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(OPPE) Using Automatically Captured Electronic Anesthesia Data

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The Joint Commission Journal on Quality and Patient Safety<br />

were consistent with national practice and centered on patient<br />

care. Thus, the committee looked closely at the American Society<br />

of Anesthesiologists (ASA) standards for monitoring and patient<br />

care as put forth by the ASA Standards and Practice<br />

Parameters Committee. 10<br />

To minimize any administrative burden and reduce the effect<br />

of observation and bias in our measurements, the committee ultimately<br />

decided to focus on extraction of readily available electronic<br />

AIMS data, thereby enabling the creation of an automatic,<br />

reliable, cost-effective process applied on a continuous, ongoing<br />

basis. We could easily modify the process over time to replace<br />

metrics or add additional metrics as needed.<br />

SELECTING THE INITIAL METRICS<br />

By October 2008 the committee selected the initial metrics:<br />

blood pressure (BP) monitoring, end tidal CO 2monitoring, and<br />

timely documentation of compliance statements.<br />

Blood Pressure Monitoring: Requires that a physician document<br />

BP prior to induction of general anesthesia. Documentation<br />

of BP in the AIMS occurs automatically if the BP is<br />

measured. The induction of anesthesia was inferred from manually<br />

entered comments or was inferred from the automatic detection<br />

of inhalation anesthetics in the exhaled gases.<br />

End Tidal CO 2 Monitoring: Requires that a physician monitor<br />

the end tidal CO 2 level at least once during the provision of<br />

general anesthesia. Documentation of end tidal CO 2 monitoring<br />

is automatic if the monitor is functional and connected.<br />

Timely Documentation of Compliance Statements. Requires<br />

that a physician document all the necessary case compliance/<br />

attestation statements that make a record billable no more than<br />

120 minutes after the end of anesthesia care. This documentation<br />

is part of the normal clinical documentation work flow.<br />

BASELINE DATA COLLECTION<br />

After designing the three metrics, in an eight-month period<br />

(January 1, 2008–August 31, 2008), we performed a baseline<br />

set of measurements to validate the metrics. Our goal was to be<br />

able to set a performance threshold for passing each metric that<br />

would distinguish acceptable from unacceptable performance<br />

while taking into consideration any limitations or artifacts contained<br />

within the electronic AIMS database. The committee ultimately<br />

decided to set the threshold for passing each metric at<br />

a level that encompassed 95% of all physicians in the baseline<br />

dataset—that is, 95% of physicians met the metric.<br />

Of the 149 anesthesiologists in the department, 128 (86%)<br />

were subject to the metrics. The remaining 18 anesthesiologists<br />

(9 pain physicians, 4 critical care physicians, and 5 physicians<br />

February 2012 Volume 38 Number 2<br />

Copyright 2012 © The Joint Commission<br />

who work exclusively in our preoperative evaluation clinic) were<br />

not subject to the metrics.<br />

<strong>Electronic</strong> <strong>Data</strong>base Queries. <strong>Using</strong> SQL Query Analyzer<br />

(Microsoft, Redmond, Washington), we developed a set of electronic<br />

database queries to extract electronic data from our AIMS.<br />

For each case during the baseline data collection period, the<br />

query returned the unique case identifier, date of service, physician<br />

identification, operating room (OR), type of anesthesia<br />

(general, monitored anesthesia care, or regional), and the specific<br />

variables relevant to each of the three metrics—as now described.<br />

■ BP Monitoring. To perform the BP monitoring query, the<br />

following metric specific variables were obtained:<br />

–Start of <strong>Anesthesia</strong> Care Time (manually documented)<br />

–<strong>Anesthesia</strong> Induction Time (manually documented)<br />

–First Inhalational Agent Name (automatically recorded from<br />

gas analyzer)<br />

–First Inhalational Agent Value (automatically recorded from<br />

gas analyzer)<br />

–First BP Measurement Time (automatically recorded from<br />

physiologic monitor)<br />

–First Systolic BP Value (automatically recorded from physiologic<br />

monitor)<br />

–First Diastolic BP Value (automatically recorded from physiologic<br />

monitor)<br />

The query compared the time stamp of the first BP recorded<br />

in the chart to the time stamp associated with the anesthesia induction<br />

time (the earlier of either the manually documented<br />

anesthesia induction time or the time of first inhalational<br />

agent).* The logic also excluded nonphysiologic BP values (from<br />

zeroed but disconnected arterial lines) from consideration. We<br />

chose BP measurement prior to induction as a quality measure<br />

because it is frequently not adhered to. Beyond our own collective<br />

clinical experience, the authors’ research into the documentation<br />

of BP during anesthesia has shown significant evidence<br />

that BP monitoring does not always meet our expectations and<br />

that progress is needed to enhance patient care. 11 We therefore<br />

believe that standard practices can, in many cases, make for ideal<br />

metrics of patient care—that is, how often do we adhere to the<br />

standard. Although we hope that standard practice is reflected in<br />

routine care, we know that it sometimes does not. For example,<br />

administering on-time antibiotics prior to surgical incision is a<br />

standard operating procedure that is not always adhered to. 12,13<br />

Thus, insofar as this task—or BP monitoring, for that<br />

* For the purposes of our query we used the following thresholds: Isoflurane > 0.1<br />

minimum alveolar concentration (MAC); sevoflurane > 0.2 MAC; desflurane > 0.5<br />

MAC.<br />

75

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