ASSESSMENT CYCLE MATRIX for ISO/IEC 17021: 2006 - Sanas

F162-04Type of assessment: Initial 6-months 1 st Surveillance 2 nd Surveillance Re-assessmentDate Assessed:Write the Non-conformancereference number in the“Major” / “Minor” column.AssessedMajorMinorAssessedMajorMinorAssessedMajorMinorAssessedMajorMinorAssessedMajorMinor9.9 Records of applicants andcustomers10 Management SystemRequirements for CBs10.1 Options10.2 Option 1:ISO 900110.3 Option 2:General system10.3.1 General10.3.2 Manual10.3.3 Control of Documents10.3.4 Control of Records10.3.5 Management Review10.3.6 Internal Audit10.3.7 Corrective Action10.3.8 Preventive Action11 SANAS Requirements12 IAF Requirements2009-06-10 ©SANAS Page 3 of 13

F162-04Assessors please check the column “Planned” and sample the CB’s system by FileReview / Vertical Assessment (V) or Witnessing (W). Complete the column“Assessed” with the appropriate key “V” or “W” separately for QMS and EMSInitial 6-month 1 st Survl 2 nd Survl Re-assessDate Assessed:Management System i.e. QMS, EMS, HACCP, 22 000 etc.EACcodeNACEcodeDescription90011400118001No ofCustomersPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessed1 (part) A Agriculture1 (part) B Fishing2 C Mining and quarrying3 DA Food products, beverages and tobaccos45DBO 93.01DCG 52.71Textiles and textile productsWashing and (dry-) cleaningLeather and leather productsRepair of articles of leather6 DD Wood and wood products7 (part) DE 21.1 Pulp and paper7 (part) DE 21.2 Paper products89 (part)DE 22.1, 3Publishing companiesReproduction of recorded media9 (part) DE 22.2,3 Printing companies10 DF 23.1, 2Manufacturer of coke and refined petroleumproducts2009-06-10 ©SANAS Page 4 of 13

F162-04Assessors please check the column “Planned” and sample the CB’s system by FileReview / Vertical Assessment (V) or Witnessing (W). Complete the column“Assessed” with the appropriate key “V” or “W” separately for QMS and EMSInitial 6-month 1 st Survl 2 nd Survl Re-assessDate Assessed:Management System i.e. QMS, EMS, HACCP, 22 000 etc.EACcodeNACEcodeDescription90011400118001No ofCustomersPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessed11 DF 23.3 Nuclear fuel12DG minus24.4Chemicals, chemical products and fibres13 DG 24.4 Pharmaceuticals14 DH Rubber and plastic products15,DI minus26.5,6Non metallic mineral products16 Di 26.5,6 Concrete, cement, lime, plaster, etc17 (part) DJ 27 Basic metals17 (part) DJ 28 Fabricated metal products18DK minus29.7Machinery and equipment19 (part)DL 32.119 (part) DL minus32.1DK 29.7G 52.72,73, 74Electronic valves, tubes and other (micro-)electronic componentsElectrical and optical equipmentDomestic appliancesRepair of household goods etc.20 DM 35.1 Shipbuilding2009-06-10 ©SANAS Page 5 of 13

F162-04Assessors please check the column “Planned” and sample the CB’s system by FileReview / Vertical Assessment (V) or Witnessing (W). Complete the column“Assessed” with the appropriate key “V” or “W” separately for QMS and EMSInitial 6-month 1 st Survl 2 nd Survl Re-assessDate Assessed:Management System i.e. QMS, EMS, HACCP, 22 000 etc.EACcodeNACEcodeDescription90011400118001No ofCustomersPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessed21 DM 35.3 Aerospace22DM 34,35.2, 4, 5Other transport equipment23 DN 36 Manufacturing not elsewhere classified24 DN 37 Recycling25 E 40.1 Electricity supply26 E 40.2 Gas supply27 E 40.3, 41 Water supply28 F Construction29 (part)31 (part)G 51, 52I minus 64Wholesale and retail tradeTransport and storage29 (part) G 50Sale, maintenance & repair of motor vehicles,motor cycles30 H Hotels and restaurants31 (part) I 64 Post and telecommunication32 (part) J Financial mediation2009-06-10 ©SANAS Page 6 of 13

F162-04Assessors please check the column “Planned” and sample the CB’s system by FileReview / Vertical Assessment (V) or Witnessing (W). Complete the column“Assessed” with the appropriate key “V” or “W” separately for QMS and EMSInitial 6-month 1 st Survl 2 nd Survl Re-assessDate Assessed:Management System i.e. QMS, EMS, HACCP, 22 000 etc.EACcodeNACEcodeDescription90011400118001No ofCustomersPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessed32 (part) K 70 Real estate32 (part) K 71 Renting33 K 72 Information technology3435K 73, 74.2,3, 7, 81K 74 minus74.2, 3, 7,81Engineering servicesResearch and developmentOther professional services36 L Public administration37 M Education38 N Health and social work39 (part) O 90 Sewage and refuse disposal and sanitation39 (part) O 92 Recreational, cultural and sporting activities39 (part)O 91, 93minus93.01Other social services2009-06-10 ©SANAS Page 7 of 13

F162-04Assessors please check the column “Planned” and sample the CB’s system by FileReview / Vertical Assessment (V) or Witnessing (W). Complete the column“Assessed” with the appropriate key “V” or “W” separately for QMS and EMSInitial 6-month 1 st Survl 2 nd Survl Re-assessDate Assessed:Hazard Analysis and Critical Control Point (HACCP) SystemSANS 10330:2007No ofCustomersPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessedPlannedAssessedDescription1 Meat and edible meat offal, preparations and productsFish, crustaceans, molluscs and other aquatic invertebrates, preparations and2productsSugars, honey and sugar confectionaries34 Edible oils and fats5 Vegetables, fruit, nuts or other parts of plants, preparations and productsGrains, cereals, cocoa, starch and pastry-cook, preparations and products67 Beverages, beer, wine and spirits, preparations and products8 Milk and dairy, preparations and productsFood preparations and catering (excluding street-vendors)910 Street vended foods11 Coffee, tea, salt, herbs and spicesPoultry, preparations and products122009-06-10 ©SANAS Page 8 of 13

F162-04INITIAL ASSESSMENTVERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:2009-06-10 ©SANAS Page 9 of 13

F162-046-MonthsVERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:2009-06-10 ©SANAS Page 10 of 13

F162-041 st SurveillanceVERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:2009-06-10 ©SANAS Page 11 of 13

F162-042 nd SurveillanceVERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:VERTICAL ASSESSMENTS WITNESSING RECOMMENDATIONS / COMMENTS ISSUES FOR FOLLOW-UPEAC: NACE: EAC: NACE:2009-06-10 ©SANAS Page 12 of 13