOT CORP<br />
1272FF 16 3 * CkBOT MICROELECTRONICS CORP<br />
12729P 90 3 CABOT MICROELECTRONICS CORP<br />
12739P $5 3 CABOT MICROELECTRONICS CORP<br />
125397 10 3 * CABOT OIL 8 GAS CORP<br />
127037 40 3 CABOT OIL 8 GAS CORP<br />
127397 45 3 CABOT OIL 8 GAS CORP<br />
12i1SG 30 8 CACHE INC<br />
127193 30 4 * CACI INTL INC<br />
:27;90 $0 4 CkCI INTL INC<br />
127190 45 4 CACI INTL INC<br />
i27239 30 2 CADBURY SCHWEPPES PLC<br />
127387 10 8 * CADENCE DESIGN SYSTEM INC<br />
127367 40 8 CADENCE DESIGN SYSTEM INC<br />
127387 $5 8 CADENCE DESIGN SYSTEM INC<br />
127337 :O 8 * CADIZ INC<br />
i27537 50 8 CADIZ INC<br />
127537 95 8 CADIZ INC<br />
127587 iO 3 CADMUS COMMUNICATIONS CORP<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 4.750% 3/0<br />
COM<br />
CALL<br />
PUT<br />
CTF TR 7.625%<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
CL A NY CABLVS<br />
CALL<br />
PUT<br />
CL A RAINB MED DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CL A<br />
CALL<br />
PUT<br />
ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED
RUh 3PTE:09/24/02<br />
i?Uh TI\qE: 08 : 47<br />
X* LIST OF SECTION <strong>13F</strong><br />
CUS IP NO. ISSUER NAME<br />
127703 1 C 6 CAGLES INC<br />
127314 16 9 * CAL DIVE INTL INC<br />
127914 $0 9 CAL DIVE INTL INC<br />
127914 95 9 CAL DIVE INTL INC<br />
128330 20 2 CAL MAINE FOODS INC<br />
128117 10 8 CkLAMOS CONV OPP AND INC FD<br />
122246 10 5 CALAVO GROWERS INC<br />
125779 20 6 CALDERA INTL INC<br />
12'9633 10 6 * CALGON CARBON CORP<br />
129533 90 6 CALGON CARBON CORP<br />
125533 $5 6 CALGON CARBON CORP<br />
125706 1 G 6 * ZALIFORNIA AMPLIFIER INC<br />
125330 50 6 CALIFORNIA AMPLIFIER INC<br />
12S9CO 45 6 CALIFORNIA AMPLIFIER INC<br />
129315 20 3 CAiIFORNIA COASTAL CMNTYS IN<br />
13Z239 00 4 * CALIFORNIA FED BK FSB LOS AN<br />
13i229 50 4 CALIFORNIA FED BK FSB LOS AN<br />
133239 55 4 CALIFORNIA FED BK FSB LOS AN<br />
13C20S 70 3 CALIFORNIA FED BK FSB LOS AN<br />
1JG222 10 2 CALIFOZNIA FIRST NTNL BANCOR<br />
13C334 10 5 CALIFORNIA INDPT BANCORP<br />
132439 lO 2 CALIFORNIA MICRO DEVICES COR<br />
i3254C 10 9 * CALIFORNIA PIZZA KITCHEN INC<br />
13t542 40 9 CALIFORNIA PIZZA KITCHEN INC<br />
15C34D $5 9 CALIFORNIA PIZZA KITCHEN INC<br />
135738 10 2 CALIFORNIA WTR SVC GROUP<br />
13G788 SG 2 CALIFORNIA WTR SVC GROUP<br />
13C76S 55 2 CALIFORNIA WTR SVC GROUP<br />
13C876 10 5 * CALIPER TECHNOLOGIES CORP<br />
152676 90 5 CALIPER TECHNOLOGIES CORP<br />
130876 $5 5 CALIPER TECHNOLOGIES CORP<br />
131193 10 4 * CALLAWAY GOLF CO<br />
13i193 40 4 CALLAWAY GOLF CO<br />
131193 95 4 CALLAWAY GOLF CO<br />
13123X i G 2 CALLON PETE CO DEL<br />
13123X 20 1 CALLON PETE CO DEL<br />
131255 LO 1 CALLOWAYS NURSERY INC<br />
i3i347 EA 3 CALFINE CORP<br />
i31347 10 6 * ZALPINE CORP<br />
131347 90 6 CALPINE CORP<br />
1313%7 95 5 6ALPINE CORP<br />
151330 50 3 CALTON INC NEW<br />
13l310 iO i CAMBRIDGE HEART INC<br />
13i?i6 10 8 CAM COMM SOLUTIONS INC<br />
13i;lL 10 3 CAMBIOR INC<br />
i32511 10 7 * CAMBREX CORP<br />
132311 90 7 CAMBREX CORP<br />
132311 $5 7 CAMBREX CORP<br />
152148 ? C 7 CAMBRIDGE ANTIBODY TECH GP<br />
SECURITIES ** PAGE 53<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SH BEN INT<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CONT LITIG REC<br />
CALL<br />
PUT<br />
2ND CONT LITIG<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
PFD A CV EXCH<br />
COM<br />
ADDED<br />
ADDED<br />
NOTE 4.000%12/2 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $.05<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR
RdN DATE:09/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 54<br />
RGK TIME:08:47 IVMOOl<br />
C.LlSIP NC. ISSUER NAME<br />
1325i8 10 9 CAMCO FINL CORP<br />
133334 iO 8 CAMDEN NATL CORP<br />
135131 i3 2 CAMDEN PPTY TR<br />
133211 10 8 * CAMECO CORP<br />
13321L 50 8 CAMECO CORP<br />
13321L 95 8 CAMECO CORP<br />
133766 i O 5 * CAMINUS CORP<br />
133766 $2 5 CAMINUS CORP<br />
133766 55 5 CAMINUS CORP<br />
134G24 :G 9 * CAMPBELL SOUP CO<br />
13c424 SO 3 CAMPBELL SOUP CO<br />
134G29 95 9 CAMPBELL SOUP CO<br />
134743 10 3 CANAAN ENERGY CORP<br />
135113 :G 8 * CARADA LIFE FINL CORP<br />
135113 90 8 CANADA LIFE FINL CORP<br />
135113 45 8 CANADA LIFE FINL CORP<br />
135231 iO 8 CANADA SOUTHN PETE LTD<br />
13506E 50 9 CANADIAN 88 ENERGY CORP<br />
136,269 1C i * CDN IMPERIAL BK OF COMMERCE<br />
136269 $6 1 CCN IMPERIAL BK OF COMMERCE<br />
136369 95 1 CDN IMPERIAL BK OF COMMERCE<br />
136375 10 2 * CANADIAN NATL RY CO<br />
135375 SO 2 CAtiADIAN NATL RY CO<br />
136375 95 2 CANADIAN NATL RY CO<br />
13537'5 LO 9 CANADIAN NATL RY CO<br />
136355 10 1 * CANADIAN NAT RES LTD<br />
136385 $0 1 CANADIAN NAT RES LTD<br />
136555 F5 1 CANADIAN NAT RES LTD<br />
13diST 10 0 * CANADIAN PAC RY LTD<br />
i35G5T
ZUN 2ATE:34/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUN TI?lE:i8:47<br />
CUSZP NG. ISSUER NAME<br />
139773 ic 3 CAPITAL BK CORP<br />
14C365 10 3 CAPITAL CORP OF THE WEST<br />
i4C271 10 1 CAPITAL CROSSING BK<br />
i4C05K 12 4 CAPITAL ENVIRONMENTAL RESOUR<br />
1GC4Ol-i iG 5 * CAPITAL ONE FINL CORP<br />
i4C40E SC 5 CAPITAL ONE FINL CORP<br />
14C43H $5 5 CAPITAL ONE FINL CORP<br />
i4C40M 10 4 CAPITAL PAC HLDGS INC<br />
14C43G 10 9 CAPITAL PPTYS INC R I<br />
14S475 10 4 * CAPITAL SR LIVING CORP<br />
146475 $6 4 CAPITAL SR LIVING CORP<br />
14CG75 55 4 CAPITAL SR LIVING CORP<br />
14C3Oi 10 7 CAPITAL SOUTHWEST CORP<br />
14C52i-i 10 C CAPITAL TRUST INC MD<br />
14C56C 10 5 CAPITOL BANCORP LTD<br />
">/L iO 6 CAPITOL FED FINL<br />
lGn--"<br />
14C67D iC 2 * CAPSTONE TURBINE CORP<br />
14G57D 50 2 CAPSTONE TURBINE CORP<br />
1"" ,~67G 95 2 CAPSTONE TURBINE CORP<br />
14C67E 20 9 CAPSTEAD MTG CORP<br />
14057E 30 8 CAPSTEAD MTG CORP<br />
14C57E 50 6 CAPSTEAD MTG CORP<br />
14271fi iD 4 * CAPTARIS INC<br />
14G71N 9G 4 CAPTARIS INC<br />
14G7iti S5 4 CAPTARIS INC<br />
14C73T i0 9 CAPTIVA SOFTWARE CORP DEL<br />
14C781 10 5 CARBO CERAMICS INC<br />
i40?39 10 2 3 CARAUSTAR INDS INC<br />
14C989 $0 2 CARAUSTAR INDS INC<br />
140709 $5 2 CARAUSTAR INDS INC<br />
142918 GC 7 CAPSTAR HOTEL CO<br />
142919 10 1 CAPITAL TITLE GROUP INC<br />
lGli06 10 4 CARBON EbiERGY CORP<br />
141410 20 9 CARDIAC SCIENCE INC<br />
14147K iO 6 CARDIMA INC<br />
14145F :O 9 CARDINAL FINL CORP<br />
14149Y 10 8 * CARDINAL HEALTH INC<br />
141G9Y SC 8 CARDINAL HEALTH INC<br />
14i49Y $5 8 CARDINAL HEALTH INC<br />
14i3SW i D 9. CARDIOGENESIS CORP<br />
141597 18 4 ZARDIODYNAMICS INTL CORP<br />
14i6OC 12 0 CARDIOTECH INTL INC<br />
14156Y 10 6 CARECENTRIC INC<br />
14i665 10 4 * CAREER EDUCATION CORP<br />
14i555 SO 9 CAREER EDUCATION CORP<br />
141b65 95 9 CAREER EDUCATION CORP<br />
i41590 i C 7 CAREERENGINE NETWORK INC<br />
141705 10 3 * ZAREMARK RX INC<br />
141705 $0 3 CAREMARK RX INC<br />
SECURITIES ** PAGE 55<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD A CV $1.60<br />
PFD B CV $1.26<br />
COM NO PAR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 4.750%10/1<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
ADDED<br />
DELETED
RdX CATE:04/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 56<br />
RJh TIYE:08:47 IVMOOl<br />
CUSIP NCi. ISSUER NAME<br />
141705 55 3 CAREMARK RX INC<br />
141726 iO 9 CARESCIENCE INC<br />
141728 10 5 CARESIDE INC<br />
141728 il 3 CARESIDE INC<br />
142539 10 0 * CARLISLE COS INC<br />
142339 9C 0 CARLISLE COS INC<br />
142335 55 0 CARLISLE COS INC<br />
142372 ZC 9 CARLTON COMMUNICATIONS PLC<br />
:43130 iO 2 CARMAX INC<br />
143259 10 8 CARMEL CONTAINER SYS LTD<br />
143436 CG O ZARMIKE CINEMAS INC<br />
143556 AN 2 CARNIVAL CORP<br />
145558 AS 1 CARNIVAL CORP<br />
143,255 10 2 * CARNIVAL CORP<br />
143656 90 2 CARNIVAL CORP<br />
143558 $5 2 CARNIVAL CORP<br />
143335 I C 7 CARRIAGE SVCS INC<br />
1Ga235 iC 3 * CARPENTER TECHNOLOGY CORP<br />
1G4265 $3 3 CARPENTER TECHNOLOGY CORP<br />
14G285 95 3 CARPENTER TECHNOLOGY CORP<br />
144916 ;G 0 CARRAMERICA RLTY CORP<br />
144433 10 9 * CARREKER CORP<br />
14tL33 93 S CARREKER CORP<br />
144433 $5 9 CARREKER CORP<br />
144QbG 1 C 2 * CAREIER ACCESS CORP<br />
i4646C SO 2 CARRIER ACCESS CORP<br />
14G46G 95 2 CARRIER ACCESS CORP<br />
i44525 iO 2 * CARRINGTON LABS INC<br />
iqa325 90 2 CARRINGTON LABS INC<br />
144525 95 2 CARRINGTON LABS INC<br />
144577 10 3 CARRIZO OIL & CO INC<br />
143282 1 C 9 CARROLLTON BANCORP<br />
145575 iO 9 CARVER BANCORP INC<br />
147154 L C 8 CASCADE BANCORP<br />
iG7195 10 ; * CASCADE CORP<br />
147175 SO 1 CASCADE CORP<br />
147i95 55 1 CASCADE CORP<br />
143272 10 8 CASCADE FiNL CORP<br />
147339 iO 5 CASCADE NAT GAS CORP<br />
147448 iO 4 * CASELLA WASTE SYS INC<br />
147448 90 4 CASELLA WASTE SYS INC<br />
147445 45 4 CASELLA WASTE SYS INC<br />
147528 1G 3 * CASEYS GEN STORES INC<br />
147528 $0 3 CASEYS GEN STORES INC<br />
i47328 95 3 CASEYS GEN STORES INC<br />
i4754D 10 0 x CASH AMER INTL INC<br />
147543 40 0 CASH AMER INTL INC<br />
14754G $5 0 CASH AMER INTL INC<br />
147335 iO 3 CASTELLE<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
*W EXP 07/16/200<br />
COM<br />
CALL<br />
PUT<br />
ADR<br />
COM<br />
ORD<br />
COM<br />
DBCV 2.000% 4/1<br />
NOTE 10/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADDED
Rub 3ATE:OSi24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 57<br />
RUh TI?lE:C8:47 IVMOOl<br />
CUSIP NC:. ISSUER NAME<br />
147910 iG 3 CASH TECHNOLOGIES INC<br />
14606P iD 9 CASS INFORMATION SYS INC<br />
1G8Gii 10 i CASTLE- A M 8 CO<br />
lfE$
R35 SATE : G3/24/G2 s* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 58<br />
RJh TI?lE:28:47 IVMOOl<br />
~ 2 s ; ss3. ~ ISSUER NAME ISSUER DESCRIPTION STATUS<br />
1513iE LA 6 CELESTICA INC<br />
15l3lC 1 G 8 * CELESTICA INC<br />
15131Q SG E CELESTICA INC<br />
15i;lF 55 8 CELESTICA INC<br />
15132G IG 4 * ZELGENE CORP<br />
15i22C 53 4 CELGENE CORP<br />
15152G 55 4 CELGENE CORP<br />
i51;4R i3 I CELL PATHWAYS INC NEW<br />
i31;4k FO i CELL PATHWAYS INC NEW<br />
15ii4R 55 1 CELL PATHWAYS INC NEW<br />
i31i5E iS 9<br />
. -. i5i151 10 3<br />
CELLPOINT INC<br />
CELLEGY PHARMACEUTICALS INC<br />
151158 1C 2 CELLTECH GROUP PLC<br />
151i57 30 i CELLULAR TECHNICAL SVCS INC<br />
15117L ;O 7 CELSION CORPORATION<br />
13123G 86 3 CEHEX S A<br />
151296 E7 1 CEMEX S A<br />
151290 86 9 * CEMEX S A<br />
151290 96-9 CEMEX S A<br />
151250 95 9 CEMEX S A<br />
151313 AF 0 CENDANT CORP<br />
15i3i5 A,H 6 CENDANT CORP<br />
151313 AN 3 CENDANT CORP<br />
151313 10 3 * CENDANT CORP<br />
151313 90 3 CENDANT CORP<br />
151313 95 3 CENDANT CORP<br />
15133T 10 4 CENTENNIAL BANCORP<br />
15133V 23 8 * CENTENNIAL COMMUNCTNS CORP N<br />
15133L 40 8 CENTENNIAL COMMUNCTNS CORP N<br />
i5133L 55 8 CENTENNIAL COMMUNCTNS CORP N<br />
15235B 1C 1 CENTENE CORP DEL<br />
15iG.26 10 1 CENTER BANCORP INC<br />
151545 10 4 CENTER TR INC<br />
151395 112 9 CENTERPOINT PPTYS TR<br />
1518fS 30 7 CENTERPOINT PPTYS TR<br />
152035 10 4 CENTERPULSE LTD<br />
1520iP 16 9 CENTERSTATE BKS FLA INC<br />
152312 10 C CENTERSPAN COMMUNICATIONS CO<br />
15231R 10 F CENTEX CGNSTRUCTION PRODUCTS<br />
152312 10 4,* CENTEX CORP<br />
152312 SO 4 CENTEX CORP<br />
152312 95 4 CENTEX CORP<br />
1523i.5 10 9 * CENTILLIUM COMMUNICATIONS IN<br />
152519 4G 4 CENTILLIUM COMMUNICATIONS IN<br />
152319 $5 9 CENTILLIUM COMMUNICATIONS IN<br />
55233P 10 i CENTIV INC<br />
i523GX 10 3 X CENTRA SOFTWARE INC<br />
1523qX 9C 3 CENTRA SOFTWARE INC<br />
15234X 55 3 CENTRA SOFTWARE INC<br />
NOTE 8/0<br />
SUB VTG SHS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
C OM<br />
SPONSORED ADR<br />
COM NEW<br />
COM<br />
ADR WT 122104<br />
rw EXP 12/13/200<br />
SPON ADR 5 ORD<br />
CALL<br />
PUT<br />
DEBT 2/1<br />
DBCV 5/0<br />
DBCV 3.875%11/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
PFD CV SER B<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DELETED
RLl:L 3ATE : 09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 59<br />
R~ti TIME: 08 : 47 IVMOOl<br />
ISSUER NAME<br />
1524:E i0 9 CENTRAL BANCORP INC MASS<br />
153145 10 7 CENTRAL COAST BANCORP<br />
153435 10 2 CENTRAL EUROPEAN DIST CORP<br />
i53G36 10 0 CENTRAL EUROPEAN EQUITY FD I<br />
156501 10 1 CENTRAL FD CDA LTD<br />
153'327 AB 2 CEtiTRAL GARDEN 8 PET CO<br />
153527 AC 0 CENTRAL GARDEN & PET CO<br />
15'527 iG 6 3 CENTRAi GARDEN & PET CO<br />
15i527 $0 b CENTRAL GARDEN & PET CO<br />
153527 95 6 CENTRAL GARDEN 8 PET CO<br />
15'785 10 9 + CENTRAL PKG CORP<br />
154785 SO 9 CENTRAL PKG CORP<br />
15G785 $5 5' CENTRAL PKG CORP<br />
155123 LC 2 CENTRAL SECS CORP<br />
155'71 10 8 CEkTRAL VT PUB SVC CORP<br />
155792 10 4 CENTRAL VA BANKSHARES INC<br />
156431 LO 8 * CENTURY ALUM CO<br />
155
-...<br />
KL:> 3ATE: 0 9/ZG/C2 3% LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 60<br />
RE& TI?lE:Gi3:47 IVMOOl<br />
CLiSIP !VC. ISSUER NAME<br />
157k385 $0 i CERUS CORP<br />
157385 95 1 CERUS CORP<br />
157228 10 7 CEAD THERAPEUTICS INC<br />
157539 :G 5 CHALONE WINE GROUP LTD<br />
156496 iO 9 % CHAMPION ENTERPRISES INC<br />
158536 $8 9 CHAMPION ENTERPRISES INC<br />
136490 45 9 CHAMPION ENTERPRISES INC<br />
15SJ2G 10 6 CHAMPION INDS INC W VA<br />
15C??1 10 i CHAMPISNSHIP AUTO RACING TEA<br />
156787 10 ? CHAMPS ENTMT INC DEL<br />
i.55166 iO 5 CHANtiELL COML CORP<br />
155765 1 8 6 CHARLES & COLVARD LTD<br />
159332 i O 2 CHARLES RIVER ASSOCIATES<br />
159353 AL 5 CHARLES RIV LABORATORIES INC<br />
153844 LO 7 CHARLES RIV LABS INTL INC<br />
159854 $0 7 CHARLES RIV LABS INTL INC<br />
155364 $5 7 CHARiES RIV LABS:INTL INC<br />
133903 10 C * CHARTER ONE FINL INC<br />
16C935 $0 3 CHARTER ONE FINL INC<br />
162953 $5 O CHARTER ONE FINL INC<br />
5' -<br />
- ,706 16 9 CEARTER MUN MTG ACCEP CO<br />
151548 1 C 3 x CHARLOTTE RUSSE HLDG INC<br />
16i34P 50 3 CHARLOTTE RUSSE HLDG INC<br />
i61348 45 3 CHARLOTTE RUSSE HLDG INC<br />
i5ll33 LA 1 CHARMING SHOPPES INC<br />
101i33 i O 3 * CHARMING SHOPPES INC<br />
161133 $0 3 CHARMING SHOPPES INC<br />
l6ii33 45 3 Cl-iARMING SHOPPES INC<br />
16115Q 10 13 * CHART INDS INC<br />
16il5Q $0 U CHART INDS INC<br />
l5li5Q 55 0 CHART INDS INC<br />
16ii7M C.3 3 CHARTER COMMUNICATIONS INC D<br />
15?;7M :.C i ChkRTER COMMUNICATIONS INC D<br />
16117M iU 7 * CHARTER COMMUNICATIONS INC D<br />
16;;7Pl 50 7 CHARTER COMMUNICATIONS INC D<br />
i6i17h 45 7 CHARTER COMMUNICATIONS INC D<br />
16122M 10 0 CHARTE? FINL CORP WEST PT GA<br />
16i33R 10 6 * CHARTERED SEMICONDUCTOR MFG<br />
161332 SO 6 CHARTERED SEMICONDUCTOR MFG<br />
16i33R 55 6 CHARTERED SEMICONDUCTOR MFG<br />
?6l59P 10 4 CHARTWELL DIVD & INCOME FD I<br />
lbi33R 10 4 CHASE CORP<br />
15iSS8 10 0 CHASE INDS INC<br />
161'26 iO 4 ChATEAU CMNTYS INC<br />
152456 ;O 7 * CHATTEM INC<br />
162455 $0 7 CHATTEM INC<br />
152456 $5 7 CHATTEM INC<br />
162399 56 5 CHECKERS DRIVE-IN RESTAURANT<br />
162813 ;.A 7 CHECKFREE CORP NEW<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
DBCV 3.500% 2/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 7.50d% 7/1 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.750%10/1<br />
NOTE 4.750% 6/0<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
NOTE 6.500%12/0
RUS DATE:09/24/02 *Z LIST OF SECTION <strong>13F</strong><br />
RUN TIME : 08 : 47<br />
ISSUER NAME<br />
16.2313 iG 9 * CHECKFREE CORP NEW<br />
162313 90 9 CHECKF2EE CORP NEW<br />
162313 S5 9 ZHECKFZEE CORP NEW<br />
162214 AC 4 CHECKFREE HLDGS CORP<br />
152325 A 5 9 CHECKPOINT SYS INC<br />
162325 l C 3 * CHECKPOINT SYS INC<br />
162325 90 3 CHECKPOINT SYS INC<br />
152325 55 3 ZHECKPOfNT SYS INC<br />
163072 i G 1 * CtiEESECAKE FACTORY INC<br />
163372 SO 1 CfiEESECAKE FACTORY INC<br />
153572 $5 i CHEESECAKE FACTORY INC<br />
165223 iO 0 WELL GROUP CORP<br />
163421 IG 0 CHELSEA PPTY GROUP INC<br />
163596 1 2 9 CHEMED CORP<br />
165olk 10 6 Z CHEMFIRST INC<br />
1635iA $0 6 CHEMFIRST INC<br />
163519 95 6 CHEMFIitST INC<br />
163731 1 0 2 CHEMICAL FINL CORP<br />
16G11R 20 8 CHENIERE ENERGY INC<br />
14444ti 10 2 CHEROKEE INC DEL NEW<br />
16L303 1 0 6 CHESTER BANCORP INC<br />
165159 10 4 * CHESAPEAKE CORP<br />
165159 90 4 CHESAPEAKE CORP<br />
155159 95 4 CHESAPEAKE CORP<br />
165167 i O 7 * CHESAPEAKE ENERGY CORP<br />
is5167 SC 7 CHESAPEAKE ENERGY CORP<br />
155157 95 7 CHESAPEAKE ENERGY CORP<br />
165303 10 8 CHESAPEAKE UTILS CORP<br />
156335 i O '3 CHESTER GALLEY BANCORP<br />
146G35 10 7 CHESTERFIELD FINL CORP<br />
156704 l C 0 * CHEVRONTEXACO CORP<br />
166764 40 il CHEVRONTEXACO CORP<br />
166764 45 0 CHEVRONTEXACO CORP<br />
15725C 10 9 CHICAGO BRIDGE & IRON CO N V<br />
163389 10 4 CHICAGO PIZZA 8 BREWERY INC<br />
168388 i O 2 CHICAGO RIVET 8 MACH CO<br />
168:15 10 2 * CHICOS FAS INC<br />
158515 S O 2 CHICOS FAS INC<br />
165515 $5 2 CHICOS FAS INC<br />
i6E622 10 5 CHIEF CONS MNG CO<br />
166320 i G 8 Ct-iILDTIME LEARNING CTRS INC<br />
158334 10 9 CHILE FD INC<br />
i6t?38M iC 4 CHILES OFFSHORE INC<br />
158905 10 7 * CHILDRENS PL RETAIL STORES I<br />
166905 SO 7 CHILDRENS PL RETAIL STORES I<br />
168335 $5 7 CHILDRENS PL RETAIL STORES I<br />
15937ti iO 4 CHINA EASTN AIRLS LTD<br />
164373 i C 7 CHINA FD INC<br />
159406 30 3 CHINA RES DEV INC<br />
SECURITIES ** PAGE 61<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
NOTE 6.500%12/0<br />
SDCV 5.250%11/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
N Y REGISTRY SH<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR CL H<br />
COM<br />
COM PAR $0.001<br />
DELETED<br />
DELETED
2iJN 3ATE:G9/24/02 *x LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 62<br />
RUh TIME:C8:47 IVMoOl<br />
CijSIP iUG. ISSUER NAME<br />
163409 10 9 CHINA SOUTHN AIRLS LTD<br />
15S
RU?i 3ATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *X PAGE 63<br />
RJk TIME:C8:47 I VMO 0 1<br />
CiiSI? YG. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
17i232 iP i * CHUBB CORP<br />
171232 FG i CHUBB CORP<br />
i71232 $5 1 CHUBB CORP<br />
1713G0 10 2 * CHURCH 8 DWIGHT INC<br />
171540 90 2 CHURCH & DWIGHT INC<br />
171340 95 2 CHURCH & DWIGHT INC<br />
171484 10 8 CHURCHILL DOWNS INC<br />
17152W 20 6 CIBA SPECIALTY CHEMICALS HLD<br />
17i63E iO 2 * CIBER INC<br />
17163B $0 2 ZIBER INC<br />
17153B 45 2 CIBER INC<br />
i7i779 AA 9 ZIENA CORP<br />
17i779 10 1 3 CIENA CORP<br />
171779 SO i CIENA CORP<br />
17;779 55 i CIENA CORP<br />
l7i7FX L C 6 CIGNA INVTS SECS INC<br />
171756 1 0 5 * CIMA LABS INC<br />
17i79h 50 5 CIMA LABS INC<br />
171796 $5 5 CIMA LABS INC<br />
i72362 i O 1 * CINCINNATI FINL CORP<br />
172352 SG 1 CINCINNATI FINL CORP<br />
172352 95 1 CIhCINNATI FINL CORP<br />
172G74 i0 8 * CINERGY CORP<br />
172474 9C 6 CINERGY CORP<br />
i72479 55 8 CINERGY CORP<br />
17252Y IC 4 CIPHERGEN BIOSYSTEMS INC<br />
172529 i O 4 CIPRICO INC<br />
;3273K iO 9 CIRCOR INTL INC<br />
172737 ;D 8 3 CIRCUIT CITY STORE INC<br />
172737 90 8 CIRCUIT CITY STORE INC<br />
172737 55 t! CIRCUIT CITY STORE INC<br />
i72737 30 6 3 CIRCUIT CITY STORE INC<br />
172?37 9G 6 CIRCUIT CITY STORE INC<br />
172737 45 6 CIRCUIT CITY STORE INC<br />
17275R 10 2 * CISCO SYS INC<br />
17273R 50 2 CISCO SYS INC<br />
17275R 95 2 CISCO SYS INC<br />
172755 i O Cl * CIRRUS LOGIC INC<br />
lTZ755 '20 0 CIRRUS LOGIC INC<br />
172755 95 0 CIRRUS LOGIC INC<br />
17ZSOS iO 5 3 CIkTAS CORP<br />
172906 50 5 CINTAS CCRP<br />
172738 55 5 CINTAS CORP<br />
172767 10 1 CITIGROUP INC<br />
172757 96 1 CITIGROUP INC<br />
1727.37 95 i CITIGROUP INC<br />
i74q2C 10 9 CITIZENS BKG CORP MICH<br />
17553B 10 1 CITIZENS COMMUNICATIONS CO<br />
17453B SO i CITIZENS COMMUNICATIONS CO<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.750% 2/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CIRCT CITY GRP<br />
CALL<br />
PUT<br />
CARMAX GROUP<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL
Ed& 2ATE:59/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RU?, TIME: C8: 47<br />
CUSI? NO. ISStiER NAME<br />
17G33B 55 1 CITIZENS COMMUNICATIONS CO<br />
1746lR i O 6 CITIZENS FIRST BANCORP INC D<br />
174613 1C 9 CITIZENS FINL CORP KY<br />
17c523 10 8 ZITIZENS FIRST FINL CORP<br />
i7L7i5 10 2 CITIZENS HLDG CO MISS<br />
174740 16 0 CITIZENS INC<br />
l7'65dC 10 6 CITIZENS SOUTH BKG CORP<br />
177351 20 2 CITIZENS UTILS TR<br />
177376 AB 6 CITRIX SYS INC<br />
177376 1C 8 * CITRIX SYS INC<br />
177376 50 0 CITRIX SYS INC<br />
177376 $5 0 CITRIX SYS INC<br />
i7773A 10 9 CITY BK LYNNWOOD WASH<br />
177835 10 5 CITY HiDG CO<br />
177300 i O 7 CITY INVESTING CO LIQ TR<br />
178366 iO 5 * CITY NATL CORP<br />
176366 90 5 CITY NATL CORP<br />
17.5566 45 5 CITY NATL CORP<br />
175577 2C 9 CITY TELECOM H K LTD<br />
17S384 LG 7 * CLAIRES STORES INC<br />
175384 58 7 CLAIRES STORES INC<br />
179534 95 7 CLAIRES STORES INC<br />
17S395 i 0 7 CLARCOR INC<br />
18C.566 iO 5 CLARK / BARDES INC<br />
181315 13 4 CLARK DICK PRODTNS INC<br />
182707 i 0 9 * CLARUS CORP<br />
182237 SG 9 CLARUS CORP<br />
132737 $5 9 CLARUS CORP<br />
13Z72M 10 4 CLASSIC EANCSHARES INC<br />
182728 iO 2 CLARY CORP<br />
18273M 20 2 CLASSICA GROUP INC<br />
18Ll90 i O 6 * CLAYTON HOMES INC<br />
184190 90 6 CLAYTON HOMES INC<br />
15G190 95 6 CLAYTON HOMES INC<br />
i84490 10 7 * CLEAN HARBORS INC<br />
184456 4G 7 CLEAN HARBORS INC<br />
159436 95 7 CLEAN HARBORS INC<br />
166332 AB 8 CLEAR CHANNEL COMMUNICATIONS<br />
184502 AE 2 CLEAR CHANNEL COMMUNICATIONS<br />
18q502 10 2 5 CLEAR CHANNEL COMMUNICATIONS<br />
184322 50 2 CLEAR CHANNEL COMMUNICATIONS<br />
184502 95 2 CLEAR CHANNEL COMMUNICATIONS<br />
i8536C 10 Cl * CLEARONE COMMUNICATIONS INC<br />
185,250 90 G CLEARONE COMMUNICATIONS INC<br />
185,250 45 0 CLEARONE COMMUNICATIONS INC<br />
155895 10 7 CLEVELAND CLIFFS INC<br />
i358i2 10 9 CLICK COMMERCE INC<br />
lS5SlD 20 8 CLICK COMMERCE INC<br />
136aiE i O 7 CLICKACTION INC<br />
SECURITIES ** PAGE 64<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
COM<br />
CL A<br />
COM<br />
PFD EPPICS CV<br />
SDCV 312<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
UNIT BEN INT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 2.625% 4/0<br />
NOTE 1.500%12/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
DELETED<br />
DELETED<br />
ADDED
RUK CATE:C5/24/02 X* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 65<br />
E2& TI?lE:C!8:47 IVMOOl<br />
CUSI? NG. ISSUER NAME<br />
18631s 10 6 CLICKZLEARN INC<br />
18682E 20 5 CLICKNSETTLE COM INC<br />
184354 10 9 3 CLOROX CO DEL<br />
189354 90 9 CLOROX CO DEL<br />
139354 $5 9 CLOROX CO DEL<br />
184393 10 7 CLOSURE MED CORP<br />
18$754 10 4 * COACH INC<br />
165754 90 4 COACH INC<br />
189754 95 4 COACH INC<br />
18G373 10 2 3 COACHMEN INDS INC<br />
18S.373 90 2 COACHMEN INDS INC<br />
189573 $5 2 COACHMEN INDS INC<br />
189875 i G 7 COACTIVE MARKETING GROUP INC<br />
19234ii 20 1 COAST DENTAL SVCS INC<br />
19C34Q 11 0 COAST FEDERAL LITIGATION TR<br />
1 C C.<br />
~ 7 ~ 5 4iS 5 8 COAST DISTR SYS<br />
1SC41F i O 5 COASTAL BANCORP INC<br />
1404SE 10 5 COASTAL FINL CORP DEL<br />
19G57T 1C 8 * COASTCAST CORP<br />
19C-7T $0 8 COASTCAST CORP<br />
19G37T $5 8 COASTCAST CORP<br />
19274W 10 0 COBALT CORP<br />
19C,397 10 8 COBIZ INC<br />
191?4i 10 O COBRA ELECTRS CORP<br />
191098 10 2 COCA COLA BOTTLING CO CONS<br />
191216 10 O 3 COCA COLA CO<br />
191216 90 9 COCA COLA CO<br />
191216 95 0 COCA COLA CO<br />
191219 10 4 * COCA COLA ENTERPRISES INC<br />
191215 90 4 COCA COLA ENTERPRISES INC<br />
191219 $5 4 COCA COLA ENTERPRISES INC<br />
191241 10 8 * COCA-COLA FEMSA S A DE C V<br />
1912G1 90 8 COCA-COLA FEMSA S A DE C V<br />
191241 $5 8 COCA-COLA FEMSA S A DE C V<br />
192325 i O 4 CODORUS VY BANCORP INC<br />
192108 AE 8 COEUR D ALENE MINES CORP IDA<br />
192138 AG 3 COEUR D ALENE MINES CORP IDA<br />
192108 AH i COEUR D ALENE MINES CORP IDA<br />
192108 l G 8 * COEUR D ALENE MINES CORP IDA<br />
I-e.-<br />
~ ~ - 8SG 8 8 COEUR D ALENE MINES CORP IDA<br />
192198 95 8 COEUR D ALENE MINES CORP IDA<br />
i9;37V 10 4 CGGENT COMM GROUP INC<br />
132122 16 5 * COGNEX CCRP<br />
19EG22 9G 3 COGNEX CORP<br />
192422 95 3 COGNEX CORP<br />
192423 16 i CGGNICASE INC<br />
192432 i0 2 COGNITRONICS CORP<br />
192%4C TO 9 * COGNOS INC<br />
19iG4C 40 9 COGNOS INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
RIGHT 99/99/9999<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR REP L<br />
CALL<br />
PUT<br />
COM<br />
SDCV 6.375% 1/3<br />
SDCV 7.250%10/3<br />
NOTE 13.325%12/3<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL
RUk 3ATE:l29/24/02 ** LIST OF SECTION <strong>13F</strong><br />
Rg?< TIME : 08 : 47<br />
CSS;? 1.10. ISSUER NAME<br />
19244C 55 9 ZOGNOS INC<br />
192446 i O 2 * COGNIZANT TECHNOLOGY SOLUTIO<br />
142440 50 2 COGNIZANT TECHNOLOGY SOLUTIO<br />
132446 45 2 COGNIZANT TECHNOLOGY SOLUTIO<br />
15247L iO 6 COHEN 8 STEERS QUALITY RLTY<br />
192i7R 1G 3 $>OHEN & STEERS TOTAL RETURN<br />
19247V 10 4 COHEN 8 STEERS PREM INC RLTY<br />
192G7k' iO 2 COiiEN & STEERS ADV INC RLTY<br />
192%79 13 3 * COHERENT INC<br />
192G79 SO 3 COHERENT INC<br />
192G79 95 3 COHERENT INC<br />
19248% ?.0 I COHESION TECHNOLOGIES INC<br />
i924SG 10 Z COHESANT TECHNOLOGIES INC<br />
192576 1G 6 ZOHU INC<br />
1;2576$06 COHUINC<br />
192570 95 6 COHU INC<br />
19259F 3C 0 * COINSTAR INC<br />
19259P 46 0 COINSTAR INC<br />
19239P 45 3 COINSTAR INC<br />
1923.51 10 2 COLD METAL PRODS INC<br />
19t256 10 3 CGLDWATER CREEK INC<br />
175288 iG 7 COLE NATL CORP<br />
1932JC 1C 3 * COLE NATIONAL CORP NEW<br />
193290 50 3 COLE NATIONAL CORP NEW<br />
193290 45 3 COLE NATIONAL CORP NEW<br />
193294 1G 5 * COLE KENNETH PRODTNS INC<br />
19:-294 90 5 COLE KENNETH PRODTNS INC<br />
192.294 $5 5 COLE KENNETH PRODTNS INC<br />
133578 40 9 COLES MYER LTD<br />
143921 16 3 COLLATERAL THERAPEUTICS<br />
194i62 10 3 * CGLGATE PALMOLIVE CO<br />
19G162 90 3 COLGATE PALMOLIVE CO<br />
134162 $5 3 COLGATE PALMOLIVE CO<br />
19519L i O 0 COLLAGENEX PHARMACEUTICALS I<br />
19621K IG 1 COLLECTORS UNIVERSE INC<br />
194585 11 5 COLLEGIATE PACIFIC INC<br />
174584 20 6 COLLEGIATE PACIFIC INC<br />
194830 20 4 COLLINS 8 AIKMAN CORP NEW<br />
194855 iO 6 COLLINS INDS INC<br />
195$93 30 9 * COLONIAL BANCGROUP INC<br />
19SG93 5G 9 COLONIAL BANCGROUP INC<br />
195+43 95 9 CCLONIAL BANCGROUP INC<br />
195598 10 7 COLONIAL CALIF INSD MUN FD<br />
i95745 10 9 COLONIAL HIGH INCOME MUN TR<br />
195761 10 1 COLONIAL INSD MUN FD<br />
i95762 i0 4 COLONIAL INTERMARKET INCM TR<br />
195765 10 7 COLONIAL INTER HIGH INCOME F<br />
195766 10 o COLONIAL INVT GRADE MUN TR<br />
195799 i0 1 CCLONIAL MUN INCOME TR<br />
SECURITIES ** PAGE 66<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
ADDED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
SPON ADR NEW<br />
COM DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
*W EXP 05/26/200<br />
COM NEW<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT
3UN 3A?E:L9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RJN TI?lE:C8:47<br />
CUSi? NO. ISSUER NAME<br />
195935 1G i COLONIAL N Y INSD MUN FD<br />
195872 iO 6 COLONIAL PPTYS TR<br />
19623P i G 1 COLONY BANKCORP INC<br />
196J2C i O 4 * COLORADO MEDTECH INC<br />
i9652U SO 4 COLORADO MEDTECH INC<br />
196525 45 4 COLORADO MEDTECH INC<br />
195377 i O 4 3 COLT TELECOM GROUP PLC<br />
1963T7 53 4 COLT TELECOM GROUP PLC<br />
196377 55 4 COLT TELECOM GROUP PLC<br />
197227 i O 1 COLUMBIA BANCORP<br />
197231 i O 3 COLUMBIA BANCORP ORE<br />
197230 10 2 CCLUMBIA BKG SYS INC<br />
197779 i O 1 * COLUMBIA LABS INC<br />
197775 SG 1 COLUMBIA LABS INC<br />
197779 55 i COLUMBIA LABS INC<br />
198316 10 6 * COLUMBIA SPORTSWEAR CO<br />
i9i516 50 6 COLUMBIA SPORTSWEAR CO<br />
198316 45 6 COLUMBIA SPORTSWEAR CO<br />
199335 i O 5 COLUMBUS MCKINNON CORP N Y<br />
199326 10 4 COMFORT SYS USA INC<br />
2GC330 i O 9 COMARCO INC<br />
20030G 3H 3 COMCAST CORP<br />
20G300 iO' i * COMCAST CORP<br />
200306 40 1 COMCAST CORP<br />
23C330 $5 1 COMCAST CORP<br />
206330 20 0 * COMCAST CORP<br />
250330 $O 3 CGMCAST CORP<br />
20C3SG 5'5 O COMCAST CORP<br />
200332 iG 2 * COMDIAL CORP<br />
23Z332 9O 2 COMDIAL CORP<br />
POC332 45 2 COMDIAL CORP<br />
20,2340 16 7 * COMERICA INC<br />
2GZ34C 90 7 COMERICA INC<br />
200540 $5 7 COMERICA INC<br />
20C38K 10 9 COMFORCE CORP<br />
2LIGS68 i O 6 COMM BANCORP INC<br />
2GCSlS i O 6 * COMMERCE BANCORP INC NJ<br />
2CC51S 90 6 COMMERCE BANCORP INC NJ<br />
202519 95 6 COMMERCE BANCORP INC NJ<br />
232325 10 3 .* COMMERCE BANCSHARES INC<br />
235525 90 O COMMERCE BANCSHARES INC<br />
20CSZI $5 3 COMMERCE BANCSHARES INC<br />
20C541 LC 8 COMMERCE GROUP INC MASS<br />
200093 10 9 * COMMERCE ONE INC DEL<br />
20C53S 40 9 COMMERCE ONE INC DEL<br />
2982595 $5 4 COMMERCE ONE INC DEL<br />
2OC358 i G 8 COMMERCESOUTH INC<br />
231537 10 8 COMMERCIAL BANKSHARES INC<br />
231ai5 iO 2 COMMERCIAL CREDIT CO<br />
SECURITIES ** PAGE 67<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM SH BEN INT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
DBCV<br />
CL A<br />
CALL<br />
PUT<br />
CL A SPL<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED
f?db 3ATE:39/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 68<br />
Ruh TI?lE:C8:47 IVMOOl<br />
-'?ST? (JC.<br />
~ u ,<br />
. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
2Gl62E 10 1 COMMERCIAL CONSOLIDATORS COR<br />
201547 10 4 * COMMERCIAL FEDERAL CORPORATI<br />
201547 90 4 CCMMERCIAL FEDERAL CORPORATI<br />
2C15G7 95 4 COMMERCIAL FEDERAL CORPORATI<br />
221723 10 3 COMMERCIAL METALS CO<br />
202217 10 5 COMMERICAL NATL FINL CORP PA<br />
202218 I G 3 COMMERCIAL NET LEASE RLTY IN<br />
202630 10 9 COMMODORE APPLIED TECH INC<br />
2G253C 11 7 COMMODORE APPLIED TECH INC<br />
2325EX 1C 2 w ZGMMONWEALTH BANCORP INC<br />
25258X 90 2 COMMONWEALTH BANCORP INC<br />
23253X $5 2 COMMONWEALTH BANCORP INC<br />
205734 3C 7 COMMONWEALTH BANKSHRS CP TRI<br />
532736 iG 4 COMMONWEALTH BANKSHARES INC<br />
252739 iO 8 COMMONWEALTH BIOTECHNOLOGIES<br />
203004 I2 5 COMMONWEALTH INDS INC DEL<br />
203334 SO 6 COMMONWEALTH INDS INC DEL<br />
233GC4 $5 6 CCMMONWEALTH INDS INC DEL<br />
205344 10 5 * COMMONWEALTH TEL ENTERPRISES<br />
283344 90 5 COMMONWEALTH TEL ENTERPRISES<br />
233349 $5 5 COMMONWEALTH TEL ENTERPRISES<br />
233549 20 4 * COMMONWEALTH TEL ENTERPRISES<br />
203349 90 4 COMMONWEALTH TEL ENTERPRISES<br />
203349 95 4 COMMONWEALTH TEL ENTERPRISES<br />
203372 AE 3 COMMSCOPE INC<br />
233372 10 7 * COMMSCOPE INC<br />
205372 SO 7 COMMSCOPE INC<br />
233372 $5 7 COMMSCOPE INC<br />
20238K iO 6 COMMUNICATION INTELLIGENCE N<br />
205i2P iO 5 COMMUNITY BANCORP INC FALLBR<br />
203q3B iO 9 COMMUNITY BANCORP NEW JERSEY<br />
2G343F 1C Ci COMMUNITY BANCSHARES INC S C<br />
203356 10 4 CCMMUNITY BK NORTHN VA<br />
292399 l3 5 COMMUNITY BK SHS IND INC<br />
203557 10 6 COMMUNITY BK SYS INC<br />
203528 10 2 COMMUNITY BKS INC MILLERSBUR<br />
2C363C iC 2 COMMUNITY CAP CORP S C<br />
23363; 10 7 CCMMUNITY CENTRAL BANK CORP<br />
223634 10 0 COMMUNITY CAPITAL BANCSHARES<br />
20365i iO 0 COMMUNITY FINL CORP VA<br />
23355K 10 8 COMMUNITY FINL GROUP INC<br />
253562 LA 6 COMMUNITY HEALTH SYS INC NEW<br />
203658 i0 8 * COMMUNITY HEALTH SYS INC NEW<br />
205658 $0 8 COMMUNITY HEALTH SYS INC NEW<br />
203558 45 8 ZCMMUNITY HEALTH SYS INC NEW<br />
233719 10 9 COMMUNITY INVS BANCORP INC<br />
iOt93G 10 5 CGMMUNICATIOkS SYS INC<br />
255322 10 ? * COMMUNITY FIRST BANKSHARES I<br />
207,'.'"" - 7 d ~ 53 i COMMUNITY FIRST BANKSHARES I<br />
COM<br />
C OM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
*W EXP 06/28/200 DELETED<br />
COM<br />
CALL<br />
PUT<br />
PFD CONV SECS<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
NOTE 4.000%12/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
C OM<br />
DELETED<br />
NOTE 4.250%10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CAL t
R5,G ;ATE : 34/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RSK TI4E : $8 : 47<br />
CLiSI? NS. ISSUER NAME<br />
233532 $5 1 CGMMUNITY FIRST BANKSHARES I<br />
25'337 15 5 COMMUNITY SVGS BANKSHARES NE<br />
204iqS iG 8 COMMUNITY TR BANCORP INC<br />
20c.-57 lO 1 COMMUNITY WEST BANCSHARES<br />
20L386 i G 4 COMPAGNIE GENERALE DES GEOPH<br />
20GiCiT 2C i COMPANHIA BRASILEIRA DE DIST<br />
204GCG l G 5 COMPANHIA SIDERURGICA NACION<br />
234:ib. 10 2 COMPANHIA DE SANEAMENTO BAS1<br />
23L41W 10 4 COMPANHIA DE BEBIDAS DAS AME<br />
234412 20 9 * COMPANHIA VALE DO RIO DOCE<br />
2C44i2 50 4 COMPANHIA VALE DO RIO DOCE<br />
20i:412 $5 9 COMPANHIA VALE DO RIO DOCE<br />
23>42? ?C 1 * CCMPANIA ANONIMA NACIONL TEL<br />
23G421 $2 i COMPANIA ANONIMA NACIONL TEL<br />
235%21 45 i COMFANIA ANONIMA NACIONL TEL<br />
255%29 10 4 COMPANIA CERVECERIAS UNIDAS<br />
22:;48 iO 4 COMPANIA DE MINAS:BUENAVENTU<br />
254449 G ZOMPANIA DE TELECOMUNICS CHI<br />
23&?49 56 il * COMPANIA DE TELECOMUNICS CHI<br />
28c449 SO O COMPANIA DE TELECOMUNICS CHI<br />
23C.449 $5 0 COMPANIA DE TELECOMUNICS CHI<br />
23449h iO 9 * COMPASS BANCSHARES INC<br />
20449H 90 9 COMPASS BANCSHARES INC<br />
29449l-i 55 9 COMPASS BANCSHARES INC<br />
20L3i2 I C 7 COMPETITIVE TECHNOLOGIES INC<br />
2CL78K 13 O COMPUCREDIT CORP<br />
20
RUN DATE:C9/24/GZ *x LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 70<br />
SUK TIYE:08:47 IVMOOl<br />
CiiS1.P NG. ISSUER NAME<br />
2C5520 LO 7 COMPUTRAC INC<br />
20563P I0 1 CGMPX INTERNATIONAL INC<br />
255.338 10 9 * COMPUWARE CORP<br />
235638 $0 9 COMPUWARE CORP<br />
205538 95 9 COMPUWARE CORP<br />
23576E 20 3 * ZOMSTOCK RES INC<br />
255768 FO 3 COMSTOCK RES INC<br />
205758 95 3 COMSTOCK RES INC<br />
265326 20 9 COMTECH TELECOMMUNICATIONS C<br />
235,352 L.J 4 COMVERSE TECHNOLOGY INC<br />
205362 GO 2 * ZOMVERSE TECHNOLOGY INC<br />
235352 FG 2<br />
20- ~s362 45 2<br />
COMVERSE TECHNOLOGY INC<br />
ZOMVERSE TECHNOLOGY INC<br />
295357 1C 2 * CONAGRA FOODS INC<br />
285387 90 2 CONAGRA FOODS INC<br />
255387 95 2 CONAGRA FOODS INC<br />
205908 10 6 * COMPUTER HORIZONS CORP<br />
205308 90 6 CCMPUTER HORIZONS CORP<br />
2G5908 95.6 COMPUTER HORIZONS CORP<br />
205912 10 8 * COMSHARE INC<br />
205912 SO 8 COMSHARE INC<br />
205712 55 8 CGMSHARE INC<br />
205737 10 5 * COM21 INC<br />
205337 90 5 COM21 INC<br />
255437 55 5 COM21 INC<br />
236313 10 4 CONCEPTS DIRECT INC<br />
206516 10 7 * CONCEPTUS INC<br />
206316 9G 7 CONCEPTUS INC<br />
2C6.316 45 7 CONCEPTUS INC<br />
206316 IS 3 COhCERO INC<br />
25iJ2T i0 6 * CONCERTO SOFTWARE INC<br />
23522T 50 6 CGNCERTO SOFTWARE INC<br />
20632T 95 6 CONCERTO SOFTWARE INC<br />
256156 12 1 * CONCORD CAMERA CORP<br />
206iSO 9C ? CONCORD CAMERA CORP<br />
206156 95 1 CONCORD CAMERA CORP<br />
2i76136 10 8 * CONCORD COMMUNICATIONS INC<br />
23586 90 8 CONCORD COMMUNICATIONS INC<br />
296i86 55 8 COkCORD COMMUNICATIONS INC<br />
206197 iC! 5.X CONCORD EFS INC<br />
206197 50 5 CONCORD EFS INC<br />
2S5137 55 5 CONCORD EFS INC<br />
25651H 2C i CONCORDE CAREER COLLEGES INC<br />
506708 I C 9 * ZONCUi? TECHNOLOGIES INC<br />
266708 $0 9 CONCUR TECHNOLOGIES INC<br />
i3670E $5 9 CGNCUR TECHNOLOGIES INC<br />
206716 20 4 * CONCURRENT COMPUTER CORP NEW<br />
20671fi 90 4 CONCURRENT COMPUTER CORP NEW<br />
2SS710 55 4 CCNCURRENT COMPUTER CORP NEW<br />
ISSUER DESCRIPTION STATUS<br />
COM DELETED<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM NEW<br />
DBCV 1.500%12/0<br />
COM PAR $0.10<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
. COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT
Rbh DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RLh TIME:O8:47<br />
-,.--<br />
LULL~ :UC. ISSUER NAME<br />
205784 10 C CONDUCTUS INC<br />
235313 16 7 CONE MLS CORP<br />
206814 10 5 CONE MLS CORP N C<br />
2C6329 :C 3 * CONECTIV INC<br />
226329 FG 3 ZONECTIV INC<br />
23.582$ $5 3 CONECTIV INC<br />
256829 20 2 * CONECTIV INC<br />
236829 $0 2 CONECTIV INC<br />
206829 95 2 CONECTIV INC<br />
237142 kE 6 CONEXANT SYSTEMS INC<br />
207142 'C 4 COKEXANT SYSTEMS INC<br />
287142 AF 7 CCNEXANT SYSTEMS INC<br />
2571G2 1@ O * CONEXANT SYSTEMS INC<br />
287i42 9G 0 CONEXANT SYSTEMS INC<br />
237l42 $5 0 CONEXANT SYSTEMS INC<br />
ZC7195 1C 8 CGNGOLEUM CORP NEW<br />
207410 10 i * CONMED CORP<br />
227410 50 1 ZCNMED CORP<br />
2S7iiC 95 1 CGNMED CORP<br />
237540 13 5 CONNECTICUT BANCSHARES INC<br />
267797 10 i CONNECTICUT WTR SVC INC<br />
20E132 1G 4 * CONNETICS CORP<br />
206192 9G 4 CONNETICS CORP<br />
208192 45 4 CONNETICS CORP<br />
20825C 10 4 * CONOCOPHILLIPS<br />
236256 '90 4 CONOCOPHILLIPS<br />
20625C 55 4 CGNOCOPHILLIPS<br />
238251 50 4 * CONCCO INC<br />
20S251 SO 4 CONCCO INC<br />
208251 95 4 ZONOCO INC<br />
238254 li 0 CONGLOG CORP<br />
238254 TO 6 CONOLOG CORP<br />
208335 LO 2 CONRAD INDS INC<br />
C.0T.I<br />
~uai64 1G 7 CONSECO INC<br />
206G64 9C 7 CONSECO INC<br />
298%04 95 7 CONSECO INC<br />
202%7A i0 2 CONSECO STRATEGIC INCOME FD<br />
P0854P 10 9 * CONSOL ENERGY INC<br />
23bJ4P SO 9 CONSOL ENERGY INC<br />
22i54P 95 9 CONSOL ENERGY INC<br />
205115 10 4 X CONSOLIDATED EDISON INC<br />
205115 90 4 CONSOLIDATED EDISON INC<br />
20?115 45 4 CONSOLIDATED EDISON INC<br />
209232 10 7 * CONSOLIDATED FREIGHTWAYS COR<br />
239232 $0 7 CONSOLIDATED FREIGHTWAYS COR<br />
20S232 45 7 CONSOLIDATED FREIGHTWAYS COR<br />
209341 i0 6 x CONSOLIDATED GRAPHICS INC<br />
2C534i 90 6 CONSOLIDATED GRAPHICS INC<br />
205341 55 6 CONSOLIDATED GRAPHICS INC<br />
SECURITIES xr PAGE 71<br />
IVMOOl<br />
ISSUER DESCRIPTION<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
NOTE 4.250% 5/0<br />
NOTE 4.250% 5/0<br />
NOTE 4.000% 2/0<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
*W EXP 08/30/200<br />
COM PAR $.01<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
STATUS<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
ADDED<br />
ADDED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED
RLih 3ATE:GG/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 72<br />
RUN TI?lE:G8:47 IVMOOl<br />
CijSiP NO. ISSUER NAME<br />
23"-" 72uk<br />
' 10 7 CONSOLIDATED MERCANTILE INC<br />
210226 iO 6 CONSOLIDATED TOMOKA LD CO<br />
ZiC56P 10 8 * CONSTELLATION BRANDS INC<br />
2!23tP 4C 8 CONSTELLATION BRANDS INC<br />
2iC35P 35 8 CONSTELLATION BRANDS INC<br />
2li36F 20 7 ?+ CGNSTELLATION BRANDS INC<br />
PIC36P 50 7 CONSTELLATION BRANDS INC<br />
21C35F 55 7 CONSTELLATION BRANDS INC<br />
ZIC37i 10 9 x CONSTEiLATION ENERGY GROUP I<br />
2iC3Tl SC 0 CGNSTELLATION ENERGY GROUP I<br />
2iC371 55 O CONSTELLATION ENERGY GROUP I<br />
21C4+6 30 8 CONSULIER ENGR INC<br />
2iC332 A3 6 CONSUMER PORTFOLIO SVCS INC<br />
21C532 10 0 * CONSUMER PORTFOLIO SVCS INC<br />
21t592 90 0 CONSUMER PORTFOLIO SVCS INC<br />
2;C302 55 0 CONSUMER PORTFOLIO SVCS INC<br />
21C75fi 20 4 CGNTANGO OIL & GAS COMPANY<br />
215795 PD 6 CONTINENTAL AIRLS INC<br />
21C795 20 9 CONTINENTAL AIRLS INC<br />
2lC795 30 8 * CONTINENTAL AIRLS INC<br />
2iC795 50 8 CONTINENTAL AIRLS INC<br />
2;C735 95 8 CONTINENTAL AIRLS INC<br />
211515 5G 7 CONTINENTAL MATLS CORP<br />
2ll?iS 10 5 * EONVERA CORP<br />
211915 5C 5 CONVERA CORP<br />
21iii4 45 5 CONVERA CORP<br />
212;72 10 O CONTINUCARE CORP<br />
212343 10 7 CONTROL CHIEF HLDGS INC<br />
2i23SA 20 6 CONTROLADORA COML MEX SA DE<br />
P:2%3> IC 7 CONVERIUM HLDG AG<br />
215485 10 6 * CONVERGYS CORP<br />
212+85 90 6 CDNVERGYS CORP<br />
212485 $5 6 CONVERGYS CORP<br />
P1654G kA C COOPER CAMERON CORP<br />
216640 AB 8 COOPER CAMERON CORP<br />
2i65GC iO 2 % COOPER CAMERON CORP<br />
216540 90 P SGOPER CAMERON CORP<br />
2i6640 95 2 COOPER CAMERON CORP<br />
216,5+8 40 2 COOPER COS INC<br />
216548 SO 2 COOPER COS INC<br />
216548 95 2 COOPER COS INC<br />
- -<br />
~~5331 12 7 * ZOOPER TIRE & RUBR CO<br />
216333 43 7 SOOPER TIRE & RUBR CO<br />
2iS93i 45 7 ZOOPER TIRE & RUBR CO<br />
21t644 fC 0 COOPERATIVE BANKSHARES INC<br />
ZiTO16 1C 4 x COORS ADOLPH CO<br />
217316 $ O 4<br />
2;i216 55 4<br />
COORS ADGLPH CO<br />
coaRs ADOLPH co<br />
21792C iO 6 COORSTEK INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.01<br />
NOTE 10.500% 4/1<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
NOTE 4.500% 2/0<br />
CL A<br />
CL B<br />
CALL<br />
PUT<br />
COM PAR $0.25<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
GDR<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
DBCV 5/1<br />
DBCV 1.750% 511<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
C OM<br />
CALL<br />
PUT<br />
COM<br />
CL B<br />
CALL<br />
PUT<br />
COM
RGK DATE:G9/24/02 %* LIST OF SECTION <strong>13F</strong><br />
RJK TIYE:08:47<br />
CLISIP NC. ISSUER NAME<br />
217234 I C 6 * COPART INC<br />
2l7204 40 6 COPART INC<br />
217284 S5 6 COPART INC<br />
2;75:5 10 6 * COPPER MTN NETWORKS INC<br />
2i731G PO 6 COPPER MTN NETWORKS INC<br />
2175LC 45 6 COPPER MTN NETWORKS INC<br />
217516 2C 5 COPPER MTN NETWORKS INC<br />
217721 i O 5 * COPYTELE INC<br />
217721 50 9 COPYTELE INC<br />
217721 95 9 COPYTELE INC<br />
217753 A3 4 COR THERAPEUTICS INC<br />
Pi7753 AG 7 COR THERAPEUTICS INC<br />
216514 20 6 CORDIANT COMMS GRP PLC<br />
2i648Q 10 9 COREL CORPORATION<br />
21553Q 90 9 COREL CORPORATION<br />
21558G 45 9 COREL CORPORATION<br />
218683 i O 0 CORE MOLDING TECHNOLOGIES IN<br />
21859N LC 9 CORECOMM LTD<br />
2ig59C 10 8 CORECOMM LTD NEW<br />
ZiSS9G $0 8 CORECOMM LTD NEW<br />
2i859Q $5 8 CORECOMM LTD NEW<br />
216725 10 9 CORILLIAN CORP<br />
218728 70 7 CORIMON CA<br />
2iP356 10 7 * CORINTHIAN COLLEGES INC<br />
2i5368 SC 7 CORINTHIAN COLLEGES INC<br />
ZiES68 $5 7 CGRINTHIAN COLLEGES INC<br />
21837F 10 0 * CORIXA CORP<br />
21837F SO 0 CORIXA CORP<br />
21137F 45 C CORIXA CORP<br />
216875 10 2 CORIO INC<br />
216316 i3 4 CORNERSTONE PROPANE PARTNR L<br />
215925 10 5 CORNERSTONE BANCORP INC<br />
215323 10 8 * CORN PRODS INTL INC<br />
219323 40 8 CORN PRODS INTL INC<br />
2i5323 $5 8 CORN PRODS INTL INC<br />
2i9i41 10 8 CORNELL COMPANIES INC<br />
21522V 10 2 CORNERSTONE RLTY INCOME TR I<br />
21922V 20 1 CORNERSTONE RLTY INCOME TR I<br />
51923Y 10 5 CORNERSTONE STATEGIC RETURN<br />
21524E iO 4 CORNERSTONE STRATEGIC VALUE<br />
2;$350 LJ 4 CORNING INC<br />
21535G L..K i CORNING INC<br />
Zi9350 10 5 * CORNING INC<br />
215350 40 5 CORNING INC<br />
215350 55 5 CORNING INC<br />
21S36M i O 3 CCRPORACION DURANGO SA DE CV<br />
2?5iBR 10 2 * CORPORATE EXECUTIVE BRD CO<br />
21S38R SO 2 CORPORATE EXECUTIVE BRD CO<br />
21438R 95 2 CORPORATE EXECUTIVE BRD CO<br />
SECURITIES ** PAGE 73<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000% 3/0<br />
NOTE 4.500% 6/1<br />
SPON ADR NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
tiOTE 6.000%10/0 DELETED<br />
COM DELETED<br />
CALL DELETED<br />
PUT<br />
COM<br />
DELETED<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
UNIT LTD PARTN<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
PFD CV SER A<br />
COM<br />
COM<br />
DELETED<br />
DBCV 11/0<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
3.500%11/0<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT
Ruh DATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 74<br />
R2K TI?lE:G8:47 IVMOOl<br />
CUSI? Ni. ISSUER NAME<br />
215914 lO 8 CORPORATE HIGH YIELD FD INC<br />
2iSF15 10 5 CORPORATE HIGH YIELD FD I1 I<br />
i1432i iO 3 * CORRECTIONAL SVCS CORP<br />
217321 $0 3 CORRECTIONAL SVCS CORP<br />
219921 $5 3 CORRECTIONAL SVCS CORP<br />
219525 10 4 CORPORATE HIGH YIELD FD I11<br />
TiP33G 10 4 CORPORATE HIGH YIELD FD IV I<br />
21$?31 iC 2 CORPORATE HIGH YIELD FD V IN<br />
22C22T ;O 8 CORPORATE OFFICE PPTYS TR<br />
22C25E 10 4 CORRECTIONAL PPTYS TR<br />
22-2JY 30 8 CORRECTIONS CORP AMER NEW<br />
22iZ5Y 90 7 * CORRECTIONS CORP AMER NEW<br />
22C25Y 9 7 CORRECTIONS CORP AMER NEW<br />
52S25Y G5 7 CORRECTIONS CORP AMER NEW<br />
22C3i7 lC 1 CORRPRO COS INC<br />
22i3iL 30 8 CORTECH INC<br />
22G524 30 0 CORTEX PHARMACEUTICALS INC<br />
22037M 10 1 CORUS GROUP PLC<br />
225373 10 3 CORUS BANKSHARES INC<br />
22C874 i O 1 CORUS ENTERTAINMENT INC<br />
2213S5 10 1 * CORVAS INTL INC<br />
221005 $0 1 CORVAS INTL INC<br />
2212CJ5 55 i CORVAS INTL INC<br />
221356 iO 9 CORVEL CORP<br />
221339 10 3 * CORVIS CORP<br />
221359 90 3 CORVIS CORP<br />
221309 95 3 CORVIS CORP<br />
22i2i2 10 2 * COSINE COMMUNICATIONS INC<br />
221222 90 2 COSINE COMMUNICATIONS INC<br />
221222 55 2 COSINE COMMUNICATIONS INC<br />
22iG35 iO 5 * COST PLUS INC CALIF<br />
22:435 SO 5 COST PLUS INC CALIF<br />
221485 95 5 COST PLUS INC CALIF<br />
221492 15 1 COST-U-LESS INC<br />
2215GK 1C 5 * CGSTCO WHSL CORP NEW<br />
221S3K 40 5 COSTCO WHSL CORP NEW<br />
2214SK 95 5 COSTC3 WHSL CORP NEW<br />
22153N 10 9 COSTAR GROUP INC<br />
iZl52G LC 6 COSTCO COMPANIES INC<br />
22153N lO 6 * CGTT CORP QUE<br />
22153bi SO 6 COTT CORP QUE<br />
iZi53b 95 6 CGTT CORP QUE<br />
221774 iO 2 COTTON STS LIFE INS CO<br />
22226R 10 2 COUNSEL CORP<br />
222372 &E 4 COUNTRYWIDE CR INDS INC DEL<br />
i22372 iO 4 * COUNTRYWIDE CR INDS INC DEL<br />
222372 4G 4 COUNTRYWIDE CR INDS INC DEL<br />
222372 55 4 COUNTRYWIDE CR INDS INC DEL<br />
22P65C 10 2 CGURIER CORP<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
COM<br />
PFD CV B 12%<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM NEW<br />
SPONSORED ADR<br />
COM<br />
COM CL B NON VTG<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM
EUK 3ATE:03/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RZX TI:'lE: 68: 47<br />
CUSI? NC. ISSUER NAME<br />
222795 10 6 COUSINS PPTYS INC<br />
2228iW 10 3 * COVANSYS CORP<br />
2228ii 90 3 COVANSYS CORP<br />
22231k 95 3 COVANSYS CORP<br />
522315 iO 2 COVALENT GROUP INC<br />
222316 1G 0 * COVANCE INC<br />
i22.316 40 0 COVANCE INC<br />
222316 45 0 COVANCE INC<br />
22254P 10 5 COVENANT TRANS INC<br />
222362 10 4 * COVENTRY HEALTH CARE INC<br />
222362 90 4 COVENTRY HEALTH CARE INC<br />
222362 45 4 COVENTRY HEALTH CARE INC<br />
225332 10 3 COVEST BANCSHARES INC<br />
223374 10 4 COVISTA COMMUNICATIONS INC<br />
223767 i O 4 COWLITZ BANCORP LONGVIEW WAS<br />
P2C344 kW 7 COX COMMUNICATIONS INC NEW<br />
22a344 CX 5 COX COMMUNICATIONS INC NEW<br />
224544 LC 0 COX COMMUNICATIONS INC NEW<br />
226544 13 7 * COX COMMUNICATIONS INC NEW<br />
224344 90 7 COX COMMUNICATIONS INC NEW<br />
224344 95 7 COX COMMUNICATIONS INC NEW<br />
22C551 10 2 COX RADIO INC<br />
226551 90 2 COX RADIO INC<br />
225351 95 2 ZOX RADIO INC<br />
22433V 10 2 CP SHIPS LTD<br />
22439V FO 2 CP SHIPS LID<br />
2243YV '95 2 CP SHIPS LTD<br />
22G13E 10 4 CRAFTMADE INTL INC<br />
224399 lO 5 * CRANE CO<br />
224399 90 5 CRANE CO<br />
226395 95 5 CRANE CO<br />
22q633 iG 7 CRAWFORD & CO<br />
22C533 20 6 CRAWFORD & CO<br />
22G901 30 6 CREATIVE COMPUTER APPLICATIO<br />
22G316 10 6 CREDIT SUISSE ASSET MGMT INC<br />
225223 10 6 * CRAY INC<br />
225223 90 6 CRAY INC<br />
223223 45 6 CRAY INC<br />
225224 LA 2 CRAY RESH INC<br />
225226 21 8 CRAYFISH CO LTD<br />
225233 10 5 CRAZY WOMAN CREEK BANCORP<br />
22527P iO 2 CREATIVE HOST SERVICES<br />
P253Z2 10 8 * CREDENCE SYS CORP<br />
223332 9S 8 CREDENCE SYS CORP<br />
225302 $5 8 CRECENCE SYS CORP<br />
225310 10 1 * CREDIT ACCEP CORP MICH<br />
225310 50 1 CREDIT ACCEP CORP MICH<br />
22f3i0 95 1 CREDIT ACCEP CORP MICH<br />
22535C 10 7 CREDIT STORE INC<br />
SECURITIES s* PAGE 75<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
NOTE 3.000% 3/1<br />
SDEB 0.426% 4/1<br />
NOTE 0.348% 2/2<br />
CL A<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
CL A<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SDCV 6.125% 2/0<br />
SPON ADR NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM
RUN 3ATE:09/24/02 w* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 76<br />
RdN TI?lE:08:47 IVMOOl<br />
CuSi? NO. ISStiER NAME<br />
5254CO BD 8 CS FIRST BOSTON NY BRH SR MT<br />
223451 ?O 8 CREDIT SUISSE GROUP<br />
225439 20 7 CREDO PETE CORP<br />
225h4F 10 3 CREDIT SUISSE HIGH YLD BND F<br />
225G47 i O i CREE INC<br />
225447 90 1 CREE INC<br />
225GG7 95 1 CREE INC<br />
225456 i0 2 * CREO INC<br />
225606 90 2 CHEO INC<br />
225606 55 2 CREO INC<br />
225345 10 8 CRESCENT BKG CO<br />
2257'44 iO 1 CRESCENT FINL CORP<br />
225756 10 5 * CRESCENT REAL ESTATE EQUITIE<br />
525756 $5 5 CRESCENT REAL ESTATE EQUITIE<br />
225756 95 5 CRESCENT REAL ESTATE EQUITIE<br />
225750 20 4 CRESCENT REAL ESTATE EQUITIE<br />
226G06 iO 6 CRESUD S A C I F Y A<br />
226330 10 3 CREW DEVELOPMENT CORP<br />
526503 20 7 CRIIMI MAE INC<br />
226503 50 4 CRIIMI MAE INC<br />
226714 10 3 CRISTALERIAS DE CHILE S A<br />
22674V AB 6 CRITICAL PATH INC<br />
22C74V 10 G * CRITICAL PATH INC<br />
22674V 90 0 CRITICAL PATH INC<br />
22674V 95 D CRITICAL PATH INC<br />
226301 i O 6 CRITICARE SYS INC<br />
227116 10 3 * CROMPTON CORP<br />
227116 50 0 CROMPTON CORP<br />
227116 $5 0 CROMPTON CORP<br />
227q78 i O 4 CROSS A T CO<br />
22748P iC 5 X CROSS CTRY INC<br />
227G8F 40 5 CROSS CTRY INC<br />
227G8P 95 5 CROSS CTRY INC<br />
22734R 20 i CROSS MEDIA MARKETING CORP<br />
227372 iG 9 CRGSS TIMBERS RTY TR<br />
22765C 10 0 * CROSSROADS SYS INC<br />
22335C 40 0 CROSSROADS SYS INC<br />
22765D 95 0 CROSSROADS SYS INC<br />
527585 10 4 CROSSWALK COM INC<br />
227086 30 2 CROSSWAVE COMMUNICATIONS INC<br />
22Ei86 10 2 CROWN AMERN RLTY TR<br />
2Zt319G 10 4 CROWN ANDERSEN INC<br />
228227 10 4 * CROWN CASTLE INTL CORP<br />
251227 SO 4 CROWN CASTLE INTL CORP<br />
226227 95 4 CROWN CASTLE INTL CORP<br />
228255 iO 5 * CROWN CORK 8 SEAL INC<br />
22k.255 SO 5 CROWN CORK & SEAL INC<br />
22E255 $5 5 CROWN CORK 8 SEAL INC<br />
22SGil iO 4 CROWN MEDIA HLDGS INC<br />
ISSUER DESCRIPTION STATUS<br />
MTNF 1.000% 9/0 ADDED<br />
SPONSORED ADR<br />
COM PAR $0.10<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD CV A 6 -75%<br />
SPONSORED ADR<br />
COM<br />
PFD B CONV $25<br />
COM NEW<br />
SPONSORED ADR<br />
ADDED<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
5.750% 4/0<br />
COM NEW<br />
TR UNIT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADR<br />
SH BEN INT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A
i?UK DATE:E4/24/02 *x LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 77<br />
5 .. TIYE:18:47 IVMOOl<br />
C;iCi? NC. ISSUER NAME<br />
228635 10 5 CRCWN PAC PARTNERS L P<br />
225'59 $8 5 CRUCELL N V<br />
223895 10 8 CRYO-CELL INTL INC<br />
228333 13 0 * CRYOLIFE INC<br />
225'903 SO D CRYOLIFE INC<br />
223933 95 3 CRYOLIFE INC<br />
2285'26 1C 3 * CRYPTOLOGIC INC<br />
PZE306 90 3 CRYPTOLOGIC INC<br />
228906 95 3 CRYPTOLOGIC INC<br />
22542F 12 l CRYSTALLEX INTL CORP<br />
2Z?%ZD iG 5 :TI MOLECULAR IMAGING INC<br />
229569 910 6 * CUBIC CORP<br />
229569 90 6 CUBIC CORP<br />
229569 95 6 CUBIC CORP<br />
225678 &B 3 CUBIST PHARMACEUTICALS INC<br />
225578 iO 7 * CUBIST PHARMACEUTICALS INC<br />
22S578 SO 7 CbBIST PHARMACEUTICALS INC<br />
229678 55 7 CUBIST PHARMACEUTICALS INC<br />
229599 iO 9 * CULLEN FROST BANKERS INC<br />
224899 SO 9 CULLEN FROST BANKERS INC<br />
229399 95 9 CULLEN FROST BANKERS INC<br />
232215 10 5 * CULP INC<br />
23,215 90 5 CULP INC<br />
231:215 95 5 CULP INC<br />
23C6OG iO 4 CUMBERLAND TECHNOLOGIES INC<br />
P31321 16 6 * CUMMINS INC<br />
231321 $0 6 CUMMINS INC<br />
231321 95 6 CUMMIhS INC<br />
231282 iG 8 + CUMULUS MEDIA INC<br />
231382 $0 8 CbMULUS MEDIA INC<br />
231082 55 8 CUMULUS MEDIA INC<br />
23126R AC 5 CURAGEN CORP<br />
23iZ6R 10 i CURAGEN CORP<br />
23125: $8 1 CURAGEN CORP<br />
23126? 45 1 CURAGEN CORP<br />
231264 iO 2 * CURATIVE HEALTH SVCS INC<br />
231264 90 2 CURATIVE HEALTH SVCS INC<br />
231254 $5 2 CURATIVE HEALTH SVCS INC<br />
23i259 ;O 1 * ZURIS INC<br />
231269 $0 1 CURIS INC<br />
231269 55 1 CURIS INC<br />
231292 10 3 CURON MED INC<br />
231351 lo 1 CURTISS WRIGHT CORP<br />
23i36i 4G 8 SURTISS WRIGHT CORP<br />
231918 10 0 CYBERGUARD CORP<br />
532217 1G 9 * CUTTER & BUCK INC<br />
232217 SO 9 CUTTER & BUCK INC<br />
232217 95 9 CUTTER 8 BUCK INC<br />
23243T IC 5 + CYBERCARE INC<br />
ISSUER DESCRIPTION STATUS<br />
UNIT LTD PARTN<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.500%11/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
SDCV 6.000% 2/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL B<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADDED<br />
DELETED
RUK 3ATE:G9/24/02 ** LIST OF SECTION 1 3 SECURITIES ~<br />
xr PAGE 78<br />
R3h TiME:G8:47 IVMOOl<br />
CUSIP NC . ISSUER NAME<br />
232457 90 5 CYEERCARE INC<br />
23213T $5 5 CYBERCARE INC<br />
232q37 2C 2 CYANOTECH CORP<br />
23231d 10 6 * CYBERS3URCE CORP<br />
23251~ 40 6 CYEiERSOURCE CORP<br />
23251~ 95 6 ZYBERSOURCE CORP<br />
23251P i0 2 X CYBERONICS IkC<br />
232Si? 412 2 CYBERONICS INC<br />
23251P 95 2 CYBERONICS INC<br />
232317 iC 2 CYEEROPTICS CORP<br />
23232E ic 6 CYBEX INTL INC<br />
232560 LO 2 * CYGNUS INC<br />
252560 40 2 CYGNUS INC<br />
232558 45 2 CYGNUS INC<br />
232555 12 i * CYLINK CORP<br />
232355 90 1 CYLINK CORP<br />
232565 95 1 CYLINK CORP<br />
232572 AE 7 CYMER INC<br />
232372 iO 7 * CYMER INC<br />
235572 90 7 CYMER INC<br />
232572 95 7 CYMER INC<br />
232674 50 7 CYPRESS BIOSCIENCES INC<br />
232806 kE 9 CYPRESS SEMICONDUCTOR CORP<br />
232536 AF 6 CYPRESS SEMICONDUCTOR CORP<br />
232836 i0 9 * CYPRESS SEMICONDUCTOR CORP<br />
232836 90 9 CYPRESS SEMICONDUCTOR CORP<br />
232506 95 9 CYPRESS SEMICONDUCTOR CORP<br />
2328;T 1C 8 CYSIVE INC<br />
232320 10 0 * CYTEC INDS INC<br />
23232G 90 0 CYTEC INDS INC<br />
232320 45 0 CYTEC INDS INC<br />
232326 10 2 * CYTOGEN CORP<br />
232524 SO 2 CYTOGEN CORP<br />
232824 55 2 CYTOGEN CORP<br />
232828 3C 1 CYTRX CORP<br />
232360 iO 6 D & E COMMUNICATIONS INC<br />
232861 iG 4 * 2 & K HEALTHCARE RES INC<br />
232851 $0 4 3 & K HEALTHCARE RES INC<br />
232561 95 4 3 & K HEALTHCARE RES INC<br />
253246 iG 3 * CYTYC CORP<br />
232946 96 3 CYTYC CORP<br />
77- -ad746 45 3 CYTYC CORP<br />
232366 10 7 GSI TOYS INC<br />
233327 10 : D A CONSULTING GROUP INC<br />
233292 10 5 DCH TECHNOLOGY INC<br />
23ZL62 LA 4 3DI CORP<br />
235162 PC G 3DI CO2P<br />
233;62 10 6 * 3Di CORP<br />
233152 9C 6 DDI CORP<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.500% 2/1 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $.02<br />
NOTE 4.000% 2/0<br />
NOTE 3.750% 7/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM DELETED<br />
NOTE 5.250% 3/0<br />
NOTE 6.250% 4/0 ADDED<br />
COM<br />
CALL
XUX DAiE:C9/24/02 ** LIST OF SECTION<br />
RUX TIME : 08: 47<br />
CUCIP NO. ISSUER NAME<br />
233152 45 6 2DI CORP<br />
23321A 10 1 DISC INC<br />
23321E ;O 3 DHB INDS INC<br />
2332iL i C 7 D G JEWELRY INC<br />
253212 il 5 3 G JEWELRY INC<br />
---,<br />
~2z.221 i0 6 * DMC STRATEX NETWORKS INC<br />
23222L 50 6 DMC STRATEX NETWORKS INC<br />
23322i 95 6 3MC STRATEX NETWORKS INC<br />
25523G 10 6 3GSE COMPANIES INC<br />
233230 10 1 DKI FUWITURE INC<br />
233256 10 4 DJ ORTHOPEDICS INC<br />
23325P iC 4 DNP SELECT INCOME FD<br />
233259 10 9 DPAC TECHNOLOGIES CORP<br />
235245 10 4 * DQE INC<br />
23525.J SC 4 DQE INC<br />
23329J 55 4 DQE INC<br />
232293 10 9 X DPL INC<br />
233293 $0 9 DPL INC<br />
235233 45 9 3PL INC<br />
2333GX 10 0 * DRS TECHNOLOGIES INC<br />
23530X '30 0 DRS TECHNOLOGIES INC<br />
23335X 5 5 0 DRS TECHNOLOGIES INC<br />
23531A AH 2 D R HORTON INC<br />
25331A iO 9 * D R HOZTON INC<br />
23331A 90 9 D R HORTON INC<br />
23Z31A 95 9 3 R HORTON INC<br />
25332B 10 6 * DSP GROUP INC<br />
23332B 93 6 DSP GROUP INC<br />
23332B 55 6 DSP GROUP INC<br />
233326 10 7 * DST SYS INC DEL<br />
233326 S O 7 EST SYS INC DEL<br />
233326 S5 7 DST SYS INC DEL<br />
23333~ 10 8 * 3T INDUSTRIES INC<br />
23533J 50 i3 DT INDUSTRIES INC<br />
23333~ 95 8 DT INDUSTRIES INC<br />
233331 10 7 * DTE ENERGY CO<br />
233331 50 7 DTE ENERGY CO<br />
235331 95 7 3TE ENERGY CO<br />
2353q.i 10 7 DTF TAX-FREE INCOME INC<br />
233343 10 2 DVI INC<br />
233377 40 7 3XP ENTERPRISES INC NEW<br />
233729 10 2 3AG MEDIA INC<br />
233798 20 6 DAI EI INC<br />
233312 10 4 DAILY JOURNAL CORP<br />
23s253 10 6 * DAISYTEK INTL CORP<br />
2sGJ53 40 6 DAISYTEK INTL CORP<br />
23(.,353 95 6 DAISYTEK INTL CORP<br />
234264 iG 9 * DAKTRONICS INC<br />
23
RJ& DkTE:CF/24/C2 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 80<br />
RUN TIPlE:C8:47 IVMOOl<br />
CUSI? NC. ISSUE3 NAME<br />
23G254 55 9 3AKTRONICS INC<br />
23437N iO 4 3ALEEN TECHNOLOGIES INC<br />
235774 10 6 DAN RIV INC GA<br />
235811 10 6 5 DANA COi?P<br />
235811 $9 6 DANA CORP<br />
235211 95 6 DANA CORP<br />
235851 10 2 * DANAHER CORP DEL<br />
23SSf 1 50 2 2AKAHE2 CORP DEL<br />
235351 95 2 DANAHER CORP DEL<br />
236274 iO 6 DANIELSON HLDG CORP<br />
235277 iG 9 DANKA BUSINESS SYS PLC<br />
237194 iO 5 * 3ARDEN RESTAURANTS INC<br />
237154 90 5<br />
237196 95 5 - ~2t256 -. - LO 1<br />
DARDEN RESTAURANTS INC<br />
DARDEN RESTAURANTS INC<br />
DARLINS INTL INC<br />
237545 iD 8 DASSAULT SYS S A<br />
257,590 iO 2 * DATA I 0 CORP<br />
237596 SO P DATA I 0 CORP<br />
2375'96 95 2 DATA 1 0 CORP<br />
237337 10 4 3ATA SYS 8 SOFTWARE INC<br />
237909 iO 6 DATAKEY INC<br />
237917 20 8 3ATAWATCH CORP.<br />
237?26 LO O SATAMIRROR CORP<br />
23795,4 ?C 4 DATALINK CORP<br />
23E516 iC 9 3ATA TRANSLATION INC NEW<br />
236156 PO 5 DATARAM CORP<br />
238112 20 4 DATASCOPE CORP<br />
S3s113 SO 4 DATASCOPE CORP<br />
236113 $5 4 3ATASCOPE CORP<br />
236124 i3 1 * 3ATASTREAM SYS INC<br />
-7,- - L;Q;L~ 90 1 DATASTREAM SYS INC<br />
23&i24 45 1 DATASTREAM SYS INC<br />
23S128 i O 2 DATATEC SYS INC<br />
238134 10 0 DATATRAK INTL INC<br />
23E238 10 2 DATUM INC<br />
236215 10 7 DAUGHERTY RES INC<br />
23833bi i O 4 * DAVE & BUSTERS INC<br />
P3E33N 90 4 DAVE 8 BUSTERS INC<br />
23633k 55 4 GAVE 8 BUSTERS INC<br />
23918K 10 8 * 3AVITA INC<br />
23SIBK SG 8 DAVITA INC<br />
23515K 55 8 DAVITA INC<br />
239359 10 2 SAWSON GEOPHYSICAL CO<br />
25$+67 iO 3 DAXOR CORP<br />
242570 10 4 * DEAN FCIODS CO NEW<br />
242370 SG 4 DEAN FOODS CO NEW<br />
242370 55 4 3EAN FOODS CO NEW<br />
242G2R 10 8 DEARBORN BANCORP INC<br />
242728 10 3 DEB SHOPS INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM PAR $1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM
RLlk DATE: 09/24./02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 81<br />
RJN TIiYE:G8:47 IVMOOl<br />
C'JSZP NC. ISSUER NAME<br />
242769 IS 9 3EBT STRATEGIES FD INC NEW<br />
245537 10 7 DECKERS OUTDOOR CORP<br />
245586 10 4 * DECODE GENETICS INC<br />
243386 SC 4 DECODE GENETICS INC<br />
2q3566 95 4 3ECODE GENETICS INC<br />
24t37C iC O 3ECOMA INTERNATIONAL INC<br />
242631 20 7 DECORATOR INDS INC<br />
245,536 10 7 3ECORIZE INC<br />
245,256 10 4 DECTRON INTERNATIONALE INC<br />
2G3556 11 2 ZECTRON INTERNATIONALE INC<br />
244;99 10 5 * DEERE & CO<br />
24F-199 $0 5 DEERE 8 CO<br />
24CL99 95 5 DEERE & CO<br />
245591 10 3 3EL LABS INC<br />
24522P 10 3 * DEL MONTE FOODS CO<br />
24522P 90 3 3EL MONTE FOODS CO<br />
2452iP 55 3 3EL MONTE FOODS CO<br />
245.334 i O 7 DE RIG0 S P A<br />
245731 10- 7 3 DEiANO TECHNOLOGY CORP<br />
245770i 9G 7 DELANO TECHNOLOGY CORP<br />
2457S1 95 7 DELANO TECHNOLOGY CORP<br />
245915 i0 3 DELAWARE INVTS DIV & INCOME<br />
245916 iO I DELAWARE INV GLBL DIV & INC<br />
24610T 10 6 DELAidASE INV FL INS MUN INC<br />
24Ll0L 10 5 3ELAWARE INV MN MUN INCM FD<br />
2661GV 10 3 DELAWARE INV MN MUN INC FD I<br />
24510k i O 1 DELAWARE INV MN MUN INC FD I<br />
246103 10 1 DELAWAR INVTS AZ MUN INCOME<br />
2451Cl1 10 9 DELANARE INV CO INS MUN INC<br />
2G661P LO 4 DELCATH SYS INC<br />
25061P 11 2 DELCATH SYS INC<br />
24683G iC 1 3ELIAS CORP<br />
247225 ID 9 * DELL COMPUTER CORP<br />
2q7.225 SC 9 3ELL COMPUTER CORP<br />
247325 $5 9 DELL COMPUTER CORP<br />
24712X IO 6 3ELPHAX TECHNOLOGIES INC<br />
247126 10 5 * DELPHI CORP<br />
247i26 SG 5 DELPHI CORP<br />
24r126 $5 5 3ELPHI CORP<br />
1/ 7<br />
~11131 10 5,* DELPHI FINL GROUP INC<br />
243131 90 5 3ELPHI FINL GROUP INC<br />
247131 95 5 DELPHI FINL GROUP INC<br />
247357 i O 6 * 3ELTA 8 PINE LD CO<br />
247357 40 6 DELTA & PINE LD CO<br />
247357 55 6 ilELTA & PINE LD CO<br />
2G7351 10 8 * DELTA AIR LINES INC DEL<br />
247361 9 8 8ELTA AIR LINES INC DEL<br />
247351 55 8 DELTA AIR LINES INC DEL<br />
247368 IC 3 DELTA APPAREL INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A SUB VTG<br />
COM PAR $0.20<br />
COM<br />
COM<br />
*W EXP 09/28/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CAL i<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
*W EXP 10/18/200<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED
RLJh DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 82<br />
KiJh TIflE:G8:47 I VMO 0 1<br />
CiiSIP NG. ISSUER NAME<br />
247532 ? C 4 3ELTA CORP AMER<br />
247537 10 1 DELTA GALIL INDS LTD<br />
247748 iO 6 3ELTA NAT GAS INC<br />
2G783K iO 2 DELTATHREE INC<br />
24733R 10 3 3ELTAGEN INC<br />
247350 10 G * DELTIC TIMBER CORP<br />
2G7350 $0 G 2ELTiC TIMBER CORP<br />
24735G 95 O 3ELTIC TIMBER CORP<br />
247334 iO 5<br />
2"-' -1137 20 7<br />
DELTA WOODSIDE INDS INC<br />
3ELTA PETE CORP<br />
2479OS 20 3 3ELTA WOODSIDE INDS INC NEW<br />
247316 20 8 3ENBURY RES INC<br />
2482i9 iC i * DELUXE CCRP<br />
245219 4G i DELUXE CORP<br />
246319 95 i DELUXE CORP<br />
24623G 10 7 * 3ENDREON CORP<br />
248234 $0 7 DENDREON CORP<br />
24S23Q 95 7 DENDREON CORP<br />
2G3239 10 5 * DENDRITE INTL INC<br />
248234 5-0 5 DENDRITE INTL INC<br />
246339 $5 5 DENDRITE INTL INC<br />
248335 :O 1 DENISON INTERNATIONAL PLC<br />
269330 10 7 DENTSPLY INTL INC NEW<br />
249ClS0 $0 7 DENTSPLY INTL INC NEW<br />
244530 95 7 DENTSPLY INTL INC NEW<br />
245509 12 0 * DEPARTMENT 56 INC<br />
2453G4 $0 0 DEPARTMENT 56 INC<br />
249339 55 0 DEPARTMENT 56 INC<br />
249906 10 8 * DESCARTES SYS GROUP INC<br />
2q9306 $0 8 3ESCARTES SYS GROUP INC<br />
2G4306 45 3 DESCARTES SYS GROUP INC<br />
244958 10 4 3EPOMED INC<br />
24S?08 11 2 DEPOMED INC<br />
250309 iO i DESC S A DE C V<br />
25G57Y 10 9 DESERT CMNTY BK VICTORVILLE<br />
25C57L 10 2 2 DESIGNS INC<br />
25C37L SG 2 DESIGNS INC<br />
25037L 55 S DESIGNS INC<br />
2SC53S 10 1 DESWELL INDS INC<br />
250685 10 4 DETREX CORP<br />
251464 10 3 3ETWILER MITCHELL 8 CO<br />
231320 bF 5 3EUTSCHE BK AG N Y BRH<br />
25133E BG 5 3EUTSCHE BK FINL INC MTNS BE<br />
251356 10 5 * DEUTSCHE TELEKOM AG<br />
251366 50 5 DEUTSCHE TELEKOM AG<br />
25Y566 95 5 DEUTSCHE TELEKOM AG<br />
2SSi5SS 10 S 3EVCON INTL CORP<br />
551591 10 3 DEVELOPERS DIVERSIFIED RLTY<br />
25173K LA 1 3EVCN ENERGY CORP NEW<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM NEW<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 11/04/200<br />
SPON ADR C<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
NOTE 0.250%11/1<br />
MTNF 1.000% 1/1<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
DEB 4.900% 8/1<br />
DELETED<br />
DELETED<br />
DELETED
i?U!4 GATE: C9/26/02 ** LIST OF SECTION <strong>13F</strong><br />
RLIS TIXE : C8 : 47<br />
CUSI? NC. ISSUER NAME<br />
23l7'?! A3 9 DEVON ENERGY CORP NEW<br />
25179K AS 5 3EVON ENERGY CORP NEW<br />
25179K 10 3 * 3EVON ENERGY CORP NEW<br />
23i79K 50 3 SEVGN ENERGY CORP NEW<br />
23173K 45 3 SEVDN ENERGY CORP NEW<br />
251693 10 3 * DEVRY INC DEL<br />
25i8F3 SO 3 2EVRY INC DEL<br />
231833 95 3 DEVRY INC DEL<br />
252115 iO 0 3EWOLFE COS INC<br />
25243K iO 3 DIACRIN INC<br />
252G3Q 2C 5 * DIAGEO P L C<br />
252k36 90 5 3IAGEO P L C<br />
252434 $5 5 DIAEEO P L C<br />
252450 10 1 X DIAGNOSTIC PRODS CORP<br />
---, e.<br />
~3~430 CG 1 9IAGNOSTIC PRODS CORP<br />
25245C 45 1 DIAGNGSTIC PRODS CORP<br />
25247D 10 i * DIAL CORP NEW<br />
25247D 90 1 3IAL CORP NEW<br />
252G7D 95 1 3lAL CORP NEW<br />
25Z33P ?O 8 9IALOG SEMICONDUCTOR PLC<br />
252529 iO 2 DIALYSIS CORP AMER<br />
252332 iO 6 * DIAMETRICS MED INC<br />
55253P 90 6 3IAMETRICS MED INC<br />
252532 $5 6 3IAMETRICS MED INC<br />
25254R 20 7 DIAMOND HILL INVESTMENT GROU<br />
25271C RC 6 DIAMOND OFFSHORE DRILLING IN<br />
25271C kE 2 3IAMOND OFFSHORE DRILLING IN<br />
P527iC iO 2 * 3IAMOND OFFSHORE DRILLING IN<br />
25271C 90 2 3IAMOND OFFSHORE DRILLING IN<br />
55271C 95 2 9IAMOND OFFSHORE DRILLING IN<br />
P5278P 10 6 * DIAMONDCLUSTER INTL INC<br />
25278P 90 6 DIAMONDCLUSTER INTL INC<br />
25278P $5 6 DIAMONDCLUSTER INTL INC<br />
252787 10 6 * DIAMONDS TR<br />
252787 40 6 DIAMONDS TR<br />
23.2787 45 6 DIAMONDS TR<br />
252,326 iC 2 x DIANON SYS INC<br />
252326 9C 2 DIANON SYS INC<br />
252826 55 2 DIANON SYS INC<br />
---n-<br />
~ 3 ~ 18 0 ~ 7 6 3IASYS CORP<br />
2SSG?? 10 7 31CE INC<br />
255L34 iO 0 JICKIE WALKER MARINE INC<br />
25355i 10 3 * DIEBOLD INC<br />
---, -- ~3-32i SO 5 DIEBOLD INC<br />
253531 55 3 DIEBOLD INC<br />
253375 2G ? DIEDRICH COFFEE INC<br />
233752 iC 9 * DIGENE CORP<br />
255752 40 9 3IGENE CORP<br />
235752 $5 9 3iGENE CORP<br />
SECURITIES X* PAGE 83<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
DEB 4.950% 8/1<br />
DBCV 6/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPON ADR NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PilT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
DBCV 6/0<br />
DBCV 1.500% 4/1<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
UNIT SER 1<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT
Z ~ t i ZATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES X* PAGE 84<br />
RUk TI?lE: Ga: 47 IVMOOl<br />
C3SiP NC. ISSUER NAME<br />
253756 iC O * DIGEX INC DEL<br />
253756 SC 0 3IGEX INC DEL<br />
253356 55 il 3IGEX I.NC DEL<br />
25379e 10 2 x DIG1 INTL INC<br />
25Z796 4C 2 3IGI INTL INC<br />
25S758 55 2 DIG1 INTL INC<br />
233887 10 1 * 3IGIMARC CORP<br />
255307 40 i 3IGIMARC CORP<br />
255337 45 1 DIGIMARC CORP<br />
25233C 10 5 DIGITAL ANGEL CORP<br />
255356 10 6 DIGITAL IMPACT INC DEL<br />
25535P 20 6 * DIGITAi INSIGHT CORP<br />
25335P 90 6 3IGITAL INSIGHT CORP<br />
25385P 45 6 DIGITAL INSIGHT CORP<br />
253855 10 0 * DIGITAL LIGHTWAVE INC<br />
253555 90 0 DIGITAL LIGHTWAVE INC<br />
253855 95 0 DIGITAL L1GHTWAVE:INC<br />
25386k 10 i 3IGITAL FUSION INC<br />
253362 10 6 DIGITAL PWR CORP<br />
253S69 10 1 3IGITAL RECORDERS INC<br />
25337R 40 7 3IGITAL VIDEO SYS INC<br />
25337W 10 9 DIGITALE TELEKABEL AG<br />
25338B 10 4 * 3IGITAL RIV INC<br />
25538B $6 4 3IGITAL RIV INC<br />
25333B 55 4 DIGITAL RIV INC<br />
25383K i0 4 DIGITAS INC<br />
25388K 10 C * 3IGITALTHINK INC<br />
25338M $0 0 3IGITALTHINK INC<br />
253S8K 95 0 LIIGITALTHINK INC<br />
255?21 iG 0 DIGITAL GENERATION SYS INC<br />
253322 10 8 DIME CMNTY BANCSHARES<br />
234367 I G 1 * DILLARDS INC<br />
25L:357 SO i LIILLARDS INC<br />
23L357 95 : 3ILLARDS INC<br />
259298 11 3 DIME BAdCORP INC NEW<br />
25G.344 10 9 * DIMON INC<br />
254394 40 9 3IMON INC<br />
254394 55 9 3IMON INC<br />
25c54R iG 8 DIOMED HOLDINGS INC<br />
25G543 ?O 1 3IOGES INC<br />
254546 13 4 * DIOKEX CORP<br />
25s546 QO 4 DIONEX CORP<br />
254346 45 4 DIONEX CORP<br />
25457C PC 7 3IRECT INSITE CORP<br />
25439G iO 2 3ISC GRAPHICS INC<br />
255568 la 6 3ISCOVERY LABORATORIES INC N<br />
25GS7f I0 i 3iSCOVERY PARTNERS INTL INC<br />
554587 10 6 * DISNEY WALT CO<br />
25GjSi $0 6 DISNEY WALT CO<br />
ISSUER DESCRIPTION STATUS<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM .<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
P.U T<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
*W EXP 99/99/999<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM DISNEY<br />
CALL
i?Uh DATE : 09/24/GZ X* LIST OF SECTION <strong>13F</strong><br />
Rub TIYE: 08:47<br />
CtiSIP NG. ISSUER NAME<br />
25L6b7 45 6 LIISNEY WALT CO<br />
254753 10 6 DISTRIBUCION Y SERVICIO D&S<br />
25530M LO 3 X 9ITECH COMMUNICATIONS CORP<br />
25533M 90 3 DITECH COMMUNICATIONS CORP<br />
255S0P'i $5 3 DITECH COMMUNICATIONS CORP<br />
255354 i G 7 * DIVERSA CORP<br />
25336G 90 7 DIVERSA CORP<br />
255064 95 7 DIVERSA CORP<br />
255153 10 8 DIVERSIFIED CORPORATE RES IN<br />
25533P 10 7 DIVERSIFIED SEC SOLUTIONS IN<br />
25536K 20 4 3IVERSINET CORP<br />
2554S2 40 6 * DIVINE INC<br />
555402 SO b DIVINE INC<br />
2554.22 45 6 3IVINE INC<br />
255519 iO 0 3IXIE GROUP INC<br />
235350 10 8 DIXON TICONDEROGA CO<br />
255311 10 9 30CUCORP INTL INC<br />
256:269 iO 5 * 3OBSON COMMUNICATIONS CORP<br />
256359 90 5 30BSON COMMUNICATIONS CORP<br />
256359 95 5 30BSON COMMUNICATIONS CORP<br />
25638L 10 6 DOCENT INC<br />
256135 20 3 * DR REDDYS LABS LTD<br />
256i35 40 3 3R REDDYS LABS LTD<br />
256135 95 3 DR REDDYS LABS LTD<br />
25614R 10 5 DOCUMENT SCIENCES CORP<br />
256159 iO 4 * DOCUMENTUM INC<br />
25ii55 SO 4 COCUMENTUM INC<br />
256159 45 4 2OCUMENTUM INC<br />
256335 i G 6 * DOLE FOOD INC<br />
256595 90 6 DOLE FOOD INC<br />
256505 55 6 DOLE FOOD INC<br />
256469 10 2 3 DOLLAR GEN CORP<br />
255569 50 2 DOLLAR GEN CORP<br />
256669 95 2 3OLLAR GEN CORP<br />
256743 i0 5 * DOLLAR THRIFTY AUTOMOTIVE GP<br />
256743 9 G 5 DOLLAR THRIFTY AUTOMOTIVE GP<br />
255743 45 5 DOLLAR THRIFTY AUTOMOTIVE GP<br />
256747 10 6 * DOLLAR TREE STORES INC<br />
2557G7 90 6 DOLLAR TREE STORES INC<br />
256747 95 6 30LLAR TREE STORES INC<br />
257386 1G 2 DGMINION HOMES INC<br />
257466 iC 8 DOMINION RES BLACK WARRIOR T<br />
25745U 10 9 * 30MINION RES INC VA NEW<br />
257q6L 90 9 DOMINION RES INC VA NEW<br />
25746L $5 9 DOMINION RES INC VA NEW<br />
257561 10 0 30MTAR INC<br />
257351 50 O 30MTAR INC<br />
23T531 55 0 3OMTAR INC<br />
257551 10 9 3 DONALDSON INC<br />
SECURITIES *+ PAGE 85<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
CL A NEW<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
UNITS BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM
RUL 3ATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES X* PAGE 86<br />
RUN TfflE:iY8:47 IVMOOl<br />
CijSI? NO. ISSUER NAME<br />
257551 90 9 DONALDSON INC<br />
257:551 95 9 DONALDSON INC<br />
25766C 10 G DONALDSON LUFKIN & JENRETTE<br />
257701 20 1 DONEGAL GROUP INC<br />
257701 30 C DONEGAL GROUP INC<br />
257257 10 ? * DONNELLEY R R & SONS CO<br />
257857 SO i DONNELLEY R R & SONS CO<br />
257367 95 1 DONtiELLEY R R & SONS CO<br />
257370 10 5 DONNELLY CORP<br />
258394 10 i DOR BIGPHARMA INC<br />
25,311P 10 0 * DORAL FINL CORP<br />
255ilP 48 0 DORAL FINL CORP<br />
2521iF 95 0 DORAL FINL CORP<br />
256205 2C 2 3ORCHESTER HUGOTON LTD<br />
25522C 20 5 30REL INDS INC<br />
25843T :C 9 3CT HILL SYS CORP<br />
258570 20 4 DOUBLE EAGLE PETE CO<br />
258509 RC 0 DCUBLECLICK INC<br />
258589 30 4 * 30UBLECLICK INC<br />
258509 90 4 DOUBLECLICK INC<br />
558659 95 4 DOUBLECLICK INC<br />
259858 10 8 30V PHARMACEUTICAL INC<br />
26C303 10 8 * DOVER CORP<br />
26i333 $0 8 DOVER CORP<br />
252203 95 8 DOVER CORP<br />
20i395 i O 4 DOVER DOWNS GAMING & ENTMT I<br />
260174 10 7 * DOVER MOTORSPORTS INC<br />
263174 40 7 OOVER MOTORSPORTS INC<br />
26C174 95 7 30VER MOTORSPORTS INC<br />
2605q.3 10 3 * DGW CHEM CO<br />
261543 90 5 DOW CHEM CO<br />
265,34Z 95 3 DOW CHEM CO<br />
202561 10 5 * DOW JOWES & CO INC<br />
260551 4C 5 DGW JONES 8 CO INC<br />
26G3il 45 5 3OW JONES 8 CO INC<br />
261318 10 5 DOWNEY FINL CORP<br />
261-33 10 1 DRAXIS HEALTH INC<br />
26iJ7C iG 5 * DRESS BARN INC<br />
26iJ7G 50 5 DRESS BARN INC<br />
25iS70 95 5 DRESS BARN INC<br />
26i58L 2G 5 3REW INDS INC<br />
261376 i O 6 * DREXLER TECHNOLOGY CORP<br />
261376 9G 6 3REXLER TECHNOLOGY CORP<br />
261375 55 4 3REXLER TECHNOLOGY CORP<br />
261378 10 2 * DREYERS GRAND ICE CREAM INC<br />
26L378 90 2 3REYERS GRAND ICE CREAM INC<br />
261878 $5 2 3REYERS GRAND ICE CREAM INC<br />
261,581 iCi tj DREYFUS CALIF MUN INCOME INC<br />
251932 iG 7 DREYFUS STRATEGIC MUNS INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CL B<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DEPOSTARY RCPT<br />
CL B SUB VTG<br />
COM<br />
COM PAR $0.10<br />
NOTE 4.750% 3/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM
R3& 3ATE: 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUX TIME : G8 : 47<br />
CUS:? NO. ISSUER NAME<br />
26223s ?C ; GREYFUS HIGH YIELD STRATEGIE<br />
26201R iO 2 3REYFUS MUN INCOME INC<br />
2hSG:T iO 8 3REYFUS N Y MUN INCOME INC<br />
26232F iO 7 3REYFUS STRATEGIC MUN BD FD<br />
262237 10 4 DRIL-QUIP INC<br />
262293 SO 6 DRIVER HARRIS CO<br />
262394 16 5 3RIVERSHIELD CORP<br />
262240 iO 4 DRUGMAX INC<br />
262241 10 2 * 3RUGSTORE COM INC<br />
2622G1 $0 2 3RUGSTJRE COM INC<br />
262241 45 2 DRUGSTORE COM INC<br />
265%32 10 7 JRYCLEAN USA INC<br />
262304 2C 2 DSET CORP<br />
252506 10 8 * 3SL NET INC<br />
262506 SG 8 DSL NET INC<br />
202306 95 8 3SL NET INC<br />
253334 10 9 * DU PONT E I DE NEMOURS 8 CO<br />
253334 50 9 DU PONT E I DE NEMOURS 8 CO<br />
255334 45 9 DU PONT E I DE NEMOURS CO<br />
265576 kC 0 DUANE READE INC<br />
253578 ;O 6 * 3UANE READE INC<br />
26t378 40 6 DUANE READE INC<br />
263578 45 6 DUANE READE INC<br />
24G366 10 1 3UCATI MTR HLDGS SPA<br />
264l42 10 S JUCKWALL-ALCO STORES INC NEW<br />
254i47 10 9 DLCOMMUN INC DEL<br />
26432K iO 8 DUFF & PHELPS UTIL CORP BD T<br />
264325 10 i DUFF & PHELPS UTILS TXFR INC<br />
264399 19 6 * 3UKE ENERGY CORP<br />
264359 SO 6 3tiKE ENERGY CORP<br />
254397 55 6 3UKE ENERGY CORP<br />
26L344 58 5 DUKE ENERGY CORP<br />
264411 50 5 * DUKE REALTY CORP<br />
264411 50 5 DUKE REALTY CORP<br />
P6L411 95 5 DUKE REALTY CORP<br />
25L35E 2.6 3 * 3UN & BRADSTREET CORP DEL NE<br />
26L.83E 90 0 3UN & BRADSTREET CORP DEL NE<br />
P5423E 95 0 DUN & BRADSTREET CORP DEL NE<br />
255963 iC 4 * 3URA AUTOMOTIVE SYSTEMS CORP<br />
255303 5G 4 DURA AUTOMOTIVE SYSTEMS CORP<br />
555903 55 4 3URA AUTOMOTIVE SYSTEMS CORP<br />
26613X C.C 5 DCPONT PHOTOMASKS INC<br />
26613~ lf3 1 3 DUPONT PHOTOMASKS INC<br />
26613X SO 1 DUPONT PHOTOMASKS INC<br />
266i3X 45 1 3UPONT PHOTOMASKS INC<br />
25632K 20 1 3bRA AUTCMOTIVE SYS CAP TR<br />
26632s E.A 7 DURA PHARMACEUTICALS INC<br />
26553G ;G 2 3URATEK INC<br />
256597 30 i DURBAN ROODEPOORT DEEP LTD<br />
SECURITIES ** PAGE 87<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM PAR $0.83<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 2.147% 4/1 ADDED<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
COM DELETED<br />
COM<br />
CALL<br />
PUT<br />
UNIT 99/99/9999 DELETED<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
PFD TR CONV<br />
NOTE 3.500% 7/1 DELETED<br />
COM<br />
SPONSORED ADR
Rdh JATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 88<br />
RUN TIYE:G8:47 IVMOOl<br />
C;iSiP NZ. ISSUER NAME<br />
266635 10 4 DURECT CORP<br />
256896 10 5 * 3USA PHARMACEUTICALS INC<br />
256698 $0 5 DUSA PHARMACEUTICALS INC<br />
266898 55 5 3USA PHARMACEUTICALS INC<br />
255335 26 7 DURASWITCH INDUSTRIES INC<br />
26734P 10 8 SUTCHFORK BANCSHARES INC<br />
267455 iD 3 DWYER GROUP INC<br />
26745E i0 3 DYAX CORP<br />
257475 10 1 DYCOM LNDS INC<br />
-,<br />
~0i-t75 -, SC i DYCOM INDS INC<br />
257G75 45 1 3YCOM INDS INC<br />
26784F 10 3 DYNAMEX INC<br />
267388 10 5 DYNAMIC MATLS CORP<br />
257596 10 5 DYNAMIC OIL 8 GAS INC<br />
257319 30 6 DYNACQ INTL INC<br />
257920 2C 5 * DYNACARE INC<br />
257320 90 5 9YNACARE INC<br />
267'220 95 5 DYNACARE INC<br />
268357 10 6 DYNAMICS RESH CORP<br />
268157 10 4 3YNATRONICS CORP<br />
258164 10 1 * DYNEGY INC NEW<br />
268l5Q 90 1 DYNEGY INC NEW<br />
A,*,<br />
~boi5Q 95 1 DYNEGY INC NEW<br />
266i7Q 20 9 DYNEX CAP INC<br />
268176 30 8 DYNEX CAP INC<br />
268174 40 7 DYNEX CAP INC<br />
256179 50 6 DYNEX CAP INC<br />
26aiBO i0 6 DYNTEK INC<br />
266180 11 4 DYNTEK INC<br />
25E1EO 20 5 DYNTEK IbC<br />
2662qR 40 6 EB2B COMM INC<br />
26E253 1G 1 ECB BANCORP INC<br />
265255 10 6 ECC INTL CORP<br />
25d25S 13 0 * ECI TELECOM LTD<br />
26i.256 SO 0 ECI TELECOM LTD<br />
Z6E258 45 0 ECI TELECOM LTD<br />
26833K 20 5 E COM VENTURES INC<br />
26633G 10 3 ECHAPMAN INC<br />
265311 iO 7 ECAP TMS S A<br />
266353 10 9 ED?-ELECTRICIDADE DE PORTUGA<br />
268qiE 10 7 EDT LEARNING INC<br />
25CG2V 20 7 * EEX CORP<br />
PS8&2V 53 7 EEX CORP<br />
25542V 95 7 EEX CORP<br />
25SG23 10 G EFC BANCORP INC<br />
26Ei84 10 2 * EGL INC<br />
256484 SO 2 EGL INC<br />
256424 45 2 EGL INC<br />
S585:T IS 7 E E-LOAN INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM PAR S.OO1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
PFD CV A 9.75%<br />
PFD CV B 9.55%<br />
PFD CV C 9.73%<br />
COM NEW<br />
CL A<br />
*W EXP 12/11/200<br />
PFD CV SER A<br />
COM NEW<br />
COM<br />
COM<br />
ORD<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
COM<br />
COM NEW<br />
CAL i<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED
KtiN DPTE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 89<br />
t?U& TI?IE : 08: 47 IVMOOl<br />
CSSi? NG. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
262blP SC 7 E-LOAN INC<br />
26561P 45 7 E-LOAN INC<br />
268413 20 5 ELXSI CORP<br />
258648 LO 2 * E M C CORP MASS<br />
266348 90 2 E M C CORP MASS<br />
2bS546 95 2 E M C CORP MASS<br />
25855C 10 8 EMCEE BROADCAST PRODS INC<br />
268564 10 9 EMC ItiS GROUP INC<br />
26873t4 10 8 3 EMS TECHNOLOGIES INC<br />
2667314 5C 8 EMS TECHNOLOGIES INC<br />
26E73N 95 8 EMS TECHNOLOGIES INC<br />
26874C 10 O * ENSCO INTL INC<br />
268740 90 0 ENSCO INTL INC<br />
263%7$6 '95 0 ENSCO INTL INC<br />
26%74R 2.6 E EN1 S P A<br />
2SE75P 16 i * EOG RES INC<br />
26875P 90 1 506 RES INC<br />
26875P $5 i EOG RES INC<br />
263753 iG 9 EON COMMUNICATIONS CORP<br />
26E766 BR 2 EOP OPER LTD PARTNERSHIP<br />
26E78G 10 3 E ON AG<br />
26EBlP 10 3 EP MEDSYSTEMS .INC<br />
266,310 iO 1 EPIX MEDICAL INC<br />
258alV 1G 0 * E PIPHANY INC<br />
26E81V 90 0 E PIPHANY INC<br />
266Bi1i 55 0 E PIPHANY INC<br />
25562C i6 9 * EPIQ SYS INC<br />
266823 90 9 EPIQ SYS INC<br />
25832D 95 9 EPIQ SYS INC<br />
2bE.33W 10 6 ERESOURCE CAP GROUP INC<br />
25633W PO 5 ERESOURCE CAP GROUP INC<br />
26684F iO 2 ESB FINL CORP<br />
5689q8 1G 6 EAGLE BANCORP INC MD<br />
268333 10 6 EIS FD<br />
26S13i iO 6 * ESS TECHNOLOGY INC<br />
252151 90 6 ESS TECHNOLOGY INC<br />
253i51 95 6 ESS TECHNOLOGY INC<br />
265246 AB 0 E TRACE GROUP INC<br />
264246 AD 6 E TRADE GROUP INC<br />
25$245 LC 4 * f TRADE GROUP INC<br />
269246 SG 4 E TRADE GROUP INC<br />
264246 95 4 E TRADE GROUP INC<br />
26526P 10 C EVCI CAREER COLLEGES INC<br />
269379 PO 4 EXCO RESGURCES INC<br />
259279 30 3 EXCO RESOURCES INC<br />
259282 IG 9 EXX INC<br />
259282 20 8 EXX INC<br />
265395 2G 7 E Z EM INC<br />
269505 30 6 E Z EM INC CL B<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 7.250%11/1<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CAL i<br />
PUT<br />
NOTE 6.000% 2/0<br />
NOTE 6.750% 5/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
PFD CONV<br />
CL A<br />
CL B<br />
CL A<br />
DELETED<br />
ADDED
RUE dATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 90<br />
RJK TIHE:G8:47 IVMOOl<br />
CUSIP NG. ISSUER NAME<br />
P5942C iO 9 EAGLE 3ANCSHARES INC<br />
26SG37 10 9 EAGLE BROADBAND INC<br />
264514 20 4 EAGLE FOOD CENTERS INC<br />
267894 iO 1 EAGLE SUPPLY GROUP INC<br />
265894 i1 9 EAGLE SUPPLY GROUP INC<br />
27C32B 10 O * EARTHSHELL CORP<br />
27i32P 40 0 EARTHSHELL CORP<br />
27C32B 55 0 EGRTHSiiELL CORP<br />
27632C kB 4 EARTHWEB INC<br />
272321 iO 2 3 EARTHLINK INC<br />
i7C321 90 2 EARTHLINK INC<br />
27C321 95 2 EARTHLINK INC<br />
274285 iO 5 EAST PENN BK EMMAUS PA<br />
275793 10 4 * EAST WEST BANCORP INC<br />
27579R 90 4 EAST WEST BANCORP INC<br />
27379R 55 4 EAST WEST BANCORP IMC<br />
276217 10 6 EASTERN AMERN NAT GAS TR<br />
276317 10 4 EASTERN CO<br />
27Ti96 iO i EASTERN VA BANKSHARES INC<br />
277276 i O i EASTGROUP PPTY INC<br />
277432 10 0 * EASTMAN CHEM CO<br />
277G32 4G 0 EASTMAN CHEM CO<br />
277432 45 0 EASTMAN CHEM CO<br />
277461 ?O 9 * EASTMAN KODAK CO<br />
277451 40 9 EASTMAN KODAK CO<br />
277461 $5 9 EASTMAN KODAK CO<br />
27784T 2G 0 EASYLINK SVCS CORP<br />
277351 10 1 EATERIES INC<br />
278358 10 2 * EATON CORP<br />
278358 $0 2 EATON CORP<br />
276538 95 2 EATON CORP<br />
27626E 10 0 EATON VANCE FL MUNI INCOME T<br />
276L6D 10 6 EATON VANCE MI MUNI INCOME T<br />
27526E i O 4 EATON VANCE MA MUNI INCOME T<br />
27826F IG 1 EATON VANCE CA MUNI INCOME T<br />
278268 iO 9 EATON VANCE OH MUNI INCOME T<br />
27626s 15 3 EATON VANCE SR INCOME TR<br />
27E25T 10 1 EATON VANCE PA MUNI INCOME T<br />
27E25U 10 8 EATON VANCE MUNI INCOME TRUS<br />
27626V 10 6 EATON VANCE NJ MUNI INCOME T<br />
27826k 10 4 EATON VANCE NY MUNI INCOME T<br />
278265 iO 3 * EATON VANCE CORP<br />
578265 SO 3 EATON VANCE CORP<br />
27E265 55 3 EATON VGNCE CORP<br />
57827X 10 1 EATON VANCE INS MUN BD FD<br />
i75E7Y 10 9 EkTON VANCE INS NY MUN BD FD<br />
27625A 10 0 EATON VANCE INS CA MUN BD FD<br />
278542 iO 3 * EEAY INC<br />
278542 SC 3 EBAY INC<br />
ISSUER DESCRIPTION STATUS<br />
COM DELETED<br />
COM<br />
COM NEW<br />
COM<br />
*W EXP 05/01/200<br />
COM<br />
CALL<br />
PUT<br />
NOTE 7.000% 1/2 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPERS RCT UNIT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A NEW<br />
COM<br />
CON<br />
CALL<br />
PUT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
COM NON VTG<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
ADDED<br />
ADDED<br />
ADDED
RUti ilkTE:09/24/02 X% LIST OF SECTION <strong>13F</strong><br />
RZ?? TIflE: C8:47<br />
StjSiP NS. ISSUER NAME<br />
27ti542 55 3 EBAY INC<br />
276558 113 8 EBENX INC<br />
27E715 10 7 EBIX CJM INC<br />
275725 16 6 EBCOKERS PLC<br />
27ET4N 1C 5 * ECHELON CORP<br />
27C14N 50 5 ECHELON CORP<br />
27E74N 55 5 ECHELON CORP<br />
278751 10 2 * ECHO BAY MINES LTD<br />
278751 50 2 ECHO BAY MINES LTD<br />
576751 55 2 ECHO BAY MINES LTD<br />
276751 16 9 ECHO BAY MINES LTD<br />
276762 LC 3 ECHOSTAR COMMUNICATIONS NEW<br />
278762 L.D 1 ECHOSTAR COMMUNICATIONS NEW<br />
278762 hG 4 ECHOSTAR COMMUNICATIONS NEW<br />
275742 1G 9 * ECHOSTAR COMMUNICATIONS NEW<br />
276762 SO 9 ECHOSTAR COMMUNICATIONS NEW<br />
27S755 $5 9 ECHOSTAR COMMUNICATIONS NEW<br />
27E356 iG 9 * ECLIPSYS CORP<br />
278356 SC 9 ECLIPSYS CORP<br />
278856 45 9 ECLIPSYS CORP<br />
27Ed45 10 0 * ECOLAB INC<br />
278345 $0 0 ECOLAB INC<br />
278855 45 0 ECOLAB INC<br />
27&37E 13 0 ECOLLEGE COM<br />
278378 10 3 ECOLOGY & ENVIRONMENT INC<br />
575q34 iG 4 EEELBROCK CORP<br />
2741~5 io o x EDEN BIOSCIENCE CORP<br />
279445 40 0 EDEN BIOSCIENCE CORP<br />
279445 S5 G EDEN BIOSCIENCE CORP<br />
279765 iO 1 EDGAR ONLINE INC<br />
279862 10 6 EDGE PETE CORP DEL<br />
28C356 i0 2 * EDGEWATER TECHNOLOGY INC<br />
565356 90 2 EDGEWATER TECHNOLOGY INC<br />
263358 95 2 EDGEWATER TECHNOLOGY INC<br />
231520 IC 7 * EDISON INTL<br />
261220 40 7 EDISON INTL<br />
281320 $5 7 EDISON INTL<br />
281335 16 0 3 EDISON SCHOOLS INC<br />
251333 40 O EDISON SCHOOLS INC<br />
281333 55 O ECISON SCHOOLS INC<br />
281367 C.D 6 ED0 COZP<br />
531347 10 4 * ECO CORP<br />
28l347 40 4 :DO CORP<br />
23l347 $5 4 ED0 CORP<br />
-A, 7<br />
~3139T 10 1 X EDUCATION MGMT CORP<br />
28139T SC I ECUCATION MGMT CORP<br />
2313ST 55 i ECUCATION MGMT CORP<br />
281479 LO 5 EDUCATIONAL DEV CORP<br />
281567 19 5 * J D EDWARDS 8 CO<br />
SECURITIES ** PAGE 91<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
%W EXP 11/14/200<br />
NOTE 4.875% 1/0<br />
NOTE 4.875% 1/0<br />
NOTE 5.750% 5/1<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
NOTE 5.250% 4/1 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM
33k 2ATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 92<br />
RUN TIYE: 28: 47 IVMOOl<br />
CUSI? NC.. ISSUER NAME<br />
28l.557 50 5 J D EDUARDS 8 CO<br />
281657 $5 5 J D EDWARDS & CO<br />
28176E ;O 8 * EDWARDS LIFESCIENCES CORP<br />
2817SE 5 C 8 EDWARDS LIFESCIENCES CORP<br />
2Si76E 45 8 ECWARDS LIFESCIENCES CORP<br />
28i750 10 8 * EDWARDS AG INC<br />
2Ei76C $0 8 EDWARDS AG INC<br />
28176C 55 6 EDWARDS AG INC<br />
28224R LO I * EFUNDS CORP<br />
28224R 90 1 EFUNDS CORP<br />
282242 45 i EFUNDS CORP<br />
28225C 10 3 * EGAIN COMMUNICATIONS<br />
282252 90 3 EGAIN COMMUNICATIONS<br />
28225C S5 3 EGAIN COMMUNICATIONS<br />
26225R 10 0 EGANAGOLDPFEIL HLDGS LTD CAY<br />
28225R 20 9 EGANAGOLDFEIL HLDGS LTD CAYM<br />
282485 1G I EiDOS PLC<br />
282520 10 5 i838 BD-DEB TRADING FD<br />
282567 10 6 EIMO PDB LTD CO<br />
282114 i0 O 3x8 INC NEW<br />
28336i. LC 3 EL PASO CORP<br />
283361 i O 9 x EL PAS0 CORP .<br />
2833.51 40 9 EL PAS0 CORP<br />
28356L 95 9 EL PAS0 CORP<br />
283677 E5 4 * EL PAS0 ELEC CO<br />
233677 90 4 EL PAS0 ELEC CO<br />
281577 $5 4 EL PAS0 ELEC CO<br />
283373 20 9 EL PAS0 ENERGY CAP TR I<br />
283683 IG 2 * EL PAS0 ENERGY PARTNERS L P<br />
28368E 90 2 EL PAS0 ENERGY PARTNERS L P<br />
28358B S5 2 EL PASO ENERGY PARTNERS L P<br />
28Li25 AB 9 ELAN FIN CORP LTD<br />
284129 k.C 7 ELAN FIN CORP LTD<br />
234131 20 8 3 ELAN PLC<br />
234131 SO 8 ELAN PLC<br />
254131 $5 8 ELAN PLC<br />
284131 SO 2 ELAN PLC<br />
23c434 LO 7 * ELCOM INTL INC<br />
284434 90 7 EiCOM INTL INC<br />
266434 95 7 ELCOM INTL INC<br />
234G43 10 8 * ELCOR CORP<br />
234
RU?i 3LTE:09/24/02 X* LIST OF SECTION <strong>13F</strong><br />
RUN TIIE:08:47<br />
Gal? XC. ISSUER NAME<br />
584571 10 O * ELECTRIC FUEL CORP<br />
284371 SC 0 ELECTRIC FUEL CORP<br />
28c671 55 G ELECTRIC FUEL CORP<br />
255118 iG 3 ELECTRO RENT CORP<br />
285229 AC 4 ZLECTRO SCIENTIFIC INDS<br />
285229 1G C * ELECTRO SCIENTIFIC INDS<br />
285224 SG 0 ELECTRO SCIENTIFIC INDS<br />
285229 45 0 ELECTRO SCIENTIFIC INDS<br />
285233 i0 2 ELECTRO-SENSORS INC<br />
285324 ?C 9 * ELECTROGLAS INC<br />
285324 96 9 ELECTROGLAS INC<br />
285324 $5 9 ELECTROGLAS INC<br />
285512 iO 9 * ELECTRONIC ARTS INC<br />
235512 96 9 ELECTRONIC ARTS INC<br />
255512 $5 9 ELECTRONIC ARTS INC<br />
285362 53 0 ELECTRONIC CLEARING HOUSE IN<br />
235651 LE 0 ELECTRONIC DATA SYS NEW<br />
285651 1 G 4 * ELECTRONIC DATA SYS NEW<br />
285661 9 0-4 ELECTRONIC DATA SYS NEW<br />
285561 95 4 ELECTRONIC DATA SYS NEW<br />
236345 10 9 ELECTRONICS BOUTIQUE HLDGS C<br />
236345 40 9 ELECTRONICS BOUTIQUE HLDGS C<br />
286545 45 9 ELECTRONICS BOUTIQUE HLDGS C<br />
286982 10 2 * ELECTRONICS FOR IMAGING INC<br />
266332 5C 2 ELECTR3NICS FOR IMAGING INC<br />
286382 95 2 ELECTRONICS FOR IMAGING INC<br />
28659K l0 6 ELITE INFORMATION GROUP INC<br />
28559T 20 0 ELITE PHARMACEUTICALS INC<br />
28553f iO 6 * ELIZABETH ARDEN INC<br />
226506 ?ii 6 ELIZABETH ARDEN INC<br />
285506 55 6 ELIZABETH ARDEN INC<br />
287455 10 7 * ELKCORP<br />
297456 SO 7 ELKCORP<br />
267G56 5'5 7 ELKCORP<br />
268353 1C 4 ELLIS PERRY INTL INC<br />
284974 iO 6 ELLSWORTH CONV GROWTH & INCO<br />
285593 10 0 ELMERS RESTAURANT INC<br />
285,566 10 2 ELMIRA SVGS BK FSB N Y<br />
29CiGO 10 2 ELOQUENT INC<br />
292151 3C 7, ELOYALTY CORP<br />
29ClSC iO 0 ELRON ELECTR INDS LTD<br />
27C76ti 10 7 EMAGIN CORP<br />
29C787 10 0 * EMBARCADERO TECHNOLOGIES INC<br />
240787 90 0 EMBARCADERO TECHNOLOGIES INC<br />
29C787 95 0 EMBARCADERO TECHNOLOGIES INC<br />
29C31P iO 5 EMBOTELLADORA ANDINA S A<br />
29CdIP 20 4 EMBOTELLADORA ANDINA S A<br />
23561P 30 3 EMBOTELLADORA ANDINA S A<br />
23i3i7 iO 5 EMBREX INC<br />
SECURITIES ** PAGE 93<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 4.250%12/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM PAR.01 NEW<br />
NOTE 10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
ORD<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
SPON ADR A<br />
SPON ADR B<br />
COM<br />
ADDED<br />
ADDED<br />
ADDED
Ri!h 3ATE:99/24/02 x* LIST OF SECTION <strong>13F</strong> SECURITIES *x PAGE 94<br />
RL?4 TIYE: C8:47 IVMOOl<br />
CLjSiP NC. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
29: 339 10 9 EMCO LTD<br />
23CS46 10 3 x EMCOR GROUP INC<br />
2q584Q $0 0 EMCOR GROUP INC<br />
29084Lj 55 0 EMCOR GROUP INC<br />
29G546 AB 0 EMCORE CORP<br />
23S546 iO 4 * EMCORE CORP<br />
29C846 $0 4 EMCORE CORP<br />
29C3G6 $5 4 ZMCORE CORP<br />
Z9C3EW 10 3 * EMERGE INTERACTIVE INC<br />
23L381 S3 3 EMERGE INTERACTIVE INC<br />
29C38w 55 3 EMERGE INTERACTIVE INC<br />
29L385 10 2 EMERGING MKTS FLOATING RATE<br />
29G3d7 10 6 EMERGING MKTS TELECOMMUNICAT<br />
29C39O iO 2 EMERGING MKTS TELECOMNC FD N<br />
290918 10 1 EMERGING MKTS INCOME FD<br />
29C32C 10 7 EMERGING MKTS INCM FD I1<br />
241505 10 6 EMERITUS CORP<br />
291311 10 4 * EMERSON ELEC CO<br />
2913il $0 4 EMERSON ELEC CO<br />
291311 55 4 EMERSON ELEC CO<br />
59;287 20 3 EMERSON RADIO CORP<br />
291206 iO 0 EMEX CORP<br />
291345 1; 6 EMISPHERE TECHNOLOGIES INC<br />
231345 90 6 EMISPHERE TECHNOLOGIES INC<br />
29i345 $5 6 EMISPHERE TECHkOLOGIES INC<br />
2Gi525 10 3 * EMMIS COMMUNICATIONS CORP<br />
2S1325 56 3 EMMIS COMMUNICATIONS CORP<br />
29;325 55 3 EMMIS COMMUNICATIONS CORP<br />
231525 20 2 EMMIS COMMUNICATIONS CORP<br />
291541 i C 8 EMPIRE DIST ELEC CO<br />
291357 1 6 4 EMPIRE FED BANCORP INC<br />
231258 iG 2 EMPIRE FINL HLDG CO<br />
2922tE 10 G EMPIRE RES INC DEL<br />
292iGT 10 1 EMPRESA NACIONAL DE ELCTRCID<br />
ZiZL48 AC 1 EMPRESAS ICA SOCIEDAD CONTRL<br />
2;2448 lCi 7 EMPRESAS ICA SOCIEDAD CONTRL<br />
295-7F 10 8 EN POINTE TECHNOLOGIES INC<br />
272475 A3 6 EMULEX CORP<br />
2$2&75 25 9 * EMULEX CORP<br />
272475 SO 9 EMULEX CORP<br />
2;2
225 3PTE:C9/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES x* PAGE 95<br />
Rdh TINE:OS:47 IVMOOl<br />
CL'SIP XC. ISSUER NAME<br />
23255U iC 4 * ENCOMPASS SVCS CORP<br />
29255U 40 4 ENCOMPASS SVCS CORP<br />
2G25SU 45 4 ENCOMPASS SVCS CORP<br />
25255bi 10 O ENCORE ACQUISITION CO<br />
29256E 18 '9 ENCORE MED CORP<br />
29256E li 7 ENCORE MED CORP<br />
252362 iO 5 * ENCORE WIRE CORP<br />
242562 SO 5 ENCORE WIRE CORP<br />
292562 $5 5 ENCORE WIRE CORP<br />
29258N 10 7 * ENGESA S A<br />
29258K 90 7 ENDESA S A<br />
29258N 45 7 ENDESA S A<br />
29254A 12 7 ENDWAVE CORP<br />
29Z54A 20 6 ENDWAVE CORP<br />
29264F 11 4 END0 PHARMACEUTICALS HLDGS I<br />
2'3254F 2C 5 * END0 PHARMACEUTICALS HLDGS I<br />
~$254~<br />
s~ 5 E~DO<br />
PHARMACEUTIGALS HLDGS I<br />
29Z6GF 95 5 END0 PHARMACEUTICALS HLDGS I<br />
29264P iO 4 * ENDOCARE INC<br />
2S25%P $0 4 ENDOCARE INC<br />
29264P 45 4 ENDOCARE INC<br />
29255fi 10 8 ENERGEN CORP<br />
23255% 10 8 ENEL SOCIETA PER AZIONI<br />
292659 16 9 * ENERGY CONVERSION DEVICES IN<br />
292559 SC 9 ENERGY CONVERSION DEVICES IN<br />
232659 55 9 ZkERGY CONVERSION DEVICES IN<br />
292532 iG C ENERGIS PLC<br />
25256K iO 9 * ENERGY EAST CORP<br />
29255K BG 9 ENERGY EAST CORP<br />
25256M 55 9 ENERGY EAST CORP<br />
27255R 10 8 * ENERGIZER HLDGS INC<br />
29256R 50 8 ENERGIZER HLDGS INC<br />
25255R $5 8 ENERGIZER HLDGS INC<br />
29236s 10 6 ENDOLOGIX INC<br />
29270b 10 5 ENERGY PARTNERS LTD<br />
29273V iG 3 fNERGY PWR SYS LTD<br />
29274A iC 5 ENERGY WEST INC<br />
29274C 00 4 ENERPLUS RES FD<br />
i927BF 10 4 X ENERSIS S A<br />
29274F 98 4 ENERSIS S A<br />
23574F $5 4 EMERSIS S A<br />
292327 10 2 * ENGAGE INC<br />
232327 90 2 ENGAGE INC<br />
292327 95 2 ENGAGE INC<br />
292345 10 4 * ENGELHARD CORP<br />
292345 50 4 ELGELHARD CORP<br />
292345 55 4 ENGELHARD CORP<br />
292351 10 2 ENGEX INC<br />
232566 I0 G * ENGINEERED SUPPORT SYS INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
*W EXP 03/08/200<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM DELETED<br />
COM NEW ADDED<br />
*W EXP 12/31/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADR<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
UNIT TR G NEW<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED
R2N DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 96<br />
RUN TI?lE:6&:47 IVMOOl<br />
CilSIP NC. ISSUER NAME<br />
292356 50 0 ENGINEERED SUPPORT SYS INC<br />
292356 $5 0 ENGINEERED SUPPORT SYS INC<br />
292962 10 7 ENDOCARDIAL SOLUTIONS INC<br />
292970 iC 0 ENERGYSOUTH INC<br />
292973 iO 4 * ENESCO GROUP INC<br />
292973 90 4 ENESCO GROUP INC<br />
292373 95 4 ENESCO GROUP INC<br />
295306 iO 6 ENGLOBAL CORP<br />
293389 iO S ENNIS BUSINESS FORMS INC<br />
293691 ;O 6 ENODIS PLC<br />
29-35X 13 7 ENPRO INDS INC<br />
295526 10 4 * ENTEGRIS INC<br />
29362b SO 4 ENTEGRIS INC<br />
23352U 45 4 ENTEGRIS INC<br />
293537 iO 4 * ENTERASYS NETWORKS INC<br />
293637 $0 4 ENTERASYS NETWORKS INC<br />
243537 45 4 ENTERASYS NETWORKS INC<br />
292539 10 C % ENTERCOM COMMUNICATIONS CORP<br />
293639 90 -0 ENTERCOM COMMUNICATIONS CORP<br />
293635' $5 0 ENTERCOM COMMUNICATIONS CORP<br />
293646 10 3 * ENTERGY CORP NEW<br />
235641 SO 3 ENTERGY CORP NEW<br />
23354S 55' 3 ENTERGY CORP NEW<br />
293779 30 2 ENTERP2ISE OIL PLC<br />
233792 i C 7 ENTERPRISE PRODS PARTNERS L<br />
29330T 10 5 ENTERTAINMENT PPTYS TR<br />
2938iL 10 1 ENTER2A ENERGY CORP<br />
27332F iil 3 x ENTREMED INC<br />
29532F $0 3 ENTREMED INC<br />
2?532F 95 3 ENTREMED INC<br />
29Z32R 10 7 * SNTRAVISION COMMUNICATIONS C<br />
23352R 46 i EtiTRA3ISION COMMUNICATIONS C<br />
29532R 95 7 ENTRAVISION COMMUNICATIONS C<br />
29382Y 10 2 ENTRADA NETWORKS INC<br />
293aL4 10 6 ENTROPIN INC<br />
293S.44 11 4 ENTROPIN INC<br />
293848 10 7 * ENTRUST INC<br />
295845 40 7 EKTRUST INC<br />
235848 '95 7 ENTRUST INC<br />
293850 10 3 ENTRX CORP<br />
293934 F.B 4 ENZON INC<br />
273934 iO 8 * ENZON INC<br />
2?5334 5'0 8 EtiZGN INC<br />
273304 $5 8 EhZON INC<br />
2FZ3kC i0 2 ERVIRONMENTAL ELEMENTS CORP<br />
295386 10 5 ENVOY COMMUNICATIONS GROUP I<br />
23634C 30 8 EbVIROGEN INC<br />
294369 30 7 ENVIRONMENTAL SAFEGUARDS INC<br />
294392 !O i ENVIRONMENTAL TECTONICS CORP<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
CUM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM SH BEN INT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
xW EXP 03/01/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 4.500% 710<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM PAR $0.001<br />
COM<br />
ADDED<br />
DELETED<br />
ADDED
RU& 3ATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 97<br />
R2N TI?lE:C8:47 IVMOOl<br />
CijS;? NG. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
2FG1CP 1C 7 EPCOS AG<br />
29QIGO iO 2 x ENZO BIOCHEM INC<br />
294120 56 2 ENZO BIOCHEM INC<br />
234130 45 2 ENZO BIOCHEM INC<br />
23G103 19 6 EOTT ENERGY PARTNERS L P<br />
234L2E 15 3 EON LABS INC<br />
29425Y la 1 EFIMMUNE INC<br />
29f20L iO 8 * EPICOR SOFTWARE CORP<br />
2942hL 98 8 EPICOR SOFTWARE CORP<br />
29426L 95 8 EPICOR SOFTWARE CORP<br />
29426X iO 2 EPICEDGE INC<br />
2 9 ~ ~ 510 6 7 rPLus INC<br />
23
25k GATE:04/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 98<br />
RUN TIYE: 68: 47 IVMOOl<br />
CUS;? NC. ISSUER NAME<br />
29L75L 68 3 EQUITY RESIDENTIAL<br />
294766 10 0 EQUUS 11 INC<br />
2948iV 10 8 ERESEARCHTECHNOLOGY INC<br />
294821 LC 0 * ERICSSON L M TEL CO<br />
294321 50 0 ERICSSON L M TEL CO<br />
29C8Sl 55 0 ERICSSON L M TEL CO<br />
29530P ? D 2 ERIE INDTY CD<br />
296316 10 8 EROOMSYSTEM TECHNOLOGIES INC<br />
296056 16 4 ESCALADE INC<br />
256374 30 5 ESCALON MED CORP<br />
296315 10 4 ESCO TECHNOLOGIES INC<br />
29654R ; O 6 ESPERION THERAPEUTICS INC<br />
296443 iO 9 * ESPEED INC<br />
295643 96 9 ESPEED INC<br />
296643 45 9 ESPEED INC<br />
29665F SO 0 * ESPIRITO SANTO FINL GROUP SA<br />
59665F 50 0 ESPIRITO SANTO FIHL GROUP SA<br />
29655F 95 0 fSPIR1TO SANTO FINL GROUP SA<br />
29665C iC 4 ESPEY MFG d ELECTRS CORP<br />
23669A i0 8 ESSENTIAL THERAPEUTICS INC<br />
297278 iO 5 ESSEX PPTY TR INC<br />
297425 10 0 * ESTERLINE TECHNOLOGIES CORP<br />
-m 7,<br />
~ ~ t + 2$0 5 O ESTERLINE TECHNOLOGIES CORP<br />
297425 55 0 ESTERLINE TECHNOLOGIES CORP<br />
29759bi 10 1 ETABLISSEMENTS DELHAIZE FRER<br />
297502 10 4 * ETHAN ALLEN INTERIORS INC<br />
297632 90 4 ETHAN ALLEN INTERIORS INC<br />
299602 55 4 ETHAN ALLEN INTERIORS INC<br />
297557 ?O 4 % ETHYL CORP<br />
237659 $0 4 ETHYL CORP<br />
2'37659 95 4 ETHYL CORP<br />
297'559 6G 9 ETHYL CORP<br />
298412 15 7 EbNIVERSE INC<br />
298730 10 9 * EURONET WORLDWIDE INC<br />
298736 40 9 EURONET WORLDWIDE INC<br />
576736 45 S EURONET WORLDWIDE INC<br />
25674M 10 3 EUROPE FD INC<br />
29556 1C 5 * EUROPE 2001 HOLDRS TR<br />
298756 $0 5 EbROPE 2001 HOLDRS TR<br />
29E73G 95 5 EUROPE 2001 HOLDRS TR<br />
29E79R iD 7 EUROTRUST A/S<br />
29579R 20 6<br />
298792 10 2<br />
EUROTRUST A/S<br />
EUROPEAN WT FD INC<br />
298736 10 3 EUROTECH LTD<br />
295321 40 8 EUROWEB INTL CORP<br />
29?336 kA 5 EVANS 8 SUTHERLAND COMPUTER<br />
299336 10 7 EVANS 8 SUTHERLAND COMPUTER<br />
295396 40 7 EVANS 8 SUTiiERLAND COMPUTER<br />
294596 55 7 EVANS d SUTHERLAND COMPUTER<br />
ISSUER DESCRIPTION STATUS<br />
PFD CONV E 7%<br />
COM<br />
COM<br />
ADR CL 3 SEKlO<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DEPOSITRY RCPT<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
SPONS ADR NEW<br />
COM<br />
COM<br />
COM NEW<br />
SDCV 6.000% 3/0<br />
COM<br />
CALL<br />
PUT<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
DELETED<br />
ADDED<br />
ADDED
Ruh DATE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 99<br />
RLih TIME:08:47 IVMOOl<br />
CirSiP !JC. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
29SilF 20 8 EVANS BANCORP INC<br />
295759 10 O EVERCEi INC<br />
2993C0 L.2 6 EVERGREEN RES INC<br />
295930 30 8 * EVERGREEN RES INC<br />
279900 $0 6 EVERGREEN RES INC<br />
29S90G 55 8 EVERGREEN RES INC<br />
30033R i C 8 EVERGREEN SOLAR INC<br />
30C3.55 10 4 EVERLAST WORLDWIDE INC<br />
30CG12 10 3 EVERTRUST FINL GROUP INC<br />
38G49? iO 4 EVOLVE SOFTWARE INC<br />
300493 10 O EVOLVING SYS INC<br />
395615 LO i * EXABYTE CORP<br />
30CSi5 90 1 EXABYTE CORP<br />
32G615 45 1 EXABYTE CORP<br />
33Zi3P IG 5 * EXACT SCIENCES CORP<br />
33C53P SO 5 EXACT SCIENCES CORP<br />
30363F 95 5 EXACT SCIENCES CORP<br />
30C54E i G 9 EXkCTECH INC<br />
30C645 iO S * EXAR CORP<br />
30C545 90 6 EXAR CORP<br />
30C545 45 8 EXAR CORP<br />
3CCS7T 10 3 K EXCEL TECHNOLOGY INC<br />
33C67T SG 3 EXCEL TECHNOLOGY INC<br />
30C57T 95 3 EXCEL TECHNOLOGY INC<br />
33C684 :G 7 EXCELLIGENCE LEARNING CORP<br />
30C591 10 2 * EXCELON CORP<br />
3CC691 SG 2 EXCELON CORP<br />
J3E5S1 $5 2 SXCELON CORP<br />
3G1369 iG 0 EXCHANGE NATL BANCSHARES INC<br />
301554 ? G 6 EXE TECHNOLOGIES INC<br />
30151K 10 1 * EXELON CORP<br />
30iiI.h 90 I. EXELON CORP<br />
5016iN $5 i EXELON CORP<br />
3G151Q iO 4 * EXELIXIS INC<br />
3G15lG SO 4 EXELIXIS INC<br />
3Si61G 55 4 EXELIXIS INC<br />
5215?0 iO 1 EXEGENICS INC<br />
351973 ;O 3 EXTENDED SYSTEMS INC<br />
522343 10 4 * EXFO ELECTRO OPTICAL ENGR IN<br />
5022+3 SO 4 EXFO ELECTRO OPTICAL ENGR IN<br />
302043 55 4 EXFO ELECTRO OPTICAL ENGR IN<br />
3C2125 10 9 * EXPEDIA INC<br />
352125 '30 9 EXPEDIA INC<br />
3G2i25 95 9 EXPEDIA INC<br />
302125 12 5 EXPEDIA INC<br />
302130 IO 9 * EXPEDITORS INTL WASH INC<br />
302130 SG 9 EXPEDITORS INTL WASH INC<br />
53213t 55 9 EXPEDITORS INTL WASH INC<br />
302i33 20 2 EXPLORATION CO<br />
COM NEW<br />
COM<br />
NOTE 4.750%12/1<br />
COM NO PAR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SUB VTG SHS<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
*W EXP 02/04/200<br />
COM<br />
CALL<br />
PUT<br />
COM NEW
C<br />
-1<br />
3<br />
X<br />
LIJ<br />
0<br />
Z<br />
n<br />
W<br />
a<br />
cnmm<br />
W W W<br />
UUU<br />
Z Z Z<br />
n n w
PJK DATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 101<br />
RUN TIME:38:47 IVMOOl<br />
CgSIP NC;. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
332319 20 3 F N B CORP N C<br />
302520 10 1 FNB CORP PA<br />
302520 20 0 FNB CORP PA<br />
332326 10 8 FKB FINANCIAL SERVICES CORP<br />
as2363 10 i FPIC INS GROUP INC<br />
382571 10 4 * FPL GROUP INC<br />
302571 SO 4 FPL GROUP INC<br />
352371 95 4 FPL GROUP INC<br />
35252K 10 5 FSF FINL CORP<br />
302633 10 2 * FSI INTL INC<br />
3G2533 50 2 FSI INTL INC<br />
3Ci533 $5 2 FSI INTL INC<br />
3S2jSF iG 3 FTD COM INC<br />
302654 10 9 FTD INC<br />
302535 10 1 FX ENERGY INC<br />
332747 iG 0 FAB INDS INC<br />
302921 10 i FAHNESTOCK VINER HLDGS INC<br />
302930 10 2 F N B CORP VA<br />
302i41 10 9 * FTI CONSULTING INC<br />
302341 90 9 FTI CONSULTING INC<br />
502941 35 9 FTI CONSULTING INC<br />
3G3C72 iO 2 3 FACTORY 2-U INC<br />
303372 90 2 FACTORY 2-U INC<br />
305372 95 2 FACTORY 2-U INC<br />
303075 10 5 FACTSET RESH SYS INC<br />
303375 50 5 FACTSET RESH SYS INC<br />
302375 95 5 FACTSET RESH SYS INC<br />
333~294 1C 6 FACTUAL DATA CORP<br />
303250 iO 4 FAIR ISAAC 8 CO INC<br />
333230 43 4 FAIR ISAAC 8 CO INC<br />
533250 45 4 FAIR ISAAC 8 CO INC<br />
3i3198 10 4 * FAIRCHILD CORP<br />
333598 SO 4 FAIRCHILD CORP<br />
363698 $5 4 FAIRCHILC CORP<br />
3a3726 iO 3 * FAIRCHILD SEMICONDUCTOR INTL<br />
303726 SO 3 FAIRCHILD SEMICONDUCTOR INTL<br />
503726 55 3 FAIRCHILD SEMICONDUCTOR INTL<br />
325727 kJ 0 FAIRCHILD SEMICONDUCTOR CORP<br />
3GSi38 iO 7 FAIRMARKET INC<br />
35523G 10 9 * FAIRMONT HOTELS RESORTS INC<br />
3252% 40 9 FAIRMONT HOTELS RESORTS INC<br />
305204 95 9 FAIRMONT HOTELS RESORTS INC<br />
3GtJ75 10 2 FALCON PRODS INC<br />
336137 iO C * FALCONSTOR SOFTWARE INC<br />
366137 90 0 FALCONSTOR SOFTWARE INC<br />
336i37 95 O FALCONSTOR SOFTWARE INC<br />
566756 iO 2 FALMOUTH BANCORP INC<br />
- r . 7<br />
$a1530 iO 9 * FAMILY DLR STORES INC<br />
307330 90 9 FAMILY DLR STORES INC<br />
COM<br />
COM<br />
PFD CV SER B<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CL A<br />
COM<br />
COM<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CAL i<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
NOTE 5.000%11/0<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
DELETED<br />
ADDED
R3& DATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 102<br />
RUk TIME: 08: 47 I VMO 0 1<br />
CiJSi? NC. ISSUER NAME<br />
3G733G 95 9 FAMILY DLR STORES INC<br />
337059 20 4 FAMILY STEAK HOUSES OF FLORI<br />
307358 10 6 FAMGUS DAVES AMER INC<br />
307250 10 9 FANSTEEL INC DEL<br />
33T44P 10 2 FARGO ELECTRONICS INC<br />
307575 10 8 FkRMER BROS CO<br />
3Ci362 iO 6<br />
- - 311555 12 1<br />
FARMERS CAP BK CORP<br />
FARMSTEAD TEL GROUP INC<br />
51l365 13 9 FARMSTEAD TEL GROUP INC<br />
3;1JS5 15 4 FARMSTEAD TEL GROUP INC<br />
311355 53C 3 FARMSTEAD TEL GROUP INC<br />
311362 10 2 PAR0 TECHNOLOGIES INC<br />
31i85K iG 6 FASHIONMALL COM<br />
311377 13 4 FASTNET CORP<br />
311936 iG 4 * FASTENAL CO<br />
311930 $9 4 FASTENAL CO<br />
31LF30 5'5 4 FASTENAL CO<br />
3iZCSS 10 8 FAUQUIER BANKSHARES INC VA<br />
313354 10 8 FEATHERLITE INC<br />
313135 50 1 FEDDERS CORP<br />
313l48 LO 8 FEDERAL AGRIC MTG CORP<br />
313148 30 6 * FEDERAL AGRIC MTG CORP<br />
315i48 90 6 FEDERAL AGRIC MTG CORP<br />
3iZi4g 55 6 FEDERAL AGRIC MTG CORP<br />
3i3600 50 ! * FEDERAL HOME LN MTG CORP<br />
313430 40 1 FEDERAL HOME LN MTG CORP<br />
315430 $5 i FEDERAL HOME LN MTG CORP<br />
31336 10 9 * FEDERAL NATL MTG ASSN<br />
- -<br />
313586 40 9 FEDERAL NATL MTG ASSN<br />
313586 45 9 FEDERAL NATL MTG ASSN<br />
313747 20 6 FEDERAL REALTY INVT TR<br />
3i38i4 l G 4 FEDERAL SCREW WKS<br />
313855 l0 8 * FECERAL SIGNAL CORP<br />
313855 40 8 FEDERAL SIGNAL CORP<br />
313555 $5 8 FEDERAL SIGNAL CORP<br />
3iG3i2 i0 5 FEDERAL TR CORP<br />
3iS1OH i0 1 * FEGERATED DEPT STORES INC DE<br />
31LlDk 40 i FEDERATED DEPT STORES INC DE<br />
31410H 45 1 FEDERATED DEPT STORES INC DE<br />
314211 10 3 * FEDERATED INVS INC PA<br />
3142il 50 3 FEDERATED INVS INC PA<br />
314221 95 3 FEDERATED INVS INC PA<br />
31428X 12 6 X FEDEX CORP<br />
3;423X 52 6 FEDEX CORP<br />
3iG2BX 95 6 FEDEX CORP<br />
31C33F 10 i x FELCOR LODGING TR INC<br />
3lc52F $0 1 FELCOR LODGING TR INC<br />
5IL33F 45 1 FELCOR LGDGING TR INC<br />
51433F 20 0 FELCOR LODGING TR INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM NEW<br />
COM<br />
COM DELETED<br />
COM<br />
COM<br />
COM<br />
*W EXP 06/30/200 DELETED<br />
*W EXP 06/30/200 DELETED<br />
*W EXP 06/30/200 DELETED<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
CL A<br />
CL C<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD CV A $1.95
R2& 3CTE:G9/2G/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 103<br />
RUK TIYE : 08 : 47 IVMOOl<br />
CLiSI? YC. ISSUER NAME<br />
315293 10 0<br />
- 71 3; 05 10 0<br />
FERRELLGAS PARTNERS L.P.<br />
FERRO CORP<br />
3i5q05 59 0 FERRCI CORP<br />
315225 95 3 FERRO CORP<br />
-7 -<br />
-&- *~-i16 iO 2 * F5 NETWORKS INC<br />
3152i6 $0 2 F5 NETWORKS INC<br />
513510 55 2 F5 NETWORKS INC<br />
3i55Z1 68 8 FIAT 5 P A<br />
315538 iO 9 FIBERCORE INC<br />
315546 iO 9 FIBERMARK INC<br />
315653 1G 5 FIi3ERNET TELECOM GRP INC<br />
315552 10 6 FIBERSTARS INC<br />
$;535B 10 5 FIDELITY BANCORP INC DEL<br />
3L5331 13 7 FIDELITY BANCORP INC<br />
3i5321 ? G 6 FIDELITY FED BANCORP<br />
3i63SG 1C 7 FIDELITY BANKSHARES INC NEW<br />
3i620P iD 9 FIDELITY NATIONAL SOLTNS INC<br />
316320 16 0 r1DELITY NATL CORP GA<br />
316326 IC 7 3 FIDELITY NATL FINL INC<br />
316526 40 7 FIDELITY NATL FINL INC<br />
316326 95 7 FIDELITY NATL FINL INC<br />
316773 iC 0 * FIFTH THIRD BANCORP<br />
316773 SO O FIFTH THIRD BANCORP<br />
315?73 55 0 FIFTH THIRD BANCORP<br />
3i5SSC 10 6 FILA HLDG SPA<br />
3ibS69 10 6 * FILENET CORP<br />
516359 $3 6<br />
- -<br />
225,364 55 6<br />
FILENET CORP<br />
FILENET CORP<br />
3i7492 AC G FINANCIAL FED CORP<br />
317495 10 6 FINANCIAL FED CORP<br />
317574 iC 1 FINANCIAL INDS CORP<br />
317385 GO 4 FINANCIAL INSTNS INC<br />
317794 10 5 FINDWHAT COM<br />
31767A AC 5 FINISAR<br />
3i737A IG 1 * FINISAR<br />
31737R 90 1 FINISAR<br />
317S7A 55 1 FINISAR<br />
31737C iG 7 FINGER LAKES BANCORP INC<br />
-- -<br />
51137P 10 8 FINISHMASTER INC<br />
3i7884 20 3 FINLAY ENTERPRISES INC<br />
5IT32P 40 9 FINET COM INC<br />
---s~l-23<br />
LO O E FINISH LINE INC<br />
3iT323 $0 O FINISH LINE INC<br />
-- -<br />
>iO23 95 C 'INISH LINE INC<br />
3;S224 10 2 * FIREPOND INC<br />
318224 $0 Z FIREPOND INC<br />
316224 95 2 FIREPOND INC<br />
315224 20 1 FIREPOND INC<br />
316+55 iO 1 FIRST ALBANY COS INC<br />
ISSUER DESCRIPTION STATUS<br />
UNIT LTD PART<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SP ADR ORD NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
NOTE 4.500% 5/0 DELETED<br />
COM<br />
COM<br />
COM<br />
COM<br />
NOTE 5.250%10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM PAR S.O1 N<br />
CL A<br />
CAi L<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
2Gti 3kTE: G9/24/02 X* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 104<br />
E5Pi TIYE: 28 : 47 IVMOOl<br />
CCISIP HC. ISSUER NAME<br />
318522 AD I FIRST AMERN CORP CALIF<br />
- - 3iE522 30 7 * FIRST AMERN CORP CALIF<br />
516522 SO 7 FIRST AMERN CORP CALIF<br />
315322 95 7 FIRST AMERN CORP CALIF<br />
31655ii iO 8 FIRST AVIATION SVCS INC<br />
31857T i0 3 FIRST BANCORP IND INC NEW<br />
318572 10 2 FIRST BANCORP P R<br />
31838F 10 2 FIRST BANCTRUST CORP<br />
3iE687 iO 0 FIRST BANCSHARES INC MO<br />
315310 10 6 FIRST BANCORP N C<br />
3i423N 10 3 FIRST BKS AMER INC<br />
3i43G1 10 7 FIRST BELL BANCORP INC<br />
3195G3 iO 5 FIRST BUSEY CORP<br />
31942D 10 7 FIRST CASH FINL SVCS INC<br />
3i442S 10 4 FIRST CAPITAL INC<br />
Si9539 10 5 FIRST CHARTER CORP<br />
3?5
2Gh ZkTE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *x PAGE 105<br />
RUN TIME:G8:47 IVMOOl<br />
CUS:P Nr. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
32Z54E l c 3 FIRST INDEPENDENCE CORP<br />
32C34K iC 3 FIRST INDUSTRIAL REALTY TRUS<br />
32CJ4R iO 8 FIRST IND CORP<br />
32C>SA 10 1 FIRST INVS FINL SVCS GROUP I<br />
32t63L 10 C FIRST ISRAEL FD INC<br />
325551 10 2 FIRST KANS FINL CORP<br />
3ZC555 iC 5 FIRST KEYSTONE FINL INC<br />
32C734 iG 6<br />
---s~b.44<br />
10 5<br />
FIRST iONG IS CORP<br />
FIRST M & F CGRP<br />
32C775 i0 7 FIRST MARINER BANCORP<br />
32C817 10 9 FIRST MERCHANTS CORP<br />
32,867 10 4 =Ii?ST MIDWEST BANCORP DEL<br />
32C878 10 : FIRST MIDWEST FINL INC<br />
-7h- ~ L ~ Y G10 Z 5 FIRST NATL CORP ORANGEBURG S<br />
32C36C 10 7 x FIRST HEALTH GROUP CORP<br />
32C75C $0 7 FIRST HEALTH GROUP CORP<br />
32C9SC 95 7 FIRST HEALTH GROUP CORP<br />
3219OE 10 2 FIRST MUTUAL BANCSHARES INC<br />
335716 LO o FIRST NATL LINCOLN CORP ME<br />
335813 10 1 FIRST NATIONWIDE FINL CORP<br />
33532% 10 6 FIRST NILES FINL INC<br />
33582U iO 0 FIRST NIAGARA FINL GROUP INC<br />
235847 20'8 FIRST OAK BROOK BANCSHARES I<br />
33589V 10 1 FIRST PACTRUST BANCORP INC<br />
33biOT 10 9 FIRST PL FINL CORP<br />
336i3G 16 2 FIRST PHILIPPINE FD INC<br />
33615C 10 1 FIRST REGL BANCORP<br />
336i58 10 D FIRST REP BK SAN FRANCISCO<br />
536342 iO 5 FIRST SECURITYFED FINL INC<br />
5354JT 10 3 * FIRST SENTINEL BANCORP INC<br />
536GGT 40 3 FIRST SENTINEL BANCORP INC<br />
3364CT C5 3 FIRST SENTINEL BANCORP INC<br />
336G5S 10 0 1ST ST BANCORP INC<br />
335453 iO 5 FIRST ST BANCORPORATION<br />
33645W ;3 3 FIRST SOUTH BANCORP INC VA<br />
356321 10 3 1ST SOURCE CORP<br />
337162 1C ; FIRST TENN NATL CORP<br />
77-* - ~ / ~ 49G 2 i FIRST TENN NATL CORP<br />
337i52 3 5 FIRST TENN NATL CORP<br />
337420 10 5 . FIRST UN REAL EST EQ&MTG INV<br />
557406 3C 3 FIRST UN REAL EST EQ&MTG INV<br />
- T3741ti . 10 7 FIRST UTD CORP<br />
337477 10 3 * FIRST VA BANKS INC<br />
33TG77 40 3 FIRST VA BANKS INC<br />
---, -- >st+!( 95 3 FIRST VA BANKS INC<br />
397'^ -34 i3 9 * FIRST VIRTUAL COMMUNICATIONS<br />
337464 40 9<br />
--- 2s.164 55 9<br />
FIRST VIRTUAL COMMUNICATIONS<br />
FIRST VIRTUAL COMMUNICATIONS<br />
557493 :S !I FIRST W VA BANCORP INC<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CDM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
PFD CONV SER A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADDED<br />
ADDED
RZPi SATE: C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 106<br />
RUX TIME:08:47 IVMOOl<br />
CGS;? NC. ISSUER NAME<br />
337516 10 4 FIRSTBANK CORP MICH<br />
33761K 10 9 FIRSTSERVICE CORP<br />
3575iG 10 2 FIRSTFED BANCORP INC<br />
3375iX i0 7 FIRSTCITY FINL CORP<br />
337516 10 9 * FIRST YRS INC<br />
3575i0 sO 9 FIRST YRS INC<br />
337510 S5 G FIRST YRS INC<br />
33762G 20 7 FIRSTWAVE TECHNOLOGIES INC<br />
33752X 16 6 FIRSTBANK NW CORP<br />
----<br />
537719 10 8 FISCHEZ IMAGING CORP<br />
sj?!38 iO 8 * FISERV INC<br />
337738 90 8 FISERV INC<br />
337738 95 8 FISERV INC<br />
53774K 10 6 FISHER & PAYKEL HEALTHCARE C<br />
337756 20 9 FISHER COMMUNICATIONS INC<br />
337337 2C 9 FIRSTFED FINL CORP<br />
- - -<br />
5:/$15 10 2 * FIRSTMERIT CORP<br />
337?i5 5G 2 FIRSTMERIT CORP<br />
337315 ?5 2 FTRSTMERIT CORP<br />
339929 10 3 FIRSTFED AMER BANCORP INC<br />
337330 10 1 FLAGSTAR BANCORP INC<br />
337332 10 7 * FIRSTENERGY CORP<br />
337932 SO 7 FIRSTENERGY CORP<br />
537332 95 7 FIRSTENERGY CORP<br />
---.<br />
;he332 20 4 * FISHER SCIENTIFIC INTL INC<br />
338532 56 4 FISHER SCIENTIFIC INTL INC<br />
336332 65 4 FISHER SCIENTIFIC INTL INC<br />
33S32C 10 6 FIVE STAR QUALITY CARE INC<br />
33E32H 10 7 FLAG FINL CORP<br />
536488 10 9 FLAMEL TECHNOLOGIES SA<br />
33849G 10 5 FLAMEMASTER CORP<br />
336G94 1G 7 FLANDERS CORP<br />
332517 :G 5 FLANIGANS ENTERPRISES INC<br />
53533G iO 8 * FLEETBOSTON FINL CORP<br />
335530 $0 8 FLEETBOSTON FINL CORP<br />
354530 95 8 .?LEETBOSTON FINL CORP<br />
35?359 10 3 * FLEETWOOD ENTERPRISES INC<br />
334035 9G 3 FLEETWOOD ENTERPRISES INC<br />
339095 $5 3 FLEETWOOD ENTERPRISES INC<br />
-- -<br />
2ai13C AR 7 FLEMING COS INC<br />
335130 10 6 * FLEMING COS INC<br />
334130 90 6 FLEMING COS INC<br />
335130 $5 6 FLEMING COS INC<br />
335524 4C 2 FLETCHER CHALLENGE FORESTS L<br />
339324 76 9 FLETCHER CHALLENGE FORESTS L<br />
333332 ?G 3 FLEXSTEEL INDS INC<br />
34if5C iO i FLORIDA BANKS INC<br />
345332 10 8 FLORIDA EAST COAST INDS<br />
342.532 20 7 FLORIDA EAST COAST INDS<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
SUB VTG SH<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
ADR<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
&OM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.250% 3/1<br />
COM<br />
CALL<br />
PUT<br />
SP ADR FST DIV<br />
SP ADR A FST<br />
COM<br />
COM<br />
CL A<br />
CL B
RUh 3ATE:G9/24/02 EX LIST OF SECTION <strong>13F</strong><br />
RGS TI?lE:G8:47<br />
CLSIP NC. ISSUER NAME<br />
341135 10 1 FLORIDA PUB UTILS CO<br />
34;;4C iO ; FLORIDA ROCK INDS INC<br />
543258 10 9 FLORIDAFIRST BANCORP INC NEW<br />
343Gi2 15 2 x FLUOR CORP NEW<br />
543412 50 S FLUOR CORP NEW<br />
343412 95 2 FLUOR CORP NEW<br />
34iG68 lO 4 FLOW INTL CORP<br />
343498 iO 1 * FLOWERS FOODS INC<br />
343398 90 i FLOWERS FOODS INC<br />
345428 $5 1 FLOWERS FOODS INC<br />
54554P 1C 5 * FLOWSERVE CORP<br />
3435CF 90 5 FLOWSERVE CORP<br />
34354P 95 5 FLOWSERVE CORP<br />
343373 10 5 FLUSHING FINL CORP<br />
34" --23 10 4 x COAMEX INTL INC<br />
344123 93 4 FOAMEX INTL INC<br />
544123 45 4 FOAMEX INTL INC .<br />
334155 20 5 FOCAL COMMUNICATIONS CORP<br />
344159 iC 8 FOCUS ENHANCEMENTS INC<br />
34'164 iG 9 FOG CUTTER CAP GROUP INC<br />
344G19 10 6 * FOMENTO ECONOMICO MEXICANO S<br />
344519 40 6 FOMENTO ECONOMICO MEXICANO S<br />
34C419 $5 6 FOMENTO ECONOMICO MEXICANO S<br />
34G.437 10 8 FONAR CORP<br />
344798 10 3 FGOE TECHNOLOGY SERVICE INC<br />
34L32G 10 5 FOODARAMA SUPERMARKETS INC<br />
344349 10 4 * FOOT LOCKER INC<br />
54Li349 SG 4 FOOT LOCKER INC<br />
344849 95 4 FOOT LOCKER INC<br />
344905 iG G FOOTHILL INDPT BANCORP<br />
344307 12 0 FORBES MEDI-TECH INC<br />
34~312 io o x FOOTSTAR INC<br />
34c9i2 SO 0 FOOTSTAR INC<br />
3GL912 55 0 FOOTSTAR INC<br />
345370 iC 0 FORD MTR CO DEL<br />
345376 66 0 * FGRD MTR CO DEL<br />
345370 $0 O FORD MTR CO DEL<br />
345370 45 0 FGRD MTR CO DEL<br />
34z- ,295 iO 6 FORD MTR CO CAP TR I1<br />
345426 10 0 * FORDING INC<br />
345426 50 0 FORDING INC<br />
345426 45 0 FORDING INC<br />
345550 iO 7 FOREST CITY ENTERPRISES INC<br />
545150 3G 5 FGREST CITY ENTERPRISES INC<br />
345338 10 6 * FOREST LABS INC<br />
345838 50 6 FOREST LABS INC<br />
345838 95 6 FOREST LABS INC<br />
346391 70 5 * FOREST OIL CORP<br />
345391 90 5 FOREST OIL CORP<br />
SECURITIES ** PAGE 107<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM .<br />
COM<br />
COM<br />
CAL i<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
SPON ADR UNITS<br />
CAL i<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM PAR $0.01<br />
CALL<br />
PUT<br />
PFD TR CV6.5%<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CL B CONV<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.01<br />
CALL<br />
DELETED
RUti 3ATE:GJ/2"+/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *x PAGE 108<br />
RUh TIiYE: 08: 47 IVMOOl<br />
C'ilST? NG. ISSUER NAME<br />
346391 45 5 FCREST OIL CORP<br />
34629b 1G 3 FORGENT NETWORKS INC<br />
3454iG 10 5 FORMULA SYS 1985 LTD<br />
345563 13 9 * FORRESTER RESH INC<br />
346353 SG 9 FORRESTER RESH INC<br />
546563 $5 9 FORRESTER RESH INC<br />
347290 1C 7 FORT DEARBORN INCOME SECS IN<br />
34555T 10 O FORTIS SECS INC<br />
34536K 20 7 FORTRESS GROUP INC<br />
34%31 1C i * FORTUNE BRANDS INC<br />
345631 $0 I FORTUNE BRANDS INC<br />
5oS531 55 1 FORTUNE BRANDS INC<br />
344531 20 C FORTUNE BRANDS INC<br />
345333 iO 1 S FORWAR3 AIR CORP<br />
349853 $0 I FORWARD AIR CORP<br />
349853 95 1 FORWARD AIR CORP<br />
345252 30 0 FORWARD INDS INC N Y<br />
344332 10 O * FOSSIL INC<br />
348382 40 -0 FOSSIL INC<br />
349.382 95 0<br />
- -<br />
:,3C3SG i0 9<br />
FOSSIL INC<br />
FOSTER L B CO<br />
35C2%P AB 8 FOSTER WHEELER LTD<br />
35C384 10 3 FOTOBAiL USA INC<br />
35C551 iO 7 FOUNDERS FOOD & FIRKINS LTD<br />
35C351 li 5 FOUNDERS FOOD 8 FIRKINS LTD<br />
35055: 20 b FOUNDERS FOOD & FIRKINS LTD<br />
35t:53R l0 O + FOUNDRY NETWORKS INC<br />
3SC63R 90 0 FOUNDRY NETWORKS INC<br />
33i535 95 C FCUNDRY NETWORKS INC<br />
5SC755 30 2 FOUNTAIN POWERBOAT IND<br />
352855 10 1 * 4 KIDS ENTMT INC<br />
55C355 90 i<br />
- - s3CB6S 55 1<br />
G KIDS ENTMT INC<br />
4 KIDS ENTMT INC<br />
35133E AD 6 'OUR SEASONS HOTEL INC<br />
35i00E 20 4 % FCUR SEASONS HOTEL INC<br />
3510SE $0 4 FOUR SEASONS HOTEL INC<br />
35130E 95 4 FOUR SEASONS HOTEL INC<br />
35i33T 10 7 + FOX ENTMT GROUP INC<br />
33135T 50 7 FOX ENTMT GROUP INC<br />
35135T 95 7 FOX ENTMT GROUP INC<br />
35177K 10 8 FRANCE GROWTH FD INC<br />
3517TG 1G 5 * FRANCE TELECOM<br />
351779 SC 5<br />
- - 221773 55 5<br />
- - - -2;770 26 4<br />
FRANCE TELECOM<br />
FRANCE TELECOM<br />
FRANCE TELECOM<br />
552128 PO I FRANKFORT FIRST BANCORP INC<br />
--"I<br />
3 3 ~ ~ 5iG 6 7 FRANKLIN BK NA SOUTHFIELD MI<br />
35252P iO 5 FRANKLIN CAP CORP<br />
353469 10 9 FRANKLIN COVEY CO<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
GDR REG S<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CDM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
PFD CV $2.67<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 6.500% 6/0<br />
C OM<br />
COM<br />
XW EXP 06/06/200<br />
UNIT 06/02/2005<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
NOTE 9/2<br />
LTD VTG SH<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
con<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
ADR CON VAL RT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED
ZUN DPTE:09/24/02 *z LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 109<br />
RUh TIME:il8:47 IVMOOl<br />
CdSI? NC. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
353469 40 9 FRANKLIN COVEY CO<br />
353Gb9 45 9 FRANKLIN COVEY CO<br />
353514 10 2 FRANKLIN ELEC INC<br />
355515 10 9 FRANKLIN ELECTR PUBLISHERS I<br />
333323 20 2 FRANKLIN FINL CORP TENN<br />
354321 10 7 FRANKLIN MULTI-INCOME FD<br />
35?=13 AC 5 FRANKLIN RES INC<br />
554513 10 i * FRANKLIN RES INC<br />
354,313 40 1 FRANKLIN RES INC<br />
15c5?3 95 1 FEANKLIN RES INC<br />
35s727 20 8 FRANKLIN TELECOMMUNICATIONS<br />
355145 10 3 F2ANKLIN UNVL TR<br />
356iC8 10 0 x FREDS INC<br />
- - ~z161G8 50 0 FREES INC<br />
356138 45 0 - 2=&5;2<br />
-<br />
iO 2 E<br />
FREDS INC<br />
FREEMARKETS INC<br />
- -<br />
356502 9G 2 FREEMARKETS INC<br />
235.602 $5 2 FREEMARKETS INC<br />
356716 AF 2 FREEPUZT-MCMORAN COPPER 8 GO<br />
35671D 65 7 X FPEEPORT-MCMORAN COPPER d GO<br />
356713 $0 7 FREEPORT-MCMORAN COPPER 8 GO<br />
35671D 55 7 FEEEPORT-MCMORAN COPPER €4 GO<br />
357288 kF 6 FREMONT GEN CORP<br />
351238 iC 9 FREMONT GEN CORP<br />
357288 $0 4 FREMONT GEN CORP<br />
357238 55 9 FREMONT GEN CORP<br />
35b3i0 LO O FREQUENCY ELECTRS INC<br />
35132S 10 6 * FRESENIUS MED CARE AG<br />
356329 92 6 FRESENIUS MED CARE AG<br />
358229 45 6 FRESENIUS MED CARE AG<br />
358329 20 5 FRESENIUS MED CARE AG<br />
352335 ;O 8 FRESH BRANDS INC<br />
35Z3332 iO 0 FRESH CHOICE INC<br />
356433 iO O * FRIEDMAN BILLINGS RAMSEY GRO<br />
355433 SC O FRIEDMAN BILLINGS RAMSEY GRO<br />
55-3%33 55 0 FRIEDMAN BILLINGS RAMSEY GRO<br />
258435 iO 5 =PIEDMAN INDS INC<br />
353G38 10 9 X FRIEDMANS INC<br />
356G38 90 9 ,=RiEDMANS INC<br />
558G38 55 9 FRIEDMANS INC<br />
558597 10 5 FRIENDiY ICE CREAM CORP NEW<br />
--,-.7<br />
230.43 10 2 FRISBY TECHNOLOGIES INC<br />
355746 iC i sFt?ISCHS RESTAURANTS INC<br />
355'51 1C 5 FRISCO BAY INDS LTD<br />
355355 iO 9 * FRONTIER AIRLINES INC NEW<br />
359355 90 9 FRONTIER AIRLINES INC NEW<br />
354555 55 9 FRONTIER AIRLINES INC NEW<br />
55S37K LO 5 FRONTIER FINL CORP WASH<br />
- -<br />
s>SL
RiJK 3AiE: 09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES E* PAGE 110<br />
RUN TIME: 08 : 47 IVMOOl<br />
CUSi= NC. ISSUER NAME<br />
359i4P 90 5 FRCNTIER OIL CORP<br />
35914P 95 5 FRONTIER OIL CORP<br />
35521i iO 8 FRONTLINE COMMUNICATIONS COR<br />
35521T 11 6 FRONTLINE COMMUNICATIONS COR<br />
35521T 20 7 FRONTLINE COMMUNICATIONS COR<br />
35i2iid LC 1 FRONTSTEP INC<br />
359536 00 4 FROZEN FOOD EXPRESS INDS INC<br />
-.----..<br />
3 2 ~ 3 ~ iO h 6 X FUELCELL ENERGY INC<br />
35$52H 40 6 FUELCELL ENERGY INC<br />
35S3ZH 55 6 FUELCELL ENERGY INC<br />
359323 IG 7 FUEL-TECH N V<br />
353386 30 2 FUJI PHOTO FILM LTD<br />
2,55594 1C 6 * FULLER H B CO<br />
359594 90 6 FULLER H B CO<br />
355594 95 6 FULLER H B CO<br />
36C271 i0 O FULTON FINL CORP PA<br />
360712 10 9 FUTURENEDIA PLC .<br />
360921 10 O * FURNITURE BRANDS INTL INC<br />
360321 90 O FURNITURE BRANDS INTL INC<br />
35C921 95 0 FURNITURE BRANDS INTL INC<br />
361Li5 10 8 FURRS RESTAURANT GROUP INC<br />
351i15 60 3 PURRS RESTAURANT GROUP INC<br />
361266 iO 5 G & K SVCS INC<br />
351437 10 6 GA FINL ZNC<br />
36ii48 AC 7 GATX CORP<br />
361448 ?O 3 * GATX CORP<br />
3614G8 $0 3 GkTX CORP<br />
351448 95 3 GATX CORP<br />
36?+48 20 2 GATX CORP<br />
361462 iG 4 G B 8 T BANCSHARES INC<br />
361475 i0 5 GBC BANCORP CALIF<br />
36lJSA iG 9 GB HLDGS INC<br />
36l692 10 6 GFSB BANCORP INC<br />
36i77S 10 3 GLB BANCORP INC<br />
36225V iil 4 * GP STRATEGIES CORP<br />
36225V FO 4 GP STRATEGIES CORP<br />
36225V S5 4 GP STRATEGIES CORP<br />
36227K 10 6 GSE SYS INC<br />
352274 IG 2 GS FINL CORP<br />
36229U 10 2 * GSI LUMONICS INC<br />
30229U 9G 2 GSI LUMOkICS INC<br />
362230 55 2 GSI LUMONICS INC<br />
365359 40 8 GT GROUP TELECOM INC<br />
36237H iO 1 G-I11 APPAREL GROUP LTD<br />
352386 10 2 * GSI COMMERCE INC<br />
362386 $0 2 GSI COMMERCE INC<br />
36E36G 45 2 GSI COMMERCE INC<br />
36238K 1C 3 GTSI CORP<br />
35238T i0 4 x GTC BIOTHERAPEUTICS INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 99/99/999<br />
PFD CV SER B<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM PAR $0.01<br />
CL A<br />
COM<br />
NOTE 7.500% 2/0 ADDED<br />
COM<br />
CALL<br />
PUT<br />
PFD CONV $2.50<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL B NON VTG DELETED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM
EL! 1 3PTE: 09/24/G2 X* LIST OF SECTION 1 3 SECURITIES ~ ** PAGE 111<br />
i?3& TIYE : G8 : 47 IVMOOl<br />
CZSi? YG. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
56238T 90 4 GTC BIOTHERAPEUTICS INC<br />
35233T $5 4 FiC BIOTHERAPEUTICS INC<br />
352396 iG 9 GABELLI GLOBAL MULTIMEDIA TR<br />
-, -- ~o~39Y LO 2 GABELLI ASSET MGMT INC<br />
342557 10 1 GABELLI EQUITY TR INC<br />
362%0A 10 1 GABELLI UTIL TR<br />
352GOA 11 4 GABELLI UTIL TR<br />
55240E 10 9 GASELL1 CONV & INCOME SECS F<br />
35?
RJS DATE: G9/24/02 X* LIST OF SECTION <strong>13F</strong><br />
RUG TIME:08:47<br />
CUSIi NO. ISSUER NAME<br />
367626 10 8 * GATEWAY INC<br />
357526 SG e GATEWAY INC<br />
567626 95 8 GATEWAY INC<br />
367335 10 6 * GAYLORD ENTMT CO NEW<br />
367305 SG 6 GAYLORD ENTMT CO NEW<br />
367225 95 6 SAYLORD ENTMT CO NEW<br />
36Ei4G 10 9 GATEWAY FINL HLDGS INC<br />
368140 11 7 GATEWAY FINL HLDGS INC<br />
366G13 1G 4 GEERLINGS 8 WADE INC<br />
356463 lG 3 GEHL CO<br />
366567 iO 3 SEN-PROBE INC NEW<br />
36855W 10 6 * GEMSTAZ-TV GUIDE INTL INC<br />
35866W 50 6 GEMSTA2-TV GUIDE INTL INC<br />
36856U 95 6 GEMSTAR-TV GUIDE INTL INC<br />
3SSSSY 10 2 GEMPLUS INTL S A<br />
368376 10 0 GENAERA CORP<br />
36867k 10 5 + GENAISSANCE PHARMACEUTICALS<br />
368S7W 90 5 GENAISSANCE PHARMACEUTICALS<br />
36857% 95 5 GENAISSANCE PHARMACEUTICALS<br />
368582 AE 0 GENCORP INC<br />
353532 10 0 * GENCORP INC<br />
568585 $0 0 GENCORP INC<br />
368532 55 O GENCORP INC<br />
35E589 iO 5 + GENE LOGIC INC<br />
568589 40 5 GENE LOGIC INC<br />
568589 55 5 GENE LOGIC INC<br />
358706 29 7 * GENELABS TECHNOLOGIES INC<br />
368706 90 7 GENELABS TECHNOLOGIES INC<br />
368736 95 7 GENELABS TECHNOLOGIES INC<br />
358709 iO 1 * SENENCOR INTL INC<br />
568739 $0 1 ZENENCOR INTL INC<br />
363739 45 1 GENENCOR INTL INC<br />
-0,. 7 " '2 7 lG iG 9 SENENTECH INC<br />
36S7l0 43 6 * GENENTECH INC<br />
368712 $2 6 GENENTECH INC<br />
356710 45 6 SEXENTECH INC<br />
S.68302 ;O 4 SENERAL AMERN INVS INC<br />
359147 13 3 GENERAi BEARING CORP<br />
355156 10 9 GENERAL BINDING CORP<br />
36430C 1C 8 * GENERAL CABLE CORP DEL NEW<br />
355330 40 8 GENE2AL CABLE CORP DEL NEW<br />
36535G 55 8 GENERAL CABLE CORP DEL NEW<br />
355335 10 9 * SENERAL COMMUNICATION INC<br />
355385 SC 9 GENERAL COMMUNICATION INC<br />
355385 55 9 GENERAL COMMUNICATION INC<br />
365350 iC 8 * GENERAL DYNAMICS CORP<br />
55935G SO 8 GENERAL DYNAMICS CORP<br />
365550 55 8 GENERAL DYNAMICS CORP<br />
369634 : C 3 * GENERAL ELEC CO<br />
SECURITIES ** PAGE 112<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 06/30/200<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.750% 4/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADDED<br />
ADDED
ELlti 3ATE:S9/24/02 *x LIST OF SECTION <strong>13F</strong><br />
R3K TIYE:08:47<br />
CUSI' 36. ISSUER NAME<br />
365304 40 3 SENERAL ELEC CO<br />
36G504 95 3 GENERAL ELEC CO<br />
359730 10 6 GENERAL EMPLOYMENT ENTERPRIS<br />
376321 10 7 * GENERAL GROWTH PPTYS INC<br />
'7G921 40 7 GENERAL GROWTH PPTYS INC<br />
37CS21 95 7 GENERAL GROWTH PPTYS INC<br />
372255 12 5 * GENERAL MAGIC INC<br />
$0 6 GENERAL MAGIC INC<br />
-70<br />
3, ~1233<br />
37C253 '55 6 GENERAL MAGIC INC<br />
37G253 40 3 GENERAL MAGIC IN&<br />
37C334 16 4 * GENERAL MLS INC<br />
37G334 50 4 GENERAL MLS INC<br />
37C334 55 4 GENERAL MLS INC<br />
376442 10 5 * GENERAL MTRS CORP<br />
37CG42 50 5 GENERAL MTRS CORP<br />
37CiG2 55 5 GENERAL MTRS CORP<br />
376442 63 2 * GENERAL MTRS CORP ,<br />
575442 SO 2 GENERAL MTRS CORP<br />
37C442 95 2 GENERAL MTRS CORP<br />
37f787 2.A 1 GENERAL SEMICONDUCTOR INC<br />
376387 LE 9 GENERAL SEMICONDUCTOR INC<br />
371485 10 3 GENEREX BIOTECHNOLOGY CP DEL<br />
371532 kL 6 GENESCO INC<br />
371532 10 2 x GENESCO INC<br />
371532 40 2 GENESCO INC<br />
371532 95 2 GENESCO INC<br />
371559 LO 5 SENESEE 8 WYO INC<br />
371301 20 4<br />
371326 15 <<br />
37133F iO 7<br />
GENESEE CORP<br />
GENESIS BIOVENTURES INC<br />
GENESIS HEALTH VENTURE INC N<br />
37133F :1 5 GENESIS HEALTH VENTURE INC N<br />
37134C 10 3 * GENESIS MICROCHIP INC DEL<br />
37134C 90 3 GENESIS MICROCHIP INC DEL<br />
37134C 45 3 GENESIS MICROCHIP INC DEL<br />
37185M iG O GENESYS S A<br />
371921 fO 9 * GENTEX CORP<br />
37i301 4C 9 GENTEX CORP<br />
371351 55 9 GENTEX CORP<br />
371916 10 7 GENETRONICS BIOMEDICAL CORP<br />
571927 ?G 4 GENESIS ENERGY L P<br />
372302 10 9 GEbLYTE GROUP INC<br />
-_r,<br />
siit3R 20 8 GENOMIC SOLUTIONS INC<br />
3TZ43R $0 8 GENOKIC SOLUTIONS INC<br />
37243R 95 8 GENOMIC SOLUTIONS INC<br />
57.2430 iO 8 3 GENOME THERAPEUTICS CORP<br />
372G50 FC 8 GENOME THERAPEUTICS CORP<br />
372?30 55 8 GENOME THERAPEUTICS CORP<br />
37244T 10 4 GENSET SA<br />
37285K PO 7 * GENTA INC<br />
SECURITIES *r PAGE 113<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL H NEW<br />
CALL<br />
PUT<br />
NOTE 5.750%12/1<br />
NOTE 5.750%12/1<br />
COM<br />
NOTE 5.500% 4/1<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CL B<br />
CON<br />
COM<br />
*W EXP 10/02/200<br />
COM<br />
CALL<br />
PUT<br />
SP ADR REP 1/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
UNIT LTD PARTN<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM NEW<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
ADDED<br />
ADDED
?ti?< 3kTE: 04/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 114<br />
RS% TIYE:28:47 IVMOOl<br />
CLSIP NC.. ISSUER NAME<br />
372G5K 90 7 SENTA INC<br />
37255K 95 7 GENTA INC<br />
372i5C 10 9 GENVEC INC<br />
37246C i0 5 * GENUINE PARTS CO<br />
372~:!6i? 40 5 GENUINE PARTS CO<br />
- -<br />
>t2450 95 5 GENUINE PARTS CO<br />
57P&51 10 3 + SEtiUS INC<br />
--?-I I<br />
=/L+DI<br />
90 3 GENUS INC<br />
372q51 95 3 SENUS INC<br />
=97-.. ,.~-itA - 10 2 * GENTIVA HEALTH SERVICES INC<br />
372G7A S3 2 GENTIVA HEALTH SERVICES INC<br />
37237A $5 P GENTIVA HEALTH SERVICES INC<br />
372476 iO 1 GEGRESOURCES INC<br />
372463 10 5 SENSTAR THERAPEUTICS CORP<br />
37246E 20 2 GENUITY INC<br />
372917 AK O GENZYME CORP<br />
372317 iG 4 * GEhZYME CORP<br />
372917 40 4 SENZYME CORP<br />
---.<br />
li~31T 95 4 GENZYME CORP<br />
5723i7 50 0 * GENZYME CORP<br />
57Si17 SG 0 GENZYME CORP<br />
372317 55 G GENZYNE CORP<br />
372917 70 8 * GENZYME CORP<br />
3723:T 70 8 GENZYME CORP<br />
372317 95 8 GENZYME CORP<br />
373Zi0 20 3 * GEORGIA GULF CORP<br />
37i70C $6 3 GEORGIA GULF CORP<br />
373230 $5 3 GEORGIA GULF CORP<br />
373298 iS 8 * GEORGIA PAC CORP<br />
373258 9G 8 GECRGIA PAC CORP<br />
333298 $5 8 GEORGIA PAC CORP<br />
373.592 IC 2 r SEOWORKS CORP<br />
--- .,<br />
~ t s ~ 9SG 2 2 SEOWORKS CORP<br />
375592 $5 2 GEOWORKS CORP<br />
375721 iG i GERBER CHILDRENSWEAR .INC<br />
37573G IC 2 * GERBER SCIENTIFIC INC<br />
---- >i~j30 $0 ?i GERBER SCIENTIFIC INC<br />
375730 95 0 GERBER SCIENTIFIC INC<br />
375737 iO 5 GERDAU S A<br />
---r ,<br />
5.26~5 16 4 GERMAN AMERN BANCORP<br />
- 9<br />
aiG145 10 5 GERMANY FD INC<br />
374153 10 3 * GERON CORP<br />
37G163 $3 3 GERCN CORP<br />
374i63 $5 3 GERON CORP<br />
3TG276 iE 3 GETTY IMAGES INC<br />
37CZi6 1G 3 * SETTY IMAGES INC<br />
- -<br />
>:4276 40 3 BETTY IMAGES INC<br />
37G.776 55 3 SETTY IMAGES INC<br />
374297 1C 9 SETTY RLTY CORP NEW<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A NEW<br />
SDCV 3.000% 5/1<br />
COM GENL DIV<br />
CALL<br />
PUT<br />
COM-MOLECULAR<br />
CALL<br />
PUT<br />
COM BIOSURGERY<br />
CALL<br />
PUT<br />
COM PAR $0.01<br />
CAL i<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000% 3/1<br />
COM<br />
CAI. L<br />
PUT<br />
CON<br />
DELETED
R;r% SATE: G9/24/C2 w* LIST OF SECTION <strong>13F</strong><br />
RUN TIYE:06:47<br />
C;jC.I? NO. ISSUER NAME<br />
375393 iC 6 23EVITY HR INC<br />
376308 10 9 GTkhT INDS INC<br />
37475F lG 3 BIaRALTAR STL CORP<br />
375175 13 6<br />
--st2255<br />
AE 6<br />
SIGA TRONICS INC<br />
GILAT SATELLITE NETWORKS LTD<br />
375538 b.B 9 ,GILEAD SCIENCES INC<br />
373558 10 3 * GILEAD SCIENCES INC<br />
375358 SO 3 GILEAD SCIENCES INC<br />
375558 $5 3 GILEAD SCIENCES INC<br />
---7, >/>,a6<br />
1G 2 * GILLETTE CO<br />
315766 SG 2 GILLETTE CO<br />
375766 55 2 GILLETTE CO<br />
373938 10 0 SILMAN & CIOCIA INC<br />
375916 iO 3 GILDAN ACTIVEWEAR INC<br />
376360 10 3 GISH BIOMEDICAL INC<br />
--, --<br />
2:zsiC 30 5 GLACIEZ BANCORP INC NEW<br />
376345 ;O 9 GLACIER WATER SVCS INC<br />
576335 10 O GLADSTONE CAPITAL CORP<br />
376775 1 O 2 * GLAMIS GELD LTD<br />
375775 90 2 GLAMIS GOLD LTD<br />
375775 $5 2 GLAMIS GOLD LTD<br />
377316 10 4 E GLATFELTER<br />
3773i0 90 4 GLATFELTER<br />
--,--<br />
sr:sl6 55 4 GiATFELTER<br />
3-;-,- ~/>>d ;G 5 * GLAXOSMITHKLINE PLC<br />
37733bi CO 5 GLAXOSMITHKLINE PLC<br />
57733W 55 5 GLAXOSMITHKLINE PLC<br />
377407 10 1 GLEN BURNIE BANCORP<br />
577599 19 9 * GLENAYRE TECHNOLOGIES INC<br />
577599 9 9 GLEKAYRE TECHNOLOGIES INC<br />
377899 $5 9 GLENAYRE TECHNOLOGIES INC<br />
376)33P 10 5 GLENBOROUGH RLTY TR INC<br />
37E23P 20 4 GLENBOSOUGH RLTY TR INC<br />
378931 10 2<br />
- 7,- 217302 10 2<br />
GLOBAL PRIVATIZATION FUND IN<br />
GLIMCHER RLTY TR<br />
379336 iO 8 GLOBAL HIGH INCOME DLR FD IN<br />
379336 10 0 5 GLOBAL INDS LTD<br />
574336 GO G GLOBAL INDS LTD<br />
275336 $5 12 GLOBAL INDS LTD<br />
37'?3;A 10 0 * GLOBAL IMAGING SYSTEMS<br />
Z7S34A $0 0 GLOBAL IMAGING SYSTEMS<br />
57S3GA 55 0 SLOBAL IMAGING SYSTEMS<br />
372" ,.>+X iS 0 GLOBAL LT TELECOMMUNICATIONS<br />
37S34Y 10 8 GLGBAL INCOME FD INC<br />
579352 1G 2 GLOBAL PARTNERS INCOME FD IN<br />
375352 L.N 7 GLOBAL MARINE INC<br />
379365 iCi 9 GLOBAL PMT TECHNOLOGIES INC<br />
--r.<br />
siv~G3 iO 8 GLOBAL E POINT INC<br />
579
RUN DATE:t9/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES *% PAGE 116<br />
R2N TIME:08:47 IVMOOl<br />
CtiSI? NC. ISSUER NAME<br />
37940X SO 2 GLOBAL PMTS INC<br />
375'40X 95 2 GLOBAL PMTS INC<br />
37FGIP 10 8 * GLOBAL POWER EQUIPMENT INC<br />
3754:P $0 S GLOBAL PCWER EQUIPMENT INC<br />
3T94iP 95 8 GLGBAL POWER EQUIPMENT INC<br />
3794:Y 16 9 GLOBAL PFD HLDGS INC<br />
3793SX 10 3 GLGBECOMM SYSTEMS INC<br />
37F37V 10 6 GLOBESPANVIRATA INC<br />
33957V 40 6 GLOBESPANVIRATA INC<br />
37957V 95 6 GLOBESPANVIRATA INC<br />
37957X iO 2 * GLOBO CABO S A<br />
37957X 9O 2 GLOBO CABO S A<br />
37937X $5 P GLOBO CABO S A<br />
37G571 kB 8 GLOBESPAN INC<br />
379E9P iO i GLYCOGENESYS INC<br />
379457 19 6 GGLD BANC CORP INC<br />
3801iM i 0 8 GMX RES INC<br />
58CliM il 6 GMX RES INC<br />
38illM 12 4 GMX RES INC<br />
385~53 i0 2 GOZPHARMACY INC<br />
38020R :O 6 * GOAMERICA INC<br />
36520R 90 6 GOAMERICA INC<br />
38020R 95 6 GBAMERICA INC<br />
38C39T 10 ti * GOLD FIELDS LTD NEW<br />
36C59T $0 6 GOiD FIELDS LTD NEW<br />
38C59T 95 6 GOLD FIELDS LTD NEW<br />
38L394 10 5 GOLDEN CYCLE GOLD CORP<br />
380356 LO 9 X GGLDCORP INC NEW<br />
38C956 $0 4 GOLDCORP INC NEW<br />
38C956 95 9 GGLDCORP INC NEW<br />
381510 10 7 GOLDEN ENTERPRISES INC<br />
381191 AA 2 GOLDEN STAR RES LTD CDA<br />
38ii9T 10 4 GOLDEN STAR RES LTD CDA<br />
38i197 10 2 * GOLDEN ST BANCORP INC<br />
381197 $0 2 GOLDEN ST BANCORP INC<br />
3ali97 95 2 GOLDEN ST BANCORP INC<br />
331197 13 6 GOLDEN ST BANCORP INC<br />
3812iK 20 8 GOLDEN ST VINTNERS INC<br />
3E122E 10 7 GOLDEN TELECOM INC<br />
351317 1C 6 X GOLDEN WEST FINL CORP DEL<br />
381317 90 6 GOLDEN WEST FINL CORP DEL<br />
381317 '35 6 SOLDEN WEST FINL CORP DEL<br />
381370 10 5 GOLDFIELD CORP<br />
531416 A5 0 GOLDMAN SACHS GROUP INC<br />
381416 LH 7 GOLDMAN SACHS GROUP INC<br />
3ai4l.G L.M 6 SOLDMAN SACHS GROUP INC<br />
38iGlG AS 3 GOLDMAN SACHS GROUP INC<br />
381SlG A.i 1 SOLDMAN SACHS GROUP INC<br />
381416 AX 2 GOLDMAN SACHS GROUP INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR DELETED<br />
CALi DELETED<br />
PUT DELETED<br />
NOTE 5.250% 5/1<br />
COM<br />
C OM<br />
COM<br />
*W EXP 02/13/200<br />
*W EXP 02/13/200<br />
COM DELETED<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SDCV 7.500% 8/2 ADDED<br />
COM ADDED<br />
COM<br />
CALL<br />
PUT<br />
*W EXP 99/99/999<br />
CL B<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 2.000% 7/0<br />
NOTE 0.250%12/0<br />
NOTE 0.250% 3/2<br />
NOTE 0.500%10/2<br />
NOTE 0.750%11/0<br />
NOTE 0.250% 111
RUk 34TE:G9/24/62 X* LIST OF SECTION <strong>13F</strong><br />
RUi% TIME:C8:47<br />
COSI' NG. ISSUER NAME<br />
381416 AY 0 GOLDMAN SACHS GROUP INC<br />
381416 EA i GOLDMAN SACHS GROUP INC<br />
381416 BF 3 GGLDMAN SACHS GROUP INC<br />
381G16 E3 2 GOLDMAN SACHS GROUP INC<br />
381SiG EK 9 GOLDMAN SACHS GROUP INC<br />
581GlG EL 7 SOLDMAN SACHS GROUP INC<br />
38i4lG BV 5 GOLDMAN SACHS GROUP INC<br />
38ig16 EX 1 GOLDMAN SACHS GROUP INC<br />
5a141G EZ 6 GOLDMAN SACHS GROUP INC<br />
381;18 CA 0 GGLDMAN SACHS GROUP INC<br />
381916 CC 6 GGLDMAN SACHS GROUP INC<br />
38141G CD 4 GOLDWAN SACHS GROUP INC<br />
38iqlG 10 4 X SOLDMAN SACHS GROUP INC<br />
361413 90 4 GOLDMAN SACHS GROUP INC<br />
381$1G 95 4 GOLDMAN SACHS GROUP INC<br />
381S8B 10 3 GCLF TR AMER INC<br />
332991 10 6 5 GOOD GUYS INC<br />
385541 40 6 GOOD GUYS INC<br />
382391 95 6 GOOD GUYS INC<br />
382140 88 7 GOOD TIMES RESTAURANTS INC<br />
382386 10 6 * GOODRICH CORP<br />
362388 SO 6 GOODRICH CORP<br />
382386 95'6 GOODRICH CORP<br />
3324iG 20 7 SOODRICH PETE CORP<br />
282+10 40 5 GOODRICH PETE CORP<br />
382350 iO 1 + GOODYEAR TIRE & RUBR CO<br />
32235G 40 1 GOODYEAR TIRE & RUBR CO<br />
382350 35 1 GOODYEAR TIRE & RUBR CO<br />
382588 10 i GOODYS FAMILY CLOTHING INC<br />
382588 40 i GOODYS FAMILY CLOTHING INC<br />
332568 55 1 GOODYS FAMILY CLOTHING INC<br />
363082 iO 4 GGRMAN RUPP CO<br />
383485 10 9 GOTTSCHALKS INC<br />
353534 10 9 GDUVERNEUR BANCORP<br />
53533F 10 8 * GRACE W R 8 CO DEL NEW<br />
5838SF $0 8 GRACE W R 8 CO DEL NEW<br />
58338F 95 8 GRACE W R 8 CO DEL NEW<br />
383383 10 5 GRACE W R 8 CO<br />
384109 10 4 X GRACO INC<br />
38clOS $0 4 . GRACO INC<br />
584iOSi 45 4 GRACO INC<br />
35G3l3 iO 2 GRAFTECH INTL LTD<br />
384356 10 6 GRAHAM CORP<br />
334602 10 4 * GRAINGER W W INC<br />
-n. ..n<br />
aa+3~2 90 4 GRAINGER W W INC<br />
38L332 95 4 GRAINGER W W INC<br />
335;?4 2C 4 GRAND ADVENTURES TOUR & TRAV<br />
38527s 10 2 GRAND CENT FINL CORP<br />
586492 3C O GRAND TOYS INTL INC<br />
SECURITIES ** PAGE 117<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
NOTE 0.250% 1/1<br />
NOTE 0.250% 1/2<br />
NOTE 3.500% 7/1<br />
NOTE 3.000%10/0 ADDED<br />
NOTE 2.000%10/0<br />
MTNF 2.000% 9/0<br />
NOTE 3.500% 1/1<br />
NOTE 2.000% 9/0<br />
NOTE 2.000% 2/1<br />
NOTE 2.000% 3/0<br />
MTNF 2.500% 4/1<br />
NOTE 3.500% 4/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.001<br />
COM<br />
CALL<br />
PUT<br />
PFD CONV SER A<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CDM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW DELETED<br />
COM<br />
COM PAR S.001
i?UX 3ATE:GF/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 118<br />
RUN TIME : C8 : 47 IVMOOl<br />
CUSIP NC. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
367240 10 7 GRANITE CITY FOOD & BREWERY<br />
337246 il 5 GRANITE CITY FOOD 8 BREWERY<br />
567246 20 6 GRkliITE CITY FOOD & BREWERY<br />
387241 iO 2 + SRANITE BROADCASTING CORP<br />
337241 $0 2 GRANITE BROADCASTING CORP<br />
357241 45 2 GRANITE BROADCASTING CORP<br />
337328 iO 7 * SRANITE CONSTR INC<br />
387328 SG 7 GRANITE CONSTR INC<br />
337328 55 7 GRANITE CONSTR INC<br />
387,
Rijh 3LTE:39/24/02 5% LIST OF SECTION <strong>13F</strong><br />
Rati TIYE:GS:47<br />
CUSIP NC. ISSUER NAME<br />
395334 95 0 GREENPOINT FINL CORP<br />
397524 10 7 SREIF BROS CORP<br />
397424 20 6 GREIF BROS CORP<br />
397:537 i0 9 GKEKA ENERGY CORP<br />
33737M iO 8 GREY GLOBAL GROUP INC<br />
yq-<br />
,s:~88<br />
-.<br />
iO 8 * GREY WOLF INC<br />
397588 90 8 GREY WOLF INC<br />
597388 45 8 GREY WOLF INC<br />
S98.381 10 9 X GRIC COMMUNICATIONS INC<br />
39E361 70 9 GRIC COMMUNICATIONS INC<br />
SSijJ81 45 9 GRiC COMMUNICATIONS INC<br />
398231 10 0 GRIFFIN LD 8 NURSERIES INC<br />
- -<br />
298.$33 10 2 * GRIFFON CCRP<br />
396453 SO 2 GRIFFOH CORP<br />
X"C/. -<br />
r7rT53 95 2 GRIFFON CORP<br />
39E3C2 2G 3 GRILL CONCEPTS INC<br />
398535 10 2 GRISTEDES FOODS INC<br />
398335 10 9 * GROUP 1 AUTOMOTIVE INC<br />
396935 SO 9 GROUP 1 AUTOMOTIVE INC<br />
396905 55 9 GROUP 1 AUTOMOTIVE INC<br />
33943Y iO 3 GROUP 1 SOFTWARE INC NEW<br />
595449 lO 7 GROUPE DANONE<br />
39$4JC iO 9 X GROUPE CGI INC<br />
33945C $0 9 GROUPE CGI INC<br />
39S45C $5 9 GROUPE CGI INC<br />
399309 16 0 * GRUPO FINANCIARO GALICIA S A<br />
394309 90 S GRUPO FINANCIARO GALICIA S A<br />
159339 95 0 SRUPO FINANCIARO GALICIA S A<br />
406395 20 4 GRUBB & ELLIS CO<br />
402131 30 6 GRUMA S A DE CV<br />
43CS8P 10 4 GRUPO CASA SABA S A DE C V<br />
40G%ET 10 6 GRUPO IMSA S A DE C V<br />
43Ci88 40 9 GRUPO INDL MASECA S A DE C V<br />
4OQ49C 10 2 GRUPO RADIO CENTRO S A DE C<br />
43Cq9~ 20 6 * SRUPO TELEVISA SA DE CV<br />
42C,&9J 50 6 GRUPO TELEVISA SA DE CV<br />
G ~ C S ~ 55 J 6 GRUPO TELEVISA SA DE CV<br />
40C431 10 6 GRUPO SIMEC S A DE C V<br />
43CJOA 10 2 GRUPO ELEKTRA SA DE CV<br />
40C53A 2G 1 GRUPO ELEKTRA SA DE CV<br />
GOG52b i0 0 GRUPO IUSACELL S A DE C V NE<br />
40C5iD 10 5 * GRUPO TMM S A DE CV<br />
43CslD 40 5 GRUPO TMM S A DE CV<br />
43tJlD 95 5 GRUPO TMM S A DE CV<br />
QOCIlC 2G 4 GRUPO TMM S A DE CV<br />
4DtSiE 20 2 GRUPO AEROPORTUARIO DEL SURE<br />
40C5iS 158 2 GTECH HLDGS CORP<br />
4GCS18 10 6 * GTECH HLDGS CORP<br />
400318 SO 6 GTECH HLDGS CORP<br />
SECURITIES *%<br />
PAGE 119<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
CL A<br />
CL B<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
CL A SUB VTG<br />
CALL<br />
PUT<br />
SP ADR 10 SH B<br />
CALL<br />
PUT<br />
COM PAR $0.01<br />
SPON ADR CL B<br />
SPONSORED ADR<br />
SPON ADR UNITS<br />
SPON ADR NEW<br />
SPONSORED ADR<br />
SP ADR REP ORD<br />
CALL<br />
PUT<br />
AD R<br />
GLOBL DEP RCPT DELETED<br />
SPONSORED ADR ADDED<br />
SPON ADR V<br />
SP ADR A SHS<br />
CALL<br />
PUT<br />
SP ADR L SHS DELETED<br />
SPON ADR SER B<br />
DBCV 1.750%12/1<br />
COM<br />
CALL
Ruti 3ATE : C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *% PAGE 120<br />
RZN TI?lE:CS:47 IVMOOl<br />
CUSZP NC. ISSUER NAME<br />
40C518 95 6 GTECH HLDGS CORP<br />
43055W Z0 7 GUANGSHEN RY LTD<br />
432754 10 6 GUARANTY BANCSHARES INC TEX<br />
4Ci?8P 10 1 GUARANTY FED BANCSHARES INC<br />
401286 iO 3 GUARANTY FINL CORP<br />
401356 10 4 * SUCCI GROUP N V<br />
401366 50 4 GUCCI GROUP N V<br />
48i356 55 4 GUCCI GROUP N V<br />
49i5i7 10 5 * GUESS INC<br />
431617 50 5 SUESS INC<br />
431517 55 5 GUESS INC<br />
401598 10 5 E GUIDANT CORP<br />
401498 40 5 GUIDANT CORP<br />
401698 $5 5 GUIDANT CORP<br />
401829 iO 6 * GUILFOZD PHARMACEUtICALS INC<br />
401329 90 6 GUILFORD PHARMACEUTICALS INC<br />
C.21329 55 6 GUILFORD PHARMACEUTICALS INC<br />
422340 iG 9 x GUITAR CTR MGMT INC<br />
402210 90.9 GUITAR CTR MGMT INC<br />
402340 45 9 GUITAR CTR MGMT INC<br />
4C2i6L iO 7 GULF CDA RES LTD<br />
402284 10 3 * GULF INDONESIA RES LTD<br />
422284 CG. 3 GULF INDONESIA RES LTD<br />
402284 55 3 GULF INDONESIA RES LTD<br />
402307 LO 2 GULF ISLAND FABRICATION INC<br />
432337 SC 2 GULF ISLAND FABRICATION INC<br />
432307 '35 2 GULF ISLAND FABRICATION INC<br />
402552 i0 O GULF WEST BKS INC<br />
432529 10 9 GULFMARK OFFSHORE INC<br />
4025$23 10 O GUM TECH INTL INC<br />
4C2309 10 7 GUNDLE/SLT ENVIRONMENTAL INC<br />
403777 i2 5 * SYMBOREE CORP<br />
4G5.777 FO 5 GYMBOREE CORP<br />
405777 95 5 GYMBOREE CORP<br />
405820 10 3 SYRODYNE CO AMER INC<br />
403326 iO 8 kl T E INC<br />
43fG52 10 2 ii & Q HEALTHCARE FD<br />
454353 IC 0 H & Q iIFE SCIENCES INVS<br />
404119 iO 9 * dCA INC<br />
404L19 90 9 HCA INC<br />
45G1i9 45 9 kiCA INC<br />
40413K IG 6 HCB BANCSHARES INC<br />
43GL32 AA O HCC INS HLDGS INC<br />
434135 10 2 * dCC INS HLDGS INC<br />
404132 5 G 2 ACC INS HLDGS INC<br />
40si32 95 2 HCC INS HLDGS INC<br />
404iSF iC 1 iiDFC BANK LTD<br />
4CCIh0 10 5 3EI INC<br />
40c17C iC 6 !IFB FINL CORP<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
COM NY REG<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 2.000% 910<br />
COM<br />
CALL<br />
PUT<br />
ADR REPS 3 SHS<br />
COM<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED
R CI CI<br />
W W W<br />
t-+I-<br />
W W W<br />
d4-I<br />
W W W<br />
Cl CI L7
RUN DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUN TIHE:08:47<br />
CilSi? NO. ISSUER NAME<br />
4iC14S 10 6 * HANCOCK JOHN FINL SVCS INC<br />
412145 40 6 HANCOCK JOHN FINL SVCS INC<br />
41Gi4S 55 6 HANCOCK JOHN FINL SVCS INC<br />
41014X 10 5 HANCOCK JOHN FINL TRENDS FD<br />
41 GI42 10 3 HANCOCK JOHN INVS TR<br />
41C252 10 0 * HANDLEMAN CO DEL<br />
415252 40 O HANDLEMAN CO DEL<br />
4lCZ52 55 O HANDLEMAN CO DEL<br />
41C293 iO 4 * HANDSPRING INC<br />
41C293 40 4 AANDSPRING INC<br />
41C243 55 4 HANDSPRING INC<br />
4?S23F PO S * HANGER ORTHOPEDIC GROUP INC<br />
41343F 70 8 HANGER ORTHOPEDIC GROUP INC<br />
41C43F 95 8 HANGER ORTHOPEDIC GROUP INC<br />
41fG95 10 5 HANMI FINL CORP<br />
410761 10 0 HANOVER CAP MTG HLDGS INC<br />
415768 kC 9 HANOVEi? COMPRESSOR CO<br />
410768 10 5 X HGNOVER COMPRESSOR CO<br />
4ii768 FO 5 HANOVER COMPRESSOR CO<br />
416768 45 5 HANOVER COMPRESSOR CO<br />
4iC783 10 4 HANOVER DIRECT INC<br />
41i310 10 5 HANSEN NAT CORP<br />
411352 4G 4 dANSON PLC<br />
4ii33: iO i * HARBOR FLA BANCSHARES INC<br />
411301 $0 1 AARBOR FLA BANCSHARES INC<br />
411301 95 1 HARBOR FLA BANCSHARES INC<br />
412324 30 3 HARDINGE INC<br />
412332 50 9 HARKEN ENERGY CORP<br />
412693 10 3 % HARLAND JOHN H CO<br />
412393 50 3 HARLAND JOHN H CO<br />
412393 $5 3 HARLAND JOHN H CO<br />
412822 iO 8 * HARLEY DAVIDSON INC<br />
412822 $0 8 4ARLEY DAVIDSON INC<br />
412322 $5 8 AARLEY DAVIDSON INC<br />
412324 LC 4 HARLEYSVILLE GROUP INC<br />
412250 It 9 HARLEYSVILLE NATL CORP PA<br />
412365 10 7 HARLEYSVILLE SVGS FINL CORP<br />
413386 iG 9 X HARMAN INTL INDS INC<br />
415586 40 9 HARMAN INTL INDS INC<br />
413386 $5 9 HARMAN INTL INDS INC<br />
425166 10 2 * iiARMONIC INC<br />
41316G 90 2 HARMONIC INC<br />
413150 $5 2 HARMONIC INC<br />
413216 11 0 HARMONY GGLD MNG LTD<br />
413216 3G D * HARMONY GOLD MNG LTD<br />
41323.6 $2 0 HARMONY GOLD MNG LTD<br />
415210 95 G<br />
,'+: -2353 - 13 3<br />
AARMONY GOLD MNG LTD<br />
iiAROLDS STORES INC<br />
4150i5 10 7 3 HARRAHS ENTMT INC<br />
SECURITIES *x PAGE 122<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE 4.750% 3/1<br />
COW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPON ADR NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
*W EXP 06/29/200<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM
XUh DFTE:09/24/02 3% LIST OF SECTION <strong>13F</strong><br />
RUi< TIME : C8: 47<br />
CUSI? SG. ISSUER NAME<br />
413519 50 7 AARRAHS ENTMT INC<br />
413Si9 $5 7 HARRAHS ENTMT INC<br />
413533 10 4 iiARRIS 8 HARRIS GROUP INC<br />
413.375 LC 5 * riARRIS CORP DEL<br />
4?3575 90 5 HARRIS CORP DEL<br />
413375 95 5 HARRIS CORP DEL<br />
&is549 10 5 HARRIS INTERACTIVE INC<br />
415781 10 3 HARRODSBURG 1ST FINL BANCORP<br />
415364 iD 7 * HARSCO CORP<br />
415364 90 7 HARSCO CORP<br />
415864 55 7 HARSCO CGRP<br />
41C.196 1 G 3 * HARTE-HANKS INC<br />
416196 $0 3 HRRTE-HANKS INC<br />
4i6L36 55 3 dARTE-HANKS INC<br />
4165i5 10 4 * HARTFORD FINL SVCS GROUP INC<br />
4163i5 SG 4 HARTFORD FINL SVCS GROUP INC<br />
4165i5 45 4 HARTFOZD FINL SVCS GROUP INC<br />
a15537 10 8 AARTFORD INCOME SHS FD INC<br />
416306 10 5 * riARVARD BIOSCIENCE INC<br />
416996 50 5 HARVARD BIOSCIENCE INC<br />
416336 95 5 dARVARD BIOSCIENCE INC<br />
4lTli9 i0 4 HARTMARX CORP<br />
41734V iO 3 HARVEST NATURAL RESOURCES IN<br />
417560 i G 7 HARVEY ELECTRONICS INC<br />
4i755G ii 5 HARVEY ELECTRONICS INC<br />
416356 AN 7 HASBRO INC<br />
415956 10 7 X HASBRO INC<br />
4LE356 90 7 dASBRO IRC<br />
613356 95 7 HASbRO INC<br />
41E363 1G 2 HASTINGS ENTMT INC<br />
418398 10 3 iiASTINGS MFG CO<br />
419311 10 I HATHAWAY CORP<br />
414525 10 1 HATTERAS INCOME SECS INC<br />
419131 10 7 HAUPPAUGE DIGITAL INC<br />
419313 10 1 HAYAS<br />
415556 IG I HAVERTY FURNITURE INC<br />
4iS596 23 8 HAVERTY FURNITURE INC<br />
4iF849 10 4 tiAWAIIAN AIRLS INC NEW<br />
4iS370 10 3 * HAWAIIAN ELEC INDUSTRIES<br />
4i9S70 SO 0 dAWAIIAN ELEC INDUSTRIES<br />
4iS37G 55 C rtAWAIIAN ELEC INDUSTRIES<br />
414879 10 1 HAWAIIAN HOLDINGS INC<br />
42L:aS 16 4 HkWK CORP<br />
426261 iO 9 HAWKINS INC<br />
42C342 10 2 HAWTHORNE FINL CORP<br />
421506 10 8 HEALTHCARE SVCS GRP INC<br />
42L915 1G 9 HEALTH CARE PPTY INVS INC<br />
G2i322 10 5 HEALTH MGMT ASSOC INC<br />
421924 kE i HEALTHSOUTH CORP<br />
SECURITIES rw PAGE 123<br />
IVM001<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
ZW EXP 03/31/200<br />
DBCV 2.750%12/0<br />
COM<br />
CAL t<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
SDCV 3.250% 4/0<br />
ADDED .<br />
DELETED<br />
ADDED
RJb 3kTE:G9/24/02 *% LIST OF SECTION <strong>13F</strong> SECURITIES +X PAGE 124<br />
22N TIYE:G8:47 IVMOOl<br />
CUSIP SC. ISSUER NAME<br />
421724 kF 8 HEALTHSOUTH CORP<br />
421924 10 1 * HEALTHSOUTH CORP<br />
421924 50 i 4EALTHSOUTH CORP<br />
421324 55 1 HEALTHSOUTH CORP<br />
421933 LB 8 HEALTH MGMT ASSOC INC NEW<br />
421933 AD 4 qEALTH MGMT ASSOC INC NEW<br />
421933 10 2 * HEALTH MGMT ASSOC INC NEW<br />
421933 SO 2 HEALTH MGMT ASSOC INC NEW<br />
421333 95 2 AEALTH MGMT ASSOC INC NEW<br />
42i539 3G 7 HEALTHCARE INTEGRATED SVCS I<br />
421746 iC 4 AEALTHCARE RLTY TR<br />
422370 iG 2 HEAD N V<br />
42210P 113 2 E AEADWATERS INC<br />
42210? SO 2 HEADWATERS INC<br />
42210? 95 2 HEADWATERS INC<br />
422101 10 5 iiEADWAY CORPORATE RESOURCES<br />
42217K 10 6 X HEALTH CARE REIT INC<br />
42227K 90 6 HEALTH CARE REIT INC<br />
42217K 95 6 i-lEALTH CARE REIT INC<br />
422iFD 10 0 * iiEALTHAXIS INC<br />
42219C '0 0 HEALTHAXIS INC<br />
42219D 55 0 HEALTHAXIS INC<br />
42219F 10 0 * AEALTH MGMT SYS INC<br />
422i9K 50 0 HEALTH MGMT SYS INC<br />
42219X 55 0 HEALTH MGMT SYS INC<br />
42ZZiK 10 4 HEALTHY PLANET PRODS INC<br />
4222iG ?O 4 HEALTHETECH INC<br />
622211 10 2 HEALTHEXTRAS INC<br />
422214 E,G 9 dEALTHWATCH INC<br />
422226 10 8 * HEALTH NET INC<br />
422226 9G 8 HEALTH NET INC<br />
422226 45 8 tlEALTH NET INC<br />
42222L 12 7 HEALTHTRONICS SURGICAL SVS I<br />
62222N IG 3 HEALTHSTREAM INC<br />
$22317 10 7 * AEARST-ARGYLE TELEVISION INC<br />
622317 SO 7 iiEARST-ARGYLE TELEVISION INC<br />
422517 95 7 HEARST-ARGYLE TELEVISION INC<br />
422347 10 4 * 9EARTLAND EXPRESS INC<br />
422347 40 4 HEARTLAND EXPRESS INC<br />
422347 95 4 HEARTLAND EXPRESS INC<br />
022357 10 3 HEARTLAND PARTNERS L P<br />
422350 30 5 HEARUSA INC<br />
422734 10 6 x HECLA MNG CO<br />
422704 SO 6 HECLA MNG CO<br />
$22734 55 6 HECLA MNG CO<br />
422704 20 5 HECLA MNG CO<br />
422730 10 i HECTOR COMMUNICATIONS CORP<br />
422336 10 9 FIEICO CORP NEW<br />
G228Ci6 20 8 i-iEICO CORP NEW<br />
ISSUER DESCRIPTION STATUS<br />
SDCV<br />
COM<br />
CALL<br />
PUT<br />
3.250% 4/0<br />
SDCV 0.250% 8/1<br />
NOTE<br />
CL A<br />
CAI. L<br />
PUT<br />
1 /2 ADDED<br />
COM NEW<br />
COM<br />
NY REGISTRY SH<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
COM<br />
COM<br />
ADDED<br />
COM PAR $0.05<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALi<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
OT LTD PARTNER<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
PFD CV SER B<br />
COM<br />
COM<br />
CL A<br />
DELETED
RUii LATE : C9/24/02 *X LIST OF SECTION <strong>13F</strong><br />
R3N TINE:C8:47<br />
CUSI? Nt. ISSUER NAME<br />
422319 iC 2 * 4EIDRICK 8 STRUGGLES INTL IN<br />
42;819 50 2 HEIDRICK & STRUGGLES INTL IN<br />
422319 95 2 tiEIDRICK & STRUGGLES INTL IN<br />
423574 10 3 * HEINZ i-l J CO<br />
423074 40 3 HEINZ H J CO<br />
425334 $5 3 HEINZ H J CO<br />
423374 50 9 HEINZ H J CO<br />
423319 10 2 * HELIX TECHNOLOGY CORP<br />
423319 $0 2 HELIX TECHNOLOGY CORP<br />
425319 45 2 HELIX TECHNOLOGY CORP<br />
423325 30 7 HELLENIC TELECOM ORGANIZATN<br />
423452 10 1 * HELMERICH & PAYNE INC<br />
G23452 SO 1 HELMERICH & PAYNE INC<br />
423452 45 1 HELMERICH 8 PAYNE INC<br />
425301 10 5 HEMAGEN DIAGNOSTICS INC<br />
42366C i O 3 * HEMISPHERX BIOPHARMA INC<br />
42356C 90 3 HEMISPHERX BIOPHARMA INC<br />
42366C 95 3 HEMISPHERX BIOPHARMA INC<br />
423556 iO 6 HEMLOCK FED FINL CORP<br />
42369K iO 2 HEMOSOL INC<br />
420281 10 1 * HENRY JACK 8 ASSOC INC<br />
426291 90 1 dENRY JACK & ASSOC INC<br />
4ZtZ8l 95 1 HENRY JACK & ASSOC INC<br />
426388 26 8 * HERBALIFE INTL INC<br />
4P6'308 5G 8 HERBALIFE INTL INC<br />
426908 55 8 HERBALIFE INTL INC<br />
426908 50 7 * HERBALIFE INTL INC<br />
426338 40 7 HERBALIFE INTL INC<br />
426338 45 7 fiERBALIFE INTL INC<br />
426918 10 8 HERITAGE PROPANE PARTNERS L<br />
426927 iO 9 HERITAGE COMMERCE CORP<br />
427256 AK 2 HERCULES INC<br />
427356 1G 6 * HERCULES INC<br />
427356 40 6 HERCULES INC<br />
427556 55 6 HERCULES INC<br />
42722X 10 6 HERITAGE FINL CORP WASH<br />
42725M iC 7 HERITAGE PPTY INVT TR INC<br />
427396 10 2 * dERLEY INDS INC DEL<br />
41--*- ~ ( 2 $0 ~ 8 2 AERLEY INDS INC DEL<br />
427398 45 2 HERLEY INDS INC DEL<br />
427825 TC, 4 HERSHA HOSPITALITY TR<br />
427356 1C 8 * iiERSHEY FOODS CORP<br />
427366 40 8 AERSHEY FOODS CORP<br />
$27365 45 8 HERSHEY FOODS CORP<br />
42E2Gi lO 6 HEKZFELD CARIBBEAN BASIN FD<br />
CZE35E 10 8 * HESKA CORP<br />
42333E 40 8 HESKA CORP<br />
42353E $5 8 HESKA CORP<br />
42822G 10 0 HEWITT ASSOCS INC<br />
SECURITIES +i+i PAGE 125<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD 3 CV $1.70<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
CL B DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
UNIT LTD PARTN<br />
COM<br />
SDCV 8.000% 8/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM ADDED
R3N DATE:09/24/02 *X LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 126<br />
Riik TI+lE:G8:47 IVMOOl<br />
C;ISIP NCi. ISSUER NAME<br />
428236 RC 7 HEWLETT PACKARD CO<br />
428236 10 3 * HEWLETT PACKARD CO<br />
428236 90 3 HEWLETT PACKARD CO<br />
428236 95 3 i-lEWLETT PACKARD CO<br />
4262'50 AA 8 HEXCEL CORP<br />
426251 &.A 6 dEXCEL CORP NEW<br />
428291 10 8 * E-IEXCEL CORP NEW<br />
428291 $0 8 HEXCEL CORP NEW<br />
428291 45 8 i-iEXCEL CORP NEW<br />
42E35S 10 5 * dI / fN INC<br />
428358 90 5 HI / FN INC<br />
428318 $5 5 HI / FN INC<br />
42339Y iO 4 dI SHEAR TECHNOLOGY CORP<br />
42640F 10 i kII-TECH PHARMACAL INC<br />
428565 i O 5 HIBEETT SPORTING GOODS INC<br />
428556 10 2 * HIBERNIA CORP<br />
428556 SC 2 HIBERNIA CORP<br />
425656 55 2 HIBERNIA CORP<br />
428668 iC 4 HIBERNIA FOODS PLC<br />
425639 10 4 AICKOK INC<br />
427060 10 6 HICKORY TECH CORP<br />
G2315P 10 7 HIGH CTRY BANCORP INC<br />
429679 iO 5 HIGH INCOME OPPORTUNITY FD I<br />
42577~ 10 2 * HIGH SPEED ACCESS CORP<br />
42979U 50 2 HIGH SPEED ACCESS CORP<br />
42779~ 95 2 HIGH SPEED ACCESS CORP<br />
425394 i O 5 HIGH YIELD INCOME FD INC<br />
42??06 10 0 HIGH YIELD PLUS FD INC<br />
431232 20 6 HIGHVELD STL & VANADIUM LTD<br />
431234 10 8 X HIGHWOODS PPTYS INC<br />
431284 90 8 3IGHWOODS PPTYS INC<br />
431284 95 8 HIGHWOODS PPTYS INC<br />
431294 IC 7 * HILB ROGAL & HAMILTON CO<br />
431294 $0 7 HILB ROGAL & HAMILTON CO<br />
431294 $5 7 HILB ROGAL & HAMILTON CO<br />
431373 lG 4 * nILLENBRAND INDS INC<br />
431373 $0 4 AILLENBRAND INDS INC<br />
431573 $5 4 HILLENBRAND INDS INC<br />
432348 AL 3 HILTON HOTELS CORP<br />
452348 :3 9 * HILTON HOTELS CORP<br />
432346 4G 9 HILTON HOTELS CORP<br />
432848 55 9 HILTON HOTELS CORP<br />
435245 1C 7 HINES HORTICULTURE INC<br />
433323 10 2 dINGHAM INSTN SVGS MASS<br />
433550 I C 0 HIRSCH INTL CORP<br />
43357E iC 4 * !IISPANIC BROADCASTING CORP<br />
43357E SO 4 AISPANIC BROADCASTING CORP<br />
435573 $5 4 HISPANIC BROADCASTING CORP<br />
435578 50 7 * HITACHI LIMITED<br />
ISSUER DESCRIPTION STATUS<br />
NOTE 10/1<br />
COM<br />
CALL<br />
PUT<br />
SDCV 7.000% 8/0<br />
NOTE 7.000% 8/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CL A<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000% 5/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CL A<br />
CALL<br />
PUT<br />
ADR 10 COM<br />
DELETED<br />
DELETED<br />
DELETED
Rub 3ATE : 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUkt TIME : G8 : 47<br />
CtiSI' NC. ISSUER NAME<br />
433578 SC 7 HITACHI LIMITED<br />
433578 95 7 HITACHI LIMITED<br />
434376 iC 7 8GENIG GROUP INC<br />
43L932 10 2 HOLIDAY RV SUPERSTORES INC<br />
434322 20 1 HOLIDAY RV SUPERSTORES INC<br />
435569 10 8 * HGLLINGER INTL INC<br />
435569 90 8 HOLLIKGER INTL INC<br />
435559 $5 8 HOLLINGER INTL INC<br />
435738 30 5 HOLLY CORP<br />
435902 10 1 * HOLLIS-EDEN PHARMACEUTICALS<br />
435902 SO 1 HGLLIS-EDEN PHARMACEUTICALS<br />
435302 95 1 dGLLIS-EDEN PHARMACEUTICALS<br />
456132 20 3 * HOLLYWOOD CASINO CORP<br />
436132 96 3 ilOLLYWOOD CASINO CORP<br />
436i52 95 3 HOLLYWOOD CASINO CORP<br />
43ti41 10 5 * iiOLLYWOOD ENTMT CORP<br />
4311ql 50 5 i4OLLYWOOD ENTMT CORP<br />
436141 95 5 HOLLYWOOD ENTMT CORP<br />
436233 1G 0 * HOLLYWOOD MEDIA CORP<br />
435233 90 0 HOLLYWOOD MEDIA CORP<br />
436233 95 0 HOLLYWOOD MEDIA CORP<br />
436140 10 i * 8OLGGIC INC<br />
43644G 90 1 HOLOGIC INC<br />
431i40 45 1 HOLOGIC INC<br />
436326 iO 9 8OME FED BANCORP<br />
43736C 10 0 iiOME CITY FINL CORP<br />
437376 10 2 * HOME DEPOT INC<br />
437376 $0 2 HOME DEPOT INC<br />
437976.95 2 ACME GEPOT INC<br />
43738T 10 1 HOME FINL BANCORP<br />
437183 10 6 HOME LN FINL CORP<br />
437305 10 5 HOME PRODS INTL INC<br />
437336 10 3 HOME PPTYS N Y INC<br />
437656 iO 3 HOMESTEAD BANCORP INC<br />
437352 iO 6 * HOMESTORE INC<br />
437355 90 6 HOMESTORE INC<br />
C37852 45 6 HOMESTORE INC<br />
435392 10 8 * HON INDS INC<br />
636392 SG 8 HON INDS INC<br />
$36392 95 a HON INDS INC<br />
438128 30 8 * HGNDA MOTOR LTD<br />
338128 40 8 HONDA MOTOR LTD<br />
43612E 95 8 HONDA MOTOR LTD<br />
438510 lC 6 * HONEYWELL INTL INC<br />
438316 90 6 AONEYWELL INTL INC<br />
438316 $5 6 HONEYWELL INTL INC<br />
435338 iO O HOOKER FGRNITURE CORP<br />
439i84 IG 0 * HOOPER HOLMES INC<br />
43SiC4 SC 0 ilOOPER HOLMES INC<br />
SECURITIES ** PAGE 127<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM DELETED<br />
COM DELETED<br />
COM NEW ADDED<br />
CL A<br />
CALL<br />
PUT<br />
COM PAR $0.01<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
AMERN SHS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADDED<br />
COM<br />
CAL i
RGti DFTE: C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 128<br />
RUN TI!lE:08:47 IVMOOl<br />
CCZIUNO. ISSUER NAME<br />
433iC4 45 0 i-iOOPER HOLMES INC<br />
639321 10 0 HOOVERS INC<br />
439734 10 4 HOPFED BANCORP INC<br />
439933 10 5 HORIZON NED PRODS INC<br />
440327 iG 4 * HOi?ACE MANN EDUCATORS CORP N<br />
640327 SO 4 HORACE MANN EDUCATORS CORP N<br />
440327 95 4 HORACE MANN EDUCATORS CORP N<br />
443437 10 4 HORIZON BANCORP IND<br />
44C4!F 10 5 HORIZON FINL CORP WASH<br />
44341U 10 2 HORIZON GROUP PPTYS INC<br />
44GGlY iO G HORIZON HEALTH CORP<br />
446433 10 5 3 HORIZON OFFSHORE INC<br />
44iq3j 90 5 HORIZON OFFSHORE INC<br />
446433 55 5 HORIZON OFFSHORE INC<br />
44043T 10 3 HORIZON ORGANIC HOLDING<br />
44C452 10 0 * HORMEL FOODS CORP<br />
446432 90 0 HORMEL FOODS CORP<br />
445452 F5 O HORMEL FOODS CORP<br />
44236M 10 2 * HOSPITALITY PPTYS TR<br />
441.36-M 90 2 HOSPITALITY PPTYS TR<br />
46136M 95 2 HOSPITALITY PPTYS TR<br />
441.36W 10 0 HOST AMER CORP<br />
44136bi 11 8 HOST AMER CORP<br />
44137P 10 4 * HOST MARRIOTT CORP NEW<br />
44i07F SO 4 HOST MARRIOTT CORP NEW<br />
44137P 95 4 HOST MARRIOTT CORP NEW<br />
441339 10 8 x HOT TOPIC INC<br />
441339 $0 8 HOT TOPIC INC<br />
441339 95 8 HOT TOPIC INC<br />
44147T iO E * kiOTELS COM<br />
4GlQ7T 9C 8 dOTELS COM<br />
441471 $5 8 HOTELS COM<br />
441315 AN 7 HOUSEHOLD INTL INC<br />
441915 10 7 E HCUSEHOLD INTL INC<br />
441315 90 7 HOUSEHOLD INTL INC<br />
441815 $5 7 iiOUSEHOLD INTL INC<br />
4q2128 iG 1 * HOUSTON EXPL CO<br />
442120 90 1 3OUSTON EXPL CO<br />
4q2l2C $5 1 HOUSTON EXPL CO<br />
442487 10 4 HOVNANIAN ENTERPRISES INC<br />
442457 20 5 * HOVNANIAN ENTERPRISES INC<br />
,.,-,z ?+isV7 SO 3 HOVNANIAN ENTERPRISES INC<br />
442537 $5 3 HOVNANIAN ENTERPRISES INC<br />
44333i 10 7 HOWELL CORP<br />
443351 22 6 3GWELL CORP<br />
443369 10 i HOWTEK INC<br />
445334 AA 8 '4UANENG PWR INTL INC<br />
445304 10 G .-iUANEPiG PWR INTL INC<br />
44332F 10 1 dtiB INTERNATIONAL LTD<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM SH BEN INT<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 99/99/999<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DBCV<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
PFD A CV $3.50<br />
COM<br />
NOTE 1.750% 5/2<br />
SPON ADR N<br />
COM<br />
DELETED<br />
ADDED
RUK DATE:G9/24/G2 *% LIST OF SECTION <strong>13F</strong><br />
RUN TIME: 08: 47<br />
ISSUER NAME<br />
442320 lG 6 HUB GROUP INC<br />
443510 10 2 * HUBBELL INC<br />
443310 90 2 HUBBELi INC<br />
44251C 55 2 dUBBELL INC<br />
443310 2G 1 * HUBBELL INC<br />
443516 SO ? HUBBELL INC<br />
443310 45 1 HUBBELi INC<br />
645,533 10 7 * HUDSON CITY BANCORP<br />
443683 $0 7 HUDSON CITY BANCORP<br />
443583 $5 7 HUDSON CITY BANCORP<br />
44L128 iO S * HUDSON RIV BANCORP INC<br />
444128 90 2 HUDSON RIV BANCORP INC<br />
44G128 95 2 HUDSON RIV BANCORP INC<br />
444144 iO 9 ,HUDSON TECHNOLOGIES INC<br />
446165 ?D 4 * HUDSON UNITED BANCORP<br />
444155 SC 4 HUDSON UNITED BANCORP<br />
444165 95 4 HUDSON UNITED BANCORP<br />
44Ci56 10 9 HUFFY CORP<br />
44G482 iC 3 * HUGHES SUPPLY INC<br />
44aaz $0 3 HUGHES SUPPLY INC<br />
444332 95 3 iiUGHES SUPPLY INC<br />
446717 10 2 HUGOTON RTY TR TEX<br />
44G659 10 2 * fiUMANA INC<br />
4G4359 90 2 HUMANA INC<br />
44
RiJN 3kTE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES %* PAGE 130<br />
RUN TIME:08:47 IVH001<br />
CiJSi? NG. ISSUER NAME<br />
448407 iG 6 HUTCHINSON TECHNOLOGY INC<br />
448407 90 6 HUTCHINSON TECHNOLOGY INC<br />
446407 95 6 HUTCHINSON TECHNOLOGY INC<br />
648451 10 4 HUTTIG BLDG PRODS INC<br />
448523 iO 8 HYCOR BIOMEDICAL INC<br />
4qS774 10 9 HYDRIL CO<br />
448382 10 0 HYDROGENICS CORP<br />
448915 iG 8 HYPERION 2002 TERM TR INC<br />
44E318 iO 2 HYPERION 2005 INVT GRADE OPP<br />
448724 AM 2 ICN PHARMACEUTICALS INC NEW<br />
448924 iO 0 % ICN PHARMACEUTICALS INC NEW<br />
446324 YO O ICN PHARMACEUTICALS INC NEW<br />
448724 $5 0 ICN PHARMACEUTICALS INC NEW<br />
4+6347 10 1 * IDT CORP<br />
446947 90 1 IDT CORP<br />
448947 45 i IDT CORP<br />
448347 30 9 * IDT CORP<br />
446347 90 9 IDT CORP<br />
445.747 45 9 IDT CORP<br />
44913M 10 5 * HYPERCOM CORP<br />
44413M 90 5 HYPERCOM CORP<br />
444:3M 55 5 HYPERCOM CORP .<br />
44913s iO 2 3 HYPERFEED TECHNOLOGIES INC<br />
44SI3S SO 2 HYPERFEED TECHNOLOGIES INC<br />
445l3S 95 2 HYPERFEED TECHNOLOGIES INC<br />
44514M iG 4 * HYPERION SOLUTIONS CORP<br />
44Si4M 9C 4 HYPERION SOLUTIONS CORP<br />
44514M 95 4 HYPERION SOLUTIONS CORP<br />
44914V 10 4 AYPERTENSION DIAGNOSTICS INC<br />
44Si4V 11 2 HYPERTENSION DIAGNOSTICS INC<br />
44514V i2 0 dYPERTENSION DIAGNOSTICS INC<br />
44514V 20 3 3YPERTENSION DIAGNOSTICS INC<br />
449i45 10 1 3YPERION TOTAL RETURN 8 INCO<br />
44Gl5C 10 5 HYPERION STRATEGIC MTG INC F<br />
444i53 30 2 * HYSEQ INC<br />
q45163 90 2 iiYSEQ INC<br />
447163 55 2 HYSEQ INC<br />
445180 10 8 HYTEK MICROSYSTEMS INC<br />
46$29Y 10 1 ICT GROUP INC<br />
4G4293 10 9 ICG HLDGS INC<br />
44S295 10 4 * ICOS CORP<br />
445275 SO 4 ICCS CORP<br />
449295 95 4 ICOS CORP<br />
4G430G iG 7 * ICU MED INC<br />
445396 90 7 ICU MED INC<br />
449306 $5 7 ICU MED INC<br />
44F34E iO 4 I-CABLE COMMUNICATIONS LTD<br />
443345 iO 7 ICAD INC<br />
445360 iG 8 ID BIOMEDICAL CORP<br />
ISSUER DESCRIPTION<br />
COM<br />
CALL<br />
PUT<br />
CO M<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
NOTE 6.500% 7/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 10/22/200<br />
*W EXP 01/23/200<br />
UNIT 99/99/9999<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
C OM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
STATUS<br />
ADDED<br />
ADDED
RUN DATE:G9/24/02 X* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 131<br />
R3N TIME:08:47<br />
IVMOOl<br />
CilSIP NC. ISStiER NAME<br />
4s337G AC 9 IDEC PHARMACEUTICALS CORP<br />
445370 L.E 5 IDEC PHARMACEUTICALS CORP<br />
449370 10 5 * IDEC PHARMACEUTICALS CORP<br />
445376 SO 5 IGEC PHARMACEUTICALS CORP<br />
447370 45 5 IDEC PHARMACEUTICALS CORP<br />
449489 iO 3 I D SYSTEMS INC<br />
449+9L 10 5 IEC ELECTRS CORP NEW<br />
44%41 10 9 * IDX SYS CORP<br />
444491 $0 9 IDX SYS CORP<br />
449491 G5 9 IDX SYS CORP<br />
445498 20 3 IFC CAP TR 111<br />
445'507 iO 2 IFR SYSTEMS INC<br />
44F5i8 20 8 IFX CORP<br />
444326 50 3 I-FLOW CORP<br />
445536 10 i * IGEN INC<br />
449536 40 i IGEN INC<br />
449536 45 i IGEN INC<br />
449375 10 9 * IGI INC<br />
G49575 5'0 9 IGI INC<br />
449575 95 9 IGI INC<br />
449584 10 0 IGN ENTMT INC<br />
445'592 10 4 IGO CORP<br />
445523 i G 7 * IHOP CORP<br />
449623 90 7 IHOP CORP<br />
449423 95 7 IHUP CORP<br />
449633 20 5 1 I S INTELLIGENT INFO LTD<br />
449iS1 50 3 ILX RESORTS INC<br />
449669 10 G X IMC GLOBAL INC<br />
444569 90 0 IMC GLOBAL INC<br />
445669 45 0 IMC GLOaAL INC<br />
447581 10 5 IMCO RECYCLING INC<br />
44S593 30 8 IMP INC<br />
444732 i 0 3 * I-MANY INC<br />
44773Q $0 3 I-MANY INC<br />
449734 55 3 I-MANY INC<br />
44977k IG 6 ING PRIME RATE TR<br />
44979K 10 4 INT MEDIA GROUP INC<br />
445334 10 8 x IMS HEALTH INC<br />
/. ,.<br />
itS934 4G 8 IMS HEALTH INC<br />
0GG734 $5 8 IMS HEALTH INC<br />
45C.347 28 4 IRSA INVERSIONERS Y REP S A<br />
C5:755 ;O 5 IRT CORP<br />
455356 YC 2 IRT PPTY CO<br />
4505l.T I C 4 % ITC DELTACOM INC<br />
45531T $0 4 ITC DELTACOM INC<br />
LG-77<br />
.,,JLT 4'5 4 ITC DELTACOM INC<br />
45531U 10 i * ISTAR FINL INC<br />
45C3iU 90 1 ISTAR FINL INC<br />
45C31U $5 i ISTAR FINL INC<br />
ISSUER DESCRIPTION STATUS<br />
NOTE 2/1<br />
NOTE 4/2 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD CV TR SECS<br />
COM DELETED<br />
COM NEW<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
ORD SH NEW<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM PAR $.01<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
GLOBL DEP RCPT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED
RS?i iiATE:G9/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES 3% PAGE 132<br />
SUN TI?lE:08:47 IVMOOl<br />
CUSI? NG. ISSUER NAME<br />
45:31C LO 7 I-SECTOR CORP<br />
45C31X i O 5 ISTA PHARMACEUTICALS INC<br />
456312 10 3 * I-STAT CGRP<br />
45G3i2 99 3 I-STAT CORP<br />
45C312 95 3 I-STAT CORP<br />
45C565 10 6 ITLA CAP CORP<br />
45658B iC 9 * ITT EDUCATIONAL SERVICES INC<br />
45C65B 50 9 ITT EDUCATIONAL SERVICES INC<br />
45C58E $5 9 ITT EDUCATIONAL SERVICES INC<br />
4SG59F LO 9 * ITXC CORP<br />
45C59F 9C 9 ITXC CORP<br />
45059F 95 9 ITXC CORP<br />
45579W 10 9 IVAX DIAGNOSTICS INC<br />
45G71R 10 9 * IXIA<br />
45G71R 90 9 IXIA<br />
Q5C7iR 95 9 IXIA<br />
456732 AA 0 IBASIS INC<br />
45f732 10 2 * IBASIS INC<br />
45i732 $0 -2 IBASIS INC<br />
456732 45 2 IBASIS INC<br />
45G328 10 8 IBERIABANK CORP<br />
45C339 iO 6 X IBIS TECHNOLOGY CORP<br />
45C.309 906 IBIS TECHNOLOGY CORP<br />
45C309 95 6 IBIS TECHNOLOGY CORP<br />
435511 i C 2 * ITT INDS INC IND<br />
450911 $0 2 ITT INDS INC IND<br />
4539ii $5 2 ITT INDS INC IND<br />
45133T 10 7 ICON PUB LTD CO<br />
451346 i O 4 ICICI BK LTD<br />
45Li07 10 6 * IDACORP INC<br />
451iG7 90 6 IDACORP INC<br />
451137 55 6 IDACORP INC<br />
45157R lG 4 IDEX CORP<br />
GSi68A 1C 0 IDINE REWARDS NETWORK INC<br />
45158D 16 4 * IDEXX LABS INC<br />
451:53D $0 4 IDEXX iABS INC<br />
45156C 45 4 IDEXX LABS INC<br />
45169U 10 5 * IGATE CORP<br />
451o9U 40 5 IGATE CORP<br />
45159U $5 5 IGATE CORP<br />
451713 iG i '* IKON OFFICE SOLUTIONS INC<br />
451713 50 1 IKON OFFICE SOLUTIONS INC<br />
451713 95 1 IKGN OFFICE SOLUTIONS INC<br />
451356 1G 1 * IDENTIX INC<br />
451316 50 i IDENTIX INC<br />
431906 95 1 IDENTIX INC<br />
451323 i O 6 * ILEX ONCOLOGY INC<br />
45i323 SO 6 ILEX ONCOLOGY INC<br />
451323 55 6 ILEX ONCOLOGY INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.750% 3/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT
EUh 3ATE:G9/24/02 *X LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 133<br />
RUN TIME: C8: 47<br />
IVMOOl<br />
CUSI? NC. ISSUER NAME<br />
452338 1a 9 * ILLINOIS TOOL WKS INC<br />
452338 SG 9 ILLINOIS TOOL WKS INC<br />
452308 55 9 ILLINOIS TOOL WKS INC<br />
452327 :O 9 ILLUMINA INC<br />
452362 iO 0 ILOG S A<br />
45ZG34 20 1 * IMAGE ENTMT INC<br />
452439 S C 1 IMAGE ENTMT INC<br />
G55439 $5 1 IMAGE ENTMT INC<br />
45244C 10 4 IMAGE SENSING SYS INC<br />
452G4D iC 2 * IMAGEX INC<br />
45244G SG 2 IMAGEX INC<br />
452q4D 95 2 IMAGEX INC<br />
45235A 13 7 * IMATION CORP<br />
45i45A 90 7 IMATION CORP<br />
45245A 95 7 IMATION CORP<br />
4524-E iO 9 * IMkX CORP<br />
452G5E 90 9 IMAX CORP<br />
45245E 95 9 IMAX CORP<br />
452G5S 10 8 IMAGEWARE SYS INC<br />
452455 11 6 IMAGEWARE SYS INC<br />
45245W LB 5 IMCLONE SYS INC<br />
45245k AD 1 IMCLONE SYS INC<br />
45ZS5k 10 9 * IMCLONE SYS INC<br />
45245U 40 9 IMCLONE SYS INC<br />
45545W 95 9 IMCLONE SYS INC<br />
45245Y 10 5 IMANAGE INC<br />
452+7E 10 7 IMAGICTV INC<br />
45247T 10 4 * IMAGISTICS INTERNATIONAL INC<br />
45247T $0 4 IMAGISTICS INTERNATIONAL INC<br />
G5247T 95 4 IMAGISTICS INTERNATIONAL INC<br />
452519 10 1 IMMTECH INTL INC<br />
45252T 10 6 % IMMUNE RESPONSE CORP DEL<br />
45252T 90 6 IMMUNE RESPONSE CORP DEL<br />
452321 95 6 IMMUNE RESPONSE CORP DEL<br />
452521 10 7 * IMMERSION CORP<br />
452521 40 7 IMMERSION CORP<br />
452521 $5 7 IMMERSION CORP<br />
q5i525 30 6 IMMUCELL CORP<br />
452526 i O 6 IMMUCGR INC<br />
452326 10 2 * IMMUNEX CORP NEW<br />
452526 $0 2 IMMUNEX CORP NEW<br />
452526 45 2 IMMUNEX CORP NEW<br />
45253H 10 ? * IMMUNOGEN INC<br />
45253H 90 1 iMMUNOGEN INC<br />
45253ii 55 1 IMMUNOGEN INC<br />
45254F iO 2 IMPAC MTG HLDGS INC<br />
452356 10 i * IMPATH INC<br />
43255G 40 1 IMPATH INC<br />
452356 95 i IMFATH INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 04/05/200<br />
NOTE 5.500% 3/0 ADDED<br />
NOTE 5.500% 3/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.10<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DELETED<br />
DELETED<br />
DELETED
RJN DATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *X PAGE 134<br />
RUh TIiqE: 08: 47 IVMOOl<br />
Ci'Sir' NC. ISSUER NAME<br />
45235W 16 6 IMPCO TECHNOLOGIES INC<br />
45255W SO 6 IMPCO TECHNOLOGIES INC<br />
45255bi 45 6 IMPCO TECHNOLOGIES INC<br />
45256b i G l * IMPAX LABORATORIES INC<br />
45256B 40 1 IMPAX LABORATORIES INC<br />
452568 95 i IMPAX LABORATORIES INC<br />
452754 50 5 * IMPERIAL CHEM INDS PLC<br />
452704 $0 5 IMPERIAL CHEM INDS PLC<br />
452704 45 5 IMPERIAL CHEM INDS PLC<br />
452307 1G 8 * IMMUNOMEDICS INC<br />
452907 90 8 IMMUNOMEDICS INC<br />
452907 95 8 IMMUNOMEDICS INC<br />
452926 10 8 INCOME OPPORTUNITY RLTY INVS<br />
453338 40 8 * IMPERIAL OIL LTD<br />
453538 40 8 IMPERIAL OIL LTD<br />
433338 95 8 IMPERIAL OIL LTD<br />
453377 10 9 IMPERIAL PKG CORf?.<br />
453142 10 1 IMPERIAL TOBACCO GROUP PLC<br />
4532GR 10 8 IMPLANT SCIENCES CORP<br />
45320R 11 6 IMPLANT SCIENCES CORP<br />
45320V 10 9 IMPRESO INC<br />
455235 iO 3 3 INAMED CORP<br />
453235 SO 3 INAMED CORP<br />
455235 45 3 INAMED CGRP<br />
45324E iO 3 INCARA PHARMACEUTICALS CORP<br />
453242 i0 4 INCAM AG<br />
453258 kH 8 INCO LTD<br />
453258 AK 1 INCO LTD<br />
453258 AM 7 INCO LTD<br />
453256 i3 9 IKCO LTD<br />
453258 40 2 * INCO LTD<br />
451256 SC 2 IkCO LTD<br />
43Z258 45 2 INCO LTD<br />
$53258 80 8 INCO LTD<br />
45337C kC 6 INCYTE GENOMICS INC<br />
G5537C 10 2 * ItiCYTE GENOMICS INC<br />
q5357C SO 2 INCYTE GENOMICS INC<br />
G5337C $5 2 INCYTE GENOMICS INC<br />
455Gi4 iO 4 * INDEPENDENCE CMNTY BK CORP<br />
453$14 5C 4 INDEPENDENCE CMNTY BK CORP<br />
453414 $5 4 iNDEPENDENCE CMNTY BK CORP<br />
45SG32 :5 6 INDEPENDENCE FED SVGS BK<br />
Zd?i SATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RJX TIHE:08:47<br />
CUSiP NC. ISSUER NAME<br />
G5c390 1 C 1 INDIA GROWTH FD INC<br />
4J576L IG 0 INDUS INTL INC<br />
455792 I3 i * INDUSTRI-MATEMATIK INTL CORP<br />
455732 $0 ? INDUSTRI-MATEMATIK INTL CORP<br />
455732 95 1 INDUSTRI-MATEMATIK INTL CORP<br />
455333 1 0 7 INDUSTi?IAL DATA SYS CORP<br />
456361 10 O INGUSTRIAL DISTR GROUP INC<br />
455314 10 3 INDUSTRIAL SVCS AMER INC FLA<br />
456%63 LO 8 INDUSTRIAS BACHOCO S A DE C<br />
456510 10 6 INDUSTRIFORVALTNING AB KINNE<br />
45651G SC 5 INDUSTRIFORVALTNING AB KINNE<br />
456507 10 G % INDYMAC BANCORP INC<br />
456557 90 0 INDYMAC BANCORP INC<br />
456637 95 0 INDYMAC BANCORP INC<br />
456615 10 3 INERGY L P<br />
4565ZN 10 3 * INFINEON TECHNOLOGIES AG<br />
45t.52N $0 3 INFINEON TECHNOLOGIES AG<br />
45562N 95 3 INFINEON TECHNOLOGIES AG<br />
45652V 1 0 5 X INET TECHNOLOGIES INC<br />
45652V 90 5 INET TECHNOLOGIES INC<br />
456.52V 55 5 INET TECHNOLOGIES INC<br />
45662Y i O 9 * INFINIUM SOFTWARE INC<br />
45552Y 90 9 INFINIUM SOFTWARE INC<br />
45662Y 55 9 INFINIUM SOFTWARE INC<br />
45653L 40 3 INFINITY INC<br />
45553T 10 9 INFICON HLDG AG<br />
456i4X 10 9 INFOCROSSING INC<br />
G5655B 10 6 * INFOCUS CORP<br />
45555B 90 6 INFOCUS CORP<br />
45655B 95 6 INFOCUS CORP<br />
45655T i O 7 INFOGRAMES INC<br />
456650 10 2 * INFORMATICA CORP<br />
45655Ci 90 2 INFORMATICA CORP<br />
456668 95 2 INFORMATICA CORP<br />
45666T i O 6 * INFONET SVCS CORP<br />
45656T sC 5 INFONET SVCS CORP<br />
45656T 95 6 INFONET SVCS CORP<br />
455564 SC 9 INFONOW CORP<br />
45669k 30 5 INFORMATION ARCHITECTS CORP<br />
456727 i O 6 INFCRMATION HLDGS INC<br />
456,77k 20 5 INFORMAX INC<br />
45i77R 10 7 INFORTE CORP<br />
45678T i O 2 * INFOSPACE INC<br />
456'8T 46 2 INFOSPACE INC<br />
45678T 95 2 IRFOSPACE INC<br />
45678T ZG 1 IkFOSPACE INC<br />
436788 iO 8 INFOSYS TECHNOLOGIES LTD<br />
456317 1C 5 INFOVISTA S A<br />
456318 30 i * INFOUSA INC NEW<br />
SECURITIES ** PAGE 135<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
CAF L<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SP ADR B8L SHS<br />
SPONS ADR A<br />
SPONS ADR B<br />
COM<br />
CALL<br />
PUT<br />
UNIT LTD PTNR<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $.0001<br />
ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
COM NEW<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SPONSORED ADR<br />
ADR<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
RUS 3ATE:G9/24/02 *w LIST OF SECTION <strong>13F</strong> SECURITIES EE PAGE 136<br />
RUN TIME:08:47 IVMO 0 1<br />
CUSi? NG. ISSUER NAME<br />
456916 50 1 INFOUSA INC NEW<br />
456518 95 1 INFOUSA INC NEW<br />
456337 10 3 * ING GROUP N V<br />
456337 SG 3 ING GROUP N V<br />
456837 95 3 ING GROUP N V<br />
456235 10 8 * INFORMATION RES INC<br />
456535 90 8 INFORMATION RES INC<br />
456905 95 6 INFORMATION RES INC<br />
455910 30 6 INFINITE GROUP INC<br />
457330 10 4 INGLES MKTS INC<br />
457153 AB O INGRAM MICRO INC<br />
457153 1C 4 * INGRAM MICRO INC<br />
457153 SO 4 INGRAM MICRO INC<br />
437153 95 4 INGRAM MICRO INC<br />
457191 kC 8 INHALE THERAPEUTIC SYS INC<br />
457191 AF 1 INHALE THERAPEUTIC SYS INC<br />
457191 AH 7 INHALE THERAPEUTIC SYS INC<br />
457191 10 4 * INHALE THERAPEUTIC SYS INC<br />
457191 90 4 INHALE THERAPEUTIC SYS INC<br />
457191 55 4 INHALE THERAPEUTIC SYS INC<br />
$57203 10 7 INITIO INC<br />
457214 10 4 INKINE PHARMACEUTICALS INC<br />
457277 10 1 * INKTOMI CORP<br />
457277 90 1 INKTOMI CORP<br />
457277 95 i INKTOMI CORP<br />
657520 iO 4 INNKEEPERS USA TR<br />
4575~0 30 2 INNKEEPERS USA TR<br />
45754F L O 7 INHOVATIVE GAMING CORP AMER<br />
45754F 30 5 INNOVATIVE GAMING CORP AMER<br />
4576%2 20 5 INNODATA CORP<br />
457647 10 5 x INNOVEX INC<br />
457547 90 5 INNOVEX INC<br />
457547 95 5 INNOVEX INC<br />
45765U 10 5 5 IhSIGHT ENTERPRISES INC<br />
45755U SO 3 INSIGHT ENTERPRISES INC<br />
45765U 95 3 INSIGHT ENTERPRISES INC<br />
45T63Y i0 5 INSIGNIA SYS INC<br />
457532 1G 5 * INPUT/OUTPUT INC<br />
457652 40 5 INPUT/OUTPUT INC<br />
457552 95 5 INPUT/OUTPUT INC<br />
45754J 1G 7 INSIGNIA SOLUTIONS PLC<br />
45755R 10 9 INNOVATIVE MED SVCS<br />
457tOG iO 8 IKSITE VISION INC<br />
457562 10 4 INSITUFORM EAST INC<br />
457557 10 3 * INSITUFORM TECHNOLOGIES INC<br />
457557 56 3 INSITUFORM TECHNOLOGIES INC<br />
C57667 45 3 INSITUFORM TECHNOLOGIES INC<br />
457559 20 8 INSMED INC<br />
45767A 10 5 * ItiSIGNIA FINL GROUP INC NEW<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CL A<br />
DBCV 6/0<br />
CL A<br />
CALL<br />
PUT<br />
SDCV 6.750%10/1<br />
NOTE 5.000% 2/0<br />
NOTE 3.500%10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
PFD CV A 8.625<br />
COM DELETED<br />
COM NEW ADDED<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM NEW<br />
COM
RUN 3kTE:C9/2'/02 XX LIST OF SECTION <strong>13F</strong><br />
RUh TIME:C8:47<br />
CljSIP AC. ISSUER NAME<br />
457574 412 5 INSIGNIA FINL GROUP INC NEW<br />
65757A $5 5 INSIGNIA FINL GROUP INC NEW<br />
457.57M iO S SWNOTRAC CORP<br />
45738U 10 8 * INSIGHT COMMUNICATIONS INC<br />
45758V $0 8 INSIGHT COMMUNICATIONS INC<br />
45768.d $5 8 IKSIGHT COMMUNICATIONS INC<br />
45709A 10 3 INNOGY HLDGS PLC<br />
45763H 10 8 INSILICON CORP<br />
45759N i O 5 INNOVATIVE SOLUTIONS 8 SUPPO<br />
45759V 20 h % INRANGE TECHNOLOGIES CORP<br />
45759V $0 6 INRkNGE TECHNOLOGIES CORP<br />
45759V 45 6 INRANGE TECHNOLOGIES CORP<br />
4ST70X 15 C INSIGHTFUL CORP<br />
45771B iO 7 INNOVATIVE DRUG DELIVERY SYS<br />
4577iY 10 7 INNOVATIVE COS INC<br />
457733 10 3 INSPIRE PHARMACEUTICALS INC<br />
45775G i0 7 X INSTINET GROUP INC<br />
45775G 90 7 INSTINET GROUP INC<br />
45T75G 95 7 INSTXNET GROUP INC<br />
457835 26 8 INSTRUMENTARIUM CORP<br />
457175 20 2 INSURANCE AUTO AUCTIONS INC<br />
457919 10 8 INNSUITES HOSPITALITY TR<br />
457354 60 0 INNOVO GROUP INC<br />
4J7?35 20 S * INTEGRA LIFESCIENCES HLDGS C<br />
G57'>85 9C 8 INTEGRA LIFESCIENCES HLDGS C<br />
43T3S5 55 8 INTEGRA LIFESCIENCES HLDGS C<br />
458J3F 10 4 INSURED MUN INCOME FD<br />
43&13K 20 2 INSWEB CGRP<br />
45859M 20 8 IkTASYS CORP<br />
433i3i-i 10 7 INTEGRAL SYS INC MD<br />
65210N 30 2 INTEGRAMED AMER INC<br />
45EllE IG 3 INTEGRATED ELECTRICAL SVC<br />
45EilK 20 8 * INTEGRATED CIRCUIT SYS INC<br />
452llK 90 8 INTEGRATED CIRCUIT SYS INC<br />
458iiK 55 6 INTEGRATED CIRCUIT SYS INC<br />
45EiiR ?O 5 INTEGRA INC<br />
455:18 1G 6 * INTEGRATED DEVICE TECHNOLOGY<br />
458Li8 43 6 INTEGRATED DEVICE TECHNOLOGY<br />
453118 55 5 INTEGRATED DEVICE TECHNOLOGY<br />
G5e12F lG 7 * INTEGRATED SILICON SOLUTION<br />
6 -- -<br />
3ci2F 40 7 INTEGRATED SILICON SOLUTION<br />
4f61SF S5 7 INTEGRATED SILICON SOLUTION<br />
458i4F IC 5 IhiEGRA BK CORP<br />
SjEl'i 10 7 * INTELIDATA TECHNOLOGIES CORP<br />
4531GT FO 7 INTELIDATA TECHNOLOGIES CORP<br />
43Ei4T 55 7 INTELIDATA TECHNOLOGIES CORP<br />
43314C IG O * IkTEL CORP<br />
458140 50 9 INTEL CORP<br />
I -<br />
456140 55 0 INTEL CORP<br />
SECURITIES ** PAGE 137<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
SPONSORED ADR DELETED<br />
COM<br />
COM<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
ADR<br />
COM<br />
SH BEN INT<br />
COM PAR $0.01<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM NEW<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DELETED<br />
ADDED<br />
DELETED
KdR 3ATE:09/24/OS ** LIST OF SECTION <strong>13F</strong> SECURITIES 33 PAGE 138<br />
RUE TIHE : G8 : 47 IVMOOl<br />
CilS;? ME. ISSUER NAME<br />
45115R iO O INTELLIGENT CTLS INC EC<br />
43615A iO 6 * INTELLIGROUP INC<br />
458i6A 90 6 INTELLIGROUP INC<br />
458i5A $5 6 INTELLIGROUP INC<br />
456160 16 G INTELLIGENT SYS CORP NEW<br />
45E17B 10 3 INTEGRATED INFORMATION SYS I<br />
458176 iO 2 INTELLI-CHECK INC<br />
458172 IC 1 INTEGRATED TELECOM EXPRESS I<br />
45627Y 10 3 INTEGRITY MEDIA INC<br />
45819B 10 1 x INTEGRATED DEFENSE TECHNOLOG<br />
45SiSS $0 1 INTEGRATED DEFENSE TECHNOiOG<br />
458i9B 55 i INTEGRATED DEFENSE TECHNOLOG<br />
458334 10 9 INTER PARFUMS INC<br />
456372 1C 9 * INTER TEL INC<br />
458372 $0 9 INTER TEL INC<br />
458372 $5 9 IKTER TEL INC<br />
43639M 10 3 INTERACTIVE INTELLIGENCE INC<br />
4584CF iO 5 INTERACTIVE SYS WORLDWIDE IN<br />
45E
i?SK DLTE: C9/24/G2 X* LIST OF SECTION <strong>13F</strong><br />
RiJN TIi4E:08:47<br />
CUSi? NC. ISSUER NAME<br />
452771 55 2 INTERMAGNETICS GEN CORP<br />
45833P 10 4 INTERMEDIATE MUNI FD INC<br />
45E3iK 10 4 * INTERMET CORP<br />
458EilK 50 4 INTERMET CORP<br />
456SlK 95 4 INTERMET CORP<br />
45EiViX Ak 1 INTERMUNE INC<br />
4568GX 10 3 * INTERMUNE INC<br />
45584X 50 3 INTERMUNE INC<br />
45834X 95 3 INTERMUNE INC<br />
458347 50 6 INTERNACIONAL DE CERAMICA S<br />
45885k lo 2 * INTERNAP NETWORK SVCS CORP<br />
45i35A $0 2 INTERNAP NETWORK SVCS CORP<br />
45835A 95 2 INTERNAP NETWORK SVCS CORP<br />
458350 10 3 INTERNATIONAL AIRCRAFT INVS<br />
455365 20 1 INTERNATIONAL AIRL SUPPORT G<br />
65,5384 iO 3 INTERNATIONAL ALUM CORP<br />
459528 iO 6 INTERNATIONAL ASSETS HLDG CO<br />
459844 10 3 INTERNATIONAL BANCSHARES COR<br />
459220 10 i * INTERNATIONAL BUSINESS MACHS<br />
45S28C 90 1 INTERNATIONAL BUSINESS MACHS<br />
454200 $5 i INTERNATIONAL BUSINESS MACHS<br />
45SG36 50 7 INTERNATIONAL ELECTRONICS IN<br />
45$536 10 1 * INTERNATIONAL FLAVORS8FRAGRA<br />
459306 9C I INTERNATIONAL FLAVORSIFRAGRA<br />
45S506 55 1 INTERNATIONAL FLAVORS8FRAGRA<br />
45S9SP 1G 2 * INTERNATIONAL GAME TECHNOLOG<br />
G5S?C2 40 2 INTERNATIONAL GAME TECHNOLOG<br />
4547C2 95 2 INTERNATIONAL GAME TECHNOLOG<br />
466343 i O 2 * INTERNATIONAL MULTIFOODS COR<br />
46C?43 $0 2 INTERNATIONAL MULTIFOODS COR<br />
46GG43 95 2 INTERNATIONAL MULTIFOODS COR<br />
46Gl46 SM 4 INTL PAPER CO<br />
46C146 10 3 * INTL PAPER CO<br />
468l46 SO 3 INTL PAPER CO<br />
455146 95 3 INTL PAPER CO<br />
45018M iO 4 INTERNATIONAL PWR PLC<br />
460254 b.E 5 IhTERNATIONAL RECTIFIER CORP<br />
45CZ54 1G 5 * INTERNATIONAL RECTIFIER CORP<br />
450254 50 5 INTERNATIONAL RECTIFIER CORP<br />
460254 95 5 INTERNATIONAL RECTIFIER CORP<br />
40=23S 50 G INTL REMOTE IMAG SYS INC<br />
45C321 20 1 INTERNATIONAL SHIPHOLDING CO<br />
462335 20 1 * INTERNATIONAL SPEEDWAY CORP<br />
46G355 40 1 INTERNATIONAL SPEEDWAY CORP<br />
46,2335 95 1 INTERNATIONAL SPEEDWAY CORP<br />
460337 10 8 * INTL SPECIALTY PRODS INC NEW<br />
G62333 90 8 INTL SPECIALTY PRODS INC NEW<br />
456337 95 8 INTL SPECIALTY PRODS INC NEW<br />
4635.3C AA 4 INTERNET CAP GROUP INC<br />
SECURITIES *w PAGE 139<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.750% 711<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR UNITS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.01<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DBCV 6/2<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
NOTE 4.250% 7/1<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM NEW<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.500%12/2
22% DATE:f9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES %* PAGE 140<br />
2tJN TI?lE:08:47 IVMOOl<br />
CiiSI? NO. ISSUER NAME<br />
46C3SC fO 6 3 INTERNET CAP GROUP INC<br />
46039C SO 6 INTERNET CAP GROUP INC<br />
46CS3C $5 6 INTERNET CAP GROUP INC<br />
46353F 10 9 INTERNET COMM CORP<br />
460595 2C 0 INTERNET PICTURES CORP<br />
46i59T 10 9 * INTERNET INITIATIVE JAPAN IN<br />
46C59T 93 9 INTERNET INITIATIVE JAPAN IN<br />
46C39T 95 9 INTERNET INITIATIVE JAPAN IN<br />
46G54V 10 4 * INTERNET INFRASTRUCTR HOLDS<br />
46G33V 90 4 INTERNET INFRASTRUCTR HOLDS<br />
46053V 95 4 INTERhET INFRASTRUCTR HOLDS<br />
4623SW iG 2 * INTERNET HOLDRS TR<br />
45C39K 40 2 INTERNET HOLDRS TR<br />
45C59U 95 2 INTERNET HOLDRS TR<br />
462533 iO ti INTERPHASE CORP<br />
4SC50A 10 7 * INTERNET ARCHITECTURE HOLDR<br />
4SCjOA 90 7 INTERNET ARCHITECTURE HOLDR<br />
4SGlid.4 95 ? INTERNET ARCHITECTURE HOLDR<br />
4SG5OX iO 7 * INTERNET SEC SYS INC<br />
46C63X 90 7 ItiTERNET SEC SYS INC<br />
4SCiGX 55 7 INTERNET SEC SYS INC<br />
4SC615 ?O 7 INTERPLAY ENTMT CORP<br />
4.6C52H 10 0 INTERNET GROWTH FUND INC<br />
46GS2R 10 8 INTERPOOL INC<br />
G6G62k 10 7 x INTERPORE INTL<br />
40362~ SO 7 INTERPORE INTL<br />
46262i4 55 7 INTERPORE INTL<br />
%0069S 10 9 * INTERSIL CORP<br />
45259s SO 9 INTERSIL CORP<br />
46f53S $5 9 INTERSIL CORP<br />
46059k 20 9 INTERSHOP COMM AG<br />
46259C AF 7 INTERPUBLIC GROUP COS INC<br />
45067C AH 3 INTERPUBLIC GROUP COS INC<br />
462690 L.J 9 INTERPUBLIC GROUP COS INC<br />
462670 kQ 3 INTERPUBLIC GROUP COS INC<br />
95C596 i6 0 * INTERPUBLIC GROUP COS INC<br />
46C690 FG 0 INTERPUBLIC GROUP COS INC<br />
460590 95 0 INTERPUBLIC GROUP COS INC<br />
462725 ?O 8 * INTERSTATE BAKERIES CORP DEL<br />
46C72H SG 8 INTERSTATE BAKERIES CORP DEL<br />
46272H 55 8 INTERSTATE BAKERIES CORP DEL<br />
40C723 1G 9 INTERSTATE BAKERIES CORP NEW<br />
462383 10 8 INTEk'STATE HOTELS CORP<br />
46C355 10 6 INTERSTATE HOTELS 8 RESRTS I<br />
45i885 SG 5 INTERSTATE GEN L P<br />
45C3if 20 G INTRAWEST CORPORATION<br />
4SCii5 1G 3 INTERTAPE POLYMER GROUP INC<br />
46C327 iO 6 INTERVEST BANCSHARES CORP<br />
40122P 13 4 INTERSTATE NATL DEALER SVCS<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM NEW<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
DEPYSTRY RCPT<br />
CAL,<br />
PUT<br />
DEPOSIT RCPT<br />
CALL<br />
PUT<br />
COM<br />
DEPOSTRY RCPT<br />
CAL L<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
SPONS ADR NEW<br />
NOTE 1.800% 9/1<br />
NOTE 1.870% 6/0<br />
NOTE 1.870% 6/0<br />
NOTE 12/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
UN LTD PRT NEW<br />
COM NEW<br />
COM<br />
CL A<br />
COM<br />
ADDED<br />
ADDED<br />
DELETED<br />
ADDED
R2:X GATE: C9/24/02 w# LIST OF SECTION <strong>13F</strong><br />
i?!J& TIME:08:47<br />
CiiSI? NG. ISSUER NAME<br />
46il20 L O 7 * INTERTAN INC<br />
46i12C SO 7 INTERTAN INC<br />
45112C $5 7 INTERTAN INC<br />
45113C 10 9 + INTERTRUST TECHNOLOGIES CORP<br />
46i;3 C 50 9 INTERTRUST TECHNOLOGIES CORP<br />
461iZG $5 9 ItiTERT2UST TECHNOLOGIES CORP<br />
461i4T 10 2 + INTERWOVEN INC<br />
4Sli4T 5G 2 INTERWOVEN INC<br />
40iiGT 45 2 INTERWOVEN INC<br />
461142 10 1 * INTERV3ICE-BRITE INC<br />
46iiGZ 90 ? INTERVOICE-BRITE INC<br />
46i142 95 i INTERVDICE-BRITE INC<br />
461147 10 C INTEST CORP<br />
461148 kC 2 INTEVAC INC<br />
451148 AD 0 INTEVAC INC<br />
46ii4S i C 8 INTEVAC INC<br />
46115h 10 4 INTIER AUTOMOTIVE INC<br />
461i6T 10 Ci INTRABIOTICS PHARMACEUTICALS<br />
46i17A 10 0 INTRADO INC<br />
46i17A $0 0 INTRADO INC<br />
46117A 55 0 INTRAD9 INC<br />
46118N 10 3 * INTRAWARE INC<br />
46li8M 9G 3 INTRAWARE INC<br />
461iSM $5 3 INTRAWARE INC<br />
46i14F lO 7 INTROGEN THERAPEUTICS INC<br />
46iZOE 1G 7 + INTUITIVE SURGICAL INC<br />
46iZfiE 40 7 INTUITIVE SURGICAL INC<br />
46120E 95 7 INTUITIVE SURGICAL INC<br />
451252 LC 3 * INTUIT<br />
451232 90 3 IKTUIT<br />
461252 S 5 3 INTUIT<br />
46!223 i O 1 X INVACARE CORP<br />
G51203 $0 i INVACARE CORP<br />
461233 9!5 5 INVACARE CORP<br />
4512iE 20 6 INTRUSION INC<br />
461238 10 7 INVERESK RESH GROUP INC<br />
GiZSP 16 6 INVERNESS MED INNOVATIONS IN<br />
4si348 16 2 INVESTMENT GRADE MUN INCOME<br />
461G5F 10 5 * INVESTMENT TECHNOLOGY GRP NE<br />
45145F $9 5 IbiVESTYENT TECHNOLOGY GRP NE<br />
GS14fF 95 5 INVESTMENT TECHNOLOGY GRP NE<br />
46147E IG 8 INVESTORS CAP HLDGS LTD<br />
46i73C IG 3 INVESTORS REAL ESTATE TR<br />
/ ( 7 +a1804 16 6 INVESTORS TITLE CO<br />
45133E RB 6 INVITROGEN CORP<br />
45135E AC 2 INVITROGEN CORP<br />
46135R 10 3 * INVITROGEN CORP<br />
45135R SG S INVITROGEN CORP<br />
46i.352 95 0 INVITR3GEN CORP<br />
SECURITIES ** PAGE 141<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 6.500% 3/0<br />
NOTE 6.500% 3/0 ADDED<br />
COM<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
ADDED<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT<br />
COM<br />
NOTE 5.500% 3/0<br />
NOTE 2.250%12/1<br />
COM<br />
CALL<br />
PUT
R3N DATE: G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 142<br />
RUh T1,'IE:<br />
08 : 47 IVMOOl<br />
CZSIP NO. ISSUER NAME<br />
4di351 iO 7 INVISION TECHNOLOGIES INC<br />
451351 9G 7 INVISION TECHNOLOGIES INC<br />
461351 95 7 INVISION TECHNOLOGIES INC<br />
461358 iC 2 INVIVO CORP<br />
4019i5 10 O * INVESTORS FINL SERVICES CORP<br />
461915 5C O INVESTORS FINL SERVICES CORP<br />
461315 95 0 INVESTORS FINL SERVICES CORP<br />
462028 i G i IOMED INC<br />
46283C 50 5 * IOMESA CORP<br />
462030 90 5 ICMEGA CORP<br />
462330 95 5 IOMEGA CORP<br />
44235P 10 G IGN NETWORKS INC<br />
4523SP 10 9 * IONA TECHNOLOGIES PLC<br />
46236P 90 9 IONA TECHNOLOGIES PLC<br />
45235P 55 9 IONA TECHNOLOGIES PLC<br />
452218 10 8 * IONICS INC<br />
4622i8 50 8 IONICS INC<br />
452218 95 8 IONICS INC<br />
46251R iO 7 IPARTY CORP<br />
462522 10 1 IPSCO INC<br />
462528 iO 8 IPRINT TECHNOLOGIES INC<br />
462633 i0 8 IPSWICH BANCSH.ARES INC<br />
462578 i3 3 IRELAND BK<br />
462584 i O 1 IRIDEX CORP<br />
462946 iO 6 * IRON MTN INC PA<br />
452346 90 6 IRON MTN INC PA<br />
462346 95 6 IRON MTN INC PA<br />
463564 5G 8 1,RVINE SENSORS CORP<br />
464119 it! 6 w IRWIN FINL CORP<br />
454ii9 90 6 IRWIN FINL CORP<br />
46
i?SK DATE:C9/24/02 *x LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 143<br />
RUS TIME:68:47 IVMOOl<br />
CUSIP NO. iSSUER NAME<br />
46G256 61 4 ISHARES INC<br />
46G286 62 2 ISHARES INC<br />
454236 &3 0 ISHARES INC<br />
458286 84 8 ISHARES INC<br />
464286 85 5 ISHARES INC<br />
464236 67 1 ISHARES INC<br />
45GZS7 l0 1 * ISHARES TR<br />
464287 FG 1 ISHARES TR<br />
464257 45 1 ISHARES TR<br />
464237 20 0 ISHARES TR<br />
464287 24 2 ISHARES TR<br />
454237 27 5 ISHARES TR<br />
434287 29 1 ISHARES TR<br />
464287 30 9 ISHARES TR<br />
465.287 52 5 ISHARES TR<br />
G5C287 23 3 ISHARES TR<br />
464287 54 i ISHARES TR<br />
46G287 37 4 ISHARES TR<br />
464.287 38 2 ISHARES TR<br />
40G287 39 0 ISHARES TR<br />
454287 4G 8 ISHARES TR<br />
46C287 43 2 ISHARES TR<br />
454227 44 .0 ISHARES TR<br />
454287 45 7 ISHGRES TR<br />
46G287 46 5 ISHARES TR<br />
454287 47 3 ;SHARES TR<br />
46c287 48 i ISHARES TR<br />
G65287 99 9 ISHARES TR<br />
45a287 50 7 * ISHARES TR<br />
454287 90 7 ISHGRES TR<br />
454287 $5 7 ISHARES TR<br />
45G267 51 5 ISHARES TR<br />
454287 52 3 ISHARES TR<br />
464287 $0 3 ISHARES TR<br />
'54287 95 3 ISHARES TR<br />
464287 53 1 ISHARES TR<br />
45L237 54 9 3 ISHARES TR<br />
454287 40 9 ISHARES TR<br />
46C.257 45 9 ISHARES TR<br />
46LT257 55 6 M ISHARES TR<br />
4sL257 40 6 ISHARES TR<br />
455287 95 6 ISHARES TR<br />
/. , ,<br />
y~iZ37 56 4 ISHARES TR<br />
46a287 57 2 ISHARES TR<br />
454287 58 O IShARES TR<br />
454287 59 8 * ISHARES TR<br />
G54287 90 6 ISHARES TR<br />
4iGZ87 95 8 ISHARES TR<br />
454287 6C 6 * ISHARES TR<br />
ISSUER DESCRIPTION STATUS<br />
MSCI NETHERLND<br />
MSCI MEXICO<br />
MSCI MALAYSIA<br />
MSCI JAPAN<br />
MSCI ITALY<br />
MSCI HONG KONG<br />
S&P 100 IDX FD<br />
CALL<br />
PUT<br />
S&P 500 INDEX<br />
GS CORP BD FD ADDED<br />
S&P GBL TELCM<br />
S&P GBL INF<br />
S&P500/BAR GRW<br />
S&P GBL HLTHCR<br />
S8P GBL FIN<br />
S&P GBL ENER<br />
GS NAT RES IDX<br />
S&P/TOPIX 150<br />
S8P LTN AM 40<br />
S&PSOO/BAR VAL<br />
20+ YR TRS BD ADDED<br />
7-10 YR TRS BD ADDED<br />
1-3 YR TRS BD ADDED<br />
MSCI EAFE IDX<br />
RUSSELL MCP VL<br />
RUSSELL MCP GR<br />
RUSSELL MIDCAP<br />
S&P MIDCAP 400<br />
CALL<br />
PUT<br />
GLMN SCHS SOFT<br />
GLDM SCHS SEMI<br />
CALL<br />
PUT<br />
GLDM SCHS NETW<br />
GLDM SACHS TEC<br />
CALL<br />
PUT<br />
NASDQ BIO INDX<br />
CALL<br />
PUT<br />
COHENLST RLTY<br />
S8P GLBlOOINDX<br />
DJ US CON CYCL<br />
RUSSELL1 OOOVAL<br />
CALL<br />
PUT<br />
S8P MIDCP GROW
RUk DkTE:C9/24/02 *# LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 144<br />
2Uh TIHE: C8: 47 IVMOOl<br />
CUSI? NS. ISSUER NAME<br />
464287 90 6 ISHARES TR<br />
46L287 45 6 ISHARES TR<br />
464287 61 4 * ISHARES TR<br />
464257 40 4 ISHARES TR<br />
464237 95 4 iSHARES TR<br />
464287 62 2 * ISHARES TR<br />
464257 SC 2 ISHARES TR<br />
G6G237 95 2 ISHARES TR<br />
4612e7 53 0 * ISHARES TR<br />
46G237 9 O ISHARES TR<br />
454257 45 0 ISHARES TR<br />
cSc287 64 8 * ISHARES TR<br />
46L287 $2 8 ISHARES TR<br />
464287 $5 8 ISHARES TR<br />
46c287 65 5 * ISHARES TR<br />
45'287 40 5 ISHARES TR<br />
464287 $5 5 ISHARES TR<br />
454293 66 3 ISHARES TR<br />
46G287 67 i ISHARES TR<br />
46G287 6-6 4 ISHARES TR<br />
46(:.287 40 9 ISHARES TR<br />
464287 95 9 ISHARES TR<br />
454287 6'3 7 ISHARES TR<br />
464287 70 5 * ISHARES TR<br />
464287 $0 5 ISHARES TR<br />
46L287 35 5 ISHARES TR<br />
464237 71 3 * ISHAAES TR<br />
464287 40 3 ISHARES TR<br />
466237 95 3 ISHARES TR<br />
46a287 72 1 * ISHARES TR<br />
464287 9C 1 ISHARES TR<br />
464287 55 i ISHARES TR<br />
464237 73 9 ISHARES TR<br />
464297 74 7 ISHARES TR<br />
46cZ87 75 4 ISHARES TR<br />
G54287 76 2 * ISHARES TR<br />
464287 40 2 ISHARES TR<br />
464287 95 2 ISHARES TR<br />
464287 77 9 ISHARES TR<br />
464287 78 8 * ISHARES TR<br />
464287 90 8 ISHARES TR<br />
464287 45 8 ISHARES TR<br />
45G287 79 6 * ISHARES TR<br />
45a287 40 6 ISHARES TR<br />
q6G237 $5 6 ISHARES TR<br />
46G257 SO 4 * ISHARES TR<br />
464287 56 4 ISHARES TR<br />
46G287 95 4 ISHARES TR<br />
464287 el 2 ISHARES TR<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
RUSSELLlOOOGRW<br />
CALL<br />
PUT<br />
RUSSELL 1000<br />
CALL<br />
PUT<br />
RUSL 2000 VALU<br />
CALL<br />
PUT<br />
RUSL 2000 GROW<br />
CALL<br />
PUT<br />
RUSSELL 2000<br />
CALL<br />
PUT<br />
RUSL 3000 VALU<br />
RUSL 3000 GROW<br />
RUSSELL 3000<br />
CALL<br />
PUT<br />
DJ US UTILS<br />
S8P MIDCP VALU<br />
CALL<br />
PUT<br />
DJ US TELECOMM<br />
CALL<br />
PUT<br />
DJ US TECH SEC<br />
CALL<br />
PUT<br />
DJ US REAL EST<br />
DJ US INTERNET<br />
DJ US INDUSTRL<br />
DJ US HEALTHCR<br />
CALL<br />
PUT<br />
DJ US FINL SVC<br />
DJ US FINL SEC<br />
CALL<br />
PUT<br />
DJ US ENERGY<br />
CALL<br />
PUT<br />
S&P SMLCAP 600<br />
CALL<br />
PUT<br />
DJ CON NON CYCL
Ruii DATE : 69/24/02 ** LIST OF SECTION<br />
RUN TI?tE:08:47<br />
CLlSI? NC. ISSUER NAME<br />
464257 62 0 ISHARES TR<br />
454287 E3 8 ISHARES TR<br />
454287 64 6 ISHARES .TR<br />
46G283 85 3 ISHARES TR<br />
46L287 66 i ISHARES TR<br />
464287 87 9 ISHARES TR<br />
46G257 88 7 ISHARES TR<br />
46433C 10 9 * ISIS PHARMACEUTICALS INC<br />
464330 FG 9 ISIS PHARMACEUTICALS INC<br />
464330 $5 9 ISIS PHARMACEUTICALS INC<br />
46GJ82 LO 4 * ISLE OF CAPRI CASINOS INC<br />
464592 $0 4 ISLE OF CAPRI CASINOS INC<br />
45G592 $5 4 ISLE OF CAPRI CASINOS INC<br />
46c888 10 6 * ISOLYSER INC<br />
464885 4G 6 ISOLYSER INC<br />
464388 95 6 ISOLYSER INC<br />
464893 10 6 ISOMET CORP<br />
464895 10 1 ISONICS CORP<br />
454395 i2 7 ISONICS CORP<br />
46a395 13 5 ISONICS CORP<br />
46C.599 10 3 ISPAT INTL N V<br />
4651+1 40 6 ISRAMCO INC<br />
465395 10 1 iTALY FD INC<br />
465713 10 5 I3 MOBILE INC<br />
465714 30 1 IT0 YOKADO LTD<br />
465741 iO 6 % ITRON INC<br />
4hS74i $0 6 ITRON INC<br />
465741 $5 6 ITRGN INC<br />
465754 AF 6 I2 TECHNOLOGIES INC<br />
465734 10 9 * I2 TECHNOLOGIES INC<br />
465754 $0 9 I2 TECHNOLOGIES INC<br />
465754 55 9 I2 TECHNOLOGIES INC<br />
455790 10 3 IVANHOE ENERGY INC<br />
465823 AC 6 IVAX CORP<br />
465323 RE 4 IVAX CORP<br />
455823 AG 7 IVAX CORP<br />
465323 10 2 * IVAX CORP<br />
455323 SO 2 IVAX CORP<br />
465323 95 2 IVAX CORP<br />
455355 1C 4 IVEX PACKAGING CORP DEL<br />
465656 i O 2 IVEX PACKAGING CORP<br />
455%3H 10 5 * IbILLAGE INC<br />
4553SH 40 5 IVILLAGE INC<br />
45f3SE 55 5 IVILLAGE INC<br />
465317 10 2 JDN RLTY CORP<br />
~SSSOV 10 a 1x0s SOFTWARE AG<br />
4669GW 10 6 * IXYS CORP<br />
466JOW $0 6 IXYS CORP<br />
G663Gk 45 6 IXYS CORP<br />
<strong>13F</strong> SECURITIES ** PAGE 145<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
DJ US CHEMICLS<br />
DJ US BAS MATL<br />
DJ US TOTL MKT<br />
S&P/TSE 60<br />
S&P EURO PLUS<br />
S&P SMLCP VALU<br />
S&P SMLCP GROW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
*W EXP 12/31/200<br />
*W EXP 12/31/200<br />
NY REG SH CL A<br />
COM NEW<br />
COM<br />
COM<br />
ADR NEW<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.250%12/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.500% 5/1<br />
NOTE 5.500% 5/1<br />
NOTE 4.500% 5/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SP ADR BEARER<br />
COM<br />
CALL<br />
PUT<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
DELETED
RUN ;ATE:09/24/02 *+ LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 146<br />
RdN TIME:08:47 IVMOOl<br />
CUSIP NG. ISSUER NAME<br />
465332 10 9 J & J SNACK FOODS CORP<br />
466096 iO 4 J ALEXANDER CORP<br />
466i07 10 9 JB OXFORD HLDGS INC<br />
406125 10 1 * JDS UNIPHASE CORP<br />
46612J 90 i JDS UNIPHASE CORP<br />
46612J 55 1 JDS UNIPHASE CORP<br />
461512K 10 8 * JDA SOFTWARE GROUP INC<br />
46612K $0 S JEA SOFTWARE GROUP INC<br />
46612K 95 8 JDA SOFTWARE GROUP INC<br />
465:aR 10 7 JKC GROUP INC<br />
456i69 10 7 * J JILL GROUP INC<br />
466189 90 7 J JILL GROUP INC<br />
466189 95 7 J JILL GROUP INC<br />
46621C 10 3 JLM INDUSTRIES INC<br />
4662iE iO 1 JLM COUTURE INC<br />
G66210 iC 1 * JLG INDS INC<br />
466212 YO 1 JLG INDS INC<br />
465210 95 1 JLG INDS INC<br />
4662:2 10.7 JKAR TECHNOLOGIES INC<br />
466226 10 5 * JNI CORP<br />
45622E 50 5 JkI CORP<br />
466226 95 5 JNI CORP<br />
46624A FC 6 JP REAiTY INC<br />
46624E 40 5 APS INDUSTRIES INC<br />
46625ti iC C * J P MORGAN CHASE 8 CO<br />
46625k! 96 O J P MORGAN CHASE & CO<br />
46525H 95 0 J P MORGAN CHASE & CO<br />
46626E 20 5 J2 GLOBAL COMMUNICATIONS INC<br />
4563L3 RA i JABIL CIRCUIT INC<br />
466313 19 3 * JkBIL CIRCUIT INC<br />
456313 90 3 JAEIL CIRCUIT INC<br />
46~7- 95 3 JABIL CIRCUIT INC<br />
G66367 1C 9 * JACK IN THE BOX INC<br />
466357 $0 9 JACK IN THE BOX INC<br />
466357 55 9 JACK IN THE BOX INC<br />
46924P 3.C 0 JSCKSONVILLE BANCORP ILL<br />
455248 10 8 JACKSONVILLE BANCORP INC<br />
465772 iG 7 JACLYN INC<br />
465385 10 4 JACO ELECTRS INC<br />
4693?4 10 7 ,* JACOBS ENGR GROUP INC DEL<br />
467di4 5C 7 JACOBS ENGR GROUP INC DEL<br />
469814 95 7 JACOBS ENGR GROUP INC DEL<br />
G55856 L.E 0 JACOR COMMUNUNICATIONS INC<br />
47012E iO 6 * JAKKS PAC INC<br />
47C12E SO 6 JAKKS PAC INC<br />
47Ci2E 55 6<br />
47iSOM 10 6<br />
JAKKS PAC INC<br />
iAMES HARDIE INDS N V<br />
472333 10 4 JAMES MONROE BANCORP INC<br />
47" u+3/ -' iC 2 JAMESON INNS INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
NOTE 1.750% 5/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
FRNT 2/0<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
DELETED<br />
ADDED
RUX CATE : 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUk TIME: 08: 47<br />
CSSI? NC. ISSUER NAME<br />
47C457 30 0 JAMESON INNS INC<br />
47122C 30 9 JANUS HOTELS 8 RESORTS INC<br />
471334 5G 6 JAPAN AIR LINES LTD<br />
471257 IG 9 JAPAN EQUITY FD INC<br />
47133U 10 4 JAPAN SMALLER CAPTLZTN FD IN<br />
471109 iO 8 JARDEN CORP<br />
471110 13 6 JARDINE FLEMING CHINA REGION<br />
471112 10 2 JARDINE FLEMING INDIA FD INC<br />
472319 i O 2 * JEFFERIES GROUP INC NEW<br />
472319 90 2 JEFFERIES GROUP INC NEW<br />
472319 95 2 JEFFERIES GROUP INC NEW<br />
47537C i0 8 * JEFFERSON PILOT CORP<br />
475270 $0 8 JEFFERSON PILOT CORP<br />
475376 95 8 JEFFERSON PILOT CORP<br />
47533W 10 7 JEFFERSON SMURFIT GROUP PLC<br />
47559A 13 3 JEFFERSONVILLE BANCORP<br />
477;43 10 1 JETBLUE AWYS CORP<br />
47733C 53 7 JEWETT CAMERON TRADING LTD<br />
477416 10 7 JILIN CHEM INDL LTD<br />
47753P iO 9 JO-ANN STORES INC<br />
4T758P 20 6 JO-ANN STORES INC<br />
478335 iO 8 * JOHN NUVEEN CO<br />
473335 40 8 JOHN NDVEEN CO<br />
476335 95 6 JOHN NUVEEN CO<br />
478160 iG 4 * JOHNSON 8 JOHNSON<br />
478ibG 90 4 JOHNSON 8 JOHNSON<br />
478150 45 4 JOHNSON 8 JOHNSON<br />
47~5356 i C 7 * JOHNSON CTLS INC<br />
472356 SO 7 JOHNSON CTLS INC<br />
478356 95 7 JOHNSON CTLS INC<br />
6'" .:7;47 10 8 JOHNSON OUTDOORS INC<br />
48C374 lC 3 * JONES APPAREL GROUP INC<br />
48C574 40 3 JONES APPAREL GROUP INC<br />
485574 95 3 JCNES APPAREL GROUP INC<br />
48C381 AD O JONES APPAREL GROUP TNC /<br />
46i2GC 10 7 JONES LANG LASALLE INC<br />
C8:33& 10 i JOS A BANK CLOTHIERS INC<br />
481109 10 6 JObLE INC<br />
481138 i@ 5 * J3URNAt REGISTER CO<br />
481138 SO 5 JOURNAL REGISTER CO<br />
481138 95 5 JOURNAL REGISTER CO<br />
481i55 10 8 * JOY GLOBAL INC<br />
481i45 $0 8 JOY GLOBAL INC<br />
48il65 45 8 JOY GLOBAL INC<br />
481231 i O 4 JUDGE GROUP INC<br />
481305 50 3 JUNIPER GROUP INC<br />
48i3C5 70 i JUNIPER GROUP INC<br />
48253R kA 2 JUNIPER NETWORKS INC<br />
L82.332 10 4 * JUNIPER NETWORKS INC<br />
SECURITIES ** PAGE 147<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PFD CV S $1.70<br />
COM NEW<br />
ADR NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR DELETED<br />
COM<br />
COM<br />
COM NEW<br />
SPON ADR H SHS<br />
CL A<br />
CL B NON VTG<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CAL i<br />
PUT<br />
COM<br />
COM PAR s.001 DELETED<br />
COM PAR NW.OO1 ADDED<br />
NOTE 4.750% 3/1<br />
COM
ELI?; SATE: 69/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES %* PAGE 148<br />
RUN TIME: 08: 47 IVMOOl<br />
CCSI? i4C.. ISSUER NAME<br />
48233R 9G 4 JUNIPER NETWORKS INC<br />
48233R 95 4 JUNIPER NETWORKS INC<br />
682347 20 6 * JUNO LTG INC<br />
482;347 42 6 JUNO LTG INC<br />
482347 95 6 JUNO LTG INC<br />
43236L 10 4 * JUPITER MEDIA METRIX INC<br />
45236U 90 4 JUPITER MEDIA METRIX INC<br />
68235U 95 4 JUPITER MEDIA METRIX INC<br />
482373 iO i JUPITERMEDIA CORP<br />
432412 10 3 KBK CAPITAL CORP<br />
482434 26 6 * KCS ENERGY INC<br />
452434 90 6 KCS ENERGY INC<br />
G82434 95 6 KCS ENERGY INC<br />
48245L 13 7 KFX INC<br />
482486 iO 0 * KLA-TENCOR CORP<br />
G82480 90 C KLA-TENCOR CORP<br />
482480 95 O KLA-TENCOR CORP<br />
482516 3G 9 * KLM ROYAL DUTCH AIRLS<br />
G82516 90 9 KLM ROYAL DUTCH AIRLS<br />
462Si0 45 9 KLM ROYAL DUTCH AIRLS<br />
482354 10 1 KMG CHEMICALS INC<br />
482584 10 9 * K MART CORP<br />
482584 90 9 K MART CCRP<br />
482584 95 9 X MART CORP<br />
48265R 10 9 * KPMG CONSULTING INC<br />
a8.ZSSR $0 9 KPMG CONSULTING INC<br />
48253R 95 9 KPMG CONSULTING INC<br />
48S58K 10 ? * KT CORP<br />
G8208K SO I KT CORP<br />
48263K '95 1 KT CORP<br />
482336 10 2 * K-SWISS INC<br />
432686 40 2 K-SWISS INC<br />
482586 55 2 K-SWISS INC<br />
682730 10 8 K TRON INTL INC<br />
482732 10 4 * K2 INC<br />
482735 $9 4 X2 INC<br />
482732 $5 4 K2 INC<br />
452738 iO 1 KYH INDS INC<br />
432746 10 ? K V PHARMACEUTICAL CO<br />
432740 20 6 K V PHARMACEUTICAL CO<br />
G3i32T i G 4 KADANT INC<br />
GStSGS AC 7 KAMAN CORP<br />
483348 10 3 XAMAN CORP<br />
483530 35 0 KANA SOFTWARE INC<br />
46L159 1C 7 KANEB PIPE LINE PARTNERS L P<br />
484i73 LC 9 KANEB SERVICES LLC<br />
684243 10 0 KANKAKEE BANCORP INC<br />
484.336 ID 1 KANSAS CITY LIFE INS CO .<br />
435170 3G 2 * KANSAS CITY SOUTHERN<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NY REG NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL B CONV<br />
CL A<br />
COM<br />
SDCV 6.000% 3/1<br />
CL A<br />
COM NEW<br />
SR PREF UNIT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
RUii 3ATE : G9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RuK TIME: 68: 47<br />
CilSiP NC. ISSUER NAME<br />
46517C 40 2 KANSAS CITY SOUTHERN<br />
465170 45 2 KANSAS CITY SOUTHERN<br />
436326 i0 7 KATY INDS INC<br />
430537 10 8 * XAYDON CORP<br />
4?36jEii 90 8 KAYDON CORP<br />
456337 55 8 KAYDON CORP<br />
48556K iO 9 * KB HOME<br />
48656K $0 9 KB HOME<br />
48t56K 95 9 KB HOME<br />
486565 iC 2 * KEkNE INC<br />
466665 40 2 KEANE INC<br />
486655 95 2
RJL ZATE:09/24/02 r* LIST OF SECTION 1 3 SECURITIES ~<br />
*% PAGE 150<br />
RUk TIME:OS:47 IVMOOl<br />
CLiSI NG. ISSUER NAME<br />
492354 iO 4 KEWAUNEE SCIENTIFIC CORP<br />
492914 kF 3 KEY ENERGY SVCS INC<br />
492314 10 6 * KEY ENERGY SVCS INC<br />
492G14 40 6 KEY ENERGY SVCS INC<br />
492914 45 6 KEY ENERGY SVCS INC<br />
493138 iG i * KEY PR3DTN INC<br />
493138 9G 1 KEY PRODTN INC<br />
493138 55 i ZEY PRODTN INC<br />
493143 20 1 KEY TECHNOLOGY INC<br />
G53143 11 9 KEY TECHNOLOGY INC<br />
493143 20 0 KEY TECHNOLOGY INC<br />
493i44 IC 9 XEY TRONICS CORP<br />
493252 1G 4 KEY3MEDIA GROUP INC<br />
433253 10 7 KEYCURP<br />
433267 10 E * KEYCORP NEW<br />
493267 90 8 KEYCORP NEW<br />
493267 95 S KEYCORP NEW<br />
493358 :G 8 * KEYNOTE SYS INC<br />
433308 $0 C KEYNOTE SYS INC<br />
4S3338 55 0 KEYNOTE SYS INC<br />
49337k 10 0 * KEYSPAN CORP<br />
49337k SC 0 KEYSPAN CORP<br />
49337ii 95 C KEYSPAN CORP<br />
49533N iO 9 * XEYSTONE AUTOMOTIVE INDS INC<br />
49338N '38 9<br />
497-- a30h I 95 9<br />
KEYSTONE AUTOMOTIVE INDS INC<br />
KEYSTONE AUTOMOTIVE INDS INC<br />
493536 iO 0 CEYSTONE PPTY TR CORP<br />
G93i52 iO 1 * KFORCE IkC<br />
49:-32 SG 1 KFORCE INC<br />
492732 95 1 KFORCE INC<br />
49427F LO 8 * KILROY RLTY CORP<br />
G7C27F $0 S XILROY RLTY CORP<br />
43927F 55 8 KILROY RLTY CORP<br />
494274 IC 3 KIMBALL INTL INC<br />
494368 iG 3 * KIMBERLY CLARK CORP<br />
49G368 9G 3 KIMBERLY CLARK CORP<br />
494358 95 3 KIMBERLY CLARK CORP<br />
494-462 iG 9 * KIMCO REALTY CORP<br />
494,%6R SO 9 KIMCO REALTY CORP<br />
494G6R 55 9 KIMCO REALTY CORP<br />
494469 10 9 KIMMINS ENVIRONMENTAL SVC CO<br />
49c474 10 9 KINARK CGRP<br />
4-6 7-33P - 10 1 * KINDER MORGAN INC KANS<br />
49455P 4G 1 KINDER MORGAN INC KANS<br />
49455P 95 i KINDER MCRGAN INC KANS<br />
4443Jb iO 3 * KINDER MORGAN MANAGEMENT LLC<br />
49a55U SG C XINDER MORGAN MANAGEMENT LLC<br />
48455U S5 0 KINDER MORGAN MANAGEMENT LLC<br />
464550 1 C 6 * KINDER MORGAN ENERGY PARTNER<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
NOTE 5.000% 9/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 07/11/200<br />
PFD CONV SER B<br />
COM<br />
COM DELETED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SHS<br />
CALL<br />
PUT<br />
UT LTD PARTNER
ZiJS DbTE:05/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUK TIYE:C8:47<br />
C'JSI? NC. ISSUER NAME<br />
494556 50 6 KINDER MORGAN ENERGY PARTNER<br />
496550 95 6 KINDER MGRGAN ENERGY PARTNER<br />
44C580 10 3 * KINDRED HEALTHCARE INC<br />
49458G 40 3 KINDRED HEALTHCARE INC<br />
494580 45 3 KINDRED HEALTHCARE INC<br />
494530 11 1 KINDRED HEALTHCARE INC<br />
474530 12 9 KINDRED HEALTHCARE INC<br />
495582 kG 5 KING PHARMACEUTICALS INC<br />
495382 ZG e x KING PHARMACEUTICALS INC<br />
495382 90 8 KIPiG PHARMACEUTICALS INC<br />
455582 95 8 KING PHARMACEUTICALS INC<br />
495611 10 5 KING POWER INTERNATIONAL GRO<br />
G96952 10 7 * KINRGSS GOLD CORP<br />
496932 40 7 KINROSS GOLD CORP<br />
496702 45 7 KItiROSS GOLD CORP<br />
436304 1G 3 KINGSWAY FINL SVCS INC<br />
497256 10 6 * KIRBY CORP<br />
497255 96 6 KIRBY CORP<br />
437256 55 6 KIRBY CORP<br />
497330 20 7 KIRIN BREWERY LTD<br />
497350 30 6 KIRIN BREWERY LTD<br />
497'498 10 5 KIRKLANDS INC<br />
497629 10 5 KIRLIN HLDG CORP<br />
498317 10 2 KIT MFG CO<br />
49842P iO 3 KLAMATH FIRST BANCORP INC<br />
496778 20 6 KMART FING I<br />
498732 10 1 KNAPE 8 VOGT MFG CO<br />
499040 10 3 * KNIGHT RIDDER INC<br />
499540 9G 3 KNIGHT RIDDER INC<br />
439340 95 3 KNIGHT RIDDER INC<br />
495363 10 5 * KNIGHT TRADING GROUP INC<br />
495363 $0 5 KNIGHT TRADING GROUP INC<br />
499353 55 5 KPiIGHT TRADING GROUP INC<br />
499364 10 3 * KNIGHT TRANSN INC<br />
499534 $0 3 KNIGHT TRANSN INC<br />
4SS264 45 3 KNIGHT TRANSN INC<br />
495346 IG I KOALA CORP<br />
52C228 :O i KOGER EQUITY INC<br />
50C255 AJ 3 KCHLS CORP<br />
53C255 10 4 * KOHLS CORP<br />
50i255 $0 4 KOHLS CORP<br />
5C32J5 55 4 KCHLS CORP<br />
533+67 AA 3 KONINKiIJKE AHOLD N V<br />
53~.;57 50 3 * KONINKiIJKE AHOLD N V<br />
500457 90 3 KONINKLIJKE AHOLD N V<br />
500467 55 3 KOtiINKLIJKE AHOLD N V<br />
502:7R iG 0 KONOVER PPTY TR INC<br />
50S472 30 3 * KOkINKLIJKE PHILIPS ELECTRS<br />
535472 $0 3 KONINKLIJKE PHILIPS ELECTRS<br />
SECURITIES ** PAGE 151<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
*W EXP 04/20/200<br />
*W EXP 04/20/200<br />
DBCV 2.750%11/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
AD R DELETED<br />
SPONSORED ADR ADDED<br />
COM ADDED<br />
COM<br />
COM<br />
COM<br />
PFD TRCV 7.75%<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE 6/1<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.000% 9/3<br />
SPON ADR NEW<br />
CALL<br />
PUT<br />
COM<br />
NY REG SH NEW<br />
CALL
ZUS SATE : 09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES PAGE 152<br />
RuI~ TIME: 08:47 IVMOOl<br />
CUSZ? NC. ISSUER NAME<br />
50CG72 95 3 KONINKLIJKE PHILIPS ELECTRS<br />
50C49W iG 9 KOOKMIN BK NEW<br />
502307 10 8 KOOR INDS LTD<br />
50ZS00 10 1 * KOPIN CORP<br />
50C11G SO 1 KOPIN CORP<br />
50CS2G 95 1 KOPIN CORP<br />
530S3E 10 4 KOREA EQiJITY FD INC<br />
502-31 10 6 KOREA ELECTRIC PWR<br />
522634 10 0 KOREA FD<br />
5GC64k 10 7 KOSAN BIOSCIENCES INC<br />
50C643 20 0 * KORN FERRY INTL<br />
555643 $0 0 KORN FERRY INTL<br />
52C643 $5 0 KORN FERRY INTL<br />
50S548 i@ 0 * KOS PHARMACEUTICALS INC<br />
502548 9C 0 KOS PHARMACEUTICALS INC<br />
50G648 $5 G KOS PHARMACEUTICALS INC<br />
50Z552 10 8 KOSS GORP<br />
EOC75N 10 4 * KRAFT FOODS INC<br />
50Z75K 50 4 KRAFT FOODS INC<br />
3Z?5K 95 4 KRAFT FOODS INC<br />
55;751j 1 C 7 KRAMONT RLTY TR<br />
50075G 20 6 KRAMONT RLTY TR<br />
530773 10 6 KREISLER MFG CORP<br />
53i314 i3 4 * KRISPY KREME DOUGHNUTS INC<br />
5G1J14 SO 4 KRISPY KREME DOUGHNUTS INC<br />
501314 95 4 KRISPY KREME DOUGHNUTS INC<br />
521044 iC I * KROGER CO<br />
521344 $0 L KROGER CO<br />
501544 45 1 KRGGER CO<br />
501349 AA 8 KROLL INC<br />
53i24S 10 0 * YROLL INC<br />
50i343 50 5 KROLL INC<br />
501344 45 D KROLL INC<br />
501552 10 4 * KRONOS INC<br />
531552 9G 4 KRONOS INC<br />
501552 95 4 KRONOS INC<br />
50Li73 2C 7 KUBOTA CORP<br />
501242 AE 1 KULICKE 8 SOFFA INDS INC<br />
582242 6.d 0 KULICKE 8 SOFFA INDS INC<br />
501242 10 1 * KULICKE & SOFFA INDS INC<br />
531242 90 I KULICKE 8 SOFFA IN3S INC<br />
50?.?42 95 1 KULICKE & SOFFA INDS INC<br />
551356 20 3 KYOCERA CORP<br />
5C:577 13 O KYFHON INC<br />
5L:723 10 Ci LAN CHILE S A<br />
501835 20 9 * LCA-VISICN INC<br />
531335 90 9 iCA-VISION INC<br />
55l303 $5 9 LCA-VISION INC<br />
5C13iP ;S 5 x LCC INTERNATIONAL INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM SH BEN INT<br />
PFD CV B-1 BEN<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 6.000%11/1 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
ADR<br />
NOTE 4.750%12/1<br />
NOTE 5.250% 8/1<br />
COM<br />
CALL<br />
PUT<br />
AD R<br />
COM<br />
SPONSORED ADR<br />
COM NEW<br />
CALL<br />
PUT<br />
CL A
RSK 3ATE:C9/24/02 *X LIST OF SECTION <strong>13F</strong><br />
R2S TIYE: G8:GT<br />
CGSI? NC. ISSUER NAME<br />
521510 $0 5 iCC INTERNATIONAL INC<br />
50131C 95 5 LCC INTERNATIONAL INC<br />
521516 IG 2 LCM INTERNET GROWTH FD INC<br />
5Si725 iG 1 LSB FINL CORP<br />
5317SC 10 0 % LNR PPTY CORP<br />
S3i340 SG O itiR PPTY CORP<br />
501345 $5 0 LNR PPTY'CORP<br />
53P3C3 112 6 LL & E RTY TR<br />
502079 iO 6 LMI AEROSPACE INC<br />
52238F iO 9 LML PMT SYS INC<br />
5321GC iG 9 LNB BANCORP INC<br />
50ilSP 10 0 LSB CORP<br />
522158 10 8 L S B BANCSHARES N C<br />
53216C 1C 8 LSI INDS INC<br />
532151 AC 6 LSI LOGIC CORP<br />
502161 LD 4 LSI LOGIC CORP<br />
5CZ1Si AE 2 LSI LOGIC CORP<br />
552161 AG 7 LSI LOGIC CORP<br />
532101 iO 2 * LSI LOGIC CORP<br />
502141 90 2 LSI LOGIC CORP<br />
50216i 45 2 LSI LOGIC CORP<br />
502175 10 2 LTC PPTYS INC<br />
535392 AE 3 iTX CORP<br />
502342 10 3 * LTX CORP<br />
502332 $0 5 LTX CORP<br />
502392 45 3 LiX CORP<br />
5029 - 10 9 * LA JOLLA PHARMACEUTICAL CO<br />
533459 90 9 LA JOLLA PHARMACEUTICAL CO<br />
Cnxl- ,u1-t39 95 9 LA JOLLA PHARMACEUTICAL CO<br />
5C4iFti 20 2 LA GUINTA CORP<br />
505330 10 7 * LA Z BOY INC<br />
5;5336 SC 7 FA Z BOY INC<br />
505335 $5 7 LA Z BOY INC<br />
505,45L 10 5 LABONE INC NEW<br />
59543R LC 6 LABGRATORY CORP AMER HLDGS<br />
505G0R 4G 9 * LAEORATORY CORP AMER HLDGS<br />
505G0R 53 9 iABORATORY CORP AMER HLDGS<br />
53543R 55 9 LABORATORY CORP AMER HLDGS<br />
555C.01 20 8 X LABOR READY INC<br />
535G01 9G 8 LABOR READY INC<br />
505431 95 8 LABOR READY INC<br />
SECURITIES ** PAGE 153<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
UNIT BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
NOTE 4.250% 3/1<br />
NOTE 4.250% 3/1<br />
NOTE 4.000% 2/1<br />
NOTE 4.000%11/0 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 4.250% 8/1<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.250% 6/0<br />
DEBT 4.000% 9/1<br />
COM<br />
CALL<br />
PUT<br />
PFD SER A CONV S<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PAIRED CTF<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE<br />
COM NEW<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT
RU?; DATE : 69/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES %* PAGE 154<br />
RUS TIME:08:47 IVMOOl<br />
CilSI? NC. ISSUER NAME<br />
5S5447 10 2 * LABRANCHE 8 CO INC<br />
505447 9G 2 iABRANCHE 8 CO INC<br />
505447 45 2 LABRANCHE & CO INC<br />
505397 10 4 LACLEDE GROUP INC<br />
505686 iO 1 LACROSSE FOOTWEAR INC<br />
505730 13 2 LADENBURG THALMAN FIN SVCS I<br />
505754 20 0 LADISH INC<br />
505 351 L; 0 ; LAFARGE COPPEE S A<br />
565862 10 2 * LAFARGE NORTH AMERICA INC<br />
505852 $0 2 LAFARGE NORTH AMERICA INC<br />
505562 55 2 LAFARGE NORTH AMERICA INC<br />
50i306 10 8 LAIDLAW GLOBAL CORP<br />
511537 10 0 LAKELAND BANCORP INC<br />
511556 10 0 LAKELAND FINL CORP<br />
511795 10 6 LAKELAND INDS INC<br />
51235P 10 9 LAKES ENTMNT INC<br />
5i2307 AE 8 LAM RESEARCH CORP<br />
515367 10 8 * LAM RESEARCH CORP<br />
512327 93 8 LAM RESEARCH CORP<br />
512807 95 8 LAM RESEARCH CORP<br />
512815 AF 8 iAMAR ADVERTISING CO<br />
512315 1G 1 * LAMAR ADVERTISING CO<br />
515815 SO 1 LAMAR ADVERTISING CO<br />
512315 35 ? LAMAR ADVERTISING CO<br />
513696 10 4 LAMSON & SESSIONS CO<br />
513547 10 3 * LANCASTER COLONY CORP<br />
513347 53 3 LANCASTER COLONY CORP<br />
513347 95 3 LANCASTER COLONY CORP<br />
514596 10 2 LANCE INC<br />
514514 10 6 ikNCER CORP<br />
514756 10 5 LANDACORP INC<br />
514757 10 3 LANDAIR CORP<br />
5i475K LO 3 LkNDAUER INC<br />
514-66 10 4 ikNDEC CORP<br />
514336 10 3 * LANDAMERICA FINL GROUP INC<br />
514536 90 3 LANDAMERICA FINL GROUP INC<br />
514355 95 3 LANDAMERICA FINL GROUP INC<br />
5i53iL 10 7 LANDMARK BANCORP INC<br />
51538L iO 3 X iANDRYS RESTAURANTS INC<br />
51538L SG 3 LANDRYS RESTAURANTS INC<br />
5ii53L $5 3 iANDRYS RESTAURANTS INC<br />
515385 i0 6 * LANDS END INC<br />
515380 50 6 LANDS END INC<br />
515,286 45 6 iANDS END INC<br />
515398 iO 1 * LANDSTAR SYS INC<br />
515598 $0 1 LANDSTAR SYS INC<br />
515338 55 1 LANDSTAR SYS INC<br />
515727 LO 7 LANGER IhC<br />
516512 iO 1 LANNET INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
SPON ADR NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
NOTE 4.000% 610<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.250% 9/1<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED
RUii CATE: 09/24/C2 ** LIST OF SECTION <strong>13F</strong><br />
RUg TIHE:08:47<br />
CUSI? ?iG. ISSUER NAME<br />
516340 lO 1 LANTE CORP<br />
516348 10 4 * iANTRONIX INC<br />
510548 40 4 LANTRONIX INC<br />
516148 95 4 LANTRONIX INC<br />
516555 :O 9 iANVISION SYS INC<br />
517553 iO 4 * LARGE SCALE BIOLOGY CORP<br />
517253 $G 4 LARGE SCALE BIOLOGY CORP<br />
5i7353 45 4 LARGE SCALE BIOLOGY CORP<br />
51i2SY 10 8 * LARSCOM INC<br />
51723Y 40 8 ikRSCOM INC<br />
51T29Y $5 8 LARSCOM INC<br />
517323 10 8 LRSER-PACIFIC MEDIA CORP<br />
5ii924 10 6 * LASERSIGHT INC<br />
517324 SO 6 LASERSIGHT INC<br />
5i7324 95 6 LASERSIGHT INC<br />
517342 10 8 LASALLE HOTEL PPTYS<br />
51,5374 2C 8 LASER TECHNOLOGY INC<br />
XE28l I C 4 LASERSCOPE<br />
518129 l a i LASTMINUTE COM PLC<br />
C:s7TG 10 6 iATIN AMER EQUITY FD INC NEW<br />
- --.-<br />
51e2dC iO 6 LATIN AMERN DISCOVERY FD INC<br />
51EP92 10 7 iATITUDE COMMUNICATIONS INC<br />
5iE415 AC.8 iATTICE SEMICONDUCTOR CORP<br />
518415 10 4 x iATTICE SEMICONDUCTOR CORP<br />
518415 $0 4 LATTICE SEMICONDUCTOR CORP<br />
515415 35 4 LATTICE SEMICONDUCTOR CORP<br />
51%39 1C 4 * iAUDER ESTEE COS INC<br />
518G33 90 4 LAUDER ESTEE COS INC<br />
518439 95 4 LAUDER ESTEE COS INC<br />
51i529 10 0 LAUREL CAP GROUP INC<br />
52C776 i O 5 iAWSON PRODS INC<br />
522730 ?O 7 * LAWSON SOFTWARE INC<br />
52C78C $0 7 LAWSON SOFTWARE INC<br />
520780 95 7 LAWSON SOFTWARE INC<br />
521350 iO 4 * LAYNE CHRISTENSEN CO<br />
521750 90 4 iAYNE CHRISTENSEN CO<br />
52:350 95 4 LAYNE CHRISTENSEN CO<br />
521276 iO 5 iAZARE KAPLAN INTL INC<br />
5217GU 10 8 LEADING BRANDS INC<br />
521d5fi 10 6 . LEAPFROG ENTERPRISES INC<br />
521363 iC 3 X LEAP WIRELESS INTL INC<br />
521355 $5 3 LEAP WIRELESS INTL INC<br />
521853 5'5 S LEAP WIRELESS INTL INC<br />
521865 L.G G iEAR CORP<br />
521365 10 5 * LEAR CORP<br />
52L355 $0 5 LEAR CORP<br />
521365 45 5 iEAR CORP<br />
5223iY :0 3 LEARN2 CORP<br />
522315 lO 6 * LEARNING TREE INTL INC<br />
SECURITIES ** PAGE 155<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM SH BEN INT<br />
COM NEW<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
DELETED<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
4.750%11/0<br />
CL 4<br />
COM<br />
CALL<br />
PUT<br />
ADDED<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
2/2 ADDED
RUfi 2CTE:C9/24/02 ** LIST OF SECTION<br />
RUN TfYE:C8:47<br />
/ CSSI? ,YC. ISSUER NAME<br />
522315 50 6 LEARNING TREE INTL INC<br />
522315 95 6 LEARNING TREE INTL INC<br />
522125 10 1 LEATHER FACTORY INC<br />
52321ii iG 9 LECROY CORP<br />
523231 i G 6 LECTEC CORP<br />
523758 iO 5 LEE ENTERPRISES INC<br />
524226 1 C 7 LESDS FED BANKSHARES INC<br />
52G477 10 6 LEESPORT FINANCIAL CORP<br />
52a651 iG 6 * iEGATO SYS INC<br />
526.35i CG 6 iEGATO SYS INC<br />
524551 75 6 LEGATO SYS INC<br />
52455C iil 7 ?t iEGGETT 8 PLATT INC<br />
524660 40 7 LEGGETT & PLATT INC<br />
524560 55 7 iEGGETT 8 PLATT INC<br />
524301 &.G 0 -EGG MASON INC<br />
524531 I G 5 * LEGG MASON INC<br />
52G331 90 5 iEGG MASON INC<br />
524361 95 5 iEGG MASON INC<br />
5243C6 EC 0 LEHMP.N BROS HLDGS INC<br />
521908 IG O * iEHMAN BROS HLDGS INC<br />
524'358 SG O LEHMAN BROS HLDGS INC<br />
52C908 45 0 LEHMAN BROS HLDGS INC<br />
52543H iO 7 * iEITCH TECHNOLOGY CORP<br />
52543H 96 7 LEITCH TECHNOLOGY CORP<br />
52543H 55 7 LETTCH TECHNOLOGY CORP<br />
52602G 10 5 * LENDINGTREE INC<br />
526524 40 5 iENDINGTREE INC<br />
52632Q $5 5 LENDINGTREE INC<br />
526537 LtA 2 LENNAR CORP<br />
526 557 LF i LENNAR CORP<br />
526357 IG 4 * LENNAR CORP<br />
526357 SG 4 LEkfiAR CORP<br />
526557 95 4 LENNAR CORP<br />
526107 10 7 * LENNOX INTL INC<br />
526107 SO 7 iENNOX INTL INC<br />
526107 55 7 LENNOX INTL INC<br />
526372 10 6 LESCO INC OHIO<br />
527288 iO 4 * LEUCADIA NATL CORP<br />
527288 SO 4 LEUCADIA NATL CORP<br />
527238 95 4 iEUCADIA NATL CORP<br />
52729N iO 2 LEVEL 8 SYS INC<br />
52529N AG 5 LEVEL 3 COMMUNICATIONS INC<br />
52723N AS 9 LEVEL 3 COMMUNICATIONS INC<br />
52729N 1C 0 * LEVEL 3 COMMUNICATIONS INC<br />
52729N SO O LEVEL 3 COMMUNICATIONS INC<br />
52729K 45 C LEVEL 3 COMMUNICATIONS INC<br />
52586F 10 4 LEXAR MEDIA INC<br />
525154 iO 2 LEXENT IhC<br />
526572 10 4 * iEXICOi1 GENETICS INC<br />
<strong>13F</strong> SECURITIES **<br />
IVMOOl<br />
PAGE 156~<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
FRNT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DBCV<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 6.000% 9/1<br />
NOTE 6 .OLIO% 3/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM
RUk CAT€: 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
29i% TIME:08:47<br />
CUSI? NO. ISSUER NAME<br />
528372 90 4 LEXICON GENETICS INC<br />
525872 55 4 LEXICON GENETICS INC<br />
525317 ?O 5 LEXINGTON B & L FINL CORP<br />
5243G3 LC 1 LEXINGTON CORP PPTYS TR<br />
525771 10 7 * iEXMARK INTL NEW<br />
529771 40 7 LEXMARK INTL NEW<br />
529771 $5 7 LEXMARK INTL NEW<br />
52'9538 10 8 LIBBEY INC<br />
525906 LO 2 LIBERTY ALL-STAR GROWTH FD I<br />
525935 f O i LIBERTY BANCORP INC N J<br />
53C129 10 5 * LIBERATE TECHNOLOGIES<br />
530129 50 5 LIBERATE TECHNOLOGIES<br />
53C22S 95 5 LIBERATE TECHNOLOGIES<br />
532154 10 3 LIBERTE INVS INC DEL<br />
530155 10 4 LIBERTY ALL STAR EQUITY FD<br />
532376 iC 5 LIBERTY CORP S C<br />
53C.582 20 4 LIBERTY HOMES INC:<br />
532582 50 3 iIBERTY HOMES INC<br />
533759 iO 4 iIBERTY LIVEWIRE CORP<br />
530715 AG 6 LIBERTY MEDIA CORP<br />
530715 b.L 5 LIBERTY MEDIA CORP<br />
530715 AN I LIBERTY MEDIA CORP<br />
536715 kR 2 LIBERTY MEDIA CORP<br />
535716 iG 5 * LIBERTY MEDIA CORP NEW<br />
530718 90 5 LIBERTY MEDIA CORP NEW<br />
"'C718 55 5 iIBERTY MEDIA CORP NEW<br />
532718 20 4 * LIBERTY MEDIA CORP NEW<br />
53C7L8 50 4 LIBERTY MEDIA CORP NEW<br />
53C718 45 4 LIBERTY MEDIA CORP NEW<br />
531i72 iO 4 * LIBERTY PPTY TR<br />
531172 $0 4 LIBERTY PPTY TR<br />
531172 95 4 iIBERTY PPTY TR<br />
531735 AA 6 LIEBERT CORP<br />
53134P 20 0 LIFE FINL CORP<br />
531914 10 9 LIFEWAY FOODS INC<br />
531326 :O 3 LIFETIME HOAN CORP<br />
531327 16 i LIFECELL CORP<br />
53Zi5R 10 0 LIFEPOINT INC<br />
532187 i0 1 * LIFECORE BIOMEDICAL INC<br />
532187 40 i LIFECORE BIOMEDICAL INC<br />
532187 55 i LIFECORE BIOMEDICAL INC<br />
53219K iO 1 LIFESTREAM TECHNOLOGIES INC<br />
53219i kE 9 LIFEPOINT HOSPITALS INC<br />
532191 10 9 * LIFEPOINT HOSPITALS INC<br />
53219L 40 9 LIFEPOINT HOSPITALS INC<br />
532191 95 9 iIFEPOINT HOSPITALS INC<br />
532192 10 i LIFELINE SYS INC<br />
53220K 20 7 * LIGAND PHARMACEUTICALS INC<br />
53220K SO 7 LIGAND PHARMACEUTICALS INC<br />
SECURITIES ** PAGE 157<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT<br />
COM<br />
CL A<br />
CL B<br />
CL A<br />
DEB 4.000%11/1<br />
DEB 3.750% 2/1<br />
DEB 3.500% 1/1<br />
DEB 3.250% 3/1<br />
COM SER A .<br />
CALL<br />
PUT<br />
COM SER B<br />
CALL<br />
PUT<br />
SH BEN INT<br />
CALL<br />
PUT<br />
SDCV 8.000%11/1<br />
CUM NEW DELETED<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 4.500% 6/0 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL B<br />
CALL
SUii DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 158<br />
RUK TIME:08:47 IVMOOl<br />
CilSIP IJC. ISSUER NAME<br />
5322CK 95 7 LIGAND PHARMACEUTICALS INC<br />
532226 10 7 * LIGHTBRIDGE INC<br />
532226 SO 7 LIGHTBRIDGE INC<br />
532226 F5 7 iIGHTBRIDGE INC<br />
532257 10 2 * LIGHTPATH TECHNOLOGIES INC<br />
532257 $0 2 iIGHTPATH TECHNOLOGIES INC<br />
532257 55 2 LIGHTPATH TECHNOLOGIES INC<br />
532.2ST 10 3 LIGHTSPAN INC<br />
532549 ? G 7 LIHIR SOLD LTD<br />
532430 30 5 LILLIAN VERNON CORP<br />
532457 1C Ei * LILLY EiI & CO<br />
552G5i FO 8 LILLY ELI & CO<br />
532457 55 8 iILLY ELI & CO<br />
57- a~7:6 iO 7 * LIMITED BRANDS INC<br />
532Ti6 SG 7 LIMITED BRANDS INC<br />
532716 $5 7 LIMITED BRANDS INC<br />
-<br />
532774 10 6 * LIN TV CGRP<br />
G- -s~t74$0 - 6 LIN TV CORP<br />
532774 $5 6 LIN TV CORP<br />
53P791 10 0 * LINCARE HLDGS INC<br />
532791 SC 9 LINCARE HLDGS INC<br />
532791 95 0 LINCARE HLDGS INC<br />
532879 i0' 3 LINCOLN BANCORP IND<br />
533900 10 6 LINCOLN ELEC HLDGS INC<br />
534183 10 8 LINCOLN NATL CONV SECS FD IN<br />
534167 10 9 * LINCOLN NATL CORP IND<br />
554i87 FD 9 LINCOLN NATL CORP IND<br />
534187 95 9 LINCOLN NATL CORP IND<br />
534187 20 8 LINCOLN NATL CORP IND<br />
53a2i7 10 4 LINCOLN NATL INCOME FD<br />
535555 10 6 LINDSAY MFG CO<br />
535576 10 6 * iINEAR TECHNOLOGY CORP<br />
535676 50 6 LINEAR TECHNOLOGY CORP<br />
535578 95 6 LINEAR TECHNOLOGY CORP<br />
535579 IG 4 * LINENS N THINGS INC<br />
535479 90 4 iINENS N THINGS INC<br />
535379 95 4 LINENS N THINGS INC<br />
535919 20 3 LIONS GATE ENTMNT CORP<br />
536191 10 9 LION BIOSCIENCE AKTIENGESELL<br />
535252 10 9. LIONBRIDGE TECHNOLOGIES INC<br />
536JOP iO 1 LIPID SCIENCES INC ARIZ<br />
5353iT iO 2 * LIQUID AUDIO INC<br />
55051T SG 2 LIQUID AUDIO INC<br />
5353;T 55 2 LIQUID AUDIO INC<br />
53634D 20 3 iIQUIDATION WORLD INC<br />
5363GX i O O LIQUIDMETAL TECHNOLOGIES<br />
536797 I0 3 iITHIA MTRS INC<br />
537528 10 4 * LITTELFUSE INC<br />
537308 $0 4 LITTELFUSE INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD A CONV $3<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CL A<br />
COM<br />
CALL
RgN Dk.TE: C9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RL!?: TIYE: 08:47<br />
CilSIF NC.. ISSUER NAME<br />
537338 $5 4 iITTELFUSE INC<br />
53739G 10 1 LITTLEFIELD CORP<br />
< K;8146 - 10 1 LIVEPERSON INC<br />
559320 10 1 * LIZ CLAIBORNE INC<br />
53S320 SG ? LIZ CLAIBORNE INC<br />
535320 45 1 LIZ CLAIBORNE INC<br />
533439 1 G 9 LLOYDS TSB GROUP PLC<br />
535G41 iG 5 L90 INC<br />
539451 iO 4 3 LO-JACK CORP<br />
53?451 $0 4 LO-JACK CORP<br />
537451 $5 4 LO-JACK CORP<br />
535553 LO 7 LOCAL FINL CORP<br />
539330 10 9 * LOCKHEED MARTIN CORP<br />
53583C 5C 9 LOCKHEED MARTIN CORP<br />
534330 95 9 LOCKHEED MARTIN CORP<br />
5GG21P LC 6 LODGIAN INC<br />
54S211 1C 9 LODGENET ENTMT CORP<br />
540411 50 1 LOEHMANNS HOLDINGS INC<br />
546424 F.L 2 LOEWS CORP<br />
54C4Z4 iO 8 * LOEWS CORP<br />
540424 90 8 LOEkJS CORP<br />
54CG24 $5 8 LOEWS CORP<br />
540424 20 7 * iOEWS CORP<br />
54C424 4C 7 LOEWS CORP<br />
54C424 $5 7 iOEWS CORP<br />
54i239 i0 2 iOGANSPORT FINL CORP<br />
541G0K 1G 7 iOGICVISION INC<br />
5SiGCY iO 3 LOGILITY INC<br />
54i+02 iO 3 LOGIC DEVICES INC<br />
541419 iG ? LOGITECH INTERNATIONAL S A<br />
541509 AF 2 LOMAK PETE INC<br />
542173 iO 1 LONDON PAC GROUP LTD<br />
545307 10 3 X LONE STAR STEAKHOUSE SALOON<br />
542307 40 3 LONE STAR STEAKHOUSE SALOON<br />
542307 95 3 LONE STAR STEAKHOUSE SALOON<br />
542312 10 3 x ,ONE STAR TECHNOLOGIES INC<br />
542312 90 3 LONE STAR TECHNOLOGIES INC<br />
542312 95 3 L O ~ E STAR TECHNOLOGIES INC<br />
542559 10 6 LCNG ISLAND FINANCIAL CORP<br />
543i52 10 1 % LONGS DRUG STORES CORP<br />
545162 SO 1 LONGS DRUG STORES CORP<br />
543162 55 i iONGS DRUG STORES CORP<br />
543213 10 2 x LONGVIEW FIBRE CO<br />
545215 $0 2 LONGVIEW FIBRE CO<br />
543213 55 2 LONGVIEW FIBRE CO<br />
545442 iO 7 * LOOKSMART LTD<br />
543442 SG 7 iOOKSMART LTD<br />
543442 45 7 LOOKSMART LTD<br />
-I?-.<br />
352.35 10 2 LOUDCLOUD INC<br />
SECURITIES ** PAGE 159<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM DELETED<br />
COM<br />
COM ADDED<br />
NOTE 3.125% 9/1<br />
COM<br />
CALL<br />
PUT<br />
CAROLNA GP STK<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
SPONSORED ADR<br />
SDCV 6.000% 2/0<br />
SPONSORED ADR DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM DELETED
i?JS ZkTE:C9/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 160<br />
RUN TIME:G8:47 IVMOOl<br />
1 tilSiP vc. ISSUER NAME<br />
ISSUER DESCRIPTION STATUS<br />
543754 i O 3 LOUDEYE CORP<br />
545347 11 5 * LOUISIANA PAC CORP<br />
545347 90 5 iOUISIANA PAC CORP<br />
546347 $5 5 LOUISIANA PAC CORP<br />
548561 CF 2 iOWES COS INC<br />
548551 CG G LOWES COS INC<br />
548561 10 7 * iOWES COS INC<br />
546601 99 7 LOWES COS INC<br />
5G5151 $5 7 iOWES COS INC<br />
5G6300 10 9 LOWRANCE ELECTRS INC<br />
5G$271 iO 4 * LUBRIZDL CORP<br />
545271 90 4 iUBRIZOL CORP<br />
543271 95 4 iUBRIZOL CORP<br />
549262 10 1 * LUBYS INC<br />
544282 $0 1 LUBYS INC<br />
549282 45 1 LUBYS INC<br />
549G53 10 7 * LUCENT TECHNOLOGfES INC<br />
545+63 9G 7 LUCENT TECHNOLOGIES INC<br />
5+9&53 95 7 iUCENT TECHNOLOGIES INC<br />
549486 3G 8 LUCILLE FARMS INC<br />
549764 10 8 LUFKIN INDS INC<br />
55C24L i8 9 LUMENON INNOV LIGHTWAVE TECH<br />
35C27E 1 0 2 * LUMINEX CORP DEL<br />
55L,27E 40 2 iUMINEX CORP DEL<br />
55C27E 55 2 iUMINEX CORP DEL<br />
55P68E 20 2 * iUXOTTICA GROUP S P A<br />
55C68R 90 2 LUXOTTICA GROUP S P A<br />
53258R 95 2 tUXOTTICA GROUP S P A<br />
550319 iO 6 LYDALL INC DEL<br />
531 137 ?G 2 LYNCH CORP<br />
551146 10 3 LYNCH INTERACTIVE CORP<br />
551312 30 8 jf iYNX THERAPEUTICS INC<br />
55ia12 SO 8 LYNX THERAPEUTICS INC<br />
5516i2 95 8 LYNX THERAPEUTICS INC<br />
552374 10 6 LYON WILLIAM HOMES<br />
552.378 10 7 * LYONDEiL CHEMICAL CO<br />
552376 SC 7 LYONDELL CHEMICAL CO<br />
55237f 55 7 LYONDEiL CHEMICAL CO<br />
552541 10 4 M & F WORLDWIDE CORP<br />
55251F 10 4 * M & T BK CORP<br />
55251F 40 4 M & T BK CORP<br />
55i6lF $5 4 M & T BK CORP<br />
55251R iO 8 MAF BANCORP INC<br />
552517 iO 2 MACC PRIVATE EQUITIES INC<br />
55252C ?O C * MBIA INC<br />
55232C 50 C MBIA INC<br />
55252C 55 3 MBiA INC<br />
55252L 10 0 * MBNA CORP<br />
55252L SC 0 MBNA CORP<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 2/1<br />
NOTE 0.861%10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL
4dh ;ATE : C9/24 102 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 161<br />
Rdh TIME:i?8:
RUK DATE:09/24/C2 ** LIST OF SECTION <strong>13F</strong> SECURITIES 5% PAGE 162<br />
R2ii TIME: 08 : 47 I VM0 0 1<br />
CiJSIP NG. ISSUER NAME<br />
55336ti 10 4 * MKS INSTRUMENT INC<br />
55336i-i 96 4 MKS INSTRUMENT INC<br />
55Z36k 45 4 MKS INSTRUMENT INC<br />
55327U LO 7 ML MACADAMIA ORCHARDS L P<br />
55538X 10 G MKTG SERVICES INC<br />
55539k iG 1 MMOZ PLC<br />
553358 20 i MPM TECHNOLOGIES INC<br />
553409 iO 3 * MPS GROUP INC<br />
55tG.09 46 3 MPS GROUP INC<br />
553404 95 3 MPS GROUP INC<br />
553444 LC O MPW INDUSTRIAL SVCS GROUP<br />
55547k ;G 5 * MRO SOFTWARE INC<br />
553G7k 9C 5 MRO SOFTWARE INC<br />
55347W 55 5 MRO SOFTWARE INC<br />
553477 AB 6 MRV COMMUNICATIONS INC<br />
553477 iO 0 * MRV COMMUNICATIONS INC<br />
553477 5G O<br />
557.' 4477 95 0<br />
MRV COMMUNICATIONS INC<br />
MRV COMMUNICATIONS INC<br />
555,319 10 9 i4SB fINL INC<br />
553530 10 6 * MSC INDL DIRECT INC<br />
553530 90 6 MSC INDL DIRECT INC<br />
553530 '35 6 MSC INDL DIRECT INC<br />
553531 IG 4 * MSC SOFTWARE CORP<br />
553331 $3 4 MSC SOFTWARE CORP<br />
553531 95 4 MSC SOFTWARE CORP<br />
553769 1C 0 * MTR GAMING GROUP INC<br />
553769 50 0 i4TR GAMING GROUP INC<br />
553769 55 0 MTR GAMING GROUP INC<br />
5f377A i O 6 MTC TECHNOLOGIES INC<br />
553777 LO 3 * MTS SYS CORP<br />
553777 90 3 MTS SYS CORP<br />
553777 95 3 MTS SYS CORP<br />
553303 i O 5 * MTI TECHNOLOGY CORP<br />
553303 40 5 MTI TECHNOLOGY CORP<br />
553303 45 5 MTI TECHNOLOGY CORP<br />
--I<br />
-9-334 10 8 M-WAVE INC<br />
554:53 iD 6 HAC-GRAY CORP<br />
556225 iG 2 MACATAWA BK CORP<br />
554273 iO 2 * MACDERMID INC<br />
53G273 9C 2 MACDERMID INC<br />
556273 55 2 MACDERMID INC<br />
554335 10 9 MACE SEC INTL INC<br />
554382 10 1 MACERICH CO<br />
554G59 30 4 X MACK CALI RLTY CORP<br />
55LG89 40 4 MACK CALI RLTY CORP<br />
554484 35 4 MACK CALI RLTY CORP<br />
554541 l0 2 XACKIE DESIGNS INC<br />
555393 10 3 * MACROCHEM CORP DEL<br />
555323 40 3 MACROCHEM CORP DEL<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
DEP UNIT CL A<br />
COM<br />
ADR<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000% 6/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CO M<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
ADDED
RGN 3ATE:G9/24/02 X* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 163<br />
RUh TI?lE:08:47<br />
I VMO 0 1<br />
c-'
RJN 3ATE:C9/2
Z"K DATE : 09/24/62 ** LIST OF SECTION <strong>13F</strong><br />
TSl" iI?lE : 08 : Ll7<br />
C~SIP NS. ISSUER NAME<br />
555311 $5 3 MANUGISTICS GROUP INC<br />
565255 10 3 * MAPINFO CORP<br />
565105 $0 3 MAPINFO CORP<br />
565155 $5 3 NAPINFO CORP<br />
555349 i C 6 * MARATHON OIL CORP<br />
555849 $0 5 MARATHON OIL CORP<br />
5653G4 $5 6 MARATH3N OIL CORP<br />
556336 2G 5 MARCONI PLC<br />
565332 10 6 MARCUS CGRP<br />
566536 10 8 MAREX INC<br />
566525 iO i MARGO CARIBE INC<br />
56731Q i O 9 * MARIMBA INC<br />
56781C 90 9 MARIMBA INC<br />
567819 45 9 NARIMBA INC<br />
555958 10 8 MARINEMAX INC<br />
55&$23 10 7 MARINE PETE TR<br />
566127 ;G 8 MARINE PRODS CORP<br />
57C268 10 2 MARISA CHRISTINA INC<br />
572363 10 I MARITRANS INC<br />
57C335 kC 8 MARKEL CORP<br />
570535 iC 4 MARKEL CORP<br />
57C59Y 20 4 * MARKET 2000+ HOLDRS TR<br />
57C59Y 90 4 MARKET 2000+ HOLDRS TR<br />
57359Y 45 4 MARKET 2000+ HOLDRS TR<br />
576619 ;C 6 MARKETWATCH COM INC<br />
578759 i O 0 MARKWEST ENERGY PARTNERS L P<br />
57C752 l O 4 MGRKWEST HYDROCARBON INC<br />
571253 10 2 MARLTON TECHNOLOGIES INC<br />
57l748 IG 2 * MARSH 8 MCLENNAN COS INC<br />
571748 SG 2 MARSH & MCLENNAN COS INC<br />
571748 $5 2 MARSH & MCLENNAN COS INC<br />
571783 L.B 5 NARSH SUPERMARKETS INC<br />
571783 20 8 MARSH SUPERMARKETS INC<br />
57l783 30 7 MARSH SUPERMARKETS INC<br />
5Ti334 16 G * MARSHALL & ILSLEY CORP<br />
571334 50 0 MARSHALL & ILSLEY CORP<br />
571934 $5 0 MARSHALL & ILSLEY CORP<br />
571333 LC 7 MARRIOTT INTL INC NEW<br />
571403 CG 2 * MARRIOTT INTL INC NEW<br />
571333 $0 2 MARRIOTT INTL INC NEW<br />
57i3G3 95 2 MARRIOTT INTL INC NEW<br />
5T29Oi 10 6 % MARTEK BIOSCIENCES CORP<br />
572701 FC 6 MARTEK BIOSCIENCES CORP<br />
572901 45 6 MARTEK BIOSCIENCES CORP<br />
575375 IG 8 MARTEN TRANS LTD<br />
573383 i O 2 * MARTHA STEWART LIVING OMNIME<br />
573583 $0 2 MARTHA STEWART LIVING OMNIME<br />
573383 $5 2 MARTHA STEWART LIVING OMNIME<br />
573284 10 6 * MARTIN MARIETTA MATLS INC<br />
SECURITIES ** PAGE 165<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR DELETED<br />
COM<br />
COM DELETED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
UNIT BEN INT<br />
COM<br />
COM<br />
COM<br />
NOTE 6/0<br />
COM<br />
DEPOSITARY RCT<br />
CALL<br />
PUT<br />
COM<br />
UNIT LTD PARTN<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SDCV 7.000% 2/1<br />
CL B<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM
RUN 3ATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES X* PAGE 166<br />
2Jk TIME:G8:47 IVMOOl<br />
CiJSI? NC. ISSUER NAME<br />
573284 9O 6 MARTIN MARIETTA MATLS INC<br />
573284 55 6 MARTIN MARIETTA MATLS INC<br />
57333M 10 8 * MARVEL ENTERPRISES INC<br />
53383Y1 SO 8 MARVEL ENTERPRISES INC<br />
573S3M $5 8 MARVEL ENTERPRISES INC<br />
574599 AW 6 MASCO CORP<br />
57G599 10 6 * MASCO CORP<br />
574395 40 6 MASCO CORP<br />
57C599 95 6 MASCO CORP<br />
574795 iO 2 MASISA S A<br />
575384 iC 2 MUSONITE INTL CORP<br />
575672 10 0 MASSACHUSETTS HEALTH & ED TX<br />
570152 iG 2 MASSBANK CORP READ MASS<br />
576206 iO 6 * MASSEY ENERGY CORP<br />
576206 90 6 MASSEY ENERGY CORP<br />
576226 45 6 MASSEY ENERGY CORP<br />
576292 10 6 MASSMUTUAL CORPORATE INVS IN<br />
576299 10 i MASSMUTUAL PARTN INVS<br />
576225 10 9 * MASTEC INC<br />
576323 90 9 MASTEC INC<br />
576323 45 9 MASTEC INC<br />
576561 iG 4 MATAV-CABLE SYS MEDIA LTD<br />
576674 i G 5 * MATEZIAL SCIENCES CORP<br />
570574 9C 5 MATERIAL SCIENCES CORP<br />
576674 95 5 MATERIAL SCIENCES CORP<br />
576517 20 9 MATRIA HEALTHCARE INC<br />
576318 19 8 MATRITECH INC<br />
575819 10 6 MATRIX BANCORP INC<br />
570d5L iO 5 MATRIXX INITIATIVES INC<br />
57533F 30 4 * MATRIXONE INC<br />
57635F '90 4 MATRIXONE INC<br />
57635P 9.5 4 MATRIXONE INC<br />
576855 10 5 MATRIX SVC CO<br />
576879 20 '3 MATSUSHITA ELEC INDL<br />
5773a1 10 2 * MATTEL INC<br />
57TJ31 SO 2 MATTEL INC<br />
577381 $5 2 MATTEL INC<br />
577128 iO 1 MATTHEWS INTL CORP<br />
577225 10 0 * MATTSON TECHNOLOGY INC<br />
577223 5G 0 MATTSON TECHNOLOGY INC<br />
577223 95 0 MATTSON TECHNOLOGY INC<br />
577345 i O 1 MAUI LD & PINEAPPLE INC<br />
577726 iO 0 MAXCOR FINL GROUP INC<br />
57772K 10 1 * MAXIM INTEGRATED PRODS INC<br />
57772K 40 1 MAXIM INTEGRATED PRODS INC<br />
57772K 95 1 MAXIM INTEGRATED PRODS INC<br />
57772M lG 7 * MAXIM PHARMACEUTICALS INC<br />
57T72K SO 7 MAXIM PHARMACEUTICALS INC<br />
577?2M 55 7 MAXIM PHARMACEUTICALS INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 7/2<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
SH BEN INT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
AD R<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
ADDED
8GN GATE:39/24/02 ** LIST OF SECTION <strong>13F</strong><br />
R5Y TIYE: 08: 47<br />
CJS~? NG. ISSilER NAME<br />
577723 ?C 9 MAXCO INC<br />
577729 LA 4 MAXTOR CORP<br />
5'7729 PO 5 5 MAXTOR CGRP<br />
577725 40 5 MAXTOR CCRP<br />
577729 F5 5 MAXTOR CORP<br />
57774E 10 9 MAXUS RLTY TR INC<br />
577766 iO 8 MAXWELL SHOE INC<br />
577757 13 6 * ?IAXidELL TECHNOLOGIES INC<br />
577'57 90 4 MAXWELL TECHNOLOGIES INC<br />
577767 $5 6 ?lAXWELL TECHNOLOGIES INC<br />
5777i6 10 7 * MAXYGEN INC<br />
577776 40 7 MAXYGEN INC<br />
577776 55 7 MAXYGEN INC<br />
577778 10 3 x MAY DEPT STORES CO<br />
577776 50 3 MAY DEPT STORES CO<br />
577778 $5 3 MAY DEPT STORES CO<br />
577355 10 7 MAX & ERMAS RESTAURANTS INC<br />
577313 10-6 ?IAXXAM INC<br />
577914 10 4 * MAVERICK TUBE CORP<br />
ST7314 $0 4 MAVERICK TUBE CORP<br />
577914 95 4 MAVERICK TUBE CORP<br />
577933 >G 4 * MAXIMUS INC<br />
577933 SO' 4 MAXIMUS INC<br />
577333 95 4 MAXIMUS INC<br />
576330 iC 2 MAYFLOWER CO-OPERATIVE BK MA<br />
578444 10 1 MAYNARD OIL CO<br />
578462 10 3 MAYORS JEWELERS INC DEL<br />
578473 la O MAYS J W INC<br />
578392 10 7 * MAYTAG CORP<br />
578592 56 7 MGYTAG CORP<br />
578592 95 7 MAYTAG CORP<br />
578792 10 3 MGZEL STORES INC<br />
579362 10 G * MCAFEE COM CORP<br />
579562 $0 0 MCAFEE COM CORP<br />
57$062 55 0 MCAFEE COM CORP<br />
57SG37 iG 9 MCCLAIN INDS INC<br />
579489 iC 5 MCCLATCHY CO<br />
575780 10 7 x MCCORMICK 8 CO INC<br />
575780 50 7 MCCORMICK 8 CO INC<br />
574786 45 7 , MCCORMICK & CO INC<br />
57S7SC 20 6 * MCCORMICK & CO INC<br />
575750 SO 6 MCCORMICK & CO INC<br />
57978C 95 6 MCCORMICK & CO INC<br />
58S33i 10 2 * MCDATA CORP<br />
58C331 40 2 MCDATA CORP<br />
58CS31 55 2 MCDATA CORP<br />
58C031 20 1 * MCDATA CORP<br />
58i231 90 1 MCDATA CORP<br />
5EC331 % 1 MCDATA CORP<br />
SECURITIES ** PAGE 167<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
SDCV 5.750% 3/0 DELETED<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CON<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
DELETED<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM VTG<br />
CALL<br />
PUT<br />
COM NON VTG<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT
RUK 3ATE:09/24/02 Ew LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 168<br />
RUk TIHE : GS : 47 IVMOOl<br />
CUSi? NC. ISSUER NAME<br />
586337 10 9 * MCDERMOTT INTL INC<br />
58C337 90 9 MCDERMOTT INTL INC<br />
53C057 55 9 MCDERMOTT INTL INC<br />
53Ci35 10 1 MCDONALDS CORP<br />
582.i35 50 1 MCEONALDS CORP<br />
58Ci35 95 i MCDONALDS CORP<br />
58347F 10 7 * MCG CAPITAL CORP<br />
,okt7F KC')/ SO 7 MCG CAPITAL CORP<br />
58C47P 95 7 MCG CAPITAL CORP<br />
58C585 IG 9 MCGRATH RENTCORP<br />
560645 10 9 x MCGRAW HILL COS INC<br />
582545 40 9 MCGRAW HILL COS INC<br />
563545 95 9 MCGRAW HILL COS INC<br />
581243 10 2 * MCK COMMUNICATIONS INC<br />
581243 GO 2 MCK COMMUNICATIONS INC<br />
581243 55 2 MCK COMMUNICATIONS INC<br />
58155Q 10 3 * MCKESSON CORP<br />
53135G $0 3 MCKESSON CORP<br />
58iJ50 55 3 MCKESSON CORP<br />
581556 L.G 2 MCKESSON CORP<br />
581754 10 7 MCLAREN PERFORMANCE TECH INC<br />
582264 70 6 MCLEODUSA INC<br />
532411 10 4 3 MCMORAN EXPLORATION CO<br />
582911 $0 4 MCMORAN EXPLORATION CO<br />
5824l1 $5 4 i'4CMORAN EXPLORATION CO<br />
532757 20 9 MCRAE INCS INC<br />
582757 30 8 MCRAE INDS INC<br />
582362 10 4 MEADE INSTRUMENTS CORP<br />
583185 iC 3 MEADOW VY CORP<br />
583185 il 1 MEADOW VY CORP<br />
55319P 10 8 MEADOWaROOK INS GROUP INC<br />
533334 iG ? X MEADWESTVACO CORP<br />
535334 9G 7 MEADWESTVACO CORP<br />
532,334 $5 7 MEADWESTVACO CORP<br />
563a21 2.0 2 MEASUREMENT SPECIALTIES INC<br />
585338 iO 3 3 MECHANICAL TECHNOLOGY INC<br />
533538 5C 3 MECHANICAL TECHNOLOGY INC<br />
593538 55 3 MECHANICAL TECHNOLOGY INC<br />
563916 AA 9 MEDAREX INC<br />
585316 iG : 3 MEDAREX INC<br />
583916 90 1 MEDAREX INC<br />
585316 '55 1 MEDAREX INC<br />
583326 16 0 * MED-DESIGN CORP<br />
533326 SO 0 MED-DESIGN CORP<br />
585326 95 0 MED-DESIGN CORP<br />
583928 iC 6 3 MEDALLION FINL CORP<br />
>os,28 ---. SC ti MEDALLION FINL CORP<br />
583728 55 6 MECALLION FINL CORP<br />
5843iN IG 2 MED DIVERSIFIED INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SDEB 4.500% 3/0<br />
COM<br />
CL A<br />
cot4<br />
CALL<br />
PUT<br />
CL A<br />
CL B<br />
COM<br />
COM<br />
*W EXP 12/31/200<br />
COM<br />
COM<br />
CAi L<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 4.500% 7/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM DELETED
R2N O&TE:G9/24/02 %% LIST OF SECTION <strong>13F</strong><br />
RiJN TIHE:08:47<br />
CllSID NC. ISSUER NAME<br />
58G327 1 0 6 MEDAMICUS INC<br />
58434i I G 9 MEDCATH CGRP<br />
554L31 iG 6 MEDFORD- BANCORP INC<br />
58438C iO 3 MEDI-HUT CO INC<br />
58G59C 10 2 MEDIA ARTS GROUP INC<br />
58440k 30 5 MEDIA 100 INC<br />
53G404 10 7 MEDIA GEN INC<br />
58445P 10 5 MEDIALINK WORLDWIDE INC<br />
58646J i3 8 MEDIABAY INC<br />
58G46K .&A 3 NEDIACOM COMMUNICATIONS CORP<br />
58CG6K i O 5 * MEDIACOM COMMUNICATIONS CORP<br />
58446K 50 5 MEDIACOM COMMUNICATIONS CORP<br />
5S446K 5 5 MEDIACOM COMMUNICATIONS CORP<br />
58446X IG 7 MEDIA SCIENCES INTL INC<br />
5SL49i 1C 0 MEDICAL ACTION INDS INC<br />
58653F 16 4 * MEDICAL STAFFING NETWK HLDGS<br />
58G63F 40 4 MEDICAL STAFFING NETWK HLDGS<br />
58463F 95 4 MEDICAL STAFFING NETWK HLDGS<br />
58q639 23 7 MEDICALCV INC<br />
58G638 10 5 X MEDICINES CO<br />
584688 SO 5 MEDICINES CO<br />
584688 95 5 MEDICINES CO<br />
584590 36 9 * MEDICIS PHARMACEUTICAL CORP<br />
584690 90 9 MEDICIS PHARMACEUTICAL CORP<br />
584690 95 9 MEDICIS PHARMACEUTICAL CORP<br />
584599 10 2 * MEDIMMUNE INC<br />
536599 90 2 MEDIMMUNE INC<br />
5SG.599 95 2 MEDIMMdNE INC<br />
584731 10 9 MEDICORE INC<br />
534946 10 7 MEDIWARE INFORMATION SYS INC<br />
584949 10 1 * MEDQUIST INC<br />
586949 5G 1 MEDQUIST INC<br />
58G949 45 1 MEDQUIST INC<br />
584377 ZG 1 MEDTOX SCIENTIFIC INC<br />
58550i 10 6 MEDIUM4 COM INC<br />
58530L il 4 MEDIUM4 COM INC<br />
58500F 10 7 MEDIS TECHNOLOGIES LTD<br />
585011 10 9 MEDIX RES INC<br />
58595C iO 1 MEDSTONE INTL INC NEW<br />
58505Y 10 3 * MEDSOURCE TECHNOLOGIES INC<br />
53535Y 4C 3 MEDSOURCE TECHNOLOGIES INC<br />
53535Y 55 3 MEDSOURCE TECHNOLOGIES INC<br />
585555 A8 2 MEDTRGNIC INC<br />
585355 10 6 * MEDTRONIC INC<br />
585555 SO 6 MECTRONIC INC<br />
585555 $5 6 HEDTRONIC INC<br />
585381 1G 2 MEDWAVE INC<br />
535L35 10 6 MEEMiC HLDGS INC<br />
5SEl62 5G 8 MEGO FINL CORP<br />
SECURITIES *X PAGE 169<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CL A<br />
COM<br />
COM<br />
NOTE 5.250% 7/0<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
UNIT 99/99/9999<br />
COM<br />
CALL<br />
PUT<br />
CL A NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
*W EXP 04/12/200<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DBCV 1.250% 9/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW
RUN ZATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *% PAGE 170<br />
RGti TIYE : 08 : 47 IVMOOl<br />
CLSI? NC. ISSUER NAME<br />
58531A iG 8 * MELLON FINL CORP<br />
58551A 90 8 MELLON FINL CORP<br />
58551A 5'5 8 MELLON FINL CORP<br />
5i303C2 1C 7 MEMBERWORKS INC<br />
536263 20 4 MEMRY CORP<br />
587112 10 0 * MENS WEARHOUSE INC<br />
587118 4C C MENS WEARHOUSE INC<br />
567i18 95 C MENS WEARHOUSE INC<br />
537186 iO 3 * MENTOR CORP MINN<br />
587188 SG 3 MENTOR CORP MINN<br />
557138 95 3 flEkTOR CORP MINN<br />
537200 10 6 * MENTOR GRAPHICS CORP<br />
587230 SO 6 MENTOR GRAPHICS CORP<br />
587250 55 6 HENTOR GRAPHICS CORP<br />
587335 iO 8 * MERANT PLC<br />
587336 90 8 MERANT PLC<br />
587336 55 8 MERANT PLC<br />
587376 10 4 MERCANTILE BANK CORP<br />
587405 10-i X MERCANTILE BANKSHARES CORP<br />
58T4C5 SO 1 flERCANTILE BANKSHARES CORP<br />
557405 95 I MERCANTILE BANKSHARES CORP<br />
587137 LO 6 X MERCATOR SOFTWARE INC<br />
567587 $0. 6 MERCATOR SOFTWARE INC<br />
587587 3 6 6ERRCATOR SOFTWARE INC<br />
588056 10 1 MERCER INTL INC<br />
58E%8 iO G MERCHANTS BANCSHARES<br />
566139 10 6 MERCHANTS GROUP INC<br />
589331 iO 7 * MERCK & CO INC<br />
585331 90 7 MERCK & CO INC<br />
585531 $5 7 MERCK & CO INC<br />
584334 iO 9 MERCURY AIR GROUP INC<br />
585378 10 8 * MERCURY COMPUTER SYS<br />
5 ~ 3 7 8 90 e MERCURY COMPUTER SYS<br />
585378 45 8 MERCURY COMPUTER SYS<br />
58943C 10 0 * MERCURY GENL CORP NEW<br />
5aSGCO 9G O MERCURY GENL CORP NEW<br />
534GCG $5 0 MERCURY GENL CORP NEW<br />
539+05 AB 5 MERCURY INTERACTIVE CORP<br />
-- K29G05 10 9 * MERCURY INTERACTIVE CORP<br />
589405 SG 9<br />
5 8 9 .'. r 55 9<br />
MERCURY INTERACTIVE CORP<br />
MERCURY INTERACTIVE CORP<br />
589433 ;O i * MEREDITH CORP<br />
585,%33 $0 i MEREDITH CORP<br />
565633 55 1 MEREDITH CORP<br />
539584 lO 1 MERIDIAN BIOSCIENCE INC<br />
584i32 AB 7 MERIDIAN DIAGNOSTICS INC<br />
589556 10 3 MERIDIAN MED TECHNOLOGIES IN<br />
5547'7Q 10 9 * MERISIAN RESOURCE CORP<br />
589774 SC 9 MERIDIAN RESOURCE CORP<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 4.750% 7/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SDCV 7.000% 9/0<br />
COM<br />
COM<br />
CALL
R2N DATE:G9/24/GZ xx LIST OF SECTION <strong>13F</strong><br />
i?ZN TI?lE:08:47<br />
CL'SI? NC. ZSStiER NAME<br />
SSP77G 95 9 MERIOIAN RESOURCE CORP<br />
58984Y 16 3 x MERISTAR HOSPITALITY CORP<br />
53334Y $3 3 MERISTAR HOSPITALITY CORP<br />
56SY4Y 55 3 MERISTAR HOSPITALITY CORP<br />
539649 30 6 MERISEL INC<br />
535i89 iO 4 K MEPIT MED SYS INC<br />
5 8 ~ 3 ~ 4a 9 4 PIERIT MED SYS INC<br />
564.3239 95 4 MERIT MED SYS INC<br />
584775 iG i * MERIDIAN GOLD INC<br />
584175 $0 1 MERIDIAN GOLD INC<br />
52S375 '95 1 MERIDIAN GOLD INC<br />
584381 iO 9 MERGE TECHNOLOGIES INC<br />
58F588 iO 4 NERISTAR HOTELS & RESORTS IN<br />
590JGK 10 5 MERITAGE HOSPITALITY GROUP I<br />
59C31A 10 2 * MERITAGE CORP<br />
57G31A $0 2 MERITAGE CORP<br />
59CJlA $5 2 MERITAGE CORP<br />
395345 10 2 * MERIX CORP<br />
59t349 $0 2 MERIX CORP<br />
59GC49 95 2 MERIX CORP<br />
59018s 22 3 MERRILL LYNCH CO INC MTN BE<br />
590l38 A6 5 MERRILL LYNCH 8 CO INC<br />
595i3S A7 3 MERRILL LYNCH 8 CO INC<br />
57C.188 10 8 * MERRILL LYNCH 8 CO INC<br />
59Ci3E 50 8 MERRILL LYNCH 8 CO INC<br />
592188 95 8 MERRILL LYNCH 8 CO INC<br />
594?Z1ii 10 3 MERRILL MERCHANTS BANC<br />
59221; AA 7 MERRILi LYNCH 8 CO INC<br />
59C262 1C i MERRIMAC INDS INC<br />
59C441 10 1 MERRY LAND PROPERTIES INC<br />
53L479 l G 1 * MESA AIR GROUP INC<br />
592479 SO 1 MESA AIR GROUP INC<br />
59C479 $5 1 MESA AIR GROUP INC<br />
5SC54R iO 9 MESA LABS INC<br />
59C56B 10 2 * MESABA HLDGS INC<br />
59066B 4G P MESABA HiDGS INC<br />
59266B $5 2 MESABA HLDGS INC<br />
53C56G iO 6 MESA RTY TR<br />
54C572 iC 1 MESABI TR<br />
590329 iC 7 MESTEK INC<br />
53G876 30 6 MET PRO CORP<br />
591232 LC O META GROUP INC<br />
591i20 ;C 0 METAL STORM LTD<br />
59!2$2 2G 3 METALCLAD CORP<br />
59133F 10 4 + METASOiV INC<br />
5$139? 9C 4 METASOiV INC<br />
59i39F 45 4 METASOLV INC<br />
591459 10 7 * METAWAVE COMMUNICATIONS CP<br />
59iGOS 50 7 METAWAVE COMMUNICATIONS CP<br />
SECURITIES ** PAGE 171<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
C OM<br />
CALL<br />
PUT<br />
COM PAR $.01<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
MTNF 1.000% 2/0<br />
NOTE 5/2<br />
FRNT 3/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DEBT 1.000% 5/2<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
UNIT BEN INT<br />
CTF BEN INT<br />
COM<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
DELETED<br />
DELETED
23ti OATE:09/24/02 z* LIST OF SECTION <strong>13F</strong> SECURITIES %* PAGE 172<br />
RUN TINE:08:47 IVMOOl<br />
CirSI? NC. ISSUER NAME<br />
59i409 95 7 METAWAVE COMMUNICATIONS CP<br />
59i51K 20 8 X METHANEX CORP<br />
59i51K 90 8 METHANEX CORP<br />
59131K 95 8 METHANEX CORP<br />
59i3ZG iO 1 * METHODE ELECTRS INC<br />
59iJ2C 40 i METHODE ELECTRS INC<br />
541520 55 1 METHODE ELECTRS INC<br />
591520 2C 0 METHODE ELECTRS INC<br />
591520 90 O METHODE ELECTRS INC<br />
591520 55 0 METHODE ELECTRS INC<br />
59136R iO 8 * METLIFE INC<br />
59156R 40 8 METLIFE INC<br />
59i56R S5 8 METLIFE INC<br />
59139G 1C 7 METRETEK TECHNOLOGIES INC<br />
591378 10 7 % METRIS COS INC<br />
591398 90 7 METRIS COS INC<br />
591548 95 7 METRIS COS INC .<br />
53i61C 10 0 X METRO GOLDWYN MAYER INC<br />
531516 $0 0 METRO GOLDWYN MAYER INC<br />
591510 45 0 METRO GOLDWYN MAYER INC<br />
59S53F i6 5 x METRO ONE TELECOMMUNICATIONS<br />
59153F $0 5 METRO ONE TELECOMMUNICATIONS<br />
59153F 95 5 METRO ONE TELECOMMUNICATIONS<br />
591j50 iO 6 METROCORP BANCSHARES INC<br />
591675 20 7 METROGAS INC<br />
591676 iO 1 METROiOGIC INSTRS INC<br />
591695 iO 1 * METROMEDIA INTL GROUP INC<br />
591695 SO 1 METROMEDIA INTL GROUP INC<br />
591635 25 1 METROMEDIA INTL GROUP INC<br />
591695 20 0 METROMEDIA INTL GROUP INC<br />
59139N 10 8 METROPOLITAN FINL CORP<br />
5Fi913 i O 6 METROBANCOUP<br />
592571 10 1 METSO CORP<br />
592588 i0 5 * METTLER TOLEDO INTERNATIONAL<br />
592588 $0 5 METTLER TOLEDO INTERNATIONAL<br />
532568 95 5 METTLER TOLEDO INTERNATIONAL<br />
59P33R iO 4 MEXICAN RESTAURANTS INC<br />
592834 10 5 MEXICO EQUITY & INCOME FD<br />
592335 10 2 * MEXICO FD INC<br />
592835 40 2 MEXICO FD INC<br />
592555 55 P MEXICO FD INC<br />
596369 iO 5 MICHAEL ANTHONY JEWELERS INC<br />
574387 10 8 * MICHAELS STORES INC<br />
394387 90 8 MICHAELS STORES INC<br />
594387 45 8 MICHAELS STORES INC<br />
59i73G iO G MiCRO COMPONENT TECHNOLOGY I<br />
596793 iC 1 * MICREL INC<br />
594T43 $0 1 MICREL INC<br />
594753 95 i MICREL INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL B CONV<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPON ADR B<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD CONV %<br />
COM<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT
Z2N 3ATE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 173<br />
i?UK TIME:C6:47 IVMOOl<br />
CUSi? >4C. ISSUER NAME<br />
59C538 3C 2 MICRO GEtiERAL CORP<br />
594658 10 9 + MICRO LINEAR CORP<br />
53635G 40 9 MICRO LINEAR CORP<br />
594856 95 9 YICRO LINEAR CORP<br />
5949Cl 10 G * XICROS SYS INC<br />
574351 SO 0 MICROS SYS INC<br />
59GiSi 45 G MICROS SYS INC<br />
544918 1G 4 * MICROSOFT CORP<br />
594918 SO 4 MICROSOFT CORP<br />
5Fc;18 95 4 MICROSOFT CORP<br />
53L344 1G 3 MICROS TG MAINFRAMES INC<br />
59L36C ID 6 * MICROVISION INC WASH<br />
59G960 50 6 MICROVISION INC WASH<br />
5$&76G 95 6 MICROVISION INC WASH<br />
5.94372 1C 1 + MICROSTRATEGY INC<br />
59G972 90 1 MICRGSTRATEGY INC<br />
534372 45 1 MICROSTRATEGY INC<br />
59c972 11 9 MICROSTRATEGY INC<br />
594372 4G 8 * MICROSTRATEGY INC<br />
596972 40 8 MICROSTRATEGY INC<br />
594972 95 8 MICROSTRATEGY INC<br />
59500~ 10 3 MICRO THERAPEUTICS INC<br />
595JiT 30 4 * HICROCELL TELECOMMUNICATIONS<br />
5950iT 40 4 MICROCELL TELECOMMUNICATIONS<br />
595;lT 95 4 MICROCELL TELECOMMUNICATIONS<br />
555'217 iG 4 * 3ICROCHIP TECHNOLOGY INC<br />
595317 SC 4 i4ICROCHIP TECHNOLOGY INC<br />
595317 55 4 ?lICROCHIP TECHNOLOGY INC<br />
59537X 10 i MICROHELIX INC<br />
59537X 11 9 MiCROHELIX INC<br />
595.37X 12 7 MICROHEiIX INC<br />
535072 iC 9 MICROFINANCIAL INC<br />
595294 26 3 * MICROMUSE INC<br />
595394 $0 3 MICROMUSE INC<br />
595394 45 3 MICROMUSE INC<br />
595ii2 iO 3 * MICRON TECHNOLOGY INC<br />
595112 SO 3 MICRON TECHNOLOGY INC<br />
595112 95 3 MICRON TECHNOLOGY INC<br />
535155 iO 5 MICRONETICS WIRELESS INC<br />
575i.37 iO 0 * MICROSEMI CORP<br />
555L57 90 0 MICROSEMI CORP<br />
593137 55 0 MICROSEMI CORP<br />
59Si4P 1C 9 * MICROTUNE INC DEL<br />
55514F FO 9 NICR'OTLINE INC DEL<br />
59ii4P 95 9 MICROTUNE INC DEL<br />
595155 iC 4 MICROTEK MEDICAL HLDGS INC<br />
595176 19 8 MICROWAVE FILTER CO INC<br />
595223 LO 3 MID-AMER APT CMNTYS INC<br />
53523C 10 7 x MID ATLANTIC MED SVCS INC<br />
ISSUER DESCRIPTION<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
*W EXP 06/24/200<br />
CL A NEW<br />
CALL<br />
PUT<br />
COM<br />
CL B NON VTG<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 11/16/200<br />
*W EXP 11/16/200<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
STATUS<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED *<br />
ADDED<br />
ADDED<br />
ADDED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
?uK DATE: 09/24/02 %* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 174<br />
RUN TIYE : G8 : 47 IVMOOl<br />
CdS;? NC. ISSUER NAME<br />
59523C 90 7 MID ATLANTIC MED SVCS INC<br />
55523C 95 7 MID ATLANTIC MED SVCS INC<br />
54'232 eA 7 MID-ATLANTIC RLTY TR<br />
595235 10 7 MID-ATLANTIC RLTY TR<br />
595406 10 7 MID PENN BANCORP INC<br />
595G4C 10 8 MID-STATE BANCSHARES<br />
595526 10 2 + NIDAS GROUP INC<br />
595526 90 2 HIDAS GROUP INC<br />
555526 55 2 MIDAS GRCUP INC<br />
595525 10 3 * MIDCAP SPDR TR<br />
5G5335 '36 3 MIDCAP SPDR TR<br />
535335 95 3 MIDCAP SPDR TR<br />
536594 10 2 MIDOLEBURG FINANCIAL CORP<br />
596276 10 1 MIDDLEBY CORP<br />
595680 10 6 MICDLESEX WATER CO<br />
55569P 13 2 MIDDLETON DOLL COMPANY<br />
' 597G136 iO 9 MIDLAEiD CO<br />
577911 20 6 MIDWEST EXPRESS HLDGS INC<br />
598339 20 5 MIDSOUTH BANCORP INC<br />
572168 10 4 * MIDWAY GAMES INC<br />
5381G8 SO 4 MIDWAY GAMES INC<br />
598146 95 4 MIDWAY GAMES INC<br />
59%251 iO 6 MIDWEST BANC HOLDINGS INC<br />
59C32G iO 4 MIDWEST GRAIN PRODS INC<br />
59662K iO 8 MIKOHN GAMING CORP<br />
5986ZR lC 3 MIKRON INFRARED INC<br />
59852V IG 4 MIIX GROUP INC<br />
598769 10 3 * MILACRON INC<br />
598739 9G 3 MILACRON INC<br />
598725 95 3 MILACRON INC<br />
59935P lC 9 MILESTONE SCIENTIFIC INC<br />
535922 kB 9 MILLENNIUM PHARMACEUTICALS I<br />
599932 10 3 * MILLENNIUM PHARMACEUTICALS I<br />
599752 $0 3 MILLENNIUM PHARMACEUTICALS I<br />
595902 95 3 MILLENNIUM PHARMACEUTICALS I<br />
594933 10 i + !?ILLENNIUM CHEMICALS INC<br />
595303 $0 I MILLENNIUM CHEMICALS INC<br />
599933 $5 1<br />
6 5 -; U-73 10 5<br />
MILLENNIUM CHEMICALS INC<br />
MILLBRDOK PRESS INC<br />
63C32R 10 6 MILLEA HOLDINGS INC<br />
OGC37B 10 b MILLENNIUM BANKSHARES CORP<br />
60C3SB iO 5 * MILLENNIUM CELL INC<br />
63C38E 90 5 MILLENNIUM CELL INC<br />
6023SB 95 5 t4ILLENNIUM CELL INC<br />
602533 10 5 MILLER EXPL CO<br />
60C544 1C G X HILLER HERMAN INC<br />
60i344 SC 0 MiLiER HERMAN INC<br />
602364 45 0 MIiLER HERMAN INC<br />
60C35i 2C 4 MILLER INDS INC TENN<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
SDCV 7.625% 9/1<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
UNIT SER 1<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.500% 1/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW
2UN DATE:09/2G/02 rr LIST OF SECTION <strong>13F</strong><br />
RUK TI?lE:08:47<br />
CliSIP EIC. ISSUER NAME<br />
601373 10 9 3 MILLIPORE CORP<br />
651573 90 9 YILLIPORE CORP<br />
601273 55 9 MILLIPORE CORP<br />
63l1G8 LO 9 MILLS CORP<br />
632i9i iG 8 MILTOPE GROUP INC<br />
602551 iO 3 MINCARROW SYS INC<br />
602720 10 4 MINE SAFETY APPLIANCES CO<br />
603158 10 6 * MINERALS TECHNOLOGIES INC<br />
605158 90 6 MINERALS TECHNOLOGIES INC<br />
585:58 95 6 MINERALS TECHNOLOGIES INC<br />
00k755 10 9 MINNESOTA MUN INCOME PTFL IN<br />
6Oi.366 I0 D MINNESOTA MUN TERM TR INC I1<br />
6S4363 10 i MINORPLANET SYS USA INC<br />
604S4G 10 4 MINUTEMAN INTL INC<br />
634367 10 7 * MIPS TECHNOLOGIES INC<br />
613C367 5C 7 YIPS TECHNOLOGIES INC<br />
63G567 95 7 MIPS TECHNOLOGIES INC<br />
624547 20 6 3 MIPS TECHNOLOGIES INC<br />
03i567 $0 6 NIPS TECHNOLOGIES INC<br />
604307 55 6 MIPS TECHNOLOGIES INC<br />
6QG6iU 10 9 MfRAE CORP<br />
60456E 10 0 MIRAMAR MINING CORP<br />
694574 10 2 MIRANT TR I<br />
604675 AB 4 MIRANT CORP<br />
60
RiJK DATE:F9/24/02 *% LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 176<br />
RUIi TIME:08:47 IVMOOl<br />
CUSI? iqc. ISSUER NAME<br />
60748F 10 5 * MOBILE MINI INC<br />
637G3F $9 5 MOBILE MINI INC<br />
60T4DF 45 5 MOBILE MINI INC<br />
607429 10 9 MOBILE TELESYSTEMS OJSC<br />
63TGIU 10 1 MOBILITY ELECTRONICS INC<br />
607494 LO i MOCON INC<br />
0:7533 10 6 MODEM MEDIA INC<br />
607636 10 7 MODERN TIMES GROUP MTG AB<br />
607328 10 0 X MODINE MFG CO<br />
607825 $0 0 MODINE MFG CO<br />
667328 95 0 MODINE MFG CO<br />
60s33C i0 0 iAODTECH HLDGS INC<br />
SCSI9O iO 4 x MOHAWK INDS INC<br />
60E190 9C 4 MOHAWK INDS INC<br />
6GEL70 $5 O MOtiAWK INDS INC<br />
tDES07 IC 9 MOLDFLOW CORP<br />
60SSiC 1C 7 x MOiECUiAU DEVICES CORP<br />
h0231C FC 7 MOLECULAR DEVICES CORP<br />
5CE,3IC 55 7 MOLECUiAR DEVICES CORP<br />
668554 1S 1 * MOLEX INC<br />
618354 $6 I MOLEX INC<br />
608354 45 i MOLEX INC<br />
606334 26 il % MOLEX INC<br />
6S8354 SG O MOLEX INC<br />
608554 95 il MOLEX INC<br />
60ESOR iO 3 x MOkACO COACH CORP<br />
60686R SO 3 MONACO COACH CORP<br />
658i6R $5 3 MONACO COACH CORP<br />
609327 16 7 MONARCH CASINO & RESORT INC<br />
659044 20 1 MONARCH DENTAL CORP<br />
6U5545 iO 9 MONARCH COMMUNITY BANCORP IN<br />
605170 10 2 MONARCA SERVICES INC<br />
605200 1G D * MONDAVI ROBERT CORP<br />
6C520C $0 0 MOtiDAVI ROBERT CORP<br />
6SSZ3O 45 0 MONDAVI ROBERT CORP<br />
633524 10 3 MONMOUTH CAP CORP<br />
6C4720 10 7 MONMOUTH REAL ESTATE INVT CO<br />
609842 ?O 9 3 MONOLITHIC SYS TECHNOLOGY IN<br />
6CS342 $0 9 MONGLITHIC SYS TECHNOLOGY IN<br />
639342 $5 9 MONOLITHIC SYS TECHNOLOGY IN<br />
61~236 13 - : MONRO MUFFLER BRAKE INC<br />
6lC3i3 10 8 MONRGE BANCORP<br />
61155ii 10 ; * MONSANTO CO NEW<br />
61i5.5W 9G i MONSANTO CO NEW<br />
6ii5SW $5 1 MORSANTO CO NEW<br />
612371 LC il<br />
612371 11 8<br />
, . -7<br />
cs~a9H<br />
MONTANA MLS BREAD INC<br />
MGNTANA MLS BREAD INC<br />
iG 7 NCNTEREY BAY BANCORP INC<br />
6i237G ?O i MONTEREY PASTA CO<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CL A<br />
SPON ADR REP B<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 06/24/200<br />
COM<br />
COM<br />
ADDED<br />
ADDED<br />
ADDED
Rdtk 3ATE: C9/2i/02 ** LIST OF SECTION <strong>13F</strong><br />
RJ~. TIYE: C8: 47<br />
CtiSZ? NC. ISSUER NAME<br />
6i4115 iC 5 MONTGOMERY STR INCOME SECS I<br />
615337 10 2 * MGNY GZOUP INC<br />
615537 "0 5 MGNY GZOUP INC<br />
615337 95 2 MGNY GZOUP INC<br />
615564 iO 5 * MGODYS CORP<br />
6;53iF 4C 5 MOODYS CORP<br />
6if369 95 5 MOOGYS CORP<br />
615394 20 2 MOOG INC<br />
515394 30 1 MOOG INC<br />
615762 10 i MOORE HANDLEY INC<br />
615765 13 2 * MOORE LTD<br />
615,785 $0 2 MOORE LTD<br />
615785 55 2 XOORE LTD<br />
615799 10 3 MGORE MED CORP<br />
616457 AC 1 MORAN ENERGY INC<br />
616900 20 5 MORGAN FOODS INC<br />
616938 10 1 MORGAN STANLEY EASTN EUR FD<br />
6,7343 10 8 MORGAN FUNSHARES INC<br />
617358 10 6 YCRGAN GROUP INC<br />
617446 iG 7 MCRGAN STANLEY EMER MKTS FD<br />
61744h iO 5 MORGAN STANLEY EMER MKTS DEB<br />
61744M 10 4 MORGAN STANLEY.HIGH YIELD FD<br />
6i744R 10 3 MORGAN STANLEY GBL OPP BOND<br />
6i74qU 10 5 MORGAN STANLEY ASIA PAC FD I<br />
6 1 7 ,. ,-6 ,. CG i MORGAN STANLEY DEAN WITTER&C<br />
617146 DH 9 MGRGAN STANLEY DEAN WITTER&C<br />
6l7446 LJ 5 f4CRGAN STANLEY<br />
6 - 1/s-+6 - r. ., CK 2 MORGAN STANLEY<br />
6Li446 CL 3 MORGAN STANLEY DEAN WITTER8C<br />
6i7546 ZM 8 MORGAN STANLEY<br />
617G46 DP 1 MOZGAN STANLEY<br />
5i74$6 CZ S MORGAN STANLEY<br />
617446 ED 5 M8RGAN STANLEY DEAN WITTER&C<br />
617446 GR 4 MORGAN STANLEY<br />
617s46 64 6 x MORGAN STANLEY<br />
611446 40 8 MORGAN STANLEY<br />
617G46 95 8 MORGAN STANLEY<br />
61745C iG 5 MORGAN STANLEY INDIA INVS FD<br />
6' A, -" +>P iO 6 MCRGAN STANLEY<br />
6iT95P 20 5 MORGAN STANLEY<br />
6ii45P 32 4 MORGAN STANLEY<br />
61765F 4t 3 MCRGAN STANLEY<br />
01745P 42 9 MORGAN STANLEY<br />
61T45F 93 7 MORGAN STANLEY<br />
6i745P L4 5 MORGAN STANLEY<br />
61745P 45 2 MORGAN STANLEY<br />
61?43P 5G 2 MORGAN STANLEY<br />
6i7G5P 52 8 MORGAN STANLEY<br />
61745P 58 5 MORGAN STANLEY<br />
SECURITIES ** PAGE 177<br />
IVMOOl<br />
ISSUER DESCRIPTION<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CL B<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
C OM<br />
SDCV 8.750% 1/1<br />
COM NEW<br />
COM<br />
COM<br />
CL A<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
MTNF 3/0<br />
MTNF 3/0<br />
MTNF 5/3<br />
MTNF 6/0<br />
MTNF 2.000% 7/0<br />
MTNF 8/0<br />
MTNF 10/1<br />
MTNF 0.250% 7/3<br />
MTNF 8.500%11/3<br />
DEBT 1.250%12/3<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
GOVT INCOME TR<br />
HI INCM ADVANT<br />
HI INCM ADV 11<br />
HI INCM ADVIII<br />
MUN PREM INCOM<br />
MUN INCOME I11<br />
MUN INC OPP I1<br />
MUN INCM OPPTN<br />
CA INSD MUN TR<br />
N Y QULTY MUN<br />
QULTY MUN SECS<br />
STATUS<br />
DELETED<br />
DELETED<br />
ADDED<br />
DELETED<br />
ADDED<br />
ADDED<br />
DELETED
RLiN DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 178<br />
RGN TIME:G8:47 IVMOOl<br />
CUS;? i4C. ISSUER NAME<br />
61755P 63 5 MORGAN STANLEY<br />
6i745F 66 8 MORGAN STANLEY<br />
6i745P 73 4 MORGAN STANLEY<br />
617+5P 79 i MORGAN STANLEY<br />
617452 E.1 7 MORGAN STANLEY<br />
6i743P 62 5 MORGAN STANLEY<br />
6'74SP 83 3 MORGAN STANLEY<br />
61745P 86 6 MORGAN STANLEY<br />
617i3P E7 4 MORGAN STANLEY<br />
615328 16 7 MORTON INDUSTRIAL GROUP<br />
619429 iO 3 MORTONS RESTAURANT GROUP INC<br />
ti4596 iO 7 MOSSIMO INC<br />
619333 10 7 MOTHERS WK INC<br />
62G376 kE 9 MOTOROLA INC<br />
620376 A i 8 MOTOROLA INC<br />
i2C376 iO 9 * MOTOROLA INC<br />
62C376 $0 9 MOTOROLA INC<br />
626376 95 9 MOTOROLA INC<br />
626388 10 6 MOVADO GROUP INC<br />
624581 iO 4 n MOVIE GALLERY INC<br />
62C581 SO 4 MOVIE GALLERY INC<br />
624581 45 4 MOVIE GALLERY INC<br />
624591 10 3 MOVIE STAR INC<br />
626720 20 7 MOYCO TECHNOLOGIES INC<br />
624752 i 3 i MUELLER PAUL CO<br />
624756 10 2 * MUELLER INDS INC<br />
624756 SO 2 MUELLER INDS INC<br />
62C756 95 2 MUELLER INDS INC<br />
625367 iG 7 * MULTEX COM INC<br />
625367 SO 7 MULTEX COM INC<br />
625367 95 7 MULTEX COM INC<br />
625333 10 4 MULTI COLOR CORP<br />
623G4T 10 9 * WLTILINK TECHNOLOGY CORP<br />
625%4T $0 9 MULTILINK TECHNOLOGY CORP<br />
62544T $5 9 MULTILINK TECHNOLOGY CORP<br />
6254GT 212 8 % MULTILINK TECHNOLOGY CORP<br />
62534T 56 8 MULTILINK TECHNOLOGY CORP<br />
02514T 55 8 MULTILINK TECHNOLOGY CORP<br />
625453 10 5 * MULTIMEDIA GAMES INC<br />
625455 90 5 MULTIMEDIA GAMES INC<br />
625453 55 5 MULTIMEDIA GAMES INC<br />
6253Si LO 1 MUNIYIELD N J INSD FD INC<br />
625330 10 2 MUNIHOLDINGS INSD FD INC<br />
625931 ;O O MUNIHOLDINGS N Y INSD FD INC<br />
625?33 10 6 MUNIHOiDINGS CALIF INSD FD I<br />
623935 ;2 1 MUNIHOiDINGS FD 11 INC<br />
625936 ;O 9 MUNIHOLDINGS N J INSD FD INC<br />
62hlSG iO 6 MUNIASSETS FD INC<br />
626iaS 10 4 MUNICIPAL ADVANTAGE FD INC<br />
ISSUER DESCRIPTION STATUS<br />
CALIF QLTY MUN<br />
QLT MUN INV TR<br />
QUALT MUN INCM<br />
INSD MUN INCM<br />
INSD MUN BD TR<br />
INSD CA MUN<br />
INSD MUN SECS<br />
INSD MUN TR<br />
INCOME SEC INC<br />
CL A DELETED<br />
COM DELETED<br />
COM<br />
COM<br />
NOTE<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM PAR $0.005<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
CL A NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
ADDED<br />
ADDED
RUN DATE:09/24/02 3% LIST OF SECTION <strong>13F</strong><br />
RUN TIME:G8:47<br />
CijSFP XO. ISSUER NAME<br />
626214 iO O MUNICIPAL HIGH INCOME FD INC<br />
62522C 10 i MUNICIPAL PARTNERS FD INC<br />
62622E 10 7<br />
626246 10 i<br />
MUNICIPAL PARTNERS FD I1 INC<br />
?IUNICIPAL MTG 8 EQUITY L L C<br />
6262qk 10 5 MUNIHOLDINGS FLA INSD FD<br />
625243 1C 9 MUNIENHANCED FD INC<br />
624245 iO 4 MUNIINSURED FD INC<br />
62525A 10 2 MUNIHOLDINGS INSD FD I1 INC<br />
62525F 10 1 MUNIHOLDINGS CALIF INSD FD I<br />
62625H IC 7 MUNIHOLDINGS FD INC<br />
62629H 10 3 MUNIYIELD ARIZ FD INC<br />
62624L iO 4 MUNIYIELD CALIF INSD FD I1 I<br />
62629P 10 5 MUNIVEST FD I1 INC<br />
626295 10 9 MUNIVEST FD INC<br />
625296 10 7 MUNIYIELD CALIF FD INC<br />
626237 10 5 MUNIYIELD FLA FD<br />
626298 iG 3 MUNIYIELD FLA INSD FD<br />
626299 iO 1 MUNIYIELD FD INC<br />
62633E 3.0 7 MUNIYIELD INSD FD INC<br />
62535~ 10 6 MUNIYIELD MICH INSD FD INC<br />
6263CL 10 1 MUNIYIELD N J FD INC<br />
6253CP iO 2 MUNIYIELD N Y INSD FD I1 INC<br />
02630T 10'4 MUNIYIELD QUALITY FD I1<br />
62530V 10 9 MUNIYIELD PA INSD FD<br />
62635C 10 7 MUNIYIELD MICH INSD FD I1 IN<br />
626301 lU 5 MUNIYIELD N Y INSD FD INC<br />
626302 iO 3 MUNIYIELD QUALITY FD INC<br />
626717 10 2 X MURPHY OIL CORP<br />
626717 50 2 MURPHY OIL CORP<br />
626717 95 2 MURPHY OIL CORP<br />
626458 :O 4 MUTUALFIRST FINL INC<br />
628q64 i0 9 MYERS INDS INC<br />
62852P ID 3 * MYKROLIS CORP<br />
62852P SO 3 MYKROLIS CORP<br />
62ESPP 55 3 NYKROLIS CORP<br />
622330 iO 7 * MYLAN iABS INC<br />
628530 40 7 MYLAN LABS INC<br />
62i330 95 7 MYLAN iABS INC<br />
628351 10 4 * MYi?IAD GENETICS INC<br />
6ZE35~ 90 4 . XYRIAD GENETICS INC<br />
62f35~ 55 4 MYRIAD GENETICS INC<br />
628143 10 8<br />
628729 10 5<br />
MYSTIC FINL INC<br />
NBC CAP CORP<br />
626778 10 2 NBT BANCORP INC<br />
628752 iO 4 * NBTY INC<br />
626782 $0 4 NBTY INC<br />
62E782 95 4 NBTY INC<br />
62885-E GO 6 NCE PETROFUND 1<br />
62883J iU 8 NCG PORTFOLIO MANAGEMENT INC<br />
SECURITIES ** PAGE 179<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
GROWTH SHS<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
C OM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
TR UT NEW 2001<br />
COM
ELiX ZATE:04/24/GZ ** LIST OF SECTION <strong>13F</strong> SECURITIES X* PAGE 180<br />
RUN TI?lE:GB:47 IVMOOl<br />
CgS;? NG. ISSUER NAME<br />
629852 10 5 NCI BUILDING SYS INC<br />
628858 Ai3 8 NCO GROUP INC<br />
626358 iO 2 * i4CO GROUP INC<br />
628358 SC 2 NCO GROUP INC<br />
62Z358 95 2 rJCO GROUP INC<br />
62585E iD 3 * NCR CORP NEW<br />
6ZS36E 90 8 NCR CORP NEW<br />
t2885E $5 8 NCR CORP NEW<br />
62Z856 10 5 NCRIC GROUP INC<br />
62.5341 10 3 NDS GROUP PLC<br />
628510 10 8 3 NS GROUP INC<br />
t2e316 $0 8 NS GROUP INC<br />
026316 95 8 NS GROUP INC<br />
623321 10 8 NGIC GROWTH FD INC<br />
622.368 10 9 NkSb FINL INC<br />
62F35C 20 4 NEC CORP<br />
625146 IG 0 NIC INC<br />
62Si.56 40 7 * NL INDS INC<br />
625156 50 7 NL INDS INC<br />
62Si56 55 7 iiL INDS INC<br />
625246 10 5 * NMS COMMbNICATIONS CORP<br />
629248 SC 5 NMS COMMUNICATIONS CORP<br />
62S248 45 5 NMS COI4MUNICATIONS CORP<br />
655294 10 9 NMT MED INC<br />
625537 lCi 6 NN INC<br />
62S3SP 1G 3 * NPS PHARMACEUTICALS INC<br />
62935P 50 3 NPS PHARMACEUTICALS INC<br />
62935P 95 3 NPS PHARMACEUTICALS INC<br />
623365 iO 8 NSD BANCORP INC<br />
025$1C 30 9 * NTN COMMUNUNICATIONS INC<br />
62SGlC $0 9 NTN COMMUNUNICATIONS INC<br />
62441G 45 9 NTN COMMUNUNICATIONS INC<br />
62?;2W 20 i * NTT DOCOMO INC<br />
62$$2ti $0 1 NTT DOCOMO INC<br />
62542K 45 1 NTT DOCOMO INC<br />
62S428 10 3 NUC02 INC<br />
623431 iO 7 NU1 CORP<br />
62544T iO 5 NVR INC<br />
6294SE iO 6 NWH INC<br />
029+84 10 6 NYMAGIC INC<br />
629319 10 9 * NABI BIOPHARMACEUTICALS<br />
629519 5 0 9 NABI BIOPHARMACEUTICALS<br />
625519 95 9 NABI BIOPHARMACEUTICALS<br />
624558 AD 8 NABORS INDS INC<br />
624368 AF 3 NABORS INDS INC<br />
624366 10 6 * NABORS INDS INC<br />
62$358 SC 6 NABORS INDS INC<br />
625358 95 6 NABORS INDS INC<br />
62$579 i O 3 NACCO INDS INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
NOTE 4.750% 4/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
ADR<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
SPONS ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DBCV<br />
DBCV<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
6/2<br />
2/0<br />
DELETED<br />
DELETED<br />
DELETED
!?GI! GATE : 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUk TINE : 08 : 47<br />
CdCI? SO. ISSUER NAME<br />
628365 14 8 NAH TAI ELECTRS INC<br />
625365 20 5 * NkM TAI ELECTRS INC<br />
524865 $0 5 NAM TAI.ELECTRS INC<br />
629355 55 5 NAM TAI ELECTRS INC<br />
633,75 iC 9 * NANOGEN INC<br />
032075 90 9 NANOGEN INC<br />
63C375 95 9 NANOGEN INC<br />
630377 l O 5 NANOMETRICS INC<br />
632375 i O 1 ?c NANOPHASE TCHNOLOGIES CORP<br />
630379 90 1 NANOPHASE TCHNOLOGIES CORP<br />
636379 $5 i NANOPNASE TCHNOLOGIES CORP<br />
03L402 10 5 NAPCO SEC SYS INC<br />
630795 10 2 * NLiPRO BIOTHERAPUTICS INC<br />
03C795 90 2 NAPRO BIOTHERAPUTICS INC<br />
63C795 45 2 NAPRO BIOTHERAPUTICS INC<br />
63C30P IC 5 NARA BANCORP INC<br />
63iiG0 10 4 * NASDAQ 100 TR<br />
631;SO 40 4 NASDAQ 100 TR<br />
63i;ClC 55 4 NASDAQ 100 TR<br />
631158 i O 2 HASH FINCH CO<br />
631226 1G 7 * NASHUA CORP<br />
631226 $0 7 NASHUA CORP<br />
631226 95 7 NASHUA CORP<br />
6317ZM i0 1 NASSDA CORP<br />
631728 40 9 NASTECrl PHARMACEUTICAL INC<br />
63227W 20 3 NATCO GROUP INC<br />
632347 10 0 NATHANS FAMOUS INC NEW<br />
6323G7 il 8 NATHANS FAMOUS INC NEW<br />
635325 GO S NATIONAL AUSTRALIA BK LTD<br />
635543 4G 8 NATIONAL BK GREECE S A<br />
634865 10 9 NATIONAL BANKSHARES INC VA<br />
635217 iG 6 NATIONAL BEVERAGE CORP<br />
555.G05 iO 3 * NATIONAL CITY CORP<br />
635435 $0 3 NATIONAL CITY CORP<br />
635G95 95 3 NATIONAL CITY CORP<br />
035+5P 1G 4 x NATIONAL COMMERCE FINL CORP<br />
63545P 5C 4 hATIONAL COMMERCE FINL CORP<br />
65J45F 55 4 NATIONAL COMMERCE FINL CORP<br />
535521 LA 3 NATIONAL DATA CORP<br />
53535ti iO 9 NATIONAL DENTEX CORP<br />
635,347 10 4 NATIONAL EQUIP SVCS INC<br />
635947 $0 6 NATIONAL EQUIP SVCS INC<br />
635347 95 6 NATIONAL EQUIP SVCS INC<br />
035335 i O 2 NATIONAL HEALTH REALTY INC<br />
635936 16 O NATIONAL HEALTHCARE CORP<br />
636126 20 i * NATIONAL FUEL GAS CO N J<br />
63615S 90 1 NATIONAL FUEL GAS CO N J<br />
636i80 95 1 NATIONAL FUEL GAS CO N J<br />
63523C i0 9 NATIONAL GOLF PPTYS INC<br />
SECURITIES ** PAGE 181<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
WW EXP 11/24/200<br />
COM PAR $0.02<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
UNIT SER 1<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM PAR $0.0-06<br />
CL A<br />
COM<br />
*W EXP 09/30/200<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000%11/0<br />
CON<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CAi L<br />
PUT<br />
COM
RUE 3ATE:04/24/C2 *X LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 182<br />
RUK TIME:G8:47 IVMOOl<br />
CuSi? NC. ISSilER NAME<br />
030274 i0 2 * NATIONAL GRID GROUP PLC<br />
65627G 40 2 NATIONAL GRID GROUP PLC<br />
636274 $5 2 NATIONAL GRID GROUP PLC<br />
63633C AD 6 NATIONAL HEALTH INVS INC<br />
63633G i0 4 NATIONAL HEALTH INVS INC<br />
636332 20 3 NLTIONAL HEALTH INVS INC<br />
635380 1 0 7 NATIONAL HOME HEALTH CARE CO<br />
636318 10 2 * NATIONAL INSTRS CORP<br />
636318 $0 2 NATIONAL INSTRS CORP<br />
636518 F5 2 NATIONAL INSTRS CORP<br />
636912 20 b NATIONAL MERCANTILE BANCORP<br />
635912 36 5 NATIONAL MERCANTILE BANCORP<br />
535318 50 2 NATIONAL MED HEALTH CARD SYS<br />
6JT37i 10 1 X NATIONAL-OILWELL INC<br />
637371 S O 1 NATIONAL-OILWELL INC<br />
537271 $5 1 gATIONAL-OILWELL INC<br />
637138 LG 8 NATIONAL PENN BANCSHARES INC<br />
637215 10 4 NATIONAL PRESTO INDS INC<br />
537229 10-5 NATIONAL PROCESSING INC<br />
637277 10 4 * NATIONAL R V HLDGS INC<br />
637277 40 4 NATIONAL R V HLDGS INC<br />
637277 45 4 NATIONAL R V HLDGS INC<br />
637372 i0' 3 NATIONAL RESEARCH CORP<br />
637546 10 2 NATIONAL SEC GROUP INC<br />
637440 lL 3 * NATIONAL SEMICONDUCTOR CORP<br />
637540 40 3 NATIONAL SEMICONDUCTOR CORP<br />
437540 55 3 NATIONAL SEMICONDUCTOR CORP<br />
637557 20 6 IqATIONAL SVC INDS INC<br />
656104 10 9 AATIONAL TECHNICAL SYS INC<br />
638.25F' lG 1 dATIONAL VISION INC<br />
636322 10 2 NATIONAL WESTN LIFE INS CO<br />
6383iK 10 7 NATIONS BALANCED TARGET MAT<br />
658585 iC 4 NATIONS GOVT INCOME TERM 200<br />
635584 10 2 NATIONS GOVT INCOME 2004<br />
035512 10 1 * NATIONWIDE FINL SVCS INC<br />
6386i2 SC I NATIONWIDE FINL SVCS INC<br />
658512 95 1 NATIONWIDE FINL SVCS INC<br />
636626 10 4 NATIONWIDE HEALTH PPTYS INC<br />
636762 10 7 NATROL INC<br />
638842 30 2 , NATURAL ALTERNATIVES INTL IN<br />
C36382 AA 8 NATURAL MICROSYSTEMS CORP<br />
638931 30 6 NAVISTAR INTL CORP<br />
636722 AM 8 NAVISTAR FINL CORP<br />
63f?24 iO 2 NAVIGATORS GROUP INC<br />
633327 10 i * NATURES SUNSHINE PRODUCTS IN<br />
655227 $ 0 l aATURES SUNSHINE PRODUCTS IN<br />
635227 55 i NATURES SUNSHINE PRODUCTS IN<br />
63535A iO 1 !iATUZZI S P A<br />
63i35C 10 3 NATUS MEDICAL INC DEL<br />
ISSUER DESCRIPTION STATUS<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
SDCV 10.500% 1/0<br />
COM<br />
PFD CV $0.01<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
PFD CONV 6.50%<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
C OM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
CL A<br />
COM<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
NOTE 5.000%10/1<br />
PREF D CVADJDV<br />
NOTE 4.750% 4/0 ADDED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
ADR<br />
COM
.2d& 3PTE: G9/24/02 XX LIST OF SECTION<br />
Ru& TIXE: G8: 47<br />
CilSl? NG. ISSUER NAME<br />
635389 iO I * NAUTICA ENTERPRISES INC<br />
65S089 40 1 NAUTICA ENTERPRISES INC<br />
633339 55 i NAUTICA ENTERPRISES INC<br />
639SOE ;O 2 * NAUTILUS GROUP INC<br />
639106 50 2 NAUTILUS GROUP INC<br />
63410E 55 2 NAUTILUS GROUP INC<br />
633208 10 7 * NAVARRE CORP<br />
634208 90 7 NAVARRE CORP<br />
63$258 45 7 NGb-ARRE CORP<br />
63934E iO 8 X NAVISTAR INTL CORP NEW<br />
63S34E 40 8 NkVISTAR INTL CORP NEW<br />
63934E 55 8 NAVISTAR INTL CORP NEW<br />
63934C 10 i NAVIDEC INC<br />
63735V 10 9 * NGVISITE INC<br />
5393JR 90 9 NAVISITE INC<br />
63535F $5 9 NAVISITE INC<br />
63935h 10 7 * NkVIGANT CONSULTING INC<br />
63$35N 96 7 NAVIGANT CONSULTING INC<br />
t3935N 45 7 NAVIGANT CONSULTING INC<br />
65955Z LO 8 NAVIGANT INTL INC<br />
639G80 10 2 Z NDCHEALTH CORP<br />
635480 50 2 WCHEALTH CORP<br />
63S480 45 2 NDCHEALTH CORP<br />
64G204 20 2 * NEIMAN MARCUS GROUP INC<br />
64L234 SO 2 NEIMAN MARCUS GROUP INC<br />
64C.234 45 2 NEIMAN MARCUS GROUP INC<br />
64,2234 30 1 * NEIMAN MARCUS GROUP INC<br />
64l254 50 1 NEIMAN MARCUS GROUP INC<br />
643204 55 1 NEIMAN MARCUS GROUP INC<br />
64C.376 ii 9 NELSON THOMAS INC<br />
642376 20 8 MELSON THOMAS INC<br />
64Z441 ;O i NEMATRON CORP<br />
64>77 5G 5 x NEOFORMA COM INC<br />
64G%75 SC 5 NEOFORMA COM INC<br />
64C275 95 5 NECIFORMA COM INC<br />
64Cq91 i0 6 SEOGEN CORP<br />
SGCq97 iO 5 x NEOMAGIC CORP<br />
6GCG97 SO 3 GEOMAGIC CORP<br />
64CiS7 45 3 t4EOMAGIC CORP<br />
tGCJ29 I C 5 NEON SYS INC<br />
64?520 3C O * NEORX CORP<br />
64i32C 90 G NEORX CORP<br />
640526 45 9 NEORX CORP<br />
64G3.22 iC 8 * NEOSE TECHNOLOGIES INC<br />
540322 SO 8 NEOSE TECHNOLOGIES INC<br />
6GC5ZZ 55 8 NEOSE TECHNOLOGIES INC<br />
64065F iO 2 * NEOWARE SYS INC<br />
64265P FD 2 NEOWARE SYS INC<br />
54C55P 45 2 ~EOWARE SYS INC<br />
<strong>13F</strong> SECURITIES ** PAGE 183<br />
IVMOOL<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
C OM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CL B<br />
CON<br />
COM NEW<br />
CAL i<br />
PUT<br />
CDM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM PAR $0.02<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT
ZUh 3ATE:i35'/24/02 *x LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 184<br />
k,dli TIME: C8:47 I VMO 0 1<br />
CijSIP NC. ISSUER NAME<br />
646556 1C 4 NEOTHEZAPEUTICS INC<br />
64C~56 t0 2 NEOTHERAPEUTICS INC<br />
640319 iO 6 * NEOPHARM INC<br />
OGC3i9 SC 6 NEOPHARM INC<br />
64C719 95 6 NEOPHARM INC<br />
64b333 10 7 X NETBANK INC<br />
64G333 50 7 CtETBANK INC<br />
64C333 95 7 WETBANK INC<br />
64C938 L.B 2 NETWORKS ASSOCS INC<br />
6qS138 i G 6 X NETWORKS ASSOCS INC<br />
04C938 SO 6 NETWORKS ASSOCS INC<br />
64C938 $5 6 NETWORKS ASSOCS INC<br />
64137: &A 4 NET BANK INC<br />
64i37U iO 1 * NET PERCEPTIONS INC<br />
64137U 90 1 NET PERCEPTIONS INC<br />
64i37U $5 1 NET PERCEPTIONS INC<br />
64108N iO 6 + NET2PHONE<br />
64l36N 50 6 NETZPHONE<br />
t41S3h $5 6 NETZPHONE<br />
64129T 10 2 * NET SERVICOS DE COMUNICACAO<br />
6Sl29T FO 2 NET SERVICOS DE COMUNICACAO<br />
64139T 55 2 NET SERVICOS DE COMUNICACAO<br />
64110i 10 6 NETFLIX COM INC<br />
64iiOP 10 7 * NETEGRITY INC<br />
64110P $3 7 NETEGRITY INC<br />
641iOP 55 7 NETEGRITY INC<br />
64113W iC 2 NETEASE COM INC<br />
641;lK iO 7 NETGURU COM INC<br />
64114& 50 2 NETIA HLDGS S A<br />
64i14K iO 4 * NETOPIA INC<br />
64114K $0 4 NETOPIA INC<br />
641i4K 95 4 NETOPIA INC<br />
641L4H 10 9 * NETRO CORP<br />
6G114R $0 9 NETRO CORP<br />
64114R $5 9 NETRO CORP<br />
64i14W 30 6 NETSMART TECHNOLOGIES INC<br />
64114Y 10 4 FiETNATION COMMUNICATIONS INC<br />
641144 10 0 3 NETMANAGE INC<br />
tGii44 SO O NETMANAGE INC<br />
641144 95 O NETMANAGE INC<br />
'/ .-t~&$4<br />
" SO 8 NETMANAGE INC<br />
641i5A 10 5 NETSOL TECHNOLOGIES INC<br />
6 L 7 7 G :<br />
-,;-a 10 6 YETSOLVE INC<br />
64113? i C 2 * NETIQ CORP<br />
64iL-F S C 2 NETIQ CORP<br />
64115P $5 2 NETIQ CORP<br />
64113T 10 4 NETSCOUT SYS INC<br />
64ii5X 10 8 NETRATINGS INC<br />
64117V iO 7 * NETSCREEN TECHNOLOGIES INC<br />
ISSUER DESCRIPTION STATUS<br />
COM DELETED<br />
COM NEW ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SDCV 2/1<br />
COM<br />
CALL<br />
PUT<br />
NOTE 4.750% 6/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR ADDED<br />
CALL ADDED<br />
PUT ADDED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
SPONS ADR NEW ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
Rd% DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUN TIME:C8:47<br />
CLiSI? NC. ISSUER NAME<br />
5G1-7V $0 7 NETSCREEN TECHNOLOGIES INC<br />
641i7b 45 7 NETSCREEN TECHNOLOGIES INC<br />
64129L 1C 4 * NETWORK APPLIANCE INC<br />
64123L CC 4 NETWORK APPLIANCE INC<br />
6412GL 45 4 NETWORK APPLIANCE INC<br />
64120V 1G 2 NETWOLVES CORP<br />
641238 ;,A I NETWORK EQUIP TECHNOLOGIES<br />
64120E 10 3 * NETWORK EQUIP TECHNOLOGIES<br />
641258 9G 3 NETWORK EQUIP TECHNOLOGIES<br />
64120% $5 3 NETWORK EQUIP TECHNOLOGIES<br />
6GlZiA IG 7 k4ETWORK ENGINES INC<br />
64121k 10 9 NETWORK-1 SEC SOLUTIONS INC<br />
64i23L LZ 7 NETWORKS ASSOCS INC<br />
641234 AC 3 NEUBERGER BERMAN INC<br />
541234 10 9 E NEUBERGER BERMAN INC<br />
641234 $0 9 NEUBERGER BERMAN INC<br />
641234 95 9 NEUBERGER BERMAN INC<br />
6G124E 10 6 * NEUROGEN CORP<br />
64124E 40 6 NEUROGEN CORP<br />
64124E 95 6 NEUROGEN CORP<br />
64124W 10 6 NEUROBIOLOGICAL TECHNOLOGIES<br />
6412% 10 9 * NEUROCRINE BIOSCIENCES INC<br />
64125C 50 9 NEUROCRINE BIOSCIENCES INC<br />
64125C $5 9 NEUROCRINE BIOSCIENCES INC<br />
641256 20 6 NEVADA GOLD & CASINOS INC<br />
64127C iO 7 NEVADA CHEMICALS INC<br />
641376 10 7 NEW AMER HIGH INCOME FD INC<br />
642876 in 6 NEW BRUNSWICK SCIENTIFIC INC<br />
64332D 1G i * NEW CENTURY FINANCIAL CORP<br />
64532D SO 1 NEW CENTURY FINANCIAL CORP<br />
64352C 55 1 NEW CENTURY FINANCIAL CORP<br />
64353" 10 7 NEW CENTY EQUITY HLDGS CORP<br />
5437SH 10 2 NEW DRAGON ASIA CORP<br />
64378E 11 O NEW DRAGON ASIA CORP<br />
643372 10 4 CdEW ENGLAND BUSINESS SVC INC<br />
644236 10 4 NEW ENGLAND RLTY ASSOC LTD P<br />
64L383 10 1 * !qEU FOCUS INC<br />
64'385 SC i<br />
646383 95 1<br />
NEW fOCUS INC<br />
NEW FOCUS INC<br />
6G439Z TC 9 NEW FRONTIER MEDIA INC<br />
5G'%65 1G 6 NEW GERMANY FD INC<br />
044722 10 O NEW HAMPSHIRE THRIFT BANCSHS<br />
04Z526 10 4<br />
6/ - ' i>j73 iO 4<br />
NEW HORIZONS WORLDWIDE INC<br />
NEW IRELAND FUND INC<br />
636125 2G 6 NEW JERSEY RES<br />
641:53 1G 6 E NEW PLAN EXCEL RLTY TR INC<br />
642.353 SO 6 NEW PLAN EXCEL RLTY TR INC<br />
6G8353 S5 6 NEW PLAN EXCEL RLTY TR INC<br />
645353 23 5 sEi4 PLAN EXCEL RLTY TR INC<br />
SECURITIES ** PAGE 185<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SDCV 7.250% 5/1 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE 5.250% 8/1<br />
NOTE 5/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
XW EXP 03/28/200<br />
COM<br />
DEPOSITRY RCPT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD CV A 8.50% DELETED
RSK LATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *% PAGE 186<br />
RUE TI?lE:08:47 IVMOOl<br />
CUSIP NG. ISSUER NAME<br />
548723 It 4 NEW SKIES SATELLITES N V<br />
646867 10 9 NEW TEL LTD<br />
645380 11 6 NEW VY CORP<br />
044080 50 4 NEW VY CORP<br />
64'9445 10 3 * NEd YORK CMNTY BANCORP INC<br />
649445 SG 3 NEW YOZK CMNTY BANCORP INC<br />
645445 95 3 NEW YORK CMNTY BANCORP INC<br />
64qi.57 iO 5 NEW YORK HEALTH CARE INC<br />
652ill 10 7 * NEW YORK TIMES CO<br />
65:11i 50 1 NEW YORK TIMES CO<br />
6SSlil 95 7 NEW YORK TIMES CO<br />
651229 15 6 * NEWELL RUBBERMAID INC<br />
651229 5G 6 NEWELL RUBBERMAID INC<br />
651229 $5 6 NEWELL RUBBERMAID INC<br />
651290 10 8 X NEWFIELD EXPL CO<br />
651290 $0 8 NEWFIELD EXPL CO<br />
651290 95 8 NEWFIELD EXPL CO<br />
051291 20 5 NEWFIELD FINL TR I<br />
651426 10 8 NEWHALi LAND 8 FARMING CO CA<br />
651378 10 6 NEWMARK HOMES CORP<br />
651635 10 9 NEWMIL BANCORP INC<br />
651439 10 6 X NEWMONT MINING CORP<br />
651:539 40 6 NEWMONT MINING CORP<br />
651539 45 6 NEWMONT MINING CORP<br />
651718 50 4 * NEWPARK RES INC<br />
651716 95 4 NEWPARK RES INC<br />
651718 95 4 NEWPARK RES INC<br />
651824 10 4 * NEWPORT CORP<br />
651324 $0 4 NEWPORT CORP<br />
651324 95 4 NEWPORT CORP<br />
652Gi32 kZ 3 NEWS AMER INC<br />
652487 70 5 * NEWS CORP LTD<br />
tS2%87 SG 3 NEWS CORP LTD<br />
652487 95 3 NEWS CORP LTD<br />
552526 10 4 qEWTEK CAP INC<br />
532403 10 5 NEXMED IkC<br />
65332E 1 0 i YEXTERA ENTERPRISES INC<br />
65332h 11 2 NEXELL THERAPEUTICS INC<br />
65332k 20 3 NEXELL THERAPEUTICS INC<br />
65332V AT O NEXTEL COMMUNICATIONS INC<br />
65332V kY 9 NEXTEL COMMUNICATIONS INC<br />
65532V BC 6 9EXTEL COMMUNICATIONS INC<br />
55532V IC 3 X NEXTEL COMMUNICATIONS INC<br />
45332V 40 3 NEXTEL COMMUNICATIONS INC<br />
65332V 95 3 YEXTEL COMMUNICATIONS INC<br />
65333F iC 7 % NEXTEL PARTNERS INC<br />
05333F 90 7 NEXTEL PARTNERS INC<br />
65333F 45 7 NEXTEL PARTNERS INC<br />
65333C SO 2 NEXPRISE INC NEW<br />
ISSUER DESCRIPTION STATUS<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
*W EXP 06/14/200<br />
COM PAR $.01<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
QUIPS SER A<br />
DEPOSITARY REC<br />
COM DELETED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM PAR S.OlNEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 2/2<br />
ADR NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
*W EXP 06/20/200 DELETED<br />
COM NEW DELETED<br />
NOTE 4.750% 7/0<br />
NOTE 5.250% 1/1<br />
NOTE 6.000% 6/0<br />
CL A<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM NEW
i?Gh 3b.TE: 05/24/02 ** LIST OF SECTION <strong>13F</strong><br />
R3k TIME:G8:47<br />
CU'SI? NC . ISSUER NAME<br />
t5333L iO 4 * NEXT LEVEL COMM INC<br />
05353U SO 4 NEXT LEVEL COMM INC<br />
65333U 45 4 NEXT LEVEL COMM INC<br />
63534H 10 2 * NEXEN INC<br />
65334b $0 2 NEXEN INC<br />
65334H $5 2 NEXEN INC<br />
653349 iO 0 NIAGARA CORP<br />
653'356 10 8 * NICE SYS LTD<br />
65Z.656 9G 8 NICE SYS LTD<br />
655656 45 8 NICE SYS LTD<br />
653735 20 9 NICHOLAS FINANCIAL INC<br />
654355 iO 7 * i4ICOR INC<br />
654386 50 7 NICOR INC<br />
654336 55 7 NICOR INC<br />
65F390 16 9 NIDEC CORP<br />
63L106 iO 3 x NIKE INC<br />
654l06 50 3 NIKE INC<br />
654106 45 3 NIKE INC<br />
65Li.13 10 9 * NIKU CORP<br />
654i13 90 9 NIKU CORP<br />
654ii3 45 9 NIKU CORP<br />
65439R iC 4 NIMBUS GROUP INC<br />
65440K IG 6 * 39 CENTS ONLY STORES<br />
554GOK 40 6 99 CENTS ONLY STORES<br />
65L4OK 95 6 99 CENTS ONLY STORES<br />
654524 iO 5 NIPPON TELEG & TEL CORP<br />
65473F 10 5 * NISOURCE INC<br />
65c73P 50 5 NISOURCE INC<br />
65473P $5 5 NISOURCE INC<br />
65G7G4 40 8 NISSAN MOTORS<br />
65476M iO 9 NITCHES INC<br />
654765 20 5 NISSIN CO LTD<br />
05G88S 10 4 NOBEL LEARNING CMNTYS INC<br />
654.392 iO 8 NOBILITY HOMES INC<br />
654302 2C 4 * NOKIA CORP<br />
654902 93 4 NOKIA CORP<br />
6 5 ~ 3 ~ 95 2 4 NOKIA CORP<br />
653344 10 5 * NGBLE ENERGY INC<br />
655344 90 5 VOBLE ENERGY INC<br />
63536G 55 5 NOBLE ENERGY INC<br />
655553 iO 6 NOBLE INTL LTD<br />
6f52E6 iG 2<br />
65535~ 20 e<br />
NOLAND CO<br />
NGMURA HLDGS INC<br />
655;lii ZG I NORAM FING I<br />
655419 AC 3 NCRAM ENERGY CORP<br />
035422 10 3 * NORANDA INC<br />
655q22 4G 3 NORANDA INC<br />
655422 $5 3 NGRANDA INC<br />
055663 LC! 2 * NGRDSON CORP<br />
SECURITIES ** PAGE 187<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPONSORED ADR<br />
TOPRS 6.25%<br />
SDCV 6.000% 3/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADDED
EGN DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 188<br />
RUN TI?lE:SS:47 IVMOOl<br />
CUI? NC;. ISSUER NAME<br />
655563 SO 2 dORDSCN CORP<br />
635553 55 2 YORDSON CORP<br />
635554 10 G * NCRDSTROM INC<br />
655554 9C 0 NORDSTZOM INC<br />
65165G 95 O YOKDSTROM INC<br />
5553G4 iG 8 * NGRFOLK SOUTHERN CORP<br />
655344 9O 8 NORFOLK SOUTHERN CORP<br />
655346 45 8 NORFOLK SOUTHERN CORP<br />
656512 10 0 NORSAT IkTL INC NEW<br />
656331 60 5 NORSK HYDRO A S<br />
656335 1 NORSTAN INC<br />
655553 10 4 NORTECH SYS INC<br />
655359 10 i NORTEK INC<br />
656358 AE 8 NORTEL NETWORKS CORP NEW<br />
656558 iO 2 x NORTEL NETWORKS CORP NEW<br />
655565 SO 2 NORTEL NETWORKS CORP NEW<br />
63i5SS 95 2 NORTEL NETWORKS CORP NEW<br />
656312 iO 2 x NORTH AMERN PALLADIUM LTD<br />
656312 $0 2 NORTH AMERN PALLADIUM LTD<br />
05i312 95 2 NORTH AMERN PALLADIUM LTD<br />
55715D i O O * NORTH AMERN SCIENTIFIC INC<br />
657159 $0 0 NORTH AMERN SCIENTIFIC INC<br />
657L5E 45 0 NORTH AMERN SCIENTIFIC INC<br />
657;73 26 7 NORTH AMERN TECH GROUP INC<br />
657467 10 6 NORTH BANCSHARES INC<br />
65;,18 iD S<br />
NORTH BAY BANCORP NAPA CA<br />
NORTH CENT BANCSHARES INC<br />
$58549 7C 2 NORTH COAST ENERGY INC<br />
656788 IG 4 NORTH CTRY FINL CORP<br />
65?3i0 iO 6 NORTH EUROPEAN OIL RTY TR<br />
655224 10 5 3 NORTH FORK BANCORPORATION NY<br />
65$424 56 5 YGRTH FORK BANCORPORATION NY<br />
55Q424 $5 5 NORTH FORK BANCORPORATION NY<br />
661342 10 8 NORTH PITTSBURGH SYS INC<br />
6633W LO 5 NORTH VALLEY BANCORP<br />
603904 :6 0 NOSTHEAST BANCORP<br />
653305 10 7 NORTHEAST PA FINL CORP<br />
064136 1C 2 NORTHEAST IND BANCORP INC<br />
666397 10 6 * NCRTHEAST UTILS<br />
6643;7 SG 6 NORTHEAST UTILS<br />
654397 55 6 YORTHEAST UTILS<br />
t6a7S5 10 2 NORTHERh BORDER PARTNERS L P<br />
665'51 10 3 NGRTHERN STS FINL CORP<br />
665309 iG 9 NORTHERN TECH INTL CORP<br />
655354 iD 4 % NORTHEZN TR CORP<br />
065359 90 4 YORTHERN TR CORP<br />
665359 $5 4 NORTHERN TR CORP<br />
666135 iG 8 * NORTHFIELD LABS INC<br />
6sSiS5 $0 8 NORTHFIELD LABS INC<br />
ISSUER DESCRIPTION STATUS<br />
CAi L<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
NOTE 4.250% 9/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CAL i<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
UNIT LTD PARTN<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
ADDED
R5k 2kTE:09/24/02 %* LIST OF SECTION <strong>13F</strong><br />
R!JN TI?lE:G8:47<br />
CUSI? iJC. ISSUER NAME<br />
665135 55 S NGZTHFIELD LABS INC<br />
666762 iD 9 NORTHRIM BANCORP INC<br />
656507 10 2 * NORTHROP GRUMMAN CORP<br />
616807 SO 2 WORTHROP GRUMMAN CORP<br />
666307 95 2 NORTHROP GRUMMAN CORP<br />
657272 iG 2 NGRTHWAY FINL INC<br />
657280 10 1 * NORTHWEST AIRLS CORP<br />
667280 90 1 NORTHWEST AIRLS CORP<br />
667280 95 1 NORTHWEST AIRLS CORP<br />
667526 10 8 NORTHWEST BANCORP INC PA<br />
66737P i D 5 NORTHWEST BIOTHERAPEUTICS IN<br />
567655 10 4 * NORTHWEST NAT GAS CO<br />
667655 50 4 NORTHWEST NAT GAS CO<br />
657635 $5 4 NORTHWEST NAT GAS CO<br />
557746 10 1 NORTHWEST PIPE CO<br />
658374 10 7 * NGRTHWESTERN CORP<br />
653374 90 7 NGRTHWESTERN CORP<br />
606074 95 7 NORTHWESTERN CORP<br />
669330 AJ 6 NORWEST CORP<br />
655549 10 7 NORWOOD FINANCIAL CORP<br />
65577M 10 4 * dOVA CHEMICALS CORP<br />
66977W 9C 9 NOVA CHEMICALS.CORP<br />
66477W 95 9 I~OVA CHEMICALS CORP<br />
664856 i O 8 NOVAMED EYECARE INC<br />
66987M LO 9 * NOVATEL WIRELESS INC<br />
66987Pi 9C 9 NOVATEL WIRELESS INC<br />
66987M 55 9 NOVATEL WIRELESS INC<br />
65937V 10 9 * NGVARTIS A G<br />
60S87V SO 9 NOVARTIS A G<br />
66987V 95 9 NOVARTIS A G<br />
66S908 iO 5 X NU HORIZONS ELECTRS CORP<br />
669908 SG 5 NU HORIZONS ELECTRS CORP<br />
669908 95 5 NU HORIZONS ELECTRS CORP<br />
669937 i O 4 * NGVADIGM INC<br />
669337 90 4 NCVADIGM INC<br />
659937 95 4 NOVADIGM INC<br />
665347 40 0 NOVASTAR FINL INC<br />
065754 i O 9 NOVATEL INC<br />
669756 10 4 NOTIFY TECHNOLOGY CORP<br />
665'256 11 2 NOTIFY TECHNOLOGY CORP<br />
tSS356 20 3 NOTIFY TECHNOLOGY CORP<br />
665354 10 8 YOVAMERICAN STL INC<br />
659967 50 1 * NUANCE COMMUNICATIONS INC<br />
669367 50 i NUANCE COMMUNICATIONS INC<br />
654367 95 1 NUANCE COMMUNICATIONS INC<br />
670302 1C 4 * NOVAVAX INC<br />
67C332 30 4 NOVAVAX INC<br />
67G332 55 G NOVAVAX INC<br />
676,>06 10 5 * NGVELL INC<br />
SECURITIES *X PAGE 189<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SDCV 6.750% 7/0<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM DELETED<br />
%W EXP 08/28/200 DELETED<br />
UNIT 99/99/9999 DELETED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM
RLti 3ATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 190<br />
Rdk TIME:08:47 IVMOOl<br />
CLiSIP N6. ISSUER NAME<br />
67: 506 SO 5 NOVELL INC<br />
672356 S 5 5 NGVELL INC<br />
67C308 AS 7 NOVELLUS SYS INC<br />
670008 10 1 * NOVELLUS SYS INC<br />
67C368 $0 1 NOVELLUS SYS INC<br />
67G306 55 1 NOVELLUS SYS INC<br />
67C30S 10 9 * NOVEN PHARMACEUTICALS INC<br />
67G309 90 9 NOVEN PHARMACEUTICALS INC<br />
67C3G9 S5 9 NOVEN PHARMACEUTICALS INC<br />
6TC188 20 2 NOVITRON INTL INC<br />
67CIOC 10 0 * NOVOSTE CORP<br />
07CiDC $0 0 NOVOSTE CORP<br />
67P1JC 45 G NOVOSTE CORP<br />
67G10F 1G 3 NOUOGEN LIMITED<br />
6iCiOC 20 5 * NOVO-NORDISK A S<br />
67CiOG 90 5 NOVO-NORDISK A S<br />
670i00 95 5 NOVO-NORDISK A S<br />
67218N 10 8 NSTOR TECHNOLOGIES INC<br />
67G18T iO 5 * NU SKIN ENTERPRISES INC<br />
670i8T 90 5 NU SKIN ENTERPRISES INC<br />
67GtaT 45 5 NU SKIN ENTERPRISES INC<br />
67G29E 10 7 * NSTAR<br />
67Ci9E $0 7 NSTAR<br />
67Gi4E $5 7 NSTAR<br />
67Gi9U 10 i NTELOS INC<br />
670198 10 0 NUCENTRIX BROADBAND NETWORKS<br />
67C346 iO 5 * NUCOR CORP<br />
67C346 $6 5 NUCOR CORP<br />
676346 45 5 NUCOR CORP<br />
670309 1 G 8 * NUEVO ENERGY CO<br />
6TC5S9 90 8 NUEVO ENERGY CO<br />
67C399 45 8 NUEVO ENERGY CO<br />
07C33A 15 2 NUMEREX CORP PA<br />
67C33i 30 i * NUMERICAL TECHNOLOGIES INC<br />
57C33T SO 1 NUMERICAL TECHNOLOGIES INC<br />
57C53T 95 1 NUMERICAL TECHNOLOGIES INC<br />
07?53S iO 4 NUVEEN INSD PREM INCOME MUN<br />
6785K4 iO 5 NUVEEN PREM INCOME MUN FD 4<br />
57G6;O 10 2 NUVEEN CALIF PREM INCOME MUN<br />
67G5CC iC 7 &WEEN CONN PREM INCOME MUN<br />
67250F lC 2 NUVEEN GA PREM INCOME MUN FD<br />
67260F iO 0 NUVEEN N C PREM INCOME MUN F<br />
67C63F 10 8 NUVEEN MO PREM INCOME MUN FD<br />
67P60" I G 1 NUTRACEUTICAL INTL CORP<br />
67?51E 1G 4 NUVEEN MASS PREM INCOME MUN<br />
67C6lF LO i NLVEEN PA PREM INCOME MUN FD<br />
67C51Q iO 7 NUVEEN MD PREM INCOME MUN FD<br />
67C5iT 10 1 NUVEEN SELECT MAT MUN FD<br />
67CSlU 10 8 NUVEEN INSD CA PREM INCOME 2<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
NOTE 7/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
AD R<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
COM
RUiS DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RGN TI?lE:CE:47<br />
CUSI? NG. ISSUER NAME<br />
NUVEEN ARIZ PREM INCOME MUN<br />
NUVEEN INSD CALIF PREM INCOM<br />
NUVEEN CA INVT QUALITY MUN F<br />
NUVEEN CALIF MUN VALUE FD<br />
NUVEEN INVT QUALITY MUN FD I<br />
NUVEEN SELECT TAX FREE INCM<br />
NUVEEN MUN ADVANTAGE FD INC<br />
NUVEEN MUN INCOME FD INC<br />
NUVEEN NY MUN VALUE FD<br />
NUVEEN INSD QUALITY MUN FD I<br />
NUVEEN PERFORMANCE PLUS MUN<br />
NUVEEN CALIF PERFORM PLUS MU<br />
NUVEEN NY PERFORM PLUS MUN F<br />
NUVEEN PREM INCOME MUN FD<br />
NUVEEN CA MUN MKT OPPORTUNT<br />
NUVEEN MUN MKT OPPORTUNITY F<br />
NUVEEN N Y INVT QUALITY MUN<br />
NUVEEN SELECT TAX FREE INCM<br />
NUVEEN CA SELECT TAX FREE PR<br />
NUVEEN NY SELECT TAX FREE PR<br />
NUVEEN PREM INCOME MUN FD 2<br />
NUVEEN SELECT TAX FREE INCM<br />
dUVEEN VA PREM INCOME MUN FD<br />
NUWAVE TECHNOLOGIES INC<br />
NUWAVE TECHNOLOGIES INC<br />
NUWAVE TECHNOLOGIES INC<br />
NVIDIA CORP<br />
NVIDIA CORP<br />
AVIDIA CORP<br />
NVIDIA CORP<br />
NUVEEN DIVID ADVANTAGE MUN F<br />
AUVEEN NY DIVID ADVNTG MUN F<br />
NUVEEN CA DIVIDEND ADV MUN F<br />
NUVEEN SR INCOME FD<br />
NUVEEN ARIZ DIVID ADVANTAG M<br />
NUVEEN VA DIVID ADVANTAGE MU<br />
dLVEEN NC DIVID ADVANTAGE MU<br />
NUVEEN MASS DIVID ADVANTAG M<br />
NUVEEN MD DIVID ADVANTAGE MU<br />
NUVEEN CT DIVID ADVANTAGE MU<br />
NUTRITIOh 21 INC<br />
NUVEEN CA DIV ADVANTG MUN FD<br />
NUVEEN NJ DIV ADVANTAGE MUN<br />
NbVEEN NY DIV ADVANTG MUN FD<br />
NUVEEN OH DIV ADVANTAGE MUN<br />
NUVEEN PA DIV ADVANTAGE MUN<br />
NUVEEN DIV ADVANTAGE MUN FD<br />
NUVEEN OH DIV ADV MUNI FD 2<br />
NUVEEN GA DIV ADV MUNI FD<br />
SECURITIES ** PAGE 191<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
COM<br />
SH BEN INT<br />
COM<br />
COM DELETED<br />
*W EXP 07/03/200 DELETED<br />
*W EXP 05/11/200 DELETED<br />
NOTE 4.750%10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM SHS<br />
COM<br />
COM SH BEN INT<br />
COM SH BEN INT<br />
COM SH BEN INT<br />
COM SH BEN INT<br />
COM SH BEN INT<br />
COM SH BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM SH BEN INT<br />
COM
RUK DATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 192<br />
R u TIME:08:47 ~<br />
IVMOOl<br />
CuSI? NG. ISSUER NAME<br />
67270V 10 5 AUVEEN MD DIV ADV MUNI FD 2<br />
67070k 10 3 NUVEEN MI DIV ADV MUNI FD<br />
67370X 10 1 NUVEEN DIV ADV MUNI FD 3<br />
67070Y 10 9 NUVEEN CA DIV ADV MUNI FD 3<br />
67071A iO 0 NUWAY ENERGY INC<br />
67071A 11 8 NUWAY ENERGY INC<br />
67C71B iO 8 NUVEEN REAL ESTATE INCOME FD<br />
67271C 10 6 NUVEEN VA DIV ADV MUNI FD 2<br />
67071C LO 4 NUVEEN N C DIV ADV FD 2<br />
6iC71L iO 6 NUVEEN INSD DIVID ADVANTAGE<br />
67C7iM 10 4 NUVEEN INSD CALIF DIVID<br />
67G71N iO 2 NUVEEN INSD NEW YORK DIVID<br />
67071P i C 7 NUVEEN ARIZ DIVID ADVANTAGE<br />
67C71R 10 3 NUVEEN CONN DIVID ADVANTAGE<br />
67G71S 10 1 NUVEEN QUALITY PFD INCOME FD<br />
67071T 10 9 NUVEEN NEW JERSEY DIVID<br />
67C713 10 4 NUVEEN OHIO DIVID ADVANTAGE<br />
670ilW 10 2 NUVEEN PA DIVID ADVANTAGE MU<br />
670711 iO 0 NYER MED GROUP INC<br />
670712 10 8 + NYFIX INC<br />
070712 SO 8 NYFIX INC<br />
67C712 95 8 NYFIX INC<br />
67575P 10 2 NYMOX PHARMACEUTICAL CORP<br />
67G3SB I G 5 OAO TECHNOLOGY SOLUTIONS INC<br />
670523 10 3 X 3 CHARLEYS INC<br />
676323 90 3 3 CHARLEYS INC<br />
670823 95 3 0 CHARLEYS INC<br />
678337 10 3 OGE ENERGY CORP<br />
670337 9C 3 OGE ENERGY CORP<br />
670537 3 3 3GE ENERGY CORP<br />
672341 iO 5 O I CORP<br />
670372 iO 0 + JM GROUP INC<br />
67G372 90 0 OM GROUP INC<br />
67C372 $5 0 OM GROUP INC<br />
67C92E iO 0 NUVEEN MUN VALUE FD INC<br />
672970 10 2 NUVEEN FLA INVT QUALITY MUN<br />
67z971 10 0 NUVEEN NJ INVT QUALITY MUN F<br />
670772 10 8 NUVEEN PA INVT QUALITY MUN F<br />
670373 10 6 NUVEEN SELECT QUALITY MUN FD<br />
670975 10 i NUVEEN CA SELECT QUALITY MUN<br />
675976 iO 9 NUVEEN NY SELECT QUALITY MUN<br />
576377 10 7 WVEEN QUALITY INCOME MUN FD<br />
670578 iO 5 NUVEEN FLA QUALITY INCOME MU<br />
67C979 10 3 NUVEEN MICH QUALITY INCOME M<br />
67S350 10 i NUVEEN OHIO QUALITY INCOME M<br />
67G;E-5 10 5 NUVEEN TEX QUALITY INCOME MU<br />
676384 10 3 NUVEEN IkSD MUN OPPORTUNITY<br />
67C755 10 9 NUVEEN CALIF QUALITY INCM MU<br />
672986 10 8 NUVEEN NY QUALITY INCM MUN F<br />
ISSUER DESCRIPTION STATUS<br />
COM SH BEN INT<br />
COM SH BEN INT<br />
COM SH BEN INT<br />
COM SH BEN INT<br />
COM<br />
*W EXP 12/11/200<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
ADDED
Ruix LATE : G9/24/G2 X* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 193<br />
RLJL TIME:G8:47<br />
IVMOOl<br />
CLJSI? NG. ISSUER NAME<br />
67L337 10 6 NUVEEN PREMIER INSD MUN INCO<br />
67G938 10 4 NLjVEEN PREMIER MUN INCOME FD<br />
67131b iO 6 NUVEEN NJ PREM INCOME MUN FD<br />
671312 10 9 NUVEEN MICH PREM INCOME MUN<br />
6710iR iO 7 NUVEEN INSD NY PREM INCOME F<br />
67i:lV 10 8 NUVEEN INSD FLA PREM INCOME<br />
671340 10 3 * OSI PHARMACEUTICALS INC<br />
67i046 50 3 3SI PHARMACEUTICALS INC<br />
67i340 95 3 OSI PHARMACEUTICALS INC<br />
671544 10 5 * OSI SYSTEMS INC<br />
671344405 OSISYSTEMSINC<br />
671044 95 5 OSI SYSTEMS INC<br />
671374 iC 2 OYO GEOSPACE CORP<br />
67i337 iO 3 OAK HILL FINL INC<br />
671400 kK 5 3AK INDS INC<br />
67iGSC AL 3 3AK INDS INC<br />
671767 10 1 OAK RIDGE CAPITAL GROUP INC<br />
67i767 il 9 OAK RIDGE CAPITAL GROUP INC<br />
671302 10 6 * OAK TECHNOLOGY INC<br />
671802 90 6 OAK TECHNOLOGY INC<br />
57i302 55 6 OAK TECHNOLOGY INC<br />
673602 10 2 * OAKLEY INC<br />
673552 $0 '2 OAKLEY INC<br />
673562 95 2 OAKLEY INC<br />
67c358 20 7 OAKWOOD HOMES CORP<br />
67G391 iO 7 9BIE MEDIA CORP<br />
67+37? 10 1 OCCAM NETWORKS INC.<br />
67k599 i0 5 * OCCIDENTAL PETE CORP DEL<br />
63'399 50 5 3CCIDENTAL PETE CORP DEL<br />
674349 55 5 OCCIDENTAL PETE CORP DEL<br />
57C627 20 3 3CE N V<br />
674631 iC 6 OCEAN BIO CHEM INC<br />
57461E ;O 6 * OCEAN ENERGY INC DEL<br />
6753iE SG 6 OCEAN ENERGY INC DEL<br />
67G3iE 45 6 OCEAN ENERGY INC DEL<br />
575232 iO 2 * DCEANEERING INTL INC<br />
675232 $6 2 OCEANEERING INTL INC<br />
675232 45 2 OCEANEERING INTL INC<br />
675234 i D 8 3CEANFIRST FINL CORP<br />
675727 iG 1 * OCTEL CORP<br />
675727 93 1 OCTEL CORP<br />
675727 $5 1 OCTEL CORP<br />
675764 lO 6 * OCULAR SCIENCES INC<br />
675744 $0 6 OCULAR SCIENCES INC<br />
675744 $5 6 3CULAR SCIENCES INC<br />
675746 1C I * OCWEN FINL CORP<br />
675746 98 1 OCWEN FINL CORP<br />
673746 95 1 OCWEN FINL CORP<br />
67575i :O 2 ODD JOB STORES INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE 4.875% 3/0<br />
NOTE 4.875% 3/0<br />
COM<br />
*W EXP 02/01/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
ADDED
RUN 3ATE:09/24/02 ** LIST OF SECTION<br />
R3?4 TIME: C8 : 47<br />
CdSi? NG. ISSUER NAME<br />
676955 18 5 ODETICS INC DEL<br />
676355 26 4 ODETICS INC DEL<br />
67611U ? O I * CIDYSSEY HEALTHCARE INC<br />
676:lV $0 1 ODYSSEY HEALTHCARE INC<br />
57611V 95 1 OGYSSEY HEALTHCARE INC<br />
63612bi 10 8 * ODYSSEY RE HLDGS CORP<br />
67612G 50 8 ODYSSEY RE HLDGS CORP<br />
67612k $5 8 OGYSSEY RE HLDGS CORP<br />
67622M 10 8 * OFFICEMAX INC<br />
67622M S C 8 OFFICEMAX INC<br />
67622M 55 8 OFFICEMAX INC<br />
676226 AA 4 OFFICE DEPOT INC<br />
67622C kb 2 2FFICE DEPOT INC<br />
67622G i0 6 * OFFICE DEPOT INC<br />
676220 SG 5 OFFICE DEPOT INC<br />
676220 45 6 3FFICE DEPOT INC<br />
676235 10 4 OFFICIAL PMTS CORP<br />
676255 AE 2 3FFSHORE LOGISTICS INC<br />
675255 LF 9 SFFSHORE LOGISTICS INC<br />
676235 10 2 * OFFSHOZE LOGISTICS INC<br />
676255 SO 2 OFFSHOi?E LOGISTICS INC<br />
675235 95 2 OFFSHORE LOGISTICS INC<br />
676340 AC 3 OGDEN CORP<br />
677307 i O 6 OGLEBAY NORTON CO<br />
67i1%3 iG 9 OHIO ART CO<br />
6772
2uh DATE:09/24/02 *X LIST OF SECTION <strong>13F</strong><br />
RGb; TIME: C8: 47<br />
CLiSiP VG. ISSUER NAME<br />
65152K $0 6 OLYMPIC STEEL INC<br />
68i52K 95 6 OLYMPIC STEEL INC<br />
651934 AC 2 3MNICARE INC<br />
63i9CiL; C,G 0 OMNICARE INC<br />
68i934 10 8 X CJMNICAZE INC<br />
68iJ94 SO 8 OMNICARE INC<br />
681504 $5 8 OMNICARE INC<br />
6Yl5i9 AK 2 3MKICOM GROUP INC<br />
681319 AM 8 OMNICOM GROUP INC<br />
681919 iO 6 X LIMNICOM GROUP INC<br />
681719 SG 6 GMNICOM GROUP INC<br />
6Ei9i9 55 6 OMNICOM GROUP INC<br />
681:26 $0 5 OMNI USA INC<br />
681936 10 9 OMEGA i-lEALTHCARE INVS INC<br />
681774 10 1 OMTOOL LTD<br />
681977 12 4 1-800 CONTACTS INC<br />
682392 1G I OMEGA FINL CORP<br />
632IJE 10 8 OMEGA WORLDWIDE INC<br />
66Zi3P iC 7 OMEGA PROTEIN CORP<br />
68210T 10 9 OMNI ENERGY SERVICES<br />
682iOT 20 8 OMNI ENERGY SERVICES<br />
682128 10 3 * OMNIVISION TECHNOLOGIES INC<br />
682128 SO 3 OMNIVISION TECHNOLOGIES INC<br />
652128 55 3 OMNIVISION TECHNOLOGIES INC<br />
682:29 1C i OMhOVA SOLUTIONS INC<br />
68213K :O 9 OMNICELL INC<br />
632159 10 8 X ON ASSIGNMENT INC<br />
6.32159 SC 8 ON ASSIGNMENT INC<br />
632159 45 6 3N ASSIGNMENT INC<br />
t8215G iG 6 ON COMMAND CORP<br />
652i00 i l 4 ON COMMAND CORP<br />
682i5G 12 2 ON COMMAND CORP<br />
682189 iO 5 * ON SEMICONDUCTOR CORP<br />
682189 SC 5 ON SEMICONDUCTOR CORP<br />
582139 95 5 ON SEMICONDUCTOR CORP<br />
63219P 10 8 ON TECHNOLOGY CORP<br />
682135 10 2 ON-SITE SOURCING INC<br />
5823ik 10 5 1 800 ATTORNEY INC<br />
6623iA 20 4 1 800 ATTORNEY INC<br />
65231C 1G 7 ONCOLYTICS BIOTECH INC<br />
632456 10 3 ONE LIiiERTY PPTYS INC<br />
682405 20 2 OKE LIBERTY PPTYS INC<br />
682411 20 2 3NE PRICE CLOTHING STORES IN<br />
682421 i G 2 ONE VOICE TECHNOLOGIES INC<br />
68243G 10 6 * 1 8G0 FLOWERS COM<br />
682438 $0 6 1 800 FLOWERS COM<br />
68243G 55 6 1 800 FLOWERS COM<br />
t32G78 10 2 3NEIDA FINL CORP<br />
682305 iO 2 ONEIDA LTD<br />
SECURITIES ** PAGE 195<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
SDCV 5.000%12/0<br />
SDCV 5.000%12/0<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM PAR.004995<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
CALi<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 10/08/200<br />
*W EXP 10/07/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
PFD CONV $1.60<br />
COM NEW<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CUM<br />
2/ 0<br />
7/3 ADDED<br />
DELETED<br />
ADDED<br />
DELETED<br />
ADDED<br />
DELETED
RGN 3ATE: G924402 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 196<br />
R3N TIME:C8:47 IVMOOl<br />
CijSIP at. ISSUER NAME<br />
682690 iO 3 * ONEOK INC NEW<br />
682.530 90 3 ONEOK INC NEW<br />
662330 $5 3 ONEOK INC NEW<br />
68Z72.J 10 6 ONESOURCE INFORMATION SVCS I<br />
68273F LA i ON1 SYSTEMS CORP<br />
ha273~ 10 3 * ONI SYSTEMS CORP<br />
652'3F 40 3 Oh1 SYSTEMS CORP<br />
682'3F 45 3 ON1 SYSTEMS CORP<br />
682736 kC 5 ONLINE RES CORP<br />
632736 10 1 ONLINE UES CORP<br />
682514 10 6 ONYX ACCEP CORP<br />
6%533A 10 7 ON2 TECHNOLOGIES INC<br />
68233T 10 6 ONVIA COM INC<br />
63339T 40 3 ONVIA COM INC<br />
683580 iO 9 ONTRO INC<br />
663399 i0 9 * i3NYX PHARMACEUTICALS INC<br />
633399 SO 9 ONYX PHARMACEUTIChLS INC<br />
683399 $5 9 ONYX PHARMACEUTICALS INC<br />
663402 10 1 * GNYX SOFTWARE CORP<br />
683G22 92 1 ONYX SOFTWARE CORP<br />
685GC2 45 1 ONYX SOFTWARE CORP<br />
683T3R 10 9 * OPEN JT STK CO-VIMPEL COMMUN<br />
68372R $0 9 OPEN JT STK CO-VIMPEL COMMUN<br />
63370U '35 9 3PEN JT STK CO-VIMPEL COMMUN<br />
635715 i0 6 * OPEN TEXT CORP<br />
683715 FO 6 OPEN TEXT CORP<br />
td37155 6 OPEN TEXT CORP<br />
533318 10 0 * OPENWAVE SYS INC<br />
685718 $6 6 OPENWAVE SYS INC<br />
683718 $5 0 OPENWAVE SYS INC<br />
682756 iG 6 * OPLINK COMMUNICATIONS INC<br />
0857SC 90 6 OPLINK COMMUNICATIONS INC<br />
68375Q $5 6 OPLINK COMMUNICATIONS INC<br />
685755 10 2 OPINION RESH CORP<br />
683757 10 8 OPNET TECHNOLOGIES INC<br />
5833iN iO 5 OPTA FOOD INGREDIENTS INC<br />
653.318 20 3 OPTELECOM INC<br />
6a362T iG Z * OPTICAL COMMUNICATION PRODS<br />
66532T SC I OPTICAL COMMUNICATION PRODS<br />
06332T $5 1 OPTICAL COMMUNICATION PRODS<br />
653627 10 9 OPTICAL CABiE CORP<br />
065527 20 8 3PTICAL CABLE CORP<br />
68333A 13 1 OPSWARE INC<br />
68356P 10 5 OPTICARE HEALTH SYS INC<br />
68338E 20 8 * OPTIMAL ROBOTICS CORP<br />
682.ESR $8 8 3PTIMAL ROBOTICS CORP<br />
63t.35R 55 8 OPTIMAL ROBOTICS CORP<br />
65335, iO 6 OPT10 SOFTWARE INC<br />
683'39X IG 5 * ORACLE CORP<br />
ISSUER DESCRIPTION<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.000%10/1<br />
COM<br />
CALL<br />
PUT<br />
NOTE 8.000% 9/3<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM PAR $0.03<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CL A NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
STATUS<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
DELETED<br />
ADDED<br />
ADDED
R3& 3P.TE: 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
ZUti TIME : CS: 47<br />
CL~SIWN. ISSUER NAME<br />
58Z39X $0 5 3RACLE CORP<br />
68337X 55 5 ORACiE CORP<br />
683735 LC 5 3PPENHEIMER MULTI-SECTOR INC<br />
6833q6 iG 3 * OPTIOh CARE INC<br />
653348 4C 3 OFTION CARE INC<br />
5aSS&i? 3 3 OPTION CARE INC<br />
68575C 10 8 % OPTI INC<br />
63Z9i0 FG 8 DPTI INC<br />
6839% 05 8 OPTI INC<br />
585373 10 i OPTIKA INC<br />
68c329 12 ? 3RALABS HOLDING CORP<br />
58554E 16 6 3RAPHARMA INC<br />
6853'V 1 C 8 * 3RASURE TECHNOLOGIES INC<br />
6853GV 90 8 DRASURE TECHNOLOGIES INC<br />
6855LV 45 8 ORASURE TECHNOLOGIES INC<br />
685559 30 4 SRBIT INTL CORP<br />
665563 58 6 ORBITAL ENGINE LTD<br />
68576c AC 0 ORBITAL SCIENCES CORP<br />
665554 10 6 w ORBITAL SCIENCES CORP<br />
665354 SG 6 ORBITAL SCIENCES CORP<br />
6E5354 95 6 ORBITAL SCIENCES CORP<br />
685364 i3 0 ORBITAL SCIENCES CORP<br />
08571V 10 7 ORCHESTREAM HLDGS PLC<br />
6857iP iO 0 * ORCHID BIOSCIENCES INC<br />
68571P 40 0 ORCHID BIOSCIENCES INC<br />
63571P $5 0 3RCHID BIOSCIENCES INC<br />
685725 FB 9 3RCKIT COMMUNICATIONS LTD<br />
685366 10 9 * ORGANOGEkESIS INC<br />
635356 SC 9 ORGANOGENESIS INC<br />
6653.36 95 9 CIRGANOGENESIS INC<br />
6d5iZ4 10 1 ORBIT / FR INC<br />
635332 iC 5 3REGON TRAIL FINL CORP<br />
685379 iO 4 X OREGON STL MLS INC<br />
686279 90 4 OREGON STL MLS INC<br />
686275 $5 4 3REGON STL MLS INC<br />
635231 ;O 9 * 3 REILLY AUTOMOTIVE INC<br />
686391 90 9 O REILLY AUTOMOTIVE INC<br />
3586291 45 9 O REILLY AUTOMOTIVE INC<br />
t36i3k 10 0 ORIENTAL FINL GROUP INC<br />
t862C3 i6 0 3RIGINAL SIXTEEN TO ONE MINE<br />
686254 iO 2 OPIOLE HOMES CORP<br />
b6C64 20 i 3RIOLE HOMES CORP<br />
685236 A3 7 ORION PWR HLDGS INC<br />
036330 iC i ORIX CORP<br />
685545 iO 4 ORLANDO PREDATORS ENTERTAINM<br />
085345 ii 2 ORLANDO PREDATORS ENTERTAINM<br />
636568 10 4 ORLEANS HOMEBUILDERS INC<br />
63TSc3 12 7 ORPhAN MED INC<br />
68-49B iO 8 ORTEC INTL INC<br />
SECURITIES ** PAGE 197<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
SH SEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SPON ADR NEW<br />
NOTE 5.000%10/0<br />
COM<br />
CALL<br />
PUT<br />
%W EXP 08/31/200<br />
SPONSORED ADR DELETED<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.750% 4/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CL B<br />
NOTE 4.500% 6/0 ADDED<br />
SPONSORED ADR<br />
COM<br />
*W EXP 99/99/999<br />
COM<br />
COM<br />
COM DELETED
RGti 3ATE: C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 198<br />
RuX TIYE: 08 : 47 IVMOOl<br />
CUSI? NO. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
63753J iO 7 % SRTHOLOGIC CORP<br />
6i3730.J 90 7 ORTHOLOGIC CORP<br />
68732.l 95 7 ORTHOLOGIC CORP<br />
6375OP 10 3 3 DRTHODONTIC CTRS AMER INC<br />
6875GP 93 3 ORTHODONTIC CTRS AMER INC<br />
6P730P 45 3 GRTHOE3NTIC CTRS AMER INC<br />
68753U 10 2 GRTHOVITA INC<br />
68753X 30 9 SRYX TECHNOLOGY CORP<br />
68E222 2S 7 OSHKOSH B GOSH INC<br />
052222 9G 7 OSHKOSH B GOSH INC<br />
636222 95 7 OSHKOSH B GOSH INC<br />
685239 2G 1 3SHKOSH TRUCK CORP<br />
082350 i O 7 3SMONICS INC<br />
668582 10 5 * OSTEOTECH INC<br />
656582 $0 5 OSTEOTECH INC<br />
682382 45 5 OSTEOTECH INC<br />
68559Q 10 i * GSTEX INTL INC<br />
683396 $0 1 OSTEX INTL INC<br />
686536 95 i OSTEX INTL INC<br />
6895$9 iO 3 OTTER TAIL CORP<br />
68S303 iO 4 32WIRELESS SOLUTIONS INC<br />
683399 10 2 * OUTBACK STEAKHOUSE INC<br />
689399 SG 2 OUTBACK STEAKHOUSE INC<br />
659899 45 2 OUTBACK STEAKHOUSE INC<br />
69G1i3 10 5 3UTLOOK GROUP CORP<br />
69i211 i C 7 OVERHILL CORP<br />
69Eg213 i0 3 * 3VERLAND DATA INC<br />
69CZi3 5 C 3 3VERLAND DATA INC<br />
690313 $5 3 OVERLAND DATA INC<br />
69C31G iO 7 % DVERLAND STORAGE INC<br />
69C31G SO 7 OVERLAND STORAGE INC<br />
69iSlG 55 7 OVERLAND STORAGE INC<br />
63C368 10 5 OVERSEAS SHIPHOLDING GROUP<br />
69C370 iC i OVERSTOCK COM INC DEL<br />
63C,35R 10 0 OVERTURE SVCS INC<br />
69C3FR 90 0 OVERTURE SVCS INC<br />
69239R 95 0 OVERTURE SVCS INC<br />
69C73F i0 3 * OWENS CORNING<br />
69G73F 90 3 WENS CORNING<br />
63C73F 55 3 OWENS CORNING<br />
630732 10 2 ,3WENS 2 MINOR INC NEW<br />
69S732 9 2 OWENS & MINOR INC NEW<br />
69C735 45 2 OWENS 8 MINOR INC NEW<br />
690766 IS 6 OWENS ILL INC<br />
632768 46 3 OWENS ILL INC<br />
6$:768 53 3 OWENS ILL INC<br />
636758 55 3 OWENS ILL INC<br />
635758 5a 2 3UENS ILL INC<br />
6qi2i7 1S 3 2WGSSO CORP<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
I COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
PFD CONV<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
ADDED<br />
ADDED
RUiv GATE : 65/24/02 *X LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 199<br />
RUN TIAE:G8:47<br />
IVMOOl<br />
CiiSI? Ui. ISSUER NAME<br />
591464 iO i 3XFORD GLYCOSCIENCES PLC<br />
631471 10 6 * 3XFOUD HEALTH PLANS INC<br />
641i71 $0 6 OXFORD HEALTH PLANS INC<br />
691q71 $5 d OXFORD HEALTH PLANS INC<br />
63i-37 30 9 3XFORD INDS INC<br />
691uZE TO 7 * 3XIGENE INC<br />
63i.326 90 7 OXIGENE INC<br />
691328 95 7 OXIGENE INC<br />
69283C 50 8 P & F INDS INC<br />
693370 iD 4 P 8 0 PRINCESS CRUISES PLC<br />
69313P 10 1 PAB BANKSHARES INC<br />
093149 10 6 ? A M TRANSN SVCS INC<br />
59518i iO 0 x ? C CONNECTION<br />
693i3~ 50 0 ? C CONNECTION<br />
695?ai 95 G ? C CONNECTION<br />
69Z.<strong>13F</strong> 13 o ?CD INC<br />
63:,23K 1C 0 ?C MALL INC<br />
693.25c 10 5 * F'C-TEL INC<br />
695254 SC 5 PC-TEL INC<br />
693256 $5 5 PC-TEL INC<br />
693252 10 7 * P-COM INC<br />
643252 $0 7 P-COM INC<br />
692262 95 7 2-COM INC<br />
6?5252 26 6 P-COM INC<br />
695282 13 5 PDF SOLUTIONS INC<br />
693297 20 5 PDS GAMING CORP<br />
69229U iO G X PDI INC<br />
63327V SC 3 2DI INC<br />
69523b' 45 0 PDI INC<br />
69551C 1C 8 * ?G&E C3RP<br />
6933iC 5@ 8 ?G&E CORP<br />
69131C 95 8 fG8E CORP<br />
69331k 1G 4 * ?FF BANCORP INC<br />
65'331W 40 4 PFF BANCORP INC<br />
69331L 45 4 PFF BANCORP INC<br />
69233Y ?O E * P F CHANGS CHINA BISTRO INC<br />
62333Y SO 8 2 F CHANGS CHINA BISTRO INC<br />
64333Y $5 8 ? F CHANGS CHINA BISTRO INC<br />
69535R 13 1 PFS BANCORP INC<br />
69335T iG 7 PHSB FINANCIAL CORP<br />
693356 20 5 fICO HiDGS INC<br />
693388 10 0 2IMCO COML MTG SECS TR INC<br />
692%1E 18 4 * PLC SYS INC<br />
6334iC 4C 4 PLC SYS INC<br />
69341C 55 4 ?LC SYS INC<br />
693417 13 7 * ?LX TECHNOLOGY INC<br />
693417 SO 7 PLX TECHNOLOGY INC<br />
633417 $5 ? JLX TECHNOLOGY INC<br />
645419 20 2 ?MA CAP CORP<br />
ISSUER DESCRIPTION STATUS<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A NEW<br />
ADR<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CAL i<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
2GK D&TE:09/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES *+ PAGE 200<br />
R3S TI?lE:O8:4T IVMOOl<br />
CUSI? NC. ISSUER NAME<br />
693430 10 i PMC CAP INC<br />
693434 iG 2 PMC COML TR<br />
691,
Ed'- 3ATE:CS/24/02 X* LIST OF SECTION <strong>13F</strong><br />
kUh TINE : C8: 47<br />
ISSUER NAME<br />
6937iY $5 1 PAC-GEST TELECOM INC<br />
593718 10 8 * ?ACCAR INC<br />
69Z7LS $0 8 PACCAR INC<br />
5737iS 45 8 PACCAR INC<br />
635735 iG 6 PACER INTL INC TENN<br />
633742 1 G 8 PACt-iOLDER HIGH YIELD FD INC<br />
693796 lO 4 ?ACIFIC AMERN INCOME SHS INC<br />
6?5335 2G O PACER TECHNOLOGY<br />
63k34P 15 1 PACIFIZ CAP BANCORP NEW<br />
694559 1C 6 PACIFIC CENTY CYBERWORKS LTD<br />
694i2L :O 8 PACIFIC CONTINENTAL CORP<br />
694166 10 '3 PACIFIC CREST CAP INC<br />
69LZZR iO 5 PACIFIC ENERGY PARTNERS L P<br />
6PLJ52 1C 2 ?kCIFIC MAGTRON INTL CORP<br />
6?4552 10 G PACIFIC MERCANTILE BANCORP<br />
69G56Y iO 3 F'ACIFIC NORTHWEST BANCORP<br />
69G78X 1G 5 PACIFIC PREMIER BANCORP<br />
694873 10 G 3 PACIFIC SUNWEAR CALIF INC<br />
694673 SO 3 PACIFIC SUNWEAR CALIF INC<br />
63G373 95 0 PACIFIC SUNWEAR CALIF INC<br />
694315 20 8 PACIFIC RIM MNG CORP<br />
695325 10 6 PACIFIC UN BK .CALIF<br />
69511V 10 8 ?ACIFICNET INC<br />
645112 iO 2 * PACIFICARE HEALTH SYS DEL<br />
695112 SC 2 PACIFICARE HEALTH SYS DEL<br />
695112 95 2 PACIFICARE HEALTH SYS DEL<br />
695115 lO 0 PACIFICHEALTH LABORATORIES I<br />
69Fi48 iO d PACKAGED ICE INC<br />
695156 10 9 * PACKAGING CORP AMER<br />
695156 53 9 PACKAGING CORP AMER<br />
695i56 55 9 PACKAGING CORP AMER<br />
695L60 10 i ?ACKAGING DYNAMICS CORP<br />
695210 10 4 * PACKETEER INC<br />
595210 $0 4 PACKETEER INC<br />
695210 $5 4 PACKETEER INC<br />
635257 10 5 * ?ACTIV CORP<br />
535257 90 5 'ACTIV CGRP<br />
695257 95 5 PLCTIV CORP<br />
69562K 10 O PAIN THERAPEUTICS INC<br />
596377 56 4 PALATIN TECHNOLOGIES INC<br />
696G29 3G 7 * PALL CORP<br />
696429 90 7 PALL CORP<br />
53e129 95 7 ?ALL CORP<br />
696634 iO 3 x PALM HAREOR HOMES<br />
696534 40 3 PALM HARBOR HOMES<br />
696539 $5 3 PALM HARBOR HOMES<br />
695542 1G 7 X PALM INC<br />
696,542 90 7 PALM INC<br />
645542 $5 7 PALM INC<br />
SECURITIES ** PAGE 201<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
SPONSORED ADR DELETED<br />
COM<br />
COM<br />
COM UNIT ADDED<br />
COM<br />
COM<br />
COM<br />
COM ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT
RdK GATE: 69/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 202<br />
( EUh TIHi:08:47 IVMOOl<br />
) CUSI? NG. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
1<br />
697529 30 3 PALOMA2 MED TECHNOLOGIES INC<br />
697738 i O 2 PAMRAPO BANCORP INC<br />
697100 10 8 * PAN AMERICAN SILVER CORP<br />
697709 9G 8 PAN AMERICAN SILVER CORP<br />
697935 95 8 PAN AMERICAN SILVER CORP<br />
697933 10 9 * PANAMSAT CORP NEW<br />
697353 SO 9 PANAMSAT CORP NEW<br />
697933 95 9 PANAMSAT CORP NEW<br />
63136L 10 4 ?AN PACIFIC RETAIL PPTYS INC<br />
698136 10 i PANACO IkC<br />
6963tE 2C 9 PANAVISION INC<br />
69842bi 10 8 * PANERA BREAD CO<br />
69SSSW SO 8 PANERA BREAD CO<br />
69E40k 95 8 PANERA BREAD CO<br />
558477 IC 6 PANHANDLE ROYALTY CO<br />
693657 i% 3 PANTRY INC<br />
698313 10 2 * ?APA JOHNS INTL INC<br />
69S813 SO 2 PAPA JOHNS INTL INC<br />
69E813 $5 2 PAPA JOHNS INTL INC<br />
695884 10 3 PAR TECHNOLOGY CORP<br />
598341 SO 5 PAPER WAREHOUSE INC<br />
69533J 13 4 PARADIGM GEOPHYSICAL LTD<br />
69S30Q 10 8 ?ARADIGM MED INDS INC DEL<br />
69933C 11 6 PARADIGM MED INDS INC DEL<br />
69S:?OR iC 6 ?ARADIGM GENETICS INC<br />
699371 11 4 PARADISE MUSIC & ENTMT INC<br />
694ilG iO 7 n PARADYNE NETWORKS INC<br />
69SilG SC 7 PARADYNE NETWORKS INC<br />
69S116 55 7 PARADYNE NETWORKS INC<br />
693L2T :!3 8 PARAGON TECHNOLOGIES INC<br />
69Gi57 10 3 PARALLEL PETE CORP DEL<br />
695173 10 0 * PARAMETRIC TECHNOLOGY CORP<br />
69S173 SO 0 ?ARAMETRIC TECHNOLOGY CORP<br />
644173 55 3 PARAMETRIC TECHNOLOGY CORP<br />
695376 10 4 PARAVANT INC<br />
699452 10 7 % PAREXEL INTL CORP<br />
695G62 5'6 7 PAREXEE INTL CORP<br />
095462 $5 7 PAZEXEL INTL CORP<br />
706154 10 6 PARK BANCORP INC<br />
700ii6 20 9 * ?ARK ELECTROCHEMICAL CORP<br />
7~3SGi6 90 9 PkRK ELECTROCHEMICAL CORP<br />
702G15 $5 9 ?ARK ELECTROCHEMICAL CORP<br />
702558 10 7 ?ARK NATL CORP<br />
700566 10 0 ?ARK OHIO HLDGS CORP<br />
70C6SO 1G O * PARK PL ENTMT CORP<br />
73Z49G 40 2 PARK PL ENTMT CORP<br />
700590 45 2<br />
- -,<br />
iu1281 AD 3<br />
PkRK PL ENTMT CORP<br />
PARKER DRILLING CO<br />
701381 i O i Z PARKER DRILLING CO<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALi<br />
PUT<br />
COM<br />
COM DELETED<br />
COM NEW DELETED<br />
CL A<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM PAR $.03 DELETED<br />
ORD DELETED<br />
COM<br />
*W EXP 07/10/200<br />
COM<br />
*W EXP 12/31/200 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.500% 8/0<br />
COM
RJk 3ATE:09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
R U ~ TIME:G8:47<br />
CtiSI? NG. ISSUER NAME<br />
721381 $0 i PARKER DRILLING CO<br />
70i28l 95 i ?ARKER DRILLING CO<br />
701594 10 4 * PARKER HANNIFIN CORP<br />
731394 50 4 PARKER HANNIFIN CORP<br />
701394 $5 4 PARKER HANNIFIN CORP<br />
T0;356 i O 2 PARKERVISION INC<br />
701G92 1C 0 PARKVALE FINL CORP<br />
73:ZSQ 10 4 F'ARKWAY PPTYS INC<br />
701330 10 5 PARLEX CORP<br />
721545 10 3 * PARLUX FRAGRANCES INC<br />
731545 90 3 PARLUX FRAGRANCES INC<br />
731545 45 3 PARLUX FRAGRANCES INC<br />
702ilK TC 9 PARTNER COMMUNICATIONS CO LT<br />
702ilY 10 3 PARTHUS TECHNOLOGIES PLC<br />
- n<br />
75223A i0 3 F'ARTNEZS TRUST FINCL GROUP I<br />
1b214P 10 9 PARTSBASE INC<br />
702145 10 3 PARTY CITY CORP<br />
7Ot20k 10 3 PATHFINDER BANCORP INC<br />
75522A 12 I * ?ATHMAi?K STORES INC NEW<br />
i3322A WE i PCITHMA2K STORES INC NEW<br />
7C322A $5 1 PATHMARK STORES INC NEW<br />
73322A li 9 PATHMARK STORES INC NEW<br />
703224 i0 5 * ?&TINA OIL & GAS CORP<br />
703224 5C 5 PATINA OIL & GAS CORP<br />
7S3224 95 5 PATINA OIL & GAS CORP<br />
733343 iC 3<br />
- n7>7 /b,~-P - iO 3<br />
- 7- -,<br />
1~2soF 10 4<br />
?ATRICK INDS INC<br />
DRTRIOT BANK CORP PA<br />
PATRIOT NATL BANCORP INC<br />
79537B 10 2 PATRIOT TRANSN HLDG INC<br />
702412 10 6 * PATTERSON DENTAL CO<br />
703412 90 6 PATTERSON DENTAL CO<br />
70SG12 $5 6 PATTERSON DENTAL CO<br />
733481 iG 1 * PATTERSON UTI ENERGY INC<br />
703481 9C 1 PATTERSON UTI ENERGY INC<br />
703481 95 1 PATTERSON UTI ENERGY INC<br />
703578 10 4 PAUL-SON GAMING CORP<br />
703568 10 3 PAULA FINL DEL<br />
703797 iO 3 PAULSON CAP CORP<br />
734157 li 4 PAMNMART INC<br />
7Oa157 12 2 PAWNMART INC<br />
73G227 10 7 w ?AXAR CORP<br />
TGa227 SG 7 PAXAR CORP<br />
754227 $5 7 PAXAR CORP<br />
704231 10 S * ?AXSON COMMUNICATIONS CORP<br />
734231 93 9 PAXSON COMMUNICATIONS CORP<br />
736231 45 9 PAXSON COMMUNICATIONS CORP<br />
754326 10 7 * PAYCHEX INC<br />
735326 SG 7 PAYCHEX INC<br />
756326 95 7 PAYCHEX INC<br />
SECURITIES ** PAGE 203<br />
IVMO 0 1<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CAiL<br />
PUT<br />
AD R<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
XW EXP 09/10/201<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
*W EXP 03/17/200 DELETED<br />
*W EXP 03/17/200 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT
RiJh 3ATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 204<br />
RUN TIME:08:47 I VMO 0 1<br />
CijSZP iJC. ISSUER NAME<br />
704379 iC 6 * PAYLESS SHOESOURCE INC<br />
764379 40 6 PAYLESS SHOESOURCE INC<br />
704379 95 6 PAYLESS SHOESOURCE INC<br />
704538 10 0 * PAYPAL INC<br />
7Ga508 FC 0 PAYPAL INC<br />
704308 $5 0 PAYPAL INC<br />
734346 iO 8 PCCW LTD<br />
704549 16 4 * PEABODY ENERGY CORP<br />
7C4349 $8 4 PEABODY ENERGY CORP<br />
704349 $5 4 PEGBODY ENERGY CORP<br />
704586 2C 5 PEACE ARCH ENTMT GROUP INC<br />
704599 iO 7 PEAPACK-GLADSTONE FINL CORP<br />
705515 10 5 ?EARSON PLC<br />
-,--7<br />
fJ3~97 10 G * ?EC SOLUTIONS INC<br />
705i37 90 0 PEC SOLUTIONS INC<br />
705137 95 O 2EC SOLUTIONS INC<br />
705151 20 7 PECHINEY<br />
705221 iG 9 PECO 11 INC<br />
705323 iC 3 PEGIATRIC SVCS OF AMERICA<br />
7Gf324 1C i * PEDIATRIX MED GROUP<br />
705524 40 i PEDIATRIX MED GROUP<br />
735324 45 i PEDIATRIX MED GROUP<br />
735514 10 7 PEERLESS MFG CO<br />
705536 10 0 * PEERLESS SYS CORP<br />
735536 $0 C PEERLESS SYS CORP<br />
7G5536 95 0 PEERLESS SYS CORP<br />
735560 10 G * PEETS COFFEE 8 TEA INC<br />
705560 50 0 PEETS COFFEE & TEA INC<br />
755560 45 0 PEETS COFFEE 8 TEA INC<br />
705373 10 3 PEGASYSTEMS INC<br />
73533b iC 3 PELICAN FINL INC<br />
TOZ?G4 10 0 * PEGASUS COMMUNICATIONS CORP<br />
735936 9C O PEGASUS COMMUNICATIONS CORP<br />
705?3< $5 0 PEGASUS COMMUNICATIONS CORP<br />
735336 iG 5 x PEGASUS SOLUTIONS INC<br />
705956 $0 5 ?EGASUS SOLUTIONS INC<br />
705956 55 5 PEGASUS SOLUTIONS INC<br />
736444 10 6 ?EMCO AVIATION INC<br />
7G5552 10 6 * F'EMSTAR INC<br />
7Ci552 SO 6 PEMSTAR INC<br />
705552 45 5 ?EMSTAi? INC<br />
70f3G2 iO 3 PENGROWTH ENERGY TR<br />
7C7351 iO 8 PENFORD CORP<br />
707247 10 2 ?ENN-AMER GROUP INC<br />
7C7385 16 2 PENN ENGR 8 MFG CORP<br />
737389 ZO 5 PENN ENGR 8 MFG CORP<br />
707559 10 Y X PENN biATL GAMING INC<br />
797359 50 5 PENN NATL GAMING INC<br />
----,<br />
iu/>aS 95 9 PENN NATL GAMING INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
CL B SUB VTG<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CL A<br />
COM NON VTG<br />
COM<br />
CALL<br />
PUT<br />
ADDED
ii3;li'i DATE: 09/24 f 02 ** LIST OF SECTION <strong>13F</strong><br />
KJPi TI?lE:08:47<br />
CijSI? NC. ISSUER NAME<br />
707573 iG 1 PENN OCTANE CORP<br />
707332 11 9 ?ENN TRAFFIC CO NEW<br />
707832 20 0 PENN TRAFFIC CO NEW<br />
737374 AC 7 ?ENN TXEATY AMERN,CORP<br />
707374 10 3 PENN TREATY AMERN CORP<br />
75;Y82 10 6 PENN VA CORP<br />
7137384 LO 2 PENN VA RESOURCES PARTNERS L<br />
706396 10 2 PENNCORP FINL INC<br />
7OS?SC BV 7 PENNEY J C INC<br />
731!6Ci 10 6 * PENNEY J C INC<br />
70816G 9C 6 PENNEY J C INC<br />
7C8i6C 55 6 PENNEY J C INC<br />
7081.57 LO 1 PENNFED FINL SVCS INC<br />
701254 50 4 PENNICHUCK CORP<br />
703352 10 9 PENNROCK FINL SVCS CORP<br />
7C8G30 LC 3 PENNS WOODS BANCORP INC<br />
728577 i0 9 PENNSYLVANIA COMM BANCORP IN<br />
-,.3hT<br />
,2:,1C2 10- 7 PENNSYLVANIA RL ESTATE INVT<br />
735'323 10 9 * PENNZOIL-QUAKER STATE COMPAN<br />
709323 $0 F PENNZOIL-QUAKER STATE COMPAN<br />
709323 95 9 PENNZOIL-QUAKER STATE COMPAN<br />
70$531 i0 5 * PENTAIR INC<br />
--".,<br />
rb~zsl - 42 5 BENTAIi? INC<br />
709531 $5 5 F'ENTAIR INC<br />
70S56E i0 T * F'ENTON MEDIA INC<br />
70$352 $0 7 >ENTON MEDIA INC<br />
7 n<br />
(~S568 C5 7 PENTON MEDIA INC<br />
70C754 ;C 5 PENWEST PHARMACEUTICALS CO<br />
7CS776 ID 8 PEOPLEPC INC<br />
704-35 lc 3 PEOPLES BANCORP AUBURN IND<br />
-PL<br />
(4~789 10 1 PEOPLES BANCORP INC<br />
7057'36 LO 6 PEOPLES BANCTRUST INC<br />
- "-96 iO 2 * PEOPLES BK BRIDGEPORT CONN<br />
71C198 SO 2<br />
- -<br />
(1C138 $5 2<br />
?EOPLES BK BRIDGEPORT CONN<br />
PEOFLES BK BRIDGEPORT CONN<br />
71CJ77 iO 7 PEOPLES BK N C<br />
7LC3SE 10 7 PEOPLES CMNTY BANCORP INC<br />
-. /~i33B iC 2 PEOPLES FINL CORP MISS<br />
7Ll330 iO 6 * PEOPLES ENERGY CORP<br />
711351; 9G 6, PEOPLES ENERGY CORP<br />
ill230 55 6 PEOPLES ENERGY CORP<br />
7iii48 10 6 PEOPLES HLDG CO<br />
712308 10 5 PEOPLES-SIDNEY FINL CORP<br />
- -<br />
112313 10 6 * PEOPLESOFT INC<br />
-- --<br />
i~L!13 SG 4 PEOPLESOFT INC<br />
712713 95 6 PEOPLESOFT INC<br />
713276 iG 9 3 PEP 3OYS MANNY MOE 8 JACK<br />
7i3278 50 9 PEP BOYS MANNY MOE 8 JACK<br />
712278 45 9 PEP BOYS MANNY MOE & JACK<br />
SECURITIES ** PAGE 205<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
*W EXP 06/07/200<br />
COM NEW<br />
NOTE 6.250%12/0<br />
COM<br />
COM<br />
COM<br />
COM<br />
NOTE 5.000%10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DELETED
R3N SATE;OF/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES 3% PAGE 206<br />
RUN TIME:08:47 IVMOOl<br />
CUS?? NC. ISSilER NAME<br />
713531 i0 2 * 2EPCO HOLDINGS INC<br />
7;3291 SO 2 PEPCO HOLDINGS INC<br />
713231 55 2 PEPCO HOLDINGS INC<br />
7i5G09 i C 0 * PEPSI BOTTLING GROUP INC<br />
7134a9 SC 0 ?EPSI BOTTLING GROUP INC<br />
713409 95 O PEPSI BOTTLING GROUP INC<br />
71343P 20 0 * PEPSIAMERICAS INC<br />
- -<br />
71343P $0 0 PEPSIAMERICAS INC<br />
/i3+3P 55 0 F'EPSIAMERICAS INC<br />
7;3435 10 5 PEPSI-GEMEX S A DE C V<br />
71Z4qS iO 8 * PEPSICO INC<br />
713448 $0 8 PEPSICO INC<br />
7l35G8 95 8 PEPSICO INC<br />
711565 30 9 * PER-SE TECHNOLOGIES INC<br />
715365 40 9 PER-SE TECHNOLOGIES INC<br />
----<br />
/is359 95 9 F'ER-SE TECHNOLOGIES INC<br />
-<br />
/~341F<br />
-<br />
LO O * ERCEPTRGN INC<br />
71Z5iF $0 0 PERCEPTRON INC<br />
-- -, -<br />
t~ssiF 55 9 PERCEPTRON INC<br />
71351U 20 3 PERDIGAO S A COMERCIO E INDS<br />
- -<br />
/156SF C.C 5 PEREGRINE SYSTEMS INC<br />
713660 1 0 1 * PEREGRINE SYSTEMS INC<br />
7i35SQ SO 1 ?EREGRINE SYSTEMS INC<br />
713554 45 1 PEREGRINE SYSTEMS INC<br />
713361 10 6 PEREGRINE PHARMACEUTICALS IN<br />
- -<br />
11257E i E 3 PEREZ COMPANC SA NEW<br />
7;5727 iO 5 PERFECTDATA CORP<br />
-- -<br />
/is753 10 1 PERFICIENT INC<br />
713755 AA 4 PERFORMANCE FOOD GROUP CO<br />
- -<br />
ti3755 iO 6 x PERFORMANCE FOOD GROUP CO<br />
713755 SO 6 PERFORMANCE FOOD GROUP CO<br />
-- -7%-<br />
/ist=5 55 6 PERFORMANCE FOOD GROUP CO<br />
71376K 10 2 PERFORMANCE TECHNOLOGIES INC<br />
715331 iO 5 * PERICOM SEMICONDUCTOR CORP<br />
713331 90 5 PERICOM SEMICONDUCTOR CORP<br />
713831 55 5 PERICOM SEMICONDUCTOR CORP<br />
- - i-5839 10 8 PERINI CORP<br />
--<br />
/ ~$339 30 6 PERINI CORP<br />
714346 LA 7 PERKINELHER INC<br />
- -<br />
- 7 1. .-<br />
1,%346 :G 9 % PERKiNELMER INC<br />
1 ~ 7 ~ 4SG 0 9 FERKINELMER INC<br />
7i4346 95 9 PERKINELMER INC<br />
714157 10 4 PERMA-FIX ENVIRONMENTAL SVCS<br />
- .1<br />
(~L236 ZO 6 PERMIAN BASIN RTY TR<br />
714255 iC 5 * ?EROT SYS CORP<br />
71'255 SC 5 PEROT SYS CORP<br />
71G265 $5 5 ?EROT SYS CORP<br />
7i4290 30 3 * PERRIGO CO<br />
714290 56 3 PERRIGO CO<br />
ISSUER DESCRIPTION STATUS<br />
COM ADDED<br />
CALL ADDED<br />
PUT ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
GDR REP ORD<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SP ADR PFD NEW<br />
NOTE 5.500%11/1 DELETED<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
COM<br />
SP ADR B SHS<br />
COM<br />
COM<br />
NOTE 5.500%10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
PFD CV1/10$2.125<br />
DEBT 8/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
UNIT BEN INT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL
R2ti CATE:09/24/GZ XX LIST OF SECTION <strong>13F</strong><br />
R'Jh TI%E:i?8:47<br />
Cijs~? ? 4 ~ . ISSUER NAME<br />
-., r~-rZ9C ,. $5 5<br />
-- --<br />
ti~s29 1G 8<br />
?ERRIGO CO<br />
PERSISTENCE SOFTWARE INC<br />
71553S CE 9 PERSONHEL GROUP AMER INC<br />
715338 lO 9 * PERSONNEL GROUP AMER INC<br />
715338 90 9 2ERSDNNEL GROUP AMER INC<br />
7;5358 55 9 PERSONNEL GROUP AMER INC<br />
-- -,<br />
!i>s8G LC 4 * PERUSAHAAN PERS INDO SATELLI<br />
71558G SO 4 PERUSAHAAN PERS INDO SATELLI<br />
715580 45 4 PERUSAHAAN PERS INDO SATELLI<br />
715584 113 6 * P T TELEKOMUNIKASI INDONESIA<br />
71584 90 6 P T TELEKOMUNIKASI INDONESIA<br />
715634 95 6 P T TELEKOMUNIKASI INDONESIA<br />
715710 16 9 PERVASIVE SOFTWARE INC<br />
716316 20 9 * PETCO ANIMAL SUPPLIES<br />
i169i4 90 9 PETCO ANIMAL SUPPLIES<br />
716916 55 9 DETCO ANIMAL SUPPLIES<br />
71644E iO 2 * PETRO-CDA<br />
716G4E 90 2 PETRO-CDA<br />
7154GE 95 2 PETRO-CDA<br />
7i645N iO i PETROCORP INC<br />
71646E 10 0 * PETROCHINA CO LTD<br />
7i640E 40 0 PETROCHiNA CO LTD<br />
7i646E 55 0 PETROCHINA CO LTD<br />
7155GV I C 1 PETROLEO BRASILEIRO SA PETRO<br />
7iC3%ii 40 8 * PETROLEO BRASILEIRO SA PETRO<br />
ii654'V 58 a FETROLEO BRASILEIRO SA PETRO<br />
71654L 95 8<br />
-. 116349 10 0<br />
-. / ~ ~ 5 7lC 8 9<br />
PETROLEO BRASILEIRO SA PETRO<br />
PETROLEUM 8 RES CORP<br />
PETROLEUM DEV CORP<br />
71t597 iO S FETROLEUM GEO-SVCS A/S<br />
716597 40 9 PETROLEUM GEO-SVCS A/S<br />
Ti6397 95 9 PETROLEUM GEO-SVCS A/S<br />
716504 10 3 ?ETROLEUM HELICOPTERS INC<br />
Ti6SG4 20 2 PETROLEUM HELICOPTERS INC<br />
716732 ZC 1 PETROMINERALS CORP<br />
716748 10 8 PETROQUEST ENERGY INC<br />
715768 10 6 * PETSMART INC<br />
-. (16768 4C 6 PETSMART INC<br />
716758 $5 5 PETSMART INC<br />
715333 iO 6 * PHARMACYCLICS INC<br />
715533 50 6 PHARMACYCLICS INC<br />
716333 95 6 PHARMACYCLICS INC<br />
- - iiiJ57 lG 2 PFEIFFER VACUUM TECH AG<br />
- 7 -nc<br />
11,~al 10 3 * ?FIZER INC<br />
717281 '90 3 PFIZER INC<br />
717381 55 3 PFIZER INC<br />
7i7258 iO 7 PFSWEB INC<br />
71712A 20 6 * PHARMACEUTICAL HLDRS TR<br />
717i2A 50 6 PHARMACEUTICAL HLDRS TR<br />
SECURITIES ** PAGE 207<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
NOTE 5.750% 7/0<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
CAL i<br />
PUT<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
CAt L<br />
PUT<br />
COM<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM VTG<br />
COM NON VTG<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DEPOSITRY RCPT<br />
CALL<br />
DELETED
Zdh DATE: C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 208<br />
RGti TIHE: 08:47 IVMOOl<br />
C;ISI? NC. ISSUER NAME<br />
7i71ZA 95 6 PHARMACEUTICAL HLDRS TR<br />
717124 iO 1 * PHARMACEUTICAL PROD DEV INC<br />
7iii24 50 1 PtiARMACEUTICAL PROD DEV INC<br />
717124 95 i PHARMACEUTICAL PROD DEV INC<br />
7i3125 iG 6 PHARMACEUTICAL RES INC<br />
717125 SO 8 PHARMACEUTICAL RES INC<br />
-- --<br />
1,/;25 95 8 ?HARMACEUTICAL RES INC<br />
7- -7<br />
111~53 iil 4 * PHARMACOPEIA INC<br />
71713B $0 4<br />
-- --<br />
IIILJE 55 4<br />
PHARMACOPEIA INC<br />
PHARMACOPEIA INC<br />
717;3~ iG 7 PHARMANETICS INC<br />
71713ij iO 2 X PHARMACIA CORP<br />
71713C 90 2 PHARMACIA CORP<br />
71713U 95 2 PHARMACIA CORP<br />
711133 10 2 PHARMCdEM INC<br />
717139 20 8 PHARMOS CORP<br />
-. /iTZiQ I2 1 PHARSIGHT CORP<br />
71T22R 10 8 PHAZAR CORP<br />
717265 16.2 * PHELPS DODGE CORP<br />
7L7Z55 $O 2 ?HELPS DODGE CORP<br />
7L7265 $5 2 ?HELPS DODGE CORP<br />
717265 50 8 PHELPS DODGE CORP<br />
717528 1C 3 PHILADELPHIA CONS HLDG CORP<br />
7i2:OS 60 8 x PHILADELPHIA SUBN CORP<br />
726309 SO 8 PHILADELPHIA SUBN CORP<br />
- - 1~8339 55 8 PHILADELPHIA SUBN CORP<br />
Ti6154 10 7 * PHILIP MORRIS COS INC<br />
715154 90 7 PHILIP MORRIS COS INC<br />
716154 45 7 PHILIP MORRIS COS INC<br />
-- m><br />
/;cr93 iC 5 PHILIP SVCS CORP DEL<br />
712252 60 4 * PHILIPPINE LONG DISTANCE TEL<br />
718252 $0 4 PHILIPPINE LONG DISTANCE TEL<br />
715232 95 4 PHILIPPINE LONG DISTANCE TEL<br />
7iE333 10 7 PkiILIPS INTL RLTY CORP<br />
718387 10 6 % PHILLIPS PETE CO<br />
718527 40 6 PHILLIPS PETE CO<br />
7L8S37 95 6 PHILLIPS PETE CO<br />
716592 10 8 * PHILLIPS VAN HEUSEN CORP<br />
718592 SO 8 PHILLIPS VAN HEUSEN CORP<br />
716592 95 8, PHILLIPS VAN HEUSEN CORP<br />
7iE32E iG 4 PHYSIOMETRIX INC<br />
71432E iO 9 * PHOENIX COS INC NEW<br />
71$32E 90 9 PHOENIX COS INC NEW<br />
7: 0 7 ,,?>2E $5 9<br />
71$?3M 10 0<br />
PHOENIX COS INC NEW<br />
PHOENIX FOOTWEAR GROUP INC<br />
719358 10 8 PHOENIX GOLD INTL INC<br />
- -<br />
/;4;53 10 8 * PHOENIX TECHNOLOGY LTD<br />
- - /i9;53 '30 8 ?HOENIX TECHNOLOGY LTD<br />
719153 F5 S PHOENIX TECHNOLOGY LTD<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD A CV 6.75% ADDED<br />
COM<br />
COM PAR $0.50<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM DELETED<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT
RZN DATE:09/24/G2 ** LIST OF SECTION <strong>13F</strong><br />
RUN TIME:08:47<br />
C;ISIP NC. ISSUER NAME<br />
719217 10 i PHGSPHATE RESOURCE PARTNERS<br />
71F21F 10 7 PHOTO CTL CORP<br />
71F52A LC I PHOTOGEN TECHNOLOGIES INC<br />
- 7<br />
7- --?,<br />
ILY~LG iC 3 FHOTOELECTRON CORP<br />
1-9358 iC 3 PtiOTOMEDEX INC<br />
- ti5564 - 10 i 3 PHOTON DYNAMICS INC<br />
- - /i9364 50 Z PHOTON DYNAMICS INC<br />
719354 $5 1 PHOTON DYNAMICS INC<br />
714495 AA 0 PHOTRONICS INC<br />
7- Of. /,7,05 AC 6 PHOTRONICS INC<br />
7iSiO5 1G 2 * ?HCTRONICS INC<br />
7 1 ,,+C5 c ,. s0 2 PHOTRONICS INC<br />
7iSGC5 $5 P FHOTRONICS INC<br />
719567 iG 9 PICCADILLY CAFETERIAS INC<br />
722136 16 5 PIEDMONT NAT GAS INC<br />
72G279 10 8 * PIER 1 IMPORTS INC<br />
--?-<br />
1 ~ ~ $0 ~ 8 7 9 PIER 1 IMPORTS INC<br />
7ZG279 95 8 PIER 1 IMPORTS INC<br />
721G67 10 8 * PILGRIMS PRIDE CORP<br />
7Zii67 SC 8 PILGRIMS PRIDE CORP<br />
721G67 95 8 PILGRIMS PRIDE CORP<br />
72ii57 20 7 * PILGRIMS PRIDE CORP<br />
721467 40 7 PILGRIMS PRIDE CORP<br />
721G67 $5 7 PILGRIMS PRIDE CORP<br />
72232M 16 S PiMCO CALIF MUN INCOME FD I1<br />
T2275N 10 6 PIMCO CA MUNICIPAL INCOME FD<br />
72223R 1G 7 PIMCO MUNICIPAL INCOME FD<br />
72235T IC 3 ?IMCO MY MUNICIPAL INCOME FD<br />
72Z?OU iO D PIMCO CORPORATE INCOME FD<br />
T2SJ3w iO 6 ?IMCO MUN INCOME FD I1<br />
i2230X 10 4 PIMCO STRATEGIC GBL GOV FD I<br />
72250Y 10 2 ?IMCO NEW YORK MUN FD I1<br />
722323 if3 i PINNACLE BANCSHARES INC<br />
77-1<br />
1 ~ 3<br />
-<br />
~ 1G 3 4 4 PINNACLE DATA SYS INC<br />
725456 IG 9 * PINNACLE ENTMT INC<br />
723G36 40 9 PINKACLE ENTMT INC<br />
723456 55 9 PINNACLE ENTMT INC<br />
725454 IG 4 PINNACLE FINL PARTNERS INC<br />
723481 iO 7 * PINNACLE SYS INC<br />
723461 $0 7 PINNACiE SYS INC<br />
723GZ1 45 7 PINNACLE SYS INC<br />
723G34 10 1 * PINNACLE WEST CAP CORP<br />
723434 40 i PINNACiE WEST CAP CORP<br />
T25Gi3q 45 1 PINNACLE WEST CAP CORP<br />
-97,' /~-s45 10 7 PIONEER CORP TEX<br />
723646 iG 5 PIONEER CORP JAPAN<br />
723555 10 6 PIONEES DRILLING CO<br />
7P35Sh IC 6 PIONEER HIGH INCOME TR<br />
723703 1C 4 PIONEER INTREST SHS<br />
SECURITIES ** PAGE 209<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
DEPOSITARY UNT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 6.000% 6/0<br />
NOTE 4.750%12/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
ADDED<br />
ADDED<br />
ADDED
238 DATE:59/24/02 x* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 210<br />
XU& iIME:OE:47 IVMOOl<br />
CijSI? NO. ISSGER NAME<br />
723787 iC 7 PIONEER NAT RES CO<br />
723787 $0 7 PIONEEi? NAT RES CO<br />
725787 $5 7 ?IONEER NAT RES CO<br />
723835 10 6 PIONEER RAILCORP<br />
723877 iO 6 * PIONEER STD ELECTRS INC<br />
723377 FO 6 ?IONEER STD ELECTRS INC<br />
723877 95 6 PIONEER STD ELECTRS INC<br />
724479 10 O + ?iTNEY BOWES INC<br />
724GT9 9G 0 PITNEY BOWES INC<br />
724479 95 0 PiTNEY BOWES INC<br />
724479 30 8 F'ITNEY BOWES INC<br />
7Zddi3 10 7 PITTSBURGH & W VA RR<br />
725398 10 7 PITTSBURGH FINL CORP<br />
725701 iO 6 X PITTSTON CO<br />
725701 90 6 PITTSTON CO<br />
7Z5'751 c5 6 ITTSTON CO<br />
-7- /~28iM iO 7 * OIXELW3RKS INC .<br />
72581M $0 7 PIXELWORKS INC<br />
72531N 95 7 PIXELWORKS INC<br />
7253iR IG 6 * PIVOTAL CORP<br />
72531R 40 6 PIVOTAL CORP<br />
T2531R 55 6 PIVOTAL CORP<br />
725511 10 3 * ?IXAR<br />
725611 $0 3<br />
-- -.<br />
i~>dll 55 3<br />
PIXAR<br />
PIXAR<br />
725348 10 5 PIZZA INN INC NEW<br />
725306 10 i * PLACER DOME INC<br />
725306 90 1 PLACER DOME INC<br />
725506 95 1 PLACER DOME INC<br />
726523 10 5 !'LAINS ALL AMERN PIPELINE L<br />
72634G 50 3 * PLAINS RES INC<br />
725540 46 3 PLAINS RES INC<br />
726540 $5 3 PLAINS RES INC<br />
725900 10 3 * PLANAR SYS INC<br />
726900 $0 3 PLANAR SYS INC<br />
7259GG 55 3 PiANAR SYS INC<br />
7273iP 10 5 PLAN VISTA CORP<br />
72734X 10 5 PLANET ZANETT INC<br />
72734Y 10 3 PLANETCAD INC<br />
-.-- /~!493 10 8 5 PLANTRONICS INC NEW<br />
727695 SO 8 PLANTRONICS INC NEW<br />
72'493 55 8 PLANTRONICS INC NEW<br />
72Tj4Y 10 0 3 ?LATO LEARNING INC<br />
72754Y 90 O lyLATO LEARNING INC<br />
7275LY $5 O PLAT0 LEARNING INC<br />
725117 20 1 * ?LAYBOY ENTERPRISES INC<br />
72Sii7 SO 1 PLAYBOY ENTERPRISES INC<br />
725ii7 55 1 PLAYBOY ENTERPRISES INC<br />
-,.- 1~~2.17 30 0 * PLAYBOY ENTERPRISES INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PREF CV $2.12<br />
SH BEN INT<br />
COM<br />
COM BRINKS GRP<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
UNIT LTD PARTN<br />
COM PAR $0.10<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
CL b
Rdbi DATE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *% PAGE 211<br />
RUN TIME:08:47<br />
IVMOOl<br />
CilS;? NC. ISSUER NAME<br />
726117 SO 0 PLAYBOY ENTERPRISES INC<br />
726117 95 O ?LAYBOY ENTERPRISES INC<br />
728<strong>13F</strong> 18 O + PLAYTEX PRODS INC<br />
728132 90 0 ?LAYTEX PRODS INC<br />
72813P 95 0 PLAYTEX PRODS INC<br />
725i32 10 G * ?LEXUS CORP<br />
729132 50 C PLEXUS CORP<br />
72$;32 95 O PLEXUS CORP<br />
7291SP 10 3 % PLUG POWER INC<br />
72919F 50 3<br />
-, P. -. t ~ 5 ~ 9$5 P 3<br />
PLUG POWER INC<br />
?LUG POWER INC<br />
72S25i 10 8 x ?LUM C2EEK TIMBER CO INC<br />
-.-a<br />
t~y251 90 8 PLUM CREEK TIMBER CO INC<br />
72$251 $5 8 PLUM CREEK TIMBER CO INC<br />
T2?$3G IG 4<br />
7 - c.<br />
r ~ ~ 2 2iO 0 1<br />
oLUMTREE SOFTWARE INC<br />
PLYMOCTH RUBR INC<br />
73G326 20 il ?LYMOUTH RUBR INC<br />
730234 iO I 20CAHONTAS BANCORP INC<br />
730448 k.D 7 POGO PRODUCING CO<br />
73i+%8 AE 7 POGO PRODUCING CO<br />
730448 10 7 * POGO PROCUCING CO<br />
--P, / />~ii8 SC 7<br />
- -.<br />
/5:4$8 95 7<br />
POGO PRODUCING CO<br />
POGO PROGUCING CO<br />
730598 10 7 POINT 360<br />
735d4P 10 0 PGINTE FINANCIAL CORP<br />
731358 10 2 * ?OLARIS INDS INC<br />
751568 96 2<br />
- -. 111268 $5 2<br />
POLARIS INDS INC<br />
POLARIS INDS INC<br />
731367 30 3 POLLUTION RESH & CTL CP CALI<br />
--., -<br />
1 ~ ~ 2 10 7 2 3 * PGLO RALPH LAUREN CORP<br />
731572 SG 3 POLO RALPH LAUREN CORP<br />
731572 95 3 PGLO RALPH LAUREN CORP<br />
73172K LO 4 * ?GLYCOM INC<br />
73l72it SG 4 ?DLYCOM INC<br />
73i72K 55 4 PGLYCOM INC<br />
- 7'-<br />
/~,728 20 O POFYDEX PHARMACEUTICALS LTD<br />
---<br />
/a1738 13 O * PCLYMEDICA CORP<br />
731738 SO O POLYMEDICA CORP<br />
731778 55 0<br />
-- - -C<br />
/>ii05 1C i<br />
POLYMEDICA CORP<br />
POLYMER RESH CORP AMER<br />
- -<br />
!s179F 10 6 % POLYONE CORP<br />
73179P SO 6 POLYONE CORP<br />
77-<br />
(ai79P $5 6 POLYONE CORP<br />
731822 10 2 * POMEROY COMPUTER RES<br />
731325 50 2 2CMEROY COMPUTER RES<br />
731822 45 2 POMEROY COMPUTER RES<br />
731312 10 l POLYAIR INTER PACK INC<br />
732315 IC O POORE BROS INC<br />
752327 10 0 ?OPE & TALBOT INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CL B<br />
COM<br />
NOTE 5.500% 6/1<br />
NOTE 5.500% 6/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.016<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
DELETED
RJh SATE: C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 212<br />
RUK TIYE : G8 : 47 IVMOOl<br />
CilS;? SC. ISSUER NAME<br />
732357 10 7 POPE RES DEL LTD PARTNERSHIP<br />
735i74 10 6 * POPULAZ INC<br />
735174 50 6 POPULAR INC<br />
733174 55 6 ?OPULAR INC<br />
- 7 /, 1~-;19 10 C ?GRT FINL CORP<br />
735647 50 7 F'ORTA SYS CORP<br />
736126 10 3 * PORTAL SOFTWARE INC<br />
755i26 4C 3 20RTAL SOFTWARE INC<br />
736126 95 3 PORTAL SOFTWARE INC<br />
- - -<br />
/si273 iO 2 ?ORTUGAL TELECOM SGPS S A<br />
--- (~t437 IG 6 * POSSIS MEDICAL INC<br />
-7-,<br />
/a:t07 SO 5 ?OSSIS MEDICAL INC<br />
737407 $5 6 PCSSIS MEDICAL INC<br />
737464 10 7 x ?OST PPTYS INC<br />
737664 4C 7 POST PPTYS INC<br />
737G54 95 7 POST PPTYS INC<br />
73755L 10 7 * POTASH CORP SASK INC<br />
73T55L 46 7 POTASH CGRP SASK INC<br />
73753L $5 7 POTASH CORP SASK INC<br />
7ZT528 ii? 7 * POTLATCH CORP<br />
---<br />
lai52.3 SO 7 PGTLATCH CORP<br />
---,<br />
is/>28 $5 7 POTLATCH CORP<br />
---<br />
lsi675 10 0 * POTOMAC ELEC PWR CO<br />
737579 4C 0<br />
-7<br />
15/(579 - - 45 0<br />
POTOMAC ELEC PWR CO<br />
POTOMAC ELEC PWR CO<br />
7389C5 4C 5 PGWERGEN PLC<br />
739128 20 6 POWELL IhDS INC<br />
735276 I2 3 * POWER INTEGRATIONS INC<br />
735276 40 3 POWER INTEGRATIONS INC<br />
--,-<br />
/a7276 55 3 POWER INTEGRATIONS INC<br />
- -<br />
/s9328 LS 4 3 POWER-ONE INC<br />
735308 50 4 POWER-ONE INC<br />
739368 55 4 POWER-ONE INC<br />
759363 10 9 * POWERWAVE TECHNOLOGIES INC<br />
735363 90 9 POWERWAVE TECHNOLOGIES INC<br />
739363 55 9 POWERWAVE TECHNOLOGIES INC<br />
739iiti iO 2 POZEN INC<br />
739419 10 9 ?RACTICEWORKS INC<br />
735621 10 5 * PRAECIS PHARMACEUTICALS INC<br />
73SG21 SO 5 PRAECIS PHARMACEUTICALS INC<br />
739G21 45 5 ?RAECIS PHARMACEUTICALS INC<br />
734727 10 5 PRAFiA BIOTECHNOLOGY LTD<br />
74G25F 10 4 * PRAXAIR INC<br />
-, r, /+u35P 9C 4 PRAXAIR INC<br />
74C95P 45 4 PRAXAIR INC<br />
742355 10 7 + PRE PAID LEGAL SVCS INC<br />
T4SJ65 40 7 ?RE PAID LEGAL SVCS INC<br />
742365 95 7 PRE PAID LEGAL SVCS INC<br />
7GC184 1S 6 PRECIS INC<br />
ISSUER DESCRIPTION STATUS<br />
DEPOSITRY RCPT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
SPON ADR FINAL DELETED<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM
RUK 3AiE:C9/24/G2 XE LIST OF SECTION <strong>13F</strong><br />
R2% TI?tE:08:47<br />
r : 1 ,,SIP NC. ISSijER NAME<br />
745iBS 1O 5 * PRECISION CASTPARTS CORP<br />
74Gi89 40 5 F'RECISION CASTPARTS CORP<br />
74PiE9 55 5 PRECISION CASTPARTS CORP<br />
74C22C 1G 0 3 PRECISION DRILLING CORP<br />
74C22G 5G 0 ?RECISION DRILLING CORP<br />
74C220 95 0 ?RECISION DRILLING CORP<br />
743294 10 3 PRECISION OPTICS INC MASS<br />
74C35id 10 2 PREDICTIVE SYS INC<br />
74C37G 10 6 PREFERRED INCOME FD INC<br />
74C37i-i 10 4 PREFERRED INCOME OPPORTUNITY<br />
745444 iO 4 PEEFORMED LINE PRODS CO<br />
74045Q 10 4 * PREMCOR INC<br />
74CG59 $0 4 PREMCOR INC<br />
74S459 95 4 ?REMCOR INC<br />
74646J 10 9 PREMIER BANCORP INC PA<br />
74C%73 i D 3 ?REMIER CMNTY BANKSHARES INC<br />
74G474 30 9 PREMIER CONCEPTS INC<br />
74550M 10 5 PREMIER FINL BANCORP INC<br />
-, 0 /iuSOU I D 7 PREMIER FARNELL PLC<br />
-,PC r+u~8F AB 6 PREMIERE TECHNOLOGIES INC<br />
74C38F kC 6 PREMIERE TECHNOLOGIES INC<br />
74C706 10 6 PRENTISS PPTYS.TR<br />
74C384 iO i * PRESIDENTIAL LIFE CORP<br />
7%0384 40 1 PRESIDENTIAL LIFE CORP<br />
74G384 55 i PRESIDENTIAL LIFE CORP<br />
741354 1G 5 PRESIDENTIAL RLTY CORP NEW<br />
74i304 20 4 PRESIDENTIAL RLTY CORP NEW<br />
761524 10 2 PRESLEY COS<br />
7Sii13 iD 4 * PRESSTEK INC<br />
74ili3 90 4 PRESSTEK INC<br />
741113 $5 4 PRESSTEK INC<br />
741115 10 9 PRESTIGE BANCORP INC<br />
74138B 10 5 PREVIO INC<br />
741$37 10 7 PRICE COMMUNICATIONS CORP<br />
741437 5G 5 * PRICE COMMUNICATIONS CORP<br />
741437 SO 5 PRICE COMMUNICATIONS CORP<br />
741237 $5 5 PRICE COMMUNICATIONS CORP<br />
-1 - 1<br />
itit4F iO 6 PZICE LEGACY CORP<br />
7?1
ZUK 3P.TE : 09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 214<br />
RiJN TIME:08:47 IVMOOl<br />
"'1C-D<br />
id-,,. NC. ISSUER NAME<br />
74i35C 1G 8 * ?RIME MED SVCS INC NEW<br />
i4l560 50 E ?RIME MED SVCS INC NEW<br />
74i36E 95 8 PRIME MED SVCS INC NEW<br />
74157K iO I * PRIMEDIA INC<br />
7415TK SG 1 PRIMEDIA INC<br />
7Gi57K $5 1 PRIMEDIA INC<br />
74i58E 20 4 PRIMEENERGY CORP<br />
74158; iO 3 PRIME GROUP REALTY TRUST<br />
74163C) :O O PRIMUS KNOWLEDGE SOLUTIONS I<br />
7G1321 20 : ?RIMA ENERGY CORP<br />
75Lq17 LO 8 * ?RIME 9OSPITALITY CORP<br />
741917 50 8 ?RIME HOSPITALITY CORP<br />
-/:-'.<br />
/+;-+A? 95 8 PRIME HOSPITALITY CORP<br />
74i929 Ai 7 PRIMUS TELECOMMUNICATIONS GR<br />
741929 10 3 * PRIMUS TELECOMMUNICATIONS GR<br />
7q1329 SC 3 PRIMUS TELECOMMUNICATIONS GR<br />
74i529 95 3 PRIMUS TELECOMMUNICATIONS GR<br />
741932 kE 3 PRIDE INTL INC<br />
741932 RE 7 PRIDE INTL INC<br />
742282 iG 6 PRINCETON NATL BANCORP INC<br />
74Z352 i3 7 PRINCETON REVIEW INC<br />
742476 10 4 PRINCETOH VIDEO IMAGE INC<br />
74251V LC 2 Z PRINCIPAL FINANCIAL GROUP IN<br />
74Z31V SG 2 PRINCIPAL FINANCIAL GROUP IN<br />
74251V 95 2 PRINCIPAL FINANCIAL GROUP IN<br />
742902 IG 1 PRINTCAFE SOFTWARE INC<br />
742578 10 7 PRINTRONIX INC<br />
74264T if2 2 * PRIORITY HEALTHCARE CORP<br />
74254T SC 2 PRIORITY HEALTHCARE CORP<br />
T4254T 95 2 PRIORITY HEALTHCARE CORP<br />
7, ?,<br />
1+~25K 1C 6 PRO-DEX INC COLO<br />
74256K 10 4 PRIVATE MEDIA GROUP INC<br />
74257C 10 6 PROASSURANCE CORP<br />
742G7C 20 3 PRIVATE BUSINESS INC<br />
742570 ZG i PROBEX CORP<br />
7G2574 10 4 * PROBUSINESS SERVICES INC<br />
742574 90 4 PROBUSINESS SERVICES INC<br />
742574 $5 4 PROBLJSINESS SERVICES INC<br />
74273ii iO 7 PRCCOM TECHNOLOGY INC<br />
"L"77<br />
I .,. ,8 i0 9 X PROCTER & GAMBLE CO<br />
7/.--- .+~!i8 50 9 PROCTEZ 8 GAMBLE CO<br />
742718 45 9 PROCTER 8 GAMBLE CO<br />
742359 iG 9 PRINCIPLED EQUITY MARKET FD<br />
-,.L?'m<br />
/-LJ~L 13 3 PRIVATEBANCORP INC<br />
74515R IC 5 PROFESSIONAL STAFF PLC<br />
Tq3i$% i A 4 FROFIT RECOVERY GROUP INTL I<br />
743157 10 6 r PROGENICS PHARMACEUTICALS IN<br />
743187 CC 6 PRGGENICS PHARMACEUTICALS IN<br />
7G5187 45 6 PROGENICS PHARMACEUTICALS IN<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT<br />
COM<br />
COM PAR $0.015<br />
COM<br />
CALL<br />
PUT<br />
SDCV 5.750% 2/1 DELETED<br />
COM<br />
CALL<br />
PUT<br />
SDCV 4/2<br />
DBCV 1/1<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
COM<br />
SPONSORED ADR<br />
NOTE 4.750%11/2<br />
COM<br />
CALL<br />
PUT
25% 3ATE:99/24/02 ** LIST OF SECTION <strong>13F</strong><br />
R2& TIYE:t8:47<br />
CUS;? NC. ISSUER NAME<br />
iC 6 PROGRAMMERS PARADISE INC<br />
10 5 * PROGRESS ENERGY INC<br />
90 5 PROGRESS ENERGY INC<br />
$5 5 >ROGRESS ENERGY INC<br />
:G 8 PROGRESS FINL CORP<br />
iG 0 x PROGRESS SOFTWARE CORP<br />
SO C PROGRESS SOFTWARE CORP<br />
45 0 PROGRESS SOFTWARE CORP<br />
?O 3 * 2ROGRESSIVE CORP OHIO<br />
90 3 PROGRESSIVE CORP OHIO<br />
55 3 PROGRESSIVE CORP OHIO<br />
20 4 PROGRESSIVE RETURN FD INC<br />
;O 2 * PROLOGIS<br />
$0 2 PRGLOGIS<br />
55 2 PROLOGIS<br />
10 0 PROLONG INTL CORP<br />
10 9 PROPHET 21 INC<br />
10 P PROQUEST COMPANY<br />
;O 1 ?ROSOFTTRAINING<br />
GO 6 PROSPECT STR HIGH INCOME PTF<br />
13 1 PROSPECT STREET INCOME SHS I<br />
10 5 PROSPERITY BANCSHARES INC<br />
AL 8 PROTECTION ONE ALARM<br />
30 4 * PROTECTION ONE INC<br />
90 4 PROTECTION ONE INC<br />
45 4 PROTECTION ONE INC<br />
iO 7 * PROTECTIVE LIFE CORP<br />
$0 3 PRaTECTIVE LIFE CORP<br />
95 3 PROTECTIVE LIFE CORP<br />
AB 9 PROTEIN DESIGN LABS INC<br />
10 3 * PROTEIN DESIGN LABS INC<br />
SG 3 PROTEIN DESIGN LABS INC<br />
95 3 PRCTEIN DESIGN LABS INC<br />
iO i * PFOTON ENERGY SYS INC<br />
$0 1 PROTON ENERGY SYS INC<br />
95 1 PROTON ENERGY SYS INC<br />
lil 7 PROVALIS PLC<br />
20 6 PROVALIS PLC<br />
iG 6 ?ROVANT INC<br />
I0 1 PROVENA FOODS INC<br />
10 e PROVIDENCE a WORCESTER RR co<br />
iG 3 PROVIDENT BANCORP INC MONTEB<br />
LC 0 * 2ROVIDENT BANKSHARES CORP<br />
SO 0 2ROVIDENT BANKSHARES CORP<br />
55 0 PROVIDENT BANKSHARES CORP<br />
;C 4 FRCVIDENT ENERGY TR<br />
iG 5 * PROVIDENT FINL GROUP INC<br />
SO 5 PROVIDENT FINL GROUP INC<br />
55 5 PROVIDENT FINL GROUP INC<br />
SECURITIES ** PAGE 215<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SH BEN INT<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
NOTE 6.750% 9/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.500% 2/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR DELETED<br />
SPONS ADR NEW ADDED<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
TR UNIT<br />
COM<br />
CALL<br />
PUT
i?d& DbTE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 216<br />
ZLih TIME:S8:47 IVMOOl<br />
C;iSI? !VG. ISSUER NAME<br />
743868 LO ; PROVIDENT FINL HLDGS INC<br />
743977 AC 4 PROVINCE HEALTHCARE CO<br />
743977 AE 0 PROVINCE HEALTHCARE CO<br />
743377 10 0 * PROVINCE HEALTHCARE CO<br />
743977 FO 0 FROVINCE HEALTHCARE CO<br />
745377 45 O PROVINCE HEALTHCARE CO<br />
74434A 'A C PROVIDIAN FINL CORP<br />
74GD6k 2.B 6 PROVIDIAN FINL CORP<br />
74406A 10 2 * OROVIDIAN FINL CORP<br />
74456L. 4G 2 PROVIDIAN FINL CORP<br />
74406k $5 2 ?ROVIDIAN FINL CORP<br />
744283 16 2 * PROXIM CORP<br />
744283 90 2 PROXIM CORP<br />
744233 55 2 PROXIM CORP<br />
74c290 36 5 PROXYMED PHARMACY INC<br />
744320 iO 2 * ?RUDENTIAL FINL INC<br />
746320 90 2 PRUDENTIAL FINL INC<br />
74L32C 45 P PRUDENTIAL FINL INC<br />
76235K 20 4 PRUDENTIAL PLC<br />
7G4375 I G 6 PSYCHEMEDICS CORP<br />
744375 SO 5 PSYCHEMEDICS CORP<br />
74G576 8G 3 PUBCO CORP<br />
74G.38Q iC 9 PSI TECHNOLOGIES HLDGS INC<br />
74439H 10 8 ?SYCHIATRIC SOLUTIONS INC<br />
74L573 10 6 * PUBLIC SVC ENTERPRISE GROUP<br />
744573 50 6 ?UBLIC SVC ENTERPRISE GROUP<br />
7G4573 95 6 PUELIC SVC ENTERPRISE GROUP<br />
74463C 10 9 * F'UbLIC STORAGE INC<br />
-,/ /+i43C 9G 9 PUBLIC STORAGE INC<br />
74450D $5 9 PUBLIC STORAGE INC<br />
7G450C 72 9 PUBLIC STORAGE INC<br />
74C527 1G 0 ?UBLICARD INC<br />
74463M l G 6 ?UBLICIS S A NEW<br />
-,-,, /+>~75 10 1 PUERTO RICAN CEM INC<br />
745310 i O 2 * PUGET ENERGY INC NEW<br />
745310 SO S ?UGET ENERGY INC NEW<br />
745310 95 2 PUGET ENERGY INC NEW<br />
745357 10 3 DULASKI BANCORP INC<br />
-I.=-<br />
/v4~i8 iO 7 PULASKI FINL CORP<br />
745769 10 9 PULITZER INC<br />
745S67 10 1 * PULTE HOMES INC<br />
75;,;,<br />
..,,o/ - 50 1 ?ULTE HOMES INC<br />
745367 45 1 ?ULTE HOMES INC<br />
745387 10 9 * PUMATECH INC<br />
745387 40 9 ?UMATECH INC<br />
743387 45 9 ?UMATECH INC<br />
746351 iO 7 PURADYN FILTER TECHNOLOGIES<br />
746144 SO 2 PURCHASEPRO COM<br />
74522C 10 6 PURE WORLD INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
NOTE 4.500%11/2<br />
NOTE 4.250%10/1<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.250% 8/1<br />
NOTE 2/1<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
AD R<br />
COM DELETED<br />
COM NEW ADDED<br />
COM PAR $.01 DELETED<br />
SPONSORED ADR<br />
COM ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM A DP1/1000<br />
COM<br />
SPONSORED ADR<br />
COM DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM
EJX 3L.TE: C9/24/02 *K LIST OF SECTION <strong>13F</strong><br />
RUk TIME:08:47<br />
CCSIP NO. ISSUER NAME<br />
7s622E i0 2 PURE RES INC<br />
746446 10 3 PUTNAM CALIF INVT GRADE MUN<br />
746G75 iO 4 ?UTNAM HIGH INCOME OPP TR<br />
?st779 i0 7 PUTNAM HIGH INCOME BOND FD<br />
T4678i :G 3 PUTNAM HIGH YIELD MUN TR<br />
74h325 10 0 2UTNAM INVT GRADE MUN TR<br />
7463i9 LO 1 2UTNAM MANAGED HIGH YIELD Ti?<br />
746323 1C 3 PUTNAM MANAGED MUN INCOM TR<br />
74b8sK 10 4 PUTNAM MASTER INCOME TR<br />
74533V 10 0 ?UTKAM MUN BD FD INC<br />
745353 10 G ?UTNAM PREMIER INCOME TR<br />
746339 1G 0 PUTNAM MASTER INTER INCOME T<br />
745120 10 7 ?UTNAM TAX FREE HEALTH CARE<br />
746921 I G 3 PUTNAM N Y INVT GRADE MUN TR<br />
746922 1C 3 PUTNAM MUN OPPORTUNITIES TR<br />
746327 i0 2 * JLT INC<br />
7$6927 5G 2 QLT INC<br />
745327 95 S QLT INC<br />
747135 10 1 ?YRAMID BREWERIES INC<br />
7G725X 10 5 7RS CO2P<br />
7472TA iO 4 4CR HOLDINGS INC<br />
74727D iO 8 * QAD INC<br />
747270 30'8 QAD INC<br />
74727f 95 8 3LD INC<br />
74727K 10 2 9 E P INC<br />
7, (41277 - 10 i * QLOGIC CORP<br />
747277 $0 Z QLOGIC CORP<br />
747273 35 1 4LOGIC CORP<br />
74T28C 30 7 QSOUND LABS INC<br />
7G730k AC 5 QUADRAMED CORP<br />
74730W 13 1 * QUADRAMED CORP<br />
74730W SG 1 QUADRAMED CORP<br />
7473CW 45 1 QUADRAMED CORP<br />
7473iK 10 6 4UAKER CITY BANCORP INC<br />
747316 10 7 QUAKER CHEM CORP<br />
747399 10 3 3UAKER FABRIC CORP NEW<br />
747325 10 S * QUALCOMM INC<br />
747525 40 3 QUALCOMM INC<br />
747525 55 3 QUALCOMM INC<br />
74756P IC 5 % QUALITY DINING INC<br />
74755P 90 5 QUALITY DINING INC<br />
74756P 55 5 3UALITY DINING INC<br />
74753R 13 9 3UALSTAR CORP<br />
747382 10 4 QUALITY SYS INC<br />
7475.2E LA O QUANTA SVCS INC<br />
7G752E 10 2 X QUANTA SVCS INC<br />
-,-I /+i~2E $0 2 aUkNTA SVCS INC<br />
ia752E 95 2 QUANTA SVCS INC<br />
747,526 10 2 * QUANEX CORP<br />
SECURITIES 5% PAGE 217<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
COM<br />
SH BEN INT<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SDCV 5.250% 5/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE 4.000% 7/0<br />
COM<br />
CALL<br />
PUT<br />
COM
KJ% DATE:09/24/02 *X LIST OF SECTION <strong>13F</strong> SECURITIES *X PAGE 218<br />
RUN TIME:08:47 IVMOOl<br />
CUSIP NO. ISSUER NAME<br />
747620 40 2 QbANEX CORP<br />
747620 '35 2 QUANEX CORP<br />
74755E iO 9 QUANTUM FUEL SYS TECH WORLDW<br />
747906 23 4 * QUANTUM CORP<br />
747966 50 4 QUANTUM CORP<br />
747306 55 4 QUANTUM CORP<br />
747514 10 9 Q MED<br />
746203 i0 6 PUEBECOR WORLD INC<br />
74034L AF 7 QUEST DIAGNOSTICS INC<br />
74834i 10 O * QUEST DIAGNOSTICS INC<br />
74834L 4G 0 GUEST DIAGNOSTICS INC<br />
iG834L 55 0 QUEST DIAGNOSTICS INC<br />
7G834T iO 3 * QUEST SOFTWARE INC<br />
74834T 90 3 QUEST SOFTWARE INC<br />
74834T '35 3 QUEST SOFTWARE INC<br />
74835Y 10 1 4UESTCOR PHARMACEUTICALS INC<br />
741356 10 2 * QUESTAR CORP<br />
748356 $0 2 QUESTAR CORP<br />
746356 $5 2 QUESTAR CORP<br />
74E37P 8 X QUICKLOGIC CORP<br />
74837P 90 8 QUICKLOGIC CORP<br />
74837P 95 8 QUICKLOGIC CORP<br />
748372 iO 4 X QUICKSILVER RESOURCES INC<br />
74637R 90 4 2UICKSILVER RESOURCES INC<br />
74657R 95 4 QUICKSILVER RESOURCES INC<br />
74S38C IC 6 * QUIKSILVER INC<br />
74838C SO 6 QUIKSILVER INC<br />
74E38C 95 6 QUIKSILVER INC<br />
74838~ 10 1 QUIDEL CORP<br />
74638~ 20 4 * QUIGLEY CORP<br />
74838L 90 4 QUIGLEY CORP<br />
748531 95 4 QUIGLEY CORP<br />
74833Y ZG 7 QUILMES INDL QUINSA SOCIETE<br />
748718 10 3 QUINENCO S A<br />
748757 iO 0 * 4UINTILES TRANSNATIONAL CORP<br />
74S'757 40 0 QUlNTIiES TRANSNATIONAL CORP<br />
7GE767 95 0 2UINTILES TRANSNATIONAL CORP<br />
748773 iO 8 QUINTON CARDIOLOGY SYS INC<br />
748302 10 5 QUIPP INC<br />
-, C 147356 10 7 JUIXOTE CORP<br />
7GSli7 2G 6 QUOTESMITH COM INC<br />
74412k 4G S QXL RICARDO PLC<br />
74GL21 10 9 * 2WEST CDMMUNICATIONS INTL IN<br />
747121 SC 9 QWEST COMMUNICATIONS INTL IN<br />
749121 55 9 QWEST COMMUNICATIONS INTL IN<br />
745124 10 3 R & B INC<br />
74SiZK 16 6 * QUOVADX INC<br />
-I?: /+y13K 50 6 QUOVADX INC<br />
74Si3K 95 6 2tiOVADX INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM DSSG<br />
CALL<br />
PUT<br />
COM<br />
COM NON-VTG<br />
DBCV 1.750%11/3<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
SP ADR CL B<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
SP ADR REP 250<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
ADDED
EiJb 2ATE:09/24/02 XX LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 219<br />
Rtih TIME:C8:47 IVMOOl<br />
CUSIP NC. ISSUER NAME<br />
749;30 :C 7 R & G FINANCIAL CORP<br />
749227 10 4 ZAIT INVT TR<br />
749270 10 4 R B RUBR PRODS INC<br />
74$350 40 0 * RCM TECHNOLOGIES INC<br />
-, *<br />
i-tr360 90 0 3CM TECHNOLOGIES INC<br />
749350 95 0 RCM TECHNOLOGIES INC<br />
74;361 10 i * RCN CORP<br />
749361 50 1 RCN CO2P<br />
744351 95 1 RCN CORP<br />
749413 1C 0 2DO EQUIPMENT CO<br />
74955F 10 6 RF MONOLITHICS INC<br />
7L?55J 10 8 RFS HOTEL INVS INC<br />
74S55L 10 3 ?GC RES INC<br />
74S33Q i0 2 RHBT FINANCIAL CORP<br />
74555W 3G 7 * R H DONNELLEY CORP<br />
7493% SO 7 R H DONNELLEY CORP<br />
74935W 45 7 R H DONNELLEY CORI?.<br />
744552 :G 5 RF INDS LTD<br />
-/ .<br />
/+536K 10 4 * i? G S ENERGY GROUP INC<br />
74936K 50 4 R G S ENERGY GROUP INC<br />
74556K 95 4 R G S ENERGY GROUP INC<br />
744607 10 7 RLI CORP<br />
749651 10 5 R 0 C TAIWAN FD<br />
749~60 iO 6 * RPC INC<br />
749560 9C 6 RPC INC<br />
745'566 $5 5 RPC INC<br />
74585 10 3 * RPM INC OHIO<br />
749585 40 3 RPM INC OHIO<br />
745685 55 3 RPM INC OHIO<br />
74S719 iG 0 * RSA SEC INC<br />
745719 40 0 RSA SEC INC<br />
7497L9 95 0 RSA SEC INC<br />
7447'3F 10 4 RSTAR CORP<br />
74973W 10 7 * RTI INTL METALS INC<br />
74973k $0 7 ?TI INTL METALS INC<br />
74573W 55 7 RTI INTL METALS INC<br />
74274R iC 7 RTW INC<br />
74i75b iO 1 RWD TECHNOLOGIES INC<br />
744338 iO 6 2MH TELESERVICES INC<br />
7+s';~i A3 6 RF MICRODEVICES INC<br />
74Si4l iO 0 * RF MICRODEVICES INC<br />
745341 SO 0 RF MICRODEVICES INC<br />
-,n /+s341 95 0 RF MICRODEVICES INC<br />
75C369 10 6 * 2ACING CHAMPIONS ERTL CORP<br />
752359 90 6 RACING CHAMPIONS ERTL CORP<br />
75C369 55 5 RACING CHAMPIONS ERTL CORP<br />
750236 AF 8 3ADIAN GROUP INC<br />
--P<br />
/>uZ36 10 1 * RADIAN GROUP INC<br />
75C236 90 i RADIAN GROUP INC<br />
ISSUER DESCRIPTION STATUS<br />
CL B<br />
COM<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM PAR $0.01<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
NOTE 3.750% 8/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DBCV 2.250% 1/0<br />
COM<br />
CALL<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
RUh 3AiE:G9/24/C2 ** LIST OF SECTION <strong>13F</strong> SECURITIES *+ PAGE 220<br />
RUS TI?lE:C8:47 IVMOOl<br />
CilSI? ME. ISSUER NAME<br />
755235 95 1 RADIAN GROUP INC<br />
73C25& ZG 2 RADIANT SYSTEMS INC<br />
75840K iG 9 RADIOLOGIX INC<br />
750G3F 10 8 * 2ADIO ONE INC<br />
i5G43P 58 8 ?AD10 ONE INC<br />
75040P $5 8 RADIO ONE INC<br />
75C9GP CO 5 x 2ADIO ONE INC<br />
-- -,<br />
/>L+OF 50 5 RADIO ONE INC<br />
750SOP 45 5 RADIO ONE INC<br />
755G.04 10 6 RADIO UNICA COMMUNICATIONS C<br />
750436 13 3 * RADIOSHACK CORP<br />
75CG38 SO 3 RADIOSHACK CORP<br />
--?I<br />
/>~+38 55 3 RADIOSHACK CORP<br />
752459 AB 5 RADISYS CORP<br />
750459 i O 9 * RADISYS CORP<br />
755G59 90 9 RADISYS CORP<br />
75Cq59 $5 9 RADISYS CORP<br />
75C511 14 7 RADYNE COMSTREAM INC<br />
752511 LO -2 RADYNE COMSTREAM INC<br />
755624 iO 8 RAG SHOPS INC<br />
750753 10 5 * RAILAMERICA INC<br />
75G753 50 5 2AILAMERICA INC<br />
752753 $5. 5 RAILAMERICA INC<br />
75C357 10 4 RAINBOW RENTALS INC<br />
75236X 10 6 RAINDANCE COMM<br />
7502.62 10 4 * RAINBOW TECHNOLOGIES INC<br />
756362 98 4 2AINBOW TECHNOLOGIES INC<br />
75C852 95 4<br />
73G37R 10 a<br />
RAINBOW TECHNOLOGIES INC<br />
RAINING DATA CORP<br />
752375 10 6 RAINMAKER SYSTEMS<br />
75CSi7 10 6 * RAMBUS IhC DEL<br />
75CSli 90 6 RAMBUS INC DEL<br />
75.C317 55 6 RAMBUS INC DEL<br />
751328 10 1 * RALCOR? HLDGS INC NEW<br />
--*<br />
131328 9C 1 2ALCORP HLDGS INC NEW<br />
751328 45 i RALCORP HLDGS INC NEW<br />
-'?<br />
iDi277 iD 4<br />
--7 ,.-<br />
/zi~>2 20 2<br />
RLLSTON PURINA CO<br />
RAMCO-GERSHENSON PPTYS TR<br />
751569 i O 4 RAMPART CAPITAL CORP<br />
751359 11 2 , RAMPART CAPITAL CORP<br />
--. -*<br />
c>l~oK 20 6 RAMSAY YOUTH SVCS INC<br />
7 - 1<br />
/3~337 30 4 RAMTRON INTL CORP<br />
752135 i O 8 8AND CAP CORP<br />
752344 30 9 XLNDGOLD RES LTD<br />
73231A iO 9 * RANGE RES CORP<br />
- -- ;3~2lA 50 9 RANGE RES CORP<br />
75ZSlA 55 9 RANGE RES CORP<br />
753329 5D 7<br />
--- /3>337 iC 0<br />
2ANDGOLD & EXPL LTD<br />
2ANK GROUP PLC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
CL D NON VTG<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.500% 8/1<br />
COM<br />
CALL<br />
PUT<br />
*W EXP 02/08/200<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM-R.P. GROUP DELETED<br />
COM SH BEN INT<br />
COM<br />
*W EXP 06/30/200 DELETED<br />
COM NEW<br />
COM NEW<br />
COM<br />
AD R<br />
ADDED<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR NEW<br />
SPONSORED ADR
RGN 3ATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES w* PAGE 221<br />
Rtih TIME:G8:G7 IVMOOl<br />
CdSi? NO. ISSUER NAME<br />
75352h iC 9 * RARE MEDIUM GROUP INC<br />
75332h 9O 9 2ARE MEDIUM GROUP INC<br />
75332h 55 9 2ARE MEDIUM GROUP INC<br />
75'8ZX 20 8 RARE MEDIUM GROUP INC<br />
/3>>2G 10 9 * 2ARE hOSPITALITY INTL INC<br />
7---.<br />
,>>s20 SC 9 RAPE HOSPITALITY INTL INC<br />
753320 55 9 RARE HOSPITALITY INTL INC<br />
75433P LC 7 RATIONAL SOFTWARE CORP<br />
75403P 20 2 * RATIONAL SOFTWARE CORP<br />
7519?P SO 2 RATIOhAL SOFTWARE CORP<br />
75G39F $5 2 ZATIONAL SOFTWARE CORP<br />
75&331 i0 6 RATEXCHANGE CORP<br />
75$212 10 8 RAVEN INDS INC<br />
754a59 10 5 RAWLINGS SPORTING GOODS INC<br />
75'730 TO 9 * RAYMOND JAMES FINANCIAL INC<br />
7517SC 50 9 RAYMOND JAMES FINANCIAL INC<br />
75L73C 95 9 RAYMOND JAMES FINANCIAL INC<br />
73c307 iO 3 * ZAYDNIER INC<br />
756307 SO 3 RAYONIER INC<br />
75C937 95 3 RAYONIER INC<br />
- F<br />
155381 - i0 6 * RAYOVAC CORP<br />
755581 90 6 RAYOVAC CORP<br />
755381 55 6 RAYOVAC CORP<br />
7-cr<br />
>= 133 i 0 8 RAYTECH CORP DEL<br />
i25,il 30 9 ZAYTHE3N CO<br />
735i11 50 7 * RAYTHEON CO<br />
755111 SO 7 RAYTHEON CO<br />
755111 $3 7 RAYTHEON CO<br />
755236 IG 6 * RAZORFISH INC<br />
--- 1-5236 SO 6 2AZORFISH INC<br />
755236 45 6 RAZORFISH INC<br />
755236 20 5 2AZORFISH INC<br />
755246 A& 3 2EAD-RITE CORP<br />
7552G6 10 5 * READ-RITE CORP<br />
75f3C6 40 5 ?EAD-RITE CORP<br />
735246 55 5 READ-RITE CORP<br />
755257 16 1 * ZEADERS DIGEST ASSN INC<br />
735267 90 i READERS DIGEST ASSN INC<br />
---<br />
7 5 l ZEADERS DIGEST ASSN INC<br />
755267 PC 0 * READERS DIGEST ASSN INC<br />
- - 7<br />
/=~267 30 G READERS DIGEST ASSN INC<br />
755267 $ 5 3 ZEADERS CIGEST ASSN INC<br />
755438 10 1 ZEADING INTERNATIONAL INC<br />
755A08 2G 0 ?EADING INTERNATIONAL INC<br />
755381 10 9 REAL ESTATE INCOME FUND INC<br />
75635L i3 4 * SEALNETWORKS INC<br />
756G5L 30 4 ZEALNETWORKS INC<br />
73~051 $5 4<br />
- -<br />
f36;GS 10 4<br />
ZEALNETWORKS INC<br />
REALTY INCOME CORP<br />
ISSUER DESCRIPTION<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000% 2/0<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM NEW<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
CL A NEW<br />
NOTE 6.500% 9/0<br />
COM<br />
CAL i<br />
PUT<br />
CL A NON VTG<br />
CALL<br />
PUT<br />
CL B<br />
CALL<br />
PUT<br />
CL A<br />
CL B<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
STATUS<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
ADDED
RdN DATE : 09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 222<br />
RUN TINE:S8:47 IVMOOl<br />
CiiSI? NG. ISSUER NAME<br />
75121K iO 6 * ZECKSON ASSOCS RLTY CORP<br />
75621K 40 6 RECKSON ASSOCS RLTY CORP<br />
75621K 45 6 RECKSON ASSOCS RLTY CORP<br />
75621K 20 5 RECKSON ASSOCS RLTY CORP<br />
-,-I<br />
13321K 30 4 * RECKSON ASSOCS RLTY CORP<br />
75521K 40 4 RECKSON ASSOCS RLTY CORP<br />
--l<br />
13c21K 55 4 ZECKSON ASSOCS RLTY CORP<br />
756240 30 5 RECONDITIONED SYS INC<br />
755268 iO 8 * ZECOTON CORP<br />
756258 90 8 ZECOTON CORP<br />
- - 136268 95 8 RECOTON CORP<br />
756577 iO 2 * RED HAT INC<br />
756577 90 2 2ED HAT INC<br />
750577 55 2 RED HAT INC<br />
75689M iO i RED ROBIN GOURMET BURGERS IN<br />
757209 L.3 7 ZEDBACK NETWORKS INC<br />
757259 3.0 1 * REDBACK NETWORKS INC<br />
757209 $0 1 REDBACK NETWORKS INC<br />
757239 95 1 ZEDBACK NETWORKS INC<br />
757473 10 3 REDHOOK ALE BREWERY<br />
757479 10 O ZEDIFF COM INDIA LTD<br />
757397 10 3 REDWOOD EMPIRE BANCORP<br />
758375 4C 2 * REDWOOD TR INC<br />
756375 40 2 REDWOOD TR INC<br />
758975 95 2 REDWOOD TR INC<br />
758375 60 0 REDWOOD TR INC<br />
755110 AE O 2EEBOK INTL LTD<br />
756ii0 1G 0 * REEBOK INTL LTD<br />
- -<br />
/>81i0 50 0 REEBOK INTL LTD<br />
75Ei10 95 0 REEBOK INTL LTD<br />
758234 :C 1 REED ELSEVIER N V<br />
756255 iO 8 2EED ELSEVIER P L C<br />
75S34i 10 : REEDS JEWELERS INC<br />
758353 10 9 KEFAC<br />
758750 10 3 SEGAL BELOIT CORP<br />
753766 10 9 x REGAL ENTMT GROUP<br />
75&756 40 9 REGAL ENTMT GROUP<br />
758766 95 9 REGAL ENTMT GROUP<br />
758349 10 3 REGENCY CTRS CORP<br />
7563iF AB 3 REGENERON PHARMACEUTICALS<br />
T5536F 10 7 * ZEGENERON PHARMACEUTICALS<br />
75b36F 90 7 REGENERON PHARMACEUTICALS<br />
75836F 55 7 REGENERON PHARMACEUTICALS<br />
75886ti 13 0 * ZEGENEZATION TECH INC DEL<br />
75635K 90 0 REGENERATION TECH INC DEL<br />
75830N 95 0 REGENERATION TECH INC DEL<br />
75EYo5 i G 9 ZEGENT CDMMUNICATIONS INC DE<br />
752332 l G 7 * ZEGIS CORP MINN<br />
755332 SO 7 3EGIS CORP MINN<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
PFD CV SER A%<br />
CL B<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM ADDED<br />
NOTE 5.000% 4/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD CV B%9.74<br />
DBCV 4.250% 3/0<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.500%10/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL
KiJX BATE: 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RJh TIYE: 08:47<br />
-L ':iCIp . ;iC * ISSUER NAME<br />
758732 95 7 ZEGIS CORP MINN<br />
--- />c.940 1C G * REGIONS FINL CORP<br />
75E.940 40 G ZEGIONS FINL CORP<br />
7583q0 $5 0 REGIONS FiNL CORP<br />
73944 10 2 2EHABILICARE INC<br />
75932E 10 0 * 2EGIONAL EK HOLDRS TR<br />
75332E 46 3 3EGIONAL BK HOLDRS TR<br />
75?22E 45 0 2EGIONAL BK HOLDRS TR<br />
--0<br />
13s14C 10 i X 2EGISTER COM INC<br />
759146 $0 1 ZEGISTER COM INC<br />
759146 $5 1 ZEGISTER COM INC<br />
755144 iO 8 ZEGUS PLC<br />
7'-<br />
,>~148 10 9 * ZEHABCARE GROUP INC<br />
75Si4S 96 9 ZEHABCARE GROUP INC<br />
759148 $5 9 REHABCARE GROUP INC<br />
75535A :O 9 REINHOiD INDS INC N Y<br />
--,.<br />
/>-351 i O 9 * 4EINSURANCE GROUP AMER INC<br />
759351 99 9 REINSU2ANCE GROUP AMER INC<br />
759351 95 9 ZEINSURANCE GROUP AMER INC<br />
75$351 30 7 REINSURANCE GROUP AMER INC<br />
755599 10 2 RELIANCE STEEL B ALUMINUM CO<br />
75$52B 10 5 * RELIANT RES INC<br />
75SJ2E $0 5 RELIANT RES INC<br />
75c52B $5 5 RELIANT RES INC<br />
759323 iO 8 3 ?ELIANT ENERGY INC<br />
73532~ 50 8 ZELIANT ENERGY INC<br />
759322 95 8 RELIANT ENERGY INC<br />
75532R iC 0 ZELIV INTL INC<br />
- - />$525 iG 8 RELM WIRELESS CORP<br />
75FJGS ?C I * ZEMEC INC<br />
755543 SG 1 REMEC INC<br />
759543 $5 1 ZEMEC INC<br />
75?5G? i0 8 REMEDYTEMP INC<br />
755594 30 2 * REMINGTON OIL 8 GAS CORP<br />
75$?34 40 2 REMINGTON OIL 8 GAS CORP<br />
755594 95 2 REMINGTON OIL 8 GAS CORP<br />
75c46V 10 5 ZENAISSANCE CAP GRWTH INCM I<br />
--.- 13:;571 A8 6 RENAL TREATMENT CTRS INC<br />
75S571 LC 4 i?ENAL TREATMENT CTRS INC<br />
75955i 10 S * RENAISSANCE LEARNING INC<br />
- - n<br />
i>>SSL 40 5 ZENAISSANCE LEARNING INC<br />
--,i3268L<br />
95 5 RENAISSANCE LEARNING INC<br />
--m-,-,<br />
( 3 7 ~ ~ 10 3 7 RELIABILITY INC<br />
-7-m-<br />
/:,~yi6 ZO 9 * 2EPLIGEN CORP<br />
755316 YO '9 REPLIGEN CORP<br />
- -<br />
/>SS16 55 9 REPLIGEN CORP<br />
---<br />
/21?25 23 2 ZEPUBLIC BANCSHARES INC<br />
759330 10 3 * ZENAL CARE GROUP INC<br />
755330 90 O ZENAL CARE GROUP INC<br />
SECURITIES *% PAGE 223<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DEPOSITRY RCPT<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
PFD TR INC EQ<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALi<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.625% 7/1<br />
NOTE 5.625% 7/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALi
i?"S DATE:Q4/2q/02 *% LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 224<br />
RU;i TINE : CS: 47 IVMOOl<br />
'iisi? YC. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
759330 55 C ZENAL CARE GROUP INC<br />
76C39N 10 O * 2ENT A CTR INC NEW<br />
76C29ti 90 G REhT A CTR INC NEW<br />
7SCSSN 95 0 ZENT A CTR INC NEW<br />
T52?9U 1s 4 * RENT WAY INC<br />
75539G 50 4 RENT WAY INC<br />
76C33U 55 4 RENT WAY INC<br />
76C498 1G 3 2ENT A WRECK OF AMER INC<br />
76Ci12 10 2 RENTECH INC<br />
7sL174 10 2 RENTRAK CORP<br />
76C26T 20 5 * ZEPSOL YPF S A<br />
742ZST $0 5 ZEPSOL YPF S A<br />
7SC26T 95 5 REPSOL YPF S A<br />
73325~ LA 7 2EPTRON ELECTRONICS INC<br />
76G26bi iC 9 REPTRON ELECTRONICS INC<br />
76C27U 10 2 REPEATER TECHNOLOGIES INC<br />
74GP76 iG 5 SEPUBLIC AWYS HLDGS INC<br />
7tZ231 2G 4 REPUBLIC BANCORP KY<br />
- ' C 70<br />
1 9 ~ ~ 0iC 2 3 * ZEPUBLIC BANCORP INC<br />
766282 92 3 REPUBLIC BANCORP INC<br />
756282 $5 3 REPUBLIC BANCORP INC<br />
760416 IC 7 REPUBLIC FIRST BANCORP INC<br />
76C?3$ 10 O * REPUBLIC SVCS INC<br />
-A - -- t v ~ ! 5 G 90 0 REPUBLIC SVCS INC<br />
760759 $5 0 2EPUBLIC SVCS INC<br />
76f3il iG 7 SESEARCH FRONTIERS INC<br />
762343 AB 6 RES-CARE INC<br />
760?43 CC 4 RES-CARE INC<br />
76C343 10 0 * RES-CARE INC<br />
76C943 9G G RES-CARE INC<br />
76i543 95 3 RES-CARE INC<br />
762375 10 2 * RESEARCH IN MOTION LTD<br />
762975 SC 2 RESEARCH IN MOTION LTD<br />
74L375 95 2 RESEARCH IN MOTION LTD<br />
760981 iO O + ZESTORATION HARDWARE INC DEL<br />
74G38i SO 0 RESTORATION HARDWARE INC DEL<br />
752381 45 0 RESTORATION HARDWARE INC DEL<br />
76ii5Q 1 0 4 RESONATE INC<br />
761152 AB 3 ZESMED INC<br />
i6ilSZ iO 7 % RESMED INC<br />
761152 9G 7 2ESMED INC<br />
76i152 $5 7 2ESMED INC<br />
752183 ?O 2 RESOETPUEST INTL INC<br />
761195 25 5 3 RESOURCE AMERICA INC<br />
76ii45 5% 5 RESOURCE AMERICA INC<br />
-,<br />
/cllS5 55 5 7ESOURCE AMERICA INC<br />
76221R iO 4 RESOURCES BANKSHARES CORP<br />
78i22Q f0 5 * 2ESOURCES CONNECTION INC<br />
75i22G $0 5 ZESOURCES CONNECTION INC<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
NOTE 6.750% 8/0<br />
COM<br />
COM<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 6.000%12/0<br />
NOTE 6.000%12/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CAL 1<br />
PUT<br />
COM<br />
NOTE 4.000% 6/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
DELETED<br />
DELETED<br />
ADDED
RUN 3ATE:G9/24/02 *X LIST OF SECTION <strong>13F</strong><br />
ELJL TIME:C8:47<br />
CUSI? NC. ISSUER NAME<br />
75122C 55 5 RESOURCES CONNECTION INC<br />
761230 iG i X RESPIRCINICS INC<br />
761230 40 i 2ESPIRONICS INC<br />
76133C $5 1 2ESPIRONICS INC<br />
T6i275 1G 1 * RETAIL HOLDRS TR<br />
7Si27U ?G 1 RETAIL HOLDRS TR<br />
- ,-<br />
i6iZ7L 45 i XETAIL HOLDRS TR<br />
76i28G iC 9 * 2ETEK INC<br />
T6i2tiG 90 9 RETEK INC<br />
761234 55 9 RETEK INC<br />
7Si13k ;O 5 ZETRACTABLE TECHNOLOGIES INC<br />
751312 ? G 7 REUNION INDS INC<br />
75132N 10 2 + REUTERS GROUP PLC<br />
74i32M 90 2 ZEUTERS GROUP PLC<br />
T513SM 55 2 REUTERS GROUP PLC<br />
7slS2H 10 8 ZEVLON INC NEW<br />
761525 50 G * REVLON INC<br />
76i525 $0 0 REVLON INC<br />
751325 $5 0 REVLON INC<br />
76i524 iO 5 REX STORES CORP<br />
761655 iO 6 REXAM PLC<br />
761684 10 9 REXHALL INDS INC<br />
7Si595 10 5 * ZEYNOLDS & REYNOLDS CO<br />
751595 40 5 REYNOLDS & REYNOLDS CO<br />
761695 55 !5i?EYNOLDS & REYNOLDS CO<br />
76132K 16 5 * ZEYNOLDS R J TOB HLDGS INC<br />
75132K 53 5 2EYNOLDS R J TOB HLDGS INC<br />
76i82K 95 5 REYNOLDS R J TOB HLDGS INC<br />
762.>73 10 4 RHEOMETRICS SCIENTIFIC INC<br />
752397 10 7 * RHODIA<br />
762397 90 7 RHODIA<br />
762397 55 7 RHODIA<br />
752537 10 8 3 RIBAPHARM INC<br />
762537 SG 8 RIEAPHARM INC<br />
752537 $5 8 RIBAPHARM INC<br />
762557 10 5 * RIEOZYME PHARMACEUTICALS INC<br />
762357 90 5 RIBOZYME PHARMACEUTICALS INC<br />
762567 45 5 RIBOZYME PHARMACEUTICALS INC<br />
- .A-,.-<br />
/$L~OL 20 3 ZICA FOODS INC<br />
765165 L.E 3 RICHARilSON ELECTRS LTD<br />
763155 AC 1 RICHARDSON ELECTRS LTD<br />
762165 10 7 RICHARDSON ELECTRS LTD<br />
753G08 11 9 2ICHFOOD HLDGS INC<br />
76547T 10 6 RICHMONT MINES INC<br />
755541 SO 3 ZICKS CABARET INTL INC<br />
766339 1 0 8 RIGEL PHARMACEUTICALS INC<br />
766370 10 5 * RIGGS NATL CORP WASH DC<br />
756570 90 5 RIGGS NATL CORP WASH DC<br />
766570 95 5 2IGGS NATL CORP WASH DC<br />
SECURITIES x* PAGE 225<br />
IVM001<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DEP RCPT<br />
CALi<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
SP ADR NEW2001<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CAi L<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SDCV 7.250%12/1<br />
SDCV 8.250% 6/1<br />
COM<br />
*W EXP 03/04/200<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT
RUN 3ATE:04/24/02 ** LIST OF SECTION <strong>13F</strong><br />
R3h TI%E:Gd:47<br />
CL;S;r' NC. ISSUER NAME<br />
765573 10 9 3 2IGHT MGMT CONSULTANTS INC<br />
756373 CC 9 RIGHT MGMT CONSULTANTS INC<br />
766335 F5 9 RIGHT MGMT CONSULTANTS INC<br />
766721 10 4 RIMAGE CORP<br />
767204 10 G 210 TINT0 PLC<br />
75i74E 10 3 RITA MED SYS INC DEL<br />
7677G4 iO 5 RITCHIE BROS AUCTIONEERS<br />
763754 L L 8 RITE AID CORP<br />
76.754 bA 1 RITE AID CORP<br />
757754 ;0 4 * ZITE AID CORP<br />
- .---<br />
/c?!34 40 4 ZITE AID CORP<br />
767754 95 4 RITE AID CORP<br />
768475 iO 5 RIVER VY BANCORP<br />
758734 10 9 RIVERDEEP GROUP PLC<br />
759320 iO 2 * RIVERSTONE NETWORKS INC<br />
763326 SC 2 ZIVERSTONE NETWORKS INC<br />
75S32C $5 2 ZIVERSTONE NETWORKS INC<br />
755397 15 0 RIVER'JIEW BANCORP INC<br />
765536 :G 3 ZIVIANA FOODS INC<br />
753527 ;G il RIVIERA HLDGS CORP<br />
765548 : C 6 RIVIERA TOOL CO<br />
764742 10 7 * ROADWAY CORP<br />
765742 90 7 ROADWAY CORP<br />
7547G2 $5 7 ROADWAY CORP<br />
764341 10 7 ROANOKE ELEC STL CORP<br />
769900 IG i ROBERTS REALTY INVS<br />
773156 RA : ROBBINS & MYERS INC<br />
77C136 10 3 ZCBBINS 8 MYERS INC<br />
77C323 10 3 * RGBERT HALF INTL INC<br />
77C.323 $0 3 ROBERT HALF INTL INC<br />
77r323 45 3 ROBERT HALF INTL INC<br />
771574 10 i * ZOBGTIC VISION SYS INC<br />
7-7- -<br />
t/~d74 90 i ROBOTIC VISION SYS INC<br />
-<br />
ill374 - $5 i QCBOTIC VISION SYS INC<br />
77il96 Ail 4<br />
7"" t,-47 10 4<br />
ROCHE HiDGS INC<br />
ROCHESTER MED CORP<br />
772532 10 5 ZCCK OF AGES CORP<br />
f -.--- r/~i59 20 7 ROCK-TENN CO<br />
--- -<br />
/i>;5P 10 1 ZOCKFORD CORP<br />
771c-- d,u3 IG 9 * ROCKWELL AUTOMATION INC<br />
-.--, 1,2323 SO S RGCKWELL AUTOMATION INC<br />
775753 95 9 ROCKWELL AUTOMATION INC<br />
77G341 10 1 * ROCKWELL COLLINS INC<br />
- -<br />
/!L341 $0 I ROCKWELL COLLINS INC<br />
774341 55 1 ROCKWELL COLLINS INC<br />
77G374 IC 2 ROCKWEiL MEDICAL TECH<br />
776374 11 0 ROCKWELL MEDICAL TECH<br />
774678 40 3 ZCCKY MTN CHOCOLATE FACTORY<br />
77G330 10 3 ROCKY SHOES & BOOTS INC<br />
SECURITIES ** PAGE 226<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
NOTE 5.250% 9/1<br />
NOTE 4.750%12/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
AD R<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
NOTE 6.500% 9/0<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
ADDED<br />
NOTE<br />
COM<br />
CL A<br />
CL A<br />
COM<br />
COM<br />
CAL i<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
4/2 ADDED<br />
*W EXP 01/26/200<br />
COM PAR $0.03<br />
COM
RijX DATE:C9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUN TIME:08:47<br />
CLST? NC. ISSUER NAME<br />
775,343 10 2 2OFIN SINAR TECHNOLOGIES INC<br />
775i2S AE 1 2OGERS COMMUNICATIONS INC<br />
775109 26 G * ROGERS COMMUNICATIONS INC<br />
775i37 5C C ZOGERS COMMUNICATIONS INC<br />
775109 55 0 ROGERS COMMUNICATIONS INC<br />
T75;35 iO i ROGERS CORP<br />
775315 iG 4 ROGERS WIRELESS COMMUNICATIO<br />
775369 10 1 * 2OGuE WAVE SOFTWARE INC<br />
775369 50 1 2OGUE WAVE SOFTWARE INC<br />
775369 95 i ROGUE WAVE SOFTWARE INC<br />
775371 10 7 * ROHM % HAAS CO<br />
775371 $0 7 2OHM 8 HAAS CO<br />
775371 $5 7 RCHM & HAAS CO<br />
775351 10 6 2CHN INDS INC<br />
775711 10 4 w ROLLINS INC<br />
775711 FO 4 ROLLINS INC<br />
775711 $5 4 2OLLINS INC<br />
775377 iO 3 ROME BANCORP INC<br />
775338 2C 4 ZONSON CORP<br />
776596 '0 6 X ROPER INDS INC NEW<br />
770590 90 6 ROPER INDS INC NEW<br />
776595 45 6 ROPER INDS INC NEW<br />
77Si02 iO 7 * ROSLYN BANCORP INC<br />
778l62 50 7 ROSLYN BANCORP INC<br />
778162 $5 7 ROSLYN BANCORP INC<br />
778296 10 3 * ROSS STORES INC<br />
773296 53 3<br />
- .<br />
116236 95 3<br />
ROSS STORES INC<br />
2OSS STORES INC<br />
776303 20 6 ROSS SYS INC<br />
778329 10 7 ZOSTELECOM OPEN JT STK LNG D<br />
776903 iO 4 ROTONICS MFG INC<br />
779388 iG 3 * ROUGE INDS INC DEL<br />
775388 90 3 ROUGE INDS INC DEL<br />
779388 55 3 2OUGE INDS INC DEL<br />
779273 10 1 3 ROUSE CO<br />
773273 40 1 ROUSE CO<br />
773273 55 i ROUSE CO<br />
779273 3C 9 ZOUSE CO<br />
774382 10 G * RCi4AN COS INC<br />
775382 SO G ZOWAN COS INC<br />
-7m-,.<br />
//->a2 $5 3 2GWAN COS INC<br />
779328 10 8 3OWE C3S<br />
775315 10 7 ZOYAL GROUP TECHNOLOGIES LTD<br />
73C358 1C 8 * ROXIO INC<br />
78f108 90 8 20x10 INC<br />
78C3S8 55 8 ROXIO INC<br />
7SC3GV 20 2 ROYAL 8 SUN ALLIANCE INS<br />
732076 10 5 * ROYAL APPLIANCE MFG CO<br />
78C376 4G 5 ROYAL APPLIANCE MFG CO<br />
SECURITIES X* PAGE 227<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
DBCV 2.000%11/2<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CL B NON-VTG<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SPONSORED ADR<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD CONV SER B<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SUB VTG SH<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR NEW<br />
COM<br />
CALL
RUN 3ATE:04/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES S* PAGE 228<br />
RUN TiME:C8:47 IVMOOl<br />
CUSI? NG. ISSUER NAME<br />
78C376 95 5 ROYAL APPLIANCE MFG CO<br />
786381 10 5 ROYAL BANCSHARES PA INC<br />
76L357 iO 2 * ROYAL BK CDA MONTREAL QUE<br />
76Z287 50 2 ROYAL BK CDA MONTREAL QUE<br />
786387 55 2 ROYAL BK CDA MONTREAL QUE<br />
73Ci53 AK 8 ROYAL CARIBBEAN CRUISES LTD<br />
7EC153 AM 4 ZOYAL CARIBBEAN CRUISES LTD<br />
782257 60 4 * ROYAL DUTCH PETE CO<br />
786257 5& 4 ROYAL DUTCH PETE CO<br />
78C257 55 4 ZOYAL DUTCH PETE CO<br />
73C237 93 3 ROYAL DUTCH PETE CO<br />
78C187 10 8 * ROYAL GOLD INC<br />
75iZ87 50 8 ROYAL GOLD INC<br />
78C287 95 8 ZOYAL GOLD INC<br />
785541 20 5 ROYAL KPN NV<br />
780746 20 0 ROYALE ENERGY INC<br />
7EC30N iO 8 ROYCE FOCUS TR<br />
73C31C iO 5 ZOYCE VALUE TR INC<br />
78S715 10 4 ROYCE MICRO-CAP TR INC<br />
781l6E 1G 2 2bBIOS RESTAURANTS INC<br />
781182 10 0 * RUBY TUESDAY INC<br />
781162 $0 0 RUBY TUESDAY INC<br />
78ii82 95 0 RUBY TUESDAY INC<br />
781258 10 8 RUDDICK CORP<br />
781270 10 3 * ZUDOLPH TECHNOLOGIES INC<br />
781270 90 3 RUDOLPH TECHNOLOGIES INC<br />
781270 95 3 2UDOLPH TECHNOLOGIES INC<br />
75;7%8 iO 8 * RURAL / METRO CORP<br />
781748 90 8 2URAL / METRO CORP<br />
781748 95 8 ZURAL / METRO CORP<br />
731762 10 6 ZURBAN FINL CORP<br />
731346 10 0 RUSH ENTERPISES INC<br />
781846 2; 9 RUSH ENTERPISES INC<br />
781846 50 8 2USH ENTERPISES INC<br />
761334 iO 7 RURAL CELLULAR CORP<br />
732355 iil 7 RUSHMORE FINL GROUP INC<br />
782233 10 0 * RUSS BERRIE 8 CO<br />
782233 $0 0 RUSS BERRIE & CO<br />
782233 95 O ZUSS BERRIE 8 CO<br />
722352 10 8 * i?tiSSELL CORP<br />
732352 50 8 ZUSSELL CORP<br />
782352 55 8 RUSSELL CORP<br />
-.^-<br />
,us213 - LO 4 * ZYANAIR HLDGS PLC<br />
793513 $0 4 RYANAIR HLDGS PLC<br />
783313 55 4<br />
-?- -<br />
RYANAIR HLDGS PLC<br />
163319 10 i * ZYANS FAMILY STEAK HOUSE INC<br />
7SiJ1S 43 i RYANS FAMILY STEAK HOUSE INC<br />
782319 $5 1 RYANS FAMILY STEAK HOUSE INC<br />
783349 13 8 * i?YDER SYS INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
NOTE 2/0<br />
NOTE 5/1<br />
NY REG EUR .56<br />
CALL<br />
PUT<br />
FOREIGN<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CL B<br />
CL A<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
ADDED<br />
ADDED<br />
DELETED
R3N DATE: 09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 229<br />
RUK TI?lE:08:47 IVMOOl<br />
C!JSIP NC. ISSUER NAME<br />
78S54? 40 8 XYDER SYS INC<br />
---- /a3349 95 8 2YGER SYS INC<br />
78375P 16 7 * 2YERSON TULL INC NEW<br />
78275P 53 7 RYERSON TULL INC NEW<br />
78375P 55 7 RYERSON TULL INC NEW<br />
76575P 20 6 RYERSON TULL INC NEW<br />
733764 iD 3 * RYLAND GROUP INC<br />
783764 32 3 RYLAND GROUP INC<br />
78Z754 95 3 RYLAND GROUP INC<br />
783774 10 2 S8K FAMOUS BRANDS INC<br />
T8379P 10 3 St?? 500 PROTECTED EQUITY FD<br />
783859 10 ; S & T BANCORP INC<br />
75337E iO 3 * SBC COMMUNICATIONS INC<br />
-r.-<br />
/osSTS 50 3 SBC COMMUNICATIONS INC<br />
T85iiG 45 3 SBC COMMUNICATIONS INC<br />
78Z37P ;O 3 * SBS TECHNOLOGIES INC<br />
78337P SO 3 SBS TECHNOLOGIES INC<br />
76337P 95 3 SLS TECHNOLOGIES INC<br />
753873 20 1 SEE INC<br />
783385 iO 6 * SEA COMMUNICATIONS CORP<br />
78538J 90 6 SBA COMMUNICATIONS CORP<br />
76388J $5 6<br />
- ,.- /a3330 AF'3<br />
SBA COMMUNICATIONS CORP<br />
SCI SYS INC<br />
785978 10 9 SI TECHNOLOGIES INC<br />
78G33h iO 4 SAL TR PFD FD I<br />
784318 2G 3 * SCM MICROSYSTEMS INC<br />
789318 40 3 SCM MICROSYSTEMS INC<br />
784518 5'5 3 SCM MICROSYSTEMS INC<br />
7Ba22P iO 4 SCPIE HLDGS INC<br />
784326 iG 2 * SCP POOL CORP<br />
78G328 SC 2 SCP POOL CORP<br />
75C.026 $5 2 SCP POOL CORP<br />
7SciG9 20 9 SED INTL HLDGS INC<br />
7SG110 10 8 SEEC INC<br />
734117 10 3 x SEI INVESTMENTS CO<br />
784117 40 3 SEI INVESTMENTS CO<br />
73i117 $5 3 SEI INVESTMENTS CO<br />
784125 10 9 SEMCO ENERGY INC<br />
73Li2D 30 7 SEMCO ENERGY INC<br />
734121 iE 5 , SFBC INTL INC<br />
T541S& 20 3 SGL CARBON AG<br />
734305 10 4 SJW CORP<br />
78G375 CC 4 SKF AB<br />
TSc40F iO 8 * SK TELECGM LTD<br />
7864CF 90 8 SK TELECGM LTD<br />
784iZF 95 8 SK TELECOM LTD<br />
78443X iO i SL GREEN RLTY CORP<br />
TSGil3 10 6 S L INDS INC<br />
78G42P 10 6 * SLM CORP<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD A CV $2.40<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CAL i<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.000% 3/1<br />
COM<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
INCOME PRIDES<br />
COM<br />
SPONSORED ADR<br />
COM<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM
i?2'\ SATE : 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RbPi iIME:G8:47<br />
CUS;? NC;. ISSUER NAME<br />
78442P 90 6 SLM CORP<br />
78s42P 95 6 SLM CORP<br />
782.42T 10 8 * SLI INC<br />
78442T 90 8 SLI INC<br />
7 8 ~ 4 2 95 ~ B SLI INC<br />
784685 1C 7 SNE BANCSHARES INC<br />
78462F 10 3 SPDR TR<br />
784i2K iO 2 SPSS INC<br />
78G52X 10 4 * SCS STAFFING SVCS INC<br />
785i2X 90 4 SGS STAFFING SVCS INC<br />
7S462X 95 4 SOS STAFFING SVCS INC<br />
784626 iO 3 * SPS TECHNCLOGIES INC<br />
784626 $0 3 SPS TECHNOLOGIES INC<br />
784620 95 3 SPS TECHNOLOGIES INC<br />
78453B 10 1 * S1 CORPORATION<br />
78453B $0 1 Sl CORPORATION<br />
78453B 95 1 S1 CORPORATION<br />
784535 AD 6 SPX COSP<br />
784635 AF I SPX CORP<br />
78+635 10 4 * SPX COZP<br />
784335 90 4 SPX CORP<br />
78C535 35 4 SFX COZP<br />
78454M iO 6 SRS LABS INC<br />
73G64R 10 5 SRA INTL INC<br />
78454ki 10 4 SRI/SUi?GICAL EXPRESS INC<br />
734642 AA 8 SRI CORP<br />
75t65D 10 5 SM&A<br />
7S4723 iO 8 SSP SOLUTIONS INC<br />
784776 10 6 STM WIRELESS INC<br />
78t349 kC 5 S3 INC<br />
T84869iO9 SVBFINLSVCSINC<br />
784872 3G 1 SVI SOLUTIONS INC<br />
784932 ?G 5 * SABA SOFTWARE INC<br />
734932 90 5 SABA SOFTWARE INC<br />
78&332 95 5 SABA SOFTWARE INC<br />
78s533 IC 3 SPAR GROUP INC<br />
7E503N iO 7 * SWS GROUP INC<br />
78503N 40 7 SWS GROUP INC<br />
78503K $5 7 SWS GROUP INC<br />
735,360 10 4 S Y BANCORP INC<br />
785586 10 'Z SABINE ROYALTY TR<br />
785905 10 3 * SABRE HLDGS CORP<br />
785525 50 0 SABRE HLDGS CORP<br />
i859C5 95 J SABRE HLDGS CORP<br />
786326 10 8 SADIA S A<br />
785362 iO 3 SAES GETTERS S P A<br />
786$25 iO B * SkFECO CORP<br />
736329 99 0 SAFECO CORP<br />
780429 95 0 SkFECO CORP<br />
SECURITIES X* PAGE 230<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
UNIT SER 1<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
SDCV 8.750% 1/0<br />
COM<br />
COM<br />
CL A<br />
NOTE 5.750%10/0<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
UNIT BEN INT<br />
CL A<br />
CALL<br />
PUT<br />
SP ADR REP 30s<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
DELETED<br />
DELETED<br />
DELETED
RUN DATE:C9/24/C2 ** LIST OF SECTION <strong>13F</strong><br />
RUN TIME:08:47<br />
CdSIP NC. ISSUER NAME<br />
786449 LE 8 SAFEGUARD SCIENTIFICS INC<br />
786449 i G 8 * SAFEGUARD SCIENTIFICS INC<br />
786G49 SG 8 SAFEGUARD SCIENTIFICS INC<br />
7&6&49 $5 8 SAFEGUARD SCIENTIFICS INC<br />
78645R 10 7 SAFENET INC<br />
78546T 10 O SAFETY INS GROUP INC<br />
78631G 20 8 * SAFEWAY INC<br />
786514 40 8 SAFEWAY INC<br />
755514 S5 8 SAFEWAY INC<br />
786598 10 2 SAGA COMMUNICATIONS<br />
786598 20 1 SAGA COMMUNICATIONS<br />
786693 10 1 X SACENT TECHNOLOGY INC<br />
785593 90 i SAGENT TECHNOLOGY INC<br />
736553 55 1 SAGENT TECHNOLOGY INC<br />
789374 L C 5 ST FRANCIS CAP CORP<br />
73Ci48 iO 3 * ST JOE CO<br />
792142 50 G ST JOE CO<br />
796146 95 il ST JOE CG<br />
792349 iO 3 x ST JUDE MED INC<br />
73G349 90 3 ST JUDE MED INC<br />
745849 95 3 ST JUDE MED INC<br />
792228 iO 8 * ST MARY LD 8 EXPL CO<br />
792228 50 8 ST MARY LD 8 EXPL CO<br />
792228 55 8 ST MARY LD 8 EXPL CO<br />
792.360 10 8 * ST PAUL COS INC<br />
792360 90 8 ST PAUL COS INC<br />
792360 55 8 ST PAUL COS INC<br />
79377bi iO 8 * SAKS INC<br />
79377k 90 8 SAKS INC<br />
73377k 55 8 SAKS INC<br />
794393 10 4 SALEM COMMUNICATIONS CORP DE<br />
79L307 10 5 SALOMON BROS HIGH INCOME FD<br />
795226 ? G 9 SALISBURY BANCORP INC<br />
795,
E"K DATE:C?/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 232<br />
22s TIPlE:08:47 IVMOOl<br />
CUSI? ?4C. ISSUER NAME<br />
795722 5i 5 SAtXHEZ COMPUTER ASSOCS INC<br />
799702 55 5 SANCHEZ COMPUTER ASSOCS INC<br />
79,9774 30 2 SAND TECHNOLOGY INC<br />
799778 40 4 SANDATA TECHNOLOGIES INC<br />
83COQQ 10 4 SANDERS MORRIS HARRIS GROUP<br />
802Ci3 10 4 SANDERSON FARMS INC<br />
80C34C 10 1 * SANDISK CORP<br />
SC334C 9C I SANDISK CORP<br />
80004C 95 L SANDISK CORP<br />
820231 iC 0 SANCS REGENT<br />
836563 20 3 SANDY SPRING BANCORP INC<br />
EOGG22 lC 7 SANFILIPPO JOHN B 8 SON INC<br />
83C677 10 6 * SANGAMO BIOSCIENCES INC<br />
800577 40 6 SANGAMO BIOSCIENCES INC<br />
60P577 95 6 SANGAMO BIOSCIENCES INC<br />
8C0307 AB 3 SANMINA SCI CORP<br />
S3C307 AD 9 SANMItiA SCI CORP<br />
800907 10 7 x SANMINA SCI CORP<br />
&33907 SC 7 SANMINA SCI CORP<br />
82C357 95 7 SANMINA SCI CORP<br />
8G1503 10 4 * SANGSTAT MED CORP<br />
8013C3 $0 4 SANGSTAT MED CORP<br />
851333 45 '4 SAt4GSTAT MED CORP<br />
E3l35Pi IC 5 SANOFI-SYNTHELABO<br />
EJ.2313 iC 2 SANTA FE ENERGY TR<br />
832514 iO 9 SANTA FE FINL CORP<br />
802233 1G 6 SANTA ISABEL S A<br />
SC23Z9 10 3 SANTANaER BANCORP<br />
23Z321 60 9 SANTOS LIMITED<br />
533138 30 5 SANYO ELEC LTD<br />
3SZ254 20 4 * SAP AKTIENGESELLSCHAFT<br />
833.354 50 4 SAP AKTIENGESELLSCHAFT<br />
603354 95 4 SAP AKTIENGESELLSCHAFT<br />
2G3362 i O 8 * SAPIENT CORP<br />
8C3562 40 8 SAPIENT CORP<br />
823365 45 8 SAPIENT CORP<br />
603369 20 2 SAPPI LTD<br />
8231:l i O 5 * SARA LEE CORP<br />
803111 9G 5 5ARA LEE CORP<br />
833111 95 3 . SARA LEE CORP<br />
SC3360 30 O SkSOi LTD<br />
80-"' 2053 10 6 * SATCON TECHNOLOGY CORP<br />
S03d93 $O 6 SATCON TECHNOLOGY CORP<br />
803593 55 6 SATCON TECHNOLOGY CORP<br />
80C398 lG i SATYAM COMPUTER SERVICES LTD<br />
8343GS l0 9 SATYAM INFOWAY LTD<br />
SOL120 I C 3 SAtiCONY INC<br />
S241ZG PO 2 SAUCONY INC<br />
854137 lO 7 SAUER-3AKFOSS INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
CL A NEW<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CAL i<br />
PUT<br />
NOTE 4.250% 5/0<br />
SDCV 9/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR ADDED<br />
RCPT DEP UNITS<br />
COM<br />
SPONSORED ADR<br />
COM<br />
SPONSORED ADR<br />
ADR 5 COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR NEW<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
AD R<br />
SPONSORED ADR<br />
CL A<br />
CL B<br />
COM
KJN DATE:25/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 233<br />
RUN TIME:08:47 IVMOOl<br />
CLISi' NC. ISSUER NAME<br />
ES4335 LG 1 SAUL CTRS INC<br />
8~ai48 10 1 SAVANNAH BANCORP INC<br />
605i75 iG 6 SAVIA S A DE C V<br />
EG5925 iO 2 SGVVIS COMMUNICATIONS CORP<br />
635J6F 30 2 SAXCN CAPITAL INC<br />
S3f8iPi 16 2 * SCANA CORP NEW<br />
83SiiSM $0 2 SCANA CORP NEW<br />
8C533M $5 2 SCANA CORP NEW<br />
E05318 1C 7 SCANIA AKTIEBOLAG<br />
6C5318 23 6 SCANIA AKTIEBOLAG<br />
856.33P 10 7 SCANSOFT INC<br />
836537 10 7 SCANSOURCE INC<br />
826373 10 6 SCHAWK IkC<br />
836398 iO 3 SCHEIB EARL INC<br />
8CC-+S3 10 L SCHEID VINEYARDS INC<br />
E36437 10 2 * SCHEIN HENRY INC<br />
326437 90 2 SCHEIN HENRY INC<br />
8C643T 45 2 SCHEIN HENRY INC<br />
SO6530 10 1 SCHERER HEALTHCARE INC<br />
806595 20 4 SCHERING A G<br />
805595 10 1 2 SCHERING PLOUGH CORP<br />
806695 SO 1 SCHERING PLOUGH CORP<br />
SCSS35 95 i SCHERING PLOUGH CORP<br />
8G5832 10 i SCHL3TZSKYS INC<br />
806857 10 8 * SCHLUMSERGER LTD<br />
896857 99 8 SCHLUMBERGER LTD<br />
850357 $5 8 SCHLUMBERGER LTD<br />
836876 10 1 SCHMITT INDS INC ORE<br />
8668S2 10 6 SCHNITZER STL INDS<br />
857356 10 5 * SCHOLASTIC CORP<br />
807366 SO 5 SCHOLASTIC CORP<br />
E07D66 95 5 SCHOLASTIC CORP<br />
807663 10 5 x SCHOOL SPECIALTY INC<br />
307853 $0 5 SCHOOL SPECIALTY INC<br />
E57363 $5 5 SChOOL SPECIALTY INC<br />
80El56 ;O 3 SCHUFF INTERNATIONAL INC<br />
802i94 10 4 * SCHULMAN A INC<br />
EGE174 9s 4 SCHULMAN A INC<br />
8,33194 55 4 SCHULMAN A INC<br />
808513 iC 5 * SCHWAB CHARLES CORP NEW<br />
82E.513 SO 5 SCHWAB CHARLES CORP NEW<br />
826525 45 5 SCHWAB CHARLES CORP NEW<br />
8Gg541 :9 6 * SCHWEITZER-MAUDUIT INTL INC<br />
SD854i 50 6 SCHWEITZER-MAUDUIT INTL INC<br />
8O8541 55 6 SCHWEITZER-MAUDUIT INTL INC<br />
838.52K iO 4 X SCICLONE PHARMACEUTICALS INC<br />
53852K 90 4 SCICLONE PHARMACEUTICALS INC<br />
80?.52% 95 4 SCICLONE PHARMACEUTICALS INC<br />
80E.344 30 5 SCIENT INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
SPON ADR REP A<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR A<br />
SPON ADR B<br />
COM<br />
COM<br />
CL A<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW DELETED
i?ab DATE:@9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 234<br />
RYN TIME:08:47 IVMOOl<br />
CUS;? NC. ISSUER NAME<br />
E02535 iO 4 * SCIENTIFIC ATLANTA INC<br />
805555 50 4 SCIENTIFIC ATLANTA INC<br />
8S5555 55 4 SCIENTIFIC ATLANTA INC<br />
E3E74P iO 9 * SCIENTIFIC GAMES CORP<br />
83874P $0 9 SCIENTIFIC GAMES CORP<br />
SDE'4P $5 9 SCIENTIFIC GAMES CORP<br />
82E750 iO 2 SCIENTIFIC LEARNING CORP<br />
806'99 20 9 SCIENTIFIC TECHNOL INC<br />
E03925 10 3 * 5CIOS INC<br />
808235 SO 3 SCIOS INC<br />
80E985 55 3 SCIOS INC<br />
80538G 10 7 * SCIQUEST INC<br />
80SOaQ 50 7 SCIQUEST INC<br />
80SG3Q 55 7 SCIQUEST INC<br />
835090 10 3 * SCITEX LTD<br />
609290 90 3 SCITEX LTD<br />
809C9C 45 3 SCITEX LTD<br />
839i53 10 8 SCOPE INDS<br />
80Si7Q 10 6 SCOR<br />
8iGi3T 70 5 SCOTTISH PWR PLC<br />
8iOi86 10 6 * SCOTTS CG<br />
810186 SO 6 SCOTTS CO<br />
SlPlB6 $5 6 3CGTTS CO<br />
&iC683 10 8 SCREAMINGMEDIA INC<br />
Ei1554 20 4 * SCRIPPS E W CO OHIO<br />
Ell354 90 4 SCRIPPS E W CO OHIO<br />
Sil254 95 4 SCRIPPS E W CO OHIO<br />
8;i;lT i0 2 SCS TRANSN INC<br />
E1:iSE iO 1 SCGDDER GLOBAL HIGH INCOME F<br />
8:1?53 10 5 SCUDDER HIGH INCOME TR<br />
811i65 10 4 SCUDDER INTER GOVT TR<br />
8li-86 iO 1 SCUDDEf? MULTI-MARKET INCOME<br />
81il.82 60 4 SCUDDER MUN INCOME TR<br />
811i33 ;O 2 SCUDDER NEW ASIA FD INC<br />
81;73k 10 1 SCtiDDER STRATEGIC INCOME TR<br />
811234 10 3 SCUDDER STRATEGIC MUN INCOME<br />
811371 10 3 * SEA CONTAINERS LTD<br />
811371 50 3 SEA CONTAINERS LTD<br />
Eli371 95 3 SEA CONTAINERS LTD<br />
8ii571 70 7 SEA CONTAINERS LTD<br />
E;;343 iO ' SEABOAi?D CORP<br />
?3;l59?<br />
8;1595<br />
10 1 SEABULK INTL INC<br />
13 7 * SEACHANGE INTL INC<br />
611379 40 7 SEACHANGE INTL INC<br />
6:: j 99 $5 7 SEACHANGE INTL INC<br />
-- - -...,.<br />
c - ~ l ~ ;G k 6 * SEACOAST FINL SVCS CORP<br />
81172S SC 6 SEACOAST FINL SVCS CORP<br />
PI17CG 55 6 SEACOAST FINL SVCS CORP<br />
2iiT;i 30 o SEACOAST BKG CORP FLA<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM PAR $0.001<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
ORD<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
SPON ADR FINAL<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
COM SH BEN INT<br />
COM<br />
SH BEN INT<br />
COM SH BEN INT<br />
CL B<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
ADDED
i?d:v bI.TE: C9/24/C2 ** LIST OF SECTION <strong>13F</strong><br />
RJk TIME:C8:G7<br />
~2313 yc. ISSUER NAME<br />
8L1334 LE I SEACOR SMIT INC<br />
8Li324 iG I * SEACOR SMIT INC<br />
81i554 50 i SEACOR SMIT INC<br />
811334 95 i SEACOR SMIT INC<br />
8:;11K iG O * SEALED AIR CORP NEW<br />
E1211k' $3 G SEALED AIR CORP NEW<br />
81211K 95 C SEALED AIR CORP NEW<br />
6i211K 20 5 SEALED AIR CORP NEW<br />
812387 iO 8 * SEARS ROEBUCK & CO<br />
812387 90 8 SEARS ROEBUCK & CO<br />
612387 95 8 SEARS ROEBUCK 8 CO<br />
812578 19 2 SEATTLE GENETICS INC<br />
8lZli4 IC 5 SECOND BANCORP INC<br />
8iS49Y iO 0 * SECTOR SPDR TR<br />
Ei353Y $0 8 SECTOR SPDR TR<br />
Ei569Y $5 O SECTOR SPDR TR<br />
8i553Y 53 9 * SECTOR SPDR TR<br />
ELZ39Y 53 9 SECTOR SPDR TR<br />
81Zc9Y 95 9 SECTOR SPDR TR<br />
81Z59Y SO 8 * SECTOR SPDR TR<br />
81559Y 90 8 SECTOR SPDR TR<br />
81359Y 95 8 SECTOR SPDR TR<br />
EiZ59Y 40 7 * SECT02 SPDR TR<br />
€?lJ59Y 5G 7 SECTOR SPDR TR<br />
61353Y 95 7 SECTOR SPDR TR<br />
8lSiiY 50 6 * SECTOR SPDR TR<br />
81569Y SG 6 SECTOR SPDR TR<br />
8135SY 95 6 SECTOR SPDR TR<br />
813~57Y 60 5 * SECTOR SPDR TR<br />
81233Y 50 5 SECTOR SPDR TR<br />
81333Y 95 5 SECTOR SPDR TR<br />
8i359Y 7G 4 * SECTOR SPDR TR<br />
€!i369'f $3 't SECTOR SPDR TR<br />
8iS69Y $5 4 SECTOR SPDR TR<br />
61353Y 80 3 * SECTOR SPDR TR<br />
81J59Y 50 3 SECTOR SPDR TR<br />
8i353Y $5 3 SECTOR SPDR TR<br />
81359Y 68 5 * SECTOR SPDR TR<br />
81369WO 6 SECTOR SPDR TR<br />
81359Y 55 6 SECTOR SPDR TR<br />
515765 1G 0 * SECURE COMPUTING CORP<br />
~13735 70 0 SECURE COMPUTING CORP<br />
813725 45 O SECURE COMPUTING CORP<br />
ELZ764 3G 5 SECURITY ASSOC INC<br />
8;4131 GO 5 SECURITY CAP CORP DEL<br />
814243 LO 9 SECURITY FINL BANCORP INC<br />
814785 30 9 SECURITY NATL FINL CORP<br />
815577 10 9 SEDONA CORP PA<br />
815784 10 I * SEEBEYOND TECHNOLOGIES CORP<br />
SECURITIES *x PAGE 235<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
NOTE 5.375%11/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD CV A $2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SBI MATERIALS<br />
CALL<br />
PUT<br />
SBI HEALTHCARE<br />
CALL<br />
PUT<br />
SBI CONS STPLS<br />
CALL<br />
PUT<br />
SBI CONS DISCR<br />
CALL<br />
PUT<br />
SBI INT-ENERGY<br />
CALL<br />
PUT<br />
SBI INT-FINL<br />
CALL<br />
PUT<br />
SBI INT-INDS<br />
CALL<br />
PUT<br />
SBI INT-TECH<br />
CALL<br />
PUT<br />
SBI INT-UTILS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CL A NEW<br />
COM<br />
CL A NEW<br />
COM<br />
COM
RJK 3kTE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *z PAGE 236<br />
KiJN TIME:38:47 IVMOOl<br />
CilSI? NG. ISSUER NAME<br />
8157G4 90 1 SEEBEYOND TECHNOLOGIES CORP<br />
815724 $5 1 SEEBEYOND TECHNOLOGIES CORP<br />
815307 10 2 SEGUE SOFTWARE INC<br />
815374 30 6 * SEITEL INC<br />
616374 $0 6 SEITEL INC<br />
816374 95 6 SEITEL INC<br />
81SJ82 30 9 SEL-LEB MARKETING INC<br />
816119 10 i SELAS CORP AMER<br />
81616X LO 3 * SELECT COMFORT CORP<br />
8?61BX $0 3 SELECT COMFORT CORP<br />
816iSX 45 3 SELECT COMFORT CORP<br />
816196 10 9 SELECT MEDICAL CORP<br />
816196 SO 9 SELECT MEDICAL CORP<br />
816136 95 9 SELECT MEDICAL CORP<br />
816259 10 0 SELECT THERAPEUTICS INC<br />
816288 10 4 * SELECTICA INC<br />
815288 90 4 SELECTICA INC<br />
816288 95 4 SELECTICA INC<br />
815300 10 7 * SELECTIVE INS GROUP INC<br />
816300 90 7 SELECTIVE INS GROUP INC<br />
8lC30G 95 7 SELECTIVE INS GROUP INC<br />
8i6343 i O 7 SELIGMAN QUALITY MUN FD INC<br />
816344 10 5 SELIGMAN SELECT MUN FD INC<br />
816536 20 3 * SEMICONDUCTOR HLDRS TR<br />
816636 FC 3 SEMICONDUCTOR HLDRS TR<br />
816536 45 3 SEMICONDUCTOR HLDRS TR<br />
El6458 l O 8 SEMINIS INC<br />
81684P 10 7 * SEMOTUS SOLUTIONS INC<br />
EiS84P qG 7 SEMOTUS SOLUTIONS INC<br />
8i634P 95 7 SEMOTUS SOLUTIONS INC<br />
816850 LC 5 SEMTECH CORP<br />
816853 P.D 3 SEMTECH CORP<br />
816830 10 1 * SEMTECH CORP<br />
Si6.350 90 1 SEMTECH CORP<br />
816350 95 1 SEMTECH CORP<br />
8i6851 1 0 9 * SEMPRA ENERGY<br />
816551 SO 9 SEMPRA ENERGY<br />
816551 95 9 SEMPRA ENERGY<br />
810354 10 5 SEMX CORP<br />
816909 18 5 * SEMITOOL INC<br />
Sic5329 90 5 SEMITOOL INC<br />
815959 95 5 SEMITOOL INC<br />
8i631S 10 6 SENT0 CORP<br />
617370 iO 5 SENECA FOODS CORP NEW<br />
817370 50 1 SENECA FOODS CORP NEW<br />
82.7235 GO 8 SENESCO TECHNOLOGIES INC<br />
Eli239 30 7 SENETEK PLC<br />
E1721E 10 7 SENIOR HIGH INCOME PORTFOLIO<br />
81721M ;O 9 SENIOR HSG PPTYS TR<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
DEP RCPT<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
NOTE 4.500% 2/0<br />
NOTE 4.500% 2/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL B<br />
CL A<br />
COM NEW<br />
SPONSORED ADR<br />
COM<br />
SH BEN INT
RJ% 2kTE:OS/S4/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES *w PAGE 237<br />
RJK TIME:C8:
RUK DLTE:GS/24/02 ** LIST OF SECTION <strong>13F</strong><br />
22s TIME:G8:47<br />
CZSI? NO. ISSUER NAME<br />
E2G22G $0 5 SHAW GROUP INC<br />
822280 95 5 SHAW GROUP INC<br />
62133D 36 9 SkEFFIELD PHARMACEUTICALS IN<br />
82137E LO 3 SHELBOURNE PPTYS I11 INC<br />
821375 10 7 SHELBOURKE PPTYS I INC<br />
821374 10 5 SHELBOURNE PPTYS I1 INC<br />
822783 60 9 * SHELL TRANS & TRADING PLC<br />
822703 9O 4 SHELL TRANS & TRADING PLC<br />
822733 45 4 SHELL TRANS 8 TRADING PLC<br />
C2312B iC 6 SHENANDOAH TELECOMMUNICATION<br />
824348 iO 6 * SHERWIN WILLIAMS CO<br />
824348 SO 6 SHERUIN WILLIAMS CO<br />
829346 $5 6 SHERWIN WILLIAMS CO<br />
82(:,37i iO 4 SHERWOOD BRANDS INC<br />
82637L 11 2 SHERWGOD BRANDS INC<br />
82G543 10 2 SHILOH INDS INC<br />
E2431R 10 6 * SHIRE PHARMACEUTICALS GRP PL<br />
82G3lR 90 6 SHIRE PHARMACEUTICALS GRP PL<br />
62431R 45 6 SliIRE PHARMACEUTICALS GRP PL<br />
82431b Ri3 5 SHIRE FIN LiD<br />
824589 LO 9 SHOE CARtiIVAL INC<br />
624894 I3 9 SHOE PAVILION INC<br />
625311 1G i SHOPKO STORES INC<br />
52G311 9G 1 SHOPKO STORES INC<br />
82G311 55 1 SHOPKO STORES INC<br />
625234 kA 9 SHOLODGE INC<br />
825334 10 i SHOLODGE INC<br />
825356 50 1 * SHOP AT HOME INC<br />
825366 SO i SHOP AT HOME INC<br />
823366 95 1 SHOP AT HOME INC<br />
82597 10 5 SHORE BANCSHARES INC<br />
EZ3LlE iG 4 SHORE FINL CORP<br />
825349 l0 6 * SHUFFLE MASTER INC<br />
825349 SC 8 SHUFFiE MASTER INC<br />
825549 55 8 SkUFFLE MASTER INC<br />
62557D iO 4 SHURGARD STORAGE CTRS INC<br />
525346 10 8 * SICOR INC<br />
625846 FO 8 SICOR INC<br />
825346 55 8 SICOR INC<br />
525863 iG 3 SICERCA S A I C<br />
626170 AC 6 SIEBEL SYS INC<br />
82617C ,O 2 * SIEBEL SYS INC<br />
62ti7C $ O 2 SIEBEi SYS INC<br />
626170 55 2 SIEBEL SYS INC<br />
826176 10 5 SIEbERT FINL CORP<br />
826i97 50 1 SIEMENS A G<br />
E252GP 10 2 SIERRA BANCORP<br />
82627A iCi 8 SIERRA CAP RLTY TR VIII CO<br />
626322 10 9 * SIERRA HEALTH SVCS INC<br />
SECURITIES ** PAGE 238<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
ADR NY SHS NEW<br />
CALL<br />
PUT<br />
cot4<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
*W EXP 05/06/200<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
NOTE 2.000% 8/2<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SDCV 7.500% 5/0<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
ADR REP CL A<br />
NOTE 5.500% 9/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM
FUk DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 239<br />
k3N TI?lE: 28:47 IVMOOl<br />
CLISI? NC. ISSUER NAME<br />
826322 $0 9 SIERRA HEALTH SVCS INC<br />
826322 15 9 SIERRA HEALTH SVCS INC<br />
826455 10 8 SIERRA PAC RES<br />
526G28 10 4 * SIERRA PAC RES NEW<br />
626428 90 4 SIERRA PAC RES NEW<br />
826428 45 4 SIERRA PAC RES NEW<br />
826316 10 6 SIERRA WIRELESS INC<br />
826346 iO 3 SIFCO INDS INC<br />
625352 10 i * SIGMA ALDRICH CORP<br />
E26552 $6 i SIGMA ALDRICH CORP<br />
826552 55 1 SIGMA ALDRICH CORP<br />
826365 iG 3 * SIGMA DESIGNS INC<br />
E25365 9C 3 SIGMA DESIGNS INC<br />
826565 95 3 SIGMA DESIGNS INC<br />
8ZtilL i O 1 SIGMATRON INTL INC<br />
826575 iC f SIGNAL TECHNOLOGY CORP<br />
82655L &7 2 SIGNET GROUP PLC<br />
62653b' 10 2 * SIGhALSOFT CORP<br />
825iSM SC 2 SIGNALSOFT CORP<br />
82658M %5 2 SSIGNALSOFT CORP<br />
826306 30 7 SILENT WITNESS ENTERPRISES L<br />
82&317 10 6 SIGA TECHNOLOGIES INC<br />
826319 15 2 * SILICON LABORATORIES INC<br />
826319 S C 2 SILICON LABORATORIES INC<br />
520;19 45 2 SILICON LABORATORIES INC<br />
827348 iG 9 SILGAN HOLDINGS INC<br />
82725T 10 2 * SILICON IMAGE INC<br />
82733T S C S SILICGN IMAGE INC<br />
E2i35T 45 2 SILICON IMAGE INC<br />
627256 LC 6 SILICON GRAPHICS INC<br />
827356 10 2 * SILICON GRAPHICS INC<br />
827336 40 2 SILICON GRAPHICS INC<br />
E27350 45 2 SILICON GRAPHICS INC<br />
E27357 10 0 * SILICON STORAGE TECHNOLOGY I<br />
827357 $0 0 SILICON STORAGE TECHNOLOGY I<br />
827357 55 G SILICON STORAGE TECHNOLOGY I<br />
527364 iO 6 * SILICON VY BANCSHARES<br />
627364 50 6 SILICON VY BANCSHARES<br />
827554 55 6 SILICON VY BANCSHARES<br />
827379 2c 3 SILIcoNIx INC<br />
827384 E4 4 SILICONWARE PRECISION INDS L<br />
827907 10 6 * SILVERSTREAM SOFTWARE INC<br />
E27507 90 6 SILVERSTEEAM SOFTWARE INC<br />
827737 95 6 SILVERSTREAM SOFTWARE INC<br />
82823L 10 6 SILVER STD RES INC<br />
8264328 iO G SILVERLINE TECHNOLOGIES LTD<br />
822730 20 0 SIMMONS 1ST NATL CORP<br />
828300 10 9 * SIMON PPTY GROOP INC NEW<br />
826836 FG 9 SIMON PPTY GROUP INC NEW<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SP ADR REP 30s<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.250% 9/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SPONSD ADR SPL<br />
COM DELETED<br />
CAi L DELETED<br />
PUT DELETED<br />
COM<br />
SPONSORED ADR<br />
CL A $5 PAR<br />
COM<br />
CALL
RLjix: SATE: 29/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 240<br />
RUk TI?lE:08:47 IVMOOl<br />
CijSIP SO. ISSUER NAME<br />
825306 55 4 SIMON PPTY GROUP INC NEW<br />
628323 iO 4 * SIMPLETECH INC<br />
826323 40 4 SIMPLETECH INC<br />
823323 95 4 SIMPLETECH INC<br />
626354 10 9 * SIMPLEX SOLUTIONS INC<br />
828354 90 9 SIMPLEX SOLUTIONS INC<br />
828854 95 9 SIMPLEX SOLUTIONS INC<br />
E25373 i0 5 SIMPSON MANUFACTURING CO INC<br />
825206 AB 7 SIMULA INC<br />
824226 iC 1 SIMULA INC<br />
855226 10 9 * SINCLAIR BROADCAST GROUP INC<br />
E24226 SO 9 SINCLAIR BROADCAST GROUP INC<br />
825226 $5 9 SINCLAIR BROADCAST GROUP INC<br />
825.226 50 5 SINCLAIR BROADCAST GROUP INC<br />
82529L 16 9 SINGAPORE FD INC<br />
825322 30 4 SINGING MACH INC<br />
E2935K 10 9 SINOPEC SHANGHAI PETROCHEMIC<br />
E2935ti 10 7 SINOPEC BEIJING YANHUA PETRO<br />
82456T 10 6 * SIRENZA MICRODEVICES INC<br />
82566T 40 6 SIRENZA MICRODEVICES INC<br />
82956T 55 6 SIRENZA MICRODEVICES INC<br />
82960U iG 3 * SIRIUS SATELLITE RADIO INC<br />
82556U 90 3 SIRIUS SATELLITE RADIO INC<br />
E2466lJ 95 3 SIRIUS SATELLITE RADIO INC<br />
82983K iO 7 * SITEL CORP<br />
82983K SC 7 SITEL CORP<br />
82980K $5 7 SITEL CORP<br />
82$309 10 0 * SIPEX CORP<br />
629939 SG 0 SIPEX CORP<br />
829909 95 O SIPEX CORP<br />
63531P 10 9 * SIX FLAGS INC<br />
E3331F $0 9 SIX FLAGS INC<br />
83C3iP 55 9 SIX FLAGS INC<br />
83C3i8 10 7 SIX CONTINENTS PLC<br />
630137 AB 1 SIZELER PPTY INVS INC<br />
836137 AC 9 SIZELER PPTY INVS INC<br />
832137 iO 5 SIZELER PPTY INVS INC<br />
E3C366 AB i SKECHERS U S A INC<br />
EZC566 ii! 5 X SKECHERS U S A INC<br />
836366 90 5 SKECHEZS U S A INC<br />
63C566 $5 5 SKECHERS U S A INC<br />
E3C5ll iD B SKIBO FINL CORP<br />
83G56P :G 1 X SKILLSOFT CORP<br />
83CS5P 90 1 SKILLSOFT CORP<br />
630i6P 95 1 SKILLSOFT CORP<br />
e3CdSP 10 3 SKY FINL GROUP INC<br />
5125j8 IC 1 SKYEPHARMA PLC<br />
bSZG3C iG 5 * SKYLINE CORP<br />
83C830 40 5 SKYLINE CORP<br />
ISSUER DESCRIPTION<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 8.000% 5/0<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
PFD CV EXCH D<br />
COM<br />
COM NEW<br />
SPON ADR H<br />
SPON ADR H SHS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
SDCV 9.000% 7/1<br />
SDCV 9.000% 7/1<br />
COM<br />
NOTE 4.500% 4/1<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
STATUS<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
DELETED<br />
ADDED<br />
DELETED<br />
DELETED<br />
DELETED
RUN 3ETE:S9/24/G2 3% LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 241<br />
RUK TIHE:08:47 IVMOOl<br />
CUSIP NO. ISSilER NAME<br />
85333C 55 5 SKYLINE CORP<br />
85;E79 ?C 2 * SKYWEST INC<br />
639879 4G 2 SKYWEST INC<br />
83C.374 $5 2 SKYWEST INC<br />
83CS3M 1G 2 * SKYiiORKS SOLUTIONS INC<br />
E3P38K SG 2 SKYWORKS SOLUTIONS INC<br />
83C33M 45 2 SKYWORKS SOLUTIONS INC<br />
85C395 ?O 6 SLADES FERRY BANCORP<br />
8'" ~ ~ 3 31O 0 3 SHALLCAP FD INC<br />
831383 10 7 SMART 8 FINAL INC<br />
13153b iO 5 SMEDVIG A S<br />
83ii3ti 20 4 SMEDVIG A S<br />
&ZijSM 11 2 SMARTSERV ONLINE INC<br />
83i59F 20 3 SMARTSERV ONLINE INC<br />
53159p iG 5 SMARTDISK CORP<br />
8517GA 20 5 * SMARTFJRCE PUB LTD CO<br />
83170A 90 6 SMARTFORCE PUB LTD CO<br />
83173A 55 6 SMARTFORCE PUB LTD CO<br />
&3175M 20 5 SMITH B NEPHEW PLC<br />
S31758 LO 7 SMITH 8 WOLLENSKY RESTAURANT<br />
651365 iC 0 X SMITH A 0<br />
831365 90 O SMITH A 0<br />
531865 95 O SMITH A 0<br />
83i.855 40 9 % SMITH A 0<br />
631565 90 9 SMITH A 0<br />
851565 45 9 SMITH A 0<br />
E5i?13 iG 8 SMARTIRE SYSTEMS INC<br />
632:iC iO 3 * SMITH INTL INC<br />
85i:lC 42 0 SMITH INTL INC<br />
E3ZiIG 55 0 SRITH INTL INC<br />
&32;54 I D 8 SMITH MICRO SOFTWARE INC<br />
832248 iO 8 * SMITHFIELD FOODS INC<br />
832248 9O E SMITHFIELD FOODS INC<br />
852248 55 8 SMITHFIELD FOODS INC<br />
832552 10 9 SMITHWAY MTR XPRESS CORP<br />
635532 iO 8 SMTC CORP<br />
532588 20 4 SMTEK INTL INC<br />
652555 2G 7 SMUCKER J M CO<br />
E32696 40 5 * 3MUCKER J M CO<br />
632636 FC 5 SMUCKER J M CO<br />
53S5S6 $5 5 SMUCKER J M CO<br />
E32727 10 1 * SMURFIT-STONE CONTAINER CORP<br />
632727 $0 i SMURFIT-STONE CONTAINER CORP<br />
832727 55 i SMURFIT-STONE CONTAINER CORP<br />
632727 20 G SMURFIT-STONE CONTAINER CORP<br />
E53034 IG 1 3 SNAP ON INC<br />
833334 PO 1 StiAP ON INC<br />
ay: 3-, ,;,>+ 55 1 SNAP ON INC<br />
633382 iC 9 SOBIESKI BANCORP INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SPON ADR REP A<br />
SPON ADR REP B<br />
*W EXP 03/20/200<br />
COM NEW<br />
COM<br />
SPONSORED ADR<br />
CALi<br />
PUT<br />
SPDN ADR NEW<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM NEW<br />
CL B<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD CV EX A 7%<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADDED<br />
ADDED<br />
ADDED<br />
DELETED<br />
DELETED<br />
DELETED
RUN 3PTE:G9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RdN TIYE:GS:$7<br />
CuSi? N2. ISSUER NAME<br />
833635 iC 5 SOCIEDAD QUIMICA MINERA DE C<br />
833536 1G 3 SOCIEDAD QUIMICA Y MINERA DE<br />
833572 10 8 SOCKET COMMUNICATIONS INC<br />
633792 10 4 SODEXHO ALLIANCE SA<br />
853550 10 7 SOFTWARE SPECTRUM INC<br />
e235'54 lO 9 * SOFTNET SYS INC<br />
833964 90 9 SOFTNET SYS INC<br />
835954 55 9 SOFTNET SYS INC<br />
834S%B 10 3 * SCFTWARE HOLDRS TR<br />
85634B SO 3 SOFTWARE HOLDRS TR<br />
83L24E 55 3 SOFTWA2E HOLDRS TR<br />
S3436W iO 3 SOHU COM INC<br />
854292 iD 8 x SOLA INTL INC<br />
834032 $6 8 SOLA INTL INC<br />
834392 45 8 SOLA INTL INC<br />
834132 AH 0 SOLECTXON CORP<br />
654182 Ad 6 SOLECTZON CORP<br />
834132 1.K 3 SOLECTRON CORP<br />
834182 AL ; SOLECTZON CORP<br />
834;82 i0 7 * SOLECTRON CORP<br />
83S182 90 7 SOLECTRON CORP<br />
836132 $5 7 SOLECTRON CORP<br />
634576 10 5 % SOLUTIA INC<br />
63G370 9C 5 SOLUTIA INC<br />
834376 55 5 SOLUTIA INC<br />
834445 48 5 SOMANETICS CORP<br />
E5ai5E i0 1 * SOMERA COMMUNICATION<br />
834458 $0 1 SOMERA COMMUNICATION<br />
834458 $5 1 SOMERA COMMUNICATION<br />
e35433 2G 2 SONERA GROUP PLC<br />
835438 40 9 SONESTA INTL HOTELS CORP<br />
63544G iO i SONG NETWORKS HLDG AKTIEBOLA<br />
135G5G AE 2 SONIC AUTOMOTIVE INC<br />
835656 10 2 * SONIC AUTOMOTIVE INC<br />
E35G5C $0 2 SONIC AUTOMOTIVE INC<br />
835452 $5 2 SONIC AUTOMOTIVE INC<br />
83545M iC 9 SONIC INNOVATIONS INC<br />
S5545R iG 8 * SONIC FDRY INC<br />
63565R $0 8 SONIC FDRY INC<br />
63fG5R 95 8 SONIC FDRY INC<br />
835G51 iO 5 * SONIC CORP<br />
835451 F O 5 SONIC CORP<br />
835451 $5 5 SONIC CORP<br />
%3546Q iO 9 + SONICBiUE INC<br />
835469 $0 9 SONICBLUE INC<br />
835454 55 9 SONICBiUE INC<br />
G5546C 10 6 SONIC SOLUTIONS<br />
835470 1 D 5 * SONICWALL INC<br />
835470 $0 5 SGNICWALL INC<br />
SECURITIES *x PAGE 242<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
SPON ADR SER B<br />
SPONSORED ADR<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DEPOSITRY RCPT<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 1/2<br />
NOTE 112<br />
NOTE 5/0<br />
NOTE 11/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CL A<br />
SPONSORED ADR<br />
NOTE 5.250% 5/0<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
DELETED<br />
DELETED
RGX DATE : 09/24/62 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 243<br />
RUN TIME:C8:47 IVMOOl<br />
CilSI? NC. ISSUER NAME<br />
835470 45 5 SONICWALL INC<br />
835+55 10 2 + SONOCO PRODS CO<br />
e35435 9G 2 SONOCO PRODS CO<br />
835495 55 ? SONOCO PRODS CO<br />
635637 iO 9 SONOMA WEST HLDGS INC<br />
635:3G 10 4 * SONOSITE INC<br />
635686 50 4 SONOSITE INC<br />
635566 45 4 SONOSITE INC<br />
835,8W l C 9 SONTRA MEDICAL CORP<br />
83568k 11 7 SONTRA MEDICAL CORP<br />
E3569i 10 6 SONUS CORP<br />
835372 10 4 SONUS PHARMACEUTICALS INC<br />
e35099 30 7 * SONY CORP<br />
e35595 50 7 SONY CORP<br />
835599 55 7 SONY CORP<br />
83596& iO 0 + SORRENTO NETWORKS CORP<br />
83586G 90 0 SCJRRENTO NETWORKS.'CORP<br />
83535E 95 0 SORRENTO NETWORKS CORP<br />
635398 10 7 + SOTHEBYS HLDGS INC<br />
635878 40 7 SOTHEBYS HLDGS INC<br />
835893 55 7 SOTHEBYS HLDGS INC<br />
835316 10 7 * SONUS NETWORKS INC<br />
E353i6 $0 7 SGNUS NETWORKS INC<br />
6353it 95 7 SOkUS NETWORKS INC<br />
83557T iO 9 SOUND FED BANCORP<br />
836ilF LO 9 SOUNDVIEW TECHNOLOGY GROUP N<br />
836i44 10 5 SOURCE CAP INC<br />
636,151 20 9 SOURCE INTERLINK COS INC<br />
836167 ZC 6 * SOURCECORP<br />
E.36157 50 6 SOURCECORP<br />
E35i67 55 6 SOURCECORP<br />
855171 PG 7 SOURCINGLINK NET INC<br />
E3i34i ;O S * SOUTH FINL GROUP INC<br />
837841 $0 5 SOUTH FINL GROUP INC<br />
837541 95 5 SOUTH FINL GROUP INC<br />
E3651E 10 8 SCUTH JERSEY INDS INC<br />
E4S468 IC 2 SOUTH STR FINL CORP<br />
S42157 iG 9 SOUTHERN AFRICA FD INC<br />
eG2233 10 8 SOUTHERN BANC INC<br />
BGS387 10 7 X SOUTHERN CO<br />
842387 $0 7 SCUTHERN CO<br />
6g5587 95 7 SOUTHERN CO<br />
942531 2G 2 SOUTHERN CMNTY CAP TR I<br />
642632 1C 1 SOUTHEZN CMNTY FINL CORP<br />
844x4 10 5 X SOUTHERN ENERGY HOMES INC<br />
EG2di4 90 5 SGUTHERN ENERGY HOMES INC<br />
E4Za14 $5 5 SOUTHERN ENERGY HOMES INC<br />
882870 10 7 SOUTHERN FINL BANCORP INC<br />
843380 10 6 SOUTHERN MO BANCORP INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM ADDED<br />
*W EXP 11/11/200 ADDED<br />
COM<br />
con<br />
ADR NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD TR CONV<br />
COM<br />
COM<br />
CAi L<br />
PUT<br />
COM<br />
COM<br />
DELETED
n..<br />
k-4<br />
u,<br />
Z<br />
ix<br />
LIJ<br />
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X X X<br />
W W W<br />
I-CCb . . . U<br />
0 i Z<br />
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HZ 0000<br />
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V) I-++O W E UUUU<br />
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OV)+LLQQinminOOOOUznUzOOo<br />
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~ ~ ~ O O O ~ ~ ~ Z w Z zzz Z Z ~ , O<br />
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WWW
RUX DRTE:C4/24/02 X* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 245<br />
RLJk TIME:Ge:G7 IVMOOl<br />
CLSI? HC. ISSUER NAME<br />
6ci24E 10 1 SPATIALIGHT INC<br />
647492 16 C SPECIALTY LABORATORIES INC<br />
8G7J80 i0 7 % SPECTRALINK CORP<br />
E47332 $0 7 SPECTRALINK CORP<br />
SG7580 $5 7 SFECTRALINK CORP<br />
84-52C I G 7 SPECTRANETICS CORP<br />
64753T ki 4 SPECTRASITE HLDGS INC<br />
6G753T 10 3 X SPECTRASITE HLDGS INC<br />
84T5OT SO 0 SPECTRASITE HLDGS INC<br />
84763T 55 0 SPECTRASITE HLDGS INC<br />
8475GE 1C o + SPECTRIAN CORP<br />
847508 9C 6 SPECTRIAN CORP<br />
8436G8 55 6 SPECTRIAN CORP<br />
847ii5 10 i SPECTRUM CTL INC<br />
84763F 10 7 * SPECTRUM SIGNAL PROCESSING I<br />
84763F 9C 7 SPECTRdM SIGNAL PROCESSING I<br />
6G753F 95 7 SPECTRUM SIGNAL PROCESSING I<br />
847535 10 9 SPECTRX INC<br />
8G764M 10 1 % SPEECHWORKS INTL INC<br />
84764X FC i SPEECHWORKS INTL INC<br />
84754N $5 1 SPEECHWORKS INTL INC<br />
847703 iO 5 SPEEDCOM WIRELESS CORP<br />
847?05 10 0 X SPEEDFAM-IPEC INC<br />
E477G5 90 0 SPEEDFAM-IPEC INC<br />
E47705 $5 0 SPEEDFAM-IPEC INC<br />
847723 10 3 SPEEDUS CORP<br />
847738 i G 6 * SPEEDWAY MOTORSPORTS INC<br />
847788 $0 6 SPEEDWAY MOTORSPORTS INC<br />
647788 95 6 SPEEDWAY MOTORSPORTS INC<br />
847805 iG 8 SPEIZMAN INDS INC<br />
84842R 10 6 SPHERIX INC<br />
648420 10 5 * SPHERION CORP<br />
E4ES20 90 5 SPHERION CORP<br />
846423 45 5 SPHERION CORP<br />
848306 lC 1 SPIGADORO INC<br />
84655W 10 9 * SPINNAKER EXPL CO<br />
64E35W 80 9 SPINNAKER EXPL CO<br />
84855k 95 9 SPINNAKER EXPL CO<br />
848J6M 20 9 SPIRENT PLC<br />
8%8565 10 7 SPIRE CORP<br />
EGG337 20 O SPORTSMANS GUIDE INC<br />
848425 10 3 SPORT-HALEY INC<br />
84E,;34 10 5 * SPORTSLINE COM INC<br />
648934 90 5 SPORTSLINE COM INC<br />
E48934 $5 5 SPORTSLINE COM INC<br />
864163 1 C 6 SPORT CHALET INC<br />
PG9i7P 10 9 SPORTS CLUB INC<br />
849176 10 2 x SPORTS AUTH INC<br />
845i76 9C 2 SPORTS AUTH INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 6.750%11/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONS ADR NEW<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
DELETED<br />
DELETED
RUh DAiE:U9/24/02 xx LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 246<br />
RUR TIHE: 08:47 IVMOOl<br />
I C S S I P ,qO. ISSUER NAME<br />
849176 95 2 SPORTS AUTH INC<br />
84918L 10 8 SPORTS RESORTS INTL INC<br />
852051 10 0 * SPRINT CORP<br />
852361 90 3 SPRINT CORP<br />
652361 95 0 SPRINT CORP<br />
E52351 50 6 * SPRINT CORP<br />
852351 90 6 SPRINT CORP<br />
852561 95 6 SPRINT CORP<br />
852276 10 2 ST ASSEMBLY TEST SVSC LTD<br />
352276 10 0 X SS&C TECHNOLOGIES INC<br />
852175 40 0 SS8C TECHNOLOGIES INC<br />
85227Q $5 0 SS&C TECHNOLOGIES INC<br />
8523l2 30 5 * STAAR SURGICAL CO<br />
652312 SG 5 STAAR SURGICAL CO<br />
652312 95 5 STAAR SURGICAL CO<br />
8523AC 12 3 STAGE STORES INC<br />
8525GC 13 1 STAGE STORES INC:<br />
8"- 3~34C 30 5 X STAGE STORES INC<br />
85254C 90 5 STAGE STORES INC<br />
E5254C 95 5 STAGE STORES INC<br />
552359 10 3 STAKE TECHNOLOGY LTD<br />
852357 10 i * STAMPS COM INC<br />
E52357 $0 i STAMPS COM INC<br />
852357 95 1 STAMPS CGM INC<br />
832891 10 0 + STANCORP FINL GROUP INC<br />
852891 SO 0 STANCORP FINL GROUP INC<br />
852891 55 G STANCORP FINL GROUP INC<br />
853258 b.A 9 STANDARD COML CORP<br />
853258 lG i STANDARD COML CORP<br />
853512 iO 9 STANDARD MANAGEMENT CORP<br />
855626 1C 9 + STANDARD MICROSYSTEMS CORP<br />
853(226 90 9 STANDARD MICROSYSTEMS CORP<br />
853526 45 9 STANDARD MICROSYSTEMS CORP<br />
€555566 C.B 1 STANDARD MTR PRODS INC<br />
853550 '0 5 STANDARD MTR PRODS INC<br />
ESZTSC iO i * STANDARD PAC CORP NEW<br />
E5575C 9C i STAhDARD PAC CORP NEW<br />
8537SC $5 i STANDARD PAC CORP NEW<br />
653837 li 7 STANDARD REGISTER CO<br />
85L231 LO 7 STANDEX INTL CORP<br />
85c305 2C 8 STANLEY FURNITURE INC<br />
85:,.6i6 LC 9 * STANLEY WKS<br />
E5tSi0 SO 9 STANLEY WKS<br />
654516 55 9 STARLEY WKS<br />
CC, ^<br />
02+11C 20 5 STARBASE CORP<br />
8JL?lC 4C 3 STARBASE CORP<br />
855330 iG 2 * STAPLES INC<br />
Udd s;=030 $0 2 STAPLES INC<br />
E5533C $5 2 STAPLES INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM FON GROUP<br />
CALL<br />
PUT<br />
PCS COM SER 1<br />
CALL<br />
PUT<br />
ADR<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.01<br />
CALL<br />
PUT<br />
*W EXP 08/23/200<br />
*W EXP 08/23/200<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SDCV 7.250% 3/3<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SDCV 6.750% 7/1<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM NEW DELETED<br />
COM PAR $0.01 ADDED<br />
COM<br />
CALL<br />
PUT
KZii SATE: E9/24./02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 247<br />
EUPi TI:YE : 28: 47 IVM001<br />
CUS,? NO. ISSUER NAME<br />
855386 10 4 STAR BUFFET INC<br />
835L2C i G 5 STAR GAS PARTNERS L P<br />
855L2C SG 4 STAi? GAS PARTNERS L P<br />
&55:56 30 3 STAR MULTI CARE SVCS INC<br />
85517F 10 i STAR SCIENTIFIC INC<br />
855*86 IC 8 STAR STRUCK LTD<br />
8532G4 10 9 % STARBUCKS CORP<br />
655244 SC 9 STARBUCKS CORP<br />
855244 55 9 STARBUCKS CORP<br />
855668 iO 9 STARRETT L S CO<br />
ESS6SC 10 7 STARTEK INC<br />
555707 10 5 STATE AUTO FINL CORP<br />
E35716 iO 5 STATE BANCORP INC N.Y<br />
85593A 29 3 * STkRW03D HOTELS&RESORTS WRLD<br />
83f30A $0 3 STARWOOD HOTELS8RESORTS WRLD<br />
E55:CA 55 5 STARWOOD HOTELSEiRESORTS WRLD<br />
85fG06 iC 3 STARTECH ENVIRONMENTAL CORP<br />
855855 iO : STATE FINL SVCS CORP<br />
ESTG77 iC 3 * STATE STR CORP<br />
657577 $0 3 STATE STR CORP<br />
857477 95 3 STATE STR CORP<br />
857549 10 9 STATEFED FINL CORP<br />
557550 i G 7 * STATEN IS BANCORP INC<br />
857532 90 7 STATEN IS BANCORP INC<br />
&37>5C 55 7 STATEN IS BANCORP INC<br />
E5758S 10 3 * STATION CASINOS INC<br />
857589 90 3 STATION CASINOS INC<br />
853534 45 3 STATION CASINOS INC<br />
E5771P I S 2 STATOIL ASA<br />
857373 iO 3 STEAK N SHAKE CO<br />
853i19 10 G * STEEL DYNAMICS INC<br />
856119 90 0 STEEi DYNAMICS INC<br />
83EllS 5'5 O<br />
e-- 7<br />
~oi47 I S 1<br />
STEEL DYNAMICS INC<br />
STEEL TECHNOLOGIES INC<br />
85815M IG 7 STEELCLOUD INC<br />
85Z.155 2C 3 * STEELCASE INC<br />
85E155 FD 3 STEELCASE INC<br />
S5E155 45 3 STEELCASE INC<br />
633575 10 8 * STEIN MART INC<br />
E5i5375 $0 E STEIN MART INC<br />
6SE375 55 8 STEIN MART INC<br />
85359'5 i3 4 STEINWAY MUSICAL INSTRS INC<br />
E5i56W 10 5 * STELLENT INC<br />
85636i4 FG 5 STELLENT INC<br />
65336W 95 5 STELLENT INC<br />
eS5S7E iO 5 STEMCELLS INC<br />
85cJ86 IG O STEPAN CO<br />
856586 SC 9 STEPAN CO<br />
655533 iC 3 STEPHAN CO<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
UNIT LTD PARTNR<br />
SR SUB UN LTD<br />
COM PAR $0.001 DELETED<br />
CDM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
COM<br />
COM<br />
PAIRED CTF<br />
CAL t<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM ORD<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
PFD CONV 5.50%<br />
COM
RJL DATE: C9/24/02 x* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 248<br />
RSh TIME:08:47 IVMOOl<br />
CUS1P NG. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
856907 10 8 STERLING EANCSHARES INC<br />
8589i2 :O 8 % STERICYCLE INC<br />
6589i2 49 8 STERICYCLE INC<br />
85E912 95 8 STERICYCLE INC<br />
855152 iG 0 * STERIS CORP<br />
S59l52 $0 0 STERIS CORP<br />
65SL52 55 0 STERIS CORP<br />
85CiZ6 iO 7 * STERLING BANCORP<br />
854l58 40 7 STERLING BANCORP<br />
859~58 55 7 STERLING BANCORP<br />
SSSiSk 10 1 STERION INC<br />
854160 10 3 STERLING CAP CORP<br />
853317 10 9 STERLING FINL CORP<br />
859319 iC 5 STERLING FINL CORP WASH<br />
855823 10 6 STET HELLAS COMMUNICATIONS S<br />
860342 10 4 * STEWART & STEVENSON SVCS INC<br />
86C342 90 4 STEWART & STEVENSON SVCS INC<br />
86,542 $5 4 STEWART 8 STEVENSON SVCS INC<br />
85G37C ;O 5 5 STEWART ENTERPRISES INC<br />
86C370 90 5 STEWART ENTERPRISES INC<br />
86C37C 95 5 STEWART ENTERPRISES INC<br />
560372 i0 i STEWART INFORMATION SVCS COR<br />
86C53G iG 2 STIFEL FINL CORP<br />
SOC74C 10 2 x STILLWATER MNG CO<br />
860749 SO 2 STILLdATER MNG CO<br />
86G74Q 55 2 STILLWATER MNG CO<br />
652831 CC G STILWELL FINL INC<br />
86C331 ;O 6 * STILWELL FINL INC<br />
E5GS3i FO 6 STILWELL FINL INC<br />
650331 95 6 STILWELL FINL INC<br />
S5l312 LB 8 STMICROELECTRONICS N V<br />
851312 ;G 2 3 STMICROELECTRONICS N V<br />
E61512 $0 2 STMICROELECTRONICS N V<br />
861312 $5 2 STMICROELECTRONICS N V<br />
S6i26T 20 3 STOCKERYALE INC<br />
861565 iO 9 STOLT NIELSEN S A<br />
661367 iG 5 X STOLT OFFSHORE S A<br />
E61567 90 5 STOLT OFFSHORE S A<br />
85i547 95 5 STOLT OFFSHORE S A<br />
861339 20 8 STONE CONTAINER CORP<br />
E6i542 iO 6 * STONE ENERGY CORP<br />
651545 SO 6 STONE ENERGY CORP<br />
851aiS S5 6 STONE ENERGY CORP<br />
86135P iO 2 STONERIDGE INC<br />
661337 10 2 STOhEPATH GROUP INC<br />
861?21 10 4 STONEHAVEN RLTY TR<br />
&5;$21 2C 3 STONEHAVEN RLTY TR<br />
8s2i0E 1C 5 STORA ENS0 CORP<br />
552iJN 10 4 STORAGE ENGINE INC<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
AD R<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
C OM<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
NY REGISTRY<br />
CALL<br />
PUT<br />
COM NEW<br />
SP ADR REG COM<br />
SP ADR REG COM<br />
CALL<br />
PUT<br />
PFD C CVS3.50<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SH BEN INT<br />
PFD CONV SER A<br />
SPON ADR REP R<br />
COM
RUN 3AiE:G9/24/G2 X* LIST OF SECTION <strong>13F</strong><br />
RilN TIME:C6:47<br />
ISSUER NAME<br />
86211A iO 1 STGRAGE COMPUTER CORP<br />
S62ilE iO 3 * STORAGENETWORKS INC<br />
852ilE $0 3 STORAGENETWORKS INC<br />
86211E 45 3 STORAGENETWORKS INC<br />
S=2ill 20 0 % STORAGE TECHNOLOGY CORP<br />
862111 92 O STORAGE TECHNOLOGY CORP<br />
862111 95 0 STORAGE TECHNOLOGY CORP<br />
662555 10 4 STRATASYS INC<br />
852750 10 i STRATEGIC DIAGNOSTICS INC<br />
662731 30 7 STRATEGIC DISTR INC<br />
642719 iO 1 STRATEGIC GLOBAL INCOME FD<br />
S6279T 10 9 STRATEX NETWORKS INC<br />
862792 iO 8 STRATESEC INC<br />
852924 I C 7 STREICHER MOBILE FUELING INC<br />
652324 11 5 STREICHER MOBILE FUELING INC<br />
863100 10 3 % STRATOS LIGHTWAVE INC<br />
663100 50 3 STRATOS LIGHTWAVE INC<br />
S63iOC 95 S STRATOS LIGHTWAVE INC<br />
863111 iO 0 STRATTEC SEC CORP<br />
663L57 PO i STRATUS PPTYS INC<br />
863236 iO 5 STRAYER ED INC<br />
86330E 10 9 STREETTRACKS SER TR<br />
65330E 20 8 STREETTRACKS SER TR<br />
85338E 50 7 STREETTRACKS SER TR<br />
86333E LC 6 STREETTRACKS SER TR<br />
55333E 50 5 * STREETTRACKS SER TR<br />
8C53E $0 5 STREETTRACKS SER TR<br />
86330E 55 5 STREETTRACKS SER TR<br />
66333E 60 4 STREETTRACKS SER TR<br />
86Z33E TO 3 STREETTRACKS SER TR<br />
8635SE 8 C 2 STREETTRACKS SER TR<br />
66330E 87 7 % STREETTRACKS SER TR<br />
65i3GE $0 7 STREETTRACKS SER TR<br />
85333E 95 7 STREETTRACKS SER TR<br />
86533E 68 5 5 STREETTRACKS SER TR<br />
86533E 4C 5 STREETTRACKS SER TR<br />
8633CE 55 5 STREETTRACKS SER TR<br />
863314 IG 0 X STRIDE RITE CORP<br />
855314 40 5 STRIDE RITE CORP<br />
865314 45 0 STRIDE RITE CORP<br />
153557 IG I * STRYKER CORP<br />
863557 $O i STRYKER CORP<br />
863557 55 1 STRYKER CORP<br />
S6336Q 10 5 STUDENT ADVANTAGE INC<br />
E6336F 2C 4 STUDENT ADVANTAGE INC<br />
163302 IG 2 STUDENT LN CORP<br />
86cS87 10 i STURGIS BANCORP INC<br />
804159 10 8 S STURM RUGER & CO INC<br />
86L159 SO 8 STURM RUGER & CO INC<br />
SECURITIES ** PAGE 249<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM PAR $0.10<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
*W EXP 12/11/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
DJ LRG CAP GRW<br />
DJ LRG CAP VAL<br />
DJ SML CAP GRW<br />
DJ SML CAP VAL<br />
DJ GLOB TITANS<br />
CALL<br />
PUT<br />
WILSHIRE REIT<br />
MORGN S HI 35T<br />
MORG STAN INTR<br />
FORTUNE E-50<br />
CALL<br />
PUT<br />
FORTUNE 500<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
ADDED<br />
DELETED<br />
ADDED
RUN 3ATE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 250<br />
RUN TIi4E:08:47 IVMOOl<br />
CUSI? NC. ISSUER NAME<br />
864i5S 95 8 SiURM RUGER 8 CO INC<br />
864432 13 4 SUBURBAN PROPANE PARTNERS L<br />
56e391 10 2 SUCCESSORIES INC<br />
86G686 i0 0 SUEZ<br />
854739 lC 7 SUFFOLK BANCORP<br />
Ss362T 10 5 SUMMA INDS<br />
865 3il iO 9 SUMMIT BANCSHARES INC TEX<br />
b663i3 16 5 SUMMIT BK CORP GA<br />
656'357 LO 2 SUMMIT FINL CORP<br />
660239 i0 6 SUMMIT PPTYS INC<br />
86663E iO S SUN BANCORP INC<br />
856634 1O 8 SUN BANCORP INC<br />
666574 10 4 SUN COMMUNITIES INC<br />
866762 AG 2 SUN INC<br />
866796 10 5 * SUN LIFE FINL SVCS CDA INC<br />
866796 90 5 SUN LIFE FINL SVCS CDA INC<br />
666796 95 5 SUN LIFE FINL SVCS CDA INC<br />
866310 10 4 * SUN MICROSYSTEMS INC<br />
866310 90 4 SUN MICROSYSTEMS INC<br />
866310 55 4 SUN MICROSYSTEMS INC<br />
866942 10 5 SUN HYDRAULICS CORP<br />
86-"7 (217 10 5 SUNAIR ELECTRS INC<br />
857229 10 6 x SUNCOR ENERGY INC<br />
867229 40 6 SUNCOR ENERGY INC<br />
867229 55 6 SUNCOR ENERGY INC<br />
667270 10 0 SUNDAY COMMUNICATION LTD<br />
867270 2G 9 SUNDAY COMMUNICATION LTD<br />
867363 iC 3 E SUNGARD DATA SYS INC<br />
E67367 SO 3 SUNGARD DATA SYS INC<br />
867353 55 3 SUNGARD DATA SYS INC<br />
ES737U i0 2 SUNLINK HEALTH SYSTEMS INC<br />
85754L iO 6 SUNOCO LOGISTICS PRTNRS L P<br />
86754P 10 9 * SUNOCO INC<br />
86734F 90 9 SUNOCO INC<br />
86754P 55 9 SUNOCO INC<br />
55TSaK kE 5 SUNRISE ASSISTED LIVING INC<br />
86758K iO 6 * SUNRISE ASSISTED LIVING INC<br />
65768K $0 6 SUNRISE ASSISTED LIVING INC<br />
80758K $5 6 SUNRISE ASSISTED LIVING INC<br />
S6759Y iO 5 SUNRISE TELECOM INC<br />
86T99P 10 0 SGNTRON CORP<br />
e6-314 10 3 x SUNTRUST BKS INC<br />
EST314 SG 3 SUNTRUST BKS INC<br />
8573i4 95 3 SUNTRUST BKS INC<br />
857951 10 7 * SUPERCONDUCTOR TECHNOLOGIES<br />
667931 40 7 SUPERCONDUCTOR TECHNOLOGIES<br />
667931 55 7 SUPERCONDUCTOR TECHNOLOGIES<br />
865342 10 2 SUPER VISION INTL INC<br />
866559 10 6 * SUPERGEN INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
UNIT LTD PARTN<br />
COM DELETED<br />
SPONSORED ADR<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
SDCV 6.750% 6/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR DELETED<br />
SPONS ADR NEW ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM UNITS<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.250% 2/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM
Z6!$ 3ATE: 09/24/02 ** LIST OF SECTION <strong>13F</strong><br />
2UX TIME: C8:c7<br />
CtiSI? NC. ISSLiER NAME<br />
868339 SC 6 SUPERGEN INC<br />
&63354 95 6 SUPERGEN INC<br />
852;+6 iO i SUPERIOR CONSULTANT HLDGS CO<br />
Eb8157 10 8 * StiPERIOR ENERGY SVCS INC<br />
865157 50 a SUPERIOR ENERGY svcs INC<br />
368;37 $5 8 SUPERIOR ENERGY SVCS INC<br />
8,58151 12 0 SUPERIOR FINANCIAL CORP DEL<br />
8SBiS8 i C 5 * SUPERIOR INDS INTL INC<br />
866i56 $6 5 SUPERIOR INDS INTL INC<br />
868158 95 5 SUPERIOR INDS INTL INC<br />
856356 20 2 SUPERIOR UNIFORM GP INC<br />
8635SP 2C 2 SUPERIOR TR I<br />
858365 19 7 r SUPERIOR TELECOM INC<br />
666355 $0 7 SUPERIOR TELECOM INC<br />
865565 55 7 SUPERIOR TELECOM INC<br />
85EG53 ?O i SUPERMERCADOS UNIMARC SA<br />
868511 20 5 SUPER SOL LTD<br />
863332 10 2 * SUPERTEX INC<br />
86E532 9G 2 SUPERTEX INC<br />
868532 95 2 SUPERTEX INC<br />
86f.536 kN 3 SUPERVALU INC<br />
863536 AP 8 SUPERVALU INC<br />
666536 iG 3 * SUPERVALU INC<br />
858336 SS 3 SUPERVALU INC<br />
868336 95 3 SUPERVALU INC<br />
868587 iG 6 SUPPORTSOFT INC<br />
666537 :O 2 SUPREME INDS INC<br />
868SSR iG 2 r SLREBEAM CORP<br />
86866R SO 2 SUREBEAM CORP<br />
86S56R 55 2 SUREBEAM CORP<br />
865733 iO 6 SUREWEST COMMUNICATIONS<br />
868519 20 2 SURGICAL LASER TECHNOLOGIES<br />
366523 i0 5 SURGICARE INC<br />
858873 10 0 * SURMODICS INC<br />
66S573 90 0 SURMODICS INC<br />
666373 $5 G SURMODICS INC<br />
868338 iC 4 SURGE COMPONENTS INC N Y<br />
856FC8 11 2 SURGE COMPONENTS INC N Y<br />
865294 iG i * SUSQUEHANNA BANCSHARES INC P<br />
869395 $0 1 SUSQUEHANNA BANCSHARES INC P<br />
E6S399 45 1 SUSQUEHANNA BANCSHARES INC P<br />
855245 i0 6 SUSSEX BANCORP<br />
87i304 5C 7 SWEDISH MATCH AB<br />
S7E738 iO 1 * SWIFT ENERGY CO<br />
87G738 SO I SUIFT ENERGY CO<br />
E7C738 95 1 SWIFT ENERGY CO<br />
870756 10 3 * SWIFT TRANSN CO<br />
57G756 90 3 SWIFT TRANSN CO<br />
E7i756 55 3 SWIFT TRANSN CO<br />
SECURITIES *% PAGE 251<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
PFD CV 8.50% DELETED<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
SPONSORED ADR<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM DELETED<br />
*W EXP 07/31/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT
R"h DATE : 09/24/02 *X LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 252<br />
RCti iIME:06:47 IVMOOl<br />
CCiSI? NC. ISSUER NAME<br />
870327 10 2 SWISS ARMY BRANDS INC<br />
87C375 iO 1 SWISS HELVETIA FD INC<br />
871313 10 8 SWISSCOM AG<br />
671C45 iU 0 SWITCHBOARD INC<br />
87iiSG 10 0 % SYBASE INC<br />
S7i130 $0 0 SYBASE INC<br />
671i30 45 0 SYBASE INC<br />
871142 iO 5 * SYBRON DENTAL SPECIALTIES IN<br />
871142 40 5 SYBRON DENTAL SPECIALTIES IN<br />
87ii42 ?5 5 SYERON DENTAL SPECIALTIES IN<br />
E71236 10 6 * SYCAMORE NETWORKS INC<br />
871206 50 8 SYCAMORE NETWORKS INC<br />
871236 $5 8 SYCAMORE NETWORKS INC<br />
871237 10 3 8 SYKES ENTERPRISES INC<br />
871237 90 3 SYKES ENTERPRISES INC<br />
E71237 55 3 SYKES ENTERPRISES INC<br />
871371 10 0 SYLVAN INC<br />
E71399 10 1 * SYLVAN LEARNING SYS INC<br />
671395 SO I SYLVAN LEARNING SYS INC<br />
E713i9 55 1 SYLVAN iEARNING SYS INC<br />
871333 43 4 SYMANTEC CORP<br />
871533 10 8 * SYMANTEC CORP<br />
8-1503 SC 8 SYMANTEC CORP<br />
871303 95 8 SYMANTEC CORP<br />
871358 ;G 7 x SYMBOi TECHNOLOGIES INC<br />
S7i538 SG 7 SYMBOL TECHNOLOGIES INC<br />
871538 $5 7 SYMBOL TECHNOLOGIES INC<br />
8T;5:k iO 6 SYMBOLLOti PHARMACEUTICALS IN<br />
571543 10 4 * SYMMETRICOM INC<br />
S7i?+3 90 4 SYMMETRICOM INC<br />
ail343 C- 72 4 SYMMETRICOM INC<br />
67155S IC 8 * SYMYX TECHNOLOGIES<br />
E7L53S $6 8 SYMYX TECHNOLOGIES<br />
F7LSSS 45 8 SY3YX TECHNOLOGIES<br />
371351 10 7 SYMS CORP<br />
87i352 10 9 3 SYNAPTIC PHARMACEUTICAL CORP<br />
8'13dR 48 9 SYNAPTIC PHARMACEUTICAL CORP<br />
671J5R 55 9 SYNAPTIC PHARMACEUTICAL CORP<br />
E71.56P 50 3 SYNAGRO TECHNOLOGIES INC<br />
s-7 "tr565 10 7 SYNALLOY CP DEL<br />
87137P. 1C 5 SYNAVANT INC<br />
671575 10 9 * SYNAPTICS INC<br />
67i37C 40 9 SYNAPTICS INC<br />
E71-75 $5 9 SYNAPTICS INC<br />
371372 iO 6 * SYNCOR INTL CORP DEL<br />
87137" SO 6 SYNCOR INTL CORP DEL<br />
871572 95 6 5YNCOR INTL CORP DEL<br />
S7i59E 3G 3 SYNERGY BRANDS INC<br />
Eii 53L. 10 O * SYNGENTA AG<br />
ISSUER DESCRIPTION STATUS<br />
COM DELETED<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.000%11/0<br />
C OM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
SPONSORED ADR
Rij& C,&TE:I3$/2
E u 3ATE:C9/24/02 ~<br />
*X LIST OF SECTION <strong>13F</strong> SECURITIES X* PAGE 254<br />
RGN TIHE:C6:47 IVMOOl<br />
CuSlP NC. ISSUER NAME<br />
872351 GO 8 TDK CORP<br />
87236fi 13 2 TDC A/S<br />
872375 10 O * TECO ENERGY INC<br />
t!-2375 SO C TECO ENEKGY INC<br />
63.2375 95 0 TECO ENERGY INC<br />
872332 i O 6 TEL OFFSHORE TR<br />
872384 ;C 2 TEPPCO PARTNERS L P<br />
,272385 10 7 TESSCO TECHNOLOGIES INC<br />
872588 iC 3 TFC ENTERPRISES INC<br />
872331 i O 7 TF FINL CORP<br />
672s43 GG 3 E THQ INC<br />
E72443 5G 3 THQ INC<br />
872G43 $5 3 THQ INC<br />
872449 iG 3 TIB FINL CORP<br />
872%79 20 9 TI1 NETWORK TECHNOLOGIES INC<br />
872539 1G 1 TJX COS INC<br />
872540 AL 5 TJX COS INC NEW<br />
8723G0 lG S * TJX COS INC NEW<br />
872546 $0 9 TJX COS INC NEW<br />
672540 45 9 TJX COS INC NEW<br />
872549 18 0 TLC VISION CORP<br />
87257P i6 1 TMBR/SHARP DRILLING INC<br />
672397 iO 9 T-NETIX INC<br />
E72525 LO 8 TRC COS INC<br />
872625 90 8 TRC COS INC<br />
872425 $5 8 TRC COS INC<br />
E7253U I G 2 T / R SYS INC<br />
87'2536 iO 5 TRM CORP<br />
672549 10 8 * TRW INC<br />
872549 SG 8 TRW INC<br />
672349 95 8 TRW INC<br />
672649 fG 4 TRW INC<br />
872549 68 3 TRW INC<br />
872385 10 8 TSR INC<br />
672941 i8 9 3 TMP WORLDWIDE INC<br />
872341 90 9 TMP WORLDWIDE INC<br />
372941 75 9 TMP WORLDWIDE INC<br />
E73352 10 9 * TTM TECHNOLOGIES INC<br />
673352 CG 9 TTM TECHNOLOGIES INC<br />
E7Z35R $5 9 TTM TECHNOLOGIES INC<br />
67533U 30 2 TTR TECHNOLOGIES INC<br />
533CoE iO 7 T-3 ENERGY SRVCS INC<br />
87SJiPiOi TViAINC<br />
87338K 20 O TVX GOLD INC<br />
8732bK 30 9 TVX GOLD INC<br />
8773<br />
",,58 10 8 % TXU CORP<br />
873168 SC 8 TXU CORP<br />
ST3158 45 8 TXU CORP<br />
873197 ;O 7 TAB PRODS CO DEL<br />
ISSUER DESCRIPTION STATUS<br />
AMERN DEP SH<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
UNIT BEN INT<br />
UT LTD PARTNER<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
Cot4 NEW<br />
COM<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PREF 1 CVS4.40<br />
PREF 3 CVS4.50<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM NO PAR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
i?3?+ DATE : 09/24/62 ** LIST OF SECTION <strong>13F</strong><br />
Rdh TI%:08:47<br />
CUSI? NO. ISSUER NAME<br />
875774 10 3 TAG-IT PAC INC<br />
E7GG28 10 5 TAITRON COMPONENTS INC<br />
674136 iD 6 TAIWAN FD INC<br />
E7
FGK ilAiE:39/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 256<br />
RgPi TINE:08:47 IVMOOl<br />
CUSZP NC. ISSUER NAME<br />
875155 i0 0 TEAM INC<br />
876i6F 10 7 TEAM AMERICA INC<br />
878237 AC C TECH DATA CORP<br />
87E237 10 6 * TECH DATA CORP<br />
878237 40 5 TECH DATA CORP<br />
878237 95 6 TECH DATA CORP<br />
E76243 i 0 9 TECH OPS SEVCON INC<br />
876311 iG 9 TECHTEAM GLOBAL INC<br />
878329 10 i TECHDYNE INC<br />
87E33C 10 9 TECHE HLDG CO<br />
878377 i O 0 * TECHNE CORP<br />
878377 40 O TECHNE CORP<br />
878377 45 2 TECHNE CORP<br />
67Sq99 i G 1 TECHNICAL COMMUNICATIONS COR<br />
E76G83 :O 6 TECHNICAL OLYMPIC USA INC<br />
878546 20 9 TECHNIP-COFLEIP<br />
876553 1 C 6 TECHNISOURCE INC<br />
876355 i O 1 * TECHNITRGL INC<br />
876555 SO 1 TEIHNITROL INC<br />
876555 45 1 TECHNITROL INC<br />
87669A 10 4 TECHNOLOGY FLAVORS & FRAGRAN<br />
E7S72T i O 8 * TECHNOLOGY SOLUTIONS CO<br />
6727ZT $0 S TECHNOLOGY SOLUTIONS CO<br />
67E72T 95 8 TECHNOLOGY SOLUTIONS CO<br />
278727 30 4 TECHNOLOGY RESH CORP<br />
87873.j iO 9 TECHSYS INC<br />
875732 AD 8 TECHNOMATIX TECHNOLOGIES LTD<br />
878595 10 1 * TECUMSEH PRODS CO<br />
876895 90 I TECUMSEH PRODS CO<br />
873875 95 1 TECUMSEH PRODS CO<br />
878395 SG 0 * TECUMSEH PRODS CO<br />
e7E335 50 0 TECUMSEH PRODS CO<br />
878335 95 O TECUMSEH PRODS CO<br />
S783iS SC 8 TEKNOWLEDGE CORP NEW<br />
a75358 iO O TEGAL CORP<br />
874330 l C 9 TEJON RANCH CO DEL<br />
679131 AC 7 TEKELEC<br />
57$,51 10 3 * TEKELEC<br />
87$:31 $0 3 TEKELEC<br />
67FTC1 $5 3 TEKELEC<br />
579131 i 0 0 * TEKTRONIX INC<br />
879131 S C 0 TEKTRONIX INC<br />
879131 $5 0 TEKTRONIX INC<br />
875176 LC 9 TEi-SAYE COM INC<br />
87S222 l 3 9 TELAXIS COMMUNICATIONS CORP<br />
87927F 20 0 * TELECOM HLDRS TR<br />
67927F $0 0 TELECOM HLDRS TR<br />
87527F 45 0 TELECOM HLDRS TR<br />
87527k iO 5 * TELECOM ITALIA SPA<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
SDCV 2.000%12/1 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM ADDED<br />
SPONSORED ADR<br />
COM DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CAi L<br />
PUT<br />
COM NEW<br />
COM<br />
NOTE 5.250% 8/1<br />
CL B<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
NOTE 3.250%11/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DELETED<br />
NOTE 4.500% 9/1 DELETED<br />
COM<br />
DEPOSITRY RCPT<br />
CALL<br />
PUT<br />
SPON ADR ORD
%3% DATE:C9/2G/G2 Z* LIST OF SECTION <strong>13F</strong><br />
R2N TIME:58:47<br />
CgSI? NO. ISSUER NAME<br />
E7527W 90 6 TELECM ITALIA SPA<br />
87927k 95 o TELECOM ITALIA SPA<br />
67427k 23 5 TELECOM ITALIA SPA<br />
875273 20 9 * TELECOMM ARGENTINA STET-FRAN<br />
67527s $0 9 TELECOMM ARGENTINA STET-FRAN<br />
875273 55 9 TELECOMM ARGENTINA STET-FRAN<br />
879276 20 8 * TELECOM CORP NEW ZEALAND LTD<br />
67$278 SG 8 TELECOM CORP NEW ZEALAND LTD<br />
874276 95 8 TELECOM CORP NEW ZEALAND LTD<br />
S7328R LC 6 TELECOMUkICACOES BRASILEIRAS<br />
87?287 30 S * TELECOMUhICACOES BRASILEIRAS<br />
E7?287 50 8 TELECOMUNICACOES BRASILEIRAS<br />
E75287 45 8 TELECOMUNICACOES BRASILEIRAS<br />
87535~ 13 3 * TELECOMMUNICATION SYS INC<br />
87'923~ 90 3 TELECOMMUNICATION SYS INC<br />
i3-;?9J 95 3 TELECOMMbNICATION SYS INC<br />
875360 iO 5 * TELEDYNE TECHNOLOGIES INC<br />
8'536G $0 5 TELEDYNE TECHNOLOGIES INC<br />
87;365 95 5 TELEDYNE TECHNOLOGIES INC<br />
875365 13 6 * TELEFLEX INC<br />
875359 40 6 TELEFLEX INC<br />
879369 95 6 TELEFLEX INC<br />
879378 GO 4 * TELEFONICA DE ARGENTINA S A<br />
875378 SC 4 TELEFONICA DE ARGENTINA S A<br />
8'?378 55 4 TELEFONICA DE ARGENTINA S A<br />
8TS38V 13 5 TELEFONICA MOVILES S A<br />
67S382 PO 8 * TELEFONICA S A<br />
879382 SO 8 TELEFONICA S A<br />
879352 55 8 TEiEFONICA S A<br />
879334 2G 4 TELEFONICA DEL PERU S A<br />
E7Si23 LD 5 TELEFONOS DE MEXICO S A<br />
679433 76 7 TELEFONOS DE MEXICO S A<br />
875293 78 0 * TELEFONOS DE MEXICO S A<br />
s-4~as 40 o TELEFONOS DE MEXICO s A<br />
E79503 95 0 TELEFONOS DE MEXICO S A<br />
E75i3G iG 9 TELEKOM AUSTRIA AG<br />
674453 iC O * TELEPHSNE 8 DATA SYS INC<br />
877433 50 0 TELEPHONE 8 DATA SYS INC<br />
E79
ti..?, DATE : 09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 258<br />
EUh TIYE : C8 : 47 IVMOOl<br />
CJSZP NC. ISStiER NAME<br />
87939M 45 9 TELIK INC<br />
875564 10 3 TELLABS INC<br />
87G564 FO G TELLABS INC<br />
879564 45 0 TELLABS INC<br />
8756TE 10 7 * TELLIUM INC<br />
E79.57E SO 7 TELLIUM INC<br />
87'357E $5 7 TELLZUM INC<br />
87SSgti 20 G TELSTRA CORP LTD<br />
87;TDT 20 8 * TELULAR CORP<br />
87FTCT 50 8 TELULAR CORP<br />
8'47itT $5 8 TELULAR CORP<br />
87571M 20 2 TELUS CORP<br />
875368 10 7 * TEMPLE INLAND INC<br />
875868 5C 7 TEMPLE INLAND INC<br />
87q858 95 7 TEMPLE INLAND INC<br />
879924 10 8 TELESOFT CORP<br />
E7?924 10 7 TEMPLETON GLOBAL GOUT INCOM<br />
875939 10 6 * TELETECH HOLDINGS INC<br />
879939 S O-6 TELETECH HOLDINGS INC<br />
879939 55 6 TELETECH HOLDINGS INC<br />
679546 50 7 TELESYSTEM INTL WIRELESS INC<br />
88Cl3T 10 ? TEMPLETON DRAGON FD INC<br />
88CL8X 1 02 TEMPLETON CHINA WORLD FD INC<br />
88ClSO 10 3 TEMPLETON EMERG MKT APPRECN<br />
885191 10 1 TEMPLETON EMERGING MKTS FD I<br />
880l92 iO 9 TEMPLETON EMERG MKTS INCOME<br />
832138 1G 6 TEMPLETON GLOBAL INCOME FD I<br />
68CZ2F 10 5 TEMPLETON RUS AND EAST EUR F<br />
58022J 10 7 TEMPLETON VIETNAM S-E ASIA F<br />
53233A 10 3 TENFOLD CORP<br />
h8C33G AD 2 TENET HEALTHCARE CORP<br />
13C336 10 2 * TENET HEALTHCARE CORP<br />
882336 90 0 TEbiET HEALTHCARE CORP<br />
88C33G 95 3 TENET HEALTHCARE CORP<br />
85>33K I S 1 TENERA INC<br />
88233R 20 5 TENGASCO INC<br />
88C345 is 3 TENNANT CO<br />
E8C345 ZO 5 * TENNECO AUTOMOTIVE INC<br />
830349 S O 5 TENNECO AUTOMOTIVE INC<br />
88:3G5 95 5. TENNECO AUTOMOTIVE INC<br />
E8CT7C LD 4 TERADYNE INC<br />
882770 iG 2 * TERADYNE INC<br />
86CT70 $0 2 TERADYNE INC<br />
85277C 95 2 TERADYNE INC<br />
SSiT75 LC 5 TERAYON COMMUNICATION SYS<br />
882775 i C l * TERAYON COMMUNICATION SYS<br />
S9,;775 SO I TERAYON COMMUNICATION SYS<br />
B8C775 95 1 TERAYON COMMUNICATION SYS<br />
685779 ;D 3 * TEREX CORP NEW<br />
ISSUER DESCRIPTION<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR FINAL<br />
COM NEW<br />
CALL<br />
PUT<br />
NON-VTG SHS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
NOTE 6.000%12/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SDCU 3.750%10/1<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000% 8/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
STATUS<br />
DELETED<br />
DELETED
RuS DATE:G9/24/CZ xx LIST OF SECTION <strong>13F</strong><br />
EUfi TIME:08:47<br />
CrJSI? NC. ISSUER NAME<br />
88C779 90 3 TEREX CORP NEW<br />
582779 45 3 TEREX CORP NEW<br />
88C915 10 3 x TERRA INGS INC<br />
335315 SG 3 TERRA INDS INC<br />
&6C;i5 45 3 TERRA INDS INC<br />
EZ13ZW 10 3 * TERRA NETWORKS S A<br />
E8i2Ck 40 3 TERRA NETWORKS S A<br />
8SiS3h 55 3 TERRA NETWORKS S A<br />
6S13.55 20 1 TE2RA NITROGEN CO L P<br />
88;4+6 13 4 TERREMARK WORLDWIDE INC<br />
8E137K lG i TESCO CORP<br />
SSi534 10 ? X TESORO PETE CORP<br />
831569 40 i TESORO PETE CORP<br />
SS1IC9 95 1 TESORO PETE CORP<br />
63LbZF 1 G 5 * TETRA TECHNOLOGIES INC DEL<br />
e5132f $0 5 TETRA TECHNOLOGIES INC DEL<br />
E3i62F 55 5 TETRA TECHNOLOGIES INC DEL<br />
881526 3 * TETRA TECH INC NEW<br />
88152C 90 3 TETRA TECH INC NEW<br />
Eai521 95 3 TETRA TECH INC NEW<br />
&8162G 20 9 3 TEVA PHARMACEUTICAL INDS LTD<br />
881524 90 9 TEVA PHARMACEUTICAL INDS LTD<br />
86l424 95 9 TEVA PHARMACEUTICAL INDS LTD<br />
eS153V AB 5 TEVA PHARMACEUTICAL FIN LLC<br />
68153X AB 1 TEVA PHARMACEUTICAL FIN NV<br />
bSZ9.26 fO 7 TESMA INTL INC<br />
13221T iO 4 * TEXAS BIOTECHNOLOGY CORP<br />
68221T S G 3 TEXAS BIOTECHNOLOGY CDRP<br />
83221T 55 4 TEXAS BIOTECHNOLOGY CORP<br />
83ZGS1 10 3 * TEXAS INDS INC<br />
652G91 SC 3 TEXAS INDS INC<br />
882431 95 3 TEXAS INDS INC<br />
632328 LO 4 * TEXAS INSTRS INC<br />
882566 90 4 TEXAS INSTRS INC<br />
E32308 55 4 TEXAS INSTRS INC<br />
Sc26iG iO 8 TEXAS PAC LD TR<br />
'62e73 1C 6 TEXAS REGL BANCSHARES INC<br />
882.558 10 5 TEXAS UTD BANCSHARES INC<br />
8SZi24 iG 5 THAI FD INC<br />
882355 iO 2 THAI CAP FD INC<br />
882725 20 1 THAI CAP FD INC<br />
885233 IC 1 X TEXTRON INC<br />
EYZ293 90 1 TEXTRON INC<br />
88S.233 ?5 i TEXTRON INC<br />
883203 20 0 TEXTRON INC<br />
E83203 30 9 TEXTRON INC<br />
S23Zi7 LO 1 THACKE2AY CORP<br />
853375 10 7 * THEUAGENICS CORP<br />
E85375 40 7 THERAGENICS CORP<br />
SECURITIES ** PAGE 259<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM UNIT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
ADR<br />
CALL<br />
PUT<br />
DBCV 1.500%10/1<br />
NOTE 0.750% 8/1<br />
CL A SUB VTG<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SUB CTF PROP I T<br />
CL A VTG<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
PFD CONV $2.08<br />
PFD CONV $1.40<br />
COM<br />
COM<br />
CALL<br />
ADDED<br />
DELETED<br />
ADDED
RUX BkTE:G9/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES *x PAGE 260<br />
2Uh TIME:08:47 IVMOOl<br />
CUSlP NC. ISSUER NAME<br />
E5?,375 95 7 THERAGENICS CORP<br />
883381 iG 5 ix TkERASENSE INC<br />
833381 9G 5 THERASENSE INC<br />
883381 95 5 THERASENSE INC<br />
86543A iC 8 r THERHA-WAVE INC<br />
E3543A 9S 6 THERMA-WAVE INC<br />
E,6343A 55 8 THERMA-WAVE INC<br />
e83552 RC 0 THERMO ECOTEK CORP<br />
82333ti 11 ? THERMO FIBERGEN INC<br />
66355G RB 1 THERMO FIBERTEK INC<br />
863J3W SA 5 THERMa FIBERTEK INC<br />
655556 AH 5 THERMO ELECTRON CORP<br />
623356 AJ 1 THERMO ELECTRON CORP<br />
583556 iO 2 * THERMO ELECTRON CORP<br />
885355 90 2 THERMO ELECTRON CORP<br />
883556 $5 2 THERMO ELECTRON CORP<br />
853323 20 9 THERMOGENESIS CORP<br />
88SS7i 50 5 THERMOVIEW INDS INC<br />
S8338C iO 3 * THESTREET COM<br />
885580 SO 3 THESTREET COM<br />
883534 95 3 THESTREET COM<br />
6862'39 iO 2 THINKPATH INC<br />
85a23d IC 8 THIRD WAVE TECHNOLOGIES INC<br />
83G31E 1C 3 TkiISTLE GROUP HLDGS CO<br />
884315 i3 2 * THOMAS & BETTS CORP<br />
Sac315 90 2 THOMAS 8 BETTS CORP<br />
884315 45 2 THOMAS & BETTS CORP<br />
ES4402 i G 8 THOMAS GROUP INC<br />
884425 iO 9 THOMAS IKDS INC<br />
884903 iO 5 * THOMSON CORP<br />
884903 SO 5 THOMSON CORP<br />
88f.923 95 5 THOMSON CORP<br />
835li8 iD 5 THOMSON MULTIMEDIA<br />
883150 iO i * THOR INDS INC<br />
8d5i60 90 i THOR INDS INC<br />
885166 45 1 THOR INDS INC<br />
83575 30 7 * THORATEC CORP<br />
825175 90 7 THORATEC CORP<br />
&35i75 95 7 THORATEC CORP<br />
855.218 iO 7 THORNBURG MTG INC<br />
885218 29 6 THORNBURG MTG INC<br />
685502 10 4 THOUSAND TRAILS INC<br />
88353% 15 5 * 3D0 CO<br />
8S553W 5G 5 3D0 CO<br />
S8553bi 55 5 3D0 CO<br />
83553~ 20 4 3D0 CG<br />
E,35535 10 4 * 3COM CORP<br />
655535 $0 4 3COM 2ORP<br />
185335 55 4 3COM CORP<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SDCV 4.875% 4/1<br />
RIGHT 99/99/9999<br />
SDCV 4.500% 7/1<br />
SDCV 4.500% 7/1<br />
SDCV 4.000% 1/1<br />
SDCV 3.250%11/0<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
PFD A CV 9.68%<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
3 a ~ . ~ m m ~ ~ c o ~ m m ~ r n 0 ~ m m m ~ m c n ( 0 c n c 0 r 0 ~ 0 o 0 c 0 m ~ 3 c 0 ~ ) ~ . 0 c 0 m w ~ 0 w r g ~ ~ m ~<br />
u ~ ~ ~ ~ w ~ ~ m ~ o ~ ~ ~ w w ~ w ~ ~ ~ ~ 0 a ~ c 0 i 0 c 0 w c ~ , c 0 ~ i l o 3 ~ ) ~ ~ 0 r ~<br />
6.<br />
0- , ~ ~ ~ ~ T ~ ~ ~ ~ ~ \ I I ~ ~ J ~ ~ ~ ; . N ( ~ N M M M ~ \ O \ D Q N ~ ~ N ~ ~ ~ O \ ~ ~ ~<br />
,. ~r, tr, I{-, tr, ..o I-. r- I. .. I-.. 10 M 10 tn K, to m h? m lo
22% ZATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 262<br />
R2% TI?lE:C8:47 IVMOOl<br />
C;I'SIP NO. iSSUER NAME<br />
883f3M i6 2 * TITAN INTL INC ILL<br />
E3S33f4 90 2 TITAN INTL INC ILL<br />
8253CX 55 2 TITAN INTL INC ILL<br />
8SS51G :O 1 * TITAN PHARMACEUTICALS INC DE<br />
88E314 5C 1 TITAN PHARMACEUTICALS INC DE<br />
8333i~, 55 1 TITAN PHARMACEUTICALS INC DE<br />
855339 ;C 8 # TITANIUM METALS CORP<br />
685539 40 8 TITANIUM METALS CORP<br />
831335 45 8 TITANIUM METALS CORP<br />
555706 lO 8 * TIVO INC<br />
E367G6 90 8 TIVO INC<br />
888730 45 E TIVO INC<br />
83S?3F 10 3 TODD SHIPYARDS CORP DEL<br />
23S353 iG 0 TODHUNTER INTL INC DEL<br />
68S35B lC 5 TGFUTTI BRANDS INC<br />
884478 I D 3 * TOLL BROTHERS INC<br />
835478 40 3 TCLL BROTHERS INC<br />
E.3578 55 3 TCLL BROTHERS INC<br />
889542 I0 6 * TOLLGRADE COMMUNICATIONS INC<br />
65:5+2 SO 6 TOLLGRADE COMMUNICATIONS INC<br />
839342 $5 6 TOLLGRADE COMMUNICATIONS INC<br />
8^"'^ ~u-:>u 2G 8 TOMKINS PLC<br />
E7CilO 10 9 TOMPKINSTRUSTCO INC<br />
89L335 IG 7 * TOO INC<br />
696333 90 7 TOO INC<br />
69C333 $5 7 TOO INC<br />
89CJ16 iD 7 X TOOTSIE ROLL INDS INC<br />
896516 $0 7 TOOTSIE ROLL INDS INC<br />
592310 $5 7 TOOTSIE ROLL INDS INC<br />
19C537 56 i TOPAZ GROUP INC NV<br />
890786 LC 6 * TGPPS INC<br />
892756 $8 6 TOPPS INC<br />
EYi756 55 6 TOPPS INC<br />
SSC.5.76 ;O ? TOR MINERALS INTL INC<br />
691313 IG 4 TORCH ENERGY ROYALTY 'TRUST<br />
89i5!4 1G 1 TORCH OFFSHORE INC<br />
891527 i8 4 * TORCHMARK CORP<br />
591327 90 4 TORCHMARK CORP<br />
891327 45 4 TORCiiMARK CORP<br />
SSij5G 10 6 TOREAD3R RES CORP<br />
591392 10 8 K TORO CO<br />
r51292 SG 8 TORO CO<br />
E7i392 45 8 TORO CD<br />
69;;jC 52 9 * TORONTO DOMINION BK ONT<br />
SS116G 50 4 TORONTO DOMINION BK ONT<br />
E9il6C 55 3 TORONTO DOMINION BK ONT<br />
E7I3SE 10 0 TOTAL ENTMT RESTAURANT CORP<br />
3313iL LC i TOTAL REKAL CARE HLDGS INC<br />
8sijlE 10 9 X TOTAL FINA ELF S A<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM PAR s.001<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
UNIT BEN INT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
NOTE 7.000% 5/1<br />
SPONSORED ADR
Eijk 3ATE:G9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
ZJN T1ME:CB:Gi<br />
CUSI? NC. ISSUER NAME<br />
8SIJ1E 4C 9 TOTAL FINA ELF S A<br />
8S151E 45 '3 TOTAL FIhA ELF S A<br />
891539 50 8 * TOUCH AMERICA HLDGS INC<br />
E5133F $3 8 TOUCH AMERICA HLDGS INC<br />
69-539 95 8 TOUCH AMERICA HLDGS INC<br />
63i737 AE i TOWER AUTOMOTIVE INC<br />
87l737 I6 i * TOWER AUTOMOTIVE INC<br />
691757 $0 i TONER AUTOMOTIVE INC<br />
Ei9L757 55 1 SOWER AUTOMOTIVE INC<br />
891755 IC 1 TOWER FINANCIAL CORP<br />
391336 16 5 X TOTAL SYS SVCS INC<br />
891336 $0 9 TOTAL SYS SVCS INC<br />
691j56 $5 9 TOTAL SYS SVCS INC<br />
65i9iE ;O 4 TRACK DATA CORP<br />
892381 iO 0 TOWN & CTRY TR<br />
E92258 10 3 TCIYMAX INTERNATIONAL INC<br />
832531 30 7 * TOYOTA MOTOR CORP<br />
E42531 40 7 TOYOTA MOTOR CORP<br />
E92331 55 7 TCYOTA MOTOR CORP<br />
E92335 iO 0 * TOYS R US INC<br />
E92335 90 0 TOYS R US INC<br />
842335 95 0 TOYS R US INC<br />
842339 10 2 TPG N V<br />
892356 10 6 * TRACT08 SUPPLY CO<br />
892356 40 6 TRACTOR SUPPLY CO<br />
892356 $5 6 TRACTOR SUPPLY CO<br />
E9254T fO 2 TRAGER COM NV<br />
€,S257P 10 5 TRADESTATION GROUP INC<br />
692721 :O 1 TRAFFIX INC<br />
892785 10 3 TRAILER BRIDGE<br />
69235R 10 6 TRAMMELL CROW CO<br />
892339 6G 7 TRANS-GLOBAL RES N L<br />
592939 70 6 TRANS-GLOBAL RES N L<br />
692918 10 3 TRANSACT TECHNOLOGIES INC<br />
89?235 10 3 TRANS INDS INC<br />
653247 L.D 8 TRANS LUX CORP<br />
895247 10 6 TRANS LUX CORP<br />
E9355C iO 0 * TRANS WORLD ENTMT CORP<br />
893344 90 O TRANS WORLD ENTMT CORP<br />
653360 95 0 TRANS WORLD ENTMT CORP<br />
893416 10 7 * TRANSACTION SYS ARCHITECTS<br />
895416 90 7 TRANSACTION SYS ARCHITECTS<br />
693416 95 ? TRANSACTION SYS ARCHITECTS<br />
893462 iO 7 * TRANSAiTA CORP<br />
895G6L 90 7 TRANSALTA CORP<br />
89546C 95 7 TRANSALTA CORP<br />
853336 10 5 TRANSAMERICA INCOME SHS INC<br />
832521 iO 4 * TRANSATLANTIC HLDGS INC<br />
633521 SO 4 TRANSATLANTIC HLDGS INC<br />
SECURITIES *E PAGE 263<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.000% 8/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT<br />
COM<br />
SP ADR REPZCOM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
CDM<br />
CALL<br />
PUT<br />
NY REGSTR CL A<br />
COM<br />
COM<br />
COM<br />
COM<br />
SP ADR NEW2002 DELETED<br />
SP ADR NEW2002 ADDED<br />
COM<br />
COM<br />
NOTE 7.500%12/0<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL
RiJji 2ATE : 09/24/02 s* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 264<br />
RUk TIYE:08:47 IVMOOl<br />
CuSIP NC. ISSUER NAME<br />
633321 45 4 TRANSATLANTIC HLDGS INC<br />
893526 iO 3 * TRANSCANADA PIPELINES LTD<br />
895526 $0 3 TRANSCANADA PIPELINES LTD<br />
893526 95 3 TRANSCANADA PIPELINES LTD<br />
895345 iC 3 TRANSCOM WORLDWIDE SA<br />
893545 20 2 TRANSCOM WORLDWIDE SA<br />
6955i7 20 9 TRAKSCONTINENTAL RLTY INVS<br />
8931~5K SO 6 TRAKSGENOMIC INC<br />
89565C 10 5 TRANSGENE S A<br />
895735 10 3 * TRAGSKARYOTIC THERAPIES INC<br />
f233735 SO C TRANSKARYOTIC THERAPIES INC<br />
595735 95 O TRANSKARYOTIC THERAPIES INC<br />
895757 10 4 TRANSMATION INC<br />
69376R lG 9 * TRANSMETA CORP DEL<br />
69575R 90 9 TRANSMETA CORP DEL<br />
893752 95 9 TRANSMETA CORP DEL<br />
89S776 ZC 4 TRANSN.4TIONAL FINL NETWORK I<br />
893830 LA 7 TRANSOCEAN SEDCO FOREX INC<br />
893330 AC I TRANSOCEAN SEDCO FOREX INC<br />
8F235P iC S TRANSPORT CORP OF AMER INC<br />
895370 SO 4 TRANSPORTADORA DE GAS SUR<br />
893335 iO 3 TRANSPRO INC<br />
593369 16 5 TRANSTECHNOLOGY CORP DEL<br />
893929 26 8 TRANSCEND SERVICES INC<br />
893934 iC 9 TRANSMONTAIGNE INC<br />
89a355 kB 7 TRANSWITCH CORP<br />
894365 10 i * TRANSWITCH CORP<br />
836365 90 1 TRANSWITCH CORP<br />
895565 $5 1 TRANSWITCH CORP<br />
896i10 I G 2 TRANZ RAIL HOLDINGS LTD<br />
89C185 1 C 7 TRAVELERS CORPORATE LN FD IN<br />
89L.268 iO 9 * TRAVELERS PPTY CAS CORP NEW<br />
C9420E 90 9 TRAVELERS PPTY CAS CORP NEW<br />
EGL2OG 55 9 TRAVELERS PPTY CAS CORP NEW<br />
894206 GO 6 TRAVELERS PPTY CAS CORP NEW<br />
836353 1G 9 TRAVIS BOATS 8 MTRS INC<br />
899550 13 0 TREDEGAR CORP<br />
69L745 20 7 TREMONT CORP<br />
59456M 20 6 TREND MICRO INC<br />
89531P I0 5 TREX INC<br />
695436 iG 3 * TRI CGNTL CORP<br />
835G36 90 3 TRI CONTL CORP<br />
395430 '95 3 TRI CONTL CORP<br />
89579K 10 9 * TRIAD HOSPITALS INC<br />
89574K 45 9 TRIAD HOSPITALS INC<br />
E3579K $5 3 TRIAD HOSPITALS INC<br />
E9589K iC 4 * TRIANGiE PHARMACEUTICALS INC<br />
S9539ti 40 4 TRIANGLE PHARMACEUTICALS INC<br />
83589fi 95 4 TRIANGLE PHARMACEUTICALS INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONS ADR CL A<br />
SPONS ADR CL B<br />
COM NEW<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DBCV 5/2<br />
DBCV 1.500% 5/1<br />
COM .<br />
SPON ADR B<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
NOTE 4.500% 9/1<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR DELETED<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
CL B<br />
COM<br />
COM<br />
COM PAR $1.00<br />
SPONS ADR NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT
f?,S DATE:29/24/02 ** LIST OF SECTION<br />
RUh TIME:56:47<br />
CifSI? NC. ISSUER NAME<br />
695319 I C 8 * TRIDENT MICROSYSTEMS INC<br />
895919 F2 S TRIDENT MICROSYSTEMS INC<br />
e95319 c5 6 TRIDENT MICROSYSTEMS INC<br />
895925 1O 5 TRIAD GTY INC<br />
8ciE327 C.5 7 TRIARC CCS INC<br />
855927 IG i x iRIARC COS INC<br />
895327 5C 1 TRICRC CDS INC<br />
835?27 $5 i TRIARC COS INC<br />
E56347 iC 7 * TRIBUNE CO NEW<br />
E9t.347 SO 7 TRIBUNE CO NEW<br />
595347 $5 7 TRIBUNE CO NEW<br />
895555 16 6 TRICO BANCSHARES<br />
895126 i G ? * TRICO MARINE SERVICES INC<br />
896106 50 1 TRiCO MARINE SERVICES INC<br />
5951Gt 55 1 TRICO MARINE SERVICES INC<br />
S9CI2G 10 O TRICOM SA<br />
891121 IS 0 * TRICORD SYSTEMS INC<br />
855121 9i D TRICGRLI SYSTEMS INC<br />
876121 95 0 TRICORD SYSTEMS INC<br />
896i8L iS 0 * TRIGON HEALTHCARE INC<br />
896:SL 90 O TRIG3N HEALTHCARE INC<br />
896i8L 95 O TRIGON HEALTHCARE INC<br />
896ib7 40 8 TRIKON TECHNOLOGIES INC<br />
896239 10 O * TRIMBLE NAVIGATION LTD<br />
896239 96 O TRIMBLE NAVIGATION LTD<br />
696239 55 0 TRIMBLE NAVIGATION LTD<br />
896239 10 8 * TRIMEDYNE INC<br />
SF5259 40 8 TRIMEDYNE INC<br />
E96255 45 8 TRIMEDYNE INC<br />
896253 10 3 * TRIMERIS INC<br />
826263 40 O TRIMERIS INC<br />
895263 95 C TRIMERIS INC<br />
895438 10 8 TRINITY BIOTECH PLC<br />
896522 10 9 * TRINITY INDS INC<br />
836322 $0 9 TRINITY INDS INC<br />
896522 55 9 TRINITY INDS INC<br />
836532 20 0 TRINTECH GROUP PLC<br />
636'12 26 5 TRIO TECH INTL<br />
64h72F iO 4 + TRIPATH TECHNOLOGY INC<br />
S9t72P 5G 4 TRIPATH TECHNOLOGY INC<br />
84ST2F 55 4 TRIPATH TECHNOLOGY INC<br />
ESS7SK AB 9 TRIQUINT SEMICONDUCTOR INC<br />
E3674K IC 3 * TRIQUINT SEMICONDUCTOR INC<br />
E3f74K 4S 3 TRIQUINT SEMICONDUCTOR INC<br />
896?%K 95 3 TRIQUINT SEMICONDUCTOR INC<br />
&96?7M 20 6 * TRITON PCS HLDGS INC<br />
89677K 93 6 TRITON PCS HLDGS INC<br />
83677?4 55 6 TRITON PCS HLDGS INC<br />
89621% 10 1 * TRiUMPii GROUP INC NEW<br />
<strong>13F</strong> SECURITIES ** PAGE 265<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SDCV<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
C OM<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR REP A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
SPONS ADR NEW<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
NOTE 4.000% 3/0<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED
RUK 3ATE:G9/24/C2 *x LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 266<br />
RUN TI3E : 68 : 47 IVMOOl<br />
CiiSI? YC. ISSUER NAME<br />
696818 G O i TRIUMPH GROUP INC NEW<br />
696318 95 i TRIUMPH GROUP INC NEW<br />
696&7P 10 7 % TEIZEC PROPERTIES INC<br />
E9t37P 40 7 TRIZEC PROPERTIES INC<br />
69637P 55 7 TRIZEC PROPERTIES INC<br />
6S637F 11 5 TEIZEC PROPERTIES INC<br />
896382 iO 7 x TRIZETTO GROUP INC<br />
835852 40 7 TRIZETTO GROUP INC<br />
896882 95 7 TRIZETTO GROUP INC<br />
896928 IS 6 TRIPOS IkC<br />
896938 AS 3 TRIZEC HAHN CORP<br />
635342 IC 9 * TRIPATH IMAGING INC<br />
8959G2 50 9 TRIPATrl IMAGING INC<br />
896942 $5 9 TRIPATH IMAGING INC<br />
SS?~~P 10 2 TROPICAL SPORTSWEAR INTL COR<br />
897249 10 8 TROVER SOLUTIONS INC<br />
897329 iO 8 TRgY FINL CORP<br />
89733k :O 6 TRGY GZOUP INC<br />
897358 15 5 TRUETIME INC<br />
898i58 i O 7 * TRUMP HOTELS & CASINO RESORT<br />
836166 $0 9 TFUMP HOTELS 8 CASINO RESORT<br />
692,158 $5 9 TRUMP HOTELS &. CASINO RESORT<br />
896354 iC 0 TRUST CO NJ JERSEY CITY NEW<br />
898349 10 5 % TRUSTCO BK CORP N Y<br />
E953q9 $0 5 TRUSTCO BK CORP N Y<br />
836549 45 5 TKUSTCD BK CGRP N Y<br />
698402 l b 2 * TKUSTMARK CORP<br />
63EGC2 40 2 TRUSTMARK CORP<br />
698G32 45 2 TRUSTMARK CORP<br />
896532 50 6 * TUEOS DE ACERO DE MEXICO S A<br />
eoc--<br />
70372 $0 6 TUBOS DE ACERO DE MEXICO S A<br />
848542 $5 6 TilBOS DE ACERO DE MEXICO S A<br />
E95355 5G 5 * TUESDAY MORNING CORP<br />
894335 50 5 TUESDAY MORNING CORP<br />
635335 S5 5 TUESDAY MORNING CORP<br />
539340 10 9 TUFCO TECHNOLOGIES INC<br />
894165 10 4 x TULARIK INC<br />
694165 50 4 TULARIK INC<br />
E99165 $5 4 TULARIK INC<br />
639588 10 5 TUMBLEWEED INC<br />
534530 10 1's TUMBLEWEED COMMUNICATIONS CO<br />
89ii9G SC 1 TUMBLEWEED COMMUNICATIONS CO<br />
€!9:;3G $5 ; TUMBLEWEED COMMUNICATIONS CO<br />
895536 iG 4 3 TUPPERQARE CORP<br />
895896 30 4 TUPPERWARE CORP<br />
89$396 55 4 TUPPERWARE CORP<br />
906530 iO 7 TURBOCHEF TECHNOLOGIES INC<br />
92Clil 20 4 TURKCELL ILETISIM HIZMETLERI<br />
90L145 i0 3 TURKISH INVT FD INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
RIGHT 99/99/9999 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
DEB 3.000% 1/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
ADR NEW<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPON ADR NEW<br />
COM
Su!< DATE: G9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
RUN TIYE:08:47<br />
CUFI? NG. iSSUER NAME<br />
90GG23 10 4 TURNSTONE SYSTEMS INC<br />
93CG23 SG 4 TURNSTONE SYSTEMS INC<br />
930623 $5 4 TURNSTONE SYSTEMS INC<br />
52i103 10 1 x TUT SYSTEMS<br />
SSi153 SO i TLT SYSTEMS<br />
521;G3 $5 1 TUT SYSTEMS<br />
40i;07 10 2 TUTOGEN MEDICAL INC<br />
931144205 TUXISCORP<br />
901145 10 2 * fV AZTECA S A DE C V<br />
9'" Gii45 90 2 TV AZTECA S A DE C V<br />
901145$52 TVAZTECASADECV<br />
SOii67 10 6 % TWEETER HOME ENTMT GROUP INC<br />
901167 SO 6 TWEETER HOME ENTMT GROUP INC<br />
501167 $5 6 TWEETEk' HOME ENTMT GROUP INC<br />
90133N 1G 3 ZlST CENTY INS GROUP<br />
901314 10 4 * 24/7 REAL MEDIA INC<br />
531514 50 4 24/7 REAL MEDIA INC<br />
9Di314 95 4 24/7 REAL MEDIA INC<br />
9013612 10 -3 2iST CENTY HLDG CO<br />
92iG70 i0 i TWIN DISC INC<br />
901774 iO 9 % TWINLAB CORP<br />
931774 SO 5 TWINLAB CORP<br />
901774 $5'9 TWINLAB CORP<br />
93Pi04 iC 3 11 Vi INC<br />
9GSL26 l3 3 2GG2 TARGET TERM TR<br />
9CZL16 kW 8 TYCO INTL GROUP S A<br />
502124 LC 0 TYCO INTL LTD NEW<br />
SG2124 1G 6 * TYCO INTL LTD NEW<br />
4C2124 9G 6 TYCO INTL LTD NEW<br />
902i24 45 6 TYCO INTL LTD NEW<br />
502252 10 5 TYLER TECHNOLOGIES INC<br />
905494 i6 3 * TYSON FOODS INC<br />
922G$4 90 3 TYSON FOODS INC<br />
5'32C94 $5 3 TYSON FOODS INC<br />
9GZ549 iO 4 UAL CORP<br />
535549 50 0 * UAL CORP<br />
$32549 90 3 UAL CORP<br />
SO2549 55 0 UkL CORP<br />
%CZ5?L ;G 8 UEICS INC<br />
SS262T fG 8 * dCBH HOLDINGS INC<br />
99252T 4G S UCBH HOLDINGS INC<br />
42252T 95 8 UCEH HOLDINGS INC<br />
922573 iD 2 dFP TECHNOLOGIES INC<br />
="-I-<br />
,u~>al TG 5 * UGI CORP NEW<br />
502581 90 5 UGI CORP NEW<br />
932531 55 5 UGi CORP NEW<br />
$02737 iO 5 3 QICI<br />
532337 $0 5 UICI<br />
922757 55 5 UICI<br />
SECURITIES ** PAGE 267<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
DBCV<br />
NOTE<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM PAR $0.01<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT
R2Ti 3fi.TE: G9/24/C2 w* LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 268<br />
ZU& TIYE:38:47 IVMOOl<br />
CCSI? NC. ISSUER NAME<br />
9G2748 i0 2 UIL HLDG CORP<br />
ST2738 10 8 JMB FINL CORP<br />
902910 1C 8 U S B HLDG INC<br />
S027i: 1C 6 3 LIST INC<br />
92231: 53 6 UST INC<br />
532311 q5 6 LIST INC<br />
S52325 1G 6 USA TRUCK INC<br />
$32333 10 7 iJ S HOME & GARDEN INC<br />
S35748 10 8 + U S PLASTIC LMBR CORP<br />
9OSiGb 90 8 U S PLASTIC LMBR CORP<br />
~ C J Z 95 ~ G a ~ u s PLASTIC LMBR CORP<br />
S32$51 I0 2 U S ENERGY SYS INC<br />
992,252 10 O U S GLOBAL INVS INC<br />
FG2971 i3 0 U S RESTAURANT PPTYS INC<br />
9C2971 SG 9 U S RESTAURANT PPTYS INC<br />
$02373 b.E 6 US BANCORP DEL<br />
S02973 3C 4 * dS BANCORP DEL<br />
932973 $6 4 US BANCORP DEL<br />
9Z2373 55 4 US BANCORP DEL<br />
9^^" u ~ 7 ! 4 10 4 3 S LIQUIDS INC<br />
902277 10 7 3 S TIMBERLANDS CO L P<br />
Cj2384 10 3 * USA INTERACTIVE<br />
902384 90 3 iJSA INTERACTIVE<br />
iC2i84 95 3 iJSA INTERACTIVE<br />
552334 il 1 USA INTERACTIVE<br />
9i35213 i0 6 UQM TECHNOLOGIES INC<br />
403235 La 3 URS CORP NEW<br />
563235 10 ? uRS CORP NEW<br />
SOZ28M 10 7 USANA HEALTH SCIENCES INC<br />
50529K 30 2 U S-CHINA INDUSTRIAL EXCHANG<br />
905290 L.3 6 USFBG CORP<br />
903293 30 6 U S G CORP<br />
405233 60 5 * U S G CORP<br />
923273 50 5 d S G CORP<br />
903293 45 5 U S G CORP<br />
4053LS 10 9 x JS LEC CGRP<br />
S033iS $0 9 US LEC CORP<br />
9933iS 95 9 3s LEC CORP<br />
S0S33E iO 8 k USEC INC<br />
90533E $0 8<br />
52335~ 55 a<br />
dSEC INC<br />
us~c INC<br />
90533L i3 2 U S CONCRETE INC<br />
9G333T LO 5 3 S LABORATORIES INC<br />
90333C 10 0<br />
9033TL 12 8<br />
U S HOME SYS INC<br />
2 S PHYSICAL THERAPY INC<br />
90538N l U 3 U S XPRESS ENTERPRISES INC<br />
933362 1G 4 * US UNWIRED INC<br />
5Ci338R $6 4 JS UNWIRED INC<br />
9Z338R 95 4 aS UNWIRED INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
cot4<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
PFD CV SER A<br />
NOTE 810<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM UNITS<br />
COM<br />
CALL<br />
PUT<br />
*W EXP 02/04/200<br />
COM<br />
SDCV 6.500% 2/1<br />
COM<br />
COM<br />
COM NEW DELETED<br />
NOTE 3/0<br />
COM PAR $0.10 DELETED<br />
COM NEW<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT
R3k 3FTE:G9/24/02 EX LIST OF SECTION <strong>13F</strong><br />
R J ~<br />
TIYE: 08 :.47<br />
CUSI? NC. ISSUER NAME<br />
,-n-- 7~338L 18 3 X! 3s ONCOLOGY INC<br />
90333ki 90 3 US ONCOLOGY INC<br />
95333W 95 3 US ONCOLGGY INC<br />
S233dY :G 9 USOL HLDGS INC<br />
9033SY l1 7 dS3L HLDGS INC<br />
$3339K 10 4 U S VISIGN INC<br />
903534 iO 1 US SEARCH COM INC<br />
905L74 30 2 + UBIQUITEL INC<br />
905474 90 2 UBIQUITEL INC<br />
503G74 95 2 UBIQUITEL INC<br />
'935344 3G 8 * ULTICOM INC<br />
903344 50 8 ULTICOM INC<br />
903344 95 8 JLTICOM INC<br />
$93849 10 7 * ULTIMATE ELECTRS INC<br />
993349 $0 7 ULTIMATE ELECTRS INC<br />
933659 $5 7 3LTIMATE ELECTRS INC<br />
40335D :LO 7 ULTIMATE SOFTWARE ..GROUP INC<br />
933898 40 1 * 2LTRAK INC<br />
963898 SO 1 dLTRAK INC<br />
$03538 55 1 'JLTRAK INC<br />
403339 IG Z ULTRALIFE BATTERIES INC<br />
553314 ;G 9 * ULTRA PETE CORP<br />
90Z.714 40 9 DLTRA PETE CORP<br />
903714 $5 9 ULTRA PETE CORP<br />
SGC3SP iO i dLTRAPAR PARTICIPACOES S A<br />
SC423C iO 5 X ULTRATECH STEPPER INC<br />
90C.234 90 5 gLTRATECH STEPPER INC<br />
904534 95 5 ULTRATECH STEPPER INC<br />
90G214 i0 3 UMPQUA HLDGS CORP<br />
424STi 30 4 UtiI MARTS INC<br />
954637 10 8 dNICO AMERN CORP<br />
SSG57L iO 0 UNIFAB INTERNATIONAL INC<br />
904577 iO i * UNIFI INC<br />
$34677 $0 1 3NIFI INC<br />
$84677 $5 1 UNIFI INC<br />
904708 10 4 UNIFIRST CORP MASS<br />
93G753 20 8 UNILAB CORP NEW<br />
90'763 90 8 UNILAB CORP NEW<br />
9Gi763 45 8 LJNILAB CORP NEW<br />
926767 70 4 UNILEVER PLC<br />
90G734 TC 9 x UKILEVER N V<br />
90G754 40 9 dNILEVER N V<br />
934784 55 9 UNILEVER N V<br />
93c332 i G 2 dNION ACCEP CORP<br />
934353 ill 8 JNION BANCORP INC<br />
925399 10 1<br />
455GGG iO 7<br />
LINION BANKSHARES CORP<br />
UNION BANKSHARES INC<br />
95Si33 iO 1 LJNION aANKSHARES LTD<br />
$95354 iO 1 UNION CMNTY BANCORP<br />
SECURITIES ** PAGE 269<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
*W EXP 07/28/200<br />
C OM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NO PAR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SP ADR REP PFD<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
CALL<br />
PUT<br />
SPON ADR NEW<br />
N Y SHS NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM
?dY DA7'E:G9/2G/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 270<br />
ROii 7IYE:38:47 IVMOOl<br />
CuSIP !qC. ISSUER NAME<br />
S36611 IC 8 UNION FINL BANCSHARES INC<br />
907318 10 8 * UNION PAC CORP<br />
9'27918 SO 8 UkION PAC CORP<br />
9?7318 55 8 UNION PAC CORP<br />
905;68 10 9 * UNION PLANTERS CORP<br />
535358 $0 9 2NION PLANTERS CORP<br />
3CE.268 55 9 LJhION PLANTERS CORP<br />
COS358 30 7 Ub!ION PLANTERS CORP<br />
406356 lG 0 * 3NIONBANCAL CORP<br />
536920 $0 C UNIONBANCAL CORP<br />
935336 $5 0 dNIONBANCAL CORP<br />
925368 10 6 LJNIONBANCORP INC<br />
904163 13 7 * UNIROYAL TECHNOLOGY CORP<br />
9CSi63 CO 7 UNIROYAL TECHNOLOGY CORP<br />
909163 55 7 UKIROYAL TECHNOLOGY CORP<br />
9GS153 11 5 JNIROYAL TECHNOLOGY CORP<br />
5?9265 i0 6 * UNISOURCE ENERGY CORP<br />
C"-7.<br />
7u7.,J5 90 6 LJNISOURCE ENERGY CORP<br />
$542,;5 55 -6 UNISOURCE ENERGY CORP<br />
9092i4 13 8 * dNISYS CaRP<br />
909214 90 8 UNISYS CORP<br />
St33214 45 8 UkISYS CORP<br />
SCSl18 iG. 9 * gNIT CORP<br />
909216 90 9 UkIT CORP<br />
907218 95 9 dNIT CORP<br />
90954C 10 5 UNITED AMERN HEALTHCARE CORP<br />
S3944G 10 9 * JNITED AUTO GROUP INC<br />
909440 $0 9 UNITED AUTO GROUP INC<br />
939G40 95 9 UNITED AUTO GROUP INC<br />
905458 iC 1 UNITED BANCSHARES INC OHIO<br />
90967K 10 1 UNITED BUSINESS MEDIA PLC<br />
SO5332 10 7 UNITED COMMUNITY BANCORP<br />
935239 IG 2 WITED CMNTY FINL CORP OHIO<br />
90S84P 10 5 dkITED CMNTY BKS BLAIRSVLE G<br />
$239?7 10 7 UNITED BANKSHARES INC WEST V<br />
455911 iO 9 UNITED BANCORP INC OHIO<br />
90G3i2 1G 7 UNITED CAPITAL CORP<br />
StS4;9 i0 2 UNITED FINL CORP MINN<br />
9iCl36 10 4 * UNITED DEFENSE INDS INC<br />
s:s:as so 4 , UNITED DEFENSE INDS INC<br />
F1G18B 45 4 UNITED DEFENSE INDS INC<br />
910197 :@ 2 UNITED DOMINION REALTY TR IN<br />
,=? e--rlLj;~<br />
58 4 UNITED FINL MTG CORP<br />
9iCJ2K IG 6 UNITED FINL HLDGS INC<br />
91C331 10 7 UNITED FIRE 8 CAS CO<br />
SiC331 32 5 dNITED FIRE 8 CAS CO<br />
F;CS7i 1G a GNITED GUARDIAN INC<br />
91238F 30 G iJNITED HERITAGE CORP<br />
SiGS71 iO 6 UNITED INDL CORP<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD CONV CL E<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
*W EXP 06/01/200 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
AD R<br />
COM<br />
COM<br />
CAP STK<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
PFD CONV A %<br />
COM<br />
COM NEW<br />
COM
ZLJ~ 3ATE : G9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
Rilk TTYE:08:47<br />
CUSI." NC. ISSUER NAME<br />
913873 20 7 + iJNITED MICROELECTRONICS CORP<br />
91L373 90 7 UhITED MICROELECTRONICS CORP<br />
$15575 55 7 UNITED MICROELECTRONICS CORP<br />
SIC'209 1C 0 UNITED NATL BANCORP N J<br />
411324 iG 7 LJKITED MOBILE HOMES INC<br />
Sill63 1Q 3 * UNITED NAT FOODS INC<br />
911LS3 $0 3 UNITED NAT FOODS INC<br />
911163 25 3 UNITED NAT FOODS INC<br />
$11258 10 0 * UNITED ONLINE INC<br />
91iZ68 $0 0 UNITED OkLINE INC<br />
4il168 95 0 UNITED ONLINE INC<br />
$11301 ;C 9 UNITED PANAM FINANCIAL CP<br />
411312 AS 2 UNITED PARCEL SERVICE INC<br />
9113i2 10 6 * SNITED PARCEL SERVICE INC<br />
$11312 90 6 UNITED PARCEL SERVICE INC<br />
$11312 45 6 UNITED PARCEL SERVICE INC<br />
711315 20 8 dNITED PARK CITY MINES CO<br />
91i353 iG 9 * UNITED RENTALS INC<br />
311363 90 9 UNITED RENTALS INC<br />
911363 95 9 3tiITED RENTALS INC<br />
9??3EO 1C 3 UNITED RETAIL GROUP INC<br />
Sli459 15 5 dNITED SEC BANCSHARES INC<br />
Sili6G 10 3 UNITED SECURITY BANCSHARES C<br />
411564 AA d UNITED STATES CELLULAR CORP<br />
4ii654 10 8 * UNITED STATES CELLULAR CORP<br />
91158G 90 6 UNITED STATES CELLULAR CORP<br />
411584 85 8 UNITED STATES CELLULAR CORP<br />
911335 10 9 U S ENERGY CORP WYO<br />
5ll82F 30 3 UNITED STATES EXPL INC<br />
911305 10 7 * ilS AIRWAYS GROUP INC<br />
911935 SC 7 US AIRWAYS GROUP INC<br />
$11905 95 7 US AIRWAYS GROUP INC<br />
911922 10 2 UNITED STATES LIME & MINERAL<br />
912361 10 8 d S HOME CORP<br />
912378 10 2 U S INDS INC<br />
912380 10 S U S INDS INC NEW<br />
912980 90 8 U S INDS INC NEW<br />
412330 95 8 3 S INDS INC NEW<br />
912339 10 8 UkITED STATES STL CORP NEW<br />
S127G9 SO 8 UNITED STATES STL CORP NEV<br />
512309 $5 8 JNITED STATES STL CORP NEW<br />
*?-?<br />
7,:,34 10 7 * UNITED STATIONERS INC<br />
91IG04 $3 7 UKITED STATIONERS INC<br />
'315334 95 7 URITED STATIONERS INC<br />
413516 3G 9 2NITED SURGICAL PARTNERS INT<br />
913316 FO 9 3NITED SURGICAL PARTNERS INT<br />
913316 45 9 UNITED SURGICAL PARTNERS INT<br />
413317 iC 9 * UNITED TECHNOLOGIES CORP<br />
Si33i7 40 9 UNITED TECHNOLOGIES CORP<br />
SECURITIES X* PAGE 271<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 1.750% 9/2<br />
CL B<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SHS<br />
COM<br />
NOTE 6/1<br />
COM<br />
CALL<br />
PUT<br />
CDM<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
DELETED<br />
DELETED<br />
DELETED
RLK 3ATE:39/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 272<br />
R3!t TIME:08:47 IVMOOl<br />
CLiSIP NC. ISSUER NAME<br />
Sl.3317 45 9 UNITED TECHNOLOGIES CORP<br />
S1307C i O 2 * UNITED THERAPEUTICS CORP DEL<br />
55307C 90 2 UIUITED.THERAPEUTICS CORP DEL<br />
91337C 45 2 UNITED THERAPEUTICS CORP DEL<br />
$1337? 10 3 UKITED TENN BANKSHARES INC<br />
413ilG l0 5 UNITED UTILS PLC<br />
91324P iO 2 R UNITEDHEALTH GROUP INC<br />
9i324P SC 2 UNiTEDriEALTH GROUP INC<br />
9f324P 95 2 UNITEDHEALTH GROUP INC<br />
913247 50 8 * UNITEDGLOBALCOM<br />
913247 $0 8 dNITEDGLOBALCOM<br />
413247 95 8 UNITEDGLOBALCOM<br />
515259 1G 7 UNITIL CORP<br />
913275 10 3 % dNITRIN INC<br />
913275 $0 3 3NITRIN INC<br />
913275 45 3 UNITRIN INC<br />
913190 10 2 UNITY BANCORP INC<br />
F1336X 10 5 * UNIVERSAL ACCESS GLOBAL HLDG<br />
9i5JSM $0 5 dt4IVERSAL ACCESS GLOBAL HLDG<br />
9i336K 95 5 3NIVERSAL ACCESS GLOBAL HLDG<br />
913377 i O 7 dNIVERSAL AMERN FINL CORP<br />
913378 10 5 UNIVERSAL AUTOMOTIVE INDS IN<br />
913378 11 3 UNIVERSAL AUTOMOTIVE INDS IN<br />
913431 10 2 * UNIVERSAL COMPRESSION HLDGS<br />
913431 90 2 URIVERSAL COMPRESSION HLDGS<br />
413431 $5 2 UNIVERSAL COMPRESSION HLDGS<br />
SlSq56 10 4 * UNIVERSAL CORP VA<br />
SL54J6 SC 9 UNIVERSAL CORP VA<br />
S13G56 95 9 UNIVERSAL CORP VA<br />
91J47P i O 5 UNIVERSAL DISPLAY CORP<br />
913483 i O 3 UNIVERSAL ELECTRS INC<br />
513543 10 4 UNIVERSAL FST PRODS INC<br />
91359E 13 5 UNIVERSAL HEALTH RLTY INCM T<br />
913-08 10 3 3NIVERSAL MFG CO<br />
915337 10 0 UNIVERSAL STAINLESS & ALLOY<br />
911933 AL 4 UNIVERSAL HLTH SVCS INC<br />
513903 1C 0 3 UNIVERSAL HLTH SVCS INC<br />
912303 50 C LINIVERSAL HLTH SVCS INC<br />
913533 $5 0 UtiIVERSAL HLTH SVCS INC<br />
914390 10 5 UNIVERSITY BANCORP INC MICH<br />
$19306 10 2 * JNIVISION COMMUNICATIONS INC<br />
SiG906 90 2 UNIVISION COMMUNICATIONS INC<br />
9ik906 95 2 ONIVISION COMMUNICATIONS INC<br />
91523U 10 1 UNIZAN FINANCIAL CORP<br />
SiS282 GO 4 dNIVIEW TECHNOLOGIES CORP<br />
915289 lG 2 * LINOCAL CORP<br />
915259 $2 2 UNOCAL CORP<br />
425259 55 2 UNOCAL CORP<br />
9l329B 1G 6 UNOVA INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
*W EXP 09/15/200<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
COM<br />
COM<br />
DBCV 0.426% 6/2<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM PAR.80 NEW DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM
R::h SATE: OF/24/02 X* LIST OF SECTION <strong>13F</strong> SECURITIES %w PAGE 273<br />
R2A TIME:G6:47<br />
IVMOOl<br />
CUSIF JC. ISSUER NAME<br />
9l529E 4C 6 UNOVA INC<br />
$15298 $5 6 UKOVA INC<br />
91521Y 10 6 % 3NUMPROVIDENT CORP<br />
S1529Y SC 6 LJNUMPROVIDENT CORP<br />
S1527Y F5 6 Ut4UMPROVIDENT CORP<br />
9i5G36 10 S UPM KYMMENE CORP<br />
4L6500 i O O * USFREIGHTWAYS CORP<br />
9i69Ct 40 0 USFREIGHTWAYS CORP<br />
916'986 95 0 USFREIGHTWAYS CORP<br />
417347 10 2 * 9RBAN OUTFITTERS INC<br />
$i7,347 SG 2 iJRBAN OUTFITTERS INC<br />
9i7S47 $5 2 URBAN OUTFITTERS INC<br />
Si724E 40 0 URECOATS INDUSTRIES INC<br />
Si7273 10 4 % UROLOGIX INC<br />
$17273 SO 4 UROLOGIX INC<br />
917273 55 4 UROLOGIX INC<br />
917286 lC 6 3RSTADT BIDDLE PPTYS INS<br />
911286 20 5 URSTADT BIDDLE PPTYS INS<br />
91729G 19 3 US DATAWORKS INC<br />
917294 30 8 USDATA CORP<br />
9i732K 10 5 USLiRF AMERICA INC<br />
917468 iO 8 * UTAH MED PRODS INC<br />
Si7486 SO 8 UTAH MED PRODS INC<br />
Si7438 95 8<br />
SL759P ie 6<br />
LJTAH MSD PRODS INC<br />
UTEK CORP<br />
917720 lC O VI TECHNOLOGIES INC<br />
SIP.315 10 0 w UTILITIES HOLDRS TR<br />
918319 SO 0 3TILITIES HOLDRS TR<br />
918319 $5 0 UTILITIES HOLDRS TR<br />
~ 1 ~ 10 ~ o 7 a 6 UTSTARCOM INC<br />
91S376 SO 0 UTSTARCOM INC<br />
918376 95 0 UTSTARCOM INC<br />
9:813B 10 5 X VG SOFTWARE CORP<br />
Si819B FO 5 VA SOFTWARE CORP<br />
9iSl9B 55 5 VG SOFTWARE CORP<br />
918194 10 1 VCA ANTECH INC<br />
$18234 i 0 8 * V F CDRP<br />
SlE204 BO 8 V F CO2P<br />
91f234 95 8 V F CORP<br />
912235 10 6 'JIB CORP<br />
416275 10 2 V-ONE CORP<br />
SiS25G 10 0 VSE CORP<br />
918322 iC 8 'YSI HLDGS INC<br />
Si8458 la o * VYYO INC<br />
91Z.158 SO 0 VYYO INC<br />
918;58 95 0 VYYO INC<br />
91E45E 20 9 VYYO INC<br />
922774 10 5 VAIL BANKS INC<br />
'315799 iG 9 * VAIL RESORTS INC<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
COM NEW<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
DEPOSITRY RCPT<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
COM<br />
ADDED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
23ti DATE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 274<br />
RUS TIME:08:47 IVMOOl<br />
CSSI "NC . ISSUER NAME<br />
91879F SG 4 WAIL RESORTS INC<br />
S1S79Q $5 9 'dA1L RESORTS INC<br />
91ESS0 AH ? VALASSIS COMMUNICATIONS INC<br />
9168.56 10 4 * VALASSIS COMMUNICATIONS INC<br />
919866 SO 4 YALASSIS COMMUNICATIONS INC<br />
9i6355 95 4 VALkSSIS COMMUNICATIONS INC<br />
915305 kC 4 VALHI INC NEW<br />
916995 i G 0 * VALHI INC NEW<br />
9LE.985 FG 3 VGLHI INC NEW<br />
918'305 45 O 'JALHI INC NEW<br />
F1S9i4 10 2 * VALENCE TECHNOLOGY INC<br />
916514 4G 2 VALENCE TECHNOLOGY INC<br />
518914 $5 2 VALENCE TECHNOLOGY INC<br />
9iS:lL 1C 0 VALENCIA BANK & TRUST<br />
S1913E 10 4 VALENTIS INC<br />
SlF13klO4 VALEROLP<br />
91S13Y 10 0 VALERO ENERGY CORP NEW<br />
9i513Y 90 G VALERO ENERGY CORP NEW<br />
9i913Y 55 3 VALERO ENERGY CORP NEW<br />
9i915G 10 J VALICERT INC<br />
9:9556 :G 8 VALLEY FORGE SCIENTIFIC CORP<br />
FiS792 10 i VALLEY NATIONAL GASES INC<br />
914794 iO 7 * VALLEY NATL BANCORP<br />
919794 $0 7 VALLEY NATL BANCORP<br />
919794 35 7 VALLEY NATL BANCORP<br />
920253 i O i VALMONT INDS INC<br />
920253 40 1 VALMONT INDS INC<br />
526253 S5 1 VLLMONT INDS INC<br />
920344 iC 8 VALPEY FISHER CORP<br />
920355 i0 4 X VALSPAR CORP<br />
926355 40 4 YALSPAR CORP<br />
S2C355 45 4 'YALSPAR CORP<br />
S2f387 ?C 7 UALUE CITY DEPT STORES INC<br />
92C.G37 10 O 'GALUE iIkE INC<br />
?2SG6N 10 2 'JkiUECiICK INC<br />
42C47K 20 7 * VALUEVISION MEDIA INC<br />
S2CA7K 50 7 VALUEVISION MEDIA INC<br />
G2C57K 45 ? VALUEVISION MEDIA INC<br />
925909 If 8 VAN KAMPEN MUN INCOME TR<br />
52C.??C 10 6 VAN KAMPEN CALIF MUN TR<br />
92C9il 1 0 4 'JAN KAMPEN HIGH INCOME TR<br />
92C3i3 1 0 0 VAN KAMPEN HIGH INCOME TR I1<br />
5'2C3i5 10 5 VAN KAMPEN INVT GRADE MUN TR<br />
92C3i9 :G T VAN KAMPEN MUN TR<br />
$25520 10 5 VAN KAMPEN CALIF QUALITY MUN<br />
925921 12 3 VAN KAMPEN FLA QUALITY MUN T<br />
92C322 iC i VAN KAMPEN N Y QUALITY MUN T<br />
92C523 iO 9 .VAK KAMPEN OHIO QUALITY MUN<br />
92C724 I G 7 VAN KAMPEN PA QUALITY MUN TR<br />
ISSUER DESCRIPTION STATUS<br />
CALL<br />
PUT<br />
NOTE 6 /O<br />
COM<br />
CALL<br />
PUT<br />
NOTE 10/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM UT LTD PRT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
SH BEN INT<br />
SH BEN INT<br />
SH BEN INT<br />
COM<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM
SdN 2ATE:39/24/02 5% LIST OF SECTION <strong>13F</strong><br />
RGN TI?lE:08:47<br />
CdZi? NC. ISSUER NAME<br />
$2C,?28 1G 8 !JAN KAMPEN TR INSD MUNS<br />
SZi924 10 5 VAN KAMPEN TR INVT GRADE MUN<br />
922330 10 4 Ykh KAMPEN TR INVT GRADE CAL<br />
92C331 10 2 'JAN KAMPEN TR INVT GRADE N Y<br />
92:>52 1G 13 'JAN KAMPEN TR INVT FLA MUNS<br />
92C533 iO 8 YAN KAMPEN TR INVT GRADE N J<br />
92C934 10 6 VAN KAMPEN TR INVT GRADE PA<br />
925335 IG 3 VAN KAMPEN MUN OPPORTUNITY T<br />
925937 10 9 VAN KAMPEN ADVANTAGE PA MUN<br />
922,343 10 7 VAN KAMPEN STRATEGIC SECTOR<br />
$26944 iO 5 VAN KAMPEN MUN OPPORTUNITY I<br />
$25355 10 i .$AN KAMPEN BD FD<br />
922937 1C 7 VAN KAMPEN INCOME TR<br />
920961 IG 9 YAN KAMPEN SENIOR INCOME TR<br />
92i32G 10 5 VAN CER MOOLEN HLDG N.V.<br />
92112B 10 7 VAN KAMPEN CALIF VALUE MUN I<br />
921L2K i O 7 VAN KAMPEN ADVANTAGE MUN I1<br />
92112K 10 3 VAN KAMPEN SELECT SECTOR MUN<br />
921126 1G 4 VLN KAMPEN N Y VALUE MUN INC<br />
92ii2R 10 2 VAN KAMPEN MASS VALUE MUN IN<br />
92il2T 13 8 VAN KAMPEN PA VALUE MUN INCO<br />
92112~ iO i VAN KAMPEN OHIO VALUE MUN IN<br />
921124 10 3 VAN KAPlPEN ADVANTAGE MUN INC<br />
421132 10 6 'JAN KAMPEN VALUE MUN INCOME<br />
$21?30 10 3 * VANS IN2<br />
92l330 50 3 VANS INC<br />
S21S3G 45 3 $'ANS INC<br />
S2233S 10 6 VANTAGEMED CORP<br />
922391 AC 7 VANTiVE CORP<br />
922122 I G 6 * VARCO INTL INC DEL<br />
$22122 SO 6 VARCO INTL INC DEL<br />
922152 45 6 'JARCO INTL INC DEL<br />
S22i32 10 3 VkRI-LITE INTL INC<br />
922136 10 0 VARIAGENICS INC<br />
52226P 10 5 * VARIAN MED SYS INC<br />
9222GF 40 5 'JLRIAN MED SYS INC<br />
32222P 55 5 VARIAN MED SYS INC<br />
522206 10 7 * VARIAN INC<br />
42Z2Z6 90 7 VARIAN INC<br />
9222Gh 55 7 VARIAN INC<br />
922237 l5 5 * VkRIAN SEMICONDUCTOR EQUIPMN<br />
922257 50 5 VARIAN SEMICONDUCTOR EQUIPMN<br />
422207 95 5 VkRIAN SEMICONDUCTOR EQUIPMN<br />
922242 I G 2 VARIFLEX INC<br />
92527P iG 8 VARSITY BRANDS INC<br />
52233Y 10 4 VASCO DATA SEC INTL INC<br />
92251% iG 9 * VASCULAR SOLUTIONS INC<br />
9ZZ.5iK SO 9 VASCULAR SOLUTIONS INC<br />
92231H $5 9 'VASCULAR SOLUTIONS INC<br />
SECURITIES ** PAGE 275<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
SH BEN INT<br />
COM<br />
SPONSORED ADR<br />
COM<br />
SH BEN INT<br />
COM<br />
COM<br />
COM SH BEN INT<br />
COM<br />
COM SH BEN INT<br />
SH BEN INT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 4.750% 9/0 DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT
R 2;c CPTE: 69/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 276<br />
RdK TIAE:C8:47 IVM001<br />
CtiSIP NC. ISSUER NAME<br />
95232F 10 3 VASOGEN INC<br />
922321 LO 4 UASOMEDICAL INC<br />
92239k fO 9 3 VASTERA INC<br />
92233N 40 9 VASTERA INC<br />
S2239K 45 9 VASTERA INC<br />
922370 2C 8 * VAXGEN INC<br />
922390 50 8 VAXGEN INC<br />
925390 95 8 VAXGEN INC<br />
S2253C 10 0 'JCAMPUS CORP<br />
9ZZsOC 30 8 VCAMPUS CORP<br />
S224;G 10 i 'VECTREN CORP<br />
9ZZGOM AC 2 'JECTOR GROUP LTD<br />
'2224CE iO & * VECTOR GROUP LID<br />
57-/ LLJ~~M SO 8 VECTOR GROUP LTD<br />
92243M 95 8 'JECTOR GROUP LTD<br />
922Gi7 AB 6 VEECO INSTRS INC DEL<br />
422417 10 0 * VEECO INSTRS INC DEL<br />
42.2417 90 0 'JEECO INSTRS INC DEL<br />
922417 95 0 VEECO INSTRS INC DEL<br />
S2257T 20 2 VELOCITY EXPRESS CORP<br />
925371 iO 4 VELCRO INDS N V<br />
92236F 10 0 VENTAS INC<br />
92276h la 6 * VEKTANA MED SYS INC<br />
92C75h SO 6 VENTANA MED SYS INC<br />
92Z76H 95 6 VENTANA FED SYS INC<br />
925793 10 4 * VENTIV HEALTH INC<br />
522793 9C 4 VENTIV HEALTH INC<br />
922793 55 4 VENTIV HEALTH INC<br />
822815 Ak 3 YENTRO CORP<br />
922908 65 2 'JkNGUARD INDEX TR<br />
922958 76 9 * VANGUARD INDEX TR<br />
S22;GS $0 9 VAfiGUARD INDEX TR<br />
922798 5'5 9 YANGUARD INDEX TR<br />
922$44 kB 9 VENATOR GROUP INC<br />
923422 20 3 VERIDIAN CORP DEL<br />
92343C iO 6 % VERITY INC<br />
92343C 90 6 'JERITY INC<br />
923$3C 95 6 VERITY INC<br />
$23
RJPi GATE : 09/24/02 ** LIST OF SECTION<br />
i?G% TIME:08:47<br />
CiiSIP N6. ISSUER NAME<br />
423432 iC 8 * VERILINK CORP<br />
923432 50 8 VERILINK CORP<br />
923432 $5 8 VERILINK CORP<br />
923G33 1.E 5 VERITAS SOFTWARE CO<br />
923i36 10 9 * VERITAS SOFTWARE CO<br />
923G36 9 9 'VERITAS SOFTWARE CO<br />
923236 $5 9 'VERITAS SOFTWARE CO<br />
923445 Ati 6 VERIZON GLOBAL FDG CORP<br />
924237 10 0 VERMONT PURE HLDGS LTD NEW<br />
92L27X iO 9 VERMONT TEDDY BEAR INC<br />
$24354 I G 5 VESTCOM INTL INC<br />
95c.337 10 8 X YERTEL CORP<br />
924.;?7 50 8 YERTEL CORP<br />
92C297 95 8 VERTEL CORP<br />
925284 iG i * VERSANT CORP<br />
525254 4C i 'VERSANT CORP<br />
925234 95 i VERSANT CORP<br />
925237 iO 3 VERSAR INC<br />
425298 2G C VERSATA INC<br />
925301 30 i :JERSATEL TELECOM INTL N V<br />
525314 10 6 :iERSICOR INC<br />
925314 90 d VERSICOR INC<br />
'925514 55 6 VERSICOR INC<br />
425317 I G 9 VERSO TECHNOLOGIES INC<br />
92532i AD 2 VERTEX PHARMACEUTICALS INC<br />
SZ5SZF iG 0 x VERTEX PHARMACEUTICALS INC<br />
F2!333ZF 90 0 VERTEX PHARMACEUTICALS INC<br />
S2552F 95 U VERTEX PHARMACEUTICALS INC<br />
92552L iO 7 * VERTICALNET INC<br />
92532L q0 7 VERTICALNET INC<br />
52532L $5 7 VERTICALNET INC<br />
32532L 20 6 * VERTICALNET INC<br />
32532L 90 6 VERTICALNET INC<br />
42532L $5 6 VERTICALNET INC<br />
$25322 is 9 VE2TEX INTERACTIVE INC<br />
925391 10 4 * VESTA INS GROUP INC<br />
S2535i CO 4 VESTA INS GROUP INC<br />
923541 95 4 VESTA INS GROUP INC<br />
925464 10 9 VESTAUR SECS INC<br />
925G89 10 6 VESTIN GROUP INC<br />
$25323 ic 9 * VILD CORP<br />
Q2552R 90 9 VIAD CORP<br />
925522 95 9 VIAD CORP<br />
925523 10 0 * YIASAT INC<br />
52532V SC O VIASAT INC<br />
92532V 95 O VIASAT INC<br />
525324 LO G 3 VIACOM INC<br />
925524 CO 0 VIACOM INC<br />
52552% 45 G VIACOM INC<br />
<strong>13F</strong> SECURITIES ** PAGE 277<br />
IVMO 0 1<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
NOTE 5.250%11/0<br />
COM<br />
CALL<br />
PUT<br />
NOTE<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM NEW<br />
SPONS ADR NEW DELETED<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
NOTE 5.000% 911<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED<br />
ADDED<br />
ADDED<br />
DELETED
RUbi 3ATE:O9/24/G2 X* LIST OF SECTION 1 3 SECURITIES ~<br />
%* PAGE 278<br />
RUk TILVE : C8: 47 IVMOOl<br />
CUSI? NG. ISSUER NAME<br />
925324 30 8 * VIACOM INC<br />
925324 50 8 VIACOM INC<br />
925.524 $5 8 VIACOM INC<br />
92533K iO 7 * VIANT CORP<br />
52553N $0 ? VIANT CORP<br />
52553N 95 7 VIANT CORP<br />
92533G 20 9 * VIASYS HEALTHCARE INC<br />
92533P 50 9 JIASYS HEALTHCARE INC<br />
42553Gi 55 9 VIASYS HEALTHCARE INC<br />
925602 1C 4 * VICAL INC<br />
925602 90 4 VICAL INC<br />
925632 55 4 VICkL INC<br />
92353 1G 7 VICINITY CORP<br />
925308 I G 7 VICOM INC<br />
925806 il 5 VICOM INC<br />
525311 10 1 VICON INDS INC<br />
925815 10 2 * VICOR CORP<br />
525315 90 2 VICOR CORP<br />
925315 55 2 VICOR CORP<br />
925912 10 7 VIA NET WRKS INC<br />
926355 10 3 VIDEO DISPLAY CORP<br />
926596 00 0 VIDESH SANCHAR. NIGAM LTD<br />
52672P 10 8 % VIEWPOINT CORP<br />
92672P 90 8 VIEWPOINT CORP<br />
32672P 45 8 VIEWPOINT CORP<br />
926734 10 4 VIGNETTE CORP<br />
426734 90 4 VIGNETTE CORP<br />
426734 95 4 VIGNETTE CORP<br />
92675K 16 6 # VIISAGE TECHNOLOGY INC<br />
42675K FO 6 VIISAGE TECHNOLOGY INC<br />
92675K 55 6 VIISAGE TECHNOLOGY INC<br />
427137 40 9 VILLAGE SUPER MKT INC<br />
927185 AA 6 VIMPELCOM B V<br />
S2719G 10 0 VINA TECHNOLOGIES INC<br />
927191 10 6 VINA CONCHA Y TOR0 S A<br />
$27426 10 6 VINEYARD NATL BANCORP<br />
527G5G 10 5 * VINTAGE PETE INC<br />
327466 40 5 VINTAGE PETE INC<br />
927+6C 45 5 VINTAGE PETE INC<br />
327524 i C 6 * VION PHARMACEUTICALS INC<br />
927524 9G 6 VION PHARMACEUTICALS INC<br />
927L24 95 6 VION PHARMACEUTICALS INC<br />
927559 iG 6 VIRAGE INC<br />
92753R 10 4 3 VIRAGE LOGIC CORP<br />
427532 90 4 VIRAGE LOGIC CORP<br />
92763R 55 4 VIRAGE LOGIC CORP<br />
327538 10 6 VIRAGEN INC<br />
327549 10 3 VIRBAC CORP<br />
92755K 20 6 VIRGIN EXPRESS HLDGS PLC<br />
ISSUER DESCRIPTION STATUS<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
*W EXP 10/11/200<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPON ADR NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL A NEW<br />
NOTE 5.500% 7/2<br />
COM<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
SPONS ADR NEW DELETED
RUN DATE:G9/24/02 %x LIST OF SECTION <strong>13F</strong><br />
EG!i TIME: 08 : 47<br />
CUSi? NC. ISSUER NAME<br />
527551 i O 9 VIRCO MFG CO<br />
927784 iO 9 LIRGINIA COMM BANCORP INC<br />
F273iO lO i VIRGINIA FINL CGRP<br />
927312 10 5 VISION-SCIENCES INC DEL<br />
527726 10 5 VISTA GOLD CORP<br />
927326 20 4 VISTA GOLD CORP<br />
92623R 2C I VIROLOGIC INC<br />
928241 A6 4 VIROPiiARMA INC<br />
928241 kC 2 VIROPHARMA INC<br />
9282q1 10 8 * VIROPHARMA INC<br />
928241 SC 8 VIROPHARMA INC<br />
9262G1 $5 8 VIROPHARMA INC<br />
926295 10 4 * VISIBLE GENETICS INC<br />
92E29S SC 4 VISIBLE GENETICS INC<br />
928295 95 4 VISIaLE GENETICS INC<br />
428238 LD C VISHAY INTERTECHNOLOGY INC<br />
926298 i G 8 * VISHAY INTERTECHNOLOGY INC<br />
925298 $0 i3 VIS!iAY INTERTECHNOLOGY INC<br />
S2E298 55-8 JISHAY IKTERTECHNOLOGY INC<br />
SZ533R 10 3 VISTA BANCORP INC<br />
92E31E 10 1 * 'dISIONICS CORP DEL<br />
9ZE31E SO i VISIONICS CORP DEL<br />
92E31E 95. i VISIONICS CORP DEL<br />
526369 3C 5 VISTA ME5 TECHNOLOGIES INC<br />
92659U 10 7 * VISTEON CORP<br />
92E37U 9C 7 VISTEON CORP<br />
92637E 75 7 VISTEON CORP<br />
523428 li 9 iJISUAL DATA CORP<br />
926428 20 0 * VISUAL DATA CORP<br />
926428 SO 0 VISUAL DATA CORP<br />
9221i8 95 C VISUAL DATA CORP<br />
42E%GS 10 5 X VISX INC DEL<br />
92814s $0 5 VISX INC DEL<br />
42E44S 95 5 VISX INC DEL<br />
3284G4 10 8 3 VISUAL NETWORKS INC<br />
925144 SO 8 VISUAL NETWORKS INC<br />
9224.44 $5 8 VISUAL NETWORKS INC<br />
92E150 1 0 5 VITA FOOD PRODS INC NEV<br />
92S45N : G 4 'JITAL IMAGES INC<br />
928459 10 5 VITAL SIGNS INC<br />
'925485 l0 6 '* JITALWORKS INC<br />
92EG83 $0 6 VITALW3RKS INC<br />
S2E453 95 6 'JITALWORKS INC<br />
72P439 10 4 * VITRIA TECHNOLOGY<br />
92EQ9S 40 4 VITRiA TECHNOLOGY<br />
S28+9C 55 4 '7ITRIA TECHNOLOGY<br />
428657 AB 2 VITESSE SEMICONDUCTOR CORP<br />
FZ6qP7 ;O 6 VITESSE SEMICONDUCTOR CORP<br />
926G97 90 6 VITESSE SEMICONDUCTOR CORP<br />
SECURITIES X* PAGE 279<br />
IVMOOl<br />
ISSUER DESCRIPTION<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM NEW<br />
COM<br />
NOTE 6.000% 3/0<br />
NOTE 6.000% 3/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
NOTE 6/0<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
XW EXP 07/30/200<br />
COM NEW<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SDCV 4.000% 3/1<br />
COM<br />
CALL<br />
STATUS<br />
DELETED<br />
ADDED<br />
ADDED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED
2UK DATE:OS/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES 3% PAGE 280<br />
RdX TIYE:08:47 IVMOOl<br />
CSSIP NC. ISSUER NAME ISSUER DESCRIPTION STATUS<br />
326G47 55 6 'JITESSE SEMICONDUCTOR CORP<br />
926JGE 10 7 .dITRAN INC<br />
42S332 3G 1 VITRO SOCIEDAD ANONIMA<br />
9283;s 20 4 ViVENDI UNIVERSAL<br />
92E3iS SG 4 YIVENDI UNIVERSAL<br />
926SiS 45 4 VIVENDI UNIVERSAL<br />
92Z517 10 1 YIVENDI ENVIRONNEMENT<br />
92C35E fG 1 VIZACOM INC<br />
928551 10 O * VIVUS INC<br />
925351 $3 O VIVUS INC<br />
42E551 55 0 'JIVUS INC<br />
$23552 ;O 8 VfXEL CORP DEL<br />
528552 SO 8 VIXEL CORP DEL<br />
S2E552 55 8 VIXEL CORP DEL<br />
92557V 10 2 VODAVI TECHNOLOGY INC<br />
S2857W 10 0 * VODAFONE GROUP PLC NEW<br />
92057k 90 0 VODAFONE GROUP PLC NEW<br />
92637W 55 0 VODAFONE GROUP PLC NEW<br />
928733 iO 7 VOLT INFORMATION SCIENCES IN<br />
92&(336 40 0 * YOLVO AKTIEBOLAGET<br />
925856 $0 0 YOLVO AKTIEBOLAGET<br />
928356 95 G 'VOLVO AKTIEBOLAGET<br />
928947 i0 0 WMC LT3<br />
928949 :O 6 WHG BANCSHARES CORP<br />
5253GK LG 3 VORNADO OPERATING CO<br />
925342 10 9 * 'YORNADO RLTY TR<br />
$29342 $6 9 VORNADO RLTY TR<br />
925342 $5 9 CORNADO RLTY TR<br />
92PCG2 20 6 VGRNADO RLTY TR<br />
92f3tP 10 6 VOTORANTIM CELULOSE E PAPEL<br />
924136 :G 9 'JbLCAN INTL CORP<br />
92960 10 9 * VULCAN MATLS CO<br />
926iSil $8 9 'iULCAN MATLS CO<br />
52S160 F5 9 VULCAN MATLS CO<br />
929233 10 6 VFS FINL INC<br />
92523C iO 4 % WCI CMNTYS INC<br />
9Si23C SO 4 WCI CMNTYS INC<br />
92923C 45 4 dCI CMNTYS INC<br />
52$23K iO 6 WGNB CORP<br />
924236 i C 7 WD-40 CO<br />
7ZSZ4F 18 6 WGL HLDGS INC<br />
925248 It 2 * WHX CORP<br />
?2$245 $0 2 UHX CO2P<br />
925248 $5 2 WHX CORP<br />
529248 20 1 WhX CORP<br />
425248 5C 0 WHX CORP<br />
SZSZ48 LO 9 dHX CORP<br />
SZSZ5.E ?G 8 * W-H ENERGY SVCS INC<br />
S2925E 52 S W-H ENERGY SVCS INC<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
SPON ADR NEW<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
CALL<br />
PUT<br />
COM<br />
ADR B<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
COM<br />
SH BEN INT<br />
CALL<br />
PUT<br />
PFD CONV SER A<br />
SPONSORED ADR<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CAP STK<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
PFD CV SER A<br />
PFD CV SER B<br />
COM NEW<br />
COM<br />
CALL<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
DELETED<br />
ADDED
Z2N aATE:G9/24/G2 xx LIST OF SECTION <strong>13F</strong><br />
RUR TIME:C8:47<br />
CUSI? NC.. ISSUER NAME<br />
92525E $5 8 4-H ENERGY SVCS INC<br />
Y2S251 13 6 W HLDG CO INC<br />
524284 1 C 7 * WJ COMMUNICATIONS INC<br />
$2$284 FG 7 W i CCIMMUNICATIONS INC<br />
9Z8;284 55 7 WJ CGMMUNICATIONS INC<br />
925294 RF 4 WMX TECHNOLOGIES INC<br />
929297 10 9 + WMS INDS INC<br />
92S297 90 9 WMS INDS INC<br />
929237 95 9 WMS INDS INC<br />
42433Y is 7 W P CAREY & CO LLC<br />
92?309 30 0 WPP GROUP PLC<br />
9293iB iD o VPS RESOURCES CORP<br />
$25317 :C 5 URP CORP<br />
925320 10 2 WSI INDS INC<br />
SZ432E 10 2 * WSFS FINL CORP<br />
922328 50 2 WSFS FINL CORP<br />
525328 95 2 WSFS FINL CORP .<br />
929358 10 9 W S FINL CORP<br />
924556 10 7 * WABASH NATL CORP<br />
925556 50 7 WABASH NATL CORP<br />
924566 $5 7 dABASH NATL CORP<br />
525740 iO 8 WABTEC CORP<br />
924778 10 6 * WACKENHUT CORRECTIONS CORP<br />
92$75€! $6 6 WACKENHUT CORRECTIONS CORP<br />
42;798 45 6 WACKENiiUT CORRECTIONS CORP<br />
925963 10 2 * dACHOVIA CORP 2ND NEW<br />
424303 90 2 WACHOVIA CORP 2ND NEW<br />
SZS355 55 2 WACHOVIA CORP 2ND NEW<br />
$32384 20 5 WACOAL CORP<br />
S3C359 IG 0 * WADDELL & REED FINL INC<br />
532359 $@ O WADDELL 8 REED FINL INC<br />
93CS59 55 0 WADDELL & REED FINL INC<br />
43C576 SG 3 WAINOCO OIL CORP<br />
93C735 10 8 WAINWRIGHT BK8TR CO BOSTON M<br />
93ii42 i O 3 * WAL MART STORES INC<br />
931142 90 3 WkL MART STORES INC<br />
931i42 55 3 Wki MART STORES INC<br />
531422 iO 9 * WALGREEN CO<br />
JSiG22 '36 9 WkLGREEN CO<br />
431422 95 9 WALGREEN CO<br />
93227G 10 i x WALLACE COMPUTER SERVICES IN<br />
n--<br />
73.~170 $0 i WALLACE COMPUTER SERVICES IN<br />
532270 95 1 dALLACE COMPUTER SERVICES IN<br />
955l7Q ZG 5 3 WALTER INDS INC<br />
S3517G 40 5 WALTER INDS INC<br />
935-76 95 5 VALTER INDS INC<br />
934710 10 4 i4ARREN BANCORP INC<br />
535359 1G 3 WARWICK CMNTY BANCORP INC<br />
536756 12 E VARWICK VALLEY TEL CO<br />
SECURITIES ** PAGE 281<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 2.000% 1/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPOrJ ADR NEW<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
AD R<br />
CL A<br />
CAL L<br />
PUT<br />
FOREIGN<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM
?2N 3ATE:09/2+/02 *% LIST OF SECTION <strong>13F</strong> SECURITIES wr PAGE 282<br />
RZi% TIME:08:47 IVMOOl<br />
C:?SI? NC. ISSUER NAME<br />
937303 10 5 dASHINGTON BKG CO OAK HBR WA<br />
938324 10 9 X %ASHINGTON FED INC<br />
936324 90 9 WASHINGTON FED INC<br />
938824 $5 9 WASHINGTON FED INC<br />
939322 10 3 * WASHINGTON MUT INC<br />
939322 90 3 WASHINGTGN MUT INC<br />
939322 95 3 WASHINGTON MUT INC<br />
939646 10 8 dASHINGTON POST CO<br />
PSS533 iO i WASHINGTON REAL ESTATE INVT<br />
93S596 IC G WASHINGTON SVGBK FSB WALDRF<br />
44C51G 10 8 WASHINGTON TR BANCORP<br />
94,253 kB 6 WASTE CONNECTIONS INC<br />
C/ - n<br />
,+1e53 LO 0 * WASTE CONNECTIONS INC<br />
941353 90 0 WASTE CONNECTIONS INC<br />
941353 95 0 WASTE CONNECTIONS INC<br />
9G1357 i2 i i4ASTE INDUSTRIES USA INC<br />
94135i iO 9 * WASTE MGMT INC DEL<br />
9413SL $0 5 UASTE MGMT INC DEL<br />
94i36L 9$ 9 WASTE MGMT INC DEL<br />
941125 ?C 8 * dATCHGUARD TECHNOLOGIES INC<br />
441105 40 8 WkTCHGUARD TECHNOLOGIES INC<br />
941i05 55 8 WATCHGUARD TECHNOLOGIES INC<br />
541i3U IC 0 WATER PIK TECHNOLOGIES INC<br />
'941313 30 i WATERFORD WEDGWOOD PUB LTD C<br />
9416+8 10 3 * 4ATERS CORP<br />
441346 90 3 QATERS CORP<br />
94i848 95 3 WATERS CORP<br />
94l350 10 9 UATERS INSTRS INC<br />
961872 iO 5 WATERSIDE CAP CORP<br />
942622 IG 1 X WATSCO INC<br />
942522 90 i WATSCO INC<br />
942522 45 i WGTSCO INC<br />
942522 20 0 * WATSCO INC<br />
942522 40 0 WATSCO INC<br />
9G2522 45 0 WATSCO INC<br />
942583 10 3 * i4ATSGN PhARMACEUTICALS INC<br />
942583 90 3 WATSON PHARMACEUTICALS INC<br />
942683 $5 3 WATSON PHARMACEUTICALS INC<br />
94.2712 10 0 WATSON WYATT & CO HLDGS<br />
942749 iO 2.E i4ATTS INDS INC<br />
$42749 SC 2 MATTS INDS INC<br />
942749 $5 2 MATTS INDS INC<br />
943515 iO I 5 WAUSAU-MGSINEE PAPER CORP<br />
943315 SG i gAUSAU-MOSINEE PAPER CORP<br />
943315 45 1 WAUSAU-MOSINEE PAPER CORP<br />
$43526 10 3 * 2AVE SYSTEMS CORP<br />
443526 SC 3 WAVE SYSTEMS CORP<br />
943526 95 3 WAVE SYSTEMS CORP<br />
543331 1C 3 WAiiECOM S A<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
CL B<br />
SH BEN INT<br />
COM<br />
COM<br />
NOTE 5.500% 4/1<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADR REPSTG UT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL B<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CkL L<br />
PUT<br />
CL A<br />
CL A<br />
CALL<br />
PUT<br />
C OM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
SPONSORED ADR
RUN DATE:C9/24/G2 ** LIST OF SECTION <strong>13F</strong> SECURITIES *s PAGE 283<br />
RiJR TIME:SS:47 IVMOOl<br />
CiiSI? NO. ISSUER NAME<br />
941233 10 9 WAYNE BANCORP INC OHIO<br />
946250 10 7 dAYNE SVGS BANCSHARES INC<br />
946'56 iO 3 * WAYPOINT FINL CORP<br />
$46736 FG 3 UAYPOINT FINL CORP<br />
946756 45 3 gAYPOINT FINL CORP<br />
94737C LB 6 WEATHERFORD INTL INC<br />
347074 iO 0 * WEATHERFORD INTL INC<br />
947374 90 O WEATHERFORD INTL INC<br />
947574 95 3 VEATHERFORD INTL INC<br />
947521 iO 8 WEECO INDS INC<br />
94757L iO 9 * WESEX INC<br />
54757L SO 9 WEBEX INC<br />
$%7i7L $5 9 i4EBEX INC<br />
94357P iO 0 idEBFINANCIAL CORP<br />
34765C iO 8 * i4EBMETHODS INC<br />
~ $ 7 5 9 SO ~ e ~EBMETHODS INC<br />
54768C 95 S WEBMETHODS INC<br />
94768W 26 3 idEBHIRE INC<br />
947584 10 6 * UEBSENSE INC<br />
947684 90 6 idEBSENSE INC<br />
447584 45 6 WEBSENSE INC<br />
g/ 7 ' i!~9K 10 5 * WEBMD CORP<br />
94769M $0 5 WEGMD CORP<br />
S4769t4 45 5 WEBMD CORP<br />
9$;672 LO 9 WEBSTER CITY FED BANCORP IOW<br />
547896 10 9 * WEBSTER FINL CORP CONN<br />
947390 SO 9 WEBSTER FINL CORP CONN<br />
S4793SE $5 9 UEBSTER FINL CORP CONN<br />
948585 10 4 WEGENER CORP<br />
94EjS3 10 5 WEIDER NUTRITION INTL INC<br />
548626 10 6 idEIGHT WATCHERS INTL INC NEW<br />
9GE526 SO 6 WEIGHT WATCHERS INTL INC NEW<br />
446526 45 6 WEIGHT WATCHERS INTL INC NEW<br />
F46741 10 3 WEINGARTEN RLTY INVS<br />
948349 10 4 WEIS MKTS INC<br />
945476 10 5 WELiCO ENTERPRISES INC<br />
94?702 iO 4 * WELLMAN INC<br />
943732 90 4 WELLMAN INC<br />
949732 55 4 WELLMAN INC<br />
94S73H LA 6 WELLPOINT HEALTH NETWORK NEW<br />
S4S73h iO 8 3 WELLPOINT HEALTH NETWORK NEW<br />
96ST3l-i 90 8 WELLPOINT HEALTH NETWORK NEW<br />
94573E 55 8 dELLPOINT HEALTH NETWORK NEW<br />
549746 IG I * WELLS FARGO & CO NEW<br />
749746 90 1 WELLS FARGO & CO NEW<br />
7G9746 55 : WELLS FARGO & CO NEW<br />
945759 10 4 UELLS FINL CORP<br />
945765 10 i WELLS GARDNER ELECTRS CORP<br />
S5S2GG PO 0 aELLSF3RD REAL PPTYS INC<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DBCV<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
SH BEN INT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
SDCV<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM NELl<br />
6 /3<br />
DELETED<br />
DELETED<br />
DELETED
RJh 3CTE:C9/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES xr PAGE 284<br />
Rdh TIME:C8:47 IVMOOl<br />
CdSIP NC. ISSUER NAME<br />
S3C39G 10 9 * WENDYS INTL INC<br />
93C33C 9C 9 WENDYS INTL INC<br />
45C-59G 45 'G WENDYS. INTL INC<br />
S5C755 1C 8 * dERNER ENTERPRISES INC<br />
$50755 SO 8 4ERNER ENTERPRISES INC<br />
93C755 95 8 dERNER ENTERPRISES INC<br />
950310 10 1 WESBANCO INC<br />
95Cd13 I C 5 WESCAST INDS INC<br />
956317 10 6 WESCO FINL CORP<br />
95532P 10 5 WESCO INTL INC<br />
'35i23P iO 5 WEST BANCORPORATION INC<br />
952145 10 O WEST COAST BANCORP ORE NEW<br />
952355 1G 5 * idEST CORP<br />
955355 50 5 2EST CORP<br />
952355 45 5 dEST CORP<br />
952598 10 8 WEST ESSEX BANCORP<br />
954235 iO 7 * WEST MARINE INC .<br />
954235 FG 7 WEST MARINE INC<br />
95':235 45 7 WEST MARINE INC<br />
955306 iG 5 WEST PHARMACEUTICAL SVSC INC<br />
956309 lO 5 dESTAIM CORP<br />
957570 iO 5 WESTAFF INC<br />
95739T 10 0 * WESTAR ENERGY INC<br />
45739T 5C C WESTAR ENERGY INC<br />
95739T 95 0 WESTAR ENERGY INC<br />
957590 iO 5 * YESTAMERICA BANCORPORATION<br />
,~/590 50 3 dESTAMERICA BANCORPORATION<br />
957996 95 3 WESTAMERICA BANCORPORATION<br />
957116 iG 6 WESTBANK CORP<br />
95730P 10 6 WESTCOAST HOSPITALITY CORP<br />
957541 iO 5 x WESTELL TECHNOLOGIES INC<br />
957541 50 5 .gESTELL TECHNOLOGIES INC<br />
957341 95 5 MESTELL TECHNOLOGIES INC<br />
e G- -<br />
y,/>G7 iC 2 WESTERBEKE CORP<br />
957564 i G 5 WESTERN ASSET PREMIER BD FD<br />
957537 10 8 WESTCORP INC<br />
9561G2 AH 8 WESTERN DIGITAL CORP<br />
958102 10 5 * WESTERN DIGITAL CORP<br />
958102 $0 5 WESTERN DIGITAL CORP<br />
956152 95 5 WESTERN DIGITAL CORP<br />
958259 13 3 * WESTERN GAS RES INC<br />
958259 90 3 WESTERN GAS RES INC<br />
958259 45 3 WESTERN GAS RES INC<br />
958259 50 I dESTERN GAS RES INC<br />
95s?Z4 10 O WESTERN OHIO FINL CORP<br />
959425 10 9 * WESTERN RES INC<br />
F55+25 4C 9 VIESTERN RES INC<br />
455425 55 9 AESTERN RES INC<br />
955522 LC 3 MESTERN SIERRA BANCORP<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CL A SUB VTG<br />
COM<br />
COM<br />
CAP STK<br />
COM<br />
COM<br />
CAL i<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
SHS BEN INT<br />
COM<br />
SDCV<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD CONV $2.625<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
ADDED<br />
ADDED<br />
ADDED<br />
DELETED<br />
DELETED<br />
DELETED
RUX SFTE:S9/24/02 XX LIST OF SECTION <strong>13F</strong><br />
i?Uk iIHE;28:47<br />
CUS?? NG. ISSUER NAME<br />
95$88E 2C 4 * WESTERN WIRELESS CORP<br />
95933E 50 4 biESTERN WIRELESS CORP<br />
9SS6SE 95 4 WESTERN WIRELESS CORP<br />
96C.2SD iC i WESTFIELD FINANCIAL INC<br />
45C.531 il 9 UESTMINSTER CAP INC<br />
566378 10 6 ilESTMORELAND COAL CO<br />
96,2378 30 4 WESTMORELAND COAL CO<br />
961214 36 i SESTPAC BKG CORP<br />
961238 iO 2 X dESTPOINT STEVENS INC<br />
961238 SC 2 WESTPOINT STEVENS INC<br />
96i236 95 2 WESTPOINT STEVENS INC<br />
461418 If2 0 dESTPORT RES CORP NEW<br />
46i418 20 9 VIESTPORT RES CORP NEW<br />
561765 10 4 idESTWOOD HLDGS GROUP INC<br />
961315 i0 7 * WESTWOOD ONE INC<br />
$61315 50 7 WESTWOOD ONE INC<br />
3il3i5 55 7 WESTWOOD ONE INC<br />
96ia4C 10 5 * dET SEAL INC<br />
951840 90 5 WET SEAL INC<br />
90184C $5 5 WET SEAL INC<br />
962149 10 0 WEYCO GRGUP INC<br />
962156 1C 4 * idEYERHAEUSER CO<br />
962166 40 4 WEYERHAEUSER CO<br />
962166 45 4 WEYERHAEUSER CO<br />
953320 iG 6 * dHIRLPOOL CORP<br />
963520 50 6 WHIRLPOOL CORP<br />
953520 95 6 WHIRLPOOL CORP<br />
$63851 10 5 WHITE ELECTR DESIGNS CORP<br />
963363 iU 0 UHITEHALL JEWELLERS INC<br />
966324 10 O WHITMAN ED GROUP INC<br />
966612 10 3 WHITNEY HLDG CORP<br />
966337 LB 2 WHOLE FOODS MKT INC<br />
966337 AC 0 WHOLE FOODS MKT INC<br />
455837 10 6 * WHOLE FOODS MKT INC<br />
966337 $D 6 WHOLE FOODS MKT INC<br />
455337 95 6 WHOLE FOODS MKT INC<br />
467446 10 5 WICKES INC<br />
96S38B 10 7 * 4ILD OATS MARKETS INC<br />
9SC.J8B 90 7 71LLD OATS MARKETS INC<br />
96828E 55 7 WILD OATS MARKETS INC<br />
568223 20 6 dILEY JOHN & SONS INC<br />
46EE23 50 5 WILEY JOHN 8 SONS INC<br />
969136 10 0 WILLAMETTE VY VINEYARD INC<br />
967199 10 8 + WILLBROS GROUP INC<br />
955199 90 8 WILLBROS GROUP INC<br />
967139 $5 8 WILLBROS GROUP INC<br />
45?&50 iG 5 WILLIAMS COAL SEAM GAS RTY T<br />
469i57 10 O * WILLIAMS COS INC DEL<br />
965G57 SC G WILLIAMS COS INC DEL<br />
SECURITIES ** PAGE 285<br />
IVMOOl<br />
ISSUER DESCRIPTION STATUS<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
PFD DP A CV1/4<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
PFD CONV<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
SDCV<br />
SDCV<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CL B<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
TR UNIT<br />
COM<br />
CALL
RuK 3ATE:GS/24/02 *r LIST OF SECTION 1 3 SECURITIES ~ ** PAGE 286<br />
ZUh TIYE: $8: 47 IVMOOl<br />
CZSI? NG. ISSUER NAME<br />
569457 95 C #ILLIAMS COS INC DEL<br />
969490 10 1 WILLIAMS CLAYTON ENERGY INC<br />
954431 10 9 WILLIAMS ENERGY PARTNERS L P<br />
965433 23 4 WILLIAMS INDS INC<br />
959904 10 i * WILLIAMS SONOMA INC<br />
969934 SG i WILLIAMS SONOMA INC<br />
96G304 $5 i WILLIAMS SONOMA INC<br />
97C646 10 5 dILLIS LEASE FINANCE CORP<br />
97illW 10 1 VILLOW GROVE BANCORP INC NEW<br />
971327 iO 2 * WILMINGTON TRUST CORP<br />
5713C7 $0 2 WILMINGTON TRUST CORP<br />
97i307 95 2 WILMINGTON TRUST CORP<br />
971389 10 0 VILSHIRE OIL CO TEX<br />
47223.4 iO i WILSHIRE ST BK CALIF<br />
575232 iO 2 * WILSON GREATBATCH TECHNOLOGI<br />
$32232 5G 2 WILSON GREATBATCH TECHNOLOGI<br />
S72232 $5 2 dILSON GREATBATCH TECHNOLOGI<br />
972453 10 3 WILSONS THE LEATHER EXPERTS<br />
47213M 10 9 WIMM BILL DANN FOODS OJSC<br />
973i49 AE 7 WIND RIVER SYSTEMS INC<br />
$73149 iG 7 * WIND RIVER SYSTEMS INC<br />
573149 $0 7 WIND RIVER SYSTEMS INC<br />
9731G9 55 7 WIND RIVER SYSTEMS INC<br />
973591 iC 3 WINDROSE MED PPTYS TR<br />
973359 10 1 UINFIELD CAP CORP<br />
57c168 10 6 3 WINK COMMUNICATIONS<br />
F74i68 FO 5 WINK COMMUNICATIONS<br />
974168 95 6 WINK COMMUNICATIONS<br />
974Pq1 10 1 WINLAND ELECTRS INC<br />
77q250 10 2 WINMARK CORP<br />
974259 10 3 WINMILL 8 CO INC<br />
474280 iO 9 * WINN DIXIE STORES INC<br />
97C.230 40 9 UINN DIXIE STORES INC<br />
974280 45 9 WINN DIXIE STORES INC<br />
974537 iO 0 * dINNEBAGO INDS INC<br />
976337 $0 0 WINNEBAGO INDS INC<br />
974537 95 9 WINNEBAGO INDS INC<br />
97553.C 10 2 WINSTON HOTELS INC<br />
970G46 iO 4 WINTON FINL CORP<br />
97630K 10 8 WINTRUST FINANCIAL CORP<br />
97651F iO 9 diPRO LTD<br />
976521 10 4 MIRE ONE TECHNOLOGIES INC<br />
975524 10 8 * WIRELESS TELECOM GROUP INC<br />
476324 SO 8 WIRELESS TELECOM GROUP INC<br />
975324 $5 8 UIRELESS TELECOM GROUP INC<br />
97553A 10 3 * WIRELESS FACILITIES INC<br />
97653A 90 3 dIRELESS FACILITIES INC<br />
976534 $5 3 WIRELESS FACILITIES INC<br />
e-, ~/353L 20 8 X WIRELESS HOLDRS TR<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
COM UNIT RP LP<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CAL L<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONSORED ADR<br />
NOTE 3.750%12/1 ADDED<br />
COM<br />
CALL<br />
PUT<br />
COM ADDED<br />
COM<br />
COM DELETED<br />
CALL DELETED<br />
PUT DELETED<br />
COM<br />
COM<br />
CL A<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
SPON ADR 1 SH<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
DEPOSITRY RCPT
RUN DPTE:C9/24/02 ** LIST OF SECTION <strong>13F</strong><br />
2Uti TIME:G8:4i<br />
CuSIP NG. ISSUER NAME<br />
97633L 50 8 WIRELESS HOLDRS TR<br />
97553L 55 8 WIRELESS HOLDRS TR<br />
ST5557 i O 6 * WISCONSIN ENERGY CORP<br />
975557 50 6 WISCONSIN ENERGY CORP<br />
976537 95 6 WISCONSIN ENERGY CORP<br />
977284 iO 8 WISER OIL CO DEL<br />
477424 i O 0 * WITNESS SYS INC<br />
577i24 90 0 WITNESS SYS INC<br />
977424 55 0 WITNESS SYS INC<br />
57736P 10 O WOLSELEY PLC<br />
977355 iO 4 WOLOHAN LMBR CO<br />
97iS93 10 2 * YOLVERINE TUBE INC<br />
47.5393 5G 2 WOLVERINE TUBE INC<br />
975353 95 2 WOLVERINE TUBE INC<br />
478597 10 3 * WOLVERINE WORLD WIDE INC<br />
978097 50 3 WOLVERINE WORLD WIDE INC<br />
578097 45 3 WOLVERINE WORLD WIDE INC<br />
S7E15k 10 0 dGMENS GOLF UNLIMITED INC<br />
978150 10 0 WOMEN FIRST HEALTHCARE<br />
979
R3N 2ATE:G4/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 288<br />
RUN TIME:G8:47 IVMOOl<br />
CUS; "NO. ISSUER NAME<br />
93i811 45 2 ACRTHINGTON INDS INC<br />
98235T iO 7 * WRIGHT MED GROUP INC<br />
98235T 90 7 WRIGHT MED GROUP INC<br />
95235T $5 7 WRIGHT MED GROUP INC<br />
382326 LO 5 * dRIGLEY WM JR CO<br />
555526 GO 5 WRIGLEY WM JR CO<br />
Sd.2326 55 5 dRIGLEY WM JR CO<br />
583524 iO 3 * WYETH<br />
98332G 50 3 WYETH<br />
983524 95 0 RYETH<br />
585024 20 9 WYETH<br />
985101 10 6 dYhDHAM INTL INC<br />
96372P Ai3 4 XL CAP LTD<br />
98572P AD 0 XL CAP LTD<br />
983759 LA 9 XM SATELLITE RADIO HLDGS INC<br />
583754 iO 1 * XM SATELLITE RADIO HLDGS INC<br />
$85759 90 1 XM SATELLITE RADIO HLDGS INC<br />
953759 55 1 XM SATELLITE RADIO HLDGS INC<br />
96tS3X iU 6 * XTO ENERGY CORP<br />
98335X 56 6 XTO ENERGY CORP<br />
S8333X 95 6 XTO ENERGY CORP<br />
985357 10 3 * X-RITE INC<br />
93Z.357 40 3 X-RITE INC<br />
483357 95 3 X-RITE INC<br />
435 382 3C 9 XATA CORP<br />
9435592 ;O 0 * XCEL ENERGY INC<br />
533393 SO 0 XCEL ENERGY INC<br />
F3339E 5'5 C YCEL ENERGY INC<br />
533332 10 5 XANSER CORP<br />
983SOS iO 2 XETA TECHNOLOGIES INC<br />
583919 10 l * YZLINX INC<br />
$83319 56 1 XILINX INC<br />
5833iS 95 1 XILINX INC<br />
933342 23 3 XETEL CORP<br />
93L111 33 2 XEhOUA GROUP PLC<br />
981;21 SB e XEROX CORP<br />
58';21 iO 3 * XEROX CORP<br />
93~121 FO 3 XEROX CORP<br />
SS'i21 55 3 XEROX CORP<br />
43a149 lC 4 * XYBERNAUT CORP<br />
$3&;45 $0 4 XYBERNAUT CORP<br />
55':45 55 4 XYBERNAUT CORP<br />
$3'245 ;2 O * YPF SOCIEDAD ANONIMA<br />
SsGZ45 CJ 0 YFF SOCIEDAD ANONIMA<br />
98=?&5 55 0 YPF SOCIEDAD ANONIMA<br />
$54326 10 b YAGKIN VY BK&TR CO ELKIN N C<br />
45c332 10 6 * YAHOO INC<br />
93L632 5t 6 YAHOO INC<br />
53G332 15 o YAHOO INC<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
PFD CV $2<br />
CL A<br />
DBCV 5/2<br />
NOTE 910<br />
NOTE 7.750% 3/0<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM NEW<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
SPONS ADR NEW<br />
SDCV 0.570% 4/2<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR CL D<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
DELETED
RUN 3bTE:09/24/02 ** LIST OF SECTION <strong>13F</strong> SECURITIES ** PAGE 289<br />
Rtik TI?lE:08:47 IVMOOl<br />
CUSIF NC. ISSUER NAME<br />
98G757 L C 4 x YANKEE CANDLE INC<br />
934757 50 4 YANKEE CANDLE INC<br />
$8L:757 95 4 YAhKEE CANDLE INC<br />
984846 10 5 YANZHOU COAL MNG CO LTD<br />
984333 iG 4 * XICOR INC<br />
$54'?23 50 4 XICOR INC<br />
93G933 55 4 XICOR INC<br />
985321 10 4 YARDVILLE NATL BANCORP<br />
435539 10 8 * YELLOW CORP<br />
$85535 $0 8 YELLOW CORP<br />
965509 55 8 YELLOW CORP<br />
965021 10 5 YOCREAM INTL INC<br />
936667 1C 3 YORK INTL CORP<br />
986670 i O 7 * YORK INTL CORP NEW<br />
986670 90 7 YORK INTL CORP NEW<br />
$85-570 '95 7 YOKK INTL CORP NEW<br />
987i84 10 8 YORK WTR CO<br />
987Gi3 10 1 * 'fOUBET COM INC<br />
487q13 FO 1 YGUBET COM INC<br />
587413 45 1 YOUBET COM INC<br />
987425 AC 9 YOUNG & RUBICAM INC<br />
457434 10 7 * YOUNG BROADCASTING INC<br />
487434 90 7 YOUNG BROADCASTING INC<br />
487434 95 7 YOUNG BROADCASTING INC<br />
437520 iO 3 YOUNG INNOVATIONS INC<br />
987319 10 9 * YOUTHSTREAM MEDIA NETWORKS I<br />
9875i9 90 9 YOUTHSTREAM MEDIA NETWORKS I<br />
9878L3 $5 9 YOUTHSTREAM MEDIA NETWORKS I<br />
988G98 10 1 * YUM BRANDS INC<br />
986498 $0 I YUM BRANDS INC<br />
988G98 $5 1 YUM BRANDS INC<br />
986789 iO 3 Z SEVEN FD INC<br />
488792 1 0 7 * Z TEL TECHNOLOGIES INC<br />
488792 90 7 Z TEL TECHNOLOGIES INC<br />
738792 95 7 Z TEL TECHNOLOGIES INC<br />
988836 iO 6 * ZALE 20RP NEW<br />
936358 90 6 ZALE CORP NEW<br />
9623858 $5 6 ZALE CORP NEW<br />
982881 10 8 * ZAMBA CORP<br />
986381 90 8 ZAMBA CORP<br />
982.381 $5 8 ZAMBA CORP<br />
538Si0 iO 5 ZEMEX CDA CORP<br />
928ii8 1C 8 ZI CORP<br />
987370 60 2 ZAPATA CORP<br />
989139 iO 0 r ZARLINK SEMICONDUCTOR INC<br />
SES139 ?O 3 ZARLINK SEMICONDUCTOR INC<br />
S8Gi39 95 0 ZARLINK SEMICONDUCTOR INC<br />
$89207 iO 5 * ZEBRA TECHNOLOGIES CORP<br />
489257 40 5 ZEBRA TECHNOLOGIES CORP<br />
ISSUER DESCRIPTION STATUS<br />
COM<br />
CALL<br />
PUT<br />
SPON ADR H SHS<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
NOTE 3.000% 1/1<br />
CL A<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM PAR $<br />
COM<br />
CALL<br />
PUT<br />
CL A<br />
CALL<br />
DELETED<br />
DELETED<br />
DELETED
RUh 3kTE:09/24/02 XS LIST OF SECTION <strong>13F</strong> SECURITIES x* PAGE 290<br />
RUN TI%E:08:47 IVMOOl<br />
CgSiP NC. ISSUER NAME<br />
955207 95 5 ZEBRA TECHNOLOGIES CORP<br />
984390 10 9 ZENITH NATL INS CORP<br />
58441G 10 7 ZENIX INCOME FD INC<br />
9895CE 40 0 ZEVEX INTL INC<br />
98G336 10 0 ZIEGLER INC<br />
98e313 20 5 * ZILA INC<br />
985513 SO 5 ZILA INC<br />
989513 55 5 ZILA INC<br />
98956P 10 2 * ZIMMER HLDGS INC<br />
98936P 90 2 ZIMMER HLDGS INC<br />
985J6P 95 2 ZIMMER HLDGS INC<br />
985597 i O 9 ZINDART LTD<br />
989731 10 7 * ZIONS BANCORPORATION<br />
969701 40 7 ZIONS BANCORPORATION<br />
483701 95 7 ZIONS BANCORPORATION<br />
38974P 10 0 * ZIX CORP<br />
98974P SO 0 ZIX CORP<br />
98474P 95 0 ZIX CORP<br />
96975F :O : * ZORAN CORP<br />
98475F 90 1 ZORAN CORP<br />
96575F 55 1 ZORAN CORP<br />
98975L i G 8 * ZONAGEN INC<br />
98575L 90 8 ZONAGEN INC<br />
98475L $5 8 ZONAGEN INC<br />
98P75W lO 4 * ZOLTEK COS INC<br />
984-5w C C 4 ZOLTEK COS INC<br />
i3S75k 55 4 ZOLTEK COS INC<br />
99576E 1G 3 ZOOM TECHNOLOGIES INC DEL<br />
45576h 10 3 ZONES INC<br />
985134 10 6 ZWEIG FD<br />
984337 13 9 ZWEIG TOTAL RETURN FD INC<br />
9BS35T 10 5 * ZYMOGENETICS INC<br />
S3935T SC 9 ZYMOGENETICS INC<br />
SBS85T $5 9 ZYMOGENETICS INC<br />
93'355 10 1 * ZYGO CORP<br />
985255 SG 1 ZYGO CORP<br />
9S4255 95 i ZYGO CORP<br />
985917 11 7 ZEMEX CORP<br />
98S322 1C 9 ZOLL MED CORP<br />
9SC;ZS ;G 4 * ZOMAX INC MINN<br />
955929 $0 4 ZGMAX INC MINN<br />
984929 55 4 ZOMAX INC MINN<br />
ISSUER DESCRIPTION STATUS<br />
PUT<br />
COM<br />
con<br />
COM PAR $0.04<br />
COM<br />
COM PAR $0.01<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
SPONSORED ADR<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
COM<br />
COM<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
COM<br />
CALL<br />
PUT<br />
RIGHT 99/99/9999<br />
COM<br />
COM<br />
CALL<br />
PUT<br />
TOTAL RECORDS PRINTED: 14,203<br />
TOTAL RECORDS PROCESSED: 14,203
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