researchglobal 10 2 2012 - ETFs - Deutsche Bank
researchglobal 10 2 2012 - ETFs - Deutsche Bank
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Global Equity Index& ETF ResearchGlobal Markets ResearchETF ResearchGlobal<strong>10</strong> February <strong>2012</strong>ETF Research - Market Access Data in this report is as of January 31 st ,<strong>2012</strong>Global ETF & ETC/VAuthor:Christos CostandinidesEuropean Head of ETF Research & Strategy(+44) 20 754-71975christos.costandinides@db.comContributors:Shan LanHead of Global Equity Index and ETF Research(+1) 212 250-2776shan.lan@db.comSebastian MercadoResearch Analyst(+1) 212 250-8690sebastian.mercado@db.comResearch ContactAram FloresHead of Index Research, Americas(+1) 212 250-0630aram.flores@db.comDaniel J ArnoldHead of Index Research, Europe(+44) 20 754-74849daniel.j.arnold@db.comBo HuangResearch Analyst(+1) 212 250-0569bo-a.huang@db.com<strong>Deutsche</strong> <strong>Bank</strong> AG/London<strong>Deutsche</strong> <strong>Bank</strong> does and seeks to do business with companies covered in its research reports. Thus, investors should beaware that the firm may have a conflict of interest that could affect the objectivity of this report. Investors should consider thisreport as only a single factor in making their investment decision. DISCLOSURES AND ANALYST CERTIFICATIONS ARELOCATED IN APPENDIX 1. MICA(P) 146/04/2011
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryTable of ContentsAbbreviations and Definitions 3Abbreviations 3Definitions 4EQUITY ETPs 6Developed Markets 7Emerging Markets 18Global 28Size 29Sector 35Style 54Strategy 60Thematic 74FIXED INCOME ETPs 81Overall 82Corporates 83Sovereign 86Money Market 95Sovereign & Corporates 95Sub-Sovereign 96Structured Products 98Covered Bonds 98Credit exposure 98COMMODITY ETPs <strong>10</strong>0Overall <strong>10</strong>1Agriculture <strong>10</strong>3Energy <strong>10</strong>5Industrial Metals <strong>10</strong>8Livestock 1<strong>10</strong>Precious Metals 1<strong>10</strong>CURRENCY ETPs 115Currency Exposure - Broad 116Currency Exposure - Pair 116FX Trading Strategy 117MULTI ASSET ETPs 119Target Date 120Target Risk 120ALTERNATIVE ETPs 121Hedge Fund 122Private Equity 123Volatility 123Page 2<strong>Deutsche</strong> <strong>Bank</strong> AG/London
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryAbbreviations and DefinitionsAbbreviationsExchanges Listed 1 Exchange Name Exchanges ListedNYSE Euronext BrusselsNYSE Euronext Paris<strong>Deutsche</strong> BorseSwiss SELondon SEStockholmborsenHelsinki SENYSE EuronextAmsterdamBorsa ItalianaOslo BorsIrish SEVienna SEBMEAthens SELuxembourg SEIceland SENYSE Euronext LisbonSingapore SEHong Kong SEAustralian SENational SE, IndiaTokyo SEOsaka SEKorea SEBombay SE, IndiaTaiwan SENew Zealand SEShanghaiShenzhenThailandJakartaKuala LumpurNagoyaNYSE ArcaNasdaqBATSNYX - BrNYX - PaXTFSWXLSEOMXOMXNYX - AmBIOSEISEATXBMEASELUXICENYX - LisSGXHKEASXNSETSEOSKKSEBOMTOKNZSHGSHZSETJAKKLNAGNYX-NyNDQBATS<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 3
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryField Abbreviation Applies to Example/DefinitionStructure 5 All ETPsETF 2L means that the ETF aims to generate Double returnsemploying a Long strategy.Possible values for each component:Structure: ETF, ETV, ETCLeverage Factor: 1, >1 (no specific multiple), 2, 3…Strategy Impact: L (Long), S (Short), LS (Long Short)Tenor 6 B, MM, S, M, L Fixed IncomeETPsCredit Rating 7 HY, IG, M Fixed IncomeETPsInflation Linked 8 N, Y Fixed IncomeETPsReplication Type 9 Physical, Synthetic CommodityETPsSource: <strong>Deutsche</strong> <strong>Bank</strong>B (Broad), MM (Money Market), S (Short Duration), M(Medium Duration), L (Long Duration).HY (High Yield), IG (Investment Grade), M (Mixed)N (No), Y (Yes)The replication strategy used by the ETP in order to track itsbenchmark.DefinitionsTermTER 2Turnover 3AUM 4DefinitionTotal Expense Ratio (or TER) is the overall cost borne by a fund’s share holder for a 1 year ownership period. Itusually includes the management fee and other expenses paid by the fund. TER is, in general, expressed as apercentage of the amount invested and it is proportionally discounted according to the actual holding period.Daily Turnover for the ETP totaled for the calculation month. Daily turnover is calculated as daily shares traded onexchange times end of day price.Assets Under Management (or AUM), are dated as of the last business day of the calculation month. Generally,Daily AUM is computed by multiplying end of day shares outstanding by the end of day NAV. When NAV is notavailable, Price is used as a proxy.Exchange-Traded Products (ETPs)We define an exchange-traded product (ETP) as a secure (funded or collateralized) open-ended delta-one exchange-tradedequity or debt instrument with no embedded optionality and market-wide appeal to investors. This includes exchange tradedfunds, exchange-traded commodities (Europe) and exchange-traded vehicles (US).Figure below gives a summary of our current coverage universe by region and structure type as on 31 December 2011.The vast majority of instruments are <strong>ETFs</strong> (90.8%, 3,016 products, $1,354.3 billion) with the remainder being ETCs (1.9%, 337products, $28.1 billion) in Europe and ETVs (7.2%, 73 products, $<strong>10</strong>7.1 billion) in the US.Figure 1: ETP Coverage Universe Summary | ETPs | Global |Region Products US$ Mil. % Products US$ Mil. % Products US$ Mil. %US 1,166 1,045,919 70.1% 1,093 938,799 62.9% 73 <strong>10</strong>7,120 7.2%Europe 1,574 297,948 20.0% 1,237 269,888 18.1% 337 28,060 1.9%Asia Pacific 398 90,695 6.1% 393 90,023 6.0% 5 672 0.0%RoW 294 57,604 3.9% 293 55,583 3.7% 1 2,021 0.1%Global 3,432 1,492,166 <strong>10</strong>0.0% 3,016 1,354,293 90.8% 416 137,873 9.2%Source: <strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP, Reuters.ETPs <strong>ETFs</strong> ETCs (Europe), ETVs (US)Page 4<strong>Deutsche</strong> <strong>Bank</strong> AG/London
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryExchange-Traded Funds (<strong>ETFs</strong>, 91%)US (63%): Fund structures that issue shares that are traded on an exchange much the same way as equities. <strong>ETFs</strong> indexed toequity and fixed income benchmarks are registered under the investment company act of 1940. Only physical indexreplication techniques are permissible by this legislation while synthetic replication is not allowed.Europe (18%): Fund structures that issue units or shares that are traded on an exchange much the same way as equities. Thevast majorities of European <strong>ETFs</strong> are UCITS III compliant and are primarily domiciled in Dublin and Luxemburg. TheUndertakings for Collective Investment in Transferable Securities (UCITS) are a set of European Union directives that aim toallow collective investment schemes to operate freely throughout the EU on the basis of a single authorization from onemember state. Both physical and synthetic index replication is permissible by UCITS and funds are allowed to track equity,fixed income as well as diversified commodity indices.Asia (6%): Both European and US <strong>ETFs</strong> are cross sold into the Asian market.Exchange-Traded Collateralized Instruments (9%)Exchange-Traded Commodities (ETCs, 2%)In Europe as UCITS III does not permit the creation of funds tracking non diversified commodity indices (for example wheat oroil), exchange-traded products that track single commodity profiles are issued under the EU Prospectus Directive in twostructures that have become widely known as exchange-traded commodities (ETCs). ETCs can either be physically backed orthey can be issued through a bankruptcy remote special purpose vehicle (SPV). Both forms utilize offshore domiciles, such asJersey, and are classed as debt instruments. Physically-backed ETCs are fully backed with securities that closely resemble thecomposition of a product’s benchmark index. SPV structures are collateralized by assets which could bear no resemblance tothose of their respective benchmark index and ensure replication of their index return through a total return swap structure orby holding other derivative instruments such as futures. In the vast majority of cases, both types of ETCs are fullycollateralized with secure assets such as money market instruments, government bonds and gold. For more information,please refer to our research report issued on March 11 20<strong>10</strong> titled ‘The race for assets in the European Exchange-TradedProducts Market”.Exchange-traded vehicles (ETVs, 7%)This terminology typically refers to grantor trusts that exist in the US market. These instruments track primarily commoditybenchmarks. They differ from <strong>ETFs</strong> in that they are registered under the Securities Act of 1933 and not the investmentCompany Act of 1940, hence they are not classed as funds. Vehicles that replicate commodity benchmarks, more oftenknown as pools, and funds targeting alternative index returns are formed under the Commodities Exchange Act and are listedunder the 33 Securities Act, and report under 34 Corporate Act.<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 5
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryEquityPage 6<strong>Deutsche</strong> <strong>Bank</strong> AG/London
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 7ETP Name BBG Ticker RIC IssuerDeveloped MarketsStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Broad IndicesUBS-ETF MSCI Pacific (ex-Japan) PACUSA SW PACUSA.S UBS ETF 1L BI,OMX,SWX,XTF DM Asia Pacific ex Japan Overall Broad Blend 0.45% 14.4 97 EuropeVanguard European ETF VGK US VGK Vanguard ETF 1L NYX-Ny DM Europe Overall Broad Blend 0.14% 1,533.0 2,413 USiShares STOXX 600 (DE) SXXPIEX GR STOXXIEX.DE BlackRock ETF 1L BI,NYX - Pa,XTF DM Europe Overall Broad Blend 0.21% 153.7 1,731 EuropeiShares MSCI Europe IMEU LN IMEU.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall Broad Blend 0.35% 171.4 1,547 EuropePa,SWX,XTFiShares S&P Europe 350 Index IEV US IEV BlackRock ETF 1L ASX,NYX-Ny DM Europe Overall Broad Blend 0.60% 271.2 1,007 USdb x-trackers MSCI Europe TRN Index ETF XMEU GR XMEU.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX -DM Europe Overall Broad Blend 0.30% 130.6 9<strong>10</strong> EuropePa,OMX,SWX,XTF,SGXiShares STOXX 50 EUN1 GR LSTXX.DE BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall Large Cap Blend 0.35% 94.3 811 EuropePa,SWX,XTFLyxor ETF MSCI Europe MEU FP MEU.PA Lyxor ETF 1L BI,BME,NYX -DM Europe Overall Broad Blend 0.35% 186.7 798 EuropePa,SWX,XTF,SGXiShares MSCI Europe ex-UK IEUX LN IEUX.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall Large Cap Blend 0.40% 75.9 640 EuropePa,SWX,XTFSPDR MSCI Europe ERO FP ERO.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 81.9 517 EuropeiShares STOXX 50 (DE) SX5PEX GR STX50EX.DE BlackRock ETF 1L NYX - Pa,SWX,XTF DM Europe Overall Large Cap Blend 0.52% 84.1 455 EuropeXACT VINX30 XACTVINX SS XACTNORDIC.ST Xact Fonder AB ETF 1L OMX DM Europe Overall Large Cap Blend 0.40% 16.1 414 EuropeAmundi ETF MSCI Europe CEU FP CEU.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.28% 29.0 343 EuropeMSCI Europe Source ETF SMSEUR GR SMSEUR.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 9.5 3<strong>10</strong> Europedb x-trackers STOXX 600 ETF XSX6 GR XSX6.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - DM Europe Overall Broad Blend 0.20% 52.5 290 EuropePa,SWX,XTFAmundi ETF MSCI Nordic CN1 FP CN1.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.25% 28.6 175 EuropeComStage ETF STOXX 600 TR CBSXXR GR CBSTOXXR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.20% 2.6 148 EuropeAmundi ETF S&P Europe 350 SPE FP SPE.PA Amundi ETF 1L BI,NYX - Pa DM Europe Overall Large Cap Blend 0.35% 2.3 134 EuropeEasyETF Stoxx Europe 600 ETZEUR FP ETZEUR.PA BNP Paribas ETF 1L NYX - Pa,XTF DM Europe Overall Broad Blend 0.35% 22.4 129 EuropeAmundi ETF MSCI Europe ex-EMU CU9 FP CU9.PA Amundi ETF 1L BI,NYX - Pa,XTF DM Europe Overall Broad Blend 0.30% 4.0 <strong>10</strong>5 EuropeAmundi ETF MSCI Europe ex-Switzerland CS9 FP CS9.PA Amundi ETF 1L NYX - Pa,SWX DM Europe Overall Broad Blend 0.30% 2.1 99 EuropeSTOXX 600 Source ETF SDJ600 GR SDJ600.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.19% 9.3 76 EuropeiShares FTSEurofirst <strong>10</strong>0 IEUT LN IEUT.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall Large Cap Blend 0.40% 4.1 71 EuropePa,SWX,XTFXACT Nordic 120 XACTNORD SS XACTNORD.ST Xact Fonder AB ETF 1L OMX DM Europe Overall Large Cap Blend 0.50% 11.0 67 EuropeAmundi ETF STOXX 600 C6E FP C6E.PA Amundi ETF 1L NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.18% 15.3 66 EuropeCS ETF (IE) on MSCI Europe CSEU SW CSEU.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.33% <strong>10</strong>.5 62 EuropeiShares MSCI Europe (Acc) - (GBp) SMEA LN SMEA.L BlackRock ETF 1L BI,LSE,NYX - Am,SWX,XTF DM Europe Overall Broad Blend 0.35% 26.9 51 EuropeHSBC MSCI Europe ETF HMEU LN HMEU.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 8.5 46 EuropeC-Quadrat iQ European Equity ETF C2F1 GR C2F1.DE C-QUADRAT ETF 1L XTF DM Europe Overall Broad Blend 0.30% 0.5 45 EuropeUBS-ETF MSCI Europe EUREUA SW EUREUA.S UBS ETF 1L BI,OMX,SWX,XTF DM Europe Overall Broad Blend 0.35% 2.9 42 EuropeComStage ETF MSCI Europe TRN CBNDDUE1 GR CBMINEU.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 4.2 35 EuropeETFlab MSCI Europe ETFEUAC GR ETFEUAC.DE ETFlab Investment ETF 1L XTF DM Europe Overall Broad Blend 0.30% 1.3 34 EuropeGmbHDJ STOXX 50 ETF FEU US FEU State Street GA ETF 1L NYX-Ny DM Europe Overall Large Cap Blend 0.29% 4.0 29 USGlobal X FTSE Nordic 30 ETF GXF US GXF Global XManagement Co LLCETF 1L NYX-Ny DM Europe Overall Broad Blend 0.50% 3.5 24 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 8 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3db x-trackers MSCI Pan-Euro TRN Index ETF XMPE GR XMPE.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Europe Overall Broad Blend 0.30% 0.4 20 EuropeIShares MSCI Europe ex-EMU - (USD listing) IXMU LN IXMU.L BlackRock ETF 1L LSE DM Europe Overall Broad Blend 0.40% 40.0 19 EuropeAmundi ETF STOXX 50 C5E FP C5E.PA Amundi ETF 1L NYX - Pa DM Europe Overall Broad Blend 0.15% 2.7 16 EuropeBLDRS Europe <strong>10</strong>0 ADR Index Fund ADRU US ADRU.O PowerShares ETF 1L NDQ DM Europe Overall Large Cap Blend 0.30% 1.0 15 USETFlab STOXX 50 ETFSTX5 GR ETFSTX5.DE ETFlab Investment ETF 1L XTF DM Europe Overall Large Cap Blend 0.19% 0.1 11 EuropeGmbHSTOXX 50 Source ETF SDJS50 GR SDJS50.DE Source ETF 1L XTF DM Europe Overall Large Cap Blend 0.35% 2.7 7 EuropeAmundi ETF MSCI Europe Ex UK AEXK FP AEXK.PA Amundi ETF 1L LSE,NYX - Pa DM Europe Overall Large Cap Blend 0.30% 0.0 6 EuropeLyxor ETF Euro STOXX 50 MSE FP MSE.PA Lyxor ETF 1L ATX,BI,BME,NYX - DM Eurozone Overall Large Cap Blend 0.25% 823.6 5,675 EuropePa,SWX,XTFiShares Euro STOXX 50 EUNE SW EUE.S BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Eurozone Overall Large Cap Blend 0.35% 561.0 4,631 EuropePa,SWX,XTFiShares Euro STOXX 50 (DE) SX5EEX GR STX50EEX.DE BlackRock ETF 1L ATX,BI,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Blend 0.17% 697.7 4,073 Europedb x-trackers Euro STOXX 50 ETF 1D XESX GR XESX.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - DM Eurozone Overall Large Cap Blend 0.00% 365.5 2,316 EuropePa,OMX,SWX,XTF,SGXCS ETF (IE) on MSCI EMU CSEMU SW CSEMU.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Eurozone Overall Broad Blend 0.33% 64.7 879 EuropeAmundi ETF Euro STOXX 50 C50 FP C50.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Blend 0.15% 135.0 817 EuropeUBS-ETF Euro STOXX 50 E50EUA SW E50EUA.S UBS ETF 1L BI,NYX - Pa,OMX,SWX,XTF DM Eurozone Overall Large Cap Blend 0.35% 79.5 788 EuropeiShares MSCI EMU EZU US EZU BlackRock ETF 1L NYX-Ny DM Eurozone Overall Broad Blend 0.54% 191.1 699 USiShares Euro STOXX (DE) SXXEEX GR STOXXEEX.DE BlackRock ETF 1L BI,NYX - Pa,XTF DM Eurozone Overall Broad Blend 0.19% 62.3 698 EuropeETFlab Euro STOXX 50 ETFSX5E GR ETFSTOXX50E.DE ETFlab Investment ETF 1L XTF DM Eurozone Overall Large Cap Blend 0.15% 42.6 672 EuropeGmbHEasyETF Euro STOXX 50 ETB FP ETBB.PA BNP Paribas ETF 1L BI,NYX - Am,NYX - Pa,XTF DM Eurozone Overall Large Cap Blend 0.25% 20.4 669 EuropeLyxor ETF MSCI EMU MFE FP MFE.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall Broad Blend 0.35% 121.7 436 EuropeEuro STOXX 50 Source ETF SDJE50 GR SDJE50.DE Source ETF 1L XTF DM Eurozone Overall Large Cap Blend 0.15% 48.5 416 EuropeUBS-ETF MSCI EMU EMUEUA GR EMUEUA.DE UBS ETF 1L BI,SWX,XTF DM Eurozone Overall Broad Blend 0.40% 63.5 329 EuropeEasyETF EPRA Eurozone EEE FP EEE.PA BNP Paribas ETF 1L BI,NYX - Am,NYX - Pa,XTF DM Eurozone Overall Broad Blend 0.45% 7.9 283 EuropeAmundi ETF MSCI EMU CMU FP CMU.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Eurozone Overall Broad Blend 0.25% 37.7 217 EuropeComStage ETF Euro STOXX 50 TR CBSX5T GR CBSTOXX50ER.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall Large Cap Blend 0.<strong>10</strong>% 184.6 2<strong>10</strong> EuropeDJ Euro STOXX 50 ETF FEZ US FEZ State Street GA ETF 1L NYX-Ny DM Eurozone Overall Large Cap Blend 0.29% 111.2 194 USCS ETF (IE) on Euro STOXX 50 CSSX5E SW CSSX5E.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Blend 0.20% 17.9 168 EuropeBBVA-Accion Euro STOXX 50 BBVAE SM BBVAE.MC BBVA Gestion SA ETF 1L BME DM Eurozone Overall Large Cap Blend 0.15% 3.4 160 EuropeSGIICEasyETF Euro STOXX ETX FP ETX.PA BNP Paribas ETF 1L BI,NYX - Pa DM Eurozone Overall Broad Blend 0.30% <strong>10</strong>.8 66 EuropeiShares FTSEurofirst 80 IEUR LN IEUR.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Eurozone Overall Large Cap Blend 0.40% 5.4 51 EuropePa,SWX,XTFiShares Euro STOXX 50 (Acc) IEUA LN IEUA.L BlackRock ETF 1L BI,LSE,NYX - Am,SWX,XTF DM Eurozone Overall Large Cap Blend 0.35% 18.9 51 EuropeHSBC Euro STOXX 50 ETF H50E LN H50E.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Blend 0.15% 37.1 50 EuropeComStage ETF MSCI EMU TRN CBNDDUEM GR CBMINEMU.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall Broad Blend 0.25% 1.1 48 EuropeEuro STOXX 50 Distributing ETF SDJE5D GR SDJE5D.DE Source ETF 1L XTF DM Eurozone Overall Large Cap Blend 0.15% 0.1 35 EuropeAmundi ETF S&P Euro SPO FP SPO.PA Amundi ETF 1L BI,NYX - Pa DM Eurozone Overall Large Cap Blend 0.35% 0.8 34 EuropeComstage ETF Euro STOXX 50 C054 GR CBSTOXX50E.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall Large Cap Blend 0.15% 0.7 16 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 9ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3UBS <strong>ETFs</strong> plc - MSCI EMU TRN Index SF EMEUAS SW EMEUAS.S UBS ETF 1L SWX,XTF DM Eurozone Overall Broad Blend 0.17% 4.6 16 Europe(EUR) A-accLyxor ETF Euro Stoxx 50 TR ETF MSET LN MSET.L Lyxor ETF 1L LSE,NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 2.1 16 EuropeiShares MSCI World IWRD LN IWRD.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Global Overall Broad Blend 0.50% 744.2 3,438 EuropePa,SWX,XTFdb x-trackers MSCI World TRN Index ETF XMWO GR XMWO.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - DM Global Overall Broad Blend 0.45% 508.1 2,443 EuropePa,OMX,SWX,XTF,SGX,HKEVanguard Total World Stock Index Fund VT US VT Vanguard ETF 1L NYX-Ny DM Global Overall Broad Blend 0.25% 164.3 1,117 USiShares S&P Global <strong>10</strong>0 Index Fund IOO US IOO BlackRock ETF 1L ASX,NYX-Ny DM Global Overall Large Cap Blend 0.40% 84.8 1,014 USLyxor ETF MSCI World WLD FP WLD.PA Lyxor ETF 1L BI,BME,NYX -DM Global Overall Broad Blend 0.45% 162.4 894 EuropePa,SWX,XTF,HKEUBS-ETF MSCI World WRDCHA SW WRDCHA.S UBS ETF 1L BI,OMX,SWX,XTF DM Global Overall Broad Blend 0.45% 42.2 503 EuropeComStage ETF MSCI World TRN CBNDDUWI GR CBMINWO.DE ComStage ETF 1L SWX,XTF DM Global Overall Broad Blend 0.40% 25.2 440 EuropeiShares MSCI World (Acc)- (GBp) SWDA LN SWDA.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Global Overall Broad Blend 0.50% 30.6 217 EuropePa,SWX,XTFAmundi ETF MSCI World CW8 FP CW8.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Global Overall Broad Blend 0.38% 23.2 135 EuropeMSCI World Source ETF SMSWLD GR SMSWLD.DE Source ETF 1L LSE,XTF DM Global Overall Broad Blend 0.45% 36.6 127 EuropeiShares Dow Jones Global Titans 50 (DE) DJGTEEX GR DJGTEEX.DE BlackRock ETF 1L XTF DM Global Overall Large Cap Blend 0.52% 5.3 125 EuropeSPDR Global Dow ETF DGT US DGT State Street GA ETF 1L NYX-Ny DM Global Overall Broad Blend 0.50% 11.9 99 USiShares MSCI World Monthly EUR Hedged IWDE LN IWDE.L Blackrock ETF 1L BI,LSE,NYX - Pa,XTF DM Global Overall Broad Blend 0.55% 24.7 83 EuropeLyxor ETF Dow Jones Global Titans 50 MGT FP MGT.PA Lyxor ETF 1L ATX,BI,NYX - Pa DM Global Overall Large Cap Blend 0.40% 4.9 75 EuropeiShares MSCI World Monthly GBP Hedged IGWD LN IGWD.L Blackrock ETF 1L LSE DM Global Overall Broad Blend 0.55% 18.2 67 EuropeAmundi ETF MSCI World ex-Europe CE8 FP CE8.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF DM Global Overall Broad Blend 0.35% 20.9 66 EuropeHSBC MSCI World ETF HMWD LN HMWD.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF DM Global Overall Broad Blend 0.35% 4.8 49 EuropeCS ETF (IE) on MSCI World CSWD SW CSWD.S Credit Suisse AM ETF 1L BI,LSE,SWX,XTF DM Global Overall Broad Blend 0.40% 7.7 24 EuropeLyxor ETF MSCI World (GBP) LWOR LN LWOR.L Lyxor ETF 1L LSE DM Global Overall Broad Blend 0.45% 0.2 23 EuropeiShares MSCI World Index Fund URTH US URTH.K BlackRock ETF 1L NYX-Ny DM Global Overall Broad Blend 0.24% 0.0 21 USThink Global Equity Tracker TGET NA TGET.AS ThinkCapital <strong>ETFs</strong> ETF 1L NYX - Am DM Global Overall Broad Blend 0.20% 1.9 14 EuropeN.V.Guggenheim EW Euro Pacific LDRs ETF EEN US EEN Guggenheim Funds ETF 1L NYX-Ny DM Global Overall Broad Blend 0.35% 0.3 3 USDistributors, Inc.Amundi ETF MSCI World ex-EMU CM9 FP CM9.PA Amundi ETF 1L BI,NYX - Pa,XTF DM Global ex Eurozone Overall Broad Blend 0.35% 9.0 128 EuropeiShares MSCI Kokusai Fund TOK US TOK BlackRock ETF 1L NYX-Ny DM Global ex Japan Overall Broad Blend 0.25% 7.7 587 USNikko ETF MSCI KOKUSAI 1680 JP 1680.T Nikko Asset ETF 1L TSE DM Global ex Japan Overall Broad Blend 0.15% 1.9 63 AsiaManagementMAXIS Global Equity (MSCI Kokusai) ETF 1550 JP 1550.T Mitsubishi UFJ Asset ETF 1L TSE DM Global ex Japan Overall Broad Blend 0.15% 1.2 25 AsiaMgiShares FTSE Developed World ex-UK - (USD IWXU LN IWXU.L BlackRock ETF 1L LSE DM Global ex UK Overall Broad Blend 0.50% 3.6 36 Europelisting)iShares MSCI EAFE EFA US EFA BlackRock ETF 1L ASX,NYX-Ny DM Global ex US Overall Broad Blend 0.34% 20,048.8 38,487 USVanguard Europe Pacific ETF VEA US VEA Vanguard ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.12% 1,667.6 7,296 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page <strong>10</strong> <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Schwab International Equity ETF SCHF US SCHF.K Charles Schwab ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.13% 89.7 681 USInvestment MgmtSPDR S&P World ex-US ETF GWL US GWL State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.34% 22.8 139 USBLDRS Developed Markets <strong>10</strong>0 ADR Index ADRD US ADRD.O PowerShares ETF 1L NDQ DM Global ex US Overall Large Cap Blend 0.30% 5.2 58 USFundiShares FTSE Developed Small Cap ex-North IFSM US IFSM.O BlackRock ETF 1L NDQ DM Global ex US Overall Broad Blend 0.50% 6.7 33 USAmerica Index Funddb-X MSCI EAFE Currency-Hedged Equity DBEF US DBEF.K <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.35% 6.9 32 USFundWisdomTree International Hedged Equity Fund HEDJ US HEDJ.K WisdomTree AM ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.58% 2.0 19 USRydex MSCI EAFE Equal Weight ETF EWEF US EWEF.K Rydex Invest. ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.55% 0.5 11 USiShares MSCI North America INAA LN INAA.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM North America Overall Large Cap Blend 0.40% 222.1 2,083 EuropePa,SWX,XTFComStage ETF MSCI North America TRN CBNDDUNA GR CBMINNA.DE ComStage ETF 1L SWX,XTF DM North America Overall Broad Blend 0.25% 5.0 157 EuropeVanguard Pacific ETF VPL US VPL Vanguard ETF 1L NYX-Ny DM Pacific Overall Broad Blend 0.14% 347.5 1,512 USComStage ETF MSCI Pacific TRN CBNDDUP GR CBMINAP.DE ComStage ETF 1L SWX,XTF DM Pacific Overall Broad Blend 0.60% 1.4 41 EuropeiShares MSCI Pacific Ex-Japan EPP US EPP BlackRock ETF 1L NYX-Ny DM Pacific ex Japan Overall Broad Blend 0.50% 621.5 3,333 USdb x-trackers MSCI Pacific ex-Japan TRN IndexETFXPXJ GR XPXJ.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,OMX,SWX,XTF,SGX,HKEAUM$MM 4PrimaryListingRegionDM Pacific ex Japan Overall Broad Blend 0.45% 35.4 370 EuropeiShares MSCI Pacific ex-Japan - (USD listing) IPXJ LN IPXJ.L BlackRock ETF 1L BI,LSE,SWX,XTF DM Pacific ex Japan Overall Broad Blend 0.60% 25.1 272 EuropeAmundi ETF MSCI Pacific ex-Japan CP9 FP CP9.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Pacific ex Japan Overall Broad Blend 0.45% 13.8 124 EuropeHSBC MSCI Pacific ex-Japan ETF HMXJ LN HMXJ.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF DM Pacific ex Japan Overall Broad Blend 0.40% <strong>10</strong>.4 117 EuropeCS ETF (IE) on MSCI Pacific ex-Japan CSPXJ SW CSPXJ.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Pacific ex Japan Overall Broad Blend 0.48% 5.5 43 EuropeComStage ETF MSCI Pacific ex-Japan TRN CBNDDUPX GR CBMINAPJ.DE ComStage ETF 1L SWX,XTF DM Pacific ex Japan Overall Broad Blend 0.60% 1.8 43 EuropeCountriesLyxor ETF S&P ASX 200 LYPU GR LYXSPASX.DE Lyxor ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Asia Pacific Australia Large Cap Blend 0.45% 2.6 31 EuropeiShares MSCI Australia EWA US EWA BlackRock ETF 1L NYX-Ny DM Pacific Australia Broad Blend 0.52% 1,219.0 2,864 USSPDR200 - SPDRS&P/ASX 200 STW AU STW.AX State Street GA ETF 1L ASX DM Pacific Australia Large Cap Blend 0.29% 199.3 2,177 AsiaSPDR50 - SPDR S&P/ASX 50 SFY AU SFY.AX State Street GA ETF 1L ASX DM Pacific Australia Large Cap Blend 0.29% 9.7 266 AsiaVanguard Australian Shares Index ETF VAS AU VAS.AX Vanguard ETF 1L ASX DM Pacific Australia Broad Blend 0.15% <strong>10</strong>.1 225 Asiadb x-trackers S&P/ASX 200 ETF XAUS GR XAUS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX - Pa,XTF,SGX DM Pacific Australia Large Cap Blend 0.50% 15.0 186 EuropeCS ETF (IE) on MSCI Australia CSAU SW CSAU.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Pacific Australia Broad Blend 0.34% 11.2 92 EuropeiShares MSCI Australia 200 Index Fund IOZ AU IOZ.AX BlackRock ETF 1L ASX DM Pacific Australia Large Cap Blend 0.19% 25.7 79 AsiaSmartOZZY - NZX Australian 20 Leaders IndexFundOZY NZ OZY.NZ Passive FundsManagement LtdETF 1L NZ DM Pacific Australia Large Cap Blend 0.60% 1.0 77 AsiaiShares MSCI Australia SAUS LN SAUS.L BlackRock ETF 1L LSE,SWX,XTF DM Pacific Australia Broad Blend 0.59% 17.3 57 EuropeSmartMOZY -Smartshares - NZX Australian MZY NZ MZY.NZ Smartshares Ltd ETF 1L NZ DM Pacific Australia Mid Cap Blend 0.99% 0.4 39 AsiaMidcap IndexiShares ATX (DE) ATXEX AV DE000A0D8Q23.VI BlackRock ETF 1L ATX,XTF DM Eurozone Austria Large Cap Blend 0.32% 17.9 61 EuropeiShares MSCI Austria EWO US EWO BlackRock ETF 1L NYX-Ny DM Eurozone Austria Broad Blend 0.54% 39.4 54 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 12 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Lyxor ETF MSCI Greece GRE FP LGRE.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Eurozone Greece Broad Blend 0.45% 16.0 47 EuropeAlpha ETF FTSE Athex 20 Domestic EquitiesFundNBGAM ETF Athex General Domestic EquitiesFundAETF20 GA AETF20.AT Alpha AssetManagementAUM$MM 4PrimaryListingRegionETF 1L ASE DM Eurozone Greece Large Cap Blend 0.38% 2.0 25 EuropeETFASE GA ETFAS.AT NBG AssetETF 1L ASE DM Eurozone Greece Large Cap Blend 0.50% 0.5 3 EuropeManagement MFMCGlobal X FTSE Greece 20 ETF GREK US GREK Global XETF 1L NYX-Ny DM Eurozone Greece Large Cap Blend 0.69% 0.2 1 USManagement Co LLCTracker Fund of Hong Kong 2800 HK 2800.HK State Street GA ETF 1L HKE DM Pacific Hong Kong Broad Blend 0.15% 721.7 6,744 AsiaHang Seng Index ETF 2833 HK 2833.HK Hang SengETF 1L HKE,TOK DM Pacific Hong Kong Broad Blend 0.14% 23.0 3,764 AsiaInvestmentiShares MSCI Hong Kong EWH US EWH BlackRock ETF 1L ASX,NYX-Ny DM Pacific Hong Kong Broad Blend 0.53% 1,703.0 2,158 USLyxor ETF Hong Kong (HSI) HSI FP HK.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF,SGX DM Pacific Hong Kong Large Cap Blend 0.65% 33.2 165 EuropeComStage ETF HSI C022 GR CBHSI.DE ComStage ETF 1L SWX,XTF DM Pacific Hong Kong Large Cap Blend 0.55% 5.2 13 EuropeHSBC MSCI Hong Kong ETF 3000 HK 3000.HK HSBC Inv Funds ETF 1L HKE DM Pacific Hong Kong Broad Blend 0.50% 3.3 13 AsiaLtd/Hong KongWISE - CSI HK<strong>10</strong>0 Tracker 2825 HK 2825.HK BOCI - Prudential ETF 1L HKE DM Pacific Hong Kong Large Cap Blend 0.99% 0.7 11 AsiaAsset Man LtdISEQ 20 ETF IETF ID IETF.I NCB Stockbrokers ETF 1L ISE DM Eurozone Ireland Large Cap Blend 0.50% 1.0 21 Europeishares MSCI Ireland Capped Investment EIRL US EIRL.K BlackRock ETF 1L NYX-Ny DM Eurozone Ireland Broad Blend 0.53% 3.0 8 USMarket Index FundiShares MSCI Israel Capped Investable Market EIS US EIS BlackRock ETF 1L NYX-Ny DM Middle East Israel Broad Blend 0.61% 7.8 81 USIndex FundLyxor ETF FTSE/MIB ETFMIB IM ETFMIB.MI Lyxor ETF 1L BI,NYX - Pa DM Eurozone Italy Large Cap Blend 0.35% 448.4 480 EuropeiShares FTSE/MIB IMIB LN IMIB.L BlackRock ETF 1L BI,LSE,SWX DM Eurozone Italy Large Cap Blend 0.35% 55.2 157 EuropeiShares MSCI Italy EWI US EWI BlackRock ETF 1L NYX-Ny DM Eurozone Italy Broad Blend 0.54% <strong>10</strong>0.5 123 USdb x-trackers FTSE/MIB ETF XMIB GR XMIB.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Eurozone Italy Large Cap Blend 0.30% 23.8 53 EuropeAmundi ETF MSCI Italy CI1 FP CI1.PA Amundi ETF 1L BI,LSE,NYX - Pa DM Eurozone Italy Broad Blend 0.25% 3.7 39 EuropeCS ETF (IE) on FTSE MIB CSMIB SW CSMIB.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Eurozone Italy Large Cap Blend 0.33% 8.4 29 EuropeAmundi ETF MIB FMI FP FMI.PA Amundi ETF 1L BI,NYX - Pa DM Eurozone Italy Large Cap Blend 0.18% 24.4 11 EuropeNomura Nikkei 225 ETF 1321 JP 1321.OS Nomura Asset ETF 1L OSK DM Pacific Japan Broad Blend 0.25% 578.4 8,935 AsiaManagementTOPIX ETF 1306 JP 1306.T Nomura Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.25% 321.7 8,855 AsiaManagementiShares MSCI Japan EWJ US EWJ BlackRock ETF 1L ASX,NYX-Ny DM Pacific Japan Broad Blend 0.51% 3,333.3 4,941 USNikko Exchange Traded Index 225 1330 JP 1330.T Nikko Asset ETF 1L TSE DM Pacific Japan Large Cap Blend 0.23% 385.5 4,458 AsiaManagementDaiwa ETF - Nikkei 225 1320 JP 1320.OS Daiwa Asset ETF 1L OSK DM Pacific Japan Broad Blend 0.17% 147.5 3,652 AsiaManagementDaiwa ETF - Topix 1305 JP 1305.T Daiwa Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.12% 16.9 3,565 AsiaManagementNikko ETF Topix 1308 JP 1308.T Nikko Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.09% 36.0 3,542 AsiaManagementiShares MSCI Japan IJPN LN IJPN.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Pacific Japan Broad Blend 0.59% 158.3 1,933 EuropePa,SWX,XTFMaxis Nikkei 225 ETF 1346 JP 1346.OS Mitsubishi UFJ Asset ETF 1L OSK DM Pacific Japan Broad Blend 0.18% 39.1 1,663 AsiaMgSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 13ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3UBS-ETF MSCI Japan "A" JPNCHA SW JPNCHA.S UBS ETF 1L BI,OMX,SWX,XTF DM Pacific Japan Broad Blend 0.55% 50.2 845 EuropeCS ETF (IE) on MSCI Japan CSJP SW CSJP.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Pacific Japan Broad Blend 0.48% 19.0 615 EuropeLyxor ETF Japan Topix JPN FP JPN.PA Lyxor ETF 1L BI,BME,NYX -DM Pacific Japan Large Cap Blend 0.50% 178.0 529 EuropePa,SWX,XTF,SGXWisdomTree Japan Hedged Equity Fund DXJ US DXJ WisdomTree AM ETF 1L NYX-Ny DM Pacific Japan Broad Blend 0.48% 76.9 421 USMAXIS TOPIX ETF 1348 JP 1348.T Mitsubishi UFJ Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.08% 15.0 391 AsiaMgdb x-trackers MSCI Japan TRN Index ETF XMJP GR XMJP.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - DM Pacific Japan Broad Blend 0.50% 43.6 389 EuropePa,OMX,SWX,XTF,SGXiShares MSCI Japan Monthly EUR Hedged IJPE LN IJPE.L Blackrock ETF 1L BI,LSE,NYX - Pa,XTF DM Pacific Japan Broad Blend 0.64% 25.3 225 EuropeiShares NIKKEI 225 (DE) NKYEX GR N225EX.DE BlackRock ETF 1L XTF DM Pacific Japan Large Cap Blend 0.52% 13.0 217 EuropeAmundi ETF MSCI Japan CJ1 FP CJ1.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Pacific Japan Broad Blend 0.45% 28.4 182 EuropeNomura Topix Core 30 1311 JP 1311.T Nomura Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.22% 2.3 173 AsiaManagementMAXIS Nikkei 225 Index Fund NKY US NKY Precidian ETF 1L NYX-Ny DM Pacific Japan Broad Blend 0.50% 31.9 172 USComStage ETF NIKKEI 225 CBNKY GR CBN225.DE ComStage ETF 1L SWX,XTF DM Pacific Japan Large Cap Blend 0.45% 1.1 143 EuropeMaxis Topix Core 30 ETF 1344 JP 1344.T Mitsubishi UFJ Asset ETF 1L TSE DM Pacific Japan Large Cap Blend 0.19% 0.7 121 AsiaMgMSCI Japan Source ETF SMSJPN GR SMSJPN.DE Source ETF 1L LSE,XTF DM Pacific Japan Broad Blend 0.45% 0.7 1<strong>10</strong> EuropeiShares Nikkei 225 1329 JP 1329.T BlackRock ETF 1L TSE DM Pacific Japan Broad Blend 0.30% 5.1 97 AsiaNikkei 300 Stock Index Fund 1319 JP 1319.T Nomura Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.52% 0.3 92 AsiaManagementiShares S&P/TOPIX 150 ITF US ITF BlackRock ETF 1L NYX-Ny DM Pacific Japan Broad Blend 0.50% 2.7 74 USDaiwa ETF - Topix Core 30 13<strong>10</strong> JP 13<strong>10</strong>.T Daiwa Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.22% 0.1 74 AsiaManagementHSBC MSCI Japan ETF HMJP LN HMJP.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF DM Pacific Japan Broad Blend 0.40% 23.7 67 EuropeCS ETF (IE) on NIKKEI 225 CSNKY SW CSNKY.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Pacific Japan Large Cap Blend 0.48% 8.5 62 EuropeEasyETF Topix (EUR) EJP FP EJP.PA BNP Paribas ETF 1L NYX - Pa DM Pacific Japan Large Cap Blend 0.50% 1.3 50 EuropeiShares MSCI Japan (Acc) - (GBp) SJPA LN SJPA.L BlackRock ETF 1L BI,LSE,NYX - Am,SWX,XTF DM Pacific Japan Broad Blend 0.59% 5.4 49 EuropeRussell/Nomura Small Cap Core Index LinkedETF1312 JP 1312.OS Nomura AssetManagementAUM$MM 4PrimaryListingRegionETF 1L OSK DM Pacific Japan Small Cap Blend 0.50% 0.1 34 AsiaComStage ETF TOPIX CBTPX GR CBTOPX.DE ComStage ETF 1L SWX,XTF DM Pacific Japan Large Cap Blend 0.45% 0.1 32 EuropeMaxis S&P Tokai ETF 1553 JP 1553.NG Mitsubishi UFJ Asset ETF 1L NAG DM Pacific Japan Broad Blend 0.50% 0.1 25 AsiaMgComStage ETF MSCI Japan TRN CBNDDUJN GR CBMINJP.DE ComStage ETF 1L SWX,XTF DM Pacific Japan Broad Blend 0.45% 4.9 23 EuropeETFlab MSCI Japan ETFJPAC GR ETFJPAC.DE ETFlab Investment ETF 1L XTF DM Pacific Japan Broad Blend 0.50% 1.7 18 EuropeGmbHYOURMIRAI Topix Asia Focus ETF 1562 JP 1562.T Sumitomo Mitsui ETF 1L TSE DM Pacific Japan Broad Blend 0.42% 0.0 15 AsiaAsset ManagementSPDR Russell/Nomura PRIME Japan ETF JPP US JPP State Street GA ETF 1L NYX-Ny DM Pacific Japan Broad Blend 0.50% 4.4 15 USRBS Market Access TOPIX EUR Hedged IndexETFNikko Listed Index Fund Japan Equity MSCIJapanM9SQ GR M9SQ.DE Royal <strong>Bank</strong> ofScotland plc1544 JP 1544.T Nikko AssetManagementETF 1L BI,NYX - Am,XTF DM Pacific Japan Large Cap Blend 0.50% 5.5 13 EuropeETF 1L TSE DM Pacific Japan Broad Blend 0.16% 0.3 12 AsiaLyxor ETF Japan Topix (GPB) LTPX LN LTPX.L Lyxor ETF 1L LSE DM Pacific Japan Large Cap Blend 0.50% 4.5 12 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 14 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Nikko Topix Small Japan Small Cap Equity 1318 JP 1318.T Nikko Asset ETF 1L TSE DM Pacific Japan Small Cap Blend 0.50% 0.0 11 AsiaManagementUBS <strong>ETFs</strong> plc - MSCI Japan TRN Index SF JPJYAS SW JPJYAS.S UBS ETF 1L SWX DM Pacific Japan Broad Blend 0.50% 0.5 11 Europe(JPY) A-accTSE Mothers Core ETF 1563 JP 1563.T Simplex Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.50% 0.2 11 AsiaManagement Co LtdNikko Mollp Topix <strong>10</strong>0 Japan Large Cap Equity 1316 JP 1316.T Nikko Asset ETF 1L TSE DM Pacific Japan Large Cap Blend 0.20% 0.0 9 AsiaManagementNikko Topix Mid400 Japan Mid Cap Equity 1317 JP 1317.T Nikko Asset ETF 1L TSE DM Pacific Japan Mid Cap Blend 0.50% 0.0 9 AsiaManagementNikko S&P Japan Emerging Equity <strong>10</strong>0 ETF 1314 JP 1314.T Nikko Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.50% 0.1 5 AsiaManagementdb-X MSCI Japan Currency-Hedged Equity DBJP US DBJP.K <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L NYX-Ny DM Pacific Japan Broad Blend 0.50% 0.6 5 USFundSamsung Kodex Japan ETF <strong>10</strong>1280 KS <strong>10</strong>1280.KS Samsung Asset Mg ETF 1L KSE DM Pacific Japan Large Cap Blend 0.35% 0.3 3 AsiaiShares AEX Tracker IAEX LN IAEX.L BlackRock ETF 1L LSE,NYX - Am DM Eurozone Netherlands Large Cap Blend 0.30% 195.5 287 EuropeSPDR AEX AEXT NA AEXT.AS State Street GA ETF 1L NYX - Am DM Eurozone Netherlands Large Cap Blend 0.30% 5.9 1<strong>10</strong> EuropeiShares MSCI Netherlands EWN US EWN BlackRock ETF 1L NYX-Ny DM Eurozone Netherlands Broad Blend 0.53% 29.2 67 USThink AEX Tracker TDT NA TDT.AS ThinkCapital <strong>ETFs</strong> ETF 1L NYX - Am DM Eurozone Netherlands Large Cap Blend 0.30% 24.8 49 EuropeN.V.ETFX AEX Fund NTH NA NTH.AS ETF Securities Ltd ETF 1L NYX - Am DM Eurozone Netherlands Large Cap Blend 0.30% 2.3 43 EuropeETFX AMX Fund EAMX NA EAMX.AS ETF Securities Ltd ETF 1L NYX - Am DM Eurozone Netherlands Mid Cap Blend 0.35% 0.0 30 EuropeAmundi ETF MSCI Netherlands CH1 FP CH1.PA Amundi ETF 1L LSE,NYX - Pa DM Eurozone Netherlands Broad Blend 0.25% 0.2 13 EuropeThink AMX Tracker TMX NA TMX.AS ThinkCapital <strong>ETFs</strong> ETF 1L NYX - Am DM Eurozone Netherlands Mid Cap Blend 0.45% 1.0 8 EuropeN.V.iShares MSCI New Zealand Investable Market ENZL US ENZL.K BlackRock ETF 1L NYX-Ny DM Pacific New Zealand Broad Blend 0.55% 14.8 <strong>10</strong>1 USIndex FundSmartFONZ - Smartshares - NZX 50 Portfolio FNZ NZ FNZ.NZ Smartshares Ltd ETF 1L NZ DM Pacific New Zealand Broad Blend 0.99% 0.7 68 AsiaIDXSmartTENZ - Smartshares - NZX <strong>10</strong> Index Fund TNZ NZ TNZ.NZ Smartshares Ltd ETF 1L NZ DM Pacific New Zealand Large Cap Blend 0.75% 2.3 40 AsiaSmartMIDZ - Smartshares - NZ Mid Cap Index MDZ NZ MDZ.NZ Smartshares Ltd ETF 1L NZ DM Pacific New Zealand Mid Cap Blend 0.75% 0.2 28 AsiaFundDNB NOR OBX OBXEDNB NO OBXEDNBN.OL DnB NORETF 1L OSE DM Europe Norway Large Cap Blend 0.60% 20.0 184 EuropeKapitalforvaltningXACT OBX OBXEXACT NO OBXEXACT.OL Xact Fonder AB ETF 1L OSE DM Europe Norway Large Cap Blend 0.30% 13.7 113 EuropeGlobal X FTSE Norway 30 ETF NORW US NORW.K Global XETF 1L NYX-Ny DM Europe Norway Large Cap Blend 0.50% 6.4 46 USManagement Co LLCiShares MSCI Norway Capped Investable ENOR US ENOR.K BlackRock ETF 1L BATS DM Europe Norway Broad Blend 0.53% - 3 USMarket Index FundComStage ETF PSI 20 PPP PL PPP.LS ComStage ETF 1L NYX - Lis,XTF DM Eurozone Portugal Large Cap Blend 0.50% 1.7 14 Europedb x-trackers MSCI Singapore IM TRN Index O9A SP DSIN.SI <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L SGX DM Asia Singapore Broad Blend 0.50% 0.0 6 AsiaETFiShares MSCI Singapore EWS US EWS BlackRock ETF 1L SGX,ASX,NYX-Ny DM Pacific Singapore Broad Blend 0.53% 497.4 1,459 USStreetTracks Straits Times Index Fund STTF SP STTF.SI State Street GA ETF 1L SGX DM Pacific Singapore Broad Blend 0.30% 14.2 304 AsiaSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 15ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Nikko AM Singapore STI ETF DBSSTI SP DSSE.SI Nikko Asset ETF 1L SGX DM Pacific Singapore Broad Blend 0.44% 7.0 119 AsiaManagementBBVA-Accion IBEX ETF BBVAI SM BBVAI.MC BBVA Gestion SA ETF 1L BME DM Eurozone Spain Large Cap Blend 0.33% 18.8 163 EuropeSGIICiShares MSCI Spain EWP US EWP BlackRock ETF 1L NYX-Ny DM Eurozone Spain Broad Blend 0.54% 59.6 99 USLyxor ETF IBEX 35 LYXIB SM LYXIB.MC Lyxor ETF 1L BME DM Eurozone Spain Large Cap Blend 0.30% 28.0 87 EuropeAmundi ETF MSCI Spain CS1 FP CS1.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Eurozone Spain Broad Blend 0.25% 5.8 20 Europedb x-trackers IBEX 35 Index ETF DXIBX SM DXIBX.MC <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BME DM Eurozone Spain Large Cap Blend 0.30% 0.9 6 EuropeXACT OMXS30 XACTOMX SS XACTOMXS30.ST Xact Fonder AB ETF 1L OMX DM Europe Sweden Large Cap Blend 0.31% 365.8 1,187 EuropeiShares MSCI Sweden EWD US EWD BlackRock ETF 1L NYX-Ny DM Europe Sweden Broad Blend 0.53% 129.9 329 USXACT OMXSB XACTSBX SS XACTOMXSB.ST Xact Fonder AB ETF 1L OMX DM Europe Sweden Broad Blend 0.30% 99.0 215 EuropeSpotR OMXS30 SPOTROMX SS SPOTROMX.ST SEB Investment ETF 1L OMX DM Europe Sweden Large Cap Blend 0.20% 19.3 95 EuropeManagement ABCS ETF (CH) on SMI CSSMI SW CSSMI.S Credit Suisse AM ETF 1L SWX,XTF DM Europe Switzerland Large Cap Blend 0.38% 285.2 3,695 EuropeCS ETF on SMIM CSSMIM SW CSSMIM.S Credit Suisse AM ETF 1L SWX DM Europe Switzerland Mid Cap Blend 0.49% 87.5 1,1<strong>10</strong> EuropeUBS-ETF SMI SMICHA SW SMICHA.S UBS ETF 1L SWX DM Europe Switzerland Large Cap Blend 0.35% <strong>10</strong>6.4 754 EuropeCS ETF on SLI CSSLI SW CSSLI.S Credit Suisse AM ETF 1L SWX DM Europe Switzerland Broad Blend 0.40% 36.9 519 EuropeiShares MSCI Switzerland EWL US EWL BlackRock ETF 1L NYX-Ny DM Europe Switzerland Broad Blend 0.53% 87.5 505 USdb x-trackers SMI ETF XSMI GR XSMI.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Europe Switzerland Large Cap Blend 0.30% 49.0 494 EuropeAmundi ETF MSCI Switzerland CSW FP CSW.PA Amundi ETF 1L LSE,NYX - Pa,SWX,XTF DM Europe Switzerland Broad Blend 0.25% 19.4 166 EuropeUBS-ETF SLI SLICHA SW SLICHA.S UBS ETF 1L SWX DM Europe Switzerland Broad Blend 0.35% 5.6 159 EuropeiShares SMI (DE) SMIEX GR SSMIEX.DE BlackRock ETF 1L SWX,XTF DM Europe Switzerland Large Cap Blend 0.52% 18.6 135 EuropeUBS Index Solutions - SMIM ETF I SMMCHI SW SMMCHI.S UBS ETF 1L SWX DM Europe Switzerland Broad Blend 0.25% 5.6 66 EuropeComStage ETF SMI CBSMI GR CBSSMI.DE ComStage ETF 1L SWX,XTF DM Europe Switzerland Large Cap Blend 0.25% 2.3 58 EuropeUBS Index Solutions SMIM ETF A SMMCHA SW SMMCHA.S UBS ETF 1L SWX DM Europe Switzerland Broad Blend 0.40% 8.9 35 EuropeComStage ETF SPI TR I C029 GY CBSSHI.DE ComStage ETF 1L SWX,XTF DM Europe Switzerland Large Cap Blend 0.40% 0.0 29 Europedb x-trackers SLI Swiss Leader Index ETF XSLI GR XSLI.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L SWX,XTF DM Europe Switzerland Broad Blend 0.35% 0.8 28 EuropeUBS Index Solutions - SPI ETF A SPICHA SW SPICHA.S UBS ETF 1L SWX DM Europe Switzerland Large Cap Blend 0.48% 3.2 12 EuropeUBS Index Solutions - SPI Mid Cap ETF A SPMCHA SW SPMCHA.S UBS ETF 1L SWX DM Europe Switzerland Mid Cap Blend 0.48% 0.2 3 EuropeiShares FTSE <strong>10</strong>0 ISF LN ISF.L BlackRock ETF 1L BI,LSE,NYX - Am,SWX DM Europe UK Large Cap Blend 0.40% 1,161.0 5,320 EuropeiShares MSCI UK EWU US EWU BlackRock ETF 1L NYX-Ny DM Europe UK Broad Blend 0.53% 633.3 1,388 USiShares FTSE 250 MIDD LN IMID.L BlackRock ETF 1L LSE DM Europe UK Mid Cap Blend 0.40% 127.8 746 EuropeUBS-ETF FTSE <strong>10</strong>0 SF A GBP F1GBAS SW F1GBAS.S UBS ETF 1L SWX DM Europe UK Large Cap Blend 0.30% 18.8 701 Europedb x-trackers FTSE <strong>10</strong>0 ETF XUKX GR XUKX.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF DM Europe UK Large Cap Blend 0.30% 83.5 538 EuropeLyxor ETF FTSE <strong>10</strong>0 L<strong>10</strong>0 LN L<strong>10</strong>0.L Lyxor ETF 1L BI,LSE,NYX - Pa DM Europe UK Large Cap Blend 0.30% 42.7 483 EuropeHSBC FTSE <strong>10</strong>0 ETF HUKX LN HUKX.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF DM Europe UK Large Cap Blend 0.35% 69.2 399 EuropeCS ETF (IE) on MSCI UK CSUK SW CSUK.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe UK Broad Blend 0.33% 30.8 361 EuropeAmundi ETF MSCI UK CU1 FP CU1.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe UK Broad Blend 0.25% 6.4 340 EuropeUBS-ETF FTSE <strong>10</strong>0 <strong>10</strong>0CHA SW <strong>10</strong>0CHA.S UBS ETF 1L SWX,XTF DM Europe UK Large Cap Blend 0.35% 28.7 260 Europedb x-trackers FTSE All Share ETF XASX GR XASX.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF DM Europe UK Broad Blend 0.40% <strong>10</strong>.7 260 EuropeiShares FTSE <strong>10</strong>0 (DE) UKXEX GR FTSEEX.DE BlackRock ETF 1L XTF DM Europe UK Large Cap Blend 0.52% 20.1 174 EuropeFTSE <strong>10</strong>0 Source ETF S<strong>10</strong>0 LN S<strong>10</strong>0.L Source ETF 1L LSE DM Europe UK Large Cap Blend 0.35% 24.8 66 EuropeLyxor ETF FTSE All-Share LFAS LN LFAS.L Lyxor ETF 1L LSE DM Europe UK Broad Blend 0.40% 2.1 65 Europedb x-trackers FTSE 250 ETF XMCX GR XMCX.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF DM Europe UK Mid Cap Blend 0.35% 4.5 53 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 16 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3CS ETF (IE) on FTSE <strong>10</strong>0 CSUKX SW CSUKX.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe UK Large Cap Blend 0.33% 34.1 46 EuropeComStage ETF FTSE <strong>10</strong>0 8H81 GR CBTFTSE.DE ComStage ETF 1L LSE,SWX,XTF DM Europe UK Large Cap Blend 0.25% 19.2 31 EuropeHSBC FTSE 250 ETF HMCX LN HMCX.L HSBC ETF 1L LSE DM Europe UK Mid Cap Blend 0.35% 12.5 28 EuropeFTSE 250 Source ETF SF250 GR SF250.DE Source ETF 1L LSE,XTF DM Europe UK Mid Cap Blend 0.35% 28.2 24 EuropeLyxor ETF FTSE 250 L250 LN L250.L Lyxor ETF 1L LSE DM Europe UK Mid Cap Blend 0.35% 3.6 21 EuropeAmundi ETF FTSE <strong>10</strong>0 C1U FP C1U.PA Amundi ETF 1L LSE,NYX - Pa,SWX DM Europe UK Large Cap Blend 0.25% 0.0 19 EuropeComStage ETF FTSE 250 TR 8H82 GR CBTFTMC.DE ComStage ETF 1L LSE,SWX,XTF DM Europe UK Mid Cap Blend 0.30% 0.0 14 EuropeComStage ETF FTSE All-Share TR 8H80 GR CBTFTAS.DE ComStage ETF 1L LSE,SWX,XTF DM Europe UK Broad Blend 0.35% 0.0 14 EuropeAmundi ETF FTSE 250 A250 FP A250.PA Amundi ETF 1L LSE,NYX - Pa DM Europe UK Mid Cap Blend 0.25% - 7 EuropeVanguard Total Stock Market ETF VTI US VTI Vanguard ETF 1L ASX,NYX-Ny DM North America US Broad Blend 0.07% 2,633.0 20,652 USiShares S&P 500 Index Fund (IUSA) IUSA LN IUSA.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM North America US Large Cap Blend 0.40% 1,677.2 9,711 EuropePa,SWX,XTFiShares Russell 3000 IWV US IWV BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.20% 742.4 3,238 USdb x-trackers MSCI USA TRN Index ETF XMUS GR XMUS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX -DM North America US Broad Blend 0.30% 155.8 1,963 EuropePa,OMX,SWX,XTF,SGX,HKEVanguard Extended Market ETF VXF US VXF Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.13% 86.8 1,269 USUBS-ETF MSCI USA USACHA SW USACHA.S UBS ETF 1L BI,OMX,SWX,XTF DM North America US Broad Blend 0.35% 130.6 1,186 EuropePowershares EQQQ Fund EQQQ IM EQQQ.MI PowerShares ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Large Cap Blend 0.30% 125.6 1,161 EuropeSchwab U.S. Broad Market ETF SCHB US SCHB.K Charles Schwab ETF 1L NYX-Ny DM North America US Broad Blend 0.06% 239.0 924 USInvestment MgmtHSBC S&P 500 ETF HSPX LN HSPX.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF DM North America US Large Cap Blend 0.15% 56.5 904 EuropeCS ETF (IE) on S&P 500 CSSPX SW CSSPX.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Large Cap Blend 0.20% 94.4 831 EuropeLyxor ETF Dow Jones Industrial Average DJE FP DJE.PA Lyxor ETF 1L ATX,BI,BME,NYX - DM North America US Large Cap Blend 0.50% <strong>10</strong>5.5 686 EuropePa,SWX,XTF,SGXiShares DJ US Total Market IYY US IYY BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.20% <strong>10</strong>9.7 584 USAmundi ETF MSCI USA CU2 FP CU2.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Broad Blend 0.28% 25.3 561 EuropeLyxor ETF MSCI USA USA FP USA.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM North America US Broad Blend 0.35% 91.7 526 EuropeAmundi ETF S&P 500 500 FP 500.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Large Cap Blend 0.15% 27.0 499 EuropeS&P 500 Source ETF SPXS LN SPXS.L Source ETF 1L LSE,XTF DM North America US Large Cap Blend 0.20% 118.3 477 Europedb x-trackers S&P 500 ETF D5BM GR D5BM.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,LUX,OMX,SW DM North America US Large Cap Blend 0.20% 89.4 402 EuropeX,XTF,SGXiShares NASDAQ-<strong>10</strong>0 (DE) NDXEX GR NDXEX.DE BlackRock ETF 1L NYX - Pa,XTF DM North America US Large Cap Blend 0.32% 48.7 351 EuropeiShares S&P 1500 Index Fund ISI US ISI BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.20% 63.5 347 USiShares S&P 500 Monthly EUR Hedged IUSE LN IUSEA.L Blackrock ETF 1L BI,LSE,NYX - Pa,XTF DM North America US Large Cap Blend 0.45% 147.1 340 EuropeCS ETF (IE) on NASDAQ <strong>10</strong>0 CSNDX SW CSNDX.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Large Cap Blend 0.33% <strong>10</strong>8.6 337 EuropeCS ETF (IE) on MSCI USA CSUS SW CSUS.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Broad Blend 0.33% 25.2 329 EuropeLyxor ETF NASDAQ <strong>10</strong>0 UST FP USTE.PA Lyxor ETF 1L BI,BME,NYX -DM North America US Large Cap Blend 0.30% 86.8 296 EuropePa,XTF,SGX,HKEdb x-trackers Russell 2000 ETF XRU2 GR XRU2.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Mid Cap Blend 0.45% 45.8 282 EuropeMSCI USA Source ETF SMSUSA GR SMSUSA.DE Source ETF 1L LSE,XTF DM North America US Broad Blend 0.30% 38.6 263 EuropeiShares Dow Jones Industrial Average (DE) INDUEX GR DJIEX.DE BlackRock ETF 1L XTF DM North America US Large Cap Blend 0.52% 64.3 255 EuropeHSBC MSCI USA ETF HMUS LN HMUS.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF DM North America US Broad Blend 0.30% 35.5 219 EuropeComStage ETF MSCI USA TRN CBNDDUUS GR CBMINUS.DE ComStage ETF 1L SWX,XTF DM North America US Broad Blend 0.25% 5.1 202 EuropeFidelity Nasdaq Composite Index TrackingStockONEQ US ONEQ.O Fidelity Invest. ETF 1L NDQ DM North America US Broad Blend 0.30% 25.1 177 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 17ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Lyxor ETF S&P 500 LYPS GR LYXSP.DE Lyxor ETF 1L BI,BME,LSE,NYX - DM North America US Large Cap Blend 0.20% 84.8 168 EuropePa,SWX,XTFSPDR DJ US Total Market ETF TMW US TMW State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.50% 8.9 162 USComStage ETF Dow Jones Industrial Average CBINDU GR CBDJI.DE ComStage ETF 1L SWX,XTF DM North America US Large Cap Blend 0.45% 8.2 150 Europedb x-trackers S&P 500 Euro Hedged Index ETF XKSP GR XKSP.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM North America US Large Cap Blend 0.30% 13.6 144 EuropeCS ETF (IE) on Dow Jones Industrial Average CSINDU SW CSINDU.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Large Cap Blend 0.33% 14.9 138 Europeishares MSCI USA Index Fund EUSA US EUSA.K BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.15% 17.3 133 USiShares S&P 500 (ACC) - (GBp) SACC LN SACC.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM North America US Large Cap Blend 0.40% 19.8 123 EuropePa,SWX,XTFAmundi ETF NASDAQ <strong>10</strong>0 ANX FP ANX.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Large Cap Blend 0.23% 22.5 117 EuropeComStage ETF S&P 500 C012 GR CBGSPC.DE ComStage ETF 1L SWX,XTF DM North America US Large Cap Blend 0.18% 34.8 <strong>10</strong>8 EuropeComStage ETF NASDAQ <strong>10</strong>0 CBNDX GR CBNDX.DE ComStage ETF 1L SWX,XTF DM North America US Large Cap Blend 0.25% 3.2 96 EuropeEasyETF Russell <strong>10</strong>00 (EUR) EREEUR FP EREEUR.PA BNP Paribas ETF 1L NYX - Pa,XTF DM North America US Large Cap Blend 0.35% 5.5 79 EuropeiShares NYSE Composite Index Fund NYC US NYC BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.25% 2.9 72 USiShares MSCI USA ETF SSAM LN SSAM.L BlackRock ETF 1L BI,LSE,NYX - Pa,XTF DM North America US Broad Blend 0.40% 12.2 61 EuropeUBS <strong>ETFs</strong> plc - MSCI USA TRN Index SF USD-I UIQL GR MUUSAS.DE UBS ETF 1L SWX,XTF DM North America US Broad Blend 0.15% 17.8 56 EuropeiShares S&P 500 Monthly GBP Hedged IGUS LN IGUS.L Blackrock ETF 1L LSE DM North America US Large Cap Blend 0.45% 29.5 55 EuropeETFS Russell 2000 Fund ETLL ID RTWO.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF DM North America US Mid Cap Blend 0.45% 7.1 46 EuropeEasyETF S&P 500 (EUR) ESEEUR FP ESEEUR.PA BNP Paribas ETF 1L BI,NYX - Pa,XTF DM North America US Large Cap Blend 0.20% 4.9 46 EuropeRUSSELL 2000 Source ETF SR2000 GR SR2000.DE Source ETF 1L LSE,XTF DM North America US Mid Cap Blend 0.45% 3.1 43 EuropeETFlab MSCI USA ETFUSAC GR ETFUSAC.DE ETFlab Investment ETF 1L XTF DM North America US Broad Blend 0.30% 3.4 40 EuropeGmbHNEXT FUNDS Dow Jones Industrial Average 1546 JP 1546.OS Nomura Asset ETF 1L OSK DM North America US Broad Blend 0.45% 6.1 39 AsiaETFManagementUBS <strong>ETFs</strong> plc - S&P 500 INDEX SF UIQP GR S5USIS.DE UBS ETF 1L SWX,XTF DM North America US Large Cap Blend 0.05% 2.9 35 EuropeVanguard Russell 3000 VTHR US VTHR.O Vanguard ETF 1L NDQ DM North America US Broad Blend 0.15% 2.1 24 USLyxor ETF Dow Jones Industrial Average (GBP) LIND LN LIND.L Lyxor ETF 1L LSE DM North America US Large Cap Blend 0.50% 1.4 17 EuropeRBS Market Access S&P 500 EUR HedgedIndex ETFM9SW GR M9SW.DE Royal <strong>Bank</strong> ofScotland plcAUM$MM 4PrimaryListingRegionETF 1L BI,NYX - Am,XTF DM North America US Large Cap Blend 0.30% 4.2 14 EuropeSimple-X NY Dow Jones Index Linked ETF 1679 JP 1679.T Simplex Asset ETF 1L TSE DM North America US Broad Blend 0.15% 1.5 13 AsiaManagement Co LtdLyxor ETF MSCI USA (GBP) LMUS LN LMUS.L Lyxor ETF 1L LSE DM North America US Broad Blend 0.35% 0.3 12 EuropeMotilal Oswal MOSt Shares NASDAQ-<strong>10</strong>0 ETF MOSTNDX IN N<strong>10</strong>0.NS Motilal Oswal Mutual ETF 1L NSE DM North America US Large Cap Blend 1.00% 0.1 <strong>10</strong> AsiaFundNEXT FUNDS NASDAQ-<strong>10</strong>0(R) ETF 1545 JP 1545.OS Nomura Asset ETF 1L OSK DM North America US Large Cap Blend 0.45% 0.9 9 AsiaManagementETFS Russell <strong>10</strong>00 Fund ETLK ID RONE.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF DM North America US Large Cap Blend 0.35% 1.0 9 EuropeMirae Asset MAPS TIGER NASDAQ <strong>10</strong>0 ETF 133690 KS 133690.KS Mirae Asset MAPS ETF 1L KSE DM North America US Large Cap Blend 0.49% 0.1 7 AsiaGlobal InvestmentsWilshire 4500 Completion ETF WXSP US WXSP.K Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny DM North America US Broad Blend 0.18% 0.4 6 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 18 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Wilshire 5000 Total Market ETF WFVK US WFVK.K Guggenheim Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.12% 1.0 6 USDistributors, Inc.Lyxor ETF Russell 2000 RUS2 FP RUS2.PA Lyxor ETF 1L NYX - Pa,XTF DM North America US Mid Cap Blend 0.40% 1.5 5 Europedb x-trackers Russell MIDCAP Index ETF XRMD LN XRMD.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,SWX,XTF DM North America US Mid Cap Blend 0.35% 0.0 3 EuropeEasyETF S&P <strong>10</strong>0 (USD) ESDUSD FP ESDUSD.PA BNP Paribas ETF 1L NYX - Pa DM North America US Large Cap Blend 0.30% 0.6 2 Europedb x-trackers S&P 500® Equal Weight ETF XSEW LN XSEW.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF DM North America US Large Cap Blend 0.30% - 2 EuropeEmerging MarketsBroad IndicesLyxor ETF Pan Africa PAF FP LYPAF.PA Lyxor ETF 1L BI,NYX - Pa,XTF EM Africa Overall Broad Blend 0.85% 6.6 147 EuropeMarket Vectors Africa Index Fund AFK US AFK Van Eck Funds ETF 1L NYX-Ny EM Africa Overall Broad Blend 0.84% 8.5 69 USdb x-trackers MSCI EFM Africa TOP 50 XMAF LN XMAF.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF EM Africa Overall Large Cap Blend 0.65% 3.3 4 EuropeCapped TRN Index ETFRBS Market Access MSCI Emerging and M9SZ GY M9SZ.DE Royal <strong>Bank</strong> of ETF 1L BI,NYX - Am,XTF EM Africa ex South Africa Overall Broad Blend 0.85% 0.5 5 EuropeFrontier Africa ex South Africa Index ETFScotland plcdb x-trackers MSCI EM Asia TRN Index ETF XMAS GR XMAS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - EM Asia Overall Broad Blend 0.65% 128.4 1,335 EuropePa,OMX,SWX,XTF,SGX,HKECIMB FTSE/Asean 40 ETF ASEAN SP CFTS.SI CIMB-GK Securities ETF 1L SGX EM Asia Overall Broad Blend 1.00% 4.4 165 AsiaPte LtdFirst Trust ISE ChIndia Index Fund FNI US FNI First Trust Ad. ETF 1L NYX-Ny EM Asia Overall Broad Blend 0.60% 12.7 95 USCS ETF (IE) on MSCI EM Asia CSEMAS SW CSEMAS.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Asia Overall Broad Blend 0.52% 21.5 82 EuropeAmundi ETF MSCI EM Asia AASI FP AASI.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Asia Overall Broad Blend 0.45% 0.6 33 EuropeiShares MSCI Emerging Asia Index ETF 2802 HK 2802.HK BlackRock ETF 1L HKE EM Asia Overall Broad Blend 0.69% 0.8 30 AsiaSPDR MSCI EM Asia ETF SPYA GY EMAE.DE State Street GA ETF 1L LSE,NYX - Pa,XTF EM Asia Overall Broad Blend 0.65% 2.3 27 EuropeGlobal X FTSE ASEAN 40 ETF ASEA US ASEA.K Global XETF 1L NYX-Ny EM Asia Overall Large Cap Blend 0.65% 6.7 23 USManagement Co LLCiShares FTSE BRIC 50 Fund BRIC LN BRIC.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - EM BRIC Overall Large Cap Blend 0.74% 132.5 1,008 EuropePa,SWX,XTFiShares MSCI BRIC Index Fund BKF US BKF BlackRock ETF 1L ASX,NYX-Ny EM BRIC Overall Broad Blend 0.69% <strong>10</strong>8.8 781 USGuggenheim BRIC ETF EEB US EEB Guggenheim Funds ETF 1L NYX-Ny EM BRIC Overall Broad Blend 0.60% 43.1 472 USDistributors, Inc.SPDR S&P BRIC 40 ETF BIK US BIK State Street GA ETF 1L NYX-Ny EM BRIC Overall Broad Blend 0.50% <strong>10</strong>7.2 367 USMarket Access DAXglobal BRIC Index Fund M9SH GR MABI.DE Royal <strong>Bank</strong> ofScotland plcETF 1L ATX,BI,LSE,NYX -Am,SWX,XTFAUM$MM 4PrimaryListingRegionEM BRIC Overall Large Cap Blend 0.70% 4.4 65 EuropeEasyETF Dow Jones BRIC 50 EBR FP EBR.PA BNP Paribas ETF 1L NYX - Pa EM BRIC Overall Broad Blend 0.65% 9.9 21 EuropeHSBC S&P BRIC 40 ETF HSPB LN HSPB.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF EM BRIC Overall Broad Blend 0.60% 19.0 15 EuropeMirae Asset MAPS TIGER BRIC ETF <strong>10</strong>5020 KS <strong>10</strong>5020.KS Mirae Asset MAPS ETF 1L KSE EM BRIC Overall Broad Blend 0.49% 0.1 9 AsiaGlobal Investmentsdb x-trackers MSCI BRIC TRN Index ETF XBRD LN XBRD.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,SWX,XTF EM BRIC Overall Large Cap Blend 0.65% 5.8 6 Europedb x-trackers MSCI EM EMEA TRN Index ETF XMEA GR XMEA.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX -EM EMEA Overall Large Cap Blend 0.65% 22.1 140 EuropePa,OMX,SWX,XTFFTSE Emerging EMEA 40 Source ETF EM40 LN EM40.L Source ETF 1L LSE EM EMEA Overall Large Cap Blend 0.60% 14.9 17 EuropeCS ETF (IE) on MSCI EM EMEA CSEMEM SW CSEMEM.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM EMEA Overall Broad Blend 0.52% 6.5 12 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 19ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Lyxor ETF Eastern Europe (CECE EUR) CEC FP LYEE.PA Lyxor ETF 1L ATX,BI,BME,NYX - EM Europe Overall Large Cap Blend 0.50% 132.0 455 EuropePa,SWX,XTF,SGXiShares MSCI Eastern Europe IEER LN IEER.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - EM Europe Overall Large Cap Blend 0.74% 36.4 341 EuropePa,SWX,XTFSPDR S&P Emerging Europe ETF GUR US GUR State Street GA ETF 1L NYX-Ny EM Europe Overall Broad Blend 0.59% 12.9 95 USESAF NYSE Euronext Iberian ETF IBER PL IBER.LS ESAF ETF 1L NYX - Pa EM Europe Overall Large Cap Blend 0.45% 7.8 36 EuropeComStage ETF MSCI EM Eastern Europe TRN CBNDUEEM GR CBMINEE.DE ComStage ETF 1L SWX,XTF EM Europe Overall Broad Blend 0.60% 0.2 31 EuropeiShares MSCI Emerging Markets Eastern ESR US ESR BlackRock ETF 1L NYX-Ny EM Europe Overall Broad Blend 0.69% 6.4 28 USEurope Index FundHSBC MSCI EM Far East ETF H4ZI GR H4ZI.DE HSBC ETF 1L LSE,NYX - Pa,SWX,XTF EM Europe Overall Broad Blend 0.60% 7.2 22 EuropeAmundi ETF MSCI Eastern Europe ex-Russia CE9 FP CE9.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Europe Overall Broad Blend 0.45% 51.9 21 EuropeiShares STOXX EU Enlarged 15 (DE) EUE15EX GR EUE15PEX.DE BlackRock ETF 1L ATX,BI,NYX - Pa,XTF EM Europe Overall Large Cap Blend 0.50% 0.8 15 EuropeSPDR MSCI EM Europe ETF SPYB GY EMEO.DE State Street GA ETF 1L LSE,NYX - Pa,XTF EM Europe Overall Broad Blend 0.65% 0.6 8 EuropeMarket Access South-East Europe TradedIndex FundM9SG GR MSEI.DE Royal <strong>Bank</strong> ofScotland plcAUM$MM 4PrimaryListingRegionETF 1L ATX,BI,NYX - Am,SWX,XTF EM Europe Overall Large Cap Blend 0.70% 0.1 5 EuropeLyxor ETF Eastern Europe (CECEXEUR) LEEU LN LEEU.L Lyxor ETF 1L LSE EM Europe Overall Large Cap Blend 0.50% 0.2 4 Europedb x-trackers MSCI EM Eastern Europe <strong>10</strong>/40 XEME LN XEME.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,SWX,XTF EM Europe Overall Broad Blend 0.65% 1.2 4 EuropeTRN Index ETFVanguard Emerging Markets ETF VWO US VWO Vanguard ETF 1L NYX-Ny EM Global Overall Broad Blend 0.22% 17,225.0 49,783 USiShares MSCI Emerging Markets EEM US EEM BlackRock ETF 1L ASX,NYX-Ny EM Global Overall Broad Blend 0.67% 45,888.1 37,425 USiShares MSCI Emerging Markets IEEM LN IEEM.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX -Pa,SWX,XTFEM Global Overall Broad Blend 0.75% 1,071.1 5,792 Europedb x-trackers MSCI Emerging Markets TRNIndex ETFXMEM GR XMEM.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - EM Global Overall Broad Blend 0.65% 1,018.9 4,145 EuropePa,OMX,SWX,XTF,SGX,HKELyxor ETF MSCI Emerging Markets - A LEM FP LYXLEM.PA Lyxor ETF 1L BI,BME,LSE,NYX - EM Global Overall Broad Blend 0.65% 198.6 1,352 EuropePa,SWX,XTF,SGX,HKEUBS <strong>ETFs</strong> plc - MSCI Emerging Markets TRN EGUSIS SW EGUSIS.S UBS ETF 1L SWX,XTF EM Global Overall Broad Blend 0.45% 52.6 1,325 EuropeIndex SF USD-ICS ETF (Lux) on MSCI Emerging Markets CSEM SW CSEM.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Global Overall Broad Blend 0.70% 119.8 1,226 EuropeSchwab Emerging Markets Equity ETF SCHE US SCHE.K Charles Schwab ETF 1L NYX-Ny EM Global Overall Broad Blend 0.25% 131.6 507 USInvestment MgmtBLDRS Emerging Markets 50 ADR Index Fund ADRE US ADRE.O PowerShares ETF 1L NDQ EM Global Overall Large Cap Blend 0.30% 41.7 452 USUBS-ETF MSCI Emerging Markets A EMMUSA SW EMMUSA.S UBS ETF 1L SWX,XTF EM Global Overall Broad Blend 0.70% 33.6 192 EuropeMSCI Emerging Markets Source ETF MXFS LN MXFS.L Source ETF 1L LSE,XTF EM Global Overall Broad Blend 0.90% 23.5 189 EuropeSPDR S&P Emerging Markets ETF GMM US GMM State Street GA ETF 1L NYX-Ny EM Global Overall Broad Blend 0.59% 19.8 161 USHSBC MSCI Emerging Markets ETF HMEM LN HMEM.L HSBC ETF 1L LSE EM Global Overall Broad Blend 0.60% 8.1 160 EuropeiShares MSCI Emerging Markets (Acc) - (GBp) SEMA LN SEMA.L BlackRock ETF 1L BI,LSE,NYX - Am,SWX,XTF EM Global Overall Broad Blend 0.75% 23.9 150 EuropeComStage ETF MSCI Emerging Markets TRN E127 GY CBMINEM.DE ComStage ETF 1L XTF EM Global Overall Broad Blend 0.50% 5.9 150 EuropeAmundi ETF MSCI Emerging Markets AEEM FP AEEM.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Global Overall Broad Blend 0.45% 17.8 139 EuropeGuggenheim Frontier Markets ETF FRN US FRN Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny EM Global Overall Broad Blend 0.75% 19.1 128 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 20 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerNikko Listed Index Fund InternationalEmerging Countries Equity ETF1681 JP 1681.T Nikko AssetManagementStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3AUM$MM 4PrimaryListingRegionETF 1L TSE EM Global Overall Broad Blend 0.15% 3.5 88 Asiadb x-trackers S&P Select Frontiers ETF XSFR GR XSFR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,SWX,XTF EM Global Overall Large Cap Blend 0.95% 2.4 66 EuropeFirst Trust Bick Index Fund BICK US BICK.O First Trust Ad. ETF 1L NDQ EM Global Overall Broad Blend 0.70% 7.5 50 USEasyETF BNP Paribas Next 11 Emerging E11EUR FP E11EUR.PA BNP Paribas ETF 1L BI,NYX - Pa EM Global Overall Large Cap Blend 0.68% 5.0 41 EuropeEGShares Low Volatility Emerging MarketsDividend ETFEasyETF S-Box BNP Paribas Next 11 Emerging(USD)HILO US HILO.K Emerging GlobalSharesETF 1L NYX-Ny EM Global Overall Broad Dividend 0.85% 29.0 33 USU11 FP U11.PA BNP Paribas ETF 1L NYX - Pa EM Global Overall Large Cap Blend 0.85% 0.3 27 EuropeSPDR MSCI Emerging Markets ETF SPYM GY EMRG.DE State Street GA ETF 1L LSE,NYX - Pa,XTF EM Global Overall Broad Blend 0.65% 2.3 23 EuropeEGShares GEMS Composite ETF AGEM US AGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Broad Blend 0.85% 1.3 15 USSharesRydex MSCI Emerging Markets Equal Weight EWEM US EWEM.K Rydex Invest. ETF 1L NYX-Ny EM Global Overall Broad Blend 0.70% 1.7 14 USETFETFlab MSCI Emerging Markets ETFEMMA GR ETFEMMA.DE ETFlab Investment ETF 1L XTF EM Global Overall Broad Blend 0.65% 9.6 11 EuropeGmbHRBS Market Access MSCI Frontier Markets M9SY GY M9SY.DE Royal <strong>Bank</strong> of ETF 1L BI,NYX - Am,XTF EM Global Overall Broad Blend 0.90% 0.7 9 EuropeIndex ETFScotland plciShares MSCI Emerging Markets EMEA Index EEME US EEME.O BlackRock ETF 1L NDQ EM Global Overall Broad Blend 0.49% 0.0 5 USFunddb-X MSCI Emerging Markets Currency- DBEM US DBEM.K <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L NYX-Ny EM Global Overall Broad Blend 0.65% 1.2 5 USHedged Equity FundiShares S&P Latin America 40 ILF US ILF BlackRock ETF 1L NYX-Ny EM Latin America Overall Broad Blend 0.50% 1,388.7 2,042 USdb x-trackers MSCI EM Latam TRN Index ETF XMLA GR XMLA.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - EM Latin America Overall Large Cap Blend 0.65% 81.7 423 EuropePa,OMX,SWX,XTFiShares MSCI Latin America LTAM LN LTAM.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - EM Latin America Overall Broad Blend 0.74% 59.9 371 EuropePa,SWX,XTFLyxor ETF MSCI EM Latin America LLAT LN LLAT.L Lyxor ETF 1L BI,BME,LSE,NYX - EM Latin America Overall Large Cap Blend 0.65% 46.1 186 EuropePa,SWX,XTF,SGXSPDR S&P Latin America ETF GML US GML State Street GA ETF 1L NYX-Ny EM Latin America Overall Broad Blend 0.59% 28.3 139 USAmundi ETF MSCI EM Latin America ALAT FP ALAT.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Latin America Overall Broad Blend 0.45% 0.7 33 EuropeCS ETF (IE) on MSCI Latin America CSEMLA SW CSEMLA.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Latin America Overall Broad Blend 0.52% 2.7 26 EuropeHSBC MSCI EM Latin America ETF HMLA LN HMLA.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF EM Latin America Overall Broad Blend 0.60% 6.4 18 EuropeMirae Asset MAPS TIGER Latin ETF <strong>10</strong>50<strong>10</strong> KS <strong>10</strong>50<strong>10</strong>.KS Mirae Asset MAPS ETF 1L KSE EM Latin America Overall Broad Blend 0.49% 0.0 11 AsiaGlobal InvestmentsSPDR MSCI EM Latin America ETF SPYL GY EMLA.DE State Street GA ETF 1L LSE,NYX - Pa,XTF EM Latin America Overall Broad Blend 0.65% 11.0 7 EuropeGlobal X FTSE Andean 40 ETF AND US AND Global XETF 1L NYX-Ny EM Latin America Overall Large Cap Blend 0.72% 0.6 7 USManagement Co LLCiShares MSCI Emerging Markets Latin America EEML US EEML.O BlackRock ETF 1L NDQ EM Latin America Overall Broad Blend 0.49% 0.3 5 USIndex FundRBS Market Access MSCI EM LatAm (BrazilADR) EUR Hedged Index ETFM9S2 GY M9S2.DE Royal <strong>Bank</strong> ofScotland plcBBVA-Accion FTSE Latibex Top ETF BBVAL SM BBVAL.MC BBVA Gestion SASGIICSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.ETF 1L BI,NYX - Am,XTF EM Latin America Overall Broad Blend 0.65% 0.0 5 EuropeETF 1L BME EM Latin America Overall Mid Cap Blend 0.55% - 2 Europe<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 21ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Market Vectors-Gulf States MES US MES Van Eck Funds ETF 1L NYX-Ny EM Middle East Overall Broad Blend 0.99% 2.0 13 USiShares MSCI GCC Countries ex-Saudi Arabia SGCC LN SGCC.L BlackRock ETF 1L LSE,NYX - Am,XTF EM Middle East Overall Broad Blend 0.80% 1.0 13 Europe(GBP Listing)RBS Market Access MSCI GCC Countries ex M9S0 GY M9S0.DE Royal <strong>Bank</strong> of ETF 1L BI,NYX - Am,XTF EM Middle East Overall Broad Blend 0.70% 0.7 5 EuropeSaudi Arabia Top 50 Capped Index ETFScotland plcSPDR S&P Emerging Middle East & Africa ETF GAF US GAF State Street GA ETF 1L NYX-Ny EM Middle East & Africa Overall Broad Blend 0.59% 7.2 <strong>10</strong>3 USPowerShares MENA Frontier CountriesPortfolioPowershares Middle East North AfricaNASDAQ OMX FundCountriesPMNA US PMNA.O PowerShares ETF 1L NDQ EM Middle East & Africa Overall Broad Blend 0.95% 2.7 19 USPSM FP PSM.PA PowerShares ETF 1L BI,NYX - Pa EM Middle East & Africa Overall Broad Blend 0.75% 0.1 5 EuropeGlobal X FTSE Argentina 20 ETF ARGT US ARGT.K Global XETF 1L NYX-Ny EM Latin America Argentina Large Cap Blend 0.74% 0.5 4 USManagement Co LLCdb x-trackers MSCI Bangladesh IM TRN Index O9C SP DBAN.SI <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L SGX EM Asia Bangladesh Broad Blend 0.85% 0.1 3 AsiaETFiShares MSCI Brazil EWZ US EWZ BlackRock ETF 1L NYX-Ny EM Latin America Brazil Broad Blend 0.59% 19,908.0 <strong>10</strong>,481 USiShares MSCI Brazil IBZL LN IBZL.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - EM Latin America Brazil Broad Blend 0.74% 250.5 921 EuropePa,SWX,XTFLyxor ETF Brazil (Ibovespa) RIO FP LYXRIO.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF EM Latin America Brazil Large Cap Blend 0.65% 170.5 725 Europedb x-trackers MSCI Brazil TRN Index ETF XMBR GR XMBR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - EM Latin America Brazil Broad Blend 0.65% 170.9 258 EuropePa,OMX,SWX,XTF,SGX,HKENext Funds Ibovespa Linked ETF 1325 JP 1325.T Nomura Asset ETF 1L TSE EM Latin America Brazil Broad Blend 0.95% 6.8 119 AsiaManagementAmundi ETF MSCI Brazil BRZ FP BRZ.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Latin America Brazil Broad Blend 0.55% 14.7 <strong>10</strong>4 EuropeCS ETF (IE) on MSCI Brazil CSBR SW CSBR.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Latin America Brazil Broad Blend 0.52% 54.0 72 EuropeMSCI Brazil SOURCE ETF MXBS LN MXBS.L Source ETF 1L LSE EM Latin America Brazil Broad Blend 0.65% 0.6 25 EuropeHSBC MSCI Brazil ETF HMBR LN HMBR.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF EM Latin America Brazil Broad Blend 0.60% 9.9 15 EuropeEasyETF Dow Jones Brazil 15 ETF EEB FP EEB.PA BNP Paribas ETF 1L NYX - Pa EM Latin America Brazil Large Cap Blend 0.65% 1.5 8 EuropeLyxor ETF Brazil LBRZ LN LBRZ.L Lyxor ETF 1L LSE EM Latin America Brazil Large Cap Blend 0.65% 4.8 6 EuropeRBS Market Access MSCI Brazil (ADR) EURHedged Index ETFdb-X MSCI Brazil Currency-Hedged EquityFundM9S1 GY M9S1.DE Royal <strong>Bank</strong> of ETF 1L BI,NYX - Am,XTF EM Latin America Brazil Broad Blend 0.60% 0.0 5 EuropeScotland plcDBBR US DBBR.K <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L NYX-Ny EM Latin America Brazil Broad Blend 0.60% 0.1 5 USSamsung KODEX Brazil ETF <strong>10</strong>4580 KS <strong>10</strong>4580.KS Samsung Asset Mg ETF 1L KSE EM Latin America Brazil Broad Blend 0.35% 0.1 2 AsiaBBVA-Accion FTSE Latibex Brazil ETF BBVAB SM BBVAB.MC BBVA Gestion SA ETF 1L BME EM Latin America Brazil Large Cap Blend 0.55% 3.3 1 EuropeSGIICiShares MSCI Chile Index Fund ECH US ECH BlackRock ETF 1L NYX-Ny EM Latin America Chile Broad Blend 0.61% 159.2 583 USCS ETF (IE) on MSCI Chile CSCL SW CSCL.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM South America Chile Broad Blend 0.52% 9.3 39 Europedb x-trackers MSCI Chile TRN Index ETF XMCL LN XMCL.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF EM South America Chile Broad Blend 0.65% 0.3 5 EuropeiShares FTSE/Xinhua China 25 FXI US FXI BlackRock ETF 1L ASX,NYX-Ny EM Asia China Large Cap Blend 0.72% 12,992.5 6,669 USiShares Asia Trust - iShares FTSE A50 China 2823 HK 2823.HK BlackRock ETF 1L HKE EM Asia China Broad Blend 1.39% 2,558.6 6,039 AsiaTrackerChina 50 ETF 5<strong>10</strong>050 CH 5<strong>10</strong>050.SS China AssetManagementETF 1L SHG EM Asia China Broad Blend 0.60% 1,909.6 3,580 AsiaSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 22 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3E Fund SI<strong>10</strong>0 Index Fund 159901 CH 159901.SZ E Fund Management ETF 1L SHZ EM Asia China Large Cap Blend 0.50% 1,433.8 2,953 AsiaHang Seng H-Share Index ETF 2828 HK 2828.HK Hang SengETF 1L HKE,TOK EM Asia China Broad Blend 0.66% 379.9 2,589 AsiaInvestmentShanghai SSE180 Index Fund 5<strong>10</strong>180 CH 5<strong>10</strong>180.SS Huaan Fund ETF 1L SHG EM Asia China Broad Blend 0.50% 981.5 1,516 AsiaManagementLyxor ETF China Enterprise ASI FP ASI.PA Lyxor ETF 1L BI,BME,NYX -EM Asia China Large Cap Blend 0.65% 198.1 1,206 EuropePa,SWX,XTF,SGXiShares FTSE / Xinhua China 25 Fund FXC LN FXC.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - EM Asia China Large Cap Blend 0.74% 206.5 1,001 EuropePa,SWX,XTFSPDR S&P China ETF GXC US GXC State Street GA ETF 1L NYX-Ny EM Asia China Broad Blend 0.59% 163.7 766 USWISE - CSI 300 China Tracker 2827 HK 2827.HK BOCI - Prudential ETF 1L HKE EM Asia China Broad Blend 1.39% 64.0 752 AsiaAsset Man Ltd<strong>Bank</strong> Of Communications Schroder SSE180 5<strong>10</strong>0<strong>10</strong> CH 5<strong>10</strong>0<strong>10</strong>.SS BOCOM Schroders ETF 1L SHG EM Asia China Broad Blend 0.50% 5.8 488 AsiaFundPolaris CSI 300 Fund 0061 TT 0061.TW Polaris Int Sec ETF 1L TOK EM Asia China Broad Blend 0.40% <strong>10</strong>6.6 486 AsiaShenzhen Stock Exchange Component StockIndex ETF159903 CH 159903.SZ China Southern FundManagement Co LtdAUM$MM 4PrimaryListingRegionETF 1L SHZ EM Asia China Broad Blend 0.60% 56.8 457 AsiaChina SME ETF 159902 CH 159902.SZ China Asset ETF 1L SHZ EM Asia China Broad Blend 0.60% 333.0 455 AsiaManagementdb x-trackers CSI300 Index ETF 1C XCSI LX 043255304X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Large Cap Blend 0.50% - 376 EuropeiShares Asia Trust - iShares MSCI China 2801 HK 2801.HK BlackRock ETF 1L HKE EM Asia China Broad Blend 0.59% 15.7 288 Asiadb x-trackers FTSE/Xinhua China 25 ETF XX25 GR XX25.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - EM Asia China Large Cap Blend 0.60% 77.7 273 EuropePa,OMX,SWX,XTF,SGX,HKEPowerShares Golden Dragon Halter USX China PGJ US PGJ PowerShares ETF 1L NYX-Ny EM Asia China Broad Blend 0.70% 16.7 254 USPortfolioiShares MSCI China Index Fund MCHI US MCHI.K BlackRock ETF 1L NYX-Ny EM Asia China Broad Blend 0.61% 153.5 238 USSSE50 Index Linked ETF 1309 JP 1309.OS Nomura Asset ETF 1L OSK EM Asia China Broad Blend 0.95% 20.8 207 AsiaManagementiShares CSI 300 A-Share Index ETF 2846 HK 2846.HK BlackRock ETF 1L HKE EM Asia China Broad Blend 1.39% 8.0 142 AsiaICBCCS SSE Central SOEs 50 Index ETF 5<strong>10</strong>060 CH 5<strong>10</strong>060.SS ICBC Credit SuisseAsset ManagementETF 1L SHG EM Asia China Broad Blend 0.50% <strong>10</strong>.5 121 AsiaGuangfa SZSE Small and Mid Cap Enterprises300 Price Index ETF159907 CH 159907.SZ GF FundManagement Co LtdETF 1L SHZ EM Asia China Broad Blend - 15.9 121 AsiaAmundi ETF MSCI China CC1 FP CC1.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Asia China Broad Blend 0.55% 49.0 92 EuropeCS ETF (IE) on CSI 300 CSCSI3 SW CSCSI3.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Asia China Large Cap Blend 0.32% 11.5 89 EuropeFubon SSE180 ETF 006205 TT 006205.TW Fubon Securities ETF 1L TOK EM Asia China Broad Blend 1.09% 5.2 87 AsiaInvestment Trust CoiShares Dow Jones China Offshore 50 (DE) DJCHOEX GR DJCHOS50EX.DE BlackRock ETF 1L XTF EM Asia China Large Cap Blend 0.62% 9.9 79 EuropeSamsung KODEX China H ETF 099140 KS 099140.KS Samsung Asset Mg ETF 1L KSE EM Asia China Broad Blend 0.33% 3.8 76 AsiaNikko China A Share Panda CSI300 1322 JP 1322.T Nikko Asset ETF 1L TSE EM Asia China Broad Blend 0.20% 2.4 70 AsiaManagementFullgoal SCI Index ETF 5<strong>10</strong>2<strong>10</strong> CH 5<strong>10</strong>2<strong>10</strong>.SS Fullgoal Fund ETF 1L SHG EM Asia China Broad Blend 0.60% 0.5 67 AsiaManagement CoSSE Periodical Industry 50 ETF 5<strong>10</strong>1<strong>10</strong> CH 5<strong>10</strong>1<strong>10</strong>.SS HFT InvestmentManagement Co LtdETF 1L SHG EM Asia China Broad Blend 0.50% 8.9 64 AsiaSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 23ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3China Universal SZSE 300 Price Index ETF 159912 CH 159912.SZ China Universal ETF 1L SHZ EM Asia China Broad Blend 0.60% 79.1 62 AsiaAsset Managementdb x-trackers MSCI China TRN Index ETF XCS6 LX 051469569X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,LUX,SWX,XTF,SGX,HK EM Asia China Broad Blend 0.65% 3.7 59 EuropeEGuggenheim China All-Cap ETF YAO US YAO Guggenheim Funds ETF 1L NYX-Ny EM Asia China Broad Blend 0.70% 4.8 57 USDistributors, Inc.Amundi ETF MSCI China USD CC2 FP CC2.PA Amundi ETF 1L NYX - Pa EM Asia China Broad Blend 0.55% 0.6 44 EuropeiShares FTSE China (HK Listed) Index Fund FCHI US FCHI.O BlackRock ETF 1L NDQ EM Asia China Broad Blend 0.74% 6.2 41 USUnited SSE 50 China ETF USSE50 SP USCH.SI UOB Asset ETF 1L SGX EM Asia China Broad Blend 0.85% 0.7 41 AsiaManagement LtdChina Southern SSE 380 Index ETF 5<strong>10</strong>290 CH 5<strong>10</strong>290.SS China Southern Fund ETF 1L SHG EM Asia China Broad Blend 0.60% 1.5 34 AsiaManagement Co LtdHSBC MSCI China ETF 3033 HK 3033.HK HSBC Inv Funds ETF 1L HKE EM Asia China Broad Blend 0.50% 6.0 29 AsiaLtd/Hong KongHang Seng FTSE/Xinhua China 25 Index ETF 2838 HK 2838.HK Hang SengETF 1L HKE EM Asia China Large Cap Blend 1.00% 0.4 26 AsiaInvestmentWISE - SSE 50 China Tracker 3024 HK 3024.HK BOCI - Prudential ETF 1L HKE,TOK EM Asia China Broad Blend 1.39% 0.2 25 AsiaAsset Man LtdComStage ETF HSCEI C023 GR CBHSCE.DE ComStage ETF 1L SWX,XTF EM Asia China Large Cap Blend 0.55% 1.4 25 EuropeHuatai-PineBridge SSE Mid & Small Cap IndexETF5<strong>10</strong>220 CH 5<strong>10</strong>220.SS Huatai-PineBridgeFund ManagementAUM$MM 4PrimaryListingRegionETF 1L SHG EM Asia China Broad Blend 0.60% 0.6 19 AsiaMSCI China SOURCE ETF MXCS LN MXCS.L Source ETF 1L LSE EM Asia China Broad Blend 0.65% 5.5 19 EuropeEasyETF FTSE Xinhua China 25 (Euro) EXCEUR FP EXCEUR.PA BNP Paribas ETF 1L BI,NYX - Pa EM Asia China Large Cap Blend 0.60% 1.7 18 EuropeHSBC MSCI China ETF HMCH LN HMCH.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF EM Asia China Broad Blend 0.60% 5.0 18 EuropeMarket Vectors China A-Shares ETF PEK US PEK Van Eck Funds ETF 1L NYX-Ny EM Asia China Broad Blend 0.72% 1.1 16 USETFlab MSCI China ETFCHINA GR ETFCHINA.DE ETFlab Investment ETF 1L XTF EM Asia China Broad Blend 0.65% 1.1 15 EuropeGmbHCMS CSI Overseas Mainland Enterprises ETF 2842 HK 2842.HK CMS Asset ETF 1L HKE EM Asia China Broad Blend 0.66% 0.0 14 AsiaManagement HK CoLyxor ETF China Enterprise (HSCEI) (GBP) LCHN LN LCHNL.L Lyxor ETF 1L LSE EM Asia China Large Cap Blend 0.65% 3.6 13 EuropeNikko Listed Index Fund China H-share 1548 JP 1548.T Nikko Asset ETF 1L TSE EM Asia China Broad Blend 0.47% 1.7 <strong>10</strong> AsiaManagementWISE KTAM CSI 300 China Tracker CHINA TB CHINA.BK Krung Thai Asset ETF 1L SET EM Asia China Broad Blend 1.50% 0.5 8 AsiaManagementMirae Asset Maps TIGER China ETF 117690 KS 117690.KS Mirae Asset MAPS ETF 1L KSE EM Asia China Broad Blend 0.49% 0.3 5 AsiaGlobal InvestmentsCICC-SZSE <strong>10</strong>0 INDEX TRACKER 3051 HK 3051.HK China International ETF 1L HKE EM Asia China Large Cap Blend 1.00% 0.0 1 AsiaCapital Corp/HonGlobal X FTSE Columbia 20 ETF GXG US GXG Global XETF 1L NYX-Ny EM Latin America Colombia Broad Blend 0.86% 34.6 129 USManagement Co LLCMarket Vectors Colombia ETF COLX US COLX.K Van Eck Funds ETF 1L NYX-Ny EM Latin America Colombia Large Cap Blend 0.75% 0.2 2 USMarket Vectors Egypt Index ETF EGPT US EGPT.K Van Eck Funds ETF 1L NYX-Ny EM Africa Egypt Broad Blend 0.94% 7.6 46 USLyxor ETF MSCI India INR FP INR.PA Lyxor ETF 1L BI,BME,NYX -Pa,SWX,XTF,SGXEM Asia India Broad Blend 0.85% 188.9 1,369 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 24 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3iShares MSCI India ETF INDIA SP INDI.SI BlackRock ETF 1L SGX EM Asia India Large Cap Blend 0.99% 53.9 458 AsiaPowerShares India Portfolio PIN US PIN PowerShares ETF 1L NYX-Ny EM Asia India Broad Blend 0.78% 199.3 383 USS&P India Nifty 50 Index Fund INDY US INDY.OQ BlackRock ETF 1L NDQ EM Asia India Broad Blend 0.89% 6.9 318 USdb x-trackers S&P CNX Nifty ETF XNIF GR XNIF.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX -EM Asia India Large Cap Blend 0.85% 76.9 297 EuropePa,OMX,SWX,XTF,SGX,HKEiShares Asia Trust - iShares BSE Sensex India 2836 HK 2836.HK BlackRock ETF 1L HKE EM Asia India Large Cap Blend 0.99% 14.7 203 AsiaTrackerNifty Exchange Traded Scheme - Nifty BeES NBEES IN NBES.NS Benchmark Asset ETF 1L NSE EM Asia India Broad Blend 0.80% 17.0 116 AsiaManagementAmundi ETF MSCI India CI2 FP CI2.PA Amundi ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Asia India Broad Blend 0.80% 219.0 77 EuropeCS ETF (IE) on MSCI India CSIN SW CSIN.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Asia India Broad Blend 0.65% <strong>10</strong>.6 46 EuropeMSCI India SOURCE ETF MXIS LN MXIS.L Source ETF 1L LSE EM Asia India Broad Blend 0.85% 6.7 41 EuropeNEXT FUNDS India Stock Index S&P CNX NiftyLinked ETF1678 JP 1678.T Nomura AssetManagementAUM$MM 4PrimaryListingRegionETF 1L TSE EM Asia India Broad Blend 0.95% 4.3 41 AsiaLyxor ETF India (S&P CNX Nifty) (GBP) LNFT LN LNFT.L Lyxor ETF 1L LSE EM Asia India Large Cap Blend 0.85% 5.3 26 Europedb x-trackers MSCI India TRN Index ETF XCS5 LX 051469518X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,LUX,SWX,XTF,SGX,HK EM Asia India Broad Blend 0.75% 6.0 21 EuropeEiShares S&P CNX Nifty India Swap NFTY LN NFTY.L Blackrock ETF 1L BI,LSE,XTF EM Asia India Broad Blend 0.85% 30.2 20 EuropeJunior Nifty BeES JBEES IN JBES.NS Benchmark Asset ETF 1L NSE EM Asia India Broad Blend 0.50% 1.1 18 AsiaManagementEasyETF Dow Jones India 15 ETF EIA FP EIA.PA BNP Paribas ETF 1L NYX - Pa EM Asia India Large Cap Blend 0.65% 3.5 17 EuropeHang Seng BeES HSBEES IN HNGS.NS Benchmark Asset ETF 1L NSE EM Asia India Broad Blend 1.50% 0.0 12 AsiaManagementKotak Nifty ETF KONIFTY IN KOTK.NS Kotak MahindraAsset ManETF 1L NSE EM Asia India Broad Blend 1.50% 0.6 <strong>10</strong> AsiaNikko Listed Index Fund S&P CNX NiftyFutures1549 JP 1549.T Nikko AssetManagementETF 1L TSE EM Asia India Broad Blend 0.58% 0.9 <strong>10</strong> AsiaKotak Sensex ETF KOTSS IN KTMF.BO Kotak Mahindra ETF 1L BOM EM Asia India Large Cap Blend 0.75% 0.1 8 AsiaAsset ManIIFL NIFTY ETF IIFLNFT IN IITF.NS India Infoline Asset ETF 1L NSE EM Asia India Large Cap Blend 0.25% 2.2 7 AsiaManagement CoAmundi ETF MSCI India USD C22 FP C22.PA Amundi ETF 1L NYX - Pa EM Asia India Broad Blend 0.80% 1.5 7 EuropeBirla Sun Life Nifty ETF BSLNIFT IN BIRN.NS Birla Sun Life Asset ETF 1L NSE EM Asia India Large Cap Blend 1.50% 0.0 2 AsiaManagement CoReligare Nifty Exchange Traded Fund RGNIFTY IN RELG.NS Religare Mutual Fund ETF 1L NSE EM Asia India Large Cap Blend 1.50% 0.4 1 AsiaPrudential ICIC-Sensex Spice ICSPICE IN SPIF.BO Prudential ICICIAsset ManQuantum Index Fund QINDEX IN QUAN.NS Quantum AssetManagementS&P CNX Nifty UTI Notional DepositoryReceipt - SUNDERSUNDER IN UTSR.NS UTI AssetManagementETF 1L BOM EM Asia India Large Cap Blend 1.00% 0.0 0 AsiaETF 1L NSE EM Asia India Broad Blend 0.75% 0.0 0 AsiaETF 1L NSE EM Asia India Broad Blend 0.40% 0.0 0 AsiaMarket Vectors - Indonesia Index ETF IDX US IDX Van Eck Funds ETF 1L NYX-Ny EM Asia Indonesia Broad Blend 0.60% 268.6 604 USishares MSCI Indonesia Investable MarketIndex FundSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.EIDO US EIDO.K BlackRock ETF 1L NYX-Ny EM Asia Indonesia Broad Blend 0.61% 139.0 350 US<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 25ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3db x-trackers MSCI Indonesia Index XMIN LX 047628962X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,LUX,XTF,HKE EM Asia Indonesia Broad Blend 0.65% 34.3 148 EuropeHSBC MSCI Indonesia ETF HIDR LN HIDRI.L HSBC ETF 1L LSE,SWX EM Asia Indonesia Broad Blend 0.60% 34.1 9 EuropeLyxor ETF MSCI Indonesia INDO FP INDO.PA Lyxor ETF 1L BI,NYX - Pa,XTF EM Asia Indonesia Broad Blend 0.55% 1.5 5 EuropePremier ETF LQ-45 ETF R/LQ45X IJ LQ45X.JK Indo Premier ETF 1L JAK EM Asia Indonesia Broad Blend 0.50% 0.1 4 AsiaSecuritiesLyxor ETF FTSE Coast Kuwait 40 LKUU LN LKUU.L Lyxor ETF 1L LSE EM Middle East Kuwait Broad Blend 0.65% 0.5 16 EuropeiShares MSCI Malaysia EWM US EWM BlackRock ETF 1L NYX-Ny EM Asia Malaysia Broad Blend 0.53% 474.7 902 USLyxor ETF Malaysia MAL FP LYMAL.PA Lyxor ETF 1L BI,NYX - Pa,XTF,SGX EM Asia Malaysia Broad Blend 0.65% 41.1 116 EuropeHSBC MSCI MALAYSIA ETF HMYR LN HMYRM.L HSBC ETF 1L LSE,SWX EM Asia Malaysia Broad Blend 0.60% 15.6 11 Europedb x-trackers MSCI Malaysia TRN Index ETF XCS3 LX 051469437X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,LUX,SWX,XTF,SGX, EM Asia Malaysia Broad Blend 0.50% 12.1 9 EuropeHKENEXT FUNDS FTSE Bursa Malaysia KLCI ETF 1560 JP 1560.T Nomura Asset ETF 1L TSE EM Asia Malaysia Broad Blend 0.55% 1.4 5 AsiaManagementFTSE Bursa Malaysia KLCI ETF FBM30 MK FBMT.KL AmInvestment ETF 1L KL EM Asia Malaysia Broad Blend 1.00% 0.0 1 AsiaServicesiShares MSCI Mexico EWW US EWW BlackRock ETF 1L NYX-Ny EM Latin America Mexico Broad Blend 0.53% 2,495.9 1,288 USCS ETF (IE) on MSCI Mexico Capped CSMXCP SW CSMXCP.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Latin America Mexico Broad Blend 0.52% 12.9 60 Europedb x-trackers MSCI Mexico TRN Index ETF D5BI GR D5BI.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,SWX,XTF EM Latin America Mexico Broad Blend 0.65% 34.8 21 EuropeHSBC MSCI Mexico Capped ETF HMEX LN HMEX.L HSBC ETF 1L LSE,SWX,XTF EM Latin America Mexico Broad Blend 0.35% 15.0 8 Europedb x-trackers MSCI Pakistan IM TRN Index ETF O9D SP DPAK.SI <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L SGX EM Asia Pakistan Broad Blend 0.85% 0.0 5 Asiaishares MSCI All Peru Capped EPU US EPU BlackRock ETF 1L NYX-Ny EM Latin America Peru Broad Blend 0.62% 128.5 475 USiShares MSCI Philippines Investable Market EPHE US EPHE.K BlackRock ETF 1L NYX-Ny EM Asia Philippines Broad Blend 0.65% 52.9 92 USIndex Funddb x-trackers MSCI Philippines IM TRN Index N2E SP DPQP.SI <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,SGX EM Asia Philippines Broad Blend 0.65% 6.0 29 AsiaETFiShares MSCI Poland Investable Market Index EPOL US EPOL.K BlackRock ETF 1L NYX-Ny EM Europe Poland Broad Blend 0.61% 37.5 122 USFundMarket Vectors Poland ETF PLND US PLND.P Van Eck Funds ETF 1L NYX-Ny EM Europe Poland Broad Blend 0.60% 5.8 36 USiShares MSCI Poland SPOL LN SPOL.L BlackRock ETF 1L LSE,XTF EM Europe Poland Broad Blend 0.74% <strong>10</strong>.9 <strong>10</strong> EuropeMarket Vectors Russia ETF RSX US RSX Van Eck Funds ETF 1L NYX-Ny EM Europe Russia Broad Blend 0.62% 2,560.7 1,896 USLyxor ETF Russia (Dow Jones Rus Index Titans<strong>10</strong>) (EUR)RUS FP LRUS.PA Lyxor ETF 1L BI,BME,NYX -Pa,SWX,XTF,HKEAUM$MM 4PrimaryListingRegionEM Europe Russia Large Cap Blend 0.65% 211.2 1,021 EuropeRDX Source ETF RDXS LN RDXS.L Source ETF 1L LSE EM Europe Russia Large Cap Blend 1.20% 12.2 477 Europedb x-trackers MSCI Russia Capped 25 Index XMRC GR XMRC.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,XTF,SGX EM Europe Russia Broad Blend 0.45% 40.1 335 EuropeETFCS ETF (IE) on MSCI Russia CSRU SW CSRU.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Europe Russia Broad Blend 0.52% 82.0 199 EuropeiShares MSCI Russia Capped Index Fund ERUS US ERUS.K BlackRock ETF 1L NYX-Ny EM Europe Russia Broad Blend 0.65% 35.4 113 USSPDR S&P Russia ETF RBL US RBL State Street GA ETF 1L NYX-Ny EM Europe Russia Broad Blend 0.59% 14.6 40 USMarket Access DAXglobal Russia Index Fund M9SJ GR MDRI.DE Royal <strong>Bank</strong> ofScotland plcETF 1L ATX,BI,LSE,NYX -Am,SWX,XTFEM Europe Russia Large Cap Blend 0.70% 8.5 36 EuropeiShares MSCI Russia Capped Swap RUSS LN RUSS.L Blackrock ETF 1L BI,LSE,XTF EM Europe Russia Broad Blend 0.74% 19.5 25 EuropeComStage ETF MSCI Russia 30% Capped TRN CBMRUC30 GR CBMINRUC.DE ComStage ETF 1L SWX,XTF EM Europe Russia Broad Blend 0.60% 9.1 21 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 26 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Daily Russia Bull 3x Shares RUSL US RUSL.K Direxionshares ETF 3L NYX-Ny EM Europe Russia Broad Blend 0.95% 30.1 20 USNext Funds Russian RTS Linked ETF 1324 JP 1324.OS Nomura Asset ETF 1L OSK EM Europe Russia Broad Blend 0.95% 0.9 20 AsiaManagementHSBC MSCI Russia Capped ETF HRUB LN HRUB.L HSBC ETF 1L LSE,SWX EM Europe Russia Large Cap Blend 0.60% 3.2 19 EuropeEasyETF Dow Jones Russia Titans <strong>10</strong> ETF ERR FP ERR.PA BNP Paribas ETF 1L NYX - Pa EM Europe Russia Large Cap Blend 0.65% 0.7 <strong>10</strong> EuropeDaily Russia Bear 3x Shares RUSS US RUSS.K Direxionshares ETF 3S NYX-Ny EM Europe Russia Broad Blend 0.95% 19.3 6 USiShares MSCI South Africa EZA US EZA BlackRock ETF 1L NYX-Ny EM Africa South Africa Broad Blend 0.61% 346.3 543 USLyxor ETF South Africa (FTSE JSE Top40) AFS FP LYXAFS.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF EM Africa South Africa Large Cap Blend 0.65% 44.2 179 EuropeiShares MSCI South Africa SRSA LN SRSA.L BlackRock ETF 1L LSE,XTF EM Africa South Africa Broad Blend 0.74% 60.2 73 EuropeCS ETF (IE) on MSCI South Africa CSZA SW CSZA.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Africa South Africa Broad Blend 0.52% 7.0 21 EuropeMarket Access FTSE/JSE Africa Top 40 IndexFundM9SK GR MFAI.DE Royal <strong>Bank</strong> ofScotland plcAUM$MM 4PrimaryListingRegionETF 1L ATX,BI,NYX - Am,SWX,XTF EM Africa South Africa Large Cap Blend 0.70% 2.9 20 EuropeNext Funds FTSE/JSE Africa Top40 Linked ETF 1323 JP 1323.OS Nomura Asset ETF 1L OSK EM Africa South Africa Broad Blend 0.95% 0.2 18 AsiaManagementHSBC MSCI South Africa ETF HZAR LN HZAR.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF EM Africa South Africa Broad Blend 0.60% 13.7 5 EuropeLyxor ETF South Africa (FTSE JSE Top40) LSAF LN LSAF.L Lyxor ETF 1L LSE EM Africa South Africa Large Cap Blend 0.65% 2.9 3 Europe(GBP)iShares MSCI South Korea EWY US EWY BlackRock ETF 1L ASX,NYX-Ny EM Asia South Korea Broad Blend 0.59% 2,797.1 3,331 USKODEX 200 069500 KS 069500.KS Samsung Asset Mg ETF 1L TSE,KSE EM Asia South Korea Large Cap Blend 0.35% 1,751.8 3,197 AsiaMirae Asset MAPS TIGER 200 ETF <strong>10</strong>21<strong>10</strong> KS <strong>10</strong>21<strong>10</strong>.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.15% 237.9 837 AsiaGlobal InvestmentsiShares MSCI Korea IKOR LN IKOR.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - EM Asia South Korea Broad Blend 0.74% 151.0 587 EuropePa,SWX,XTFKyobo AXA Power K<strong>10</strong>0 ETF 140950 KS 140950.KS Kyobo AXA ETF 1L KSE EM Asia South Korea Large Cap Blend 0.50% 55.2 485 AsiaInvestment Mg CoKITM Kindex 200 ETF <strong>10</strong>5190 KS <strong>10</strong>5190.KS Korea Investment ETF 1L KSE EM Asia South Korea Broad Blend 0.19% 62.6 382 AsiaTrust MgKOSEF 200 ETF 069660 KS 069660.KS Woori Asset ETF 1L KSE EM Asia South Korea Broad Blend 0.34% 15.8 364 AsiaManagementLyxor ETF MSCI Korea KRW FP KRW.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF,SGX EM Asia South Korea Broad Blend 0.65% 111.0 219 Europedb x-trackers MSCI Korea TRN Index ETF XMKO GR XMKO.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX -EM Asia South Korea Broad Blend 0.65% <strong>10</strong>8.5 188 EuropePa,OMX,SWX,XTF,SGX,HKEHanwha Arirang KOSPI200 ETF 152<strong>10</strong>0 KS 152<strong>10</strong>0.KS Hanwha Investment ETF 1L KSE EM Asia South Korea Large Cap Blend 0.26% 38.9 150 AsiaTrust ManagementHanwha Arirang KOSPI50 ETF 122090 KS 122090.KS Hanwha Investment ETF 1L KSE EM Asia South Korea Large Cap Blend 0.34% 0.1 113 AsiaTrust ManagementKB KSTAR 200 ETF 148020 KS 148020.KS KB AssetETF 1L KSE EM Asia South Korea Broad Blend 0.25% 7.5 <strong>10</strong>1 AsiaManagementKStar Top5 Group ETF <strong>10</strong>5780 KS <strong>10</strong>5780.KS KB AssetETF 1L KSE EM Asia South Korea Broad Blend 0.30% 6.2 78 AsiaManagementYurie TREX200 ETF <strong>10</strong>8590 KS <strong>10</strong>8590.KS Yurie AssetManagementETF 1L KSE EM Asia South Korea Broad Blend 0.33% 1.9 58 AsiaMirae Asset Maps TIGER KOSDAQ PremierETFSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.122390 KS 122390.KS Mirae Asset MAPSGlobal InvestmentsETF 1L KSE EM Asia South Korea Broad Blend 0.46% 1.2 51 Asia<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 27ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Mirae Asset TIGER KOSPI 200 ETF 2835 HK 2835.HK Mirae Asset MAPS ETF 1L HKE EM Asia South Korea Broad Blend 0.60% 2.1 49 AsiaGlobal InvestmentsMirae Asset MAPS TIGER KRX<strong>10</strong>0 ETF 0912<strong>10</strong> KS 0912<strong>10</strong>.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Large Cap Blend 0.46% 0.5 47 AsiaGlobal InvestmentsKOSEF KRX<strong>10</strong>0 ETF <strong>10</strong>09<strong>10</strong> KS <strong>10</strong>09<strong>10</strong>.KS Woori Asset ETF 1L KSE EM Asia South Korea Large Cap Blend 0.23% 0.0 35 AsiaManagementHanwha Arirang KOSPI<strong>10</strong>0 Equal Weight ETF 141240 KS 141240.KS Hanwha Investment ETF 1L KSE EM Asia South Korea Large Cap Blend 0.50% 0.0 32 AsiaTrust ManagementKStar KOSDAQ Elite30 ETF <strong>10</strong>8480 KS <strong>10</strong>8480.KS KB AssetETF 1L KSE EM Asia South Korea Broad Blend 0.30% 0.1 22 AsiaManagementHanwha Arirang KRX<strong>10</strong>0 Equal Weight ETF 141250 KS 141250.KS Hanwha Investment ETF 1L KSE EM Asia South Korea Large Cap Blend 0.50% 0.0 22 AsiaTrust ManagementKOSEF Bluechip ETF <strong>10</strong>4520 KS <strong>10</strong>4520.KS Woori Asset ETF 1L KSE EM Asia South Korea Broad Blend 0.50% 2.2 20 AsiaManagementCS ETF (IE) on MSCI Korea CSKR SW CSKR.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Asia South Korea Broad Blend 0.52% <strong>10</strong>.8 19 EuropeTongYang First Star Bluechip ETF <strong>10</strong>8630 KS <strong>10</strong>8630.KS Tong YangETF 1L KSE EM Asia South Korea Large Cap Blend 0.26% 0.0 17 AsiaInvestment Trust MgEasyETF Dow Jones South Korea Titans 30 EEKEUR FP EEKEUR.PA BNP Paribas ETF 1L BI,NYX - Pa EM Asia South Korea Large Cap Blend 0.55% 4.5 16 EuropeKITM Kindex KOSDAQ Star ETF <strong>10</strong>8440 KS <strong>10</strong>8440.KS Korea Investment ETF 1L KSE EM Asia South Korea Broad Blend 0.27% 0.1 13 AsiaTrust MgKITM Kindex F15 ETF <strong>10</strong>5270 KS <strong>10</strong>5270.KS Korea Investment ETF 1L KSE EM Asia South Korea Broad Blend 0.27% 0.2 <strong>10</strong> AsiaTrust MgWoori KOSEF 200 Futures ETF 152280 KS 152280.KS Woori Asset ETF 1L KSE EM Asia South Korea Large Cap Blend 0.27% 3.6 <strong>10</strong> AsiaManagementKINDEX Fundamental Large ETF 143460 KS 143460.KS Korea Investment ETF 1L KSE EM Asia South Korea Large Cap Blend 0.25% 1.4 6 AsiaTrust MgHSBC MSCI KOREA ETF HKOR LN HKOR.L HSBC ETF 1L LSE,SWX EM Asia South Korea Broad Blend 0.60% <strong>10</strong>.8 5 EuropeTaiwan Top50 Tracker Fund (TTT) 0050 TT 0050.TW Polaris Int Sec ETF 1L HKE,TOK EM Asia Taiwan Broad Blend 0.32% 537.8 3,598 AsiaiShares MSCI Taiwan EWT US EWT BlackRock ETF 1L ASX,NYX-Ny EM Asia Taiwan Broad Blend 0.59% 2,117.0 2,379 USiShares MSCI Taiwan ITWN LN ITWN.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - EM Asia Taiwan Broad Blend 0.74% 77.9 320 EuropePa,SWX,XTFdb x-trackers MSCI Taiwan TRN Index ETF XMTW GR XMTW.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX -EM Asia Taiwan Broad Blend 0.65% 48.0 <strong>10</strong>4 EuropePa,OMX,SWX,XTF,SGX,HKELyxor ETF MSCI Taiwan TWN FP LYTWN.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF,SGX EM Asia Taiwan Broad Blend 0.65% 18.8 83 EuropeComStage ETF MSCI Taiwan TRN CBNDEUST GR CBMINTW.DE ComStage ETF 1L SWX,XTF EM Asia Taiwan Broad Blend 0.60% 2.5 38 EuropeHSBC MSCI Taiwan ETF 3083 HK 3083.HK HSBC Inv Funds ETF 1L HKE EM Asia Taiwan Broad Blend 0.50% 16.6 38 AsiaLtd/Hong KongCS ETF (IE) on MSCI Taiwan CSTW SW CSTW.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Asia Taiwan Broad Blend 0.52% 4.9 34 EuropePolaris Taiwan Mid-Cap <strong>10</strong>0 0051 TT 0051.TW Polaris Int Sec ETF 1L TOK EM Asia Taiwan Mid Cap Blend 0.40% 4.7 33 AsiaSinopac TAIEX ETF 006204 TT 006204.TW SinoPac Securities ETF 1L TOK EM Asia Taiwan Broad Blend 0.41% 1.2 29 AsiaInvestment Trust CoFubon MSCI Taiwan ETF 0057 TT 0057.TW Fubon Securities ETF 1L TOK EM Asia Taiwan Broad Blend 0.40% 1.7 22 AsiaInvestment Trust CoPolaris MSCI Taiwan Index Fund 006203 TT 006203.TW Polaris Int Sec ETF 1L TOK EM Asia Taiwan Large Cap Blend 0.34% 0.6 16 AsiaEasyETF TSEC Taiwan EEWEUR FP EEWEUR.PA BNP Paribas ETF 1L NYX - Pa EM Asia Taiwan Large Cap Blend 0.60% 1.1 15 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 28 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3HSBC MSCI TAIWAN ETF HTWN LN HTNT.L HSBC ETF 1L LSE EM Asia Taiwan Broad Blend 0.60% 3.1 11 EuropeFubon Taiwan Eight Industries ETF 0058 TT 0058.TW Fubon Securities ETF 1L TOK EM Asia Taiwan Broad Blend 0.40% 0.2 8 AsiaInvestment Trust CoiShares MSCI Thailand Investable Market Index THD US THD BlackRock ETF 1L NYX-Ny EM Asia Thailand Broad Blend 0.62% 295.5 516 USFundThaiDEX SET50 ETF TDEX TB TDEX.BK One AssetETF 1L SET EM Asia Thailand Broad Blend 0.40% 4.1 75 AsiaManagement LtdNEXT FUNDS Thai Stock SET50 ETF 1559 JP 1559.T Nomura Asset ETF 1L TSE EM Asia Thailand Broad Blend 0.55% 2.1 26 AsiaManagementdb x-trackers MSCI Thailand TRN Index ETF XCS4 LX 051469470X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,LUX,SWX,XTF,SGX, EM Asia Thailand Broad Blend 0.50% 15.6 22 EuropeHKELyxor ETF Thailand THA FP THA.PA Lyxor ETF 1L BI,NYX - Pa,XTF EM Asia Thailand Broad Blend 0.45% 4.5 6 EuropeiShares MSCI Turkey Investable Market Index TUR US TUR BlackRock ETF 1L NYX-Ny EM Europe Turkey Broad Blend 0.61% 193.0 406 USFundLyxor ETF Turkey Titans 20 TUR FP LTUR.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF EM Europe Turkey Large Cap Blend 0.65% 46.8 252 EuropeiShares MSCI Turkey ITKY LN ITKY.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - EM Europe Turkey Broad Blend 0.74% 28.5 197 EuropePa,SWX,XTFMarket Access Dow Jones Turkey Titans 20 M9SE GR MDJT.DE Royal <strong>Bank</strong> of ETF 1L ATX,BI,SWX,XTF EM Europe Turkey Large Cap Blend 0.70% 0.5 23 EuropeIndex FundScotland plcEasyETF Dow Jones Turkey Titans 20 EETEUR FP EETEUR.PA BNP Paribas ETF 1L NYX - Pa EM Europe Turkey Large Cap Blend 0.65% 0.8 16 EuropeUBS-ETF MSCI Turkey A UIMK GY TKYEUA.DE UBS ETF 1L XTF EM Europe Turkey Broad Blend 0.60% 1.4 4 EuropeHSBC MSCI Turkey ETF HTRD LN HTRD.L HSBC ETF 1L LSE,NYX - Pa,SWX,XTF EM Europe Turkey Broad Blend 0.60% 88.8 3 EuropeMarket Vectors Vietnam ETF VNM US VNM Van Eck Funds ETF 1L NYX-Ny EM Asia Vietnam Broad Blend 0.76% 46.3 227 USdb x-trackers FTSE Vietnam ETF XFVT GR XFVT.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX -Pa,OMX,SWX,XTF,SGX,HKEEM Asia Vietnam Broad Blend 0.85% 21.2 221 EuropeGlobalBroad IndicesMarket Access DAXglobal Asia Index Fund M9SF GR MDAI.DE Royal <strong>Bank</strong> ofScotland plcETF 1L ATX,BI,LSE,NYX -Am,SWX,XTFAUM$MM 4PrimaryListingRegionOverall Asia Overall Large Cap Blend 0.70% 3.5 27 EuropeiShares MSCI All Country Asia ex Japan AAXJ US AAXJ.O BlackRock ETF 1L NDQ Overall Asia ex Japan Overall Broad Blend 0.67% 452.8 2,318 USdb x-trackers MSCI AC Asia ex-Japan TRN XAXJ GR XAXJ.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,OMX,SWX,XTF,SGX Overall Asia ex Japan Overall Broad Blend 0.65% 69.0 501 EuropeIndex ETFiShares MSCI Asia APEX 50 Index ETF 30<strong>10</strong> HK 30<strong>10</strong>.HK BlackRock ETF 1L HKE Overall Asia ex Japan Overall Broad Blend 0.69% 0.1 42 AsiaLyxor ETF MSCI APEX 50 APX FP APX.PA Lyxor ETF 1L BI,NYX - Pa,XTF,SGX Overall Asia ex Japan Overall Broad Blend 0.50% 2.9 31 EuropeiShares MSCI Asia APEX Mid Cap Index ETF 3032 HK 3032.HK BlackRock ETF 1L HKE Overall Asia ex Japan Overall Mid Cap Blend 0.69% 0.0 15 AsiaiShares MSCI Asia APEX Small Cap Index ETF 3004 HK 3004.HK BlackRock ETF 1L HKE Overall Asia ex Japan Overall Small Cap Blend 0.69% 0.0 8 AsiaLyxor ETF MSCI APEX 50-USD FAPX LN APEX.L Lyxor ETF 1L LSE Overall Asia ex Japan Overall Broad Blend 0.55% 0.6 1 EuropeSPDR S&P Asia Pacific ETF GMF US GMF State Street GA ETF 1L NYX-Ny Overall Asia Pacific Overall Broad Blend 0.59% 127.2 507 USBLDRS Asia 50 ADR Index Fund ADRA US ADRA.O PowerShares ETF 1L NDQ Overall Asia Pacific Overall Large Cap Blend 0.30% 1.3 32 USiShares MSCI AC Far East ex-Japan IFFF LN IFFF.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - Overall Asia Pacific ex Japan Overall Broad Blend 0.74% 313.7 2,144 EuropePa,SWX,XTFLyxor ETF MSCI AC Asia Pacific ex-Japan AEJ FP AEJ.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF,SGX Overall Asia Pacific ex Japan Overall Broad Blend 0.65% 73.2 608 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 29ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3iShares S&P Asia 50 Index Fund AIA US AIA BlackRock ETF 1L ASX,NYX-Ny Overall Asia Pacific ex Japan Overall Broad Blend 0.52% 23.9 195 USdb x-trackers MSCI AC Asia Pacific ex Japan O9B SP DAPJ.SI <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L SGX Overall Asia Pacific ex japan Overall Broad Blend 0.50% 0.2 6 AsiaTRN Index ETFNBGAM ETF Greece & Turkey 30 ETFGT30P GA ETFGT.AT NBG AssetETF 1L ASE Overall Europe Overall Broad Blend 0.95% 0.8 3 EuropeManagement MFMCESPA Stock NTX ESPSNTX AV AT0000A00EH2.VI Erste Sparinvest KAG ETF 1L ATX Overall Europe Overall Large Cap Blend 0.90% 0.0 - EuropeiShares MSCI ACWI Index Fund ACWI US ACWI.O BlackRock ETF 1L NDQ Overall Global Overall Broad Blend 0.34% 516.7 2,414 USAMP Investments' World Index Fund - WiNZ WIN NZ WIN.NZ AMP ETF 1L NZ Overall Global Overall Broad Blend 0.70% 0.1 123 AsiaiShares MSCI ACWI SSAC LN SSAC.L BlackRock ETF 1L LSE Overall Global Overall Broad Blend 0.60% 0.9 21 EuropeSPDR MSCI ACWI IMI ETF SPYI GY IMIE.DE State Street GA ETF 1L LSE,NYX - Pa,XTF Overall Global Overall Broad Blend 0.55% 1.1 21 EuropeSPDR MSCI ACWI ETF SPYY GY ACWE.DE State Street GA ETF 1L LSE,NYX - Pa,XTF Overall Global Overall Broad Blend 0.50% 7.6 21 EuropeNikko listed Index Fund World Equity (MSCIACWI) ex Japan1554 JP 1554.T Nikko AssetManagementAUM$MM 4PrimaryListingRegionETF 1L TSE Overall Global Overall Broad Blend 0.32% 0.8 11 AsiaUBS-ETF MSCI ACWI Risk Weighted A UIQY GY ACUSAS.DE UBS ETF 1L XTF Overall Global Overall Broad Blend 1.27% - <strong>10</strong> EuropeLyxor ETF MSCI All Country World ACWI FP LYXACWI.PA Lyxor ETF 1L BI,NYX - Pa,XTF Overall Global Overall Broad Blend 0.45% 1.4 8 EuropeRydex MSCI All Country World (ACWI) Equal EWAC US EWAC.K Rydex Invest. ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.60% 0.4 4 USWeight ETFdb x-trackers FTSE All World ex-UK ETF XWXU LN XWXU.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE Overall Global ex UK Overall Large Cap Blend 0.40% 4.0 48 EuropeVanguard FTSE All-World ex-US ETF VEU US VEU Vanguard ETF 1L ASX,NYX-Ny Overall Global ex US Overall Broad Blend 0.22% 912.8 6,296 USiShares MSCI ACWI ex US Index Fund ACWX US ACWX.O BlackRock ETF 1L NDQ Overall Global ex US Overall Broad Blend 0.35% 391.0 891 USVanguard Total International Stock ETF VXUS US VXUS.O Vanguard ETF 1L NDQ Overall Global ex US Overall Broad Blend 0.20% 99.2 574 USSPDR MSCI ACWI (EX US) ETF CWI US CWI State Street GA ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.34% 215.3 453 USRevenueShares ADR Fund RTR US RTR Revenue Shares ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.49% 3.8 39 USSPDR FTSE Greater China ETF 3073 HK 3073.HK State Street GA ETF 1L HKE Overall Greater China Overall Large Cap Blend 0.20% 0.0 34 AsiaHSBC MSCI Golden Dragon ETF 3088 HK 3088.HK HSBC Inv FundsLtd/Hong KongETF 1L HKE Overall Greater China Overall Large Cap Blend 0.50% 8.3 16 AsiaSizeLarge CapiShares S&P/ASX 20 Index Fund ILC AU ILC.AX BlackRock ETF 1L ASX DM Pacific Australia Large Cap Blend 0.24% 5.5 47 AsiaVanguard MSCI Australian Large Companies VLC AU VLC.AX Vanguard ETF 1L ASX DM Pacific Australia Large Cap Blend 0.20% 0.1 8 AsiaIndex ETFBosera SSE Large Cap Fund 5<strong>10</strong>020 CH 5<strong>10</strong>020.SS Bosera Fund ETF 1L SHG EM Asia China Large Cap Blend 0.50% 9.9 217 AsiaManagement Co LtdHuaan Longtou Enterprise ETF 5<strong>10</strong>190 CH 5<strong>10</strong>190.SS Huaan Fund ETF 1L SHG EM Asia China Broad Blend 0.50% 1.0 130 AsiaManagementCIMB FTSE China 25 ETF CIMBC25 MK CIFC.KL CIMB-GK Securities ETF 1L KL EM Asia China Large Cap Blend 0.60% 0.3 4 AsiaPte LtdMotilal Oswal MOSt Shares M50 ETF MOSTM50 IN M50.NS Motilal Oswal Mutual ETF 1L NSE EM Asia India Broad Blend 1.00% 0.5 17 AsiaFundCS ETF (IE) on MSCI Japan Large Cap CSJPL SW CSJPL.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Pacific Japan Large Cap Blend 0.48% 6.2 46 EuropeETFlab MSCI Japan LC ETFJPLC GR ETFJPLC.DE ETFlab InvestmentGmbHETF 1L XTF DM Pacific Japan Large Cap Blend 0.50% <strong>10</strong>.6 34 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 30 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3JASDAQ-TOP20 ETF 1551 JP 1551.OS Simplex Asset ETF 1L OSK DM Pacific Japan Large Cap Blend 0.53% 0.4 11 AsiaManagement Co LtdCIMB FTSE ASEAN 40 Malaysia ETF CIMBA40 MK CIAM.KL CIMB-GK Securities ETF 1L KL EM Asia Overall Large Cap Blend 0.08% 0.0 4 AsiaPte LtdETFlab MSCI Europe LC ETFEULC GR ETFEULC.DE ETFlab Investment ETF 1L XTF DM Europe Overall Large Cap Blend 0.30% 8.2 39 EuropeGmbHComStage ETF MSCI Europe Large Cap TRN CBMLCUEU GR CBMINEUL.DE ComStage ETF 1L SWX,XTF DM Europe Overall Large Cap Blend 0.25% 5.0 36 EuropeiShares STOXX Large 200 (DE) LCXPEX GR LCXPEX.DE BlackRock ETF 1L BI,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.19% 1.4 21 EuropeCS ETF (Lux) on MSCI EMU Large Cap CSEMUL SW CSEMUL.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Blend 0.53% 19.2 409 EuropeKB KStar Prime Industry Securities ETF 140580 KS 140580.KS KB AssetETF 1L KSE EM Asia South Korea Large Cap Blend 0.40% 1.3 12 AsiaManagementMirae Asset MAPS Tiger Bluechip30 ETF 139300 KS 139300.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Large Cap Blend 0.40% 2.0 8 AsiaGlobal InvestmentsCS ETF (IE) on MSCI UK Large Cap CSUKL SW CSUKL.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe UK Large Cap Blend 0.48% 1.7 77 EuropeSPDR S&P 500 ETF SPY US SPY State Street GA ETF 1L SGX,TSE,NYX-Ny DM North America US Large Cap Blend 0.09% 375,148.2 99,0<strong>10</strong> USPowerShares QQQ Nasdaq <strong>10</strong>0 QQQ US QQQ.O PowerShares ETF 1L NDQ DM North America US Large Cap Blend 0.20% 48,972.0 31,022 USiShares S&P 500 IVV US IVV BlackRock ETF 1L SGX,ASX,NYX-Ny DM North America US Large Cap Blend 0.09% 9,633.1 28,077 USSPDR Dow Jones Industrial Average ETF DIA US DIA State Street GA ETF 1L NYX - Am,SGX,NYX-Ny DM North America US Large Cap Blend 0.18% 16,218.9 12,162 USiShares Russell <strong>10</strong>00 IWB US IWB BlackRock ETF 1L NYX-Ny DM North America US Large Cap Blend 0.15% 1,881.1 6,515 USiShares S&P <strong>10</strong>0 Index Fund OEF US OEF BlackRock ETF 1L NYX-Ny DM North America US Large Cap Blend 0.20% 1,220.8 3,346 USVanguard Large-Cap ETF VV US VV Vanguard ETF 1L NYX-Ny DM North America US Large Cap Blend 0.12% 254.7 3,154 USRydex S&P Equal Weight ETF RSP US RSP Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.40% 713.8 2,918 USVanguard S&P 500 ETF VOO US VOO Vanguard ETF 1L NYX-Ny DM North America US Large Cap Blend 0.06% 523.7 2,605 USSchwab U.S. Large-Cap ETF SCHX US SCHX.K Charles Schwab ETF 1L NYX-Ny DM North America US Large Cap Blend 0.08% 141.0 765 USInvestment MgmtRydex Russell Top 50 ETF XLG US XLG Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.20% 62.3 474 USVanguard Mega Cap 300 ETF MGC US MGC Vanguard ETF 1L NYX-Ny DM North America US Large Cap Blend 0.13% 58.4 364 USiShares Morningstar Large Core Index Fund JKD US JKD BlackRock ETF 1L NYX-Ny DM North America US Large Cap Blend 0.20% 89.9 262 USRevenueShares Large Cap Fund RWL US RWL Revenue Shares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.49% 7.3 172 USiShares Russell Top 200 Index Fund IWL US IWL.P BlackRock ETF 1L NYX-Ny DM North America US Large Cap Blend 0.15% 2.2 118 USFirst Trust Nasdaq <strong>10</strong>0 Equal Weighted Index QQEW US QQEW.O First Trust Ad. ETF 1L NDQ DM North America US Large Cap Blend 0.60% 37.7 92 USALPS Equal Sector Weight ETF EQL US EQL ALPS Fund Services ETF 1L NYX-Ny DM North America US Large Cap Blend 0.55% 14.5 78 USIncETFlab MSCI USA LC ETFUSLC GR ETFUSLC.DE ETFlab Investment ETF 1L XTF DM North America US Large Cap Blend 0.30% 12.5 72 EuropeGmbHCS ETF (IE) on MSCI USA Large Cap CSUSL SW CSUSL.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Large Cap Blend 0.33% 30.0 67 EuropeiShares NYSE <strong>10</strong>0 Index Fund NY US NY BlackRock ETF 1L NYX-Ny DM North America US Large Cap Blend 0.20% 3.3 56 USSPDR DJ Wilshire Large Cap ETF ELR US ELR State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.20% 19.4 40 USVanguard Russell <strong>10</strong>00 ETF VONE US VONE.O Vanguard ETF 1L NDQ DM North America US Large Cap Blend 0.12% 12.4 36 USRydex Russell <strong>10</strong>00 Equal Weight ETF EWRI US EWRI.K Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.40% 7.5 36 USComStage ETF MSCI USA Large Cap TRN CBMLCUUS GR CBMINUSL.DE ComStage ETF 1L SWX,XTF DM North America US Large Cap Blend 0.25% 6.0 16 EuropeNikko Listed Index Fund U.S. Equity 1547 JP 1547.T Nikko AssetManagementETF 1L TSE DM North America US Large Cap Blend 0.17% 0.8 15 AsiaSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 31ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Focus Morningstar US Market Index ETF FMU US FMU FocusShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.05% 5.5 13 USFocus Morningstar Large Cap Index ETF FLG US FLG FocusShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.05% 1.7 5 USMirae Asset MAPS Tiger S&P500 Futures ETF 143850 KS 143850.KS Mirae Asset MAPS ETF 1L KSE DM North America US Large Cap Blend 0.30% 0.1 5 AsiaGlobal InvestmentsGlobal X NASDAQ 500 ETF QQQV US QQQV.O Global XManagement Co LLCETF 1L NDQ DM North America US Large Cap Blend 0.48% 0.4 1 USMid CapGlobal X Brazil Mid Cap ETF BRAZ US BRAZ.K Global XETF 1L NYX-Ny EM Latin America Brazil Mid Cap Blend 0.69% 2.2 24 USManagement Co LLCE Fund SSE Mid-cap ETF 5<strong>10</strong>130 CH 5<strong>10</strong>130.SS E Fund Management ETF 1L SHG EM Asia China Mid Cap Blend 0.50% 3.4 157 AsiaLyxor ETF CAC Mid 60 CACM FP CACM.PA Lyxor ETF 1L NYX - Pa DM Eurozone France Mid Cap Blend 0.50% 0.0 7 EuropeMotilal Oswal MOSt Shares M<strong>10</strong>0 ETF MOST<strong>10</strong>0 IN M<strong>10</strong>0.NS Motilal Oswal Mutual ETF 1L NSE EM Asia India Mid Cap Blend 1.00% 0.2 16 AsiaFundETFlab MSCI Japan MC ETFJPMC GR ETFJPMC.DE ETFlab Investment ETF 1L XTF DM Pacific Japan Mid Cap Blend 0.50% 0.4 36 EuropeGmbHiShares STOXX Mid 200 (DE) MCXPEX GR MCXPEX.DE BlackRock ETF 1L BI,NYX - Pa,XTF DM Europe Overall Mid Cap Blend 0.19% 2.1 122 EuropeAmundi ETF MSCI Europe Mid Cap CEM FP CACEM.PA Amundi ETF 1L NYX - Pa DM Europe Overall Mid Cap Blend 0.40% 0.2 31 Europedb x-trackers MSCI TRN Europe Mid Cap ETF XEUM GR XEUM.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,SWX,XTF DM Europe Overall Mid Cap Blend 0.40% 6.2 30 EuropeSTOXX Mid 200 Source ETF SDJMID GR SDJMID.DE Source ETF 1L XTF DM Europe Overall Mid Cap Blend 0.35% 0.1 18 EuropeComStage ETF MSCI Europe Mid Cap TRN CBMMDUEU GR CBMINEUM.DE ComStage ETF 1L SWX,XTF DM Europe Overall Mid Cap Blend 0.35% 0.2 15 EuropeETFlab MSCI Europe MC ETFEUMC GR ETFEUMC.DE ETFlab Investment ETF 1L XTF DM Europe Overall Mid Cap Blend 0.30% 0.0 7 EuropeGmbHiShares Euro STOXX MidCap DJMC LN DJMC.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Eurozone Overall Mid Cap Blend 0.40% <strong>10</strong>.5 171 EuropePa,SWX,XTFCS ETF (Lux) on MSCI EMU Mid Cap CSEMUM SW CSEMUM.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Eurozone Overall Mid Cap Blend 0.53% 11.9 170 EuropeIQ Emerging Markets Mid Cap ETF EMER US EMER.K IndexIQ Advisors ETF 1L NYX-Ny EM Global Overall Mid Cap Blend 0.75% 0.4 2 USLLCSPDR S&P International Mid Cap ETF MDD US MDD State Street GA ETF 1L NYX-Ny DM Global ex US Overall Mid Cap Blend 0.45% 2.3 38 USSPDR S&P MidCap 400 ETF MDY US MDY State Street GA ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.25% 7,937.7 <strong>10</strong>,329 USiShares S&P MidCap 400 IJH US IJH BlackRock ETF 1L ASX,NYX-Ny DM North America US Mid Cap Blend 0.21% 1,758.9 <strong>10</strong>,046 USiShares Russell Midcap Index Fund IWR US IWR BlackRock ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.21% 614.4 6,414 USVanguard Mid-Cap ETF VO US VO Vanguard ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.12% 239.6 3,485 USSchwab U.S. Mid-Cap ETF SCHM US SCHM.K Charles Schwab ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.13% 50.0 165 USInvestment MgmtiShares Morningstar Mid Core Index Fund JKG US JKG BlackRock ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.25% 25.3 151 USRevenueShares Mid Cap Fund RWK US RWK Revenue Shares ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.54% 14.5 135 USSPDR DJ Wilshire Mid Cap ETF EMM US EMM State Street GA ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.25% 9.1 71 USRydex Russell Midcap Equal Weight ETF EWRM US EWRM.K Rydex Invest. ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.40% 9.2 52 USVanguard S&P Mid-Cap 400 ETF IVOO US IVOO.K Vanguard ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.15% 7.8 31 USComStage ETF MSCI USA Mid Cap TRN CBMMDUUS GR CBMINUSM.DE ComStage ETF 1L SWX,XTF DM North America US Mid Cap Blend 0.35% 5.9 21 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 32 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3SPDR S&P 400 US Mid Cap ETF SPY4 GY SPY4.DE State Street GA ETF 1L LSE,XTF DM North America US Mid Cap Blend 0.30% 3.5 5 EuropeFocus Morningstar Mid Cap Index ETF FMM US FMM FocusShares ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.12% 1.3 5 USRydex S&P MidCap 400 Equal Weight ETF EWMD US EWMD.K Rydex Invest. ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.40% 0.8 3 USGlobal X NASDAQ 400 Mid Cap ETF QQQM US QQQM.O Global XETF 1L NDQ DM North America US Mid Cap Blend 0.48% 0.0 3 USManagement Co LLCETFlab MSCI USA MC ETFUSMC GR ETFUSMC.DE ETFlab InvestmentGmbHETF 1L XTF DM North America US Mid Cap Blend 0.30% 0.0 2 EuropeSmall CapiShares S&P/ASX Small Ordinaries Index Fund ISO AU ISO.AX BlackRock ETF 1L ASX DM Pacific Australia Small Cap Blend 0.55% 0.5 25 AsiaIQ Australia Small Cap ETF KROO US KROO.K IndexIQ Advisors ETF 1L NYX-Ny DM Pacific Australia Small Cap Blend 0.69% 2.7 16 USLLCSPDR S&P/ASX Small Ordinaries Fund SSO AU SSO.AX State Street GA ETF 1L ASX DM Pacific Australia Small Cap Blend 0.50% 0.1 8 AsiaVanguard MSCI Australian Small Companies VSO AU VSO.AX Vanguard ETF 1L ASX DM Pacific Australia Small Cap Blend 0.30% 0.2 7 AsiaIndex ETFiShares MSCI Australia Small Cap Index Fund EWAS US EWAS.K BlackRock ETF 1L BATS DM Pacific Australia Small Cap Blend 0.59% 0.1 3 USMarket Vectors Brazil Small-Cap ETF BRF US BRF Van Eck Funds ETF 1L NYX-Ny EM Latin America Brazil Small Cap Blend 0.65% 304.1 653 USiShares MSCI Brazil Small Cap Index Fund EWZS US EWZS.K BlackRock ETF 1L NYX-Ny EM Latin America Brazil Small Cap Blend 0.65% 7.5 52 USIQ Canada Small Cap ETF CNDA US CNDA.K IndexIQ Advisors ETF 1L NYX-Ny DM North America Canada Small Cap Blend 0.69% 4.0 35 USLLCiShares MSCI Canada Small Cap Index Fund EWCS US EWCS.K BlackRock ETF 1L BATS DM North America Canada Small Cap Blend 0.59% 0.0 5 USGuggenheim China Small Cap ETF HAO US HAO Guggenheim Funds ETF 1L NYX-Ny EM Asia China Small Cap Blend 0.80% 25.0 154 USDistributors, Inc.iShares MSCI China Small Cap Index Fund ECNS US ECNS.K BlackRock ETF 1L NYX-Ny EM Asia China Small Cap Blend 0.65% 1.8 16 USMarket Vectors Germany Small-Cap ETF GERJ US GERJ.K Van Eck Funds ETF 1L NYX-Ny DM Eurozone Germany Small Cap Blend 0.55% 0.8 3 USiShares MSCI Germany Small Cap Index Fund EWGS US EWGS.K BlackRock ETF 1L BATS DM Eurozone Germany Small Cap Blend 0.59% 0.0 3 USiShares MSCI Hong Kong Small Cap Index EWHS US EWHS.K BlackRock ETF 1L NYX-Ny DM Pacific Hong Kong Small Cap Blend 0.59% 0.3 5 USFundMarket Vectors India Small-Cap Index ETF SCIF US SCIF.K Van Eck Funds ETF 1L NYX-Ny EM Asia India Small Cap Blend 0.85% 9.4 42 USEGShares India Small Cap ETF SCIN US SCIN.K Emerging Global ETF 1L NYX-Ny EM Asia India Small Cap Blend 0.85% 3.7 24 USSharesiShares MSCI Japan Small Cap ISJP LN ISJP.L BlackRock ETF 1L LSE,SWX,XTF DM Pacific Japan Small Cap Blend 0.59% 7.4 120 EuropeSPDR Russell/Nomura Small Cap Japan ETF JSC US JSC State Street GA ETF 1L NYX-Ny DM Pacific Japan Small Cap Blend 0.55% 6.7 90 USiShares MSCI Japan Small Cap Index ETF SCJ US SCJ BlackRock ETF 1L NYX-Ny DM Pacific Japan Small Cap Blend 0.53% 5.4 54 USCS ETF (IE) on MSCI Japan Small Cap CSJPS SW CSJPS.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Pacific Japan Small Cap Blend 0.58% 2.7 53 EuropeGlobal X Mexico Small-Cap ETF MEXS US MEXS.K Global XManagement Co LLCETF 1L NYX-Ny EM Latin America Mexico Small Cap Blend 0.69% 0.2 1 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 33ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3SPDR S&P Small Cap Emerging Asia Pacific GMFS US GMFS.K State Street GA ETF 1L NYX-Ny EM Asia Pacific Overall Small Cap Blend 0.65% 0.7 6 USETFiShares MSCI AC Far East ex-Japan Small Cap ISFE LN ISFE.L BlackRock ETF 1L LSE,SWX,XTF Overall Asia Pacific ex Japan Overall Small Cap Blend 0.74% 7.7 48 EuropeiShares STOXX Small 200 (DE) SCXPEX GR SCXPEX.DE BlackRock ETF 1L BI,NYX - Pa,XTF DM Europe Overall Small Cap Blend 0.19% 4.9 161 Europedb x-trackers MSCI Europe Small Cap TRN XXSC GR XXSC.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,SWX,XTF DM Europe Overall Small Cap Blend 0.40% 8.6 138 EuropeIndex ETFComStage ETF MSCI Europe Small Cap TRN CBNCUDE1 GR CBMINEUS.DE ComStage ETF 1L SWX,XTF DM Europe Overall Small Cap Blend 0.35% 2.2 18 EuropeSPDR MSCI Eur Small Cap SMC FP SMC.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Small Cap Blend 0.40% 0.3 9 EuropeSTOXX Small 200 Source ETF SDJSML GR SDJSML.DE Source ETF 1L XTF DM Europe Overall Small Cap Blend 0.35% 0.0 2 EuropeiShares Euro STOXX Small Cap DJSC LN DJSC.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Eurozone Overall Small Cap Blend 0.40% 19.7 271 EuropePa,SWX,XTFCS ETF (IE) on MSCI EMU Small Cap CSEMUS SW CSEMUS.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Eurozone Overall Small Cap Blend 0.58% 8.4 157 EuropeAmundi ETF Euro STOXX Small Cap ETF ESM FP ESM.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Eurozone Overall Small Cap Blend 0.30% 1.7 86 EuropeLyxor ETF MSCI EMU Small Cap MMS FP MSSM.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Eurozone Overall Small Cap Blend 0.40% 15.2 73 EuropeUBS-ETF MSCI EMU Small Cap A UEFD GY ESCEUA.DE UBS ETF 1L XTF DM Eurozone Overall Small Cap Blend 0.50% - 4 EuropeMSCI EMU Small Cap Source ETF EMSC GR EMSC.DE Source ETF 1L XTF DM Eurozone Overall Small Cap Blend 0.40% - 1 EuropeSPDR S&P Emerging Markets Small Cap ETF EWX US EWX State Street GA ETF 1L NYX-Ny EM Global Overall Small Cap Blend 0.65% 63.0 827 USiShares MSCI Emerging Markets Small Cap SEMS LN SEMS.L BlackRock ETF 1L LSE,SWX,XTF EM Global Overall Small Cap Blend 0.74% 24.7 226 EuropeiShares MSCI Emerging Markets Small Cap EEMS US EEMS.K BlackRock ETF 1L NYX-Ny EM Global Overall Small Cap Blend 0.69% 1.8 36 USIndex FundSPDR MSCI Emerging Markets Small Cap ETF SPYX GY EMSD.DE State Street GA ETF 1L LSE,NYX - Pa,XTF EM Global Overall Small Cap Blend 0.65% 5.3 19 EuropeIQ Global Oil Small Cap ETF IOIL US IOIL.K IndexIQ Advisors ETF 1L NYX-Ny Overall Global Overall Small Cap Blend 0.75% 0.9 2 USLLCiShares MSCI EAFE Small Cap Fund SCZ US SCZ BlackRock ETF 1L NYX-Ny DM Global ex US Overall Small Cap Blend 0.40% 231.4 1,346 USVanguard FTSE All World ex-US Small-Cap ETF VSS US VSS Vanguard ETF 1L NYX-Ny Overall Global ex US Overall Small Cap Blend 0.33% 76.4 889 USSPDR S&P Intl. Small Cap ETF GWX US GWX State Street GA ETF 1L NYX-Ny DM Global ex US Overall Small Cap Blend 0.59% 77.6 713 USSchwab International Small-Cap Equity ETF SCHC US SCHC.K Charles Schwab ETF 1L NYX-Ny DM Global ex US Overall Small Cap Blend 0.35% 18.4 148 USInvestment MgmtGuggenheim International Small Cap LDRs ETF XGC US XGC Guggenheim Funds ETF 1L NYX-Ny DM Global ex US Overall Small Cap Blend 1.04% 0.7 6 USDistributors, Inc.Latin America Small-Cap Index ETF LATM US LATM.K Van Eck Funds ETF 1L NYX-Ny EM Latin America Overall Small Cap Blend 0.63% 1.7 17 USMarket Vectors Russia Small-Cap ETF RSXJ US RSXJ.K Van Eck Funds ETF 1L NYX-Ny EM Europe Russia Small Cap Blend 0.67% 0.9 4 USiShares MSCI Singapore Small Cap Index Fund EWSS US EWSS.K BlackRock ETF 1L NYX-Ny DM Pacific Singapore Small Cap Blend 0.59% 0.5 3 USIQ South Korea Small Cap ETF SKOR US SKOR.K IndexIQ Advisors ETF 1L NYX-Ny EM Asia South Korea Small Cap Blend 0.79% 1.5 <strong>10</strong> USLLCCS ETF (IE) on MSCI UK Small Cap CSUKS SW CSUKS.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe UK Small Cap Blend 0.58% 1.4 33 EuropeiShares MSCI United Kingdom Small Cap Index EWUS US EWUS.K BlackRock ETF 1L BATS DM Europe UK Small Cap Blend 0.59% 0.0 3 USFundiShares Russell 2000 IWM US IWM BlackRock ETF 1L ASX,NYX-Ny DM North America US Small Cap Blend 0.26% 71,550.8 15,540 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 34 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3iShares S&P SmallCap600 IJR US IJR BlackRock ETF 1L ASX,NYX-Ny DM North America US Small Cap Blend 0.20% 2,891.1 7,355 USVanguard Small-Cap ETF VB US VB Vanguard ETF 1L NYX-Ny DM North America US Small Cap Blend 0.17% 576.7 3,986 USSchwab U.S. Small-Cap ETF SCHA US SCHA.K Charles Schwab ETF 1L NYX-Ny DM North America US Small Cap Blend 0.13% 122.2 575 USInvestment MgmtiShares Russell Microcap Index IWC US IWC BlackRock ETF 1L NYX-Ny DM North America US Small Cap Blend 0.60% 73.8 422 USCS ETF (IE) on MSCI USA Small Cap CSUSS SW CSUSS.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Small Cap Blend 0.43% 15.5 190 EuropeiShares Morningstar Small Core Index Fund JKJ US JKJ BlackRock ETF 1L NYX-Ny DM North America US Small Cap Blend 0.25% 12.1 143 USPowerShares S&P SmallCap Information PSCT US PSCT.O PowerShares ETF 1L NDQ DM North America US Small Cap Blend 0.29% 46.4 116 USTechnology PortfolioRevenueShares Small Cap Fund RWJ US RWJ Revenue Shares ETF 1L NYX-Ny DM North America US Small Cap Blend 0.54% 13.6 113 USPowerShares S&P SmallCap Health Care PSCH US PSCH.O PowerShares ETF 1L NDQ DM North America US Small Cap Blend 0.29% 19.8 112 USPortfolioSPDR DJ Wilshire Small Cap ETF SLY US SLY State Street GA ETF 1L NYX-Ny DM North America US Small Cap Blend 0.20% 15.9 77 USiShares S&P Small Cap 600 ISP6 LN ISP6.L BlackRock ETF 1L LSE,XTF DM North America US Small Cap Blend 0.40% 13.8 77 EuropePowerShares S&P SmallCap Financials PSCF US PSCF.O PowerShares ETF 1L NDQ DM North America US Small Cap Blend 0.29% 14.3 72 USPortfolioPowerShares S&P SmallCap Energy Portfolio PSCE US PSCE.O PowerShares ETF 1L NDQ DM North America US Small Cap Blend 0.29% 13.1 60 USVanguard Russell 2000 VTWO US VTWO.O Vanguard ETF 1L NDQ DM North America US Small Cap Blend 0.19% 18.6 56 USPowerShares S&P SmallCap Consumer PSCD US PSCD.O PowerShares ETF 1L NDQ DM North America US Small Cap Blend 0.29% 13.9 53 USDiscretionary PortfolioPowerShares S&P SmallCap Utilities Portfolio PSCU US PSCU.O PowerShares ETF 1L NDQ DM North America US Small Cap Blend 0.29% 7.5 48 USComStage ETF MSCI USA Small Cap TRN CBNCUDUS GR CBMINUSS.DE ComStage ETF 1L SWX,XTF DM North America US Small Cap Blend 0.35% 4.1 46 EuropeFlexShares Morningstar US Market Factors Tilt TILT US TILT.K FlexShares ETF 1L NYX-Ny DM North America US Small Cap Growth 0.27% <strong>10</strong>.7 41 USIndex FundPowerShares S&P SmallCap Industrials PSCI US PSCI.O PowerShares ETF 1L NDQ DM North America US Small Cap Blend 0.29% 11.9 34 USPortfolioPowerShares S&P SmallCap Consumer PSCC US PSCC.O PowerShares ETF 1L NDQ DM North America US Small Cap Blend 0.29% 4.8 19 USStaples PortfolioRydex Russell 2000 Equal Weight ETF EWRS US EWRS.K Rydex Invest. ETF 1L NYX-Ny DM North America US Small Cap Blend 0.40% 1.3 19 USVanguard S&P Small-Cap 600 ETF VIOO US VIOO.K Vanguard ETF 1L NYX-Ny DM North America US Small Cap Blend 0.15% 6.8 13 USRydex S&P SmallCap 600 Equal Weight ETF EWSM US EWSM.K Rydex Invest. ETF 1L NYX-Ny DM North America US Small Cap Blend 0.40% 0.3 6 USFocus Morningstar Small cap Index ETF FOS US FOS FocusShares ETF 1L NYX-Ny DM North America US Small Cap Blend 0.12% 1.8 5 USPowerShares S&P SmallCap MaterialsPortfolioSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.PSCM US PSCM.O PowerShares ETF 1L NDQ DM North America US Small Cap Blend 0.29% 1.6 4 USAUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 35ETP Name BBG Ticker RIC IssuerSectorStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Consumer DiscretionaryGlobal X Brazil Consumer ETF BRAQ US BRAQ.K Global XETF 1L NYX-Ny EM Latin America Brazil Broad Blend 0.77% 4.9 32 USManagement Co LLCGlobal X China Consumer ETF CHIQ US CHIQ.K Global XETF 1L NYX-Ny EM Asia China Broad Blend 0.65% 44.3 148 USManagement Co LLCiShares CSI A-Share Consumer Discretionary 3001 HK 3001.HK BlackRock ETF 1L HKE EM Asia China Broad Blend 0.99% 3.7 33 AsiaIndex ETFdb x-trackers CSI300 Consumer Discretionary XCSC LX 046038894X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 19 EuropeIndex ETFWISE - CSI HK Listed Mainland ConsumptionTracker2817 HK 2817.HK BOCI - PrudentialAsset Man LtdETF 1L HKE EM Asia China Broad Blend 0.89% 0.1 6 AsiaDa Cheng CSI China Mainland ConsumerTracker ETFDaiwa ETF - Topix-17 Electric Appliances &Precision Instruments ETF3071 HK 3071.HK Dacheng FundManagement Co Ltd1642 JP 1642.T Daiwa AssetManagementNomura Topix Elec Appliances 1613 JP 1613.T Nomura AssetManagementDaiwa ETF - Topix Elec Appliances 16<strong>10</strong> JP 16<strong>10</strong>.T Daiwa AssetManagementNext Funds Topix-17 Electric Appliances &Precision Instruments ETF1625 JP 1625.T Nomura AssetManagementDaiwa ETF - Topix-17 Commercial & Wholesale 1646 JP 1646.T Daiwa AssetTrade ETFManagementNext Funds Topix-17 Automobiles &Transportation Equipment ETFDaiwa ETF - Topix-17 Automobiles &Transportation Equipment ETFNext Funds Topix-17 Commercial & WholesaleTrade ETF1622 JP 1622.T Nomura AssetManagement1639 JP 1639.T Daiwa AssetManagement1629 JP 1629.T Nomura AssetManagementAUM$MM 4PrimaryListingRegionETF 1L HKE EM Asia China Broad Blend 1.49% 0.1 2 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 22 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.22% 0.1 14 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.22% - 14 AsiaETF 1L TSE DM Pacific Japan Large Cap Blend 0.32% 0.3 8 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 6 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.4 5 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 5 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.5 3 AsiaNext Funds Topix-17 Retail Trade ETF 1630 JP 1630.T Nomura Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.0 3 AsiaManagementDaiwa ETF - Topix-17 Retail Trade ETF 1647 JP 1647.T Daiwa Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.28% - 3 AsiaManagementSTOXX 600 Optimised Automobiles & Parts XAPS GR XAPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 12.9 239 EuropeSource ETFSTOXX 600 Optimised Media Source ETF XMPS GR XMPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 4.1 52 EuropeiShares STOXX 600 Automobiles & Parts (DE) SXAPEX GR SXAPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Broad Blend 0.52% 11.4 42 EuropeLyxor ETF STOXX 600 Automobiles & Parts AUT FP AUTP.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.30% 19.1 26 EuropeComStage ETF STOXX 600 Automobiles &Parts TRAmundi ETF MSCI Europe ConsumerDiscretionarySource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.CBSXAR GR CBSXAR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 20.5 26 EuropeCD6 FP CD6.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 4.4 25 Europe<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 36 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3ComStage ETF STOXX 600 Media TR CBSXMR GR CBSXMR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 0.0 24 EuropeSPDR MSCI EU Cons Discretionary STR FP STR.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 0.3 15 EuropeLyxor ETF STOXX 600 Media MDA FP MDA.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Broad Blend 0.30% 4.9 9 EuropeiShares STOXX 600 Media (DE) SXMPEX GR SXMPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.52% 0.9 7 EuropeEasyETF Stoxx Europe 600 Media SYM FP SYM1.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% - 22 EuropeEasyETF Stoxx Europe 600 Automobile SYA FP SYA.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 0.8 14 EuropeEGShares Emerging Markets ETF ECON US ECON.K Emerging Global ETF 1L NYX-Ny EM Global Overall Broad Blend 0.85% 66.0 329 USSharesiShares S&P Global Consumer Discretionary RXI US RXI BlackRock ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.48% 20.5 129 USSector Index FundMirae Asset TIGER S&P Global Consumer 3056 HK 3056.HK Mirae Asset MAPS ETF 1L HKE DM Global Overall Large Cap Blend 0.75% - 17 AsiaBrands ETFGlobal InvestmentsLyxor ETF MSCI World Consumer Discretion DISW IM LDISW.MI Lyxor ETF 1L BI,NYX - Br,NYX - Pa,XTF DM Global Overall Large Cap Blend 0.45% 0.2 13 Europedb x-trackers MSCI World Consumer DBPP GY DBPP.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 0.1 5 EuropeDiscretionary TRN Index ETFLyxor ETF MSCI World Consumer Discretion DISW LN DISW.L Lyxor ETF 1L LSE,SWX DM Global Overall Large Cap Blend 0.45% 0.0 4 Europedb x-trackers MSCI Emerging Markets XMEC LN XMEC.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.0 4 EuropeConsumer Discretionary TRN Index ETFFirst Trust NASDAQ Global Auto Index Fund CARZ US CARZ.O First Trust Ad. ETF 1L NDQ DM Global Overall Large Cap Blend 0.70% 0.8 4 USGlobal X Auto ETF VROM US VROM.K Global XETF 1L NYX-Ny Overall Global Overall Large Cap Blend 0.65% 3.4 1 USManagement Co LLCiShares MSCI ACWI ex US Consumer AXDI US AXDI.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.48% 1.1 6 USDiscretionary Sector Index FundSPDR S&P Intl Consumer Disc Sector IPD US IPD State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 0.8 5 USKODEX Autos ETF 091180 KS 091180.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.35% 12.7 49 AsiaMirae Asset MAPS Tiger ConsumerDiscretionary ETFSamsung KODEX Consumer Goods ETF -Equity139290 KS 139290.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.3 13 AsiaGlobal Investments136280 KS 136280.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.45% 0.3 9 AsiaSPDR Consumer Discretionary Select Sector XLY US XLY State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.18% 3,250.0 2,733 USSPDR Retail ETF XRT US XRT State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.35% 6,500.7 713 USVanguard Consumer Discretionary ETF VCR US VCR Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.24% 54.6 382 USiShares DJ US Consumer Services IYC US IYC BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 56.6 281 USMarket Vectors Retail ETF RTH US RTH Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 295.3 53 USRydex S&P Equal Weight ConsumerRCD US RCD Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.50% 32.7 45 USDiscretionary ETFConsumer Discretionary S&P US Select Sector XLYS LN XLYS.L Source ETF 1L LSE DM North America US Broad Blend 0.30% 1.6 9 EuropeSource ETFFocus Morningstar Consumer Cyclical IndexETFFCL US FCL FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 0.5 5 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 37ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Consumer StaplesiShares CSI A-Share Consumer Staples Index 2841 HK 2841.HK BlackRock ETF 1L HKE EM Asia China Broad Blend 0.99% 5.4 56 AsiaETFNext Funds Topix-17 Foods ETF 1617 JP 1617.T Nomura Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.0 4 AsiaManagementDaiwa ETF - Topix-17 Foods ETF 1634 JP 1634.T Daiwa Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 3 AsiaManagementLyxor ETF MSCI AC Asia EX Japan Consumer STAA LN STLA.L Lyxor ETF 1L LSE,SGX Overall Asia ex Japan Overall Broad Blend 0.65% 0.1 8 EuropeStaples TRLyxor ETF MSCI AC Asia EX Japan Consumer COSA FP COSA.PA Lyxor ETF 1L BI,NYX - Br,NYX - Pa Overall Asia ex Japan Overall Broad Blend 0.65% 0.9 6 EuropeStaples TRLyxor ETF STOXX 600 Food & Beverage FOO FP DJFOO.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Broad Blend 0.30% 53.2 125 EuropeiShares STOXX 600 Food & Beverage (DE) SX3PEX GR SX3PEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.47% 13.8 118 EuropeComStage ETF STOXX 600 Food & Beverage CBSX3R GR CBSX3R.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 9.0 71 EuropeTRdb x-trackers STOXX 600 Food & Beverage XS3R GR XS3R.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Europe Overall Mid Cap Blend 0.30% 20.1 71 EuropeETFLyxor ETF STOXX 600 Pers & Household PHG FP LYXPER.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.30% 31.9 56 EuropeGoodsSTOXX 600 Optimised Retail Source ETF XRPS GR XRPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 4.6 53 EuropeSPDR MSCI EU Consumer Staples STS FP STSS.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 1.4 42 EuropeLyxor ETF STOXX 600 Retail RTA FP RTA.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.30% 7.7 34 EuropeComStage ETF STOXX 600 Personal & CBSXQR GR CBSXQR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 14.0 34 EuropeHousehold Goods TRSTOXX 600 Optimised Food & Beverage X3PS GR X3PS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 20.9 34 EuropeSource ETFSTOXX 600 Optimised Personal & Household XQPS GR XQPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 2.1 29 EuropeGoods Source ETFiShares STOXX 600 Pers & Household Goods SXQPEX GR SXQPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.52% 14.8 27 Europe(DE)ComStage ETF STOXX 600 Retail TR CBSXRR GR CBSXRR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 15.9 21 EuropeAmundi ETF MSCI Europe Consumer Staples CS5 FP CS5.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 0.6 15 EuropeiShares STOXX 600 Retail (DE) SXRPEX GR SXRPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.53% 6.5 12 EuropeXACT Nordic Consumer XACTKONS SS XACTKONS.ST Xact Fonder AB ETF 1L OMX DM Europe Overall Large Cap Blend 0.50% 0.0 2 EuropeiShares S&P Global Consumer Staples Sector KXI US KXI BlackRock ETF 1L ASX,NYX-Ny Overall Global Overall Broad Blend 0.48% 71.6 448 USIndex Funddb x-trackers MSCI Emerging Markets XECS LN XECS.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.3 29 EuropeConsumer Staples TRN Index ETFLyxor ETF MSCI World Consumer Staples STAW IM LSTAW.MI Lyxor ETF 1L BI,LSE,NYX - Br,NYX - DM Global Overall Large Cap Blend 0.45% 2.7 9 EuropePa,SWX,XTFdb x-trackers MSCI World Consumer Staples DBPQ GY DBPQ.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 2.1 5 EuropeTRN Index ETFEGShares Consumer Goods GEMS ETF GGEM US GGEM.K Emerging GlobalSharesETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 0.3 1 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 38 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3EGShares Consumer Services GEMS ETF VGEM US VGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 0.3 1 USSharesSPDR S&P Intl Consumer Staples Sector IPS US IPS State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 3.6 16 USiShares MSCI ACWI ex US Consumer StaplesSector Index FundMirae Asset MAPS Tiger Consumer StaplesETFAXSL US AXSL.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.48% 0.9 3 US139280 KS 139280.KS Mirae Asset MAPSGlobal InvestmentsAUM$MM 4PrimaryListingRegionETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.2 9 AsiaSPDR Consumer Staples Select Sector XLP US XLP State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.18% 5,004.4 4,771 USVanguard Consumer Staples ETF VDC US VDC Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.24% 239.3 903 USiShares DJ US Consumer Goods IYK US IYK BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 74.3 366 USConsumer Staples S&P US Select Sector XLPS LN XLPS.L Source ETF 1L LSE DM North America US Broad Blend 0.30% 39.5 <strong>10</strong>0 EuropeSource ETFRydex S&P Equal Weight Consumer Staples RHS US RHS Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.50% 15.3 31 USETFFocus Morningstar Consumer Defensive Index FCD US FCD FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 0.7 5 USETFEnergyAustralian Index Investments (Aii) S&P ASX200 EnergyENY AU ENY.AX Australian IndexInvestments Pty LtdETF 1L ASX DM Pacific Australia Large Cap Blend 0.43% 0.0 3 AsiaGuggenheim Canadian Energy Income ETF ENY US ENY Guggenheim Funds ETF 1L NYX-Ny DM North America Canada Broad Blend 0.83% 14.2 115 USDistributors, Inc.iShares CSI A-Share Energy Index ETF 3050 HK 3050.HK BlackRock ETF 1L HKE EM Asia China Broad Blend 1.39% 0.2 34 Asiadb x-trackers CSI300 Energy Index ETF XCSE LX 048831982X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 7 EuropeGlobal X China Energy ETF CHIE US CHIE.K Global XETF 1L NYX-Ny EM Asia China Broad Blend 0.65% 4.3 6 USManagement Co LLCNext Funds Topix-17 Energy Resources ETF 1618 JP 1618.T Nomura Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.4 4 AsiaManagementDaiwa ETF - Topix-17 Energy Resources ETF 1635 JP 1635.T Daiwa AssetManagementETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.1 3 AsiaMirae Asset TIGER S&P Asia ex JANZ EnergyETF3076 HK 3076.HK Mirae Asset MAPSGlobal InvestmentsETF 1L HKE Overall Asia Overall Large Cap Blend 0.75% - 6 AsiaiShares STOXX 600 Oil & Gas (DE) SXEPEX GR SXEPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Broad Blend 0.52% 25.2 242 EuropeLyxor ETF STOXX 600 Oil & Gas OIL FP LYXOIL.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 49.0 193 Europedb x-trackers STOXX 600 Oil & Gas ETF XSER GR XSER.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX - Pa,OMX,XTF DM Europe Overall Large Cap Blend 0.30% 12.1 139 EuropeAmundi ETF MSCI Europe Energy ANRJ FP ANRJ.PA Amundi ETF 1L LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 11.4 73 EuropeSTOXX 600 Optimised Oil & Gas Source ETF XEPS GR XEPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 40.5 73 EuropeComStage ETF STOXX 600 Oil & Gas TR CBSXER GR CBSXER.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 14.1 69 EuropeSPDR MSCI EU Energy STN FP MSEN.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Large Cap Blend 0.30% 2.3 33 EuropeXACT Nordic Energy XACTENER SS XACTENER.ST Xact Fonder AB ETF 1L OMX,OSE DM Europe Overall Large Cap Blend 0.50% 0.2 14 EuropeEasyETF Stoxx Europe 600 Energy SYE FP EAEU.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 1.4 79 EuropeiShares S&P Global Energy Sector IXC US IXC BlackRock ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.48% 120.4 1,144 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 39ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Amundi ETF MSCI World Energy CWE FP CWE.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF DM Global Overall Large Cap Blend 0.35% 26.6 182 Europedb x-trackers MSCI World Energy TRN Index DBPW GY DBPW.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 1.4 36 EuropeETFWisdomTree Intl. Energy Sector Fund GNAT US GNAT.K WisdomTree AM ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.58% 3.8 33 USLyxor ETF MSCI World Energy ENERW IM ENERW.MI Lyxor ETF 1L BI,NYX - Br,NYX - Pa,XTF DM Global Overall Large Cap Blend 0.45% 15.4 25 EuropeLyxor ETF MSCI World Energy NRGW LN NRGW.L Lyxor ETF 1L LSE,SWX DM Global Overall Large Cap Blend 0.45% 2.7 24 EuropeXACT Oil Service XACTOILS NO XACTOILS.OL Xact Fonder AB ETF 1L OSE DM Global Overall Broad Blend 0.50% 0.3 16 EuropeEGShares Energy GEMS ETF OGEM US OGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 1.2 15 USSharesDaily Natural Gas Related Bull 2x Shares GASL US GASL.K Direxionshares ETF 2L NYX-Ny Overall Global Overall Broad Blend 0.95% 23.2 12 USdb x-trackers MSCI Emerging Markets Energy XMEY LN XMEY.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.6 4 EuropeTRN Index ETFDaily Natural Gas Related Bear 2x Shares GASX US GASX.K Direxionshares ETF 2S NYX-Ny Overall Global Overall Broad Blend 0.95% 6.6 3 USSPDR S&P Intl Energy Sector IPW US IPW State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 0.5 11 USiShares MSCI ACWI ex US Energy Sector AXEN US AXEN.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.48% 0.3 6 USIndex FundJefferies | TR/J CRB Wildcatters Exploration & WCAT US WCAT.K ALPS Fund Services ETF 1L NYX-Ny DM North America Overall Broad Blend 0.65% 0.8 13 USProduction Equity ETFIncMtrack Energy ETF ENGY TB ENGY.BK TMB Asset ETF 1L SET EM Asia Thailand Broad Blend - 0.1 5 AsiaManagementSPDR Energy Select Sector XLE US XLE State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.18% 20,545.4 7,547 USiShares S&P GSTI Natural Resources Index IGE US IGE BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 192.6 1,880 USFundVanguard Energy ETF VDE US VDE Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.24% 272.3 1,804 USMarket Vectors Oil Services ETF OIH US OIH Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 4,302.2 1,029 USSPDR Oil & Gas Exploration & Production ETF XOP US XOP State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.35% 4,570.9 951 USiShares DJ US Energy IYE US IYE BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 136.4 940 USiShares Dow Jones US Oil Equipment & IEZ US IEZ BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 234.7 481 USServicesiShares Dow Jones US Oil & Gas Exploration IEO US IEO BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 214.6 377 US& ProductionSPDR Oil & Gas Equipment & Services ETF XES US XES State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.35% 133.8 349 USFirst Trust ISE-REV Nat Gas Index Fund FCG US FCG First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 125.5 327 USRydex S&P Equal Weight Energy ETF RYE US RYE Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.50% 8.3 35 USEnergy S&P US Select Sector Source ETF XLES LN XLES.L Source ETF 1L LSE DM North America US Broad Blend 0.30% 3.2 8 EuropeFocus Morningstar Energy Index ETF FEG US FEG FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 6.2 5 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 40 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3FinancialsSPDR S&P/ASX 200 Listed Prop SLF AU SLF.AX State Street GA ETF 1L ASX DM Pacific Australia Large Cap Blend 0.40% 7.9 307 AsiaBetaShares S&P/ASX 200 Financials SectorETFVanguard Australian Properties SecuritiesIndex ETFNikko listed Index Fund Australian REIT(S&P/ASX200 A-REIT)SPDR S&P/ASX 200 Financials ex A-REITsFundAustralian Index Investments (Aii) S&P/ASX200 Financials (ex A-REITs)Australian Index Investments (Aii) S&P/ASX200 FinancialsQFN AU QFN.AX BetaShares Capital ETF 1L ASX DM Pacific Australia Large Cap Blend 0.39% 3.3 32 AsiaLtdVAP AU VAP.AX Vanguard ETF 1L ASX DM Pacific Australia Broad Blend 0.25% 1.4 23 Asia1555 JP 1555.T Nikko Asset ETF 1L TSE DM Pacific Australia Large Cap Blend 0.47% 1.8 14 AsiaManagementOZF AU OZF.AX State Street GA ETF 1L ASX DM Pacific Australia Large Cap Blend 0.40% 0.9 13 AsiaFIX AU FIX.AX Australian IndexInvestments Pty LtdFIN AU FIN.AX Australian IndexInvestments Pty LtdAUM$MM 4PrimaryListingRegionETF 1L ASX DM Pacific Australia Large Cap Blend 0.43% 0.3 4 AsiaETF 1L ASX DM Pacific Australia Large Cap Blend 0.43% 0.3 2 AsiaGlobal X Brazil Financials ETF BRAF US BRAF.K Global XETF 1L NYX-Ny EM Latin America Brazil Broad Blend 0.77% 0.2 6 USManagement Co LLCGuotai SSE 180 Financial Index ETF 5<strong>10</strong>230 CH 5<strong>10</strong>230.SS Guotai Asset ETF 1L SHG EM Asia China Large Cap Blend 0.50% 32.5 184 AsiaManagement Co LtdiShares CSI A-Share Financials Index ETF 2829 HK 2829.HK BlackRock ETF 1L HKE EM Asia China Broad Blend 1.39% 1.3 <strong>10</strong>2 Asiadb x-trackers CSI300 <strong>Bank</strong>s Index ETF XCSB LX 046038851X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 19 EuropeGuggenheim China Real Estate ETF TAO US TAO Guggenheim Funds ETF 1L NYX-Ny EM Asia China Broad Blend 0.65% 5.5 19 USDistributors, Inc.Global X China Financials ETF CHIX US CHIX.K Global XETF 1L NYX-Ny EM Asia China Broad Blend 0.65% 2.3 16 USManagement Co LLCdb x-trackers CSI300 Financials Index ETF XCSF LX 048832024X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 9 Europedb x-trackers CSI300 Real Estate Index ETF XCSR LX 046039033X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 6 EuropeWISE - CSI HK Listed Mainland Real EstateTracker2839 HK 2839.HK BOCI - PrudentialAsset Man Ltd<strong>Bank</strong> BeES BBEES IN BBES.NS Benchmark AssetManagementKotak PSU <strong>Bank</strong> ETF KOPSUB IN KTPU.NS Kotak MahindraAsset ManReliance <strong>Bank</strong>ing Exchange Traded Fund RBETF IN RELB.NS Reliance CapitalAsset ManagementPSU <strong>Bank</strong> Benchmark ETF PSUBBE IN PSUB.NS Benchmark AssetManagementNomura Topix <strong>Bank</strong>s 1615 JP 1615.T Nomura AssetManagementNext Funds REIT Index ETF 1343 JP 1343.T Nomura AssetManagementNikko J-REIT Tokyo Stock Exchange REITIndex - Bi Monthly Dividend1345 JP 1345.T Nikko AssetManagementNext Funds TOPIX-17 <strong>Bank</strong>s ETF 1631 JP 1631.T Nomura AssetManagementSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.ETF 1L HKE EM Asia China Broad Blend 0.89% 0.3 3 AsiaETF 1L NSE EM Asia India Broad Blend 1.00% 1.0 224 AsiaETF 1L NSE EM Asia India Broad Blend 0.75% 0.1 3 AsiaETF 1L NSE EM Asia India Broad Blend 1.25% 0.0 2 AsiaETF 1L NSE EM Asia India Broad Blend 1.50% 0.1 2 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.23% 26.0 313 AsiaETF 1L TSE DM Pacific Japan Large Cap Blend 0.32% 6.7 115 AsiaETF 1L TSE DM Pacific Japan Broad Dividend 0.30% 8.9 87 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.7 21 Asia<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 41ETP Name BBG Ticker RIC IssuerDaiwa ETF - Topix <strong>Bank</strong>s 1612 JP 1612.T Daiwa AssetManagementDaiwa ETF - Topix-17 <strong>Bank</strong>s ETF 1648 JP 1648.T Daiwa AssetManagementNext Funds Topix-17 Real Estate ETF 1633 JP 1633.T Nomura AssetManagementDaiwa ETF - Topix-17 Financials (ex <strong>Bank</strong>s) ETF 1649 JP 1649.T Daiwa AssetManagementDaiwa ETF - Topix-17 Real Estate ETF 1650 JP 1650.T Daiwa AssetManagementNext Funds Topix-17 Financials (ex <strong>Bank</strong>s) ETF 1632 JP 1632.T Nomura AssetManagementMirae Asset TIGER S&P Asia ex JANZFinancials ETF3064 HK 3064.HK Mirae Asset MAPSGlobal InvestmentsStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3AUM$MM 4PrimaryListingRegionETF 1L TSE DM Pacific Japan Broad Blend 0.22% 0.1 16 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 5 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.32% 1.3 3 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 2 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 2 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.7 1 AsiaETF 1L HKE Overall Asia Overall Large Cap Blend 0.75% - 6 AsiaLyxor ETF MSCI AC Asia ex-Japan Real Estate AHJ FP AHJ.PA Lyxor ETF 1L BI,BME,NYX -Overall Asia ex Japan Overall Broad Blend 0.65% 0.7 <strong>10</strong> EuropePa,SWX,XTF,SGXLyxor ETF MSCI AC Asia Ex JapanIFRA FP IFRA.PA Lyxor ETF 1L BI,LSE,NYX - Br,NYX - Pa Overall Asia ex Japan Overall Broad Blend 0.65% 0.1 5 EuropeInfrastructure Capped TRLyxor ETF MSCI AC Asia Ex Japan Financials FINA LN FNLA.L Lyxor ETF 1L LSE,SGX Overall Asia ex Japan Overall Broad Blend 0.65% - 3 EuropeTRLyxor ETF MSCI AC Asia Ex Japan Financials FICA FP FICA.PA Lyxor ETF 1L BI,NYX - Br,NYX - Pa Overall Asia ex Japan Overall Broad Blend 0.65% - 1 EuropeTRiShares FTSE EPRA/NAREIT Asia Index Fund IFAS US IFAS.O BlackRock ETF 1L NDQ Overall Asia Pacific Overall Broad Blend 0.48% 3.5 22 USiShares STOXX Asia Pacific 600 Real Estate(DE)iShares FTSE EPRA European Property IndexFundSREPEX GR SREPEX.DE BlackRock ETF 1L XTF DM Asia Pacific Overall Broad Blend 0.72% 0.9 15 EuropeIPRP LN IPRP.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX -Pa,SWX,XTFDM Europe Overall Broad Blend 0.59% 59.4 533 EuropeLyxor ETF STOXX 600 <strong>Bank</strong>s BNK FP LYXBNK.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Europe Overall Large Cap Blend 0.30% 220.2 445 Europedb x-trackers FTSE EPRA/NAREIT Developed D5BK GR D5BK.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,SWX,XTF DM Europe Overall Broad Blend 0.40% 2.3 219 EuropeEurope Real Estate ETFEasyETF FTSE EPRA Europe EEEP GR EEEP.DE BNP Paribas ETF 1L NYX - Am,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.45% 6.4 207 EuropeiShares STOXX 600 <strong>Bank</strong>s (DE) SX7PEX GR SX7PEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Broad Blend 0.52% 62.2 193 Europedb x-trackers STOXX 600 <strong>Bank</strong>s ETF XS7R GR XS7R.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX - DM Europe Overall Large Cap Blend 0.30% 46.3 154 EuropePa,OMX,XTFAmundi ETF MSCI Europe <strong>Bank</strong>s CB5 FP CB5.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 6.5 137 EuropeLyxor ETF STOXX 600 Insurance INS FP LYYQ.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.30% 19.6 72 EuropeiShares STOXX 600 Real Estate (DE) SREEEX GR SREEEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Broad Blend 0.47% 4.4 62 EuropeComStage ETF STOXX 600 <strong>Bank</strong>s TR CBSX7R GR CBSX7R.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 18.4 53 EuropeiShares STOXX 600 Insurance (DE) SXIPEX GR SXIPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.52% 11.9 50 EuropeSTOXX 600 Optimised <strong>Bank</strong>s Source ETF X7PS GR X7PS.DE Source ETF 1L LSE,XTF DM Europe Overall Broad Blend 0.30% 35.6 47 Europedb x-trackers STOXX 600 Insurance ETF XSIR GR XSIR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Europe Overall Broad Blend 0.30% 9.6 44 EuropeSPDR MSCI EU Financials STZ FP STZZ.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 24.5 40 EuropeAmundi ETF Real Estate REIT IEIF C8R FP C8R.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.35% 2.5 37 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 42 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3ComStage ETF STOXX 600 Insurance TR CBSXIR GR CBSXIR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 0.8 35 EuropeSTOXX 600 Optimised Insurance Source ETF XIPS GR XIPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 2.8 34 EuropeAmundi ETF MSCI Europe Insurance CI5 FP CI5.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 1.0 23 EuropeComStage ETF STOXX 600 Financial Services CBSXFR GR CBSXFR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 9.3 22 EuropeTRiShares STOXX 600 Financial Services (DE) SXFPEX GR SXFPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.53% 1.6 17 EuropeiShares MSCI Europe Financials Sector Index EUFN US EUFN.O BlackRock ETF 1L NDQ DM Europe Overall Broad Blend 0.48% 30.7 16 USFundComStage ETF STOXX 600 Real Estate TR CBSX86R GR CBSX86R.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 0.1 14 EuropeSTOXX 600 Optimised Financial Services XFPS GR XFPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 2.8 12 EuropeSource ETFiShares FTSE EPRA/NAREIT Europe Index IFEU US IFEU.O BlackRock ETF 1L NDQ DM Europe Overall Broad Blend 0.48% 0.7 12 USFundLyxor ETF STOXX 600 Financial Services FIN FP FINS.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Broad Blend 0.30% 1.3 11 EuropeLyxor ETF MSCI Europe Real Estate MEH FP MEH.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.40% 0.8 6 EuropeUBS-Index Solutions - SXI Real Estate ETF A SRFCHA SW ISRFCHA.S UBS ETF 1L SWX DM Europe Overall Broad Blend 0.35% 1.5 5 EuropeXACT Nordic Construction & Real Estate XACTBYGG SS XACTBYGG.ST Xact Fonder AB ETF 1L OMX DM Europe Overall Large Cap Blend 0.50% 0.2 5 EuropeXACT <strong>Bank</strong> XACTBANK SS XACTBANK.ST Xact Fonder AB ETF 1L OMX DM Europe Overall Large Cap Blend 0.50% 0.0 5 EuropeiShares Euro STOXX <strong>Bank</strong>s (DE) SX7EEX GR SX7EEX.DE BlackRock ETF 1L XTF DM Eurozone Overall Large Cap Blend 0.52% 205.5 248 EuropeEasyETF Stoxx Europe 600 Insurance SYI FP SYI.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 1.9 113 EuropeEURO STOXX Optimised <strong>Bank</strong>s ETF S7XE GR S7XE.DE Source ETF 1L XTF DM Eurozone Overall Broad Blend 0.30% 20.9 <strong>10</strong>2 EuropeEasyETF Stoxx Europe 600 <strong>Bank</strong> SYB FP EAEB.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 2.5 27 Europedb x-trackers FTSE EPRA/NAREIT Eurozone D5BJ GR D5BJ.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Eurozone Overall Broad Blend 0.35% 0.1 2 EuropeReal Estate ETFSPDR DJ Wilshire Global Real Estate ETF RWO US RWO State Street GA ETF 1L NYX-Ny DM Global Overall Broad Blend 0.50% 71.4 377 USiShares S&P Global Financial Sector IXG US IXG BlackRock ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.48% 31.3 157 USFirst Trust FTSE/NAREIT Global Real Estate FFR US FFR First Trust Ad. ETF 1L NYX-Ny DM Global Overall Broad Blend 0.60% 11.8 77 USIndex FundCohen & Steers Global Realty Majors ETF GRI US GRI ALPS Fund Services ETF 1L NYX-Ny DM Global Overall Broad Blend 0.55% 5.2 54 USIncLyxor ETF MSCI World Real Estate MWO FP MWO.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Global Overall Broad Blend 0.45% 13.7 22 EuropeAmundi ETF MSCI World Financials CWF FP CWF.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF DM Global Overall Large Cap Blend 0.35% 1.1 16 Europedb x-trackers FTSE EPRA/NAREIT Global Real XGLR LN XGLR.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE DM Global Overall Broad Blend 0.60% 0.0 15 EuropeEstate ETFHSBC FTSE EPRA/NAREIT Developed ETF HPRD LN HPRD.L HSBC ETF 1L LSE DM Global Overall Large Cap Blend 0.40% 1.4 11 EuropeLyxor ETF MSCI World Financials FINW LN FINW.L Lyxor ETF 1L LSE,SWX DM Global Overall Large Cap Blend 0.45% 0.5 5 EuropeThink Global Real Estate Tracker TRET NA TRET.AS ThinkCapital <strong>ETFs</strong>N.V.ETF 1L NYX - Am DM Global Overall Broad Blend 0.25% 0.1 5 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 43ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3db x-trackers MSCI World Financials TRN DBPR GY DBPR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 0.1 4 EuropeIndex ETFdb x-trackers MSCI Emerging Markets XMEF LN XMEF.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.0 4 EuropeFinancials TRN Index ETFiShares MSCI Emerging Markets Financials EMFN US EMFN.O BlackRock ETF 1L NDQ EM Global Overall Broad Blend 0.72% 0.5 4 USSector Index FundEGShares Financials GEMS ETF FGEM US FGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Broad Blend 0.85% 0.4 3 USSharesiShares MSCI Far East Financials Sector Index FEFN US FEFN.O BlackRock ETF 1L NDQ EM Global Overall Broad Blend 0.48% 0.0 2 USFundLyxor ETF MSCI World Financials FINSW IM LFINSW.MI Lyxor ETF 1L BI,NYX - Br,NYX - Pa,XTF DM Global Overall Large Cap Blend 0.45% 1.3 1 EuropeSPDR Dow Jones International Real Estate RWX US RWX State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.59% 285.2 2,224 USETFiShares FTSE EPRA/NAREIT Global Real Estate IFGL US IFGL.O BlackRock ETF 1L NDQ DM Global ex US Overall Broad Blend 0.48% 44.3 371 USex US Index FundVanguard Global ex-U.S. Real Estate ETF VNQI US VNQI.O Vanguard ETF 1L NDQ Overall Global ex US Overall Broad Blend 0.35% 31.9 200 USiShares S&P World ex-US Property Index Fund WPS US WPS BlackRock ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.48% 5.5 123 USWisdomTree Global ex-US Real Estate Fund DRW US DRW WisdomTree AM ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.58% 15.0 112 USSPDR S&P Intl Financial Sector IPF US IPF State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 0.4 5 USPowerShares KBW International Financial KBWX US KBWX.K PowerShares ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.40% 0.0 3 USPortfolioiShares MSCI ACWI EX US Financial Sector AXFN US AXFN.O BlackRock ETF 1L NDQ Overall Global ex US Overall Broad Blend 0.48% 0.1 2 USIndex FundiShares STOXX Americas 600 Real Estate (DE) SREAEX GR SREAEX.DE BlackRock ETF 1L XTF DM North America Overall Broad Blend 0.72% 2.3 22 EuropeiShares FTSE EPRA/NAREIT North America IFNA US IFNA.O BlackRock ETF 1L NDQ DM North America Overall Broad Blend 0.48% 2.7 13 USIndex FundKODEX <strong>Bank</strong>s ETF 091170 KS 091170.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.35% 7.5 37 AsiaMirae Asset MAPS TIGER <strong>Bank</strong>s ETF 091220 KS 091220.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.46% 0.1 29 AsiaGlobal InvestmentsSamsung KODEX Securities ETF <strong>10</strong>2970 KS <strong>10</strong>2970.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.33% 9.5 25 AsiaMirae Asset MAPS Tiger Financials ETF 139270 KS 139270.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.40% 2.3 12 AsiaGlobal InvestmentsKOSEF <strong>Bank</strong>s ETF 091190 KS 091190.KS Woori Asset ETF 1L KSE EM Asia South Korea Broad Blend 0.50% 0.0 5 AsiaManagementSamsung KODEX Insurance ETF 140700 KS 140700.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.45% 0.4 3 AsiaUBS-IS SWX Immobilienfonds - A SRECHA SW SRECHA.S UBS ETF 1L SWX DM Europe Switzerland Broad Blend 0.45% 11.7 181 EuropePolaris/P-Shares MSCI Taiwan Financials Fund 0055 TT 0055.TW Polaris Int Sec ETF 1L TOK EM Asia Taiwan Broad Blend 0.40% 23.7 120 AsiaFubon Taiwan Finance ETF 0059 TT 0059.TW Fubon Securities ETF 1L TOK EM Asia Taiwan Broad Blend 0.40% 0.2 19 AsiaInvestment Trust CoiShares FTSE EPRA/NAREIT UK Property Fund IUKP LN IUKP.L BlackRock ETF 1L BI,LSE,SWX DM Europe UK Broad Blend 0.40% 31.5 382 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 44 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Vanguard REIT ETF VNQ US VNQ Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.12% 2,208.6 <strong>10</strong>,343 USSPDR Financial Select Sector XLF US XLF State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.18% 21,088.5 6,524 USiShares DJ US Real Estate IYR US IYR BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.47% 6,782.8 3,4<strong>10</strong> USiShares Cohen & Steers Realty Majors ICF US ICF BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 784.8 2,637 USDJ Wilshire REIT ETF RWR US RWR State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.25% 281.1 1,671 USSPDR S&P <strong>Bank</strong> ETF KBE US KBE State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 1,702.4 1,331 USSPDR S&P Regional <strong>Bank</strong>ing ETF KRE US KRE State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 2,175.6 960 USVanguard Financials ETF VFH US VFH Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.24% 164.2 631 USiShares DJ US Financial IYF US IYF BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 390.6 420 USFirst Trust S&P Reit Index Fund FRI US FRI First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.50% <strong>10</strong>8.7 399 USiShares FTSE Nareit Mortgage REITSs Index REM US REM BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 51.7 251 USFundSchwab U.S. REIT ETF SCHH US SCHH.K Charles Schwab ETF 1L NYX-Ny DM North America US Broad Blend 0.13% 91.6 246 USInvestment MgmtiShares DJ US Financial Services IYG US IYG BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 50.1 191 USiShares FTSE Nareit Residential Index Fund REZ US REZ BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 73.1 177 USSPDR S&P Insurance ETF KIE US KIE State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 94.4 140 USiShares Dow Jones US Regional <strong>Bank</strong>s IAT US IAT BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 46.0 111 USPowerShares KBW Regional <strong>Bank</strong>ing Portfolio KBWR US KBWR.K PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.00% 16.9 84 USiShares Dow Jones US Insurance IAK US IAK BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 19.3 67 USiShares Dow Jones US Broker-Dealers IAI US IAI BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 21.5 58 USiShares FTSE Nareit Real Estate 50 Index Fund FTY US FTY BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 14.0 52 USPowerShares KBW High Dividend Yield KBWD US KBWD.K PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.93% 18.4 42 USFinancial PortfolioFinancials S&P US Select Sector Source ETF XLFS LN XLFS.L Source ETF 1L LSE DM North America US Broad Blend 0.30% 4.7 27 EuropeSPDR S&P Capital Markets ETF KCE US KCE State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 3.5 25 USMarket Vectors Regional <strong>Bank</strong> ETF RKH US RKH Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 55.3 23 USMarket Vectors Mortgage REIT Income ETF MORT US MORT.K Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.40% 7.2 22 USIQ US Real Estate Small Cap ETF ROOF US ROOF.K IndexIQ Advisors ETF 1L NYX-Ny DM North America US Small Cap Blend 0.69% 1.3 20 USLLCPowerShares KBW Insurance Portfolio KBWI US KBWI.K PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.00% 0.1 18 USPowerShares KBW <strong>Bank</strong> Portfolio KBWB US KBWB.K PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.00% 311.3 16 USRydex S&P Equal Weight Financial ETF RYF US RYF Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.50% 2.8 15 USFirst Trust NASDAQ ABA Community <strong>Bank</strong>Index FundQABA US QABA.O First Trust Ad. ETF 1L NDQ DM North America US Broad Blend 0.60% 2.1 13 USLyxor ETF MSCI USA Real Estate MUA FP MUA.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM North America US Broad Blend 0.40% 2.4 11 EuropeiShares FTSE Nareit Industrial/Office IndexFundFNIO US FNIO.K BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 1.6 9 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 45ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3iShares FTSE Nareit Retail Index Fund RTL US RTL BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 3.1 9 USWilshire US REIT ETF WREI US WREI.K Guggenheim Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.32% 4.2 8 USDistributors, Inc.RevenueShares Financials Sector Fund RWW US RWW Revenue Shares ETF 1L NYX-Ny DM North America US Broad Blend 0.49% 0.3 8 USPowerShares KBW Capital Markets Portfolio KBWC US KBWC.K PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.00% 0.6 8 USPowerShares KBW Premium Yield Equity REIT KBWY US KBWY.K PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.35% 1.3 8 USPortfolioFocus Morningstar Real Estate Index ETF FRL US FRL FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.12% 0.5 5 USFocus Morningstar Financial Services Index FFL US FFL FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 1.3 4 USETFPowerShares KBW Property & Casualty KBWP US KBWP.K PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.35% 0.1 4 USInsurance PortfolioSPDR S&P Mortgage Finance ETF KME US KME State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 0.0 3 USHealthcaredb x-trackers CSI300 Health Care Index ETF XCSH LX 046038967X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 11 EuropeNext Funds Topix-17 Pharmaceutical ETF 1621 JP 1621.T Nomura Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.3 4 AsiaManagementDaiwa ETF - Topix-17 Pharmaceutical ETF 1638 JP 1638.T Daiwa Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.2 3 AsiaManagementLyxor ETF STOXX 600 Healthcare HLT FP LYXHEA.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 182.5 255 Europedb x-trackers STOXX 600 Health Care ETF XSDR GR XSDR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Europe Overall Large Cap Blend 0.30% 20.5 223 EuropeiShares STOXX 600 Health Care (DE) SXDPEX GR SXDPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Broad Blend 0.52% 46.3 199 EuropeSTOXX 600 Optimised Health Care Source ETF XDPS GR XDPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 11.6 183 EuropeComStage ETF STOXX 600 Health Care TR CBSXDR GR CBSXDR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 5.5 85 EuropeSPDR MSCI EU Healthcare STW FP STW.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 1.8 53 EuropeAmundi ETF MSCI Europe Healthcare CH5 FP CH5.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 2.3 32 EuropeXACT Nordic Health Care XACTLAKE SS XACTLAKE.ST Xact Fonder AB ETF 1L OMX DM Europe Overall Large Cap Blend 0.50% 0.8 6 EuropeEasyETF Stoxx Europe 600 Healthcare SYH FP SYH.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 0.9 24 EuropeiShares Euro STOXX Health Care (DE) SXDEEX GR SXDEEX.DE BlackRock ETF 1L XTF DM Eurozone Overall Broad Blend 0.52% 4.6 15 EuropeiShares S&P Global Healthcare Sector IXJ US IXJ BlackRock ETF 1L ASX,NYX-Ny Overall Global Overall Broad Blend 0.48% 53.0 537 USdb x-trackers MSCI World Health Care TRN DBPS GY DBPS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 0.8 <strong>10</strong> EuropeIndex ETFLyxor ETF MSCI World Health Care HLTW IM LHLTW.MI Lyxor ETF 1L BI,NYX - Br,NYX - Pa,XTF Overall Global Overall Large Cap Blend 0.45% 2.3 8 EuropeLyxor ETF MSCI World Health Care HLTW LN HLTW.L Lyxor ETF 1L LSE,SWX Overall Global Overall Large Cap Blend 0.45% 0.2 6 Europedb x-trackers MSCI Emerging MarketsHealthcare TRN Index ETFXMEH LN XMEH.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.0 4 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 46 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3EGShares Health Care GEMS ETF HGEM US HGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 0.4 2 USSharesSPDR S&P Intl Health Care Sector IRY US IRY State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 1.9 16 USiShares MSCI ACWI ex US Health Care Sector AXHE US AXHE.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.48% 2.9 9 USIndex FundMirae Asset MAPS Tiger Health Care ETF 143860 KS 143860.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.3 5 AsiaGlobal InvestmentsSPDR Health Care Select Sector XLV US XLV State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.18% 4,633.7 4,036 USiShares NASDAQ Biotech IBB US IBB.O BlackRock ETF 1L NDQ DM North America US Broad Blend 0.48% 1,604.3 1,684 USVanguard Health Care ETF VHT US VHT Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.24% 93.3 772 USiShares DJ US Healthcare IYH US IYH BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 68.1 620 USSPDR S&P Biotech ETF XBI US XBI State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 425.7 544 USiShares Dow Jones US Pharmaceuticals IHE US IHE BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 169.7 386 USiShares Dow Jones US Medical Devices IHI US IHI BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 87.9 345 USSPDR Pharmaceuticals ETF XPH US XPH State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.35% 93.7 302 USiShares Dow Jones US Healthcare Providers IHF US IHF BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 159.5 271 USMarket Vectors Pharmaceutical ETF PPH US PPH Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 220.6 249 USFirst Trust Amex Biotechnology Index Fund FBT US FBT First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 95.5 2<strong>10</strong> USMarket Vectors Biotech ETF BBH US BBH Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 27.7 <strong>10</strong>3 USRydex S&P Equal Weight Health Care ETF RYH US RYH Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.50% 126.9 96 USSPDR S&P Health Care Equipment ETF XHE US XHE State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 3.7 24 USHealth Care S&P US Select Sector Source ETF XLVS LN XLVS.L Source ETF 1L LSE DM North America US Broad Blend 0.30% 17.9 9 EuropeSPDR S&P Health Care Services ETF XHS US XHS State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 1.5 6 USFocus Morningstar Health Care Index ETF FHC US FHC FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 0.5 5 USIndustrialsAustralian Index Investments (Aii) S&P/ASX200 IndustrialsIDD AU IDD.AX Australian IndexInvestments Pty LtdAUM$MM 4PrimaryListingRegionETF 1L ASX DM Pacific Australia Large Cap Blend 0.43% - 2 Asiadb x-trackers CSI300 Industrials Index ETF XCSN LX 048832067X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 6 EuropeGlobal X China Industrials ETF CHII US CHII.K Global XETF 1L NYX-Ny EM Asia China Broad Blend 0.65% 0.7 5 USManagement Co LLCdb x-trackers CSI300 Transportation Index ETF XCST LX 046038827X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 3 EuropeNext Funds Topix-17 Machinery ETF 1624 JP 1624.T Nomura AssetManagementDaiwa ETF - Topix-17 Machinery ETF 1641 JP 1641.T Daiwa AssetManagementDaiwa ETF - Topix-17 Transportation &Logistics ETFSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.1645 JP 1645.T Daiwa AssetManagementETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.2 5 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 4 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 3 Asia<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 47ETP Name BBG Ticker RIC IssuerNext Funds Topix-17 Transportation &Logistics ETFMirae Asset TIGER S&P Asia ex JANZIndustrials ETFSTOXX 600 Optimised Industrial Goods &Services Total Return Source ETFStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 31628 JP 1628.T Nomura AssetManagementETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.1 3 Asia3075 HK 3075.HK Mirae Asset MAPS ETF 1L HKE Overall Asia Overall Large Cap Blend 0.75% - 6 AsiaGlobal InvestmentsXNPS GR XNPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 14.7 140 Europedb x-trackers STOXX 600 Industrial Goods ETF XSNR GR XSNR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Europe Overall Broad Blend 0.30% <strong>10</strong>.8 60 EuropeLyxor ETF STOXX 600 Ind Goods & Services IND FP INDG.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.30% 12.6 48 EuropeiShares STOXX 600 Ind Goods & Services (DE) SXNPEX GR SXNPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.52% 8.5 45 EuropeSTOXX 600 Optimised Travel & Leisure Source XTPS GR XTPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 22.7 27 EuropeETFComStage ETF STOXX 600 Industrial Goods & CBSXNR GR CBSXNR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 0.9 26 EuropeServices TRAmundi ETF MSCI Europe Industrials CIN FP CIN.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 1.0 23 EuropeComStage ETF STOXX 600 Travel & Leisure TR CBSXTR GR CBSXTR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 6.0 19 EuropeSPDR MSCI EU Industrials STQ FP STQ.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 0.9 16 EuropeiShares STOXX 600 Travel & Leisure (DE) SXTPEX GR SXTPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.53% 6.6 12 EuropeXACT Nordic Industrials XACTVERK SS XACTVERK.ST Xact Fonder AB ETF 1L OMX DM Europe Overall Large Cap Blend 0.50% 0.3 <strong>10</strong> EuropeLyxor ETF STOXX 600 Travel & Leisure TRV FP LYXTRV.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Broad Blend 0.30% 11.6 9 EuropeiShares S&P Global Industrials Sector Index EXI US EXI BlackRock ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.48% 20.5 166 USFundLyxor ETF MSCI World Industrials INDGW IM INDGW.MI Lyxor ETF 1L BI,NYX - Br,NYX - Pa,XTF DM Global Overall Large Cap Blend 0.45% 4.4 17 Europedb x-trackers MSCI World Industrials TRN DBPX GY DBPX.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 0.1 9 EuropeIndex ETFLyxor ETF MSCI World Industrials INDW LN INDW.L Lyxor ETF 1L LSE,SWX DM Global Overall Large Cap Blend 0.45% 2.2 5 Europedb x-trackers MSCI Emerging Markets XMEI LN XMEI.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.0 4 EuropeIndustrials TRN Index ETFEGShares Industrials GEMS ETF IGEM US IGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 0.2 1 USSharesSPDR S&P Intl Industrials Sector IPN US IPN State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 4.3 <strong>10</strong> USiShares MSCI ACWI ex US Industrials Sector AXID US AXID.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.48% 0.1 3 USIndex FundSamsung KODEX Shipbuilding ETF <strong>10</strong>2960 KS <strong>10</strong>2960.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.33% 1.6 <strong>10</strong> AsiaSamsung KODEX Transportation ETF 1407<strong>10</strong> KS 1407<strong>10</strong>.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.45% 0.1 5 AsiaMirae Asset MAPS Tiger Shipbuilding &Transportation ETF139230 KS 139230.KS Mirae Asset MAPSGlobal InvestmentsAUM$MM 4PrimaryListingRegionETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.1 5 AsiaSPDR Industrial Select Sector XLI US XLI State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.18% 8,448.3 3,646 USVanguard Industrials ETF VIS US VIS Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.24% 71.3 475 USiShares Dow Jones Transportation AverageIndex FundIYT US IYT BlackRock ETF 1L NYX-Ny DM North America US Large Cap Blend 0.48% 673.7 451 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 48 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3iShares DJ US Industrial IYJ US IYJ BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 86.4 386 USiShares Dow Jones US Aerospace & Defense ITA US ITA BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 14.1 <strong>10</strong>9 USRydex S&P Equal Weight Industrials ETF RGI US RGI Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.50% 22.1 31 USIndustrials S&P US Select Sector Source ETF XLIS LN XLIS.L Source ETF 1L LSE DM North America US Broad Blend 0.30% 3.7 19 EuropeSPDR S&P Transportation ETF XTN US XTN State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 2.3 13 USSPDR S&P Aerospace & Defense ETF XAR US XAR State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 3.8 12 USFocus Morningstar Industrials Index ETF FIL US FIL FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 1.1 5 USInformation TechnologyGuggenheim China Technology ETF CQQQ US CQQQ.K Guggenheim Funds ETF 1L NYX-Ny EM Asia China Broad Blend 0.70% 2.9 24 USDistributors, Inc.Global X China Technology ETF QQQC US QQQC.O Global XETF 1L NDQ EM Asia China Broad Blend 0.65% 0.7 4 USManagement Co LLCiShares TecDAX (DE) TDXPEX GR TECDAXEX.DE BlackRock ETF 1L XTF DM Eurozone Germany Mid Cap Blend 0.52% 11.4 89 EuropeNext Funds Topix-17 IT & Services, Others ETF 1626 JP 1626.T Nomura AssetManagementETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.3 4 AsiaDaiwa ETF - Topix-17 IT & Services, OthersETF1643 JP 1643.T Daiwa AssetManagementAUM$MM 4PrimaryListingRegionETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 3 AsiaMirae Asset TIGER S&P Asia ex JANZ IT ETF 3066 HK 3066.HK Mirae Asset MAPS ETF 1L HKE Overall Asia Overall Large Cap Blend 0.75% 1.0 17 AsiaGlobal InvestmentsLyxor ETF MSCI AC Asia ex Japan Information TNOA FP TNOA.PA Lyxor ETF 1L BI,NYX - Br,NYX - Pa Overall Asia ex Japan Overall Broad Blend 0.65% 0.0 5 EuropeTechnology TRLyxor ETF MSCI AC Asia ex Japan Information TNOA LN TNOA.L Lyxor ETF 1L LSE,SGX Overall Asia ex Japan Overall Broad Blend 0.65% - 4 EuropeTechnology TRComStage ETF STOXX 600 Technology TR CBSX8R GR CBSX8R.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 14.8 33 EuropeLyxor ETF STOXX 600 Technology TNO FP LYXTNO.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.30% 6.7 32 Europedb x-trackers STOXX 600 Technology ETF XS8R GR XS8R.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Europe Overall Mid Cap Blend 0.30% 7.7 26 EuropeAmundi ETF MSCI Europe IT CI6 FP CI6.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 1.2 23 EuropeiShares STOXX 600 Technology (DE) SX8PEX GR SX8PEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Broad Blend 0.52% 2.3 22 EuropeSTOXX 600 Optimised Technology Source ETF X8PS GR X8PS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 7.1 13 EuropeSPDR MSCI EU Technology STK FP STK.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 1.2 <strong>10</strong> EuropeEasyETF Stoxx Europe 600 Technology SYQ FP SYQ.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 1.0 90 EuropeiShares Euro STOXX Technology (DE) SX8EEX GR SX8EEX.DE BlackRock ETF 1L XTF DM Eurozone Overall Large Cap Blend 0.52% 1.0 5 EuropeiShares S&P Global Technology Sector IXN US IXN BlackRock ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.48% 53.4 509 USMorgan Stanley Technology ETF MTK US MTK State Street GA ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.50% 8.0 166 USLyxor ETF MSCI World Information Tech TNOW LN TNOW.L Lyxor ETF 1L LSE,SWX DM Global Overall Large Cap Blend 0.45% 0.0 9 Europedb x-trackers MSCI World InformationTechnology TRN Index ETFSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.DBPT GY DBPT.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 0.2 6 Europe<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 49ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Lyxor ETF MSCI World Information Tech TNOW IM LTNOW.MI Lyxor ETF 1L BI,NYX - Br,NYX - Pa,XTF DM Global Overall Large Cap Blend 0.45% 1.4 5 Europedb x-trackers MSCI Emerging Markets XMET LN XMET.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.0 4 EuropeInformation Technoloy TRN Index ETFEGShares Technology GEMS ETF QGEM US QGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 0.0 2 USSharesSPDR S&P Intl Technology Sector IPK US IPK State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 0.9 13 USiShares MSCI ACWI ex US Information AXIT US AXIT.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.48% 0.2 3 USTechnology Sector Index FundKODEX SemiCon ETF 091160 KS 091160.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.30% 7.5 32 AsiaMirae Asset MAPS TIGER Semiconductor ETF 091230 KS 091230.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.46% 0.3 24 AsiaGlobal InvestmentsMirae Asset MAPS Tiger IT ETF 139260 KS 139260.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.5 16 AsiaGlobal InvestmentsKOSEF IT ETF 091200 KS 091200.KS Woori Asset ETF 1L KSE EM Asia South Korea Broad Blend 0.50% 0.2 8 AsiaManagementPolaris/P-Shares Taiwan Electronics Tech Fund 0053 TT 0053.TW Polaris Int Sec ETF 1L TOK EM Asia Taiwan Broad Blend 0.40% 0.5 32 AsiaFubon Taiwan Tech Tracker 0052 TT 0052.TW Fubon Securities ETF 1L TOK EM Asia Taiwan Broad Blend 0.40% 0.4 15 AsiaInvestment Trust CoSPDR Technology Select Sector XLK US XLK State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.18% 4,964.4 8,233 USVanguard Information Technology ETF VGT US VGT Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 223.7 2,067 USiShares DJ US Technology IYW US IYW BlackRock ETF 1L SGX,NYX-Ny DM North America US Broad Blend 0.48% 228.6 1,421 USFirst Trust Dow Jones Internet Index Fund FDN US FDN First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 217.5 5<strong>10</strong> USiShares S&P GSTI Software Index Fund IGV US IGV BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 137.1 509 USiShares S&P GSTI Technology Index Fund IGM US IGM BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 27.2 387 USMarket Vectors Semiconductor ETF SMH US SMH Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 1,063.5 338 USiShares PHLX SOX Semiconductor Sector SOXX US SOXX.O BlackRock ETF 1L NDQ DM North America US Broad Blend 0.48% 460.2 258 USIndex FundiShares S&P GSTI Networking Index Fund IGN US IGN BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 22.3 209 USFirst Trust Nasdaq <strong>10</strong>0 Technology Index QTEC US QTEC.O First Trust Ad. ETF 1L NDQ DM North America US Large Cap Blend 0.60% 29.8 162 USRydex S&P Equal Weight Technology ETF RYT US RYT Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.50% 8.8 <strong>10</strong>3 USFirst Trust ISE Cloud Computing Index Fund SKYY US SKYY.O First Trust Ad. ETF 1L NDQ DM North America US Large Cap Blend 0.60% 16.6 69 USTechnology S&P US Select Sector Source ETF XLKS LN XLKS.L Source ETF 1L LSE DM North America US Broad Blend 0.30% 3.0 57 EuropeSPDR S&P Semiconductor ETF XSD US XSD State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 60.4 55 USPowerShaers NASDAQ Internet Portfolio PNQI US PNQI.O PowerShares ETF 1L NDQ DM North America US Broad Blend 0.60% 16.7 52 USFirst Trust Nasdaq-<strong>10</strong>0 Technology SectorIndex FundSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.QQXT US QQXT.O First Trust Ad. ETF 1L NDQ DM North America US Broad Blend 0.60% 6.7 34 USAUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 50 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3SPDR S&P Software & Services ETF XSW US XSW State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% <strong>10</strong>.4 15 USFocus Morningstar Technology Index ETF FTQ US FTQ FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 2.0 5 USGlobal X Social Media Index ETF SOCL US SOCL.O Global XETF 1L NDQ DM North America US Large Cap Blend 0.65% 1.8 1 USManagement Co LLCMaterialsBetaShares S&P/ASX 200 Resources SectorETFQRE AU QRE.AX BetaShares CapitalLtdAUM$MM 4PrimaryListingRegionETF 1L ASX DM Pacific Australia Large Cap Blend 0.39% 0.0 30 AsiaSPDR S&P/ASX 200 Resources Fund OZR AU OZR.AX State Street GA ETF 1L ASX DM Pacific Australia Large Cap Blend 0.40% 1.2 11 AsiaAustralian Index Investments (Aii) S&P/ASX200 Resources FundAustralian Index Investments (Aii) S&P/ASX300 Metals and MiningRSR AU RSR.AX Australian IndexInvestments Pty LtdMAM AU MAM.AX Australian IndexInvestments Pty LtdETF 1L ASX DM Pacific Australia Large Cap Blend 0.43% 0.1 8 AsiaETF 1L ASX DM Pacific Australia Broad Blend 0.43% 0.1 3 AsiaiShares CSI A-Share Materials Index ETF 3039 HK 3039.HK BlackRock ETF 1L HKE EM Asia China Broad Blend 1.39% 0.4 60 Asiadb x-trackers CSI300 Materials Index ETF XCSM LX 046039092X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 8 EuropeGlobal X China Materials ETF CHIM US CHIM.K Global XETF 1L NYX-Ny EM Asia China Broad Blend 0.65% 1.1 3 USManagement Co LLCDaiwa ETF - Topix-17 Construction & MaterialsETFNext Funds Topix-17 Raw Materials &Chemicals ETFDaiwa ETF - Topix-17 Raw Materials &Chemicals Etf1636 JP 1636.T Daiwa AssetManagement1620 JP 1620.T Nomura AssetManagement1637 JP 1637.T Daiwa AssetManagementDaiwa ETF - Topix-17 Steel & Nonferrous ETF 1640 JP 1640.T Daiwa AssetManagementNext Funds Topix-17 Construction & MaterialsETF1619 JP 1619.T Nomura AssetManagementNext Funds Topix-17 Steel & Non Ferrous ETF 1623 JP 1623.T Nomura AssetManagementMirae Asset TIGER S&P Asia ex JANZMaterials ETFLyxor ETF MSCI AC Asia Ex Japan MaterialsTRLyxor ETF MSCI AC Asia Ex Japan MaterialsTRETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.1 8 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.1 5 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 5 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 2 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.32% 3.2 1 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.32% 0.1 1 Asia3078 HK 3078.HK Mirae Asset MAPS ETF 1L HKE Overall Asia Overall Large Cap Blend 0.75% - 6 AsiaGlobal InvestmentsMATA LN MATA.L Lyxor ETF 1L LSE,SGX Overall Asia ex Japan Overall Broad Blend 0.65% - 4 EuropeMATA FP MATA.PA Lyxor ETF 1L BI,NYX - Br,NYX - Pa Overall Asia ex Japan Overall Broad Blend 0.65% 0.0 2 EuropeiShares STOXX 600 Basic Resources (DE) SXPPEX GR SXPPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Broad Blend 0.52% 46.4 241 EuropeLyxor ETF STOXX 600 Basic Resources BRE FP BRES.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% <strong>10</strong>0.7 169 EuropeSTOXX 600 Optimised Chemicals Total Return X4PS GR X4PS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 8.0 157 EuropeSource ETFSTOXX 600 Optimised Basic Resources XPPS GR XPPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 57.8 127 EuropeSource ETFdb x-trackers STOXX 600 Basic Resources ETF XSPR GR XSPR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Europe Overall Broad Blend 0.30% 45.7 112 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 51ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3ComStage ETF STOXX 600 Basic Resources CBSXPR GR CBSXPR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 19.0 75 EuropeTRiShares STOXX 600 Chemicals (DE) SX4PEX GR SX4PEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.52% 21.0 73 EuropeSTOXX 600 Optimised Construction & XOPS GR XOPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 2.7 47 EuropeMaterials Source ETFAmundi ETF MSCI Europe Materials C8M FP C8M.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 0.8 42 EuropeComStage ETF STOXX 600 Chemicals TR CBSX4R GR CBSX4R.DE ComStage ETF 1L SWX,XTF DM Europe Overall Large Cap Blend 0.25% 15.0 38 EuropeLyxor ETF STOXX 600 Chemicals CHM FP CHM.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.30% 23.2 31 EuropeComStage ETF STOXX 600 Construction & CBSXOR GR CBSXOR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 0.1 29 EuropeMaterials TRSPDR MSCI EU Materials STP FP STPP.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 1.6 26 EuropeiShares STOXX 600 Construction & Materials SXOPEX GR SXOPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.52% 9.0 18 Europe(DE)Lyxor ETF STOXX 600 Construction & CST FP DJST.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.30% 5.4 17 EuropeMaterialsXACT Materials XACTBASI SS XACTBASI.ST Xact Fonder AB ETF 1L OMX DM Europe Overall Large Cap Blend 0.50% 0.0 3 EuropeEasyETF Stoxx Europe 600 Construction SYC FP SYC.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 0.5 26 EuropeiShares S&P Global Materials Sector Index MXI US MXI BlackRock ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.48% 80.2 533 USFundLyxor ETF MSCI World Materials MATW LN MATW.L Lyxor ETF 1L LSE,SWX DM Global Overall Large Cap Blend 0.45% 3.3 18 EuropeEGShares Emerging Markets Metals & MiningETFiShares MSCI Emerging Markets MaterialsSector Index Funddb x-trackers MSCI World Materials TRN IndexETFdb x-trackers MSCI Emerging MarketsMaterials TRN Index ETFEMT US EMT Emerging GlobalSharesAUM$MM 4PrimaryListingRegionETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 2.8 15 USEMMT US EMMT.O BlackRock ETF 1L NDQ EM Global Overall Broad Blend 0.72% 0.6 9 USDBPY GY DBPY.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 0.0 5 EuropeXEMM LN XEMM.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.1 4 EuropeLyxor ETF MSCI World Materials MATW IM LMATW.MI Lyxor ETF 1L BI,NYX - Br,NYX - Pa,XTF DM Global Overall Large Cap Blend 0.45% 0.1 3 EuropeEGShares Basic Materials GEMS ETF LGEM US LGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 0.0 1 USSharesWisdomTree Commodity Country Equity Fund CCXE US CCXE.K WisdomTree AM ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.58% 4.9 32 USSPDR S&P Intl Materials Sector IRV US IRV State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 1.5 14 USiShares MSCI ACWI ex US Materials Sector AXMT US AXMT.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.48% 0.4 3 USIndex FundSamsung KODEX Construction ETF - Equity 117700 KS 117700.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.45% 1.2 15 AsiaMirae Asset MAPS Tiger Steels & MaterialsETFMirae Asset MAPS Tiger Constructions &Machinery ETF139240 KS 139240.KS Mirae Asset MAPSGlobal Investments139220 KS 139220.KS Mirae Asset MAPSGlobal InvestmentsETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.6 11 AsiaETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.4 <strong>10</strong> AsiaSPDR Materials XLB US XLB State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.18% 6,195.0 1,942 USSPDR S&P Homebuilders ETF XHB US XHB State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 2,827.0 1,128 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 52 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3SPDR Metals & Mining ETF XME US XME State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.35% 3,394.6 936 USiShares DJ US Basic Materials IYM US IYM BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 372.6 600 USVanguard Materials ETF VAW US VAW Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.24% 125.1 593 USiShares Dow Jones US Home Construction ITB US ITB BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 519.5 478 USRydex S&P Equal Weight Materials ETF RTM US RTM Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.50% 5.1 37 USMaterials S&P US Select Sector Source ETF XLBS LN XLBS.L Source ETF 1L LSE DM North America US Broad Blend 0.30% 0.4 8 EuropeFocus Morningstar Basic Materials Index ETF FBM US FBM FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 1.4 5 USOverallChina Merchants SSE Consumer 80 TR IndexETF5<strong>10</strong>150 CH 5<strong>10</strong>150.SS China MerchantsFund ManagementChina Merchants SZSE TMT50 TR Index ETF 159909 CH 159909.SZ China MerchantsFund ManagementEG Shares India Consumer ETF INCO US INCO.K Emerging GlobalSharesMirae Asset TIGER S&P Emerging AsiaConsumer ETFMirae Asset MAPS Tiger Energy & ChemicalsETF3054 HK 3054.HK Mirae Asset MAPSGlobal Investments139250 KS 139250.KS Mirae Asset MAPSGlobal InvestmentsMirae Asset MAPS Tiger Consumer ETF 152180 KS 152180.KS Mirae Asset MAPSGlobal InvestmentsTelecommunication ServicesAUM$MM 4PrimaryListingRegionETF 1L SHG EM Asia China Broad Blend 0.60% 2.4 203 AsiaETF 1L SHZ EM Asia China Broad Blend 0.60% 7.4 56 AsiaETF 1L NYX-Ny EM Asia India Broad Blend 0.89% 0.9 4 USETF 1L HKE EM Asia Overall Large Cap Blend 0.75% 0.7 22 AsiaETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.8 13 AsiaETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.3 9 AsiaLyxor ETF STOXX 600 Telecoms TEL FP TELE.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Europe Overall Large Cap Blend 0.30% 120.1 164 EuropeSTOXX 600 Optimised Telecommunications XKPS GR XKPS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 5.8 129 EuropeSource ETFiShares STOXX 600 Telecoms (DE) SXKPEX GR SXKPEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.52% 6.4 121 Europedb x-trackers STOXX 600 Telecoms ETF XSKR GR XSKR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Europe Overall Large Cap Blend 0.30% 7.3 52 EuropeComStage ETF STOXX 600CBSXKR GR CBSXKR.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 4.7 42 EuropeTelecommunications TRSPDR MSCI EU Telecommunication STT FP STTT.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 0.2 15 EuropeAmundi ETF MSCI Europe Telecom Services CT5 FP CT5.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 0.4 <strong>10</strong> EuropeiShares Euro STOXX Telecommunication (DE) SXKEEX GR SXKEEX.DE BlackRock ETF 1L XTF DM Eurozone Overall Large Cap Blend 0.52% 4.3 48 EuropeEasyETF Stoxx Europe 600 Telecom SYT FP SYT.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 0.9 36 EuropeiShares S&P Global Telecommunication Sector IXP US IXP BlackRock ETF 1L ASX,NYX-Ny Overall Global Overall Broad Blend 0.48% 55.9 428 USdb x-trackers MSCI World Telecommunication DBPU GY DBPU.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 0.3 7 EuropeServices TRN Index ETFLyxor ETF MSCI World Telecom Services TELEW IM TELEW.MI Lyxor ETF 1L BI,LSE,NYX - Br,NYX - DM Global Overall Large Cap Blend 0.45% 0.8 6 EuropePa,SWX,XTFdb x-trackers MSCI Emerging MarketsTelecommunication Services TRN Index ETFXMEN LN XMEN.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.1 5 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 53ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3EGShares Telecom GEMS ETF TGEM US TGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 0.1 1 USSharesSPDR S&P Intl Telecom Sector IST US IST State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 2.9 15 USiShares MSCI ACWI ex US Telecommunication AXTE US AXTE.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.48% 0.1 3 USServices Sector Index FundMirae Asset MAPS TIGER Media & TelecomETF098560 KS 098560.KS Mirae Asset MAPSGlobal InvestmentsAUM$MM 4PrimaryListingRegionETF 1L KSE EM Asia South Korea Large Cap Blend 0.46% 0.1 2 AsiaiShares DJ US Telecommunications IYZ US IYZ BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 233.3 518 USVanguard Telecommunication Services ETF VOX US VOX Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.24% 84.6 400 USFirst Trust CEA Smartphone FONE US FONE.O First Trust Ad. ETF 1L NDQ DM North America US Broad Blend 0.70% 0.7 14 USSPDR S&P Telecom ETF XTL US XTL State Street GA ETF 1L NYX-Ny DM North America US Broad Blend 0.35% 3.1 7 USFocus Morningstar Communication ServicesIndex ETFFCQ US FCQ FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 0.2 5 USUtilitiesdb x-trackers CSI300 Utilities Index ETF XCSU LX 048831958X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Asia China Broad Blend 0.50% - 3 EuropeNext Funds Topix-17 Electric Power & Gas ETF 1627 JP 1627.T Nomura AssetManagementDaiwa ETF - Topix-17 Electric Power & GasETF1644 JP 1644.T Daiwa AssetManagementETF 1L TSE DM Pacific Japan Large Cap Blend 0.32% 0.5 5 AsiaETF 1L TSE DM Pacific Japan Broad Blend 0.28% 0.0 2 AsiaiShares STOXX 600 Utilities (DE) SX6PEX GR SX6PEX.DE BlackRock ETF 1L BI,XTF DM Europe Overall Large Cap Blend 0.52% 11.2 94 Europedb x-trackers STOXX 600 Utilities ETF XS6R GR XS6R.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Europe Overall Large Cap Blend 0.30% 7.7 88 EuropeSTOXX 600 Optimised Utilities Source ETF X6PS GR X6PS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 9.3 72 EuropeLyxor ETF STOXX 600 Utilities UTI FP LYXUTI.PA Lyxor ETF 1L BI,BME,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.30% 12.2 64 EuropeComStage ETF STOXX 600 Utilities TR CBSX6R GR CBSX6R.DE ComStage ETF 1L SWX,XTF DM Europe Overall Broad Blend 0.25% 2.7 58 EuropeAmundi ETF MSCI Europe Utilities CU5 FP CU5.PA Amundi ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.25% 0.4 25 EuropeSPDR MSCI EU Utilities STU FP STUU.PA State Street GA ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.30% 0.3 13 EuropeEasyETF Stoxx Europe 600 Utilities SYU FP SYU.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall Large Cap Blend 0.30% 1.1 39 EuropeiShares S&P Global Utilities Sector Index Fund JXI US JXI BlackRock ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.48% 44.4 250 USdb x-trackers MSCI World Utilities TRN Index DBPV GY DBPV.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM Global Overall Large Cap Blend 0.45% 0.3 9 EuropeETFLyxor ETF MSCI World Utilities UTIW IM LUTIW.MI Lyxor ETF 1L BI,NYX - Br,NYX - Pa,XTF DM Global Overall Large Cap Blend 0.45% 2.4 7 Europedb x-trackers MSCI Emerging Markets Utilities XEUT LN XEUT.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.1 4 EuropeTRN Index ETFEGShares Utilities GEMS ETF UGEM US UGEM.K Emerging Global ETF 1L NYX-Ny EM Global Overall Large Cap Blend 0.85% 0.1 3 USSharesLyxor ETF MSCI World Utilities UTIW LN UTLW.L Lyxor ETF 1L LSE,SWX DM Global Overall Large Cap Blend 0.45% 0.4 1 EuropeWisdomTree Global ex-US Utility Fund DBU US DBU WisdomTree AM ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.58% 3.8 31 USSPDR S&P Intl Utilities Sector IPU US IPU State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.50% 3.9 13 USiShares MSCI ACWI ex US Utilities SectorIndex FundAXUT US AXUT.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall Broad Blend 0.48% 0.6 2 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 54 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3SPDR Utilities Select Sector XLU US XLU State Street GA ETF 1L NYX-Ny DM North America US Large Cap Blend 0.18% 6,032.4 6,765 USVanguard Utilities ETF VPU US VPU Vanguard ETF 1L NYX-Ny DM North America US Broad Blend 0.24% 166.1 1,027 USiShares DJ US Utilities IDU US IDU BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.48% 136.7 713 USRydex S&P Equal Weight Utiliites ETF RYU US RYU Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.50% 25.9 48 USFocus Morningstar Utilities Index ETF FUI US FUI FocusShares ETF 1L NYX-Ny DM North America US Broad Blend 0.19% 1.3 7 USUtilities S&P US Select Sector Source ETF XLUS LN XLUS.L Source ETF 1L LSE DM North America US Broad Blend 0.30% 1.3 5 EuropeStyleDividendRussell High Dividend Australian Shares ETF RDV AU RDV.AX Russell Investments ETF 1L ASX DM Pacific Australia Broad Dividend 0.46% 5.6 120 AsiaWisdomTree Australia Dividend Fund AUSE US AUSE.K WisdomTree AM ETF 1L NYX-Ny DM Pacific Australia Broad Dividend 0.58% 8.2 58 USiShares S&P/ASX High Dividend Index Fund IHD AU IHD.AX BlackRock ETF 1L ASX DM Pacific Australia Broad Dividend 0.30% 22.7 39 AsiaSPDR MSCI Australia Select High Dividend SYI AU SYI.AX State Street GA ETF 1L ASX DM Pacific Australia Broad Dividend 0.35% 0.8 36 AsiaYield FundVanguard Australian High Yield Index ETF VHY AU VHY.AX Vanguard ETF 1L ASX DM Pacific Australia Broad Dividend 0.25% 2.8 22 AsiaHuatai-PineBridge Dividend ETF 5<strong>10</strong>880 CH 5<strong>10</strong>880.SS Huatai-PineBridgeFund ManagementICBC Credit Suisse SSE Dividend Price IndexETF159905 CH 159905.SZ ICBC Credit SuisseAsset ManagementAUM$MM 4PrimaryListingRegionETF 1L SHG EM Asia China Broad Dividend 0.05% 29.4 306 AsiaETF 1L SHZ EM Asia China Large Cap Dividend 0.50% 1.4 154 AsiaiShares DivDAX (DE) DDAXKEX GR GSUKEX.DE BlackRock ETF 1L ATX,XTF DM Eurozone Germany Large Cap Dividend 0.32% 56.9 329 EuropeETFlab DAXPlus Maximum Dividend ETFDXMD GR ETFDXMD.DE ETFlab Investment ETF 1L XTF DM Eurozone Germany Broad Dividend 0.30% 3.7 99 EuropeGmbHWisdomTree Japan SmallCap Dividend Fund DFJ US DFJ WisdomTree AM ETF 1L NYX-Ny DM Pacific Japan Small Cap Dividend 0.58% 27.1 192 USNikko Listed Index Fund Japan High Dividend 1698 JP 1698.T Nikko AssetManagementiShares FTSE EPRA/NAREIT Asia PropertyYield Funddb x-trackers MSCI AC Asia ex Japan HDYIndex ETFiShares Dow Jones Asia/Pacific SelectDividendiShares Dow Jones Asia Pacific SelectDividend 30 (DE)ETF 1L TSE DM Pacific Japan Broad Dividend 0.28% 1.1 24 AsiaIASP LN IASP.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Asia Overall Broad Dividend 0.59% 15.2 186 EuropePa,SWX,XTFN2F SP DPVJ.SI <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,SGX Overall Asia ex Japan Overall Broad Blend 0.65% 0.3 6 AsiaIAPD LN IAPD.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Asia Pacific Overall Large Cap Dividend 0.59% 27.5 270 EuropePa,SWX,XTFAPSDEX GR DJAPSDEEX.DE BlackRock ETF 1L XTF DM Asia Pacific Overall Large Cap Dividend 0.32% 4.1 89 EuropeWisdomTree Asia Pacific ex-Japan Fund AXJL US AXJL.K WisdomTree AM ETF 1L NYX-Ny DM Asia Pacific ex Japan Overall Broad Dividend 0.48% 12.2 82 USLyxor ETF STOXX Select Dividend 30 SEL FP SEL.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Europe Overall Broad Dividend 0.30% 7.5 126 EuropeiShares STOXX Select Dividend 30 (DE) SD3PEX GR SD3PEX.DE BlackRock ETF 1L ATX,BI,NYX - Pa,XTF DM Europe Overall Broad Dividend 0.30% 2.5 89 EuropeAmundi ETF MSCI Europe High Dividend CD9 FP CD9.PA Amundi ETF 1L NYX - Pa,SWX,XTF DM Europe Overall Broad Dividend 0.30% 22.9 41 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 55ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3WisdomTree Europe Small Cap Dividend Fund DFE US DFE WisdomTree AM ETF 1L NYX-Ny DM Europe Overall Small Cap Dividend 0.58% 4.3 25 USFirst Trust DJ STOXX Select Dividend 30 Index FDD US FDD First Trust Ad. ETF 1L NYX-Ny DM Europe Overall Broad Dividend 0.60% 6.6 8 USFundiShares Euro STOXX Select Dividends IDVY LN IDVY.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Eurozone Overall Broad Dividend 0.40% 47.9 423 EuropePa,SWX,XTFiShares Euro STOXX Select Dividend 30 (DE) SD3EEX GR SD3EEX.DE BlackRock ETF 1L ATX,BI,XTF DM Eurozone Overall Broad Dividend 0.32% 12.8 316 EuropeComStage ETF Euro STOXX Select Dividend30 TRdb x-trackers Euro STOXX Select Dividend 30ETFCBSD3T GR CBSD3T.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall Broad Dividend 0.25% 0.9 153 EuropeXD3E GR XD3E.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,NYX -Pa,SWX,XTFAUM$MM 4PrimaryListingRegionDM Eurozone Overall Large Cap Dividend 0.30% 11.4 93 EuropeLyxor ETF Euro Stoxx 50 Dividends ETF DIV FP DIV.PA Lyxor ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Dividend 0.70% 19.1 44 EuropeETFlab Euro STOXX Select Dividend 30 ETFSD3E GR ETFSD3E.DE ETFlab Investment ETF 1L XTF DM Eurozone Overall Large Cap Dividend 0.30% 1.1 32 EuropeGmbHAmundi ETF MSCI EMU High Dividend CD8 FP CD8.PA Amundi ETF 1L NYX - Pa,SWX,XTF DM Eurozone Overall Broad Dividend 0.30% 2.1 20 EuropeEuro STOXX Select Dividend 30 Source ETF SDJDIV GR SDJDIV.DE Source ETF 1L XTF DM Eurozone Overall Broad Dividend 0.30% 0.7 6 EuropeWisdomTree Emerging Markets Equity IncomeFundiShares FTSE EPRA/NAREIT Global PropertyYield FundWisdomTree Emerging Markets SmallCapDividend Funddb x-trackers STOXX Global Select Dividend<strong>10</strong>0 ETFDEM US DEM WisdomTree AM ETF 1L NYX-Ny EM Global Overall Broad Dividend 0.63% 902.7 2,680 USIWDP LN IWDP.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX -Pa,SWX,XTFDM Global Overall Broad Dividend 0.59% <strong>10</strong>8.4 1,342 EuropeDGS US DGS WisdomTree AM ETF 1L NYX-Ny EM Global Overall Broad Dividend 0.63% 132.9 834 USXGSD GR XGSD.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX -Pa,SWX,XTF,SGXDM Global Overall Large Cap Dividend 0.50% 57.9 325 EuropeSPDR S&P Emerging Markets Dividend ETF EDIV US EDIV.K State Street GA ETF 1L NYX-Ny EM Global Overall Broad Dividend 0.59% 90.4 214 USFirst Trust Dow Jones Global Select Dividend FGD US FGD First Trust Ad. ETF 1L NYX-Ny DM Global Overall Broad Dividend 0.60% 51.8 148 USIndex FundiShares STOXX Global Select Dividend <strong>10</strong>0 SDGPEX GR SDGPEX.DE BlackRock ETF 1L XTF DM Global Overall Broad Dividend 0.17% 19.8 142 Europe(DE)WisdomTree Global Equity Income Fund DEW US DEW WisdomTree AM ETF 1L NYX-Ny Overall Global Overall Broad Dividend 0.58% 14.4 82 USGuggenheim S&P Global DividendOpportunities Index ETFLVL US LVL Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny Overall Global Overall Broad Dividend 1.54% 8.2 56 USGlobal X SuperDividend ETF SDIV US SDIV.K Global XETF 1L NYX-Ny Overall Global Overall Broad Dividend 0.79% 14.6 35 USManagement Co LLCETFX Dow Jones Global Select Dividend Fund GDIV LN GDIV.L ETF Securities Ltd ETF 1L LSE,XTF Overall Global Overall Broad Dividend 0.50% - 14 EuropeiShares Dow Jones Emerging Markets Select SEDY LN SEDY.L BlackRock ETF 1L LSE EM Global Overall Broad Blend 0.65% 7.9 12 EuropeDividendSPDR S&P Emerging Markets Dividend ETF SPYV GY EMDV.DE State Street GA ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 9.4 8 EuropeGuggenheim ABC High Dividend ETF ABCS US ABCS.K Guggenheim FundsDistributors, Inc.Source:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.ETF 1L NYX-Ny Overall Global Overall Broad Dividend 0.65% 2.2 6 US<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 56 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3iShares Dow Jones EPAC Select Dividend IDV US IDV BlackRock ETF 1L NYX-Ny DM Global ex US Overall Broad Dividend 0.50% 213.7 776 USIndex FundSPDR S&P International Dividend ETF DWX US DWX State Street GA ETF 1L NYX-Ny DM Global ex US Overall Broad Dividend 0.45% 215.1 711 USPowerShares Intl. Dividend Achievers Portfolio PID US PID PowerShares ETF 1L NYX-Ny DM Global ex US Overall Broad Dividend 0.57% <strong>10</strong>9.5 646 USWisdomTree Intl. SmallCap Dividend Fund DLS US DLS WisdomTree AM ETF 1L NYX-Ny DM Global ex US Overall Small Cap Dividend 0.58% 36.3 389 USWisdomTree DEFA Fund DWM US DWM WisdomTree AM ETF 1L NYX-Ny DM Global ex US Overall Broad Dividend 0.48% 44.4 340 USWisdomTree Intl. Dividend Top <strong>10</strong>0 Fund DOO US DOO WisdomTree AM ETF 1L NYX-Ny DM Global ex US Overall Broad Dividend 0.58% 72.5 296 USWisdomTree DEFA Equity Income Fund DTH US DTH WisdomTree AM ETF 1L NYX-Ny DM Global ex US Overall Broad Dividend 0.58% 15.3 154 USWisdomTree Intl. LargeCap Dividend Fund DOL US DOL WisdomTree AM ETF 1L NYX-Ny DM Global ex US Overall Large Cap Dividend 0.48% 22.5 139 USWisdomTree Intl. MidCap Dividend Fund DIM US DIM WisdomTree AM ETF 1L NYX-Ny DM Global ex US Overall Mid Cap Dividend 0.58% 31.6 115 USGuggenheim International Multi Asset IncomeFundHGI US HGI Guggenheim FundsDistributors, Inc.AUM$MM 4PrimaryListingRegionETF 1L NYX-Ny DM Global ex US Overall Broad Dividend 1.<strong>10</strong>% 12.4 95 USWisdomTree Middle East Dividend Fund GULF US GULF.O WisdomTree AM ETF 1L NDQ EM Middle East Overall Broad Dividend 0.88% 1.5 15 USKOSEF High Dividend ETF <strong>10</strong>4530 KS <strong>10</strong>4530.KS Woori Asset ETF 1L KSE EM Asia South Korea Broad Dividend 0.50% 0.2 5 AsiaManagementPolaris PS Taiwan DVD ETF 0056 TT 0056.TW Polaris Int Sec ETF 1L TOK EM Asia Taiwan Broad Dividend 0.40% 6.0 55 AsiaThaiDEX SET High Dividend ETF 1DIV TB 1DIV.BK One AssetETF 1L SET EM Asia Thailand Broad Dividend 1.04% 0.6 4 AsiaManagement LtdiShares FTSE UK Dividend Plus IUKD LN IUKD.L BlackRock ETF 1L BI,LSE,SWX,XTF DM Europe UK Broad Dividend 0.40% 74.9 744 EuropeAmundi ETF FTSE UK Dividend Plus AUKD FP AUKD.PA Amundi ETF 1L LSE,NYX - Pa DM Europe UK Broad Dividend 0.30% - 8 EuropeiShares Dow Jones Select Dividend Index DVY US DVY BlackRock ETF 1L NYX-Ny DM North America US Broad Dividend 0.40% 1,828.8 9,795 USFundVanguard Dividend Appreciation ETF VIG US VIG Vanguard ETF 1L NYX-Ny DM North America US Broad Dividend 0.18% 1,615.2 9,632 USSPDR S&P Dividend ETF SDY US SDY State Street GA ETF 1L NYX-Ny DM North America US Broad Dividend 0.35% 1,366.3 8,792 USVanguard High Dividend Yield ETF VYM US VYM Vanguard ETF 1L NYX-Ny DM North America US Broad Dividend 0.18% 592.2 2,718 USWisdomTree Dividend Top <strong>10</strong>0 Fund DTN US DTN WisdomTree AM ETF 1L NYX-Ny DM North America US Broad Dividend 0.38% 285.5 1,150 USWisdomTree LargeCap Dividend Fund DLN US DLN WisdomTree AM ETF 1L NYX-Ny DM North America US Large Cap Dividend 0.28% 163.5 1,097 USiShares High Dividend Equity Fund HDV US HDV BlackRock ETF 1L NYX-Ny DM North America US Broad Dividend 0.40% 537.3 1,096 USFirst Trust Morningstar Dividend Leaders Index FDL US FDL First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Dividend 0.45% 159.7 465 USFundWisdomTree High Yielding Equity Fund DHS US DHS WisdomTree AM ETF 1L NYX-Ny DM North America US Broad Dividend 0.38% 137.3 394 USFirst Trust Value Line Dividend Index Fund FVD US FVD First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Dividend 0.70% 63.1 393 USPowerShares High Yield Equity Dividend PEY US PEY PowerShares ETF 1L NYX-Ny DM North America US Broad Dividend 0.60% 94.6 367 USAchievers PortfolioSPDR S&P US Dividend Aristocrats ETF SPYD GY USDV.DE State Street GA ETF 1L LSE,XTF DM North America US Broad Blend 0.35% 54.8 326 EuropeWisdomTree MidCap Dividend Fund DON US DON WisdomTree AM ETF 1L NYX-Ny DM North America US Mid Cap Dividend 0.38% 74.0 323 USPowerShares Dividend Achievers Portfolio PFM US PFM PowerShares ETF 1L NYX-Ny DM North America US Broad Dividend 0.60% 133.1 297 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 57ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3WisdomTree Trust SmallCap Dividend Fund DES US DES WisdomTree AM ETF 1L NYX-Ny DM North America US Small Cap Dividend 0.38% 44.9 286 USiShares FTSE EPRA/NAREIT US Property YieldFundIUSP LN IUSP.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX -Pa,SWX,XTFAUM$MM 4PrimaryListingRegionDM North America US Broad Dividend 0.40% 50.8 279 EuropeiShares Dow JonesUSSelect Dividend (DE) DJDVPEX GR DJDVPEX.DE BlackRock ETF 1L BI,NYX - Pa,XTF DM North America US Large Cap Dividend 0.30% 29.7 247 EuropeSchwab US Dividend Equity ETF SCHD US SCHD.K Charles Schwab ETF 1L NYX-Ny DM North America US Broad Dividend 0.17% 151.8 233 USInvestment MgmtWisdomTree Total Dividend Fund DTD US DTD WisdomTree AM ETF 1L NYX-Ny DM North America US Broad Dividend 0.28% 23.2 219 USGrowthDacheng SZSE Growth 40 index ETF 159906 CH 159906.SZ Dacheng Fund ETF 1L SHZ EM Asia China Large Cap Growth 0.60% 3.6 233 AsiaManagement Co LtdSSE 180 Growth ETF 5<strong>10</strong>280 CH 5<strong>10</strong>280.SS Fortune SGAM Fund ETF 1L SHG EM Asia China Large Cap Growth 0.50% 2.2 92 AsiaManagementE Fund ChiNext Price Index ETF 159915 CH 159915.SZ E Fund Management ETF 1L SHZ EM Asia China Broad Blend 0.50% 178.9 71 AsiaAmundi ETF MSCI Europe Growth CG9 FP CG9.PA Amundi ETF 1L NYX - Pa DM Europe Overall Broad Blend 0.35% 0.6 11 EuropeETFlab STOXX Strong Growth 20 ETFSG2P GR ETFSG2P.DE ETFlab Investment ETF 1L XTF DM Europe Overall Broad Growth 0.65% 0.0 3 EuropeGmbHiShares Euro STOXX Growth IDJG LN IDJG.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Eurozone Overall Large Cap Growth 0.40% 19.5 54 EuropePa,SWX,XTFLyxor ETF MSCI EMU Growth GWT FP MSGW.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Growth 0.40% 0.9 22 EuropeGlobal X Russell Emerging Markets GrowthETFEMGX US EMGX.K Global XETF 1L NYX-Ny EM Global Overall Large Cap Growth 0.69% 0.4 2 USManagement Co LLCiShares MSCI EAFE Growth EFG US EFG BlackRock ETF 1L NYX-Ny DM Global ex US Overall Broad Growth 0.40% 144.5 1,166 USWisdomTree Global ex-US Growth Fund DNL US DNL WisdomTree AM ETF 1L NYX-Ny Overall Global ex US Overall Broad Growth 0.58% 3.7 60 USiShares Russell <strong>10</strong>00 Growth IWF US IWF BlackRock ETF 1L NYX-Ny DM North America US Large Cap Growth 0.20% 3,177.0 15,040 USiShares S&P 500 Growth Index Fund IVW US IVW BlackRock ETF 1L NYX-Ny DM North America US Large Cap Growth 0.18% 815.9 6,614 USVanguard Growth ETF VUG US VUG Vanguard ETF 1L NYX-Ny DM North America US Broad Growth 0.12% 625.4 6,477 USiShares Russell 2000 Growth IWO US IWO BlackRock ETF 1L NYX-Ny DM North America US Small Cap Growth 0.25% 3,090.2 3,753 USiShares Russell Midcap/Growth IWP US IWP BlackRock ETF 1L NYX-Ny DM North America US Mid Cap Growth 0.25% 815.0 3,068 USiShares S&P MidCap 400/Growth IJK US IJK BlackRock ETF 1L NYX-Ny DM North America US Mid Cap Growth 0.26% 560.6 2,818 USVanguard Small-Cap Growth ETF VBK US VBK Vanguard ETF 1L NYX-Ny DM North America US Small Cap Growth 0.14% 202.9 2,055 USiShares S&P SmallCap600/Growth IJT US IJT BlackRock ETF 1L NYX-Ny DM North America US Small Cap Growth 0.25% 313.8 1,598 USVanguard Mid-Cap Growth ETF VOT US VOT Vanguard ETF 1L NYX-Ny DM North America US Mid Cap Growth 0.14% 157.6 1,190 USRydex S&P Midcap 400 Pure Growth ETF RFG US RFG Rydex Invest. ETF 1L NYX-Ny DM North America US Mid Cap Growth 0.35% 128.4 567 USVanguard Mega Cap 300 Growth ETF MGK US MGK Vanguard ETF 1L NYX-Ny DM North America US Large Cap Growth 0.13% 35.0 565 USiShares Morningstar Large Growth Index Fund JKE US JKE BlackRock ETF 1L NYX-Ny DM North America US Large Cap Growth 0.25% 26.3 378 USSchwab U.S. Large-Cap Growth ETF SCHG US SCHG.K Charles Schwab ETF 1L NYX-Ny DM North America US Large Cap Growth 0.13% 57.7 359 USInvestment MgmtiShares Russell 3000 Growth IWZ US IWZ BlackRock ETF 1L NYX-Ny DM North America US Broad Growth 0.25% 80.8 328 USiShares Russell Top 200 Growth Index Fund IWY US IWY.P BlackRock ETF 1L NYX-Ny DM North America US Large Cap Growth 0.20% 19.0 305 USRydex S&P 500 Pure Growth ETF RPG US RPG Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Growth 0.35% 53.1 293 USSPDR DJ Wilshire Large Cap Growth ETF SPYG US SPYG.K State Street GA ETF 1L NYX-Ny DM North America US Large Cap Growth 0.20% 16.8 216 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 58 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3PowerShares Dynamic Large Cap Growth PWB US PWB PowerShares ETF 1L NYX-Ny DM North America US Large Cap Growth 0.61% 7.6 170 USPortfolioiShares Morningstar Mid Growth Index Fund JKH US JKH BlackRock ETF 1L NYX-Ny DM North America US Mid Cap Growth 0.30% 15.1 166 USSPDR DJ Wilshire Small Cap Growth ETF SLYG US SLYG.K State Street GA ETF 1L NYX-Ny DM North America US Small Cap Growth 0.25% 13.5 154 USiShares Morningstar Small Growth Index Fund JKK US JKK BlackRock ETF 1L NYX-Ny DM North America US Small Cap Growth 0.30% <strong>10</strong>.9 88 USRydex S&P Smallcap 600 Pure Growth ETF RZG US RZG Rydex Invest. ETF 1L NYX-Ny DM North America US Small Cap Growth 0.35% 25.5 71 USVanguard S&P 500 Growth ETF VOOG US VOOG.K Vanguard ETF 1L NYX-Ny DM North America US Large Cap Growth 0.15% 15.7 69 USSPDR DJ Wilshire Mid Cap Growth ETF MDYG US MDYG.K State Street GA ETF 1L NYX-Ny DM North America US Broad Growth 0.25% 5.2 63 USVanguard Russell <strong>10</strong>00 Growth ETF VONG US VONG.O Vanguard ETF 1L NDQ DM North America US Large Cap Growth 0.15% 15.0 57 USVanguard S&P Mid-Cap 400 Growth ETF IVOG US IVOG.K Vanguard ETF 1L NYX-Ny DM North America US Mid Cap Growth 0.20% 2.5 32 USRussell Consistent Growth ETF CONG US CONG.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Growth 0.37% 1.8 30 USRussell Growth at a Reasonable Price ETF GRPC US GRPC.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Growth 0.37% 0.4 25 USVanguard S&P Small-Cap 600 Growth ETF VIOG US VIOG.K Vanguard ETF 1L NYX-Ny DM North America US Small Cap Growth 0.20% 2.2 20 USVanguard Russell 2000 Growth VTWG US VTWG.O Vanguard ETF 1L NDQ DM North America US Small Cap Growth 0.20% 16.0 20 USWisdomTree LargeCap Growth Fund ROI US ROI WisdomTree AM ETF 1L NYX-Ny DM North America US Large Cap Growth 0.38% 0.8 19 USRussell Aggressive Growth ETF AGRG US AGRG.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Growth 0.37% 0.2 5 USLyxor ETF Russell <strong>10</strong>00 Growth RUSG FP RUSG.PA Lyxor ETF 1L NYX - Pa,XTF DM North America US Large Cap Blend 0.40% 1.2 4 EuropeValueRussell Australian Value ETF RVL AU RVL.AX Russell Investments ETF 1L ASX DM Pacific Australia Large Cap Value 0.34% 1.8 40 AsiaSSE 180 Value Index Fund 5<strong>10</strong>030 CH 5<strong>10</strong>030.SS Fortune SGAM Fund ETF 1L SHG EM Asia China Large Cap Value 0.50% 13.2 192 AsiaManagementValue China ETF 3046 HK 3046.HK Sensible Asset ETF 1L HKE EM Asia China Broad Value 0.99% 0.8 30 AsiaManagement HongBOCOM Schroder SZSE 300 Value Price Index 159913 CH 159913.SZ BOCOM Schroders ETF 1L SHZ EM Asia China Broad Blend 0.50% 0.9 14 AsiaETFdb x-trackers MSCI Europe Value TRN Index D5BL GR D5BL.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF DM Europe Overall Broad Value 0.40% 0.1 51 EuropeETFAmundi ETF MSCI Europe Value CV9 FP CV9.PA Amundi ETF 1L NYX - Pa DM Europe Overall Broad Value 0.35% 0.7 45 EuropeETFlab STOXX Strong Value 20 ETFSV2P GR ETFSV2P.DE ETFlab Investment ETF 1L XTF DM Europe Overall Broad Value 0.65% 0.0 4 EuropeGmbHLyxor ETF MSCI EMU Value VAL FP LEMU.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Value 0.40% <strong>10</strong>.5 76 EuropeiShares Euro STOXX Value IDJV LN IDJV.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Eurozone Overall Broad Value 0.40% 21.3 50 EuropePa,SWX,XTFUBS-ETF MSCI EMU Value EMVEUA SW EMVEUA.S UBS ETF 1L BI,SWX,XTF DM Eurozone Overall Broad Value 0.35% 0.2 8 EuropeGlobal X Russell Emerging Markets Value ETF EMVX US EMVX.K Global XETF 1L NYX-Ny EM Global Overall Large Cap Value 0.69% 0.8 2 USManagement Co LLCiShares MSCI EAFE Value EFV US EFV BlackRock ETF 1L NYX-Ny DM Global ex US Overall Broad Value 0.40% 187.3 1,273 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 59ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Mirae Asset MAPS TIGER Pure Value ETF 0977<strong>10</strong> KS 0977<strong>10</strong>.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Value 0.46% 0.1 15 AsiaGlobal InvestmentsMirae Asset MAPS TIGER Mid-Cap Value ETF 097720 KS 097720.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Mid Cap Value 0.46% 0.0 9 AsiaGlobal InvestmentsPrudential Prex Neo Value ETF 129270 KS 129270.KS Prudential Asset ETF 1L KSE EM Asia South Korea Large Cap Value 0.27% 0.1 6 AsiaManagementYurie TREX Mid Small Cap Value ETF 097750 KS 097750.KS Yurie Asset ETF 1L KSE EM Asia South Korea Broad Value 0.30% 0.0 4 AsiaManagementiShares Russell <strong>10</strong>00 Value IWD US IWD BlackRock ETF 1L NYX-Ny DM North America US Large Cap Value 0.20% 3,233.4 11,601 USVanguard Value ETF VTV US VTV Vanguard ETF 1L NYX-Ny DM North America US Broad Value 0.12% 494.4 5,314 USiShares S&P 500 Value Index Fund IVE US IVE BlackRock ETF 1L NYX-Ny DM North America US Large Cap Value 0.18% 898.4 4,356 USiShares Russell 2000 Value IWN US IWN BlackRock ETF 1L NYX-Ny DM North America US Small Cap Value 0.40% 2,439.3 4,324 USiShares Russell Midcap/Value IWS US IWS BlackRock ETF 1L NYX-Ny DM North America US Mid Cap Value 0.26% 355.8 2,894 USiShares S&P MidCap 400/Value IJJ US IJJ BlackRock ETF 1L NYX-Ny DM North America US Mid Cap Value 0.27% 401.6 2,114 USVanguard Small-Cap Value ETF VBR US VBR Vanguard ETF 1L NYX-Ny DM North America US Small Cap Value 0.14% 184.7 1,896 USiShares S&P SmallCap600/Value IJS US IJS BlackRock ETF 1L NYX-Ny DM North America US Small Cap Value 0.25% 474.9 1,889 USVanguard Mid-Cap Value ETF VOE US VOE Vanguard ETF 1L NYX-Ny DM North America US Mid Cap Value 0.14% 140.2 874 USPowerShares Dynamic Large Cap Value PWV US PWV PowerShares ETF 1L NYX-Ny DM North America US Large Cap Value 0.63% 50.8 415 USPortfolioVanguard Mega Cap 300 Value ETF MGV US MGV Vanguard ETF 1L NYX-Ny DM North America US Large Cap Value 0.13% 31.1 366 USiShares Russell 3000 Value IWW US IWW BlackRock ETF 1L NYX-Ny DM North America US Broad Value 0.25% 74.2 290 USSchwab U.S. Large-Cap Value ETF SCHV US SCHV.K Charles Schwab ETF 1L NYX-Ny DM North America US Large Cap Value 0.13% 60.2 289 USInvestment MgmtiShares Morningstar Large Value Index Fund JKF US JKF BlackRock ETF 1L NYX-Ny DM North America US Large Cap Value 0.25% 45.9 244 USSPDR DJ Wilshire Large Cap Value ETF SPYV US SPYV.K State Street GA ETF 1L NYX-Ny DM North America US Large Cap Value 0.20% 4.9 168 USiShares Morningstar Small Value Index Fund JKL US JKL BlackRock ETF 1L NYX-Ny DM North America US Small Cap Value 0.30% 15.2 163 USSPDR DJ Wilshire Small Cap Value ETF SLYV US SLYV.K State Street GA ETF 1L NYX-Ny DM North America US Small Cap Value 0.25% 15.9 123 USiShares Morningstar Mid Value Index Fund JKI US JKI BlackRock ETF 1L NYX-Ny DM North America US Mid Cap Value 0.30% 4.8 98 USRydex S&P 500 Pure Value ETF RPV US RPV Rydex Invest. ETF 1L NYX-Ny DM North America US Large Cap Value 0.35% 24.6 85 USRydex S&P Smallcap 600 Pure Value ETF RZV US RZV Rydex Invest. ETF 1L NYX-Ny DM North America US Small Cap Value 0.35% 12.8 69 USiShares Russell Top 200 Value Index Fund IWX US IWX.P BlackRock ETF 1L NYX-Ny DM North America US Large Cap Value 0.20% 6.6 62 USRussell Equity Income ETF EQIN US EQIN.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Value 0.37% 8.3 58 USRydex S&P Midcap 400 Pure Value ETF RFV US RFV Rydex Invest. ETF 1L NYX-Ny DM North America US Mid Cap Value 0.35% 5.6 43 USVanguard Russell <strong>10</strong>00 Value ETF VONV US VONV.O Vanguard ETF 1L NDQ DM North America US Large Cap Value 0.15% 11.3 37 USVanguard S&P Value ETF VOOV US VOOV.K Vanguard ETF 1L NYX-Ny DM North America US Broad Value 0.15% 4.0 35 USFirst Trust Strategic Value Index Fund FDV US FDV First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Value 0.65% 2.9 35 USSPDR DJ Wilshire Mid Cap Value ETF MDYV US MDYV.K State Street GA ETF 1L NYX-Ny DM North America US Broad Value 0.25% 0.9 28 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 60 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Vanguard S&P Small-Cap 600 Value ETF VIOV US VIOV.K Vanguard ETF 1L NYX-Ny DM North America US Small Cap Value 0.20% 2.0 16 USVanguard S&P Mid-Cap 400 Value ETF IVOV US IVOV.K Vanguard ETF 1L NYX-Ny DM North America US Mid Cap Value 0.20% 1.0 12 USVanguard Russell 2000 Value VTWV US VTWV.O Vanguard ETF 1L NDQ DM North America US Small Cap Value 0.27% 1.8 12 USLyxor ETF Russell <strong>10</strong>00 Value RUSV FP RUSV.PA Lyxor ETF 1L NYX - Pa,XTF DM North America US Large Cap Blend 0.40% 0.7 7 EuropeRussell Low P/E ETF LWPE US LWPE.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Value 0.37% 0.1 5 USRussell Contrarian ETF CNTR US CNTR.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Value 0.37% 0.0 4 USStrategyShortProShares Short FTSE/Xinhua China 25 YXI US YXI ProShares ETF 1S NYX-Ny EM Asia China Large Cap Blend 0.95% 5.0 12 USLyxor ETF Short CAC 40 SHC FP SHC.PA Lyxor ETF 1S NYX - Pa DM Eurozone France Large Cap Blend 0.40% <strong>10</strong>3.2 68 Europedb x-trackers CAC 40 Short ETF X4S FP DBX4S.PA <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,NYX - Pa,SWX,XTF DM Eurozone France Broad Blend 0.40% 19.8 25 EuropeComstage ETF CAC 40 Short Z4S FP Z4S.PA ComStage ETF 1S NYX - Pa,SWX,XTF DM Eurozone France Broad Blend 0.35% 2.9 13 EuropeAmundi ETF Short CAC 40 C4S FP C4S.PA Amundi ETF 1S NYX - Pa DM Eurozone France Large Cap Blend 0.35% 0.5 <strong>10</strong> Europedb x-trackers ShortDAX ETF XSDX GR XSDX.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,BME,LSE,NYX - DM Eurozone Germany Large Cap Blend 0.40% 692.3 700 EuropePa,OMX,SWX,XTFComStage ETF SHORTDAX TR I C004 GY CBSHORTDAX.DE ComStage ETF 1S SWX,XTF DM Eurozone Germany Large Cap Blend 0.30% 54.7 36 EuropeAmundi ETF Short DAX 30 C2D FP C2D.PA Amundi ETF 1S NYX - Pa,XTF DM Eurozone Germany Large Cap Blend 0.35% 5.7 12 Europedb x-trackers HSI Short Daily Index ETF XHSS GR XHSS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,XTF DM Pacific Hong Kong Large Cap Blend 0.75% 16.1 16 EuropeLyxor ETF Bear FTSE/MIB BERMIB IM BERMIB.MI Lyxor ETF 1S BI DM Eurozone Italy Large Cap Blend 0.60% 47.4 13 EuropeLyxor ETF Short AEX SHA NA SHA.AS Lyxor ETF 1S NYX - Am DM Eurozone Netherlands Large Cap Blend 0.40% 7.0 <strong>10</strong> Europedb x-trackers STOXX 600 <strong>Bank</strong>s Short ETF XS7S GR XS7S.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,BME,LSE,NYX - DM Europe Overall Large Cap Blend 0.50% 57.8 163 EuropePa,OMX,XTFdb x-trackers STOXX 600 Industrial Goods XIGS GR XIGS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,XTF DM Europe Overall Broad Blend 0.50% 3.0 39 EuropeShort Daily ETFdb x-trackers STOXX 600 Basic Resources XBRS GR XBRS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,XTF DM Europe Overall Broad Blend 0.50% 2.1 13 EuropeShort Daily ETFLyxor ETF STOXX Europe 600 Auto & Parts AUTX FP AUTX.PA Lyxor ETF 1S BI,NYX - Br,NYX -DM Europe Overall Broad Blend 0.45% 21.8 <strong>10</strong> EuropeDaily ShortPa,SWX,XTFdb x-trackers STOXX 600 Insurance Short Daily XSIS GR XSIS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,XTF DM Europe Overall Broad Blend 0.50% 1.5 <strong>10</strong> EuropeETFdb x-trackers STOXX 600 Health Care ShortETFXSDS GR XSDS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.50% 0.6 9 EuropeLyxor ETF STOXX Europe 600 <strong>Bank</strong>s DailyShortdb x-trackers STOXX 600 Technology ShortETFBNKX FP BNKX.PA Lyxor ETF 1S BI,NYX - Br,NYX -DM Europe Overall Broad Blend 0.45% 7.1 9 EuropePa,SWX,XTFXS8S GR XS8S.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.50% 1.0 8 EuropeAmundi ETF Short MSCI Europe Daily C8E FP C8E.PA Amundi ETF 1S BI,NYX - Pa DM Europe Overall Broad Blend 0.35% 1.5 8 EuropeLyxor ETF Short Strategy Europe SHE FP LYSHE.PA Lyxor ETF 1S BI,BME,NYX - Pa,XTF DM Europe Overall Broad Blend 0.40% 2.6 8 Europedb x-trackers STOXX 600 Utilities Short Daily XS6S GR XS6S.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,XTF DM Europe Overall Broad Blend 0.50% 0.6 6 EuropeETFdb x-trackers STOXX 600 Oil & Gas Short ETF XSES GR XSES.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,NYX - Pa,OMX,XTF DM Europe Overall Large Cap Blend 0.50% 0.6 5 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 61ETP Name BBG Ticker RIC Issuerdb x-trackers STOXX 600 TelecommunicationsShort ETFLyxor ETF STOXX Europe 600 Oil & Gas DailyShortLyxor ETF STOXX Europe 600 Basic ResourcesDaily ShortStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3XSKS GR XSKS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,NYX - Pa,XTF DM Europe Overall Large Cap Blend 0.50% 1.2 4 EuropeOILX FP OILX.PA Lyxor ETF 1S BI,NYX - Br,NYX -Pa,SWX,XTFBREX FP BREX.PA Lyxor ETF 1S BI,NYX - Br,NYX -Pa,SWX,XTFAUM$MM 4PrimaryListingRegionDM Europe Overall Broad Blend 0.45% 1.0 3 EuropeDM Europe Overall Broad Blend 0.45% 0.2 3 Europedb x-trackers Euro STOXX 50 Short ETF XSSX GR XSSX.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,BME,LSE,NYX - DM Eurozone Overall Large Cap Blend 0.40% 262.7 361 EuropePa,OMX,SWX,XTFLyxor ETF Bear Euro STOXX 50 BSX FP BSX.PA Lyxor ETF 1S NYX - Pa,XTF DM Eurozone Overall Large Cap Blend 0.60% 23.8 51 EuropeComStage ETF Euro STOXX 50 Short TR CBSX5TS GR CBSX5TS.DE ComStage ETF 1S SWX,XTF DM Eurozone Overall Large Cap Blend 0.35% 31.1 36 EuropeAmundi ETF Short Euro STOXX 50 C5S FP C5S.PA Amundi ETF 1S BI,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Blend 0.30% 1.3 35 EuropeETFlab Euro STOXX 50 Short ETFSX5TS GR ETFSX5TS.DE ETFlab Investment ETF 1S XTF DM Eurozone Overall Large Cap Blend 0.40% 13.5 6 EuropeGmbHProShares Short MSCI Emerging Markets EUM US EUM ProShares ETF 1S NYX-Ny EM Global Overall Broad Blend 0.95% 120.4 209 USdb x-trackers MSCI Emerging Market Short XESG LN XESG.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,SWX,XTF EM Global Overall Broad Blend 0.95% 0.4 14 EuropeDaily Index ETFProShares Short MSCI EAFE EFZ US EFZ ProShares ETF 1S NYX-Ny DM Global ex US Overall Broad Blend 0.95% 191.2 212 USSAMSUNG KODEX INVERSE ETF 114800 KS 114800.KS Samsung Asset Mg ETF 1S KSE EM Asia South Korea Broad Blend 0.93% 2,755.6 701 AsiaMirae Asset Maps TIGER 200(-1X) ETF 1233<strong>10</strong> KS 1233<strong>10</strong>.KS Mirae Asset MAPS ETF 1S KSE EM Asia South Korea Large Cap Blend 0.70% 99.5 126 AsiaGlobal InvestmentsKINDEX Inverse ETF 145670 KS 145670.KS Korea Investment ETF 1S KSE EM Asia South Korea Broad Blend 0.30% 11.7 8 AsiaTrust MgKOSEF Inverse ETF 123930 KS 123930.KS Woori Asset ETF 1S KSE EM Asia South Korea Broad Blend 0.83% 2.0 4 AsiaManagementLyxor ETF IBEX 35 Inverso INVEX SM INVEX.MC Lyxor ETF 1S BME DM Eurozone Spain Broad Blend 0.40% 13.0 18 EuropeAccion Ibex 35 Inverso ETF IBEXI SM IBEXI.MC BBVA Gestion SA ETF 1S BME DM Eurozone Spain Broad Blend 0.40% 4.7 0 EuropeSGIICdb-x trackers SMI Short Daily ETF XSVS GR XSVS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S SWX,XTF DM Europe Switzerland Large Cap Blend 0.30% 6.6 26 Europedb x-trackers FTSE <strong>10</strong>0 Short ETF XUKS GR XUKS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,LSE,NYX - Pa,SWX,XTF DM Europe UK Large Cap Blend 0.50% <strong>10</strong>0.9 124 EuropeRBS Market Access Short FTSE MIB MonthlyIndex ETFRBS Market Access Short FTSE <strong>10</strong>0 MonthlyIndex ETFM9SU GR M9SU.DE Royal <strong>Bank</strong> ofScotland plcM9ST GR M9ST.DE Royal <strong>Bank</strong> ofScotland plcETF 1S BI,LSE,SWX,XTF DM Europe UK Large Cap Blend 0.60% 8.4 17 EuropeETF 1S BI,LSE,SWX,XTF DM Europe UK Large Cap Blend 0.60% 1.4 7 EuropeProShares Short S&P500 SH US SH ProShares ETF 1S NYX-Ny DM North America US Large Cap Blend 0.90% 2,341.3 2,083 USProShares Short Russell 2000 RWM US RWM ProShares ETF 1S NYX-Ny DM North America US Small Cap Blend 0.95% 664.9 368 USProShares Short Dow30 DOG US DOG ProShares ETF 1S NYX-Ny DM North America US Large Cap Blend 0.95% 355.8 297 USProShares Short QQQ PSQ US PSQ ProShares ETF 1S NYX-Ny DM North America US Large Cap Blend 0.95% 293.6 264 USdb x-trackers S&P 500 TR Short ETF XSPS GR XSPS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,BME,LSE,NYX - DM North America US Large Cap Blend 0.50% 89.4 233 EuropePa,OMX,XTF,SGXProShares Short Financials SEF US SEF ProShares ETF 1S NYX-Ny DM North America US Broad Blend 0.95% 76.7 <strong>10</strong>7 USProShares Short Real Estate REK US REK ProShares ETF 1S NYX-Ny DM North America US Broad Blend 0.95% 7.5 38 USProShares Short MidCap400 MYY US MYY ProShares ETF 1S NYX-Ny DM North America US Mid Cap Blend 0.95% 36.3 30 USProShares Short S&P Small Cap 600 SBB US SBB ProShares ETF 1S NYX-Ny DM North America US Small Cap Blend 0.95% 12.2 25 USAmundi ETF Short MSCI USA Daily C2U FP C2U.PA Amundi ETF 1S BI,NYX - Pa DM North America US Broad Blend 0.35% 0.9 8 EuropeProShares Short Oil & Gas DDG US DDG ProShares ETF 1S NYX-Ny DM North America US Broad Blend 0.95% 3.9 8 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 62 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3ProShares Short KBW Regional <strong>Bank</strong>ing ETF KRS US KRS ProShares ETF 1S NYX-Ny DM North America US Broad Blend 0.95% 4.2 7 USProShares Short Basic Materials SBM US SBM ProShares ETF 1S NYX-Ny DM North America US Broad Blend 0.95% 2.9 7 USDaily Total Market Bear 1x Shares TOTS US TOTS.K Direxionshares ETF 1S NYX-Ny DM North America US Broad Blend 0.65% 0.2 4 USLeveraged LongProShares Ultra MSCI Brazil UBR US UBR ProShares ETF 2L NYX-Ny EM Latin America Brazil Broad Blend 0.95% 17.7 15 USDaily China Bull 3x Shares YINN US YINN.K Direxionshares ETF 3L NYX-Ny EM Asia China Broad Blend 0.94% 65.3 48 USProShares Ultra FTSE/Xinhua China 25 XPP US XPP ProShares ETF 2L NYX-Ny EM Asia China Large Cap Blend 0.95% 28.3 34 USLyxor ETF Leverage CAC 40 LVC FP LVC.PA Lyxor ETF 2L NYX - Pa DM Eurozone France Large Cap Blend 0.40% 653.9 443 EuropeAmundi ETF Leveraged CAC 40 CL4 FP CL4.PA Amundi ETF 2L NYX - Pa DM Eurozone France Large Cap Blend 0.30% 9.6 31 EuropeComStage CAC 40 Leveraged ETF Z4L FP Z4L.PA ComStage ETF 2L NYX - Pa,SWX,XTF DM Eurozone France Large Cap Blend 0.30% 0.3 9 EuropeETFX CAC 40 2x Long Fund FRL2 LN FRL2.L ETF Securities Ltd ETF 2L LSE,NYX - Am,NYX - Pa DM Eurozone France Large Cap Blend 0.50% 0.4 4 EuropeLyxor ETF LevDAX LYXLEDAX GR LYXLEVDAX.DE Lyxor ETF 2L BI,NYX - Pa,SWX,XTF DM Eurozone Germany Large Cap Blend 0.40% 591.4 360 Europedb x-trackers LevDAX Daily ETF DBPE GR DBPE.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2L BI,BME,LSE,OMX,SWX,XTF DM Eurozone Germany Large Cap Blend 0.35% 82.2 71 EuropeETFS DAX 2x Long Fund DEL2 LN DEL2.L ETF Securities Ltd ETF 2L BI,LSE,XTF DM Eurozone Germany Large Cap Blend 0.40% 128.8 36 EuropeRBS Market Access LevDAX X2 Monthly IndexETFM9SM GR M9SM.DE Royal <strong>Bank</strong> ofScotland plcAUM$MM 4PrimaryListingRegionETF 2L BI,LSE,SWX,XTF DM Eurozone Germany Large Cap Blend 0.35% 8.1 8 EuropeDaily India 2x Bull Shares INDL US INDL.K Direxionshares ETF 2L NYX-Ny EM Asia India Broad Blend 0.95% 17.2 18 USLyxor ETF Leveraged FTSE/MIB LEVMIB IM LEVMIB.MI Lyxor ETF 2L BI DM Eurozone Italy Large Cap Blend 0.60% 669.0 321 EuropeETFX FTSE MIB Leveraged (2X) Fund ITL2 IM ITL2.MI ETF Securities Ltd ETF 2L BI DM Eurozone Italy Large Cap Blend 0.60% 20.3 14 EuropeProShares Ultra MSCI Japan EZJ US EZJ ProShares ETF 2L NYX-Ny DM Pacific Japan Broad Blend 0.95% 3.9 26 USProShares Ultra MSCI Mexico Investable UMX US UMX ProShares ETF 2L NYX-Ny EM Latin America Mexico Broad Blend 0.95% 0.3 2 USMarketLyxor ETF Leverage AEX LVA NA LVA.AS Lyxor ETF 2L NYX - Am DM Eurozone Netherlands Large Cap Blend 0.40% 3.8 8 EuropeXACT Derivat Bull OBXBULL NO OBXEXDBULL.OL Xact Fonder AB ETF 2L OSE DM Europe Norway Large Cap Blend 0.80% 327.1 175 EuropeDnB NOR OBX Derivat Bull OBXBULLD NO OBXEDDBULL.OL DnB NORETF 2L OSE DM Europe Norway Large Cap Blend 0.60% 5.5 23 EuropeKapitalforvaltningDaily BRIC 2x Bull Shares BRIL US BRIL.K Direxionshares ETF 2L NYX-Ny EM Asia Overall Broad Blend 0.95% 4.8 5 USAmundi ETF Leveraged MSCI Europe Daily CLE FP CLE.PA Amundi ETF 2L BI,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.35% 1.9 16 EuropeProShares Ultra MSCI Europe UPV US UPV ProShares ETF 2L NYX-Ny DM Europe Overall Broad Blend 0.95% 2.5 3 USLyxor ETF Leveraged Euro STOXX 50 LVE FP LVE.PA Lyxor ETF 2L BI,BME,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Blend 0.40% 257.0 227 EuropeComStage ETF Euro STOXX 50 Leveraged CBSX5EL GR CBSX5EL.DE ComStage ETF 2L SWX,XTF DM Eurozone Overall Large Cap Blend 0.35% <strong>10</strong>.3 26 EuropeAmundi ETF Leveraged Euro STOXX 50 C5L FP C5L.PA Amundi ETF 2L BI,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Blend 0.30% 9.6 19 Europe<strong>ETFs</strong> Euro Stoxx 50 Leveraged 2X Fund LEU2 LN LEU2.L ETF Securities Ltd ETF 2L BI,LSE,NYX - Am,XTF DM Eurozone Overall Large Cap Blend 0.40% 20.7 15 Europedb x-trackers Euro STOXX 50 Leveraged DailyETFRBS Market Access EuroStoxx 50 MonthlyLeverage Index ETFDBPF GR DBPF.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2L BI,BME,LSE,OMX,SWX,XTF DM Eurozone Overall Large Cap Blend 0.35% 13.6 12 EuropeM9SL GR M9SL.DE Royal <strong>Bank</strong> ofScotland plcETF 2L BI,LSE,SWX,XTF DM Eurozone Overall Large Cap Blend 0.30% 1.4 8 EuropeXACT Europe Bull 2 XACEUBUL SS XACTEBULL2.ST Xact Fonder AB ETF 2L OMX DM Eurozone Overall Broad Blend 0.60% 0.3 7 EuropeDaily Emerging Markets Bull 3x Shares EDC US EDC Direxionshares ETF 3L NYX - Am,NYX-Ny EM Global Overall Broad Blend 0.94% 1,527.4 379 USDaily Gold Miners Bull 2x Shares NUGT US NUGT.K Direxionshares ETF 2L NYX-Ny Overall Global Overall Large Cap Blend 0.95% 358.0 <strong>10</strong>8 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 63ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3ProShares Ultra MSCI Emerging Markets EET US EET ProShares ETF 2L NYX-Ny EM Global Overall Broad Blend 0.95% 11.8 27 USDaily Developed Markets Bull 3x Shares DZK US DZK Direxionshares ETF 3L NYX-Ny DM Global Overall Broad Blend 0.95% 12.3 23 USProShares Ultra MSCI EAFE EFO US EFO ProShares ETF 2L NYX-Ny DM Global ex US Overall Broad Blend 0.95% 2.3 6 USDaily Latin America 3x Bull Shares LBJ US LBJ Direxionshares ETF 3L NYX-Ny EM Latin America Overall Broad Blend 0.94% 34.3 46 USProShares Ultra MSCI Pacific ex-Japan UXJ US UXJ ProShares ETF 2L NYX-Ny DM Pacific ex Japan Overall Broad Blend 0.95% 1.1 3 USComStage ETF PSI 20 Leverage PP2 PL PP2.LS ComStage ETF 2L NYX - Lis,XTF DM Eurozone Portugal Large Cap Blend 0.60% 1.6 7 EuropeSamsung KODEX Leverage ETF 122630 KS 122630.KS Samsung Asset Mg ETF 2L KSE EM Asia South Korea Broad Blend 0.93% 4,049.7 702 AsiaKindex Leverage ETF 152500 KS 152500.KS Korea Investment ETF 2L KSE EM Asia South Korea Large Cap Blend 0.70% 0.7 36 AsiaTrust MgMirae Asset Maps TIGER 200 (2X) ETF 123320 KS 123320.KS Mirae Asset MAPS ETF 2L KSE EM Asia South Korea Broad Blend 0.70% 97.1 31 AsiaGlobal InvestmentsKB KStar Leverage Securities ETF 123760 KS 123760.KS KB AssetETF 2L KSE EM Asia South Korea Broad Blend 0.50% 1.1 22 AsiaManagementLyxor ETF IBEX 35 Doble Apalancado diario IBEXA SM IBEXA.MC Lyxor ETF 2L BME DM Eurozone Spain Large Cap Blend 0.40% 11.9 8 EuropeXACT Bull XACBULL SS XACTBULL.ST Xact Fonder AB ETF 1.5L OMX DM Europe Sweden Large Cap Blend 0.60% 166.4 148 EuropeXACT Bull 2 XABULL2 SS XACTBULL2.ST Xact Fonder AB ETF 2L OMX DM Europe Sweden Large Cap Blend 0.60% 661.9 127 EuropeSpotR Bull OMXS30 SPBULOMX SS SPBULOMX.ST SEB Investment ETF 2L OMX DM Europe Sweden Large Cap Blend 0.20% 51.6 27 EuropeManagement ABLyxor ETF Daily Leveraged SMI LYSLE SW LYSLE.S Lyxor ETF 2L SWX DM Europe Switzerland Large Cap Blend 0.40% 2.4 6 Europe<strong>ETFs</strong> FTSE Leveraged 2X Fund LUK2 LN LUK2.L ETF Securities Ltd ETF 2L LSE DM Europe UK Large Cap Blend 0.50% 67.2 26 EuropeComStage ETF FTSE <strong>10</strong>0 Leveraged TR 8H84 GR CBTFTUKXL2S.DE ComStage ETF 2L LSE,SWX,XTF DM Europe UK Large Cap Blend 0.45% 2.6 15 EuropeRBS Market Access Leveraged FTSE MIBMonthly Index ETFRBS Market Access Leveraged FTSE <strong>10</strong>0Monthly Index ETFM9SP GR M9SP.DE Royal <strong>Bank</strong> ofScotland plcM9SN GR M9SN.DE Royal <strong>Bank</strong> ofScotland plcAUM$MM 4PrimaryListingRegionETF 2L BI,LSE,SWX,XTF DM Europe UK Large Cap Blend 0.60% 0.1 7 EuropeETF 2L BI,LSE,SWX,XTF DM Europe UK Large Cap Blend 0.50% 1.3 6 Europedb x-trackers FTSE <strong>10</strong>0 Leveraged Daily ETF DBPI GR DBPI.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2L BI,LSE,SWX,XTF DM Europe UK Large Cap Blend 0.30% 2.7 5 EuropeProShares Ultra S&P500 SSO US SSO ProShares ETF 2L NYX-Ny DM North America US Large Cap Blend 0.95% 9,298.2 1,655 USDaily Financial Bull 3x Shares FAS US FAS Direxionshares ETF 3L NYX - Am,NYX-Ny DM North America US Broad Blend 0.94% 18,347.4 1,445 USDaily Small Cap Bull 3x Shares TNA US TNA Direxionshares ETF 3L NYX-Ny DM North America US Small Cap Blend 0.95% 18,384.0 835 USProShares Ultra Financials UYG US UYG ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 1,324.8 820 USProshares Ultra QQQ QLD US QLD ProShares ETF 2L NYX-Ny DM North America US Large Cap Blend 0.95% 5,430.4 602 USProShares Ultra Real Estate URE US URE ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 326.4 380 USDaily Energy Bull 3x Shares ERX US ERX Direxionshares ETF 3L NYX-Ny DM North America US Broad Blend 0.94% 3,172.0 345 USProShares Ultra Pro S&P 500 UPRO US UPRO.K ProShares ETF 2L NYX-Ny DM North America US Large Cap Blend 0.95% 3,545.5 302 USDaily Large Cap Bull 3x Shares BGU US BGU Direxionshares ETF 3L NYX - Am,NYX-Ny DM North America US Large Cap Blend 0.95% 1,770.9 283 USProShares Ultra Dow30 DDM US DDM ProShares ETF 2L NYX-Ny DM North America US Large Cap Blend 0.95% 1,167.8 274 USProShares Ultra Oil & Gas DIG US DIG ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 526.6 263 USProShares Ultra Basic Materials UYM US UYM ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 478.9 246 USProShares Ultra Russell 2000 UWM US UWM ProShares ETF 2L NYX-Ny DM North America US Small Cap Blend 0.95% 1,049.6 222 USDaily Technology Bull 3x Shares TYH US TYH Direxionshares ETF 3L NYX-Ny DM North America US Broad Blend 0.94% 435.9 190 USProShares UltraPro QQQ TQQQ US TQQQ.O ProShares ETF 3L NDQ DM North America US Large Cap Blend 0.95% 1,353.2 173 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 64 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Daily Real Estate Bull 3x Shares DRN US DRN Direxionshares ETF 3L NYX-Ny DM North America US Broad Blend 0.95% 385.9 127 USProShares UltraPro Russell2000 URTY US URTY.K ProShares ETF 3L NYX-Ny DM North America US Small Cap Blend 0.95% 777.2 115 USDaily Semiconductor 3x Bull Shares SOXL US SOXL.K Direxionshares ETF 3L NYX-Ny DM North America US Broad Blend 0.95% 250.9 112 USProShares Ultra MidCap400 MVV US MVV ProShares ETF 2L NYX-Ny DM North America US Mid Cap Blend 0.95% 178.4 <strong>10</strong>4 USProShares Ultra Technology ROM US ROM ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 52.5 <strong>10</strong>3 USRydex 2X S&P 500 ETF RSU US RSU Rydex Invest. ETF 2L NYX-Ny DM North America US Large Cap Blend 0.70% 25.6 74 USProShares UltraPro Dow30 UDOW US UDOW.K ProShares ETF 3L NYX-Ny DM North America US Large Cap Blend 0.95% 366.7 65 USDaily Mid Cap Bull 3x Shares MWJ US MWJ Direxionshares ETF 3L NYX-Ny DM North America US Mid Cap Blend 0.95% 85.7 63 USProShares Ultra Semiconductors USD US USD ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 37.3 46 USProShares UltraPro MidCap400 UMDD US UMDD.K ProShares ETF 3L NYX-Ny DM North America US Mid Cap Blend 0.95% 94.3 41 USProShares Ultra Health Care RXL US RXL ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 19.5 39 USProShares Ultra SmallCap 600 SAA US SAA ProShares ETF 2L NYX-Ny DM North America US Small Cap Blend 0.95% 11.1 32 USProShares Ultra Industrials UXI US UXI ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 11.0 29 USAmundi ETF Leveraged MSCI USA Daily CL2 FP CL2.PA Amundi ETF 2L BI,NYX - Pa,SWX,XTF DM North America US Broad Blend 0.35% 18.9 25 EuropeLyxor ETF Leveraged NASDAQ-<strong>10</strong>0 LQQ FP LQQ.PA Lyxor ETF 2L NYX - Pa DM North America US Large Cap Blend 0.60% 12.2 22 EuropeProShares Ultra Nasdaq Biotechnology BIB US BIB.O ProShares ETF 2L NDQ DM North America US Broad Blend 0.95% 14.8 21 USProShares Ultra Russell 2000 Growth UKK US UKK ProShares ETF 2L NYX-Ny DM North America US Small Cap Growth 0.95% 8.8 21 USProShares Ultra Utilities UPW US UPW ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 7.9 19 USProShares Ultra Russell <strong>10</strong>00 Growth UKF US UKF ProShares ETF 2L NYX-Ny DM North America US Large Cap Growth 0.95% 1.5 17 USProShares Ultra Russell MidCap Growth UKW US UKW ProShares ETF 2L NYX-Ny DM North America US Mid Cap Growth 0.95% 1.6 15 USdb x-trackers S&P 500 2x Leveraged Daily ETF DBPG GR DBPG.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2L BI,BME,LSE,OMX,SWX,XTF DM North America US Large Cap Blend 0.60% 16.8 14 EuropeProShares Ultra Consumer Goods UGE US UGE ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 2.3 12 USProShares Ultra Russell 2000 Value UVT US UVT ProShares ETF 2L NYX-Ny DM North America US Small Cap Value 0.95% 2.9 11 USProShares Ultra Consumer Services UCC US UCC ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 0.9 9 USProShares Ultra Russell 3000 UWC US UWC ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 0.8 8 USProShares Ultra Russell MidCap Value UVU US UVU ProShares ETF 2L NYX-Ny DM North America US Mid Cap Value 0.95% 1.0 8 USDaily Retail Bull 2x Shares RETL US RETL.K Direxionshares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 7.1 7 USProShares Ultra Russell <strong>10</strong>00 Value UVG US UVG ProShares ETF 2L NYX-Ny DM North America US Large Cap Value 0.95% 0.7 7 USProShares Ultra KBW Regional <strong>Bank</strong>ing ETF KRU US KRU ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 4.9 6 USDaily Basic Materials Bull 3x Shares MATL US MATL.K Direxionshares ETF 3L NYX-Ny DM North America US Large Cap Blend 0.95% 7.0 6 USDaily Healthcare Bull 3x Shares CURE US CURE.K Direxionshares ETF 3L NYX-Ny DM North America US Large Cap Blend 0.95% 1.5 4 USProShares Ultra Telecommunications LTL US LTL ProShares ETF 2L NYX-Ny DM North America US Broad Blend 0.95% 0.9 3 USLeveraged ShortProShares UltraShort MSCI Brazil BZQ US BZQ ProShares ETF 2S NYX-Ny EM Latin America Brazil Broad Blend 0.95% 20.7 14 USProShares UltraShort FTSE/Xinhua China 25 FXP US FXP ProShares ETF 2S NYX-Ny EM Asia China Large Cap Blend 0.95% 147.2 166 USDaily China Bear 3x Shares YANG US YANG.K Direxionshares ETF 3S NYX-Ny EM Asia China Broad Blend 0.95% <strong>10</strong>.9 11 USLyxor ETF XBear CAC 40 BX4 FP BX4.PA Lyxor ETF 2S NYX - Pa DM Eurozone France Large Cap Blend 0.60% 923.9 297 EuropeEasyETF CAC40 Double Short EZC FP EZC.PA BNP Paribas ETF 2S NYX - Pa DM Eurozone France Large Cap Blend 0.50% 19.1 16 EuropeETFX CAC 40 2x Short Fund FRS2 LN FRS2.L ETF Securities Ltd ETF 2S LSE,NYX - Am,NYX - Pa DM Eurozone France Large Cap Blend 0.60% 0.9 2 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 65ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3ETFS DAX 2x Short Fund DES2 LN DES2.L ETF Securities Ltd ETF 2S BI,LSE,XTF DM Eurozone Germany Large Cap Blend 0.60% 171.1 114 EuropeLyxor ETF Daily ShortDAX x2 ETF DSD FP DSD.PA Lyxor ETF 2S BI,NYX - Pa,SWX,XTF DM Eurozone Germany Large Cap Blend 0.20% 244.4 95 Europedb x-trackers ShortDAX 2x Daily ETF DBPD GR DBPD.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2S BI,BME,LSE,OMX,SWX,XTF DM Eurozone Germany Large Cap Blend 0.60% <strong>10</strong>7.5 68 EuropeRBS Market Access ShortDAX x2 MonthlyIndex ETFM9SV GR M9SV.DE Royal <strong>Bank</strong> ofScotland plcAUM$MM 4PrimaryListingRegionETF 2S BI,LSE,SWX,XTF DM Eurozone Germany Large Cap Blend 0.60% 2.0 <strong>10</strong> EuropeDaily India 2x Bear Shares INDZ US INDZ.K Direxionshares ETF 2S NYX-Ny EM Asia India Broad Blend 0.95% 6.1 2 USLyxor ETF XBear FTSE/MIB XBRMIB IM XBRMIB.MI Lyxor ETF 2S BI DM Eurozone Italy Large Cap Blend 0.60% 644.8 127 EuropeETFX FTSE MIB Super Short Strategy (2X) ITS2 IM ITS2.MI ETF Securities Ltd ETF 2S BI DM Eurozone Italy Large Cap Blend 0.60% 35.7 <strong>10</strong> EuropeProShares UltraShort MSCI Japan EWV US EWV ProShares ETF 2S NYX-Ny DM Pacific Japan Broad Blend 0.95% 5.4 15 USProShares UltraShort MSCI Mexico Investable SMK US SMK ProShares ETF 2S NYX-Ny EM Latin America Mexico Broad Blend 0.95% 0.3 2 USMarketXACT Derivat Bear OBXBEAR NO OBXEXDBEAR.OL Xact Fonder AB ETF 2S OSE DM Europe Norway Large Cap Blend 0.60% 356.7 116 EuropeDnB NOR OBX Derivat Bear OBXBEARD NO OBXEDDBEAR.OL DnB NORETF 2S OSE DM Europe Norway Large Cap Blend 0.60% 3.9 6 EuropeKapitalforvaltningDaily BRIC 2x Bear Shares BRIS US BRIS.K Direxionshares ETF 2S NYX-Ny EM Asia Overall Broad Blend 0.95% 1.0 2 USProShares Ultrashort MSCI Europe EPV US EPV ProShares ETF 2S NYX-Ny DM Europe Overall Broad Blend 0.95% 187.6 142 USEasyETF STOXX 600 Double Short Daily EZZ FP EZZ.PA BNP Paribas ETF 2S NYX - Pa,XTF DM Europe Overall Broad Blend 0.60% 2.5 15 EuropeLyxor ETF XBear Euro STOXX 50 BXX FP BXX.PA Lyxor ETF 2S BI,NYX - Pa,XTF DM Eurozone Overall Large Cap Blend 0.60% 366.8 <strong>10</strong>9 EuropeRBS Market Access EuroStoxx 50 MonthlyDouble Short Index ETFM9SI GR M9SI.DE Royal <strong>Bank</strong> ofScotland plcETF 2S BI,LSE,SWX,XTF DM Eurozone Overall Large Cap Blend 0.50% 2.4 30 EuropeETFS Euro STOXX 50 Double Short (2x) Fund SEU2 LN SEU2.L ETF Securities Ltd ETF 2S BI,LSE,NYX - Am,XTF DM Eurozone Overall Large Cap Blend 0.60% 9.5 27 Europedb x-trackers Euro STOXX 50 Double Short DBPL GR DBPL.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2S BI,LSE,OMX,SWX,XTF DM Eurozone Overall Broad Blend 0.50% 22.2 24 EuropeDaily ETFEasyETF Euro Stoxx 50 Double Short Daily EZD FP EZD.PA BNP Paribas ETF 2S BI,NYX - Pa,XTF DM Eurozone Overall Large Cap Blend 0.60% 6.6 14 EuropeXACT Europe Bear 2 XACEUBEA SS XACTEBEAR2.ST Xact Fonder AB ETF 2S OMX DM Eurozone Overall Large Cap Blend 0.60% 0.2 8 Europedb x-trackers FTSE <strong>10</strong>0 Super Short Daily ETF XULS LN XULS.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2S LSE DM Eurozone Overall Broad Blend 0.50% 2.7 6 EuropeDaily Emerging Markets Bear 3x Shares EDZ US EDZ Direxionshares ETF 3S NYX - Am,NYX-Ny EM Global Overall Broad Blend 0.95% 542.8 151 USProShares UltraShort MSCI Emerging Markets EEV US EEV ProShares ETF 2S NYX-Ny EM Global Overall Broad Blend 0.95% 163.1 78 USDaily Developed Markets Bear 3x Shares DPK US DPK Direxionshares ETF 3S NYX-Ny DM Global Overall Broad Blend 0.95% 22.4 14 USDaily Gold Miners Bear 2x Shares DUST US DUST.K Direxionshares ETF 2S NYX-Ny Overall Global Overall Large Cap Blend 0.95% 117.1 9 USProShares UltraShort MSCI EAFE EFU US EFU ProShares ETF 2S NYX-Ny DM Global ex US Overall Broad Blend 0.95% 22.5 21 USDaily Latin America 3x Bear Shares LHB US LHB Direxionshares ETF 3S NYX-Ny EM Latin America Overall Broad Blend 0.95% 9.9 6 USProShares UltraShort MSCI Pacific ex-Japan JPX US JPX ProShares ETF 2S NYX-Ny DM Pacific ex Japan Overall Broad Blend 0.95% 0.7 2 USLyxor ETF IBEX 35 Doble Inverso diario 2INVE SM 2INVE.MC Lyxor ETF 2S BME DM Eurozone Spain Large Cap Blend 0.60% 1.1 3 EuropeXACT Bear XACBEAR SS XACTBEAR.ST Xact Fonder AB ETF 1.5S OMX DM Europe Sweden Large Cap Blend 0.60% 175.9 212 EuropeXACT Bear 2 XABEAR2 SS XACTBEAR2.ST Xact Fonder AB ETF 2S OMX DM Europe Sweden Large Cap Blend 0.60% 190.8 85 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 66 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3SpotR Bear OMXS30 SPBEAOMX SS SPBEAOMX.ST SEB Investment ETF 2S OMX DM Europe Sweden Large Cap Blend 0.20% 76.3 21 EuropeManagement ABLyxor ETF Daily Double Short SMI LYSSL SW LYSSL.S Lyxor ETF 2S SWX DM Europe Switzerland Large Cap Blend 0.60% 2.8 8 EuropeETFS FTSE <strong>10</strong>0 Super Short Strategy (2x) Fund SUK2 LN SUK2.L ETF Securities Ltd ETF 2S LSE DM Europe UK Large Cap Blend 0.60% <strong>10</strong>3.3 58 EuropeComStage ETF FTSE <strong>10</strong>0 Short Strategy TR 8H83 GR CBTFTUKXIS.DE ComStage ETF 2S LSE,SWX,XTF DM Europe UK Large Cap Blend 0.45% 0.5 11 EuropeProShares UltraShort S&P500 SDS US SDS ProShares ETF 2S NYX-Ny DM North America US Large Cap Blend 0.89% 6,009.7 2,039 USDaily Financial Bear 3x Shares FAZ US FAZ Direxionshares ETF 3S NYX - Am,NYX-Ny DM North America US Broad Blend 0.94% 11,705.6 1,172 USDaily Small Cap Bear 3x Shares TZA US TZA Direxionshares ETF 3S NYX - Am,NYX-Ny DM North America US Small Cap Blend 0.95% <strong>10</strong>,424.9 969 USProShares UltraShort QQQ QID US QID ProShares ETF 2S NYX-Ny DM North America US Large Cap Blend 0.95% 3,022.4 605 USProShares Ultra Pro Short S&P 500 SPXU US SPXU.K ProShares ETF 3S NYX-Ny DM North America US Large Cap Blend 0.95% 2,361.5 571 USProShares UltraShort Financials SKF US SKF ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 1,587.8 323 USProShares UltraShort Dow30 DXD US DXD ProShares ETF 2S NYX-Ny DM North America US Large Cap Blend 0.95% 491.3 293 USProShares UltraShort Russell 2000 TWM US TWM ProShares ETF 2S NYX-Ny DM North America US Small Cap Blend 0.95% 1,557.4 261 USDaily Large Cap Bear 3x Shares BGZ US BGZ Direxionshares ETF 3S NYX-Ny DM North America US Large Cap Blend 0.95% 815.7 179 USProShares UltraShort Real Estate SRS US SRS ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 265.6 132 USProShares UltraPro Short QQQ SQQQ US SQQQ.O ProShares ETF 3S NDQ DM North America US Large Cap Blend 0.95% 660.6 127 USDaily Energy Bear 3x Shares ERY US ERY Direxionshares ETF 3S NYX-Ny DM North America US Broad Blend 0.95% 618.6 <strong>10</strong>8 USProShares UltraShort Oil & Gas DUG US DUG ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 341.6 91 USProShares UltraPro Short Dow30 SDOW US SDOW.K ProShares ETF 3S NYX-Ny DM North America US Large Cap Blend 0.95% 265.5 78 USProShares UltraPro Short Russell2000 SRTY US SRTY.K ProShares ETF 3S NYX-Ny DM North America US Small Cap Blend 0.95% 167.8 61 USProShares UltraShort Basic Materials SMN US SMN ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 170.6 56 USRydex Inverse 2X S&P 500 ETF RSW US RSW Rydex Invest. ETF 2S NYX-Ny DM North America US Large Cap Blend 0.71% 23.8 41 USProShares UltraShort MidCap400 MZZ US MZZ ProShares ETF 2S NYX-Ny DM North America US Mid Cap Blend 0.95% 62.0 38 USDaily Technology Bear 3x Shares TYP US TYP Direxionshares ETF 3S NYX-Ny DM North America US Broad Blend 0.95% 120.7 33 USDaily Semiconductor 3x Bear Shares SOXS US SOXS.K Direxionshares ETF 3S NYX-Ny DM North America US Broad Blend 0.95% 138.9 29 USDaily Real Estate Bear 3x Shares DRV US DRV Direxionshares ETF 3S NYX-Ny DM North America US Broad Blend 0.95% 118.3 25 USdb x-trackers S&P 500 2x Inverse Daily ETF DBPK GR DBPK.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2S BI,BME,LSE,OMX,SWX,XTF DM North America US Large Cap Blend 0.70% 17.0 19 EuropeProShares UltraShort Semiconductors SSG US SSG ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 19.1 18 USProShares UltraShort S&P Small Cap 600 SDD US SDD ProShares ETF 2S NYX-Ny DM North America US Small Cap Blend 0.95% 3.9 16 USProShares UltraShort Russell 2000 Growth SKK US SKK ProShares ETF 2S NYX-Ny DM North America US Small Cap Growth 0.95% 3.8 15 USDaily Mid Cap Bear 3x Shares MWN US MWN Direxionshares ETF 3S NYX-Ny DM North America US Mid Cap Blend 0.95% 13.2 15 USProShares UltraShort Technology REW US REW ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 13.4 11 USProShares UltraShort Consumer Services SCC US SCC ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 2.5 11 USProShares UltraPro Short MidCap400 SMDD US SMDD.K ProShares ETF 3S NYX-Ny DM North America US Mid Cap Blend 0.95% 32.4 <strong>10</strong> USProShares UltraShort Industrials SIJ US SIJ ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 3.5 6 USProShares UltraShort Russell 2000 Value SJH US SJH ProShares ETF 2S NYX-Ny DM North America US Small Cap Value 0.95% 1.8 5 USProShares UltraShort Russell <strong>10</strong>00 Growth SFK US SFK ProShares ETF 2S NYX-Ny DM North America US Large Cap Growth 0.95% 1.3 5 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 67ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3ProShares UltraShort Nasdaq Biotechnology BIS US BIS.O ProShares ETF 2S NDQ DM North America US Broad Blend 0.95% 4.8 4 USProShares UltraShort Utilities SDP US SDP ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 2.8 3 USProShares UltraShort Consumer Goods SZK US SZK ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 1.3 3 USProShares UltraShort Health Care RXD US RXD ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 2.1 3 USDaily Healthcare Bear 3x Shares SICK US SICK.K Direxionshares ETF 3S NYX-Ny DM North America US Large Cap Blend 0.95% 0.8 3 USProShares UltraShort Telecommunications TLL US TLL ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 0.9 3 USDaily Basic Materials Bear 3x Shares MATS US MATS.K Direxionshares ETF 3S NYX-Ny DM North America US Large Cap Blend 0.95% 2.3 2 USProShares UltraShort Russell MidCap Growth SDK US SDK ProShares ETF 2S NYX-Ny DM North America US Mid Cap Growth 0.95% 0.8 2 USProShares UltraShort Russell <strong>10</strong>00 Value SJF US SJF ProShares ETF 2S NYX-Ny DM North America US Large Cap Value 0.95% 1.4 2 USProShares UltraShort Russell 3000 TWQ US TWQ ProShares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 0.5 2 USProShares UltraShort Russell MidCap Value SJL US SJL ProShares ETF 2S NYX-Ny DM North America US Mid Cap Value 0.95% 1.1 2 USDaily Retail Bear 2x Shares RETS US RETS.K Direxionshares ETF 2S NYX-Ny DM North America US Broad Blend 0.95% 2.7 1 USFundamentalFirst Trust Brazil AlphaDex Fund FBZ US FBZ First Trust Ad. ETF 1L NYX-Ny EM Latin America Brazil Broad Blend 0.80% 1.6 8 USHarvest Shenzhen F120 Index ETF 1599<strong>10</strong> CH 1599<strong>10</strong>.SZ Harvest Fund ETF 1L SHZ EM Asia China Broad Blend 0.60% 13.2 71 AsiaManagement CoCCB Shenzhen F60 Index ETF 159916 CH 159916.SZ CCB Principal Asset ETF 1L SHZ EM Asia China Broad Blend 0.50% 5.8 59 AsiaManagement Co Ltd.Paragon CSI RAFI 50 ETF 2818 HK 2818.HK Ping An of China ETF 1L HKE EM Asia China Large Cap Blend 1.39% 0.0 50 AsiaAsset ManagementBosera Shenzhen Fundamental 200 Index ETF 159908 CH 159908.SZ Bosera Fund ETF 1L SHZ EM Asia China Broad Blend 0.60% 0.8 34 AsiaManagement Co LtdFirst Trust China AlphaDex Fund FCA US FCA First Trust Ad. ETF 1L NYX-Ny EM Asia China Broad Blend 0.80% 0.6 3 USPowershares FTSE RAFI Hong Kong China PSRH LN PSRH.L PowerShares ETF 1L BI,LSE DM Pacific Hong Kong Broad Blend 0.55% 0.0 2 EuropeFundWisdomTree India Earnings Fund EPI US EPI WisdomTree AM ETF 1L NYX-Ny EM Asia India Broad Blend 0.88% 864.1 884 USPowershares FTSE RAFI Italy Fund PTI IM PSRI.MI PowerShares ETF 1L BI DM Eurozone Italy Broad Blend 0.50% 0.0 3 EuropeFirst Trust Japan AlphaDex Fund FJP US FJP First Trust Ad. ETF 1L NYX-Ny DM Pacific Japan Broad Blend 0.80% 1.5 4 USPowerShares FTSE RAFI Asia Pacific Ex-Japan PAF US PAF PowerShares ETF 1L NYX-Ny Overall Asia Pacific ex Japan Overall Broad Blend 0.80% 6.2 59 USPortfolioPowershares FTSE RAFI Asia Pacific Ex-Japan PSRA LN PSRA.L PowerShares ETF 1L BI,LSE,NYX - Pa,XTF Overall Asia Pacific ex Japan Overall Broad Blend 0.80% 0.2 6 EuropeFundFirst Trust Asia Pacific Ex-Japan AlphaDex FPA US FPA First Trust Ad. ETF 1L NYX-Ny Overall Asia Pacific ex Japan Overall Broad Blend 0.80% 0.4 5 USFundLyxor ETF FTSE RAFI Europe REU FP REU.PA Lyxor ETF 1L BI,NYX - Pa,XTF,HKE DM Europe Overall Broad Blend 0.60% 0.6 17 EuropePowershares FTSE RAFI Europe Fund PSRE LN PSREG.L PowerShares ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.50% 1.1 <strong>10</strong> EuropeFirst Trust Europe AlphaDEX Fund FEP US FEP First Trust Ad. ETF 1L NYX-Ny DM Europe Overall Broad Blend 0.80% 2.1 6 USPowershares FTSE RAFI Small-Mid Fund PSES LN PSEG.L PowerShares ETF 1L BI,LSE,NYX - Pa,XTF DM Europe Overall Broad Blend 0.50% 1.9 5 EuropePowerShares FTSE RAFI Emerging MarketsPortfolioSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.PXH US PXH PowerShares ETF 1L NYX-Ny EM Global Overall Broad Blend 0.85% 39.8 366 USAUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 68 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3First Trust Emerging Markets AlphaDEX Fund FEM US FEM First Trust Ad. ETF 1L NYX-Ny EM Global Overall Broad Blend 0.80% 11.1 32 USPowershares FTSE RAFI Emerging Markets PSRM LN PSRM.L PowerShares ETF 1L BI,LSE,NYX - Pa,SWX,XTF EM Global Overall Broad Blend 0.65% 2.2 16 EuropeFundPowershares FTSE RAFI All-World 3000 Fund PSRW LN PSRW.L PowerShares ETF 1L LSE Overall Global Overall Broad Blend 0.50% 0.6 7 EuropePowershares FTSE RAFI Developed Markets PSRD LN PSRD.L PowerShares ETF 1L BI,LSE,NYX - Pa,XTF DM Global Overall Broad Blend 0.50% 0.1 6 Europeex US PortfolioPowerShares FTSE RAFI Developed Markets PXF US PXF PowerShares ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.75% 22.5 243 USex US PortfolioPowerShares FTSE RAFI DM ex US Small-Mid PDN US PDN PowerShares ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.75% <strong>10</strong>.3 60 USPortfolioFirst Trust Developed Markets ex-US FDT US FDT First Trust Ad. ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.80% 9.2 20 USAlphaDEX FundFirst Trust Latin America AlphaDEX Fund FLN US FLN First Trust Ad. ETF 1L NYX-Ny EM Latin America Overall Broad Blend 0.80% 1.1 3 USYurie TREX Fundamental 200 ETF 145850 KS 145850.KS Yurie Asset ETF 1L KSE EM Asia South Korea Broad Blend 0.36% 0.3 <strong>10</strong> AsiaManagementWoori KOSEF Fundamental Large Cap ETF 144670 KS 144670.KS Woori Asset ETF 1L KSE EM Asia South Korea Large Cap Blend 0.40% 0.0 6 AsiaManagementFirst Trust South Korea AlphaDex Fund FKO US FKO First Trust Ad. ETF 1L NYX-Ny EM Asia South Korea Broad Blend 0.80% 0.2 1 USPowershares FTSE RAFI Switzerland Fund PDI IM PSDI.MI PowerShares ETF 1L BI,SWX DM Europe Switzerland Broad Blend 0.55% 0.3 3 EuropePowershares FTSE RAFI UK PSRU LN PSRU.L PowerShares ETF 1L LSE DM Europe UK Broad Blend 0.50% 18.6 97 EuropePowerShares FTSE RAFI US 1K PRF US PRF PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.39% <strong>10</strong>2.5 1,244 USPowerShares FTSE RAFI us 1500 Small-Mid PRFZ US PRFZ.O PowerShares ETF 1L NDQ DM North America US Broad Blend 0.39% 77.2 403 USPortfolioWisdomTree MidCap Earnings Fund EZM US EZM WisdomTree AM ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.38% 22.3 133 USWisdomTree SmallCap Earnings Fund EES US EES WisdomTree AM ETF 1L NYX-Ny DM North America US Small Cap Blend 0.38% 20.8 131 USPowerShares Fundamental Pure Mid Growth PXMG US PXMG.K PowerShares ETF 1L NYX-Ny DM North America US Mid Cap Growth 0.39% 4.4 90 USPortfolioLyxor ETF FTSE RAFI US <strong>10</strong>00 RUA FP RUA.PA Lyxor ETF 1L BI,NYX - Pa,XTF,HKE DM North America US Broad Blend 0.60% 13.0 84 EuropePowershares FTSE RAFI US <strong>10</strong>00 Fund PSRF LN PSRFG.L PowerShares ETF 1L BI,LSE,NYX - Pa,XTF DM North America US Large Cap Blend 0.39% 1.4 74 EuropeWisdomTree Earnings 500 Fund EPS US EPS WisdomTree AM ETF 1L NYX-Ny DM North America US Large Cap Blend 0.28% 3.3 65 USFirst Trust Dow Jones Select MicroCap Index FDM US FDM First Trust Ad. ETF 1L NYX-Ny DM North America US Small Cap Blend 0.60% 5.8 56 USFundPowerShares Fundamental Pure Small Value PXSV US PXSV.K PowerShares ETF 1L NYX-Ny DM North America US Small Cap Value 0.39% 4.3 55 USPortfolioPowerShares Fundamental Pure Small Growth PXSG US PXSG.K PowerShares ETF 1L NYX-Ny DM North America US Small Cap Growth 0.39% 1.8 36 USPortfolioWisdomTree Total Earnings Fund EXT US EXT WisdomTree AM ETF 1L NYX-Ny DM North America US Broad Blend 0.28% 3.1 35 USPowerShares Fundamental Pure Mid Value PXMV US PXMV.K PowerShares ETF 1L NYX-Ny DM North America US Mid Cap Value 0.39% 2.7 34 USPortfolioWisdomTree Low P/E Fund EZY US EZY WisdomTree AM ETF 1L NYX-Ny DM North America US Broad Blend 0.38% 3.2 29 USPowerShares Fundamental Pure Large CorePortfolioPXLC US PXLC.K PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.39% 1.0 24 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 69ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3PowerShares Fundamental Pure Mid Core PXMC US PXMC.K PowerShares ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.39% 1.8 20 USPortfolioPowerShares Fundamental Pure Small Core PXSC US PXSC.K PowerShares ETF 1L NYX-Ny DM North America US Small Cap Blend 0.39% 0.6 15 USPortfolioFirst Trust Mid Cap Growth AlphaDEX Fund FNY US FNY First Trust Ad. ETF 1L NYX-Ny DM North America US Mid Cap Growth 0.70% 9.6 13 USFirst Trust Mid Cap Value AlphaDEX Fund FNK US FNK First Trust Ad. ETF 1L NYX-Ny DM North America US Mid Cap Value 0.70% 0.9 8 USFirst Trust Value Line Equity Allocation Index FVI US FVI First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Value 0.70% 0.2 7 USFundRussell Small Cap Low P/E ETF SCLP US SCLP.O Russell Investments ETF 1L NDQ DM North America US Small Cap Value 0.45% 0.1 7 USRussell Small Cap Contrarian ETF SCTR US SCTR.O Russell Investments ETF 1L NDQ DM North America US Small Cap Value 0.45% 0.0 6 USRussell Small Cap Consistent Growth ETF SCOG US SCOG.O Russell Investments ETF 1L NDQ DM North America US Small Cap Growth 0.45% 0.1 6 USRussell Small Cap Aggressive Growth ETF SGGG US SGGG.O Russell Investments ETF 1L NDQ DM North America US Small Cap Growth 0.45% 0.5 6 USFirst Trust Small Cap Growth AlphaDEX Fund FYC US FYC First Trust Ad. ETF 1L NYX-Ny DM North America US Small Cap Growth 0.70% 1.1 5 USFirst Trust Mega Cap AlphaDEX Fund FMK US FMK First Trust Ad. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.70% 3.3 5 USFirst Trust Small Cap Value AlphaDEX Fund FYT US FYT First Trust Ad. ETF 1L NYX-Ny DM North America US Small Cap Value 0.70% 1.0 2 USPowerShares Fundamental Pure Large GrowthPortfolioPowerShares Fundamental Pure Large ValuePortfolioQuantitativePXLG US PXLG.K PowerShares ETF 1L NYX-Ny DM North America US Large Cap Growth 0.39% 1.1 0 USPXLV US PXLV.K PowerShares ETF 1L NYX-Ny DM North America US Large Cap Value 0.39% 0.9 0 USOssiam ETF CAC 40 Equal Weight C4EW FP C4EW.PA Ossiam ETF 1L NYX - Pa DM Europe France Large Cap Blend 0.30% 0.0 25 EuropeNikkei 225 Covered Call ETF 1565 JP 1565.T Simplex Asset ETF 1LS TSE DM Pacific Japan Large Cap Blend 0.28% 0.1 14 AsiaManagement Co LtdOssiam ETF iSTOXX Europe Minimum OSX4 GY OSX4.DE Ossiam ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.65% 9.6 67 EuropeVariance NROssiam ETF EURO STOXX 50® Equal Weight OSX5 GY OSX5.DE Ossiam ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall Large Cap Blend 0.30% 0.3 40 EuropeNROssiam ETF STOXX® Europe 600 Equal OSX6 GY OSX6.DE Ossiam ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall Broad Blend 0.35% - 29 EuropeWeight NRLyxor ETF Wise Quantitative Strategy WIS FP WIS.PA Lyxor ETF 1L BI,NYX - Pa DM Europe Overall Broad Blend 0.60% 0.3 2 EuropePowerShares DWA Emerging Markets PIE US PIE PowerShares ETF 1L NYX-Ny EM Global Overall Broad Blend 0.90% 36.8 160 USTechnical Portfolio ETFIQ ARB Global Resources ETF GRES US GRES.K IndexIQ Advisors ETF 1L NYX-Ny DM Global Overall Broad Blend 0.75% 8.5 67 USLLCiShares MSCI Emerging Markets Minimum EEMV US EEMV.K BlackRock ETF 1L NYX-Ny EM Global Overall Broad Blend 0.25% 14.7 53 USVolatility Index FundiShares MSCI All Country World MinimumVolatility Index FundACWV US ACWV.K BlackRock ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.35% 1.9 <strong>10</strong> USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 70 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3PowerShares S&P Emerging Markets Low EELV US EELV.K PowerShares ETF 1L NYX-Ny EM Global Overall Broad Blend 0.29% 3.1 3 USVolatility PortfolioPowerShares DWA Developed Markets PIZ US PIZ PowerShares ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.80% 9.0 57 USTechnical Leaders Portfolio ETFPowerShares Dynamic Developed Intl. PFA US PFA PowerShares ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.75% 1.1 19 USOpportunities PortfolioiShares MSCI EAFE Minimum Volatility Index EFAV US EFAV.K BlackRock ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.20% 5.2 <strong>10</strong> USFundRussell Developed ex-U.S. High Momentum XHMO US XHMO.K Russell Investments ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.25% 0.1 5 USETFRussell Developed ex-U.S. Low Volatility ETF XLVO US XLVO.K Russell Investments ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.25% 0.3 5 USRussell Developed ex-U.S. Low Beta ETF XLBT US XLBT.K Russell Investments ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.25% 0.0 5 USPowerShares S&P International Developed IDLV US IDLV.K PowerShares ETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.25% 1.6 3 USLow Volatility PortfolioDirexion S&P Latin America 40 RC Volatility VLAT US VLAT.K Direxionshares ETF 1L NYX-Ny EM Latin America Overall Large Cap Blend 0.45% 0.7 4 USResponse SharesMIDAS KOSPI200 Covered Call ETF 137930 KS 137930.KS Midas Asset ETF 1LS KSE EM Asia South Korea Large Cap Blend 0.45% 1.0 28 AsiaManagement CoMirae Asset MAPS Tiger Momentum ETF 147970 KS 147970.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.50% 0.5 17 AsiaGlobal InvestmentsOssiam ETF FTSE Minimum Variance UKMV LN UKMV.L Ossiam ETF 1L LSE DM Europe UK Broad Blend 0.45% - 18 EuropePowerShares S&P 500® Low Volatility SPLV US SPLV.K PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.25% 612.4 877 USPortfolioFirst Trust Consumer Discretionary AlphaDEX FXD US FXD First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 155.1 542 USFundFirst Trust Health Care AlphaDEX Fund FXH US FXH First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 208.8 535 USPowerShares DWA Technical Leaders Portfolio PDP US PDP PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.70% <strong>10</strong>1.8 494 USFirst Trsut Utilities AlphaDEX Fund FXU US FXU First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 142.4 371 USFirst Trust Large Cap Core AlphaDEX Fund FEX US FEX First Trust Ad. ETF 1L NYX-Ny DM North America US Large Cap Blend 0.70% 57.4 295 USFirst Trust Mid Cap Core AlphaDEX Fund FNX US FNX First Trust Ad. ETF 1L NYX-Ny DM North America US Mid Cap Blend 0.70% 43.9 265 USPowerShares Dynamic Pharmaceuticals PJP US PJP PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% <strong>10</strong>2.8 233 USPortfolioFirst Trust Technology AlphaDEX Fund FXL US FXL First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 70.0 229 USFirst Trust Consumer Staples AlphaDEX Fund FXG US FXG First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 136.7 218 USFirst Trust Large Cap Value AlphaDEX Fund FTA US FTA First Trust Ad. ETF 1L NYX-Ny DM North America US Large Cap Value 0.70% 23.8 202 USOssiam ETF US Minimum Variance NR (USD) OSX1 GY OSX1.DE Ossiam ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US Large Cap Blend 0.65% 1.0 186 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 71ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3PowerShares Dynamic Oil Services Portfolio PXJ US PXJ PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.63% 25.5 161 USPowerShares S&P 500 High Quality Portfolio PIV US PIV PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.60% 21.4 151 USPowerShares Dynamic Energy Sector Portfolio PXI US PXI PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.65% 42.1 149 USFirst Trust Materials AlphaDEX Fund FXZ US FXZ First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 44.6 144 USPowerShares Dynamic Biotechnology & PBE US PBE PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 13.7 142 USGenome PortfoioFirst Trust Small Cap Core AlphaDEX Fund FYX US FYX First Trust Ad. ETF 1L NYX-Ny DM North America US Small Cap Blend 0.70% 31.2 140 USPowerShares Dynamic Market Portfolio PWC US PWC PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 7.7 136 USPowerShares Dynamic Food & Beverage PBJ US PBJ PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 85.9 133 USPortfolioFirst Trust Large Cap Growth AlphaDEX Fund FTC US FTC First Trust Ad. ETF 1L NYX-Ny DM North America US Large Cap Growth 0.70% 26.3 126 USPowerShares Dynamic Media Portfolio PBS US PBS PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 28.8 119 USFirst Trust Financial AlphaDEX Fund FXO US FXO First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 48.4 117 USPowerShares S&P 500 Buy/Write Portfolio ETF PBP US PBP PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.75% 50.8 <strong>10</strong>3 USFirst Trust Energy Alphadex Fund FXN US FXN First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 11.6 90 USPowerShares Dynamic Networking Portfolio PXQ US PXQ PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 18.5 89 USPowerShares Dynamic Energy Exploration & PXE US PXE PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.63% 15.7 70 USProduction PortfolioFirst Trust Industrials/Producer Durables FXR US FXR First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 21.1 64 USAlphaDEX FundFirst Trust Value Line <strong>10</strong>0 ETF FVL US FVL First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Value 0.70% 4.4 60 USPowerShares Aerospace & Defense Portfolio PPA US PPA PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.66% 5.3 58 USPowerShares Dynamic Basic Materials Sector PYZ US PYZ PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 13.8 57 USPortfolioPowerShares Dynamic Retail Portfolio PMR US PMR PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.63% 46.9 54 USPowershares Dynamic Software Portfolio PSJ US PSJ PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 6.2 53 USPowerShares Dynamic Utilities Portfolio PUI US PUI PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 8.0 45 USPowerShares Dynamic Healthcare Sector PTH US PTH PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.65% 2.9 45 USPortfolioPowerShares Dynamic Leisure &PEJ US PEJ PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 21.9 44 USEntertainment PortfoioFirst Trust Multi Cap Value AlphaDEX Fund FAB US FAB First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Value 0.70% 7.6 42 USPowerShares Dynamic Consumer StaplesSector PortfolioSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.PSL US PSL PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 3.4 40 USAUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 72 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3PowerShares Dynamic Industrials Sector PRN US PRN PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.65% 16.9 35 USPortfolioRussell <strong>10</strong>00 Low Volatility ETF LVOL US LVOL.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Blend 0.49% 8.8 35 USPowerShares S&P 500® High Beta Portfolio SPHB US SPHB.K PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.25% 38.7 34 USPowershares Zacks Micro Cap PZI US PZI PowerShares ETF 1L NYX-Ny DM North America US Small Cap Blend 0.74% 1.7 34 USPowerShares Dynamic Technology Sector PTF US PTF PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.65% 1.4 30 USPortfolioGuggenheim Mid-Cap Core ETF CZA US CZA Guggenheim Funds ETF 1L NYX-Ny DM North America US Mid Cap Blend 1.12% 8.7 29 USDistributors, Inc.PowerShares Dynamic OTC Portfolio PWO US PWO PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 1.6 29 USPowerShares Dynamic Building & Construction PKB US PKB PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 3.1 28 USPortfoioFirst Trust Multi Cap Growth AlphaDEX Fund FAD US FAD First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Growth 0.70% 3.7 26 USPowerShares Dynamic Semiconductors PSI US PSI PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 5.9 21 USPortfoioPowerShares Dynamic ConsumerPEZ US PEZ PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 2.4 20 USDiscretionary Sector PortfolioPowerShares Dynamic Financial Sector PFI US PFI PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.66% 1.9 18 USPortfolioPowerShares Dynamic MagniQuant Sector PIQ US PIQ PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 0.5 17 USPortfolioPowerShares Morningstar StockInvestor Core PYH US PYH PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 0.4 17 USPortfolioPowershares Dynamic US Market Fund PSWC LN PSWCG.L PowerShares ETF 1L BI,LSE,NYX - Pa,XTF DM North America US Broad Blend 0.75% 0.0 14 EuropePowerShares Dynamic <strong>Bank</strong>ing Sector PJB US PJB PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.65% 0.5 12 USPortfolioGuggenheim Sector Rotation ETF XRO US XRO Guggenheim Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.65% 0.9 12 USDistributors, Inc.iShares MSCI USA Minimum Volatility Index USMV US USMV.K BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.15% 4.5 11 USFundRussell <strong>10</strong>00 High Beta ETF HBTA US HBTA.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Blend 0.49% 0.1 9 USRussell <strong>10</strong>00 High Volatility ETF HVOL US HVOL.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Blend 0.49% 3.3 9 USPowerShares Dynamic Insurance Portfolio PIC US PIC PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.63% 0.4 7 USDirexion All Cap Insider Sentiment Shares KNOW US KNOW Direxionshares ETF 1L NYX-Ny DM North America US Broad Blend 0.65% 0.3 6 USRussell 2000 Low Volatility ETF SLVY US SLVY.K Russell Investments ETF 1L NYX-Ny DM North America US Small Cap Blend 0.69% 1.5 5 USRussell 2000 Low Beta ETF SLBT US SLBT.K Russell Investments ETF 1L NYX-Ny DM North America US Small Cap Blend 0.69% 0.0 5 USRussell <strong>10</strong>00 Low Beta ETF LBTA US LBTA.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Blend 0.49% 0.4 5 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 73ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Russell 2000 High Momentum ETF SHMO US SHMO.K Russell Investments ETF 1L NYX-Ny DM North America US Small Cap Blend 0.69% 0.3 5 USRussell <strong>10</strong>00 High Momentum ETF HMTM US HMTM.K Russell Investments ETF 1L NYX-Ny DM North America US Large Cap Blend 0.49% 0.1 5 USRussell 2000 High Beta ETF SHBT US SHBT.K Russell Investments ETF 1L NYX-Ny DM North America US Small Cap Blend 0.69% 0.2 4 USRussell 2000 High Volatility ETF SHVY US SHVY.K Russell Investments ETF 1L NYX-Ny DM North America US Small Cap Blend 0.69% 0.3 4 USDirexion Large Cap Insider Sentiment Shares INSD US INSD Direxionshares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.65% 0.2 4 USDirexion S&P RC 1500® Volatility ResponseSharesDirexion S&P RC 500® Volatility ResponseSharesActiveVSPR US VSPR.K Direxionshares ETF 1L NYX-Ny DM North America US Broad Blend 0.45% 0.5 4 USVSPY US VSPY.K Direxionshares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.45% 47.5 4 USDent Tactical ETF DENT US DENT.K AdvisorShares Trust ETF 1L NYX-Ny Overall Global Overall Broad Blend 1.56% 4.3 8 USRussell Equity ETF ONEF US ONEF.K Russell Investments ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.51% 1.6 5 USAccuvest Global Opportunities ETF ACCU US ACCU.K AdvisorShares Trust ETF 1L NYX-Ny Overall Global Overall Broad Blend 1.78% 1.6 3 USMadrona International ETF FWDI US FWDI.K AdvisorShares Trust ETF 1L NYX-Ny Overall Global ex US Overall Large Cap Blend 1.20% 0.3 13 USWCM / BNY Mellon Focused Growth ADR ETF AADR US AADR.K AdvisorShares Trust ETF 1L NYX-Ny Overall Global ex US Overall Broad Growth 1.25% 1.9 7 USPowerShares Active U.S. Real Estate Fund PSR US PSR PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.80% 5.8 24 USMadrona Domestic ETF FWDD US FWDD.K AdvisorShares Trust ETF 1L NYX-Ny DM North America US Large Cap Blend 1.12% 0.4 15 USPowerShares Active Mega-Cap Portfolio PMA US PMA PowerShares ETF 1L NYX-Ny DM North America US Large Cap Blend 0.75% 6.1 <strong>10</strong> USColumbia Large-Cap Growth Equity Strategy RWG US RWG Grail Advisors LLC ETF 1L NYX-Ny DM North America US Large Cap Growth 0.89% 0.8 7 USFundTrimTabs Float Shrink ETF TTFS US TTFS.K AdvisorShares Trust ETF 1L NYX-Ny DM North America US Broad Blend 0.99% 0.2 6 USColumbia Concentrated Large Cap Value GVT US GVT Grail Advisors LLC ETF 1L NYX-Ny DM North America US Large Cap Value 0.79% 0.1 3 USStrategy FundColumbia Growth Equity Strategy Fund RPX US RPX Grail Advisors LLC ETF 1L NYX-Ny DM North America US Broad Growth 0.89% 0.3 1 USOptions StrategyLyxor ETF DAXPlus Covered Call LYXDAXCC GR LYXDAXCC.DE Lyxor ETF 1LS BI,NYX - Pa,XTF DM Eurozone Germany Large Cap Blend 0.45% 2.2 17 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 74 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Lyxor ETF DAXPlus Protective Put LYXDPP GR LYXDPP.DE Lyxor ETF 1LS BI,XTF DM Eurozone Germany Large Cap Blend 0.45% 0.7 16 EuropeLyxor ETF Euro STOXX 50 BuyWrite BWE FP BWE.PA Lyxor ETF 1LS BI,NYX - Pa,SWX,XTF DM Eurozone Overall Large Cap Blend 0.40% 0.5 20 EuropeThematicSustainabilityCCB Social Responsibility 5<strong>10</strong>090 CH 5<strong>10</strong>090.SS CCB Principal Asset ETF 1L SHG EM Asia China Broad Blend 0.50% 0.6 59 AsiaManagement Co Ltd.Nikko FTSE Japan Green Chip 35 1347 JP 1347.T Nikko Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.40% 0.1 12 AsiaManagementEasyETF Low Carbon <strong>10</strong>0 Europe ECN FP ECN.PA BNP Paribas ETF 1L NYX - Pa DM Europe Overall Broad Blend 0.60% 0.0 70 EuropeAmundi ETF Green Tech Living Planet AWWF FP AWWF.PA Amundi ETF 1L LSE,NYX - Pa,SWX,XTF Overall Europe Overall Broad Blend 0.45% 0.5 15 EuropeiShares Dow Jones Europe Sustainability IESE LN IESE.L BlackRock ETF 1L LSE,NYX - Am,XTF DM Europe Overall Large Cap Blend 0.45% 1.3 9 EuropeScreened fundiShares Euro STOXX Sustainability 40 (DE) SUBEEX GR SUBEEX.DE BlackRock ETF 1L BI,NYX - Pa,XTF DM Eurozone Overall Large Cap Blend 0.40% 12.1 72 EuropePowerShares Global Water Portfolio PIO US PIO PowerShares ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.75% 16.4 247 USiShares S&P Global Water IH2O LN IH2O.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - Overall Global Overall Broad Blend 0.65% 16.1 204 EuropePa,SWX,XTFGuggenheim S&P Global Water Index ETF CGW US CGW Guggenheim Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.70% 14.7 190 USDistributors, Inc.iShares S&P Global Clean Energy INRG LN INRG.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - Overall Global Overall Broad Blend 0.65% 16.4 132 EuropePa,SWX,XTFPowerShares Cleantech Portfolio PZD US PZD PowerShares ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.67% 4.5 <strong>10</strong>4 USMarket Vectors Nuclear Energy ETF NLR US NLR Van Eck Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.62% 11.5 96 USPowerShares Global Clean Energy Portfolio PBD US PBD PowerShares ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.75% 5.6 90 USGuggenheim Solar ETF TAN US TAN Guggenheim Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.65% 47.3 81 USDistributors, Inc.Lyxor ETF New Energy NRJ FP LYNRJ.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF Overall Global Overall Broad Blend 0.60% 14.2 79 EuropeLyxor ETF World Water WAT FP LYWAT.PA Lyxor ETF 1L BI,BME,LSE,NYX - Overall Global Overall Broad Blend 0.60% 6.8 77 EuropePa,SWX,XTFMarket Vectors Global Alternative Energy ETF GEX US GEX Van Eck Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.62% 9.7 64 USiShares S&P Global Clean Energy Index Fund ICLN US ICLN.O BlackRock ETF 1L NDQ Overall Global Overall Broad Blend 0.48% 2.9 35 USFirst Trust ISE Global Wind Energy Index FAN US FAN First Trust Ad. ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.40% 2.3 29 USiShares Dow Jones Global Sustainability IGSG LN IGSG.L BlackRock ETF 1L LSE,NYX - Am,XTF DM Global Overall Large Cap Blend 0.60% 12.3 28 EuropeScreened fundEasyETF FTSE ET50 Environment EEVEUR FP EEVEUR.PA BNP Paribas ETF 1L NYX - Pa Overall Global Overall Broad Blend 0.45% 1.0 26 EuropeCS ETF (IE) on Credit Suisse Global Alternative CSAE SW CSAE.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Global Overall Broad Blend 0.65% 1.2 26 EuropeEnergyPowerShares Global Wind Energy Portfolio PWND US PWND.O PowerShares ETF 1L NDQ Overall Global Overall Broad Blend 0.75% 0.8 15 USETFS DAXglobal Alternative Energy Fund ETLG ID ALTE.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF DM Global Overall Broad Blend 0.65% 0.8 12 EuropeUBS-ETF MSCI World Socially Responsible A UIMM GY WSREUA.DE UBS ETF 1L XTF DM Global Overall Broad Blend 0.55% 2.0 11 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 75ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Powershares Palisades Global Water Fund PSHO LN PSHOG.L PowerShares ETF 1L BI,LSE,NYX - Pa,XTF Overall Global Overall Broad Blend 0.75% 0.5 7 EuropePowershares Global Clean Energy PSBW LN PSBWG.L PowerShares ETF 1L BI,LSE,NYX - Pa,XTF Overall Global Overall Broad Blend 0.75% 0.8 6 EuropeETFS Janney Global Water Fund ETLF ID WATE.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF Overall Global Overall Broad Blend 0.65% 1.0 5 Europedb x-trackers Global Fund Supporters ETF XGED GR XGED.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF Overall Global Overall Broad Blend 0.25% - 5 EuropeGlobal X Waste Management ETF WSTE US WSTE.K Global XETF 1L NYX-Ny Overall Global Overall Broad Blend 0.65% 0.2 1 USManagement Co LLCPax MSCI EAFE ESG Index ETF EAPS US EAPS.K Pax WorldETF 1L NYX-Ny DM Global ex US Overall Broad Blend 0.55% 1.0 4 USManagement LLCUBS-ETF MSCI Europe & Middle East Socially UIMR GY ESREUA.DE UBS ETF 1L XTF EM Middle East & Africa Overall Broad Blend 0.45% - 14 EuropeResponsible AESG Shares North America Sustainability IndexETFNASI US NASI.K Pax WorldManagement LLCAUM$MM 4PrimaryListingRegionETF 1L NYX-Ny DM North America Overall Broad Blend 0.50% 1.3 7 USUBS-ETF MSCI Pacific Socially Responsible A UIMT GY PSREUA DE UBS ETF 1L XTF DM Pacific Overall Broad Blend 0.70% 0.0 11 EuropeKTB GREAT SRI ETF 1202<strong>10</strong> KS 1202<strong>10</strong>.KS KTB AssetETF 1L KSE EM Asia South Korea Broad Blend 1.00% 0.0 11 AsiaManagement CoKTB Great Green ETF 1382<strong>10</strong> KS 1382<strong>10</strong>.KS KTB AssetETF 1L KSE EM Asia South Korea Broad Blend 0.26% 0.0 11 AsiaManagement CoMirae Asset MAPS TIGER Green ETF 137990 KS 137990.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.46% 0.7 9 AsiaGlobal InvestmentsKDB PIONEER SRI ETF 148040 KS 148040.KS KDB AssetETF 1L KSE EM Asia South Korea Broad Blend 0.42% 0.5 5 AsiaManagement CoSamsung KODEX Solar Energy ETF 144750 KS 144750.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.45% 0.1 2 AsiaPowerShares Water Resource Portfolio PHO US PHO PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.64% 57.5 851 USPowerShares WilderHill Clean Energy Portfolio PBW US PBW PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 37.1 211 USiShares FTSE KLD Select Social Index Fund KLD US KLD BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.50% 8.8 173 USiShares FTSE KLD 400 Social Index Fund DSI US DSI BlackRock ETF 1L NYX-Ny DM North America US Broad Blend 0.50% 16.9 166 USFirst Trust ISE Water Index Fund FIW US FIW First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 9.1 64 USPowerShares WilderHill Progressive Energy PUW US PUW PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 4.0 49 USPortfolioMarket Vectors Environment Services ETF EVX US EVX Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.56% 0.4 24 USFirst Trust Nasdaq Clean Edge Green Energy QCLN US QCLN.O First Trust Ad. ETF 1L NDQ DM North America US Broad Blend 0.60% 1.0 20 USIndex FundMarket Vectors Solar Energy KWT US KWT Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.66% 6.8 13 USUBS-ETF MSCI North America Socially UIMP GY ASREUA.DE UBS ETF 1L XTF DM North America US Broad Blend 0.50% 0.3 12 EuropeResponsible Adb x-trackers S&P US Carbon Efficient ETF XGRC GR XGRC.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,XTF DM North America US Broad Blend 0.50% 0.5 8 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 76 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Other ThemeEGShares Brazil Infrastructure ETF BRXX US BRXX.K Emerging Global ETF 1L NYX-Ny EM Latin America Brazil Broad Blend 0.85% 11.3 75 USSharesGlobal X S&P/TSX Venture 30 Canada TSXV US TSXV.K Global XETF 1L NYX-Ny DM North America Canada Small Cap Growth 0.75% 0.3 3 USManagement Co LLCLion SSE Emerging Industries Index ETF 5<strong>10</strong>260 CH 5<strong>10</strong>260.SS Lion FundETF 1L SHG EM Asia China Broad Blend 0.63% 6.5 <strong>10</strong>2 AsiaManagement Co LtdPenghua SSE Non-SOE Index ETF 159911 CH 159911.SZ Penghua Fund ETF 1L SHZ EM Asia China Broad Blend 0.63% 6.7 65 AsiaManagement Co LtdSSE Non-Cyclical Industry <strong>10</strong>0 ETF 5<strong>10</strong>120 CH 5<strong>10</strong>120.SS HFT Investment ETF 1L SHG EM Asia China Broad Blend 0.60% 1.2 58 AsiaManagement Co LtdSSE Private-owned Enterprises CompositeIndex Fund5<strong>10</strong>070 CH 5<strong>10</strong>070.SS Penghua FundManagement Co LtdETF 1L SHG EM Asia China Broad Blend 0.50% 2.4 55 AsiaChina Security Southern Well-off IndustryIndex ETF5<strong>10</strong>160 CH 5<strong>10</strong>160.SS China Southern FundManagement Co LtdAUM$MM 4PrimaryListingRegionETF 1L SHG EM Asia China Small Cap Blend 0.50% 3.1 51 AsiaBoC SSE State-owned Enterprises <strong>10</strong>0 ETF 5<strong>10</strong>270 CH 5<strong>10</strong>270.SS <strong>Bank</strong> of China ETF 1L SHG EM Asia China Broad Blend 0.63% 2.5 31 AsiaInvestmentiShares CSI A-Share Infrastructure Index ETF 3006 HK 3006.HK BlackRock ETF 1L HKE EM Asia China Broad Blend 1.39% 0.0 29 AsiaEGShares China Infrastructure ETF CHXX US CHXX.K Emerging GlobalSharesMirae Asset MAPS Tiger China Consumer ETF 150460 KS 150460.KS Mirae Asset MAPSGlobal InvestmentsDa Cheng CSI Hong Kong State-ownedMainland Enterprises TrackerDa Cheng CSI Hong Kong Private-ownedMainland Enterprises Tracker3077 HK 3077.HK Dacheng FundManagement Co Ltd3022 HK 3022.HK Dacheng FundManagement Co LtdETF 1L NYX-Ny EM Asia China Large Cap Blend 0.85% 1.4 13 USETF 1L KSE EM Asia China Broad Blend 0.52% 1.4 5 AsiaETF 1L HKE DM Pacific Hong Kong Broad Blend 0.80% 0.0 2 AsiaETF 1L HKE DM Pacific Hong Kong Broad Blend 0.80% 0.0 1 AsiaEGShares India Infrastructure ETF INXX US INXX.K Emerging Global ETF 1L NYX-Ny EM Asia India Broad Blend 0.85% 4.1 59 USSharesInfrastructure Banchmark ETF - Infra BeEs IBEES IN IFRB.NS Benchmark Asset ETF 1L NSE EM Asia India Broad Blend 1.00% 0.0 1 AsiaManagementShariah Benchmark Exchange Traded Scheme - SBEES IN SBET.NS Benchmark Asset ETF 1L NSE EM Asia India Broad Blend 1.00% 0.0 0 AsiaShariah BeESManagementUBS-ETF MSCI Japan Infrastructure A UIMZ GY JAIEUA.DE UBS ETF 1L XTF DM Asia Japan Broad Blend 0.65% - 5 EuropeMaxis S&P Mitsubishi Group ETF 1670 JP 1670.T Mitsubishi UFJ Asset ETF 1L TSE DM Pacific Japan Broad Blend 0.50% 1.5 49 AsiaMgDaiwa FTSE Shariah Japan <strong>10</strong>0 ETF DFSJ SP DFSJ.SI Daiwa AssetManagementETF 1L SGX DM Pacific Japan Broad Blend 0.75% 0.7 16 AsiaNikko listed Index Fund Nikkei China Related501556 JP 1556.T Nikko AssetManagementETF 1L TSE DM Pacific Japan Broad Blend 0.42% 1.0 12 AsiaMYETF DJ Islamic Market Malaysia Titans 25 DJIM25 MK DJMT.KL i-VCAP Management ETF 1L KL EM Asia Malaysia Broad Blend 0.40% 14.6 98 AsiaDefensives European Source ETF SDEFS GR SDEFS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 1.0 16 EuropeETFlab STOXX Strong Style Composite 40 ETFSS4P GR ETFSS4P.DE ETFlab Investment ETF 1L XTF DM Europe Overall Broad Blend 0.65% 0.0 15 EuropeGmbHUBS-ETF MSCI Europe Infrastructure A UIMX GY EUIEUA.DE UBS ETF 1L XTF DM Europe Overall Broad Blend 0.65% - 4 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 77ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Consumer Discretionary European Source ETF SCODS GR SCODS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 0.2 3 EuropConsumer Staples European Source ETF SCOSS GR SCOSS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 0.1 2 EuropCyclicals European Source ETF SCYCS GR SCYCS.DE Source ETF 1L XTF DM Europe Overall Broad Blend 0.30% 0.3 1 EuropiShares S&P Global Infrastructure Fund IGF US IGF BlackRock ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.48% 27.3 426 UiShares FTSE/Macquarie Global Infrastructure<strong>10</strong>0INFR LN INFR.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX -Pa,SWX,XTFAUM$MM 4PrimarListinRegioOverall Global Overall Broad Blend 0.65% 16.7 339 EuropSPDR S&P Global Natural Resources ETF GNR US GNR State Street GA ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.40% 87.0 241 UFlexShares Global Upstream NaturalGUNR US GUNR.K FlexShares ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.48% 30.7 212 UResources Index FundiShares S&P Global Timber & Forestry WOOD LN WOODT.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - Overall Global Overall Broad Blend 0.65% 4.0 158 EuropPa,XTFiShares S&P Global Timber & Forestry Index WOOD US WOOD.O BlackRock ETF 1L NDQ Overall Global Overall Broad Blend 0.48% 12.4 151 UFundPowerShares Emerging Markets Infrastructure PXR US PXR PowerShares ETF 1L NYX-Ny EM Global Overall Broad Blend 0.75% 8.5 123 UPortfoliodb x-trackers S&P Global Infrastructure Equity XSGI GR XSGI.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,SWX,XTF Overall Global Overall Broad Blend 0.60% 7.0 114 EuropETFGuggenheim Timber ETF CUT US CUT Guggenheim Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.60% 15.0 112 UDistributors, Inc.iShares S&P EM Markets Infrastructure Index EMIF US EMIF.O BlackRock ETF 1L NDQ EM Global Overall Broad Blend 0.75% 9.2 1<strong>10</strong> UFundiShares S&P Emerging Markets Infrastructure IEMI LN IEMI.L BlackRock ETF 1L BI,LSE,NYX - Am,SWX,XTF EM Global Overall Broad Blend 0.74% <strong>10</strong>.4 <strong>10</strong>9 EuropMarket Vectors-Gaming ETF BJK US BJK Van Eck Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.66% <strong>10</strong>.4 <strong>10</strong>2 UGuggenheim Shipping ETF SEA US SEA Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.65% 9.7 45 UEasyETF NMX30 Infrastructure Global ENMXG GR ENMXG.DE BNP Paribas ETF 1L NYX - Pa,XTF Overall Global Overall Broad Blend 0.50% 1.1 42 EuropFirst Trust ISE Global Engineering andConstruction Index FundSPDR FTSE/Macquarie Global Infrastructure<strong>10</strong>0 ETFFLM US FLM First Trust Ad. ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.70% 13.3 36 UGII US GII State Street GA ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.59% 5.1 35 UETFS WNA Global Nuclear Energy Fund ETLA ID NUKE.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF DM Global Overall Broad Blend 0.65% 1.7 22 EuropGuggenheim Airline ETF FAA US FAA Guggenheim Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.65% 8.8 17 UDistributors, Inc.ETFX Dow Jones Brookfield EM Infrastructure BIEM LN BIEM.L ETF Securities Ltd ETF 1L LSE,XTF EM Global Overall Broad Blend 0.65% 0.0 5 EuropIndexETFS Russell Global Shipping Large Cap Fund ETLB ID SHIP.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF Overall Global Overall Large Cap Blend 0.65% 1.1 5 EuropUBS-ETF STOXX Global Rare Earth A UIMV GY GREEUA.DE UBS ETF 1L XTF Overall Global Overall Broad Blend 0.62% 0.4 3 EuropETFX Dow Jones Brookfield GlobalBGIT LN BGIF.L ETF Securities Ltd ETF 1L LSE,XTF Overall Global Overall Broad Blend 0.60% 0.1 2 EuropInfrastructure FundGlobal X Fishing Industry ETF FISN US FISN.K Global XManagement Co LLCETF 1L NYX-Ny Overall Global Overall Broad Blend 0.69% 0.2 2 USource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 78 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3Samsung Kodex Samsung Group ETF <strong>10</strong>2780 KS <strong>10</strong>2780.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.40% 40.7 514 AsiaSamsung KODEX Energy & Chemicals ETF 117460 KS 117460.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Broad Blend 0.45% 3.5 37 AsiaDaishin GIANT Hyundai Motor Group ETF <strong>10</strong>7560 KS <strong>10</strong>7560.KS Daishin InvestmentTrust MgPrudential PREX LG Group ETF - Equity 117740 KS 117740.KS BOCI - PrudentialAsset Man LtdKITM Kindex Samsung Group SW ETF <strong>10</strong>8450 KS <strong>10</strong>8450.KS Korea InvestmentTrust MgMirae Asset MAPS TIGER Hyundai MotorGroup+ ETF138540 KS 138540.KS Mirae Asset MAPSGlobal InvestmentsKB KStar Exporter Securities ETF 140570 KS 140570.KS KB AssetManagementMirae Asset MAPS TIGER Samsung GroupETF138520 KS 138520.KS Mirae Asset MAPSGlobal InvestmentsAUM$MM 4PrimaryListingRegionETF 1L KSE EM Asia South Korea Broad Blend 0.44% 1.0 28 AsiaETF 1L KSE EM Asia South Korea Broad Blend 0.40% 1.8 24 AsiaETF 1L KSE EM Asia South Korea Broad Blend 0.27% 0.3 23 AsiaETF 1L KSE EM Asia South Korea Broad Blend 0.40% 2.1 15 AsiaETF 1L KSE EM Asia South Korea Large Cap Blend 0.40% 0.6 <strong>10</strong> AsiaETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.4 9 AsiaMirae Asset MAPS TIGER LG Group+ ETF 138530 KS 138530.KS Mirae Asset MAPS ETF 1L KSE EM Asia South Korea Broad Blend 0.40% 0.4 8 AsiaGlobal InvestmentsKINDEX Samsung Group Equal Weighted ETF 131890 KS 131890.KS Korea Investment ETF 1L KSE EM Asia South Korea Broad Blend 0.46% 0.1 6 AsiaTrust MgPolaris/P-Shares S&P Taiwan Custom China 0054 TT 0054.TW Polaris Int Sec ETF 1L TOK EM Asia Taiwan Broad Blend 0.40% 0.3 24 AsiaPlay 50 FundPolaris P-Shares TSEC TW Non-Tech 50 0060 TT 0060.TW Polaris Int Sec ETF 1L TOK EM Asia Taiwan Large Cap Blend 0.40% 0.1 8 AsiaAlerian MLP ETF AMLP US AMLP.K ALPS Fund Services ETF 1L NYX-Ny DM North America US Broad Blend 0.85% 749.8 2,382 USIncPowerShares Buyback Achievers Portfolio PKW US PKW PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 45.9 99 USGuggenheim Insider Sentiment ETF NFO US NFO Guggenheim Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.66% 25.9 95 USDistributors, Inc.Guggenheim Raymond James SB-1 Equity ETF RYJ US RYJ Guggenheim Funds ETF 1L NYX-Ny DM North America US Broad Blend 1.25% 8.7 88 USDistributors, Inc.Guggenheim Defensive Equity ETF DEF US DEF Guggenheim Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.70% 14.8 60 USDistributors, Inc.Guggenheim Spin-Off ETF CSD US CSD Guggenheim Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.69% 6.1 33 USDistributors, Inc.Guggenheim Ocean Tomo Patent ETF OTP US OTP Guggenheim Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.75% 1.6 23 USDistributors, Inc.PowerShares Lux Nanotech Portfolio PXN US PXN PowerShares ETF 1L NYX-Ny DM North America US Broad Blend 1.05% 1.3 23 USFirst Trust IPOX-<strong>10</strong>0 Index Fund FPX US FPX First Trust Ad. ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 3.3 15 USWilshire Micro-Cap ETF WMCR US WMCR.K Guggenheim Funds ETF 1L NYX-Ny DM North America US Small Cap Blend 0.67% 0.7 15 USDistributors, Inc.Guggenheim Ocean Tomo Growth Index ETF OTR US OTR Guggenheim Funds ETF 1L NYX-Ny DM North America US Broad Growth 1.53% 7.3 14 USDistributors, Inc.First Trust NASDAQ Clean Edge Smart Grid GRID US GRID.O First Trust Ad. ETF 1L NDQ DM North America US Broad Blend 0.70% 1.2 14 USInfrastructure Index FundRevenueShares Navellier Overall A-<strong>10</strong>0 Fund RWV US RWV Revenue Shares ETF 1L NYX-Ny DM North America US Broad Blend 0.60% 0.6 9 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 79ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3CommoditiesSSE Commodity Equity Index ETF 5<strong>10</strong>170 CH 5<strong>10</strong>170.SS GTJA Allianze Fund ETF 1L SHG EM Asia China Large Cap Blend 0.70% 153.0 161 AsiaManagement CoMarket Vectors Gold Miners ETF GDX US GDX Van Eck Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.53% 11,900.5 9,408 USMarket Vectors Agribusiness ETF MOO US MOO Van Eck Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.56% 724.0 5,976 USMarket Vectors Junior Gold Miners ETF GDXJ US GDXJ.K Van Eck Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.54% 1,475.0 2,523 USGlobal X Silver Miners ETF SIL US SIL Global XETF 1L NYX-Ny Overall Global Overall Broad Blend 0.65% 90.9 361 USManagement Co LLCMarket Vectors Rare Earth/Strategic Metals REMX US REMX.K Van Eck Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.57% 31.8 231 USETFMarket Vectors Steel Index ETF SLX US SLX Van Eck Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.59% 85.3 213 USGlobal X Uranium ETF URA US URA Global XETF 1L NYX-Ny DM Global Overall Broad Blend 0.69% 44.1 207 USManagement Co LLCMarket Vectors Hard Asset Producers ETF HAP US HAP Van Eck Funds ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.65% 33.6 171 USETFS Russell Global Gold Fund ETLJ ID AUCO.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF Overall Global Overall Broad Blend 0.65% 12.9 123 EuropePowerShares Global Agriculture Portfolio PAGG US PAGG.O PowerShares ETF 1L NDQ Overall Global Overall Broad Blend 0.75% 9.0 114 USGlobal X Lithium ETF LIT US LIT Global XETF 1L NYX-Ny Overall Global Overall Broad Blend 0.75% 6.5 99 USManagement Co LLCThomson Reuters/Jefferies CRB GlobalCommodity Equity Index FundCRBQ US CRBQ.P ALPS Fund ServicesIncAUM$MM 4PrimaryListingRegionETF 1L NYX-Ny Overall Global Overall Broad Blend 0.65% 6.8 86 USiShares S&P Commodity Producers Gold SPGP LN SPGPG.L BlackRock ETF 1L LSE Overall Global Overall Broad Blend 0.55% 13.9 68 EuropeFirst Trust ISE Global Copper Index Fund CU US CU.O First Trust Ad. ETF 1L NDQ Overall Global Overall Broad Blend 0.70% 13.7 59 USETFS S-NET ITG Global Agri Business Fund ETLH ID MOOO.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF Overall Global Overall Broad Blend 0.65% 4.5 56 EuropeEasyETF BNP Paribas Global Agribusiness EAGEUR FP EAGEUR.PA BNP Paribas ETF 1L NYX - Pa Overall Global Overall Mid Cap Blend 0.60% 1.0 52 EuropePowerShares Global Gold and Precious Metals PSAU US PSAU.O PowerShares ETF 1L NDQ Overall Global Overall Broad Blend 0.75% 5.2 49 USPortfolioGlobal X Copper Miners ETF COPX US COPX.K Global XETF 1L NYX-Ny Overall Global Overall Broad Blend 0.65% 16.3 40 USManagement Co LLCIQ Global Agribusiness Small Cap ETF CROP US CROP.K IndexIQ Advisors ETF 1L NYX-Ny Overall Global Overall Small Cap Blend 0.75% 3.4 37 USLLCPowershares Global Agriculture NASDAQ PSGA LN PSGA.L PowerShares ETF 1L BI,LSE,NYX - Pa,SWX Overall Global Overall Large Cap Blend 0.75% 2.4 31 EuropeOMX FundGlobal X Gold Explorers ETF GLDX US GLDX.K Global XETF 1L NYX-Ny DM Global Overall Broad Blend 0.65% 8.4 29 USManagement Co LLCGlobal X Fertilizers/Potash ETF SOIL US SOIL.K Global XETF 1L NYX-Ny Overall Global Overall Large Cap Blend 0.69% 7.6 26 USManagement Co LLCiShares S&P Commodity ProducersSPAG LN SPAGA.L BlackRock ETF 1L LSE Overall Global Overall Broad Blend 0.55% 1.6 20 EuropeAgribusinessPowerShares Global Coal Portfolio PKOL US PKOL.O PowerShares ETF 1L NDQ Overall Global Overall Broad Blend 0.75% 5.7 19 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 80 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMTurnoverSub Region Country Cap. Size Style TER 2 $MM 3PowerShares Global Nuclear Energy Portfolio PKN US PKN PowerShares ETF 1L NYX-Ny Overall Global Overall Broad Blend 0.75% 0.9 16 USETFS Russell Global Coal Fund ETLI ID KOAL.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF Overall Global Overall Broad Blend 0.65% 7.9 15 EuropeiShares S&P Global Nuclear Energy Index Fund NUCL US NUCL.O BlackRock ETF 1L NDQ Overall Global Overall Broad Blend 0.48% 0.4 12 USFirst Trust ISE Global Platinum Index Fund PLTM US PLTM.O First Trust Ad. ETF 1L NDQ Overall Global Overall Broad Blend 0.70% 7.1 11 USGlobal X Pure Gold Miners ETF GGGG US GGGG.K Global XETF 1L NYX-Ny Overall Global Overall Broad Blend 0.59% 1.3 6 USManagement Co LLCiShares S&P Commodity Producers Oil and SPOG LN SPOGO.L BlackRock ETF 1L LSE Overall Global Overall Broad Blend 0.55% 1.7 5 EuropeGasETFS Russell Global Steel Large Cap Fund ETLM ID STEE.I ETF Securities Ltd ETF 1L BI,ISE,LSE,NYX - Am,XTF Overall Global Overall Large Cap Blend 0.65% 1.5 5 EuropeDaily Agribusiness Bull 3x Shares COWL US COWL.K Direxionshares ETF 3L NYX-Ny Overall Global Overall Large Cap Blend 0.95% 4.9 4 USPowerShares Global Steel Portfolio PSTL US PSTL.O PowerShares ETF 1L NDQ Overall Global Overall Broad Blend 0.75% 0.3 4 USGlobal X Aluminum ETF ALUM US ALUM.K Global XETF 1L NYX-Ny Overall Global Overall Large Cap Blend 0.69% 0.6 3 USManagement Co LLCGlobal X Food ETF EATX US EATX.K Global XETF 1L NYX-Ny Overall Global Overall Broad Blend 0.65% 0.6 3 USManagement Co LLCGlobal X Farming ETF BARN US BARN.K Global XETF 1L NYX-Ny Overall Global Overall Large Cap Blend 0.68% 0.7 3 USManagement Co LLCDaily Agribusiness Bear 3x Shares COWS US COWS.K Direxionshares ETF 3S NYX-Ny Overall Global Overall Large Cap Blend 0.95% 2.7 1 USEasyETF BNP Paribas Global Agribusiness UAG FP UAG.PA BNP Paribas ETF 1L NYX - Pa Overall Global Overall Mid Cap Blend 0.60% - 1 Europe(USD)Global X Oil Equities ETF XOIL US XOIL.K Global XETF 1L NYX-Ny DM North America Overall Broad Blend 0.49% 1.4 3 USManagement Co LLCSamsung KODEX Steel ETF 117680 KS 117680.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea Large Cap Blend 0.45% 0.6 9 AsiaMarket Vectors Coal ETF KOL US KOL Van Eck Funds ETF 1L NYX-Ny DM North America US Broad Blend 0.59% 128.6 332 USComStage ETF NYSE Arca Gold BUGS CD91 GR CBHUI.DE ComStage ETF 1L SWX,XTF DM North America US Broad Blend 0.65% 8.4 32 EuropeFaithdb x-trackers S&P Japan 500 Shariah ETF XSHJ LN XSHJ.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF DM Pacific Japan Large Cap Blend 0.50% 0.4 2 Europedb x-trackers STOXX Europe Christian Index XECD GR XECD.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF Overall Europe Overall Broad Blend 0.40% 0.0 12 EuropeETFdb x-trackers S&P Europe 350 Shariah ETF XSHE LN XSHE.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF DM Europe Overall Large Cap Blend 0.50% 0.4 7 EuropeiShares MSCI Emerging Markets Islamic (GBP ISEM LN ISEM.L BlackRock ETF 1L LSE,NYX - Am,NYX - Pa,XTF EM Global Overall Large Cap Blend 0.85% 4.6 60 Europelisting)iShares MSCI World Islamic (GBP listing) ISWD LN ISWD.L BlackRock ETF 1L LSE,NYX - Am,NYX - Pa,XTF DM Global Overall Large Cap Blend 0.60% 1.8 55 EuropeEasyETF Dow Jones Islamic Market Titans <strong>10</strong>0 ETI SW ETI.S BNP Paribas ETF 1L NYX - Pa,SWX Overall Global Overall Large Cap Blend 0.50% 0.4 22 Europedb x-trackers Dow Jones Islamic Market Titans XIMT GR XIMT.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF DM Global Overall Large Cap Blend 0.50% 1.6 9 Europe<strong>10</strong>0(sm) ETFiShares MSCI USA Islamic (GBP listing) ISUS LN ISUS.L BlackRock ETF 1L LSE,NYX - Am,NYX - Pa,XTF DM North America US Large Cap Blend 0.50% 5.2 25 Europedb x-trackers S&P 500 Shariah ETF XSHU GR XSHU.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,XTF DM North America US Large Cap Blend 0.50% 0.4 7 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryFixed Income<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 81
Page 82 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerOverallStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3PowerShares Chinese Yuan Dim Sum Bond DSUM US DSUM.K PowerShares ETF 1L NYX-Ny EM Asia China B M N 0.45% 1.8 7 USPortfolioMarket Vectors Renminbi Bond ETF CHLC US CHLC.K Van Eck Funds ETF 1L NYX-Ny EM Asia China B IG N 0.39% 0.1 5 USGuggenheim Yuan Bond ETF RMB US RMB Guggenheim Funds ETF 1L NYX-Ny EM Asia China B M N 0.65% 0.7 5 USDistributors, Inc.iShares Barclays Capital Asia Local Currency ABLC SP BRBC.SI BlackRock ETF 1L SGX Overall Asia Overall B M N 0.35% 3.0 38 AsiaBond Index ETFiShares J.P. Morgan USD Asia Credit Bond AJAC SP BRJP.SI BlackRock ETF 1L SGX Overall Asia ex Japan Overall B M N 0.30% 0.4 46 AsiaIndex ETFiShares USD Asia HY Bond ETF AHYG SP AHYG.SI BlackRock ETF 1L SGX Overall Asia ex Japan Overall B M N 0.50% 0.2 22 AsiaiShares Barclays Euro Aggregate Bond SEAG LN SEAG.L BlackRock ETF 1L BI,LSE,NYX - Am,SWX,XTF DM Europe Overall B IG N 0.25% 99.9 562 EuropeSPDR Barclays Capital Euro Aggregate Bond SYBA GY EAGG.DE State Street GA ETF 1L NYX - Pa,XTF DM Europe Overall B IG N 0.20% 0.0 41 EuropeETFPIMCO Euro Enhanced Short Maturity Source PJS1 GR PJS1.DE Source ETF 1L XTF DM Global Overall S IG N 0.35% 3.2 78 EuropeETFPIMCO Fixed Income Source <strong>ETFs</strong> plc - QUID LN QUID.L Source ETF 1L LSE DM Global Overall S IG N 0.35% 19.0 57 EuropePIMCO Sterling Short Maturity Source ETFiShares Emerging Markets Local Currency LEMB US LEMB.K BlackRock ETF 1L NYX-Ny EM Global Overall B M N 0.60% 5.7 31 USBond FundMadrona Global Bond ETF FWDB US FWDB.K AdvisorShares Trust ETF 1L NYX-Ny Overall Global Overall B IG N 1.15% 0.6 16 USPIMCO Fixed Income Source <strong>ETFs</strong> plc - MINT LN MINT.L Source ETF 1L LSE DM Global Overall S IG N 0.35% 5.7 16 EuropePIMCO US Dollar Enhanced Short MaturitySPDR Barclays Capital Sterling Aggregate SYBP GY UKAG.DE State Street GA ETF 1L LSE,XTF DM Global Overall B IG N 0.20% 2.6 16 EuropeBond ETFMarket Vectors LatAm Aggregate Bond ETF BONO US BONO.K Van Eck Funds ETF 1L NYX-Ny EM Latin America Overall B M N 0.49% 1.1 8 USVanguard Total Bond Market ETF BND US BND Vanguard ETF 1L NYX-Ny DM North America US B IG N 0.11% 2,536.7 14,850 USiShares Barclays Aggregate Bond Fund AGG US AGG BlackRock ETF 1L NYX-Ny DM North America US B M N 0.22% 2,637.9 14,596 USPIMCO Enhanced Short Maturity Strategy MINT US MINT.K PIMCO ETF 1L NYX-Ny DM North America US S M N 0.35% 296.9 1,791 USFundSPDR Barclays Capital Aggregate Bond ETF LAG US LAG State Street GA ETF 1L NYX-Ny DM North America US B IG N 0.13% 55.9 303 USSchwab US Aggregate Bond ETF SCHZ US SCHZ.K Charles Schwab ETF 1L NYX-Ny DM North America US B M N 0.<strong>10</strong>% 112.8 197 USInvestment MgmtPIMCO Australia Bond Index Fund AUD US AUD PIMCO ETF 1L NYX-Ny DM North America US M IG N 0.45% 3.0 23 USiShares Barclays Capital US Aggregate Bond SUAG LN SUAG.L BlackRock ETF 1L LSE,XTF DM North America US B IG N 0.25% 2.6 21 EuropeDaily Total Bond Market Bear 1x Shares SAGG US SAGG.K Direxionshares ETF 1S NYX-Ny DM North America US B IG N 0.65% 1.0 18 USSPDR Barclays Capital US Aggregate Bond SYBU GY USAG.DE State Street GA ETF 1L LSE,NYX - Pa,XTF DM North America US B IG N 0.20% 0.0 17 EuropeETFGuggenheim Enhanced Ultra-Short Bond ETF GSY US GSY Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny DM North America US MM IG N 0.27% 26.6 15 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 83ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3PowerShares Active Low Duration Portfolio PLK US PLK PowerShares ETF 1L NYX-Ny DM North America US S M N 0.29% 0.8 8 USColumbia Core Bond Strategy Fund GMTB US GMTB.K Grail Advisors LLC ETF 1L NYX-Ny DM North America US B IG N 0.35% 0.5 5 USGuggenheim Enhanced Core Bond ETF GIY US GIY Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny DM North America US B M N 0.27% 0.7 5 USCorporatesGlobal X Canada Preferred ETF CNPF US CNPF.K Global XETF 1L NYX-Ny DM North America Canada B M N 0.58% 5.3 12 USManagement Co LLCiShares Barclays Euro Corporate Bond IEBC LN IEBC.L BlackRock ETF 1L BI,LSE,NYX - Am,SWX,XTF DM Europe Overall B IG N 0.20% 83.8 1,567 EuropeiShares Markit iBoxx Euro High Yield IHYG LN IHYG.L BlackRock ETF 1L BI,LSE,SWX,XTF DM Europe Overall B HY N 0.50% 271.0 1,157 EuropeLyxor ETF Euro Corporate Bond CRP FP CRP.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Europe Overall B IG N 0.20% 34.6 570 EuropeLyxor ETF Euro Corporate Bond ex Financials CNB FP CNB.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Europe Overall B IG N 0.20% 23.6 226 EuropeETFlab iBoxx EUR Liquid CorporatesDiversifiedETFlab iBoxx EUR Liquid Non-FinancialsDiversifieddb x-trackers II EUR Liquid Corporate <strong>10</strong>0 TotalReturn Index ETFETFLCD GR ETFLCD.DE ETFlab InvestmentGmbHEFQ8 GR EFQ8.DE ETFlab InvestmentGmbHAUM$MM 4PrimaryListingRegionETF 1L XTF DM Europe Overall B IG N 0.20% 0.2 209 EuropeETF 1L XTF DM Europe Overall B IG N 0.20% 1.0 173 EuropeXBLC GR XBLC.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Europe Overall B IG N 0.20% 1.5 96 EuropeLyxor ETF iBoxx Liquid High Yield 30 YIEL FP YIEL.PA Lyxor ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall B HY N 0.45% 15.1 80 EuropeSPDR Barclays Capital Euro Corporate Bond SYBC GY EUCO.DE State Street GA ETF 1L NYX - Pa,XTF DM Europe Overall B IG N 0.20% 0.0 20 EuropeETFThink iBoxx Corporate Bond Tracker TCBT NA TCBT.AS ThinkCapital <strong>ETFs</strong> ETF 1L NYX - Am DM Europe Overall B IG N 0.15% 1.8 11 EuropeN.V.iShares iBoxx GBP Corporate Bond ex- ISXF LN ISXF.L BlackRock ETF 1L LSE DM Eurozone Overall B IG N 0.20% <strong>10</strong>6.5 570 EuropeFinancials (GBP)Amundi ETF Euro Corporates CC4 FP CC4.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall B IG N 0.18% 17.9 200 EuropeBBVA-Accion AFI Bonos Medio Plazo Euro ETF BBVAD SM BBVADNAV.MC BBVA Gestion SA ETF 1L BME DM Eurozone Overall M IG N 0.16% 1.6 78 EuropeSGIICAmundi ETF Euro Corporate Ex Financials AXFI FP AXFI.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall B IG N 0.16% 0.0 7 EuropeiBoxxAmundi ETF Euro Corporate Financials iBoxx AFIN FP AFIN.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall B IG N 0.16% 0.1 6 EuropeiShares Euro Corporate Bond IBCS GR IBCSz.DE BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Global Overall B IG N 0.20% 263.4 3,777 EuropePa,SWX,XTFiShares GBP Corporate Bond SLXX LN SLXX.L BlackRock ETF 1L LSE DM Global Overall B IG N 0.20% 166.4 1,713 EuropeiShares Barclays Euro CORP BD EX-FINANCE EEXF LN EEXF.L BlackRock ETF 1L LSE,XTF DM Global Overall B IG N 0.20% 193.2 1,303 Europe(EUR)iShares Barclays Euro Corporate Bond ex- EEX5 LN EEX5.L BlackRock ETF 1L LSE,XTF DM Global Overall B IG N 0.20% 29.4 326 EuropeFinancials 1-5iShares Markit iBoxx £ Corporate Bond 1-5 IS15 LN IS15.L Blackrock ETF 1L LSE DM Global Overall S IG N 0.20% 51.4 147 EuropeGuggenheim BulletShares 2013 CorporateBond ETFSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.BSCD US BSCD.K Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny Overall Global Overall S IG N 0.24% 8.2 116 US<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 84 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerGuggenheim BulletShares 2014 CorporateBond ETFGuggenheim BulletShares <strong>2012</strong> CorporateBond ETFiShares Barclays Euro Corporate Bond 1-5(GBP)Guggenheim BulletShares 2016 CorporateBond ETFGuggenheim BulletShares 2015 CorporateBond ETFdb x-trackers II iBoxx EUR Liquid Corporate<strong>10</strong>0 Non-Financials Sub-Index TR ETFGuggenheim BulletShares 2017 CorporateBond ETFStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3BSCE US BSCE.K Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny Overall Global Overall M IG N 0.24% 16.4 <strong>10</strong>7 USBSCC US BSCC.K Guggenheim Funds ETF 1L NYX-Ny Overall Global Overall S IG N 0.24% 5.1 98 USDistributors, Inc.SE15 LN SE15.L BlackRock ETF 1L BI,LSE,XTF DM Global Overall B IG N 0.20% 5.0 90 EuropeBSCG US BSCG.K Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny Overall Global Overall M IG N 0.24% 20.6 84 USBSCF US BSCF.K Guggenheim Funds ETF 1L NYX-Ny Overall Global Overall M IG N 0.24% 16.9 80 USDistributors, Inc.XB4N GR XB4N.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Global Overall B IG N 0.20% 17.1 76 EuropeBSCH US BSCH.K Guggenheim FundsDistributors, Inc.AUM$MM 4PrimaryListingRegionETF 1L NYX-Ny Overall Global Overall M IG N 0.24% 17.8 69 USiShares Markit iBoxx $ High Yield Capped Bond SHYU LN SHYU.L BlackRock ETF 1L LSE DM Global Overall B HY N 0.50% 51.3 57 Europedb x-trackers II iBoxx EUR Liquid Corporate XB4F GR XB4F.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Global Overall B IG N 0.20% 0.0 11 Europe<strong>10</strong>0 Financials Sub-Index TR ETFProShares Ultra Investment Grade Corporate IGU US IGU ProShares ETF 2L NYX-Ny DM Global Overall B IG N 0.95% 3.8 2 USProShares Ultra High Yield UJB US UJB ProShares ETF 2L NYX-Ny DM Global Overall B HY N 0.95% 0.1 2 USiShares S&P International Preferred Stock IPFF US IPFF.K BlackRock ETF 1L NYX-Ny DM Global ex US Overall B M N 0.55% 94.1 89 USIndex FundPowerShares International Corporate Bond PICB US PICB.K PowerShares ETF 1L NYX-Ny Overall Global ex US Overall B IG N 0.50% 14.9 83 USPortfolio FundSPDR Barclays Capital International Corporate IBND US IBND.K State Street GA ETF 1L NYX-Ny Overall Global ex US Overall B IG N 0.55% 20.0 62 USBond ETFKB KStar Credit Bond Securities ETF 136340 KS 136340.KS KB AssetETF 1L KSE EM Asia South Korea S IG N 0.25% 0.3 46 AsiaManagementXACT Sweden All Bond XACTOBLI SS XACTOBLI.ST Xact Fonder AB ETF 1L OMX DM Europe Sweden B IG N 0.19% 7.5 55 EuropeXACT Sweden REPO XACTREPO SS XACTREPO.ST Xact Fonder AB ETF 1L OMX DM Europe Sweden B IG N 0.14% 8.9 51 EuropeLYXOR ETF iBoxx GBP Corporates COUK FP COUK.PA Lyxor ETF 1L LSE,NYX - Pa DM Europe UK B IG N 0.20% 0.1 17 EuropeiShares iBoxx $ Investment Grade Corporate LQD US LQD BlackRock ETF 1L NYX-Ny DM North America US B IG N 0.15% 3,679.8 18,544 USBond FundiShares iBoxx $ High Yield Corporate Bond HYG US HYG BlackRock ETF 1L NYX-Ny DM North America US B HY N 0.50% 4,891.4 13,2<strong>10</strong> USFundSPDR Barclays Capital High Yield Bond ETF JNK US JNK State Street GA ETF 1L NYX-Ny DM North America US B HY N 0.40% 4,159.1 <strong>10</strong>,594 USiShares Barclays 1-3 Year Credit Bond Fund CSJ US CSJ BlackRock ETF 1L NYX-Ny DM North America US S M N 0.20% 1,640.5 9,204 USiShares S&P Preferred Stock Index Fund PFF US PFF BlackRock ETF 1L NYX-Ny DM North America US B M N 0.48% 1,221.7 7,773 USiShares Barclays Intermediate Credit Bond CIU US CIU BlackRock ETF 1L NYX-Ny DM North America US M M N 0.20% 778.1 4,478 USFundVanguard Short-Term Corporate Bond ETF VCSH US VCSH.O Vanguard ETF 1L NDQ DM North America US S IG N 0.14% 571.2 2,404 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 85ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3PowerShares Financial Preferred Portfolio PGF US PGF PowerShares ETF 1L NYX-Ny DM North America US B M N 0.65% 131.0 1,519 USPowerShares Preferred Portfolio PGX US PGX PowerShares ETF 1L NYX-Ny DM North America US B M N 0.50% 143.7 1,458 USiShares Barclays Credit Bond Fund CFT US CFT BlackRock ETF 1L NYX-Ny DM North America US B M N 0.20% 476.5 1,209 USVanguard Intermediate-Term Corporate Bond VCIT US VCIT.O Vanguard ETF 1L NDQ DM North America US M IG N 0.15% 333.2 1,187 USETFiShares USD Corporate Bond LQDE LN LQDE.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM North America US B IG N 0.20% 245.7 1,124 EuropePa,SWX,XTFSPDR Barclays Capital Convertible Bond ETF CWB US CWB State Street GA ETF 1L NYX-Ny DM North America US B M N 0.40% 191.8 758 USPowerShares Fundamental High Yield PHB US PHB PowerShares ETF 1L NYX-Ny DM North America US B HY N 0.50% 182.5 718 USCorporate Bond PortfolioVanguard Long-Term Corporate Bond ETF VCLT US VCLT.O Vanguard ETF 1L NDQ DM North America US L IG N 0.15% 111.6 462 USSPDR Barclays Capital Short Term Corporate SCPB US SCPB.K State Street GA ETF 1L NYX-Ny DM North America US S IG N 0.13% 48.7 413 USBond ETFiShares <strong>10</strong>+ Year Credit Bond Fund CLY US CLY BlackRock ETF 1L NYX-Ny DM North America US L M N 0.20% 204.4 301 USSPDR Barclays Capital Intermediate Term ITR US ITR State Street GA ETF 1L NYX-Ny DM North America US M IG N 0.15% 46.8 239 USCredit Bond ETFPowerShares Senior Loan Portfolio BKLN US BKLN.K PowerShares ETF 1L NYX-Ny DM North America US B HY N 0.65% 58.2 226 USPimco Investment Grade Corporate Bond CORP US CORP.K PIMCO ETF 1L NYX-Ny DM North America US B IG N 0.32% 14.5 191 USIndex FundPIMCO 0-5 Year High Yield Corporate Bond HYS US HYS PIMCO ETF 1L NYX-Ny DM North America US S HY N 0.55% 35.8 162 USIndex FundSPDR Wells Fargo Preferred Stock ETF PSK US PSK.P State Street GA ETF 1L NYX-Ny DM North America US B M N 0.45% 2.8 137 USGuggenheim BulletShares 2013 High YieldCorporate Bond ETFSPDR Barclays Capital Long Term Credit BondETFGuggenheim BulletShares <strong>2012</strong> High YieldCorporate Bond ETFBSJD US BSJD.K Guggenheim Funds ETF 1L NYX-Ny DM North America US S HY N 0.42% 30.7 <strong>10</strong>0 USDistributors, Inc.LWC US LWC State Street GA ETF 1L NYX-Ny DM North America US L IG N 0.15% 32.9 79 USBSJC US BSJC.K Guggenheim FundsDistributors, Inc.AUM$MM 4PrimaryListingRegionETF 1L NYX-Ny DM North America US S HY N 0.42% 23.5 71 USPeritus High Yield ETF HYLD US HYLD.K AdvisorShares Trust ETF 1L NYX-Ny DM North America US B HY N 1.35% 14.8 68 USiShares Floating Rate Note Fund FLOT US FLOT.K BlackRock ETF 1L NYX-Ny DM North America US B IG N 0.20% 17.0 64 USGuggenheim BulletShares 2014 High YieldCorporate Bond ETFGuggenheim BulletShares 2015 High YieldCorporate Bond ETFBSJE US BSJE.K Guggenheim FundsDistributors, Inc.BSJF US BSJF.K Guggenheim FundsDistributors, Inc.ETF 1L NYX-Ny DM North America US S HY N 0.42% 17.9 64 USETF 1L NYX-Ny DM North America US S HY N 0.42% 27.9 51 USProShares Short High Yield SJB US SJB ProShares ETF 1S NYX-Ny DM North America US B HY N 0.95% 25.7 35 USSPDR Barclays Capital Issuer ScoredCBND US CBND.K State Street GA ETF 1L NYX-Ny DM North America US B IG N 0.16% 2.0 22 USCorporate Bond ETFPowerShares Convertible Securities Portfolio CVRT US CVRT.K PowerShares ETF 1L NYX-Ny DM North America US B M N 0.35% 1.9 9 USMarket Vectors Investment Grade FloatingRate Bond ETFSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.FLTR US FLTR.K Van Eck Funds ETF 1L NYX-Ny DM North America US B IG N 0.19% 0.9 7 US<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 86 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3SPDR Barclays Capital Investment Grade FLRN US FLRN State Street GA ETF 1L NYX-Ny DM North America US S IG N 0.15% 0.1 6 USFloating Rate ETFProShares Short Investment Grade Corporate IGS US IGS ProShares ETF 1S NYX-Ny DM North America US B IG N 0.95% 0.6 4 USPowerShares Fundamental Investment GradeCorporate Bond PortfolioSovereignPFIG US PFIG.K PowerShares ETF 1L NYX-Ny DM North America US B IG N 0.22% 4.3 1 USPIMCO Canada Bond Index Fund CAD US CAD PIMCO ETF 1L NYX-Ny DM North America Canada B M N 0.45% 2.7 14 USETFlab <strong>Deutsche</strong> Borse EUROGOV France 5-<strong>10</strong>ETFFS51 GR ETFFS51.DE ETFlab InvestmentGmbHAUM$MM 4PrimaryListingRegionETF 1L XTF DM Europe France M IG N 0.15% - 41 EuropeETFlab <strong>Deutsche</strong> Borse EUROGOV France 3-5 ETFFS35 GR ETFFS35.DE ETFlab Investment ETF 1L XTF DM Europe France M IG N 0.15% - 40 EuropeGmbHETFlab <strong>Deutsche</strong> Borse EUROGOV France ETFFS11 GR ETFFS11.DE ETFlab Investment ETF 1L XTF DM Europe France B IG N 0.15% - 40 EuropeGmbHETFlab <strong>Deutsche</strong> Borse EUROGOV France 1-3 ETFFS13 GR ETFFS13.DE ETFlab Investment ETF 1L XTF DM Europe France S IG N 0.15% - 39 EuropeGmbHiShares eb.rexx Government Germany 1.5-2.5 RXP1EX GR RXP1EX.DE BlackRock ETF 1L XTF DM Eurozone Germany S IG N 0.16% 183.5 2,118 Europe(DE)iShares eb.rexx Government Germany 2.5-5.5 RXP2EX GR RXP2EX.DE BlackRock ETF 1L XTF DM Eurozone Germany S IG N 0.16% 64.0 1,124 Europe(DE)iShares eb.rexx Government Germany 5.5-<strong>10</strong>.5 RXP5EX GR RXP5EX.DE BlackRock ETF 1L XTF DM Eurozone Germany M IG N 0.16% 156.8 1,020 Europe(DE)iShares eb.rexx Government Germany (DE) RXRGEX GR RXRGEX.DE BlackRock ETF 1L XTF DM Eurozone Germany B IG N 0.16% 87.4 928 EuropeiShares eb.rexx Money Market (DE) EBMMEX GR EBMMEX.DE BlackRock ETF 1L BI,XTF DM Eurozone Germany S IG N 0.13% 73.7 874 EuropeETFlab <strong>Deutsche</strong> Borse EUROGOV Germany 1- ETFGS13 GR ETFGS13.DE ETFlab Investment ETF 1L XTF DM Eurozone Germany S IG N 0.15% 25.0 5<strong>10</strong> Europe3GmbHLyxor ETF SGI Daily Double Short Bund ETF DSB FP DSB.PA Lyxor ETF 2S BI,NYX - Pa,XTF DM Eurozone Germany L IG N 0.20% 123.7 483 EuropeETFlab <strong>Deutsche</strong> Borse EUROGOV Germany 5- ETFGS51 GR ETFGS51.DE ETFlab Investment ETF 1L XTF DM Eurozone Germany M IG N 0.15% 19.1 426 Europe<strong>10</strong>GmbHdb x-trackers II iBoxx Euro Germany 1–3 Total XB13 GR XB13.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Eurozone Germany S IG N 0.15% <strong>10</strong>.2 399 EuropeReturn Index ETF 1DETFlab <strong>Deutsche</strong> Borse EUROGOV Germany ETFGS11 GR ETFGS11.DE ETFlab Investment ETF 1L XTF DM Eurozone Germany B IG N 0.15% 9.9 399 EuropeGmbHdb x-trackers II iBoxx Euro Germany Total XBTR GR XBTR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Eurozone Germany B IG N 0.15% 41.4 305 EuropeReturn Index ETF 1DETFlab <strong>Deutsche</strong> Borse EUROGOV Germany 3- ETFGS35 GR ETFGS35.DE ETFlab Investment ETF 1L XTF DM Eurozone Germany S IG N 0.15% 5.1 270 Europe5GmbHETFlab <strong>Deutsche</strong> Borse EUROGOV GermanyMoney MarketiShares eb.rexx Government Germany <strong>10</strong>.5+(DE)ComStage ETF iBoxx Euro SovereignsGermany Capped 5-<strong>10</strong> TRComStage ETF iBoxx Euro SovereignsGermany Capped 1-5 TRSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.ETFGSMM GR ETFGSMM.DE ETFlab Investment ETF 1L XTF DM Eurozone Germany S IG N 0.15% 16.4 225 EuropeGmbHRXPXEX GR RXPXEX.DE BlackRock ETF 1L XTF DM Eurozone Germany L IG N 0.16% 28.1 162 EuropeCBOXGS5 GR CBIBOXSC5T.DE ComStage ETF 1L SWX,XTF DM Eurozone Germany M IG N 0.12% 0.4 112 EuropeCBOXGS1 GR CBIBOXSC1T.DE ComStage ETF 1L SWX,XTF DM Eurozone Germany S IG N 0.12% 0.6 <strong>10</strong>1 Europe<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 87ETP Name BBG Ticker RIC IssuerETFlab <strong>Deutsche</strong> Borse EUROGOV Germany<strong>10</strong>+ComStage ETF iBoxx Euro SovereignsGermany Capped 3m-2 TRStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3ETFGS<strong>10</strong> GR ETFGS<strong>10</strong>.DE ETFlab Investment ETF 1L XTF DM Eurozone Germany L IG N 0.15% 0.2 43 EuropeGmbHCBOXGS3M GR CBIBOXSC3T.DE ComStage ETF 1L SWX,XTF DM Eurozone Germany S IG N 0.12% 6.0 41 EuropeLyxor ETF Daily Leveraged Bund DLB FP DLB.PA Lyxor ETF 2L BI,NYX - Pa,XTF DM Eurozone Germany B IG N 0.20% 36.1 26 EuropeComStage ETF iBoxx Euro Sovereigns CBOXGS<strong>10</strong> GR CBIBOXSC0T.DE ComStage ETF 1L SWX,XTF DM Eurozone Germany L IG N 0.12% 3.4 17 EuropeGermany Capped <strong>10</strong>+ TRPIMCO Germany Bond Index Fund BUND US BUND.K PIMCO ETF 1L NYX-Ny DM Eurozone Germany B M N 0.45% 0.6 13 USdb x-trackers II iBoxx € Germany Total Return X03G GY X03G.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF DM Eurozone Germany B IG N 0.15% 0.1 8 EuropeIndex ETFProShares German Sovereign/Sub-Sovereign GGOV US GGOV.K ProShares ETF 1L NYX-Ny DM Eurozone Germany B IG N 0.45% 0.2 4 USETFABF Hong Kong Bond Index Fund 2819 HK 2819.HK HSBC Inv Funds ETF 1L HKE DM Pacific Hong Kong B IG N 0.20% 0.1 336 AsiaLtd/Hong KongLyxor ETF Daily Double Short BTP BTPS FP BTPS.PA Lyxor ETF 2S BI,NYX - Pa DM Eurozone Italy B IG N 0.40% 27.5 50 EuropeLyxor ETF Daily Leveraged BTP BTPL FP BTPL.PA Lyxor ETF 2L BI,NYX - Pa DM Eurozone Italy B IG N 0.40% 35.5 26 Europedb x-trackers Markit iBoxx ABF Korea XCSA LX 048008844X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX EM Pacific Korea B IG N 0.20% - 12 EuropeGovernment Index ETF- 1CABF Malaysia Bond Index Fund MBIF MK ABFM.KL AmInvestment ETF 1L KL EM Asia Malaysia B IG N 0.23% - 196 AsiaServicesiShares Asia LC 1-3Y Bond ETF ASHY SP ASHY.SI BlackRock ETF 1L SGX Overall Asia Overall S M N 0.35% 0.0 <strong>10</strong> AsiaABF Pan-Asia Bond Index Fund 2821 HK 2821.HK State Street GA ETF 1L HKE,TSE Overall Asia ex Japan Overall B IG N 0.19% 14.8 2,705 AsiaiShares Euro Government Bond 1-3 IBGS LN IBGS.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall S IG N 0.20% 60.7 786 EuropePa,SWX,XTFiShares Euro Government Bond 3-5 IEGX LN IEGX.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall S IG N 0.20% 144.8 4<strong>10</strong> EuropePa,SWX,XTFEasy ETF iBoxx Liquid Sovereigns Global ISM FP EEIB.PA BNP Paribas ETF 1L BI,NYX - Pa DM Europe Overall B IG N 0.15% 2.0 396 EuropeiShares Euro Government Bond 7-<strong>10</strong> IEGM LN IEGM.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall M IG N 0.20% 42.6 391 EuropePa,SWX,XTFCS ETF (IE) on iBoxx EUR Government 1-3 CSBGE3 SW CSBGE3.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall S IG N 0.23% 7.6 216 Europedb x-trackers II iBoxx Euro Inflation-Linked TR XEIN GR XEIN.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Europe Overall B IG Y 0.20% 7.4 195 EuropeIndex ETFiShares iBoxx E Liquid Sovereigns Capped 1.5- IB85EX GR IB85EX.DE BlackRock ETF 1L XTF DM Europe Overall S IG N 0.16% 14.2 134 Europe2.5 (DE)iShares iBoxx E Liquid Sovereigns Capped 1.5- IB83EX GR IB83EX.DE BlackRock ETF 1L XTF DM Europe Overall M IG N 0.16% 2.0 125 Europe<strong>10</strong>.5 (DE)iShares iBoxx E Liquid Sovereigns Capped 2.5- IB89EX GR IB89EX.DE BlackRock ETF 1L XTF DM Europe Overall M IG N 0.16% 5.6 116 Europe5.5 (DE)iShares Euro Government Bond 15-30 IEGL LN IEGL.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall L IG N 0.20% 12.7 113 EuropePa,SWX,XTFiShares iBoxx E Liquid Sovereigns Capped 5.5- IB8ZEX GR IB8ZEX.DE BlackRock ETF 1L XTF DM Europe Overall M IG N 0.16% 8.8 112 Europe<strong>10</strong>.5 (DE)iShares Barclays Euro Treasury Bond - (Eurolisting)IEGA LN IEGA.L BlackRock ETF 1L BI,LSE,XTF DM Europe Overall S IG N 0.20% 25.9 1<strong>10</strong> EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 88 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3CS ETF (IE) on iBoxx EUR Government 3-7 CSBGE7 SW CSBGE7.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall M IG N 0.23% 12.1 94 EuropeiShares Barclays Government Bond 5-7 - (Eurolisting)ComStage ETF Commerzbank Bund-FutureLeveraged TRIEGY LN IEGY.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall L IG N 0.20% 14.9 78 EuropePa,SWX,XTF5X61 GR CBBUND2L.DE ComStage ETF 2L SWX,XTF DM Europe Overall L IG N 0.20% 0.1 70 EuropeEasy ETF iBoxx Liquid Sovereigns Long ISL FP ISL.PA BNP Paribas ETF 1L BI,NYX - Pa DM Europe Overall B IG N 0.15% 0.0 67 EuropeEasy ETF iBoxx Liquid Sovereigns Short ISS FP ISS.PA BNP Paribas ETF 1L BI,NYX - Pa DM Europe Overall B IG N 0.15% 0.0 62 EuropeComStage ETF Commerzbank Bund-Future 5X62 GR CBBUNDS.DE ComStage ETF 1S SWX,XTF DM Europe Overall L IG N 0.20% 6.1 60 EuropeShort TRComStage ETF Commerzbank Bund-Future 5X63 GR CBBUND2S.DE ComStage ETF 2S SWX,XTF DM Europe Overall L IG N 0.20% 9.8 54 EuropeDouble Short TRCS ETF (IE) on iBoxx EUR Inflation Linked CSBILE SW CSBILE.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall B IG Y 0.28% 1.5 52 EuropeiShares Barclays Government Bond <strong>10</strong>-15 -(Euro listing)ComStage ETF iBoxx Euro Sovereigns Infl-Linked EUR-Infl TRSPDR Barclays Capital 1-3 Year EuroGovernment Bond ETFIEGZ LN IEGZ.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Europe Overall L IG N 0.20% 1.3 43 EuropePa,SWX,XTFCBOXEINF GR CBIESIILNT.DE ComStage ETF 1L SWX,XTF DM Europe Overall B IG Y 0.17% 0.0 41 EuropeSYB3 GY GOVS.DE State Street GA ETF 1L XTF DM Europe Overall S IG N 0.15% 0.4 36 EuropeComStage ETF Commerzbank Bund-Future TR 5X60 GR CBBUND.DE ComStage ETF 1L SWX,XTF DM Europe Overall L IG N 0.20% 4.9 29 EuropeETFlab iBoxx Euro Liquid SovereignsDiversified 5-7ETFES57 GR ETFES57.DE ETFlab InvestmentGmbHAUM$MM 4PrimaryListingRegionETF 1L XTF DM Europe Overall M IG N 0.15% 3.5 25 EuropeiShares Barclays Euro Treasury Bond 0-1 IBGE LN IBGE.L BlackRock ETF 1L BI,LSE,NYX - Am,XTF DM Europe Overall S IG N 0.20% 14.2 24 EuropeiShares iBoxx E Liquid Sovereigns Capped IB87EX GR IB87EX.DE BlackRock ETF 1L XTF DM Europe Overall L IG N 0.16% 0.1 22 Europe<strong>10</strong>.5+ (DE)CS ETF (IE) on iBoxx EUR Government 7-<strong>10</strong> CSBGE0 SW CSBGE0.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Europe Overall M IG N 0.23% 9.6 11 EuropeSPDR Barclays Capital Euro Government Bond SYBB GY GOVY.DE State Street GA ETF 1L NYX - Pa,XTF DM Europe Overall B IG N 0.15% 1.1 6 EuropeETFdb x-trackers II iBoxx Euro Sovereigns X13E GR X13E.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Eurozone Overall S IG N 0.15% 36.1 795 EuropeEurozone 1-3 TR Index ETFiShares Euro Inflation Linked Bond IBCI LN IBCI.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM Eurozone Overall B IG Y 0.25% 35.0 790 EuropePa,SWX,XTFdb x-trackers II iBoxx Euro Sovereigns XGLE GR XGLE.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,SWX,XTF,SGX DM Eurozone Overall B IG N 0.15% 56.8 762 EuropeEurozone TR Index ETFLyxor ETF EuroMTS 1-3Y MTA FP LYQ2.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall S IG N 0.17% 57.9 688 EuropeLyxor ETF EuroMTS Global MTX FP MTX.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall B IG N 0.17% 78.3 688 EuropeLyxor ETF EuroMTS 3-5Y MTB FP MTB.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall S IG N 0.17% 62.6 548 EuropeLyxor ETF EuroMTS AAA Government Bond MAA FP MAA.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Eurozone Overall B IG N 0.17% 14.5 539 Europedb x-trackers II iBoxx Euro SovereignsEurozone 3-5 TR Index ETFSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.X35E GR X35E.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Eurozone Overall S IG N 0.15% 20.9 405 Europe<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 89ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3ComStage ETF iBoxx Euro Liquid Sovereigns CBOXES1 GR CB3LD6.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall S IG N 0.12% 2.0 383 EuropeDiversified 1-3 TRLyxor ETF EuroMTS Inflation Linked MTI FP MTI.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall B IG Y 0.20% 17.9 371 EuropeLyxor ETF EuroMTS 5-7Y MTC FP LMTC.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall M IG N 0.17% 23.1 362 Europedb x-trackers II Short iBoxx Euro Sovereigns XSGL GR XSGL.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LUX,SWX,XTF DM Eurozone Overall B IG N 0.15% 18.7 324 EuropeEurozone TRAmundi ETF EuroMTS Cash 3 Months C3M FP C3M.PA Amundi ETF 1L NYX - Pa DM Eurozone Overall S IG N 0.14% 9.5 247 EuropeComStage ETF iBoxx Euro Liquid Sovereigns CBOXES3 GR CB3LD7.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall S IG N 0.12% 0.2 226 EuropeDiversified3-5 TRComStage ETF iBoxx Euro Liquid Sovereigns CBOXES3M GR CBIBOXSD3T.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall S IG N 0.12% 2.9 201 EuropeDiv 3m-1 TRdb x-trackers II iBoxx Euro Sovereigns X57E GR X57E.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Eurozone Overall M IG N 0.15% 54.7 192 EuropeEurozone 5-7 TR Index ETFLyxor ETF EuroMTS 7-<strong>10</strong>Y MTD FP LMTD.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall M IG N 0.17% 24.7 184 EuropeAmundi ETF Ex AAA Government Bond X1G FP X1G.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall B IG N 0.14% 2.5 176 EuropeEuroMTSdb x-trackers II iBoxx Euro Sovereigns X7<strong>10</strong> GR X7<strong>10</strong>.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Eurozone Overall M IG N 0.15% 8.5 164 EuropeEurozone 7-<strong>10</strong> TR Index ETFBBVA-Accion AFI Monetario Euro ETF BBVAM SM BBVAM.MC BBVA Gestion SA ETF 1L BME DM Eurozone Overall S IG N 0.06% - 149 EuropeSGIICAmundi ETF EuroMTS Broad 1-3 C13 FP C13.PA Amundi ETF 1L NYX - Pa DM Eurozone Overall S IG N 0.14% 5.4 147 EuropeLyxor ETF EuroMTS <strong>10</strong>-15Y MTE FP MTE.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Eurozone Overall L IG N 0.17% 5.7 128 EuropeAmundi ETF Government Bond EuroMTS CB3 FP CB3.PA Amundi ETF 1L BI,NYX - Pa,SWX DM Eurozone Overall B IG N 0.14% 2.0 <strong>10</strong>8 EuropeBroaddb x-trackers II iBoxx Euro Sovereigns XY4P GR XY4P.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Eurozone Overall B HY N 0.15% 2.0 90 EuropeEurozone Yield Plus Index ETFLyxor ETF EuroMTS 15+Y MTF FP MTF.PA Lyxor ETF 1L BI,NYX - Pa,XTF DM Eurozone Overall L IG N 0.17% 0.2 83 EuropeAmundi ETF Short Government Bond EuroMTS S35 FP S35.PA Amundi ETF 1S BI,NYX - Pa,SWX,XTF DM Eurozone Overall S IG N 0.14% 0.4 75 EuropeBroad 3-5Powershares EuroMTS Cash 3 Months Fund PEU IM PPEU.MI PowerShares ETF 1L BI,NYX - Pa,XTF DM Eurozone Overall S IG N 0.15% 3.7 75 Europedb x-trackers II iBoxx Euro Sovereigns XBAT GR XBAT.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Eurozone Overall B IG N 0.15% <strong>10</strong>.9 65 EuropeEurozone AAA Total Return Index ETFAmundi ETF EuroMTS Broad 3-5 C33 FP C33.PA Amundi ETF 1L NYX - Pa DM Eurozone Overall S IG N 0.14% 3.7 58 EuropeCS ETF (IE) on iBoxx USD Inflation Linked CSBILU SW CSBILU.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Eurozone Overall B IG Y 0.28% 1.4 57 EuropeAmundi ETF AAA Government Bond EuroMTS AM3A FP AM3A.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF DM Eurozone Overall B IG N 0.14% 0.9 54 EuropeComStage ETF iBoxx Euro Liquid Sovereigns CBOXESOV GR CBIBOXSOTT.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall B IG N 0.12% 0.2 51 EuropeDiversified Overall TRAmundi ETF Short Government Bond EuroMTS S<strong>10</strong> FP S<strong>10</strong>.PA Amundi ETF 1S BI,NYX - Pa,SWX,XTF DM Eurozone Overall L IG N 0.14% 8.6 43 EuropeBroad <strong>10</strong>-15ComStage ETF iBoxx Euro Liquid Sovereigns CBOXES5 GR CB3LD8.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall M IG N 0.12% 0.1 43 EuropeDiversified 5-7 TRComStage ETF iBoxx Euro Liquid SovereignsDiversified 7-<strong>10</strong> TRCBOXES7 GR CB3LD9.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall M IG N 0.12% 1.5 41 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 90 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3Amundi ETF EuroMTS Broad 7-<strong>10</strong> C73 FP C73.PA Amundi ETF 1L NYX - Pa DM Eurozone Overall M IG N 0.14% 1.5 37 Europedb x-trackers II Euro Inflation Swap 5 year TRI XIF5 GR XIF5.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Eurozone Overall M IG Y 0.20% 1.3 37 EuropeAmundi ETF Euro Inflation CI3 FP CI3.PA Amundi ETF 1L NYX - Pa DM Eurozone Overall B IG Y 0.18% 0.0 33 EuropeAmundi ETF Short Government Bond EuroMTS SB0 FP SB0.PA Amundi ETF 1S BI,NYX - Pa,SWX,XTF DM Eurozone Overall B IG N 0.14% 0.0 31 EuropeBroadETFlab iBoxx Euro Liquid SovereignsETFES13 GR ETFES13.DE ETFlab Investment ETF 1L XTF DM Eurozone Overall S IG N 0.15% 0.6 30 EuropeDiversified 1-3GmbHAmundi ETF Short Government Bond EuroMTS S71 FP S71.PA Amundi ETF 1S BI,NYX - Pa,SWX,XTF DM Eurozone Overall M IG N 0.14% 0.0 29 EuropeBroad 7-<strong>10</strong>db x-trackers II iBoxx Euro Sovereigns X<strong>10</strong>5 GR X<strong>10</strong>5.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Eurozone Overall L IG N 0.15% 1.2 28 EuropeEurozone <strong>10</strong>-15 TR Index ETFAmundi ETF Eurozone Highest Rated Govt AA13 FP AA13.PA Amundi ETF 1L NYX - Pa DM Eurozone Overall S IG N 0.14% 0.0 27 EuropeEuroMTS 1-3db x-trackers II iBoxx Euro SovereignsEurozone 25+ TR Index ETFX25E GR X25E.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Eurozone Overall L IG N 0.15% 0.2 27 EuropeETFlab iBoxx Euro Liquid SovereignsDiversified 7-<strong>10</strong>db x-trackers II iBoxx Euro SovereignsEurozone 15+ TR Index ETFLyxor ETF EuroMTS AAA Macro-WeightedGovernment 5-7YETFlab iBoxx Euro Liquid SovereignsDiversified 3-5Lyxor ETF EuroMTS AAA Macro-WeightedGovernment 3-5YLyxor ETF EuroMTS AAA Macro-WeightedGovernment 1-3YETFES71 GR ETFES71.DE ETFlab Investment ETF 1L XTF DM Eurozone Overall M IG N 0.15% 0.1 26 EuropeGmbHX15E GR X15E.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Eurozone Overall L IG N 0.15% 2.2 23 EuropeMA57 FP MA57 FP Lyxor ETF 1L NYX - Pa DM Eurozone Overall M IG N 0.17% - 20 EuropeETFES35 GR ETFES35.DE ETFlab Investment ETF 1L XTF DM Eurozone Overall S IG N 0.15% 0.1 20 EuropeGmbHMA35 FP MA35.PA Lyxor ETF 1L NYX - Pa DM Eurozone Overall S IG N 0.17% - 20 EuropeMA13 FP MA13.PA Lyxor ETF 1L NYX - Pa DM Eurozone Overall S IG N 0.17% 0.0 20 EuropeAmundi ETF Short Government Bond EuroMTS S13 FP S13.PA Amundi ETF 1S BI,NYX - Pa,SWX,XTF DM Eurozone Overall S IG N 0.14% 0.1 16 EuropeBroad 1-3ComStage ETF iBoxx Euro Liquid Sovereigns CBOXES15 GR CBIBOXS15T.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall L IG N 0.12% - 14 EuropeDiversified 15+ TRAmundi ETF EuroMTS Broad 5-7 C53 FP C53.PA Amundi ETF 1L NYX - Pa DM Eurozone Overall M IG N 0.14% - 14 EuropeComStage ETF iBoxx Euro Liquid Sovereigns CBOXES25 GR CBIBOXS25T.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall L IG N 0.12% 0.0 14 EuropeDiversified 25+ TRComStage ETF iBoxx Euro Liquid Sovereigns CBOXES<strong>10</strong> GR CBIBOXS<strong>10</strong>T.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall L IG N 0.12% 0.0 13 EuropeDiversified <strong>10</strong>-15 TRAmundi ETF Short Government Bond EuroMTS S5B FP S5B.PA Amundi ETF 1S BI,NYX - Pa,SWX,XTF DM Eurozone Overall M IG N 0.14% 0.1 13 EuropeBroad 5-7ETFlab iBoxx Euro Liquid SovereignsDiversified <strong>10</strong>+ETFlab iBoxx Euro Liquid SovereignsDiversified 1-<strong>10</strong>db x-trackers II - iBoxx GILTS 5+ Total ReturnIndex ETFETFES<strong>10</strong> GR ETFES<strong>10</strong>.DE ETFlab InvestmentGmbHETF 1L XTF DM Eurozone Overall L IG N 0.15% 0.6 12 EuropeETFES11 GR ETFES11.DE ETFlab Investment ETF 1L XTF DM Eurozone Overall M IG N 0.15% 0.9 12 EuropeGmbHXG5D LX 042945897X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX DM Eurozone Overall M IG N 0.20% - <strong>10</strong> EuropeAmundi ETF Govt Bond EuroMTS Broad <strong>10</strong>-15 C<strong>10</strong> FP C<strong>10</strong>.PA Amundi ETF 1L BI,NYX - Pa,XTF DM Eurozone Overall L IG N 0.14% - 9 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 91ETP Name BBG Ticker RIC Issuerdb x-trackers II iBoxx € Sovereigns EurozoneTotal Return Index ETFAccion iBoxx Euro Sovereigns 3-5 years ShortIndex ETFPIMCO European Advantage GovernmentBond Index Source Funddb x-trackers II iBoxx Global Inflation-Linked TRIndex ETFStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3X03F GY X03F.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF DM Eurozone Overall B IG N 0.15% 0.1 7 EuropeIBOXI SM IBOXI.MC BBVA Gestion SASGIICAUM$MM 4PrimaryListingRegionETF 1S BME DM Eurozone Overall M IG N 0.14% - 7 EuropePJS2 GR PJS2.DE Source ETF 1L XTF DM Eurozone Overall L IG N 0.30% 2.3 5 EuropeXGIN GR XGIN.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Global Overall B IG Y 0.25% 31.6 714 EuropeiShares Citigroup Global Government Bond SGLO LN SGLO.L BlackRock ETF 1L LSE,SWX,XTF DM Global Overall B IG N 0.20% 33.9 470 EuropeiShares Global Inflation-Linked Bond (GBP SGIL LN SGIL.L BlackRock ETF 1L LSE,SWX,XTF DM Global Overall B IG Y 0.25% 45.3 389 Europelisting)db x-trackers Global Sovereignss Eur Hedged DBZB GR XGSH.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF DM Global Overall B IG N 0.25% 9.3 208 EuropeIndex ETFSPDR Barclays Capital Emerging Market Local SYBM GY EMLD.DE State Street GA ETF 1L LSE,NYX - Pa,XTF EM Global Overall B Non IG N 0.55% <strong>10</strong>.0 143 EuropeBond ETFLyxor ETF iBoxx $ Liquid Emerging Markets LEMB FP LEMB.PA Lyxor ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM Global Overall B Non IG N 0.30% 2.7 52 EuropeSovereignsiShares Global Inflation-Linked Bond Fund GTIP US GTIP.K BlackRock ETF 1L NYX-Ny Overall Global Overall B M Y 0.40% 1.9 15 USPIMCO EM Advantage Local Bond Index EMLB LN EMLB.L Source ETF 1L LSE EM Global Overall S IG N 0.60% 0.7 15 EuropeSource ETFdb x-trackers II Global Sovereign Index ETF XGVD GY XGVD.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF DM Global Overall B IG N 0.25% - 5 EuropeThink iBoxx Government Bond Tracker TGBT NA TGBT.AS ThinkCapital <strong>ETFs</strong>N.V.Nikko Listed Index Fund International Bond -Citigroup WGBI1677 JP 1677.T Nikko AssetManagementETF 1L NYX - Am DM Global Overall M IG N 0.15% 0.2 5 EuropeETF 1L TSE DM Global ex Japan Overall B IG N 0.25% 2.8 67 AsiaSPDR Barclays Capital Intl. Treasury Bond ETF BWX US BWX State Street GA ETF 1L NYX-Ny Overall Global ex US Overall B IG N 0.50% 260.4 1,734 USiShares International Inflation-Linked Bond ITIP US ITIP.K BlackRock ETF 1L NYX-Ny Overall Global ex US Overall B M Y 0.40% 5.5 43 USFundABF Singapore Bond Index Fund SBIF SP ABFB.SI Nikko Asset ETF 1L SGX DM Pacific Singapore B IG N 0.20% 0.2 272 AsiaManagementdb x-trackers II Markit iBoxx ABF Singapore DCSX LX 037881856X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX DM Pacific Singapore B IG N 0.50% - 14 EuropeGovernment ETFKOSEF MSB ETF 122260 KS 122260.KS Woori Asset ETF 1L KSE EM Asia South Korea - - - 0.15% 3.4 237 AsiaManagementKStar KTB ETF 114<strong>10</strong>0 KS 114<strong>10</strong>0.KS KB AssetETF 1L KSE EM Asia South Korea B IG N 0.08% 7.7 232 AsiaManagementKOSEF KTB ETF - Fixed Income 114470 KS 114470.KS Woori Asset ETF 1L KSE EM Asia South Korea B IG N 0.15% 37.2 167 AsiaManagementSamsung KODEX Treasury Bond ETF 114260 KS 114260.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea B IG N 0.11% 1.3 71 AsiaKITM KINDEX TB ETF 114460 KS 114460.KS Korea Investment ETF 1L KSE EM Asia South Korea B IG N 0.05% 8.2 63 AsiaTrust MgMirae Asset Maps TIGER KTB ETF 114820 KS 114820.KS Mirae Asset MAPSGlobal InvestmentsETF 1L KSE EM Asia South Korea B IG N 0.15% 0.1 62 AsiaSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 92 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3WOORI KOSEF <strong>10</strong>Y KTB ETF 148070 KS 148070.KS Woori Asset ETF 1L KSE EM Asia South Korea B IG N 0.15% 5.4 15 AsiaManagementMirae Asset MAPS Tiger Inverse KTB3Y ETF 143570 KS 143570.KS Mirae Asset MAPS ETF 1S KSE EM Asia South Korea S IG N 0.30% 0.0 8 AsiaGlobal InvestmentsKodex-<strong>10</strong>Y KTB Futures ETF 152380 KS 152380.KS Samsung Asset Mg ETF 1L KSE EM Asia South Korea L - N 0.25% 0.3 5 AsiaCS ETF on SBI Domestic Government 3-7 CSBGC7 SW CSBGC7.S Credit Suisse AM ETF 1L SWX DM Europe Switzerland M IG N 0.19% 56.3 658 EuropeCS ETF (CH) on Swiss Bond Index Domestic CSBGC3 SW CSBGC3.S Credit Suisse AM ETF 1L SWX DM Europe Switzerland S IG N 0.24% 14.3 280 EuropeGovernment 1-3CS ETF on SBI Domestic Government 7+ CSBGC0 SW CSBGC0.S Credit Suisse AM ETF 1L SWX DM Europe Switzerland M IG N 0.28% 28.5 85 EuropeUBS-Index Solutions- SBI Domestic 3-7 ETF A SB3CHA SW SB3CHA.S UBS ETF 1L SWX DM Europe Switzerland M IG N 0.18% 0.5 15 EuropeUBS-Index Solutions- SBI Domestic 1-3 ETF A SB1CHA SW SB1CHA.S UBS ETF 1L SWX DM Europe Switzerland S IG N 0.18% 0.2 13 EuropeUBS-Index Solutions- SBI Domestic 7-15 ETF A SB7CHA SW SB7CHA.S UBS ETF 1L SWX DM Europe Switzerland L IG N 0.18% 0.1 6 EuropeiShares FTSE All Stocks Gilt IGLT LN IGLT.L BlackRock ETF 1L BI,LSE DM Europe UK B IG N 0.20% 297.2 1,319 EuropeiShares GBP Index-Linked Gilts INXG LN INXG.L BlackRock ETF 1L LSE DM Europe UK B IG Y 0.25% 137.1 1,209 EuropeiShares FTSE GILTS UK 0-5 IGLS LN IGLS.L BlackRock ETF 1L LSE DM Europe UK S IG N 0.20% <strong>10</strong>1.7 798 EuropeLYXOR ETF iBoxx UK Gilt Inflation-Linked Index GILI FP GILI.PA Lyxor ETF 1L LSE,NYX - Pa DM Europe UK B IG Y 0.22% 0.5 20 EuropeLYXOR ETF iBoxx GBP Gilts GILS FP GILS.PA Lyxor ETF 1L LSE,NYX - Pa DM Europe UK B IG N 0.18% 1.9 18 Europedb x-trackers II UK GILTS Short Daily ETF DBZU LX 042945943X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S LSE,LUX DM Europe UK S IG N 0.25% 7.1 15 Europedb x-trackers II iBoxx GILTS Total Return Index XBUT LN XBUT.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,LUX DM Europe UK B IG N 0.20% 0.7 11 EuropeETFdb X-Trackers II iBoxx UK GILTS Inflation- XBUI LN XBUI.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,LUX DM Europe UK B IG Y 0.25% 1.3 7 EuropeLinked Total Return Index ETFiShares Barclays TIPS Bond Fund TIP US TIP BlackRock ETF 1L NYX-Ny DM North America US B IG Y 0.20% 2,255.0 23,120 USiShares Barclays 1-3 Year Treasury Bond Fund SHY US SHY BlackRock ETF 1L NYX-Ny DM North America US S IG N 0.15% 3,629.0 11,087 USiShares Barclays 7-<strong>10</strong> Year Treasury bond Fund IEF US IEF BlackRock ETF 1L NYX-Ny DM North America US M IG N 0.15% 2,173.1 5,138 USiShares Barclays 20+ Year Treasury Bond Fund TLT US TLT BlackRock ETF 1L NYX-Ny DM North America US L IG N 0.15% 18,150.1 3,421 USProShares UltraShort Lehman 20+ Year TBT US TBT ProShares ETF 1S NYX-Ny DM North America US L IG N 0.93% 2,981.9 2,966 USTreasuryiShares Barclays Short Treasury Bond Fund SHV US SHV BlackRock ETF 1L NYX-Ny DM North America US S IG N 0.15% 896.5 2,568 USiShares Barclays 3-7 Year Treasury Bond Fund IEI US IEI BlackRock ETF 1L NYX-Ny DM North America US M IG N 0.15% 728.1 2,493 USSPDR Barclays Capital 1-3 Month T-Bill ETF BIL US BIL State Street GA ETF 1L NYX-Ny DM North America US MM IG N 0.14% 1,120.3 1,155 USiShares USD Treasury Bond 7-<strong>10</strong> IDTM LN IDTM.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX -Pa,SWX,XTFSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegionDM North America US M IG N 0.20% 187.9 950 Europe<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 93ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3PIMCO 1-5 Year US TIPS Index Fund STPZ US STPZ.K PIMCO ETF 1L NYX-Ny DM North America US S IG Y 0.20% 157.6 940 USiShares USD Treasury Bond 1-3 IBTS LN IBTS.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM North America US S IG N 0.20% 230.3 897 EuropePa,SWX,XTFProShares Short 20+ Year Treasury Proshares TBF US TBF ProShares ETF 1S NYX-Ny DM North America US L IG N 0.95% 251.7 717 USSPDR Barclays Capital TIPS ETF IPE US IPE State Street GA ETF 1L NYX-Ny DM North America US B IG Y 0.19% 91.7 634 USiShares USD TIPS IDTP LN IDTP.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - DM North America US B IG Y 0.25% 41.8 507 EuropePa,SWX,XTFiShares Barclays <strong>10</strong>-20 Year Treasury Bond TLH US TLH BlackRock ETF 1L NYX-Ny DM North America US L IG N 0.15% 194.9 495 USFundPIMCO 15+ Year US TIPS Index Fund LTPZ US LTPZ.P PIMCO ETF 1L NYX-Ny DM North America US L IG Y 0.27% 8.0 392 USProShares UltraShort Lehman 7-<strong>10</strong> Year PST US PST ProShares ETF 1S NYX-Ny DM North America US M IG N 0.95% 53.3 368 USTreasurySchwab U.S. TIPs ETF SCHP US SCHP.K Charles Schwab ETF 1L NYX-Ny DM North America US B IG Y 0.14% 99.6 340 USInvestment MgmtiShares Barclays 0-5 Year TIPS Bond Fund STIP US STIP.K BlackRock ETF 1L NYX-Ny DM North America US S IG Y 0.20% 53.7 273 USDaily 30-Year Treasury Bear 3X TMV US TMV Direxionshares ETF 3S NYX-Ny DM North America US L IG N 0.95% 440.2 268 USSPDR Barclays Capital Intermediate Term ITE US ITE State Street GA ETF 1L NYX-Ny DM North America US M IG N 0.14% 25.4 221 USTreasury ETFVanguard Extended Duration ETF EDV US EDV Vanguard ETF 1L NYX-Ny DM North America US L IG N 0.13% 77.5 198 USSchwab Short-Term U.S. Treasury ETF SCHO US SCHO.K Charles Schwab ETF 1L NYX-Ny DM North America US S IG N 0.12% 47.2 192 USInvestment MgmtFlexShares iBoxx 5-Year Target Duration TIPS TDTF US TDTF.K FlexShares ETF 1L NYX-Ny DM North America US M IG Y 0.20% 26.7 173 USIndex FundVanguard Short-Term Government Bond ETF VGSH US VGSH.O Vanguard ETF 1L NDQ DM North America US S IG N 0.15% 31.9 168 USFlexShares iBoxx 3-Year Target Duration TIPS TDTT US TDTT.K FlexShares ETF 1L NYX-Ny DM North America US M IG Y 0.20% 20.9 167 USIndex FundPowerShares 1-30 Laddered Treasury Portfolio PLW US PLW PowerShares ETF 1L NYX-Ny DM North America US B IG N 0.25% 14.6 163 USProShares Ultra 7-<strong>10</strong> Year Treasury UST US UST ProShares ETF 2L NYX-Ny DM North America US M IG N 0.95% <strong>10</strong>1.5 163 USPIMCO 1-3 Year U.S. Treasury Index Fund TUZ US TUZ PIMCO ETF 1L NYX-Ny DM North America US S IG N 0.09% 13.7 143 USSchwab Intermediate-Term U.S. Treasury ETF SCHR US SCHR.K Charles Schwab ETF 1L NYX-Ny DM North America US M IG N 0.12% 43.0 129 USInvestment MgmtCS ETF (IE) on iBoxx USD Government 3-7 CSBGU7 SW CSBGU7.S Credit Suisse AM ETF 1L BI,NYX - Pa,SWX DM North America US M IG N 0.23% 6.9 114 EuropePIMCO Broad US TIPS Index Fund TIPZ US TIPZ.P PIMCO ETF 1L NYX-Ny DM North America US B IG Y 0.30% 5.0 <strong>10</strong>3 USLYXOR ETF iBoxx USD Treasuries <strong>10</strong>Y+ US<strong>10</strong> FP US<strong>10</strong>.PA Lyxor ETF 1L BI,LSE,NYX - Pa,SWX DM North America US L IG N 0.17% 9.3 <strong>10</strong>3 EuropeVanguard Intermediate-Term Government VGIT US VGIT.O Vanguard ETF 1L NDQ DM North America US M IG N 0.15% 27.4 86 USBond ETFPIMCO 25+ Year Zero Coupon U.S. Treasury ZROZ US ZROZ.K PIMCO ETF 1L NYX-Ny DM North America US L IG N 0.15% 47.9 72 USIndexVanguard Long-Term Government Bond ETF VGLT US VGLT.O Vanguard ETF 1L NDQ DM North America US L IG N 0.15% 19.0 68 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 94 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3SPDR Barclays Capital Long Term Treasury TLO US TLO State Street GA ETF 1L NYX-Ny DM North America US L IG N 0.14% 16.0 56 USETFDaily <strong>10</strong>-Year Treasury Bear 3X TYO US TYO Direxionshares ETF 3S NYX-Ny DM North America US L IG N 0.95% 7.9 54 USCS ETF (IE) on iBoxx USD Government 1-3 CSBGU3 SW CSBGU3.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US S IG N 0.23% 2.6 50 Europedb x-trackers II - iBoxx USD Treasuries Total XUTD LN XUTD.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,LUX,SWX DM North America US B IG N 0.15% 24.8 39 EuropeReturn Index ETFDaily 30-Year Treasury Bull 3X TMF US TMF Direxionshares ETF 3L NYX-Ny DM North America US L IG N 0.95% 172.6 35 USPIMCO 3-7 Year U.S. Treasury Index Fund FIVZ US FIVZ.K PIMCO ETF 1L NYX-Ny DM North America US M IG N 0.15% 1.8 22 USProShares Ultra 20+ Year Treasury UBT US UBT ProShares ETF 2L NYX-Ny DM North America US L IG N 0.95% 39.4 20 USPIMCO Broad U.S. Treasury Index Fund TRSY US TRSY.K PIMCO ETF 1L NYX-Ny DM North America US B IG N 0.15% 0.5 19 USProShares Short 7-<strong>10</strong> Year Treasury TBX US TBX ProShares ETF 1S NYX-Ny DM North America US M IG N 0.95% 2.4 19 USAmundi ETF Short US Treasury 7-<strong>10</strong> Daily SU7 FP SU7.PA Amundi ETF 1S NYX - Pa,SWX DM North America US M IG N 0.14% 0.8 16 EuropePIMCO 7-15 Year US Treasury Index Fund TENZ US TENZ.K PIMCO ETF 1L NYX-Ny DM North America US L IG N 0.20% 7.5 16 USdb x-trackers II - iBoxx USD Treasuries 1-3 XUT3 LN XUT3.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,LUX,SWX DM North America US S IG N 0.15% - 15 EuropeTotal Return Index ETFLYXOR ETF iBoxx USD Treasuries 5-7Y US57 FP US57.PA Lyxor ETF 1L BI,LSE,NYX - Pa,SWX DM North America US M IG N 0.17% 2.1 13 EuropeAmundi ETF Short US Treasury 3-7 Daily SU3 FP SU3.PA Amundi ETF 1S NYX - Pa,SWX DM North America US M IG N 0.14% 0.1 12 EuropeSPDR Barclays Capital US Treasury Bond ETF SYBT GY TSYE.DE State Street GA ETF 1L LSE,NYX - Pa,XTF DM North America US B IG N 0.15% 0.0 12 Europedb x-trackers II - USD IG Inflation Linked XUIT LN XUIT.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,LUX,SWX DM North America US B IG Y 0.20% 0.1 12 EuropeTreasuries Total Return Index ETFLYXOR ETF iBoxx USD Treasuries 1-3Y US13 FP US13.PA Lyxor ETF 1L BI,LSE,NYX - Pa,SWX DM North America US S IG N 0.17% 5.9 12 EuropeAmundi ETF US Treasury 3-7 US3 FP US3.PA Amundi ETF 1L NYX - Pa,SWX DM North America US M IG N 0.14% 0.0 11 EuropeAmundi ETF US Treasury 7-<strong>10</strong> US7 FP US7.PA Amundi ETF 1L NYX - Pa,SWX DM North America US M IG N 0.14% 0.0 <strong>10</strong> Europedb x-trackers II US Treasuries Short Daily ETF DBZT LX 042945862X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S LSE,LUX,SWX DM North America US S IG N 0.25% 2.0 9 EuropeCS ETF (IE) on iBoxx USD Government 7-<strong>10</strong> CSBGU0 SW CSBGU0.S Credit Suisse AM ETF 1L BI,LSE,NYX - Pa,SWX,XTF DM North America US M IG N 0.23% 0.2 8 EuropeSPDR Barclays Capital Short Term Treasury SST US SST State Street GA ETF 1L NYX-Ny DM North America US S IG N 0.12% 0.9 6 USETFProShares UltraShort 3-7 Year Treasury TBZ US TBZ ProShares ETF 2S NYX-Ny DM North America US M IG N 0.95% 0.1 4 USProShares 30 Year TIPS/TSY Spread RINF US RINF.K ProShares ETF 1L NYX-Ny DM North America US L IG Y 0.75% 4.4 4 USDaily <strong>10</strong>-Year Treasury Bull 3X TYD US TYD Direxionshares ETF 3L NYX-Ny DM North America US L IG N 0.95% 9.0 4 USProShares Short 30 Year TIPS/TSY Spread FINF US FINF.K ProShares ETF 1S NYX-Ny DM North America US L IG Y 0.75% 5.3 4 USDaily 7-<strong>10</strong> Year Treasury Bear 1x Shares TYNS US TYNS.K Direxionshares ETF 1S NYX-Ny DM North America US M IG N 0.65% 0.0 3 USDaily 20+ Year Treasury Bear 1x Shares TYBS US TYBS.K Direxionshares ETF 1S NYX-Ny DM North America US L IG N 0.65% 0.1 3 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 95ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3Amundi ETF US Treasury 1-3 US1 FP US1.PA Amundi ETF 1L NYX - Pa,SWX DM North America US S IG N 0.14% - 3 EuropeAmundi ETF Short US Treasury 1-3 Daily SU1 FP SU1.PA Amundi ETF 1S NYX - Pa,SWX DM North America US S IG N 0.14% 0.2 2 EuropeProShares UltraShort TIPS TPS US TPS ProShares ETF 2S NYX-Ny DM North America US B IG Y 0.95% 0.0 1 USMoney Marketdb x-trackers II Australian Dollar Cash ETF XCSD LX 048251803X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX,HKE DM Pacific Australia MM IG N 0.20% 0.0 12 EuropeLiquid Benchmark ETF BeES LBEES IN LBES.NS Benchmark Asset ETF 1L NSE EM Asia India MM M N 0.70% 60.3 93 AsiaManagementdb x-trackers II EONIA TR Index ETF XEON GR XEON.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,NYX -DM Eurozone Overall MM IG N 0.15% 3<strong>10</strong>.3 2,680 EuropePa,SWX,XTF,SGXLyxor ETF Euro Cash CSH FP LYXEUC.PA Lyxor ETF 1L BI,BME,NYX - Pa,SWX,XTF DM Eurozone Overall MM IG N 0.15% 267.3 1,587 EuropeComStage ETF Commerzbank EONIA Index TR CBEONIA GR CBEONIA.DE ComStage ETF 1L SWX,XTF DM Eurozone Overall MM IG N 0.<strong>10</strong>% 43.1 476 EuropeAmundi ETF EONIA CE3 FP CE3.PA Amundi ETF 1L BI,NYX - Pa,XTF DM Eurozone Overall MM IG N 0.14% 61.6 149 EuropeCS ETF (IE) on EONIA CSEO SW CSEO.S Credit Suisse AM ETF 1L BI,LSE,SWX,XTF DM Eurozone Overall MM IG N 0.14% 12.6 126 EuropeEasyETF EuroMTS Fed Funds EFFUSD FP EFFUSD.PA BNP Paribas ETF 1L NYX - Pa DM Eurozone Overall MM IG N 0.15% 0.1 7 Europedb x-trackers II - Singapore Money Market ETF XSGO LX 037881996X.LU <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LUX,SGX DM Pacific Singapore MM IG N 0.15% - 6 EuropeKOSEF Enhanced Cash 130730 KS 130730.KS Woori Asset ETF 1L KSE EM Asia South Korea MM M N 0.15% 177.8 59 AsiaManagementdb x-trackers II SONIA TR Index ETF XSTR GR XSTR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,NYX - Pa,XTF DM Europe UK MM IG N 0.15% 1.7 41 Europedb x-trackers Sterling Money Market ETF XGBP LN XGBP.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE DM Europe UK MM IG N 0.15% 17.0 29 Europedb x-trackers II Fed Funds Effective Rate TR XFFE GR XFFE.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,NYX - Pa,XTF DM North America US MM IG N 0.15% 135.0 229 EuropeIndex ETFComStage ETF Commerzbank FED Funds CBFEDFER GR CBFEDFER.DE ComStage ETF 1L SWX,XTF DM North America US MM IG N 0.<strong>10</strong>% 9.5 90 EuropeEffective Rate Index TRdb x-trackers US Dollar Money Market ETF XUSD LN XUSD.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,SWX,SGX,HKE DM North America US MM IG N 0.15% 2.1 53 EuropeCS ETF (IE) on Fed Funds Effective Rate CSFF SW CSFF.S Credit Suisse AM ETF 1L BI,LSE,SWX,XTF Overall North America US MM IG N 0.14% 1.3 6 EuropeSovereign & CorporatesVanguard Short-Term Bond ETF BSV US BSV Vanguard ETF 1L NYX-Ny DM North America US S IG N 0.11% 958.9 7,593 USVanguard Intermediate-Term Bond ETF BIV US BIV Vanguard ETF 1L NYX-Ny DM North America US M IG N 0.11% 520.5 2,925 USiShares Barclays IntermediateGVI US GVI BlackRock ETF 1L NYX-Ny DM North America US M M N 0.20% 80.5 705 USGovernment/Credit Bond FundVanguard Long-Term Bond ETF BLV US BLV Vanguard ETF 1L NYX-Ny DM North America US L IG N 0.12% 223.6 638 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 96 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssueriShares Barclays Government/Credit BondFundiShares <strong>10</strong>+ Year Government/Credit BondFundSub-SovereignStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3GBF US GBF BlackRock ETF 1L NYX-Ny DM North America US B M N 0.20% 36.3 137 USGLJ US GLJ BlackRock ETF 1L NYX-Ny DM North America US L M N 0.20% 3.9 25 USWisdomTree Asia Local Debt Fund ALD US ALD WisdomTree AM ETF 1L NYX-Ny Overall Asia ex Japan Overall B M N 0.55% 40.2 4<strong>10</strong> USiShares JPMorgan USD Emerging Markets EMB US EMB BlackRock ETF 1L NYX-Ny EM Global Overall B M N 0.60% 1,264.8 3,733 USBond FundPowerShares Emerging Markets Soverign PCY US PCY PowerShares ETF 1L NYX-Ny EM Global Overall B IG N 0.50% 538.0 1,374 USDebt PortfolioWisdomTree Emerging Markets Local Debt ELD US ELD WisdomTree AM ETF 1L NYX-Ny EM Global Overall B M N 0.55% 231.1 1,133 USFundiShares JPMorgan USD Emerging Markets SEMB LN SEMB.L BlackRock ETF 1L BI,LSE,SWX,XTF EM Global Overall B Non IG N 0.45% 202.4 1,131 EuropeBondMarket Vectors Emerging Markets Local EMLC US EMLC.K Van Eck Funds ETF 1L NYX-Ny EM Global Overall B IG N 0.49% 98.2 564 USCurrency Bond ETFdb x-trackers II Emerging Markets Liquid XEMB GR XEMB.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF EM Global Overall B Non IG N 0.55% 33.9 408 EuropeEuroBondiShares Barclays Capital Emerging Market SEML LN SEML.L Blackrock ETF 1L BI,LSE,XTF EM Global Overall B IG N 0.50% 76.9 136 EuropeLocal Govt BondSPDR Barclays Capital Emerging Markets EBND US EBND.K State Street GA ETF 1L NYX-Ny EM Global Overall L IG N 0.50% 9.4 56 USLocal Bond ETFAmundi ETF Global Emerging Bond Markit AGEB FP AGEB.PA Amundi ETF 1L BI,NYX - Pa,SWX EM Global Overall B Non IG N 0.30% 4.1 42 EuropeiBoxxSPDR DB International Government Inflation WIP US WIP State Street GA ETF 1L NYX-Ny Overall Global ex US Overall B M Y 0.50% 155.8 1,227 USProtected BondiShares S&P/Citigroup International Treasury IGOV US IGOV.O BlackRock ETF 1L NDQ Overall Global ex US Overall B IG N 0.35% 99.9 298 USBond FundSPDR Barclays Capital Short Term International BWZ US BWZ State Street GA ETF 1L NYX-Ny Overall Global ex US Overall S IG N 0.35% 18.3 223 USTreasury Bond ETFiShares S&P/Citigroup 1-3 Year International ISHG US ISHG.O BlackRock ETF 1L NDQ Overall Global ex US Overall S M N 0.35% 24.7 167 USTreasury Bond FundiShares S&P National Municipal Bond Fund MUB US MUB BlackRock ETF 1L NYX-Ny DM North America US B IG N 0.25% 981.2 2,686 USSPDR Barclays Capital Short Term Municipal SHM US SHM State Street GA ETF 1L NYX-Ny DM North America US S IG N 0.20% 237.9 1,491 USBond ETFSPDR Barclays Capital Municipal Bond ETF TFI US TFI State Street GA ETF 1L NYX-Ny DM North America US B IG N 0.23% 135.5 1,045 USPowerShares Build America ETF BAB US BAB PowerShares ETF 1L NYX-Ny DM North America US B M N 0.35% 122.3 840 USPowerShares Insured National Municipal Bond PZA US PZA PowerShares ETF 1L NYX-Ny DM North America US B IG N 0.35% 119.4 648 USPortfolioiShares S&P Short Term National Municipal SUB US SUB BlackRock ETF 1L NYX-Ny DM North America US S IG N 0.25% 65.0 496 USBond FundPowerShares VRDO Tax-Free Weekly Portfolio PVI US PVI PowerShares ETF 1L NYX-Ny DM North America US B M N 0.25% 61.3 443 USMarket Vectors High Yield Municipal Index ETF HYD US HYD Van Eck Funds ETF 1L NYX-Ny DM North America US B HY N 0.35% 157.6 407 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 97ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3Market Vectors-AMT-Free Inter, Municipal ITM US ITM Van Eck Funds ETF 1L NYX-Ny DM North America US M IG N 0.24% <strong>10</strong>2.3 394 USIndex ETFiShares Barclays Agency Bond Fund AGZ US AGZ BlackRock ETF 1L NYX-Ny DM North America US B IG N 0.20% 79.5 374 USiShares S&P California Municipal Bond Fund CMF US CMF BlackRock ETF 1L NYX-Ny DM North America US B IG N 0.25% 28.1 2<strong>10</strong> USPIMCO Intermediate Municipal Bond Strategy MUNI US MUNI.K PIMCO ETF 1L NYX-Ny DM North America US M IG N 0.35% 31.0 121 USFundMarket Vectors - Lehman Brothers AMT - SMB US SMB Van Eck Funds ETF 1L NYX-Ny DM North America US S IG N 0.20% 15.8 120 USShort Municipal Index ETFiShares S&P New York Municipal Bond Fund NYF US NYF BlackRock ETF 1L NYX-Ny DM North America US B IG N 0.25% 17.8 99 USSPDR Barclays Capital California Municipal CXA US CXA State Street GA ETF 1L NYX-Ny DM North America US B IG N 0.20% <strong>10</strong>.5 80 USBond ETFMarket Vectors-Lehman AMT-Free Long MLN US MLN Van Eck Funds ETF 1L NYX-Ny DM North America US L IG N 0.24% 21.5 76 USMunicipal Index ETFSPDR Nuveen S&P High Yield Municipal Bond HYMB US HYMB.K State Street GA ETF 1L NYX-Ny DM North America US B HY N 0.45% 26.8 49 USETFSPDR Nuveen Barclays Capital Build America BABS US BABS.K State Street GA ETF 1L NYX-Ny DM North America US B M N 0.35% 16.9 48 USBond ETFPowerShares Insured New York Municipal PZT US PZT PowerShares ETF 1L NYX-Ny DM North America US B IG N 0.35% 4.3 43 USBond PortfolioPowerShares Insured California Municipal PWZ US PWZ PowerShares ETF 1L NYX-Ny DM North America US B IG N 0.35% 5.6 42 USBond PortfolioiShares 2017 S&P AMT-Free Municipal Series MUAF US MUAF.K BlackRock ETF 1L NYX-Ny DM North America US M IG N 0.30% 6.8 39 USPIMCO Short Term Municipal Bond Strategy SMMU US SMMU.K PIMCO ETF 1L NYX-Ny DM North America US S IG N 0.35% 2.5 38 USFundiShares 2014 S&P AMT-Free Municipal Series MUAC US MUAC.K BlackRock ETF 1L NYX-Ny DM North America US M IG N 0.30% 4.8 36 USiShares 2015 S&P AMT-Free Municipal Series MUAD US MUAD.K BlackRock ETF 1L NYX-Ny DM North America US M IG N 0.30% 3.7 35 USiShares 2013 S&P AMT-Free Municipal Series MUAB US MUAB.K BlackRock ETF 1L NYX-Ny DM North America US S IG N 0.30% 6.6 33 USMarket Vectors Pre-Refunded Municipal Index PRB US PRB Van Eck Funds ETF 1L NYX-Ny DM North America US B IG N 0.24% 3.1 33 USETFPimco Build America Bond Strategy Fund BABZ US BABZ.K PIMCO ETF 1L NYX-Ny DM North America US B M N 0.45% 7.2 31 USiShares <strong>2012</strong> S&P AMT-Free Municipal Series MUAA US MUAA.K BlackRock ETF 1L NYX-Ny DM North America US S IG N 0.30% 4.2 30 USiShares 2016 S&P AMT-Free Municipal Series MUAE US MUAE.K BlackRock ETF 1L NYX-Ny DM North America US M IG N 0.30% 5.3 29 USSPDR Barclays Capital New York Municipal INY US INY State Street GA ETF 1L NYX-Ny DM North America US B IG N 0.20% 1.8 26 USBond ETFSPDR S&P VRDO Municipal Bond ETF VRD US VRD State Street GA ETF 1L NYX-Ny DM North America US B M N 0.20% 3.1 12 USMarket Vectors CEF Municipal Income ETF XMPT US XMPT.K Van Eck Funds ETF 1L NYX-Ny DM North America US B M N 1.40% 1.5 7 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 98 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerColumbia Intermediate Municipal BondStrategy FundStructured ProductsStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3GMMB US GMMB.K Grail Advisors LLC ETF 1L NYX-Ny DM North America US M M N 0.35% 1.1 5 USiShares Barclays MBS Fixed-Rate Bond Fund MBB US MBB BlackRock ETF 1L NYX-Ny DM North America US B IG N 0.31% 795.1 4,247 USVanguard Mortgage-Backed Securities ETF VMBS US VMBS.O Vanguard ETF 1L NDQ DM North America US M IG N 0.15% 38.9 151 USSPDR Barclays Capital Mortgage Backed BondETFCovered Bondsdb x-trackers II iBoxx Euro Germany CoveredTR Index ETFETFlab iBoxx Liquid Germany CoveredDiversifiedComStage ETF iBoxx Euro Germany CoveredCap 3-5 TRComStage ETF iBoxx Euro Germany CoveredCap 5-7 TRComStage ETF iBoxx Euro Germany CoveredCap 7-<strong>10</strong> TRComStage ETF iBoxx Euro Germany CoveredCapped Overalldb x-trackers II iBoxx € Germany Covered 1-3Total Return Index ETFMBG US MBG State Street GA ETF 1L NYX-Ny DM North America US B IG N 0.20% 8.4 33 USXBCT GR XBCT.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF DM Eurozone Germany B IG N 0.15% 13.9 396 EuropeETFIBOXG GR ETFIBOXGC.DE ETFlab Investment ETF 1L XTF DM Eurozone Germany M IG N 0.09% 23.9 160 EuropeGmbHC541 GR CBIBOXGCA6.DE ComStage ETF 1L SWX,XTF DM Eurozone Germany S IG N 0.17% 1.0 84 EuropeC542 GR CBIBOXGCA8.DE ComStage ETF 1L SWX,XTF DM Eurozone Germany M IG N 0.17% - 22 EuropeC543 GR CBIBOXGCB0.DE ComStage ETF 1L SWX,XTF DM Eurozone Germany M IG N 0.17% 0.0 15 EuropeC540 GR CBIBOXGCA0.DE ComStage ETF 1L SWX,XTF DM Eurozone Germany B IG N 0.17% 0.0 14 EuropeX03A GY X03A.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF DM Eurozone Germany S IG N 0.15% 0.1 6 EuropeiShares Euro Covered Bond (GBP listing) SCOV LN SCOV.L BlackRock ETF 1L BI,LSE,NYX - Am,XTF DM Europe Overall B IG N 0.20% 12.3 193 EuropeLyxor ETF EuroMTS Covered Bond Aggregate ECB FP ECB.PA Lyxor ETF 1L NYX - Pa,XTF DM Eurozone Overall B IG N 0.17% 4.3 129 EuropeETFiShares eb.rexx Jumbo Pfandbriefe (DE) R1JKEX GR R1JKEX.DE BlackRock ETF 1L BI,NYX - Pa,XTF DM Global Overall B IG N 0.09% 55.7 1,601 EuropeCredit Exposuredb x-trackers II iTraxx Crossover 5-Year TR XTXC GR XTXC.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Europe Overall M HY N 0.24% 13.3 277 EuropeIndex ETFdb x-trackers II iTraxx Europe 5-Year TR Index XTXE GR XTXE.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Europe Overall M IG N 0.18% 2.4 123 EuropeETFdb x-trackers II iTraxx Crossover 5-year Short XTC5 GR XTC5.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,SWX,XTF DM Europe Overall M HY N 0.24% 4.7 96 EuropeTR Index ETFEasyETF iTraxx Europe EIE FP EIE.PA BNP Paribas ETF 1L NYX - Pa DM Europe Overall B IG N 0.15% - 40 Europedb x-trackers II iTraxx Europe Senior Financials XSNS GR XSNS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,SWX,XTF DM Europe Overall M IG N 0.18% 0.1 32 Europe5-year Short TR INDEXdb x-trackers II iTraxx HiVol 5-Year TR Index XTXH GR XTXH.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Europe Overall M HY N 0.21% 2.2 31 EuropeETFEasyETF iTraxx Crossover EICEUR GR EEIC.DE BNP Paribas ETF 1L NYX - Pa,XTF DM Europe Overall B HY N 0.30% 1.0 20 Europedb x-trackers II iTraxx Europe Subordinated XSB5 GR XSB5.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Europe Overall M IG N 0.21% 0.8 17 EuropeFinancials 5-year TR Indexdb x-trackers II iTraxx Europe SubordinatedFinancials 5Y Short TR IndexXSBS GR XSBS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Europe Overall M IG N 0.18% 4.9 13 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 99ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 EM /DMSub RegionCountryTenor 6CreditRating 7TurnoverInflationLinked 8 TER 2 $MM 3db x-trackers II iTraxx HiVol 5-year Short TR XTH5 GR XTH5.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,SWX,XTF DM Europe Overall M HY N 0.21% 0.0 11 EuropeIndex ETFdb x-trackers II iTraxx Europe Senior Financials XSN5 GR XSN5.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,SWX,XTF DM Europe Overall M IG N 0.18% 0.6 <strong>10</strong> Europe5-year TR Index ETFdb x-trackers II iTraxx Europe 5-year Short TR XTE5 GR XTE5.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S BI,SWX,XTF DM Europe Overall M IG N 0.18% - 9 EuropeIndex ETFdb x-trackers II iTraxx Europe 5-year 2x Daily XELL GY XELL.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2L XTF DM Europe Overall M IG N 0.28% 0.0 7 EuropeTR Index ETFdb x-trackers II iTraxx Crossover 5-Year 2x XCBA GY XCBA.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2L XTF DM Europe Overall M HY N 0.34% - 7 EuropeDaily TR Index ETFdb x-trackers II iTraxx Europe 5-year 2x Short XELS GY XELS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2S XTF DM Europe Overall M IG N 0.28% - 6 EuropeDaily TR Index ETFEasyETF iTraxx Europe Hivol EIVEUR GR EIV.DE BNP Paribas ETF 1L NYX - Pa,XTF DM Europe Overall B IG N 0.20% 0.4 5 Europedb x-trackers II iTraxx Crossover 5-year 2xShort Daily TR Index ETFXCBB GY XCBB.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 2S XTF DM Europe Overall M HY N 0.34% - 4 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryCommodityPage <strong>10</strong>0<strong>Deutsche</strong> <strong>Bank</strong> AG/London
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page <strong>10</strong>1ETP Name BBG Ticker RIC IssuerOverallStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3PowerShares DB Commodity Index Tracking Fund DBC US DBC <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Overall Overall Physical 0.85% 1,718.0 5,950 USiShares GSCI Commodity Indexed Trust GSG US GSG BlackRock ETV 1L NYX-Ny Overall Overall Physical 0.75% 168.9 1,342 USLyxor ETF Commodities CRB CRB FP CRB.PA Lyxor ETF 1L BI,BME,NYX -Overall Overall Synthetic 0.35% 90.2 1,206 EuropePa,SWX,XTF,SGXdb x-trackers DBLCI - OY Balanced ETF XDBC GR XDBC.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LSE,LUX,SWX,XTF,SGX Overall Overall Synthetic 0.55% 72.3 1,151 EuropeEasyETF S&P GSCI Capped Commodity 35/20 GSCIEUR GR GSCIEUR.DE BNP Paribas ETF 1L NYX - Am,SWX,XTF,TSE Overall Overall Synthetic 0.30% 15.2 723 EuropeGreenHaven Continuous Commodity Index Fund GCC US GCC GreenHaven ETV 1L NYX-Ny Overall Overall Physical 0.85% <strong>10</strong>4.7 612 USCommodity Sers.iShares Dow Jones UBS Commodity Swap (DE) DJCOMEX GR DJCOMEX.DE BlackRock ETF 1L BI,NYX - Pa,XTF Overall Overall Synthetic 0.47% 36.3 492 EuropeETFS All Commodities Dow Jones UBSCI SM AIGC LN AIGC.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Overall Overall Synthetic 0.49% 75.5 402 EuropePa,XTF,TSEUnited States Commodity Index Fund USCI US USCI.K United StatesCommodity FundsETV 1L NYX-Ny Overall Overall Physical 0.95% 43.7 366 USMarket Access ABN Amro RICI M9SA GR MRIC.DE Royal <strong>Bank</strong> ofScotland plcETF 1L ATX,BI,LSE,NYX -Am,SWX,XTFAUM$MM 4PrimaryListingRegionOverall Overall Synthetic 0.50% 60.4 351 EuropeUBS ETF PLC - CMCI COMPOSITE SF A acc USD CCUSAS SW CCUSAS.S UBS ETF 1L SWX Overall Overall Physical 0.62% 22.3 283 EuropeComStage ETF Commerzbank Commodity EW Index CBCOMM GR CBCOMMO.DE ComStage ETF 1L SWX,XTF Overall Overall Synthetic 0.30% 3.5 283 EuropeTRLyxor ETF Commodities CRB GBP LCTY LN LCTY.L Lyxor ETF 1L LSE Overall Overall Synthetic 0.35% 21.9 149 Europedb x-trackers DB Commodity Booster Dow Jones XCBE GR XCBE.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LUX,SWX,XTF,SGX Overall Overall Synthetic 0.95% 2.0 124 EuropeUBSCI ETF (2c)EasyETF S&P GSNE GSNEEUR GR GSNEEUR.DE BNP Paribas ETF 1L BI,NYX - Am,NYX - Pa,XTF Overall Overall Synthetic 0.30% 0.6 70 EuropeETFX DJ-UBS All Commodities Forward 3 Month Fund COMF LN COMF.L ETF Securities Ltd ETF 1L LSE,XTF Overall Overall Synthetic 0.55% 538.0 60 EuropeXACT Commodity XACTRAVA SS XACTRAVA.ST Xact Fonder AB ETC 1L OMX Overall Overall Synthetic 0.90% 12.4 55 EuropeETFS Forward All Commodities Dow Jones UBSCI- FAIG LN FAIG.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Overall Overall Synthetic 0.49% 54.3 52 EuropeF3SMdb Mean Reversion ETC XEM8 LN XEM8.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Overall Overall Synthetic 0.45% - 30 EuropeLGIM Commodity Composite Source ETF LGCF LN LGCF.L Source ETF 1L LSE Overall Overall Synthetic 0.40% 1.1 26 EuropeETFS Short All Commodities Dow Jones UBSCISM SALL LN SALL.L ETF Securities Ltd ETC 1S BI,LSE,XTF Overall Overall Synthetic 0.98% 11.9 23 EuropeUBS ETF PLC - DJUBS Commodity Index SF I acc DCUSIS SW DCUSIS.S UBS ETF 1L SWX Overall Overall Synthetic 0.45% 1.1 20 EuropeUSDUBS <strong>ETFs</strong> plc - DJ-UBS Commodity Index SF I-acc DCEUIS SW DCEUIS.S UBS ETF 1L SWX Overall Overall Synthetic 0.45% 1.2 16 EuropeEURdb S&P GSCI ETC XET5 LN XET5.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Overall Overall Synthetic 0.45% - 16 Europedb Commodity Booster ETC XCT5 LN XCT5.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Overall Overall Synthetic 0.45% - 16 EuropeRICI Enhanced Index ETC 9J6I GR 9J6I.DE Royal <strong>Bank</strong> of ETC 1L XTF Overall Overall Synthetic 0.85% - 16 EuropeScotland plciShares S&P GSCI Dynamic Roll Commodity Swap SDYC LN SDYC.L BlackRock ETF 1L LSE Overall Overall Synthetic 0.45% 1.2 15 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page <strong>10</strong>2 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerRBS Market Access S&P GSCI Capped 35/20 2xInverse Monthly Index ETFRBS Market Access S&P GSCI Capped 35/20 2xLeverage Monthly Index ETFM9SR GR M9SR.DE Royal <strong>Bank</strong> ofScotland plcM9SS GR M9SS.DE Royal <strong>Bank</strong> ofScotland plcStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3AUM$MM 4PrimaryListingRegionETF 2S BI,LSE,SWX,XTF Overall Overall Synthetic 0.65% 0.0 15 EuropeETF 2L BI,LSE,SWX,XTF Overall Overall Synthetic 0.65% 0.5 14 EuropeUBS Index Solutions - CMCI Oil ETF (CHF) SF-A OILCHA SW OILCHA.S UBS ETF 1L SWX Overall Overall Synthetic 0.45% 1.4 14 EuropeLyxor ETF S&P GSCI Agriculture & Livestock 3M AGRL LN LYAGRL.L Lyxor ETF 1L LSE,XTF Overall Overall Synthetic 0.35% - <strong>10</strong> EuropeForwardProShares Ultra DJ-UBS Commodity UCD US UCD ProShares ETV 1L NYX-Ny Overall Overall Physical 0.95% 1.7 9 USUBS <strong>ETFs</strong> plc - DJ-UBS Commodity Index SF I-acc DCCHIS SW DCCHIS.S UBS ETF 1L SWX Overall Overall Synthetic 0.45% 0.6 9 EuropeCHFProShares UltraShort DJ-UBS Commodity CMD US CMD ProShares ETV 2S NYX-Ny Overall Overall Physical 0.95% 6.3 9 USS&P GSCI Total Return Source T-ETC SGSCI GR SGSCI.DE Source ETC 1L SWX,XTF Overall Overall Synthetic 0.49% 0.2 7 EuropeLyxor ETF S&P GSCI Inverse Agriculture & Livestock AGLS LN LYAGLS.L Lyxor ETF 1S LSE,XTF Overall Overall Synthetic 0.40% - 5 Europe1M ForwardUBS <strong>ETFs</strong> plc - DJ-UBS Commodity Index SF I-acc DCGBIS SW DCGBIS.S UBS ETF 1L SWX Overall Overall Synthetic 0.45% 0.0 5 EuropeGBPETFS Leveraged All Commodities Dow Jones LALL LN LALL.L ETF Securities Ltd ETC 2L BI,LSE,XTF Overall Overall Synthetic 0.98% 0.2 4 EuropeUBSCISMdb Commodity Booster Euro Hedged ETC XCTE GR XCTE.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Overall Overall Synthetic 0.45% 0.1 3 Europedb Mean Reversion Euro Hedged ETC XEMR GR XEMR.F <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Overall Overall Synthetic 0.45% 0.0 1 Europedb Commodity Risk Balanced Euro Hedged ETC XETT GY XETT.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L XTF Overall Overall Synthetic 0.45% - 1 EuropeBetaShares Commodities Basket ETF (A$ Hedged) QCB AU QCB.AX BetaShares Capital ETF 1L ASX Overall Overall Synthetic 0.69% 0.0 1 AsiaLtdLyxor ETF Commodities CRB Non-Energy CRN FP CNRG.PA Lyxor ETF 1L BI,BME,NYX -Overall Overall ex Energy Synthetic 0.35% 16.4 263 EuropePa,SWX,XTF,SGXLyxor ETF Commodities CRB Non-Energy GBP LCNE LN LCNE.L Lyxor ETF 1L LSE Overall Overall ex Energy Synthetic 0.35% 5.1 32 EuropeETFS Ex-Energy Dow Jones UBSCI SM AIGX LN AIGX.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Overall Overall ex Energy Synthetic 0.49% 0.3 17 EuropePa,XTFAmundi ETF Commodities S&P GSCI Non Energy NEG FP NEG.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF Overall Overall ex Energy Synthetic 0.30% 0.6 5 EuropeETFS Forward Ex-Energy Dow Jones UBSCI-F3SM EXEF LN EXEF.L ETF Securities Ltd ETC 1L BI,LSE,XTF Overall Overall ex Energy Synthetic 0.49% 0.0 1 EuropeETFS Leveraged Ex-Energy Dow Jones UBSCISM LNEY LN LNEY.L ETF Securities Ltd ETC 2L BI,LSE,XTF Overall Overall ex Energy Synthetic 0.98% 0.0 1 EuropeS&P GSCI Non-Energy Total Return Source T-ETC SNONEN GR SNONEN.DE Source ETC 1L XTF Overall Overall ex Energy Synthetic 0.49% 0.0 1 EuropeETFS Short Ex-Energy Dow Jones UBSCISM SNEY LN SNEY.L ETF Securities Ltd ETC 1S BI,LSE,XTF Overall Overall ex Energy Synthetic 0.98% 0.0 0 EuropeEasyETF S&P GSCI Ultra-Light Energy GSUEEUR GR GSUEEUR.DE BNP Paribas ETF 1L BI,NYX - Am,NYX - Pa,XTF Overall Overall Light Energy Synthetic 0.30% 8.4 66 EuropeAmundi ETF Commodities S&P GSCI (LE) CL7 FP CL7.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF Overall Overall Light Energy Synthetic 0.30% 0.8 21 Europedb x-trackers DB Commodity Booster - Light Energy XCBL GR XCBL.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,LUX,SWX,XTF,SGX Overall Overall Light Energy Synthetic 0.95% 0.2 18 EuropeBenchmark ETFEasyETF S&P GSCI Light Energy Dynamic GSDEUR GR GSDEUR.DE BNP Paribas ETF 1L XTF Overall Overall Light Energy Synthetic 0.30% 0.5 13 EuropeS&P GSCI Light Energy Total Return Source T-ETC SGSLE GR SGSLE.DE Source ETC 1L SWX,XTF Overall Overall Light Energy Synthetic 0.49% 0.0 9 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page <strong>10</strong>3ETP Name BBG Ticker RIC IssuerS&P GSCI Ultra Light Energy Total Return Source T-ETCAgricultureStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3SGSULE GR SGSULE.DE Source ETC 1L XTF Overall Overall Ultra Light Energy Synthetic 0.49% - 1 EuropeETFS Cocoa COCO LN COCO.L ETF Securities Ltd ETC 1L BI,LSE Agriculture Cocoa Synthetic 0.49% 3.0 6 EuropeETFS Leveraged Cocoa LCOC LN LCOC.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Cocoa Synthetic 0.98% 4.6 4 EuropeETFS Short Cocoa SCOC LN SCOC.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Cocoa Synthetic 0.98% 1.3 1 EuropeETFS Coffee COFF LN COFF.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Agriculture Coffee Synthetic 0.49% 5.1 15 EuropePa,XTFETFS Short Coffee SCFE LN SCFE.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Coffee Synthetic 0.98% 0.2 4 EuropeETFS Leveraged Coffee LCFE LN LCFE.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Coffee Synthetic 0.98% 1.0 2 EuropeS&P GSCI Coffee Total Return Source T-ETC SCOFF GR SCOFF.DE Source ETC 1L XTF Agriculture Coffee Synthetic 0.49% 0.5 1 EuropeETFS Corn CORN LN CORN.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Agriculture Corn Synthetic 0.49% 20.0 80 EuropePa,XTF,TSETeucrium Corn Fund CORN US CORN.K Teucrium Trading ETV 1L NYX-Ny Agriculture Corn Physical 1.00% 65.5 69 USLLCETFS Leveraged Corn LCOR LN LCOR.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Corn Synthetic 0.98% 3.0 3 EuropeETFS Short Corn SCOR LN SCRN.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Corn Synthetic 0.98% 3.0 3 EuropeS&P GSCI Corn Total Return Source T-ETC SCORN GR SCORN.DE Source ETC 1L SWX,XTF Agriculture Corn Synthetic 0.49% 0.0 1 EuropeETFS Cotton COTN LN COTN.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Agriculture Cotton Synthetic 0.49% 6.7 28 EuropePa,XTFETFS Short Cotton SCTO LN SCTON.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Cotton Synthetic 0.98% 1.0 6 EuropeETFS Leveraged Cotton LCTO LN LCTO.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Cotton Synthetic 0.98% 0.8 2 EuropeS&P GSCI Cotton Total Return Source T-ETC SCOTN GR SCOTN.DE Source ETC 1L XTF Agriculture Cotton Synthetic 0.49% 0.0 1 EuropeETFS Grains Dow Jones UBSCI SM AIGG LN GRNS.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Agriculture Grains Synthetic 0.49% 8.9 60 EuropePa,XTF,TSEETFS Forward Grains Dow Jones UBSCI-F3SM GRAF LN GRAF.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Agriculture Grains Synthetic 0.49% 0.2 32 EuropeRICI Enhanced Grains and Oilseeds Index ETC 9J6L GR 9J6L.DE Royal <strong>Bank</strong> of ETC 1L XTF Agriculture Grains Synthetic 0.85% - 8 EuropeScotland plcS&P GSCI GRAINS Total Return Source T-ETC SGRAIN GR SGRAIN.DE Source ETC 1L SWX,XTF Agriculture Grains Synthetic 0.49% 3.5 4 EuropeETFS Leveraged Grains Dow Jones UBSCISM LGRA LN LGRA.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Grains Synthetic 0.98% 0.6 2 EuropeETFS Short Grains Dow Jones UBSCISM SGRA LN SGRA.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Grains Synthetic 0.98% 0.2 1 EuropePowerShares DB Agriculture Fund DBA US DBA <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Agriculture Overall Physical 0.85% 744.2 2,039 USETFS Agriculture Dow Jones UBSCI SM AIGA LN AIGA.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Agriculture Overall Synthetic 0.49% 40.4 634 EuropePa,XTF,TSEMarket Access RICI-Agriculture Index Fund M9SB GR MRAI.DE Royal <strong>Bank</strong> of ETF 1L ATX,BI,NYX - Am,SWX,XTF Agriculture Overall Synthetic 0.85% 37.1 207 EuropeScotland plcAmundi ETF Commodities S&P GSCI Agriculture CA8 FP CA8.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF Agriculture Overall Synthetic 0.30% 2.5 82 EuropeS&P GSCI Agriculture Total Return Source T-ETC SFARM GR SFARM.DE Source ETC 1L SWX,XTF Agriculture Overall Synthetic 0.49% 1.8 38 EuropeETFS Forward Agriculture Dow Jones UBSCI-F3SM FAGR LN FAGR.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Agriculture Overall Synthetic 0.49% 6.9 37 Europedb Agriculture Booster Euro Hedged ETC XCTF GR XCTF.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Agriculture Overall Synthetic 0.45% 0.5 35 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page <strong>10</strong>4 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3EasyETF S&P GSCI Agriclulture and Livestock GSALEUR GR GSALEUR.DE BNP Paribas ETF 1L NYX - Pa,XTF Agriculture Overall Synthetic 0.30% 0.6 30 EuropeUBS <strong>ETFs</strong> plc - CMCI Agriculture SF (USD) I-acc CAUSIS SW CAUSIS.S UBS ETF 1L SWX Agriculture Overall Synthetic 0.45% 0.6 24 EuropeMirae Asset MAPS TIGER Agriculture Futures ETF 1376<strong>10</strong> KS 1376<strong>10</strong>.KS Mirae Asset MAPS ETF 1L KSE Agriculture Overall Synthetic 0.70% 1.1 19 AsiaGlobal InvestmentsETFS Leveraged Agriculture Dow Jones UBSCISM LAGA LN LAGR.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Overall Synthetic 0.98% 1.6 18 EuropeiShares S&P GSCI Dynamic Roll Agriculture Swap SDRA LN SDRAD.L BlackRock ETF 1L LSE Agriculture Overall Synthetic 0.45% - 15 Europedb Agriculture Booster ETC XCT6 LN XCT6.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Agriculture Overall Synthetic 0.45% 0.1 14 EuropeRICI Enhanced Agriculture Index ETC 9J6J GR 9J6J.DE Royal <strong>Bank</strong> of ETC 1L XTF Agriculture Overall Synthetic 0.85% 0.0 13 EuropeScotland plcUBS <strong>ETFs</strong> plc - CMCI Agriculture SF (EUR) I-acc CAEUIS SW CAEUIS.S UBS ETF 1L SWX Agriculture Overall Synthetic 0.45% 0.7 12 EuropeUBS <strong>ETFs</strong> plc - CMCI Agriculture SF (CHF) I-acc CACHIS SW CACHIS.S UBS ETF 1L SWX Agriculture Overall Synthetic 0.45% 0.7 <strong>10</strong> Europedb S&P GSCI Agriculture ETC XET6 LN XET6.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Agriculture Overall Synthetic 0.45% - 3 EuropeBetaShares Agriculture ETF (A$ Hedged) QAG AU QAG.AX BetaShares Capital ETF 1L ASX Agriculture Overall Synthetic 0.69% 0.1 2 AsiaLtddb Agriculture Booster GBP Hedged ETC XCTS LN XCTS.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Agriculture Overall Synthetic 0.55% 0.1 1 EuropeETFS Short Agriculture Dow Jones UBSCISM SAGR LN SAGRA.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Overall Synthetic 0.98% 0.2 1 EuropeETFS Softs Dow Jones UBSCI SM AIGS LN AIGS.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Agriculture Softs Synthetic 0.49% 1.0 16 EuropePa,XTFETFS Forward Softs Dow Jones UBSCI-F3SM SOFF LN SOFFT.L ETF Securities Ltd ETC 1L BI,LSE,XTF Agriculture Softs Synthetic 0.49% 0.6 1 EuropeETFS Leveraged Softs Dow Jones UBSCISM LSFT LN LSFT.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Softs Synthetic 0.98% 0.1 1 EuropeS&P GSCI Softs Total Return Source T-ETC SSOFT GR SSOFT.DE Source ETC 1L XTF Agriculture Softs Synthetic 0.49% - 1 EuropeETFS Short Softs Dow Jones UBSCISM SSFT LN SSFT.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Softs Synthetic 0.98% 0.1 0 EuropeTeucrium Soybean Fund SOYB US SOYB.K Teucrium Trading ETV 1L NYX-Ny Agriculture Soybeans Physical 1.40% 0.8 2 USLLCETFS Soybean Oil SOYO LN SOYO.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Agriculture Soybean Oil Synthetic 0.49% 4.1 6 EuropeETFS Leveraged Soybean Oil LSYO LN LSYO.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Soybean Oil Synthetic 0.98% 2.3 1 EuropeETFS Short Soybean Oil SSYO LN SSYO.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Soybean Oil Synthetic 0.98% 0.7 1 EuropeETFS Soybeans SOYB LN SOYB.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Agriculture Soybeans Synthetic 0.49% 11.5 39 EuropePa,XTF,TSESamsung KODEX Soybeans Futures Special Asset ETF 138920 KS 138920.KS Samsung Asset Mg ETF 1L KSE Agriculture Soybeans Synthetic 0.68% 0.3 4 AsiaETFS Leveraged Soybeans LSOB LN LSOB.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Soybeans Synthetic 0.98% 0.5 2 EuropeETFS Short Soybeans SSOB LN SSOB.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Soybeans Synthetic 0.98% 0.8 1 EuropeS&P GSCI Soybeans Total Return Source T-ETC SSOYB GR SSOYB.DE Source ETC 1L SWX,XTF Agriculture Soybeans Synthetic 0.49% - 1 EuropeETFS Sugar SUGA LN SUGA.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Agriculture Sugar Synthetic 0.49% 6.7 28 EuropePa,XTFETFS Short Sugar SSUG LN SSUG.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Sugar Synthetic 0.98% 1.5 11 EuropeETFS Leveraged Sugar LSUG LN LSUG.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Sugar Synthetic 0.98% 2.8 4 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page <strong>10</strong>5ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3Teucrium Sugar Fund CANE US CANE.K Teucrium Trading ETV 1L NYX-Ny Agriculture Sugar Physical 1.40% 0.3 2 USLLCS&P GSCI Sugar Total Return Source T-ETC SSUGAR GR SSUGAR.DE Source ETC 1L SWX,XTF Agriculture Sugar Synthetic 0.49% 0.1 2 EuropeETFS Wheat WEAT LN WEAT.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Agriculture Wheat Synthetic 0.49% 29.1 146 EuropePa,XTF,TSEETFS Leveraged Wheat LWEA LN LWEA.L ETF Securities Ltd ETC 2L BI,LSE,XTF Agriculture Wheat Synthetic 0.98% 26.8 54 EuropeS&P GSCI Wheat Total Return Source T-ETC SWHEAT GR SWHEAT.DE Source ETC 1L SWX,XTF Agriculture Wheat Synthetic 0.49% 0.6 34 EuropeETFS Short Wheat SWEA LN SWEA.L ETF Securities Ltd ETC 1S BI,LSE,XTF Agriculture Wheat Synthetic 0.98% 7.4 4 EuropeTeucrium Wheat Fund WEAT US WEAT.K Teucrium TradingLLCETV 1L NYX-Ny Agriculture Wheat Physical 1.40% 1.2 2 USEnergyETFS Carbon CARB LN CARB.L ETF Securities Ltd ETC 1L LSE Energy Carbon Synthetic 0.49% 0.1 1 EuropeUnited States Oil Fund LP USO US USO United States ETV 1L NYX-Ny Energy Crude Oil Physical 0.45% 7,948.8 1,245 USCommodity FundsPowerShares DB Oil Fund DBO US DBO <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Energy Crude Oil Physical 0.50% 243.8 534 USETFS Crude Oil CRUD LN CRUD.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Energy Crude Oil Synthetic 0.49% 133.7 338 EuropePa,XTF,TSEETFS Brent 1mnth Oil OILB LN OILB.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Energy Crude Oil Synthetic 0.49% <strong>10</strong>3.1 289 EuropePa,XTFProShares Ultra DJ-UBS Crude Oil UCO US UCO ProShares ETV 2L NYX-Ny Energy Crude Oil Physical 0.95% 1,393.6 254 USdb WTI Crude Oil Booster USD Index XCT9 LN XCT9.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Energy Crude Oil Synthetic 0.45% 35.9 218 EuropeUnited States 12 Month Oil Fund LP USL US USL United States ETV 1L NYX-Ny Energy Crude Oil Physical 0.60% 58.5 171 USCommodity Fundsdb ETC Brent Crude Oil Euro Hedged ETC XETC GR XETC.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,SWX,XTF Energy Crude Oil Synthetic 0.45% 49.1 147 EuropeProShares UltraShort DJ-UBS Crude Oil SCO US SCO ProShares ETV 2S NYX-Ny Energy Crude Oil Physical 0.95% 1,169.4 142 USETFS Leveraged Crude Oil LOIL LN LOIL.L ETF Securities Ltd ETC 2L BI,LSE,XTF Energy Crude Oil Synthetic 0.98% 75.5 71 EuropeETFS WTI 2mth Oil OILW LN OILW.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Energy Crude Oil Synthetic 0.49% 19.7 62 EuropePa,XTFWTI Crude Oil Price Linked ETF 1671 JP 1671.OS Simplex Asset ETF 1L OSK Energy Crude Oil Synthetic 0.85% 14.4 60 AsiaManagement Co LtdUBS-IS CMCI Oil ETF (USD) A OILUSA SW OILUSA.S UBS ETF 1L SWX Energy Crude Oil Synthetic 0.45% 11.7 57 EuropeETFS Short Crude Oil SOIL LN SOIL.L ETF Securities Ltd ETC 1S BI,LSE,XTF Energy Crude Oil Synthetic 0.98% 81.4 55 EuropeUnited States Brent Oil Fund BNO US BNO United States ETV 1L NYX-Ny Energy Crude Oil Physical 0.75% 120.1 46 USCommodity FundsS&P GSCI Crude Oil Enhanced Index TR Treasury Bill SEWTI GR SEWTI.DE Source ETC 1L SWX,XTF Energy Crude Oil Synthetic 0.49% 7.8 40 EuropeSecured Source ETCUBS-IS CMCI Oil ETF (EUR) A OILEUA SW OILEUA.S UBS ETF 1L SWX Energy Crude Oil Synthetic 0.45% 1.3 27 EuropeETFS Forward Petroleum Dow Jones UBSCI-F3SM FPET LN FPET.L ETF Securities Ltd ETC 1L BI,LSE,XTF Energy Crude Oil Synthetic 0.49% 2.0 20 EuropeS&P GSCI Brent Crude Official Close Index ETC 9J6Q GR 9J6Q.DE Royal <strong>Bank</strong> of ETC 1L XTF Energy Crude Oil Synthetic 0.35% - 17 EuropeScotland plcRICI Enhanced Brent Crude Oil TR Index ETC 9J6M GR 9J6M.DE Royal <strong>Bank</strong> of ETC 1L XTF Energy Crude Oil Synthetic 0.85% 0.1 16 EuropeScotland plcETFS Brent Oil 1yr OSB1 LN OSB1.L ETF Securities Ltd ETC 1L LSE Energy Crude Oil Synthetic 0.49% 2.0 14 EuropeRICI Enhanced WTI Crude Oil TR Index ETC 9J6N GR 9J6N.DE Royal <strong>Bank</strong> ofScotland plcETC 1L XTF Energy Crude Oil Synthetic 0.85% 0.0 14 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page <strong>10</strong>6 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3S&P GSCI Crude Oil Official Close Index ETC 9J6R GR 9J6R.DE Royal <strong>Bank</strong> of ETC 1L XTF Energy Crude Oil Synthetic 0.35% 0.0 13 EuropeScotland plcETFS Petroleum Dow Jones UBSCI SM AIGO LN AIGO.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Energy Crude Oil Synthetic 0.49% 4.8 12 EuropePa,XTFETFS WTI Oil 2yr OSW2 LN OSW2.L ETF Securities Ltd ETC 1L LSE Energy Crude Oil Synthetic 0.49% 0.1 11 EuropeUnited States Short Oil Fund DNO US DNO United States ETV 1S NYX-Ny Energy Crude Oil Physical 0.60% 7.9 11 USCommodity Fundsdb Brent Crude Oil Booster ETC (EUR) XCTL GY XCTL.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Energy Crude Oil Synthetic 0.45% 0.4 <strong>10</strong> Europedb ETC Monthly Short Brent Crude Oil Euro Hedged XETA GR XETA.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1S BI,XTF Energy Crude Oil Synthetic 0.45% 4.1 9 EuropeETCETFS WTI Oil 3yr OSW3 LN OSW3.L ETF Securities Ltd ETC 1L LSE Energy Crude Oil Synthetic 0.49% 2.1 7 EuropeNEXT FUNDS NOMURA Crude Oil 1699 JP 1699.T Nomura Asset ETF 1L TSE Energy Crude Oil Synthetic 0.50% 1.2 7 AsiaManagementETFS WTI Oil 1yr OSW1 LN OSW1.L ETF Securities Ltd ETC 1L LSE Energy Crude Oil Synthetic 0.49% 0.9 6 EuropeMirae Asset MAPS TIGER WTI Futures ETF 130680 KS 130680.KS Mirae Asset MAPS ETF 1L KSE Energy Crude Oil Synthetic 0.70% 2.5 6 AsiaGlobal InvestmentsTeucrium Crude Oil Fund CRUD US CRUD.K Teucrium Trading ETV 1L NYX-Ny Energy Crude Oil Physical 1.00% 1.1 4 USLLCETFS Brent Oil 3yr OSB3 LN OSB3.L ETF Securities Ltd ETC 1L LSE Energy Crude Oil Synthetic 0.49% 2.1 4 Europedb Monthly Short Brent Crude Oil ETC (EUR) XETK GY XETK.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1S XTF Energy Crude Oil Synthetic 0.45% 0.4 3 EuropeETFS Forward Crude Oil FCRU LN FCRU.L ETF Securities Ltd ETC 1L BI,LSE Energy Crude Oil Synthetic 0.49% 0.3 3 EuropeBetaShares Crude Oil Index ETF (A$ Hedged) OOO AU OOO.AX BetaShares Capital ETF 1L ASX Energy Crude Oil Synthetic 0.69% 0.3 2 AsiaLtddb Monthly Leveraged WTI Crude Oil ETC (EUR) XCTW GY XCTW.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 2L BI,XTF Energy Crude Oil Synthetic 0.45% 3.5 2 Europedb Monthly Leveraged Brent Crude Oil ETC (EUR) XCTM GY XCTM.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 2L BI,XTF Energy Crude Oil Synthetic 0.45% 1.2 1 Europedb Monthly Short WTI Crude Oil ETC (EUR) XETW GY XETW.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1S BI,XTF Energy Crude Oil Synthetic 0.45% 0.2 1 EuropeS&P GSCI Crude Oil Total Return Source T-ETC SWTI GR SWTI.DE Source ETC 1L XTF Energy Crude Oil Synthetic 0.49% 0.0 1 Europedb Brent Crude Oil Booster GBP Hedged ETC XCTO LN XCTO.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Energy Crude Oil Synthetic 0.55% 0.1 1 EuropeETFS Leveraged Petroleum Dow Jones UBSCISM LPET LN LPET.L ETF Securities Ltd ETC 2L BI,LSE,XTF Energy Crude Oil Synthetic 0.98% 1.4 1 EuropeETFS Short Petroleum Dow Jones UBSCISM SPET LN SPTO.L ETF Securities Ltd ETC 1S BI,LSE,XTF Energy Crude Oil Synthetic 0.98% 0.9 1 EuropeETFS Brent Oil 2yr OSB2 LN OSB2.L ETF Securities Ltd ETC 1L LSE Energy Crude Oil Synthetic 0.49% 0.3 1 EuropeS&P GSCI Petroleum Total Return Source T-ETC SPETRO GR SPETRO.DE Source ETC 1L XTF Energy Crude Oil Synthetic 0.49% 0.0 1 EuropeCoba ETC -2x Brent Oil Daily Short X0C4 GY X0C4.DE Commerzbank AG ETC 2S XTF Energy Crude Oil Synthetic 0.60% 0.0 - EuropeCoba ETC -1x Brent Oil Daily Short X0C3 GY X0C3.DE Commerzbank AG ETC 1S XTF Energy Crude Oil Synthetic 0.60% - - EuropeCoba ETC 1x Brent Oil Daily Long X0C1 GY X0C1.DE Commerzbank AG ETC 1L XTF Energy Crude Oil Synthetic 0.40% - - EuropeCoba ETC 2x Brent Oil Daily Long X0C2 GY X0C2.DE Commerzbank AG ETC 2L XTF Energy Crude Oil Synthetic 0.60% 0.0 - EuropeCoba ETC 3x Brent Oil Daily Long X0D1 GY X0D1.DE Commerzbank AG ETC 3L XTF Energy Crude Oil Synthetic 0.75% - - EuropeCoba ETC -4x Brent Oil Daily Short X0D4 GY X0D4.DE Commerzbank AG ETC 4S XTF Energy Crude Oil Synthetic 0.75% - - EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page <strong>10</strong>7ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3Coba ETC -3x Brent Oil Daily Short X0D3 GY X0D3.DE Commerzbank AG ETC 3S XTF Energy Crude Oil Synthetic 0.75% - - EuropeCoba ETC 4x Brent Oil Daily Long X0D2 GY X0D2.DE Commerzbank AG ETC 4L XTF Energy Crude Oil Synthetic 0.75% - - Europedb Strom ETC XPOW GY XPOW.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L XTF Energy Electricity Synthetic 0.45% 0.0 1 EuropeUnited States Gasoline Fund UGA US UGA United States ETV 1L NYX-Ny Energy Gasoline Physical 0.60% 46.3 84 USCommodity FundsETFS Gasoline UGAS LN UGAS.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Energy Gasoline Synthetic 0.49% 3.6 20 EuropePa,XTF,TSEETFS Leveraged Gasoline LGAS LN LGAS.L ETF Securities Ltd ETC 2L BI,LSE,XTF Energy Gasoline Synthetic 0.98% 0.9 2 EuropeETFS Short Gasoline SGAS LN SGAS.L ETF Securities Ltd ETC 1S BI,LSE,XTF Energy Gasoline Synthetic 0.98% 0.4 1 EuropeETFS Heating Oil HEAT LN HEAT.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Energy Heating Oil Synthetic 0.49% 1.3 18 EuropeUnited States Heating Oil Fund LP UHN US UHN United States ETV 1L NYX-Ny Energy Heating Oil Physical 0.60% 3.7 <strong>10</strong> USCommodity FundsETFS Leveraged Heating Oil LHEO LN LHEA.L ETF Securities Ltd ETC 2L BI,LSE,XTF Energy Heating Oil Synthetic 0.98% 0.1 1 EuropeETFS Short Heating Oil SHEA LN SHEA.L ETF Securities Ltd ETC 1S BI,LSE,XTF Energy Heating Oil Synthetic 0.98% 0.0 0 EuropeETFS Forward Heating Oil HEAF LN HEAF.L ETF Securities Ltd ETC 1L BI,LSE Energy Heating Oil Synthetic 0.49% 0.0 0 EuropeUnited States Natural Gas Fund LP UNG US UNG United States ETV 1L NYX-Ny Energy Natural Gas Physical 1.11% 3,219.5 847 USCommodity FundsETFS Natural Gas NGAS LN NGAS.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Energy Natural Gas Synthetic 0.49% 49.8 223 EuropePa,XTF,TSEETFS Leveraged Natural Gas LNGA LN LNGA.L ETF Securities Ltd ETC 2L BI,LSE,XTF Energy Natural Gas Synthetic 0.98% 148.8 121 EuropeUnited States 12 Month Natural Gas Fund UNL US UNL United States ETV 1L NYX-Ny Energy Natural Gas Physical 0.75% 15.0 19 USCommodity FundsProShares UltraShort DJ-UBS Natural Gas KOLD US KOLD.K ProShares ETV 2S NYX-Ny Energy Natural Gas Physical 0.95% 77.7 14 USProShares Ultra DJ-UBS Natural Gas BOIL US BOIL.K ProShares ETV 2L NYX-Ny Energy Natural Gas Physical 0.95% 83.7 11 USETFS Short Natural Gas SNGA LN SNGA.L ETF Securities Ltd ETC 1S BI,LSE,XTF Energy Natural Gas Synthetic 0.98% 40.6 7 EuropeETFS Forward Natural Gas NGAF LN NGAF.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Energy Natural Gas Synthetic 0.49% 1.4 6 EuropeRICI Enhanced Natural Gas TR Index 9J6P GR 9J6P.DE Royal <strong>Bank</strong> of ETC 1L XTF Energy Natural Gas Synthetic 0.85% 0.0 4 EuropeScotland plcS&P GSCI Natural Gas Official Close Index ETC 9J6S GR 9J6S.DE Royal <strong>Bank</strong> of ETC 1L XTF Energy Natural Gas Synthetic 0.35% 0.0 4 EuropeScotland plcdb Natural Gas Booster Euro Hedged ETC XCTK GR XCTK.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Energy Natural Gas Synthetic 0.45% 0.5 2 Europedb Monthly Short Natural Gas ETC (EUR) XETN GY XETN.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1S BI,XTF Energy Natural Gas Synthetic 0.45% 0.6 2 EuropeTeucrium Natural Gas Fund NAGS US NAGS.K Teucrium Trading ETV 1L NYX-Ny Energy Natural Gas Physical 1.00% 0.9 1 USLLCdb Natural Gas Booster ETC XCT2 LN XCT2.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Energy Natural Gas Synthetic 0.45% 0.1 1 EuropeS&P GSCI Natural Gas Total Return Source T-ETC SNGAS GR SNGAS.DE Source ETC 1L SWX,XTF Energy Natural Gas Synthetic 0.49% 0.1 1 Europedb Monthly Leveraged Natural Gas ETC (EUR) XCTN GY XCTN.MI <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 2L BI,XTF Energy Natural Gas Synthetic 0.45% 0.1 1 EuropeCoba ETC -1x Natural Gas Daily Short X0C7 GY X0C7.DE Commerzbank AG ETC 1S XTF Energy Natural Gas Synthetic 0.60% - - EuropeCoba ETC 2x Natural Gas Daily Long X0C6 GY X0C6.DE Commerzbank AG ETC 2L XTF Energy Natural Gas Synthetic 0.60% 0.0 - EuropeCoba ETC 1x Natural Gas Daily Long X0C5 GY X0C5.DE Commerzbank AG ETC 1L XTF Energy Natural Gas Synthetic 0.40% - - EuropeCoba ETC -2x Natural Gas Daily Short X0C8 GY X0C8.DE Commerzbank AG ETC 2S XTF Energy Natural Gas Synthetic 0.60% - - EuropeCoba ETC -3x Natural Gas Daily Short X0D7 GY X0D7.DE Commerzbank AG ETC 3S XTF Energy Natural Gas Synthetic 0.75% - - EuropeCoba ETC 4x Natural Gas Daily Long X0D6 GY X0D6.DE Commerzbank AG ETC 4L XTF Energy Natural Gas Synthetic 0.75% - - EuropeCoba ETC 3x Natural Gas Daily Long X0D5 GY X0D5.DE Commerzbank AG ETC 3L XTF Energy Natural Gas Synthetic 0.75% - - EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page <strong>10</strong>8 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3Coba ETC -4x Natural Gas Daily Short X0D8 GY X0D8.DE Commerzbank AG ETC 4S XTF Energy Natural Gas Synthetic 0.75% - - EuropeETFS Energy Dow Jones UBSCI SM AIGE LN AIGE.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Energy Overall Synthetic 0.49% 16.5 187 EuropePa,XTF,TSEPowerShares DB Energy Fund DBE US DBE <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Energy Overall Physical 0.75% 93.3 181 USETFS Forward Energy Dow Jones UBSCI-F3SM ENEF LN ENEF.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Energy Overall Synthetic 0.49% 19.4 37 EuropeiShares S&P GSCI Dynamic Roll Energy Swap SDRE LN SDRE.L BlackRock ETF 1L LSE Energy Overall Synthetic 0.45% 0.2 15 Europedb Energy Booster Euro Hedged ETC XCTH GR XCTH.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Energy Overall Synthetic 0.45% 0.0 9 EuropeS&P GSCI Energy Total Return Source T-ETC SENERGY GR SENERGY.DE Source ETC 1L SWX,XTF Energy Overall Synthetic 0.49% 0.7 9 Europedb Energy Booster ETC XCT8 LN XCT8.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Energy Overall Synthetic 0.45% 0.3 5 EuropeETFS Short Energy Dow Jones UBSCISM SNRG LN SNRG.L ETF Securities Ltd ETC 1S BI,LSE,XTF Energy Overall Synthetic 0.98% 6.5 1 Europedb S&P GSCI Energy ETC XET8 LN XET8.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Energy Overall Synthetic 0.45% - 1 EuropeETFS Leveraged Energy Dow Jones UBSCISM LNRG LN LNRG.L ETF Securities Ltd ETC 2L BI,LSE,XTF Energy Overall Synthetic 0.98% 1.4 1 Europedb Uranium ETC XURA LN XURA.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Energy Uranium Physical 3.60% 0.1 <strong>10</strong> EuropeIndustrial MetalsETFS Aluminium ALUM LN ALMN.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Industrial Metals Aluminium Synthetic 0.49% 4.6 46 EuropePa,XTF,TSEETFS Physical Aluminium PHAL LN PHALA.L ETF Securities Ltd ETC 1L LSE Industrial Metals Aluminium Physical 0.69% 0.1 4 EuropeETFS Leveraged Aluminium LALU LN LALU.L ETF Securities Ltd ETC 2L BI,LSE,XTF Industrial Metals Aluminium Synthetic 0.98% 2.1 4 EuropeETFS Short Aluminium SALU LN SALUM.L ETF Securities Ltd ETC 1S BI,LSE,XTF Industrial Metals Aluminium Synthetic 0.98% 0.8 3 EuropeS&P GSCI Aluminum Source Treasury Bill Secured SALUMI GR SALUMI.DE Source ETC 1L XTF Industrial Metals Aluminium Synthetic 0.49% 0.0 1 EuropeSource ETC (T-ETC)ETFS Copper COPA LN COPA.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Industrial Metals Copper Synthetic 0.49% 85.1 231 EuropePa,XTF,TSEETFS Short Copper SCOP LN SCPR.L ETF Securities Ltd ETC 1S BI,LSE,XTF Industrial Metals Copper Synthetic 0.98% 44.1 <strong>10</strong>6 EuropeETFS Leveraged Copper LCOP LN LCOP.L ETF Securities Ltd ETC 2L BI,LSE,XTF Industrial Metals Copper Synthetic 0.98% 22.9 20 EuropeETFS Physical Copper PHCU LN PHCU.L ETF Securities Ltd ETC 1L LSE,XTF Industrial Metals Copper Physical 0.81% 1.8 17 EuropeSamsung KODEX Copper Futures Special Asset ETF 1389<strong>10</strong> KS 1389<strong>10</strong>.KS Samsung Asset Mg ETF 1L KSE Industrial Metals Copper Synthetic 0.68% 0.5 5 AsiaS&P GSCI Copper Source Treasury Bill Secured SCOPP GR SCOPP.DE Source ETC 1L SWX,XTF Industrial Metals Copper Synthetic 0.49% 0.1 4 EuropeSource ETC (T-ETC)United States Copper Index Fund CPER US CPER.K United States ETV 1L NYX-Ny Industrial Metals Copper Physical 0.95% 1.0 3 USCommodity Fundsdb Physical Copper ETC XCO1 LN XCO1.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Industrial Metals Copper Physical 0.75% 0.5 0 EuropeCoba ETC -4x Copper Daily Short X0DG GY X0DG.DE Commerzbank AG ETC 4S XTF Industrial Metals Copper Synthetic 0.75% - - EuropeCoba ETC 4x Copper Daily Long X0DC GY X0DC.DE Commerzbank AG ETC 4L XTF Industrial Metals Copper Synthetic 0.75% - - EuropeCoba ETC -1x Copper Daily Short X0DD GY X0DD.DE Commerzbank AG ETC 1S XTF Industrial Metals Copper Synthetic 0.60% - - EuropeCoba ETC -2x Copper Daily Short X0DE GY X0DE.DE Commerzbank AG ETC 2S XTF Industrial Metals Copper Synthetic 0.60% - - EuropeCoba ETC -3x Copper Daily Short X0DF GY X0DF.DE Commerzbank AG ETC 3S XTF Industrial Metals Copper Synthetic 0.75% - - EuropeCoba ETC 1x Copper Daily Long X0D9 GY X0D9.DE Commerzbank AG ETC 1L XTF Industrial Metals Copper Synthetic 0.40% - - EuropeCoba ETC 2x Copper Daily Long X0DA GY X0DA.DE Commerzbank AG ETC 2L XTF Industrial Metals Copper Synthetic 0.60% - - EuropeCoba ETC 3x Copper Daily Long X0DB GY X0DB.DE Commerzbank AG ETC 3L XTF Industrial Metals Copper Synthetic 0.75% - - EuropeETFS Leveraged Lead LLEA LN LLEA.L ETF Securities Ltd ETC 2L BI,LSE,XTF Industrial Metals Lead Synthetic 0.98% 1.7 2 EuropeETFS Lead LEED LN LEED.L ETF Securities Ltd ETC 1L BI,LSE Industrial Metals Lead Synthetic 0.49% 0.0 1 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page <strong>10</strong>9ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3ETFS Short Lead SLEA LN SLEA.L ETF Securities Ltd ETC 1S BI,LSE,XTF Industrial Metals Lead Synthetic 0.98% 0.3 1 EuropeETFS Physical Lead PHPB LN PHPB.L ETF Securities Ltd ETC 1L LSE Industrial Metals Lead Physical 0.69% 0.1 1 EuropeETFS Nickel NICK LN NICK.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Industrial Metals Nickel Synthetic 0.49% 7.2 50 EuropePa,XTF,TSEETFS Leveraged Nickel LNIK LN LNIK.L ETF Securities Ltd ETC 2L BI,LSE,XTF Industrial Metals Nickel Synthetic 0.98% 3.4 4 EuropeETFS Physical Nickel PHNI LN PHNI.L ETF Securities Ltd ETC 1L LSE Industrial Metals Nickel Physical 0.81% 0.0 2 EuropeETFS Short Nickel SNIK LN SNIK.L ETF Securities Ltd ETC 1S BI,LSE,XTF Industrial Metals Nickel Synthetic 0.98% 0.5 1 EuropeS&P GSCI Nickel Source Treasury Bill Secured Source SNICKL GR SNICKL.DE Source ETC 1L XTF Industrial Metals Nickel Synthetic 0.49% - 0 EuropeETC (T-ETC)db Physical Nickel ETC XNI1 LN XNI1.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Industrial Metals Nickel Physical 0.75% - 0 EuropePowerShares DB Base Metals Fund DBB US DBB <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Industrial Metals Overall Physical 0.75% 92.6 375 USETFS Industrial Metals Dow Jones UBSCI SM AIGI LN AIGI.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Industrial Metals Overall Synthetic 0.49% 15.0 200 EuropePa,XTF,TSEMarket Access RICI-Metals Index Fund M9SC GR MRMI.DE Royal <strong>Bank</strong> of ETF 1L ATX,BI,LSE,NYX -Industrial Metals Overall Synthetic 0.85% 12.0 125 EuropeScotland plcAm,SWX,XTFAmundi ETF Commodities S&P GSCI Metals CME FP CME.PA Amundi ETF 1L BI,NYX - Pa,SWX,XTF Industrial Metals Overall Synthetic 0.30% 15.2 60 EuropeETFS Forward Industrial Metals Dow Jones UBSCI- FIND LN FINDE.L ETF Securities Ltd ETC 1L BI,LSE,XTF Industrial Metals Overall Synthetic 0.49% 20.7 39 EuropeF3SMETFS Short Industrial Metals Dow Jones UBSCISM SIMT LN SIME.L ETF Securities Ltd ETC 1S BI,LSE,XTF Industrial Metals Overall Synthetic 0.98% 2.4 35 Europedb Industrial Metals Booster Euro Hedged ETC XCTG GR XCTG.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Industrial Metals Overall Synthetic 0.45% 1.6 18 EuropeiShares S&P GSCI Dynamic Roll Industrial Metals SDRM LN SDRM.L BlackRock ETF 1L LSE Industrial Metals Overall Synthetic 0.45% - 17 EuropeSwapLyxor ETF S&P GSCI Industrial Metals 3M Forward METL LN LYMETL.L Lyxor ETF 1L LSE,XTF Industrial Metals Overall Synthetic 0.35% 0.5 12 EuropeS&P GSCI Industrial Metals Total Return Source T-ETC SIMETL GR SIMETL.DE Source ETC 1L SWX,XTF Industrial Metals Overall Synthetic 0.49% 0.7 <strong>10</strong> Europedb S&P GSCI Industrial Metals ETC XET7 LN XET7.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Industrial Metals Overall Synthetic 0.45% 0.4 7 EuropeRICI Enhanced Industrial Metals Index ETC 9J6K GR 9J6K.DE Royal <strong>Bank</strong> of ETC 1L XTF Industrial Metals Overall Synthetic 0.85% 0.0 6 EuropeScotland plcdb ETC Industrial Metals Euro Hedged ETC XETD GR XETD.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L XTF Industrial Metals Overall Synthetic 0.45% 0.3 6 EuropeMirae Asset MAPS Tiger Metal Futures ETF 1393<strong>10</strong> KS 1393<strong>10</strong>.KS Mirae Asset MAPS ETF 1L KSE Industrial Metals Overall Synthetic 0.70% 0.2 4 AsiaGlobal InvestmentsLyxor ETF S&P GSCI Inverse Industrial Metals 1M METS LN LYMETS.L Lyxor ETF 1S LSE,XTF Industrial Metals Overall Synthetic 0.40% - 4 EuropeForwarddb Industrial Metals Booster ETC XCT7 LN XCT7.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Industrial Metals Overall Synthetic 0.45% 0.1 3 EuropeETFS Leveraged Industrial Metal Dow Jones LIME LN LIME.L ETF Securities Ltd ETC 2L BI,LSE,XTF Industrial Metals Overall Synthetic 0.98% 1.5 2 EuropeUBSCISMETFS Physical Tin PHSN LN PHSN.L ETF Securities Ltd ETC 1L LSE Industrial Metals Tin Physical 0.81% 0.2 4 EuropeETFS Leveraged Tin LTIM LN LTIM.L ETF Securities Ltd ETC 2L BI,LSE,XTF Industrial Metals Tin Synthetic 0.98% 1.0 1 EuropeETFS Tin TINM LN TINM.L ETF Securities Ltd ETC 1L BI,LSE Industrial Metals Tin Synthetic 0.49% 0.2 1 EuropeETFS Short Tin STIM LN STIM.L ETF Securities Ltd ETC 1S BI,LSE,XTF Industrial Metals Tin Synthetic 0.98% 0.2 1 Europedb Physical Tin ETC XTI1 LN XTI1.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Industrial Metals Tin Physical 0.75% - 0 EuropeETFS Zinc ZINC LN ZINC.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX -Pa,XTFIndustrial Metals Zinc Synthetic 0.49% 14.0 29 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 1<strong>10</strong> <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3ETFS Short Zinc SZIC LN SZIC.L ETF Securities Ltd ETC 1S BI,LSE,XTF Industrial Metals Zinc Synthetic 0.98% 0.2 3 EuropeETFS Leveraged Zinc LZIC LN LZIC.L ETF Securities Ltd ETC 2L BI,LSE,XTF Industrial Metals Zinc Synthetic 0.98% 1.9 2 EuropeS&P GSCI Zinc Source Treasury Bill Secured Source SZINC GR SZINC.DE Source ETC 1L XTF Industrial Metals Zinc Synthetic 0.49% - 0 EuropeETC (T-ETC)ETFS Physical Zinc PHZN LN PHZN.L ETF Securities Ltd ETC 1L LSE Industrial Metals Zinc Physical 0.69% 0.0 0 EuropeLivestockETFS Live Cattle CATL LN CATL.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Livestock Cattle Synthetic 0.49% 4.5 <strong>10</strong> EuropeETFS Short Live Cattle SLCT LN SCAT.L ETF Securities Ltd ETC 1S BI,LSE,XTF Livestock Cattle Synthetic 0.98% 0.1 1 EuropeETFS Leveraged Live Cattle LLCT LN LLCT.L ETF Securities Ltd ETC 2L BI,LSE,XTF Livestock Cattle Synthetic 0.98% 0.4 1 EuropeETFS Forward Live Cattle CATF LN CATF.L ETF Securities Ltd ETC 1L LSE Livestock Cattle Synthetic 0.49% 0.0 1 EuropeETFS Lean Hogs HOGS LN HOGS.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Livestock Lean Hogs Synthetic 0.49% 6.9 17 EuropeETFS Leveraged Lean Hogs LLHO LN LLHO.L ETF Securities Ltd ETC 2L BI,LSE,XTF Livestock Lean Hogs Synthetic 0.98% 0.1 1 EuropeETFS Short Lean Hogs SLHO LN SLHO.L ETF Securities Ltd ETC 1S BI,LSE,XTF Livestock Lean Hogs Synthetic 0.98% 0.4 1 EuropeETFS Forward Lean Hogs HOGF LN HOGF.L ETF Securities Ltd ETC 1L BI,LSE Livestock Lean Hogs Synthetic 0.49% 0.0 1 EuropeETFS Livestock DJ_UBSCI SM AIGL LN AIGL.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Livestock Overall Synthetic 0.49% 5.7 42 EuropePa,XTFETFS Forward Livestock Dow Jones UBSCI-F3SM FLIV LN FLIV.L ETF Securities Ltd ETC 1L BI,LSE,XTF Livestock Overall Synthetic 0.49% 0.4 1 EuropeETFS Short Livestock Dow Jones UBSCISM SLST LN SLST.L ETF Securities Ltd ETC 1S BI,LSE,XTF Livestock Overall Synthetic 0.98% 0.0 1 EuropeETFS Leveraged Livestock Dow Jones UBSCISM LLST LN LLST.L ETF Securities Ltd ETC 2L BI,LSE,XTF Livestock Overall Synthetic 0.98% 0.1 1 EuropeS&P GSCI Livestock Total Return Source T-ETC SLIVE GR SLIVE.DE Source ETC 1L XTF Livestock Overall Synthetic 0.49% - 1 EuropePrecious MetalsSPDR Gold Shares GLD US GLD State Street GA ETV 1L SGX,HKE,TSE,NYX-Ny Precious Metals Gold Physical 0.40% 36,273.4 71,246 USZKB Gold ETF ZGLD SW ZGLD.S ZuercherETF 1L SWX Precious Metals Gold Physical 0.40% 1,085.9 12,573 EuropeKantonalbankiShares COMEX Gold Trust IAU US IAU BlackRock ETV 1L NYX-Ny Precious Metals Gold Physical 0.25% 2,040.6 9,920 USETFS Physical Gold PHAU LN PHAU.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Precious Metals Gold Physical 0.39% 950.6 7,739 EuropePa,XTF,TSEGold Bullion Securities GBS LN GBSx.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Pa,XTF Precious Metals Gold Physical 0.40% 582.0 6,683 EuropeJulius Baer Physical Gold Fund - A (USD listing) JBGOUA SW JBGOUA.S Julius Baer Inv ETF 1L SWX Precious Metals Gold Physical 0.40% 509.9 6,055 EuropeXETRA-Gold XAUEUR 4GLD.DE <strong>Deutsche</strong> Borse ETC 1L XTF Precious Metals Gold Synthetic 0.36% 236.8 2,802 EuropeCommodities GmbHSource Physical Gold ETC (P-ETC) SGLD LN SGLD.L Source ETC 1L LSE,SWX Precious Metals Gold Physical 0.29% 632.3 2,294 EuropeETFS Physical Swiss Gold Shares SGOL US SGOL.P ETF Securities Ltd ETV 1L NYX-Ny Precious Metals Gold Physical 0.39% 83.2 1,875 USCS ETF II (CH) on Gold CSGOLD SW CSGOLD.S Credit Suisse AM ETF 1L SWX Precious Metals Gold Physical 0.33% 135.9 1,389 Europedb Physical Gold Euro Hedged ETC XAD1 GR XAD1.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,SWX,XTF Precious Metals Gold Physical 0.59% 169.7 1,152 EuropeUBS-IS Gold ETF (USD) A AUUSA SW AUUSA.S UBS ETF 1L SWX Precious Metals Gold Physical 0.35% 63.2 857 EuropeUBS-IS Gold (CHF) Hedged ETF A AUCHAH SW AUCHAH.S UBS ETF 1L SWX Precious Metals Gold Physical 0.35% 74.4 807 EuropeGold Bullion Securities GOLD AU GOLD.AX ETF Securities Ltd ETC 1L ASX Precious Metals Gold Physical 0.40% 45.2 683 AsiaCS ETF II (CH) on Gold - Hedged CHF CSGLDC SW CSGLDC.S Credit Suisse AM ETF 1L SWX Precious Metals Gold Physical 0.42% 70.5 630 EuropeGold BeES GBEES IN GBES.NS Benchmark Asset ETF 1L NSE Precious Metals Gold Physical 1.00% <strong>10</strong>0.2 6<strong>10</strong> AsiaManagementReliance Gold Exchange Traded Fund REGOLD IN RELE.NS Reliance CapitalAsset ManagementETF 1L NSE Precious Metals Gold Physical 1.50% 8.0 522 AsiaSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 111ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3db Physical Gold ETC (EUR) XAD5 GR XAD5.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Precious Metals Gold Physical 0.29% 47.5 452 EuropePowerShares DB Gold Fund DGL US DGL <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Precious Metals Gold Physical 0.79% 227.1 411 USProShares Ultra Gold UGL US UGL ProShares ETV 2L NYX-Ny Precious Metals Gold Physical 0.95% 573.6 391 USiShares Physical Gold ETC SGLN LN SGLN.L Blackrock ETC 1L LSE Precious Metals Gold Physical 0.25% 43.1 373 EuropeETFS Physical Swiss Gold SGBS LN SGBS.L ETF Securities Ltd ETC 1L LSE,XTF Precious Metals Gold Physical 0.39% 9.1 353 EuropeJapan Physical Gold ETF 1540 JP 1540.T Mitsubishi UFJ Trust ETF 1L TSE Precious Metals Gold Physical 0.40% 48.6 338 Asiaand <strong>Bank</strong>ingCS ETF II (CH) on Gold - Hedged EUR CSGLDE SW CSGLDE.S Credit Suisse AM ETF 1L SWX Precious Metals Gold Physical 0.43% 46.2 302 EuropeMarket Access Amex Gold BUGS Index Fund M9SD GR MAGB.DE Royal <strong>Bank</strong> ofScotland plcETF 1L ATX,BI,LSE,NYX -Am,SWX,XTFAUM$MM 4PrimaryListingRegionPrecious Metals Gold Synthetic 0.70% 37.3 270 EuropeUBS-IS Gold (EUR) Hedged ETF A AUEUAH SW AUEUAH.S UBS ETF 1L SWX Precious Metals Gold Physical 0.35% 35.1 264 Europedb Physical Gold ETC XGLD LN XGLD.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Precious Metals Gold Physical 0.29% 14.6 194 EuropeETFS Gold BULL LN BULL.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Precious Metals Gold Synthetic 0.49% 64.0 182 EuropePa,XTFGold-Price-Linked ETF 1328 JP 1328.OS Nomura Asset ETF 1L OSK Precious Metals Gold Physical 0.50% 18.4 174 AsiaManagementUTI Gold Exchange Traded Fund UTIGOL IN UTGF.NS UTI AssetETF 1L NSE Precious Metals Gold Physical 1.00% 4.9 163 AsiaManagementHDFC Gold Exchange-Traded Fund HDFGOLD IN HDGO.NS HDFC Asset ETF 1L NSE Precious Metals Gold Physical 2.50% 2.9 155 AsiaManagement Co LtdValue Gold ETF 3081 HK 3081.HK Sensible Asset ETF 1L HKE Precious Metals Gold Physical 0.35% 9.0 150 AsiaManagement HongProShares UltraShort Gold GLL US GLL ProShares ETV 2S NYX-Ny Precious Metals Gold Physical 0.95% 237.4 136 USETFS Leveraged Gold LBUL LN LBUL.L ETF Securities Ltd ETC 2L BI,LSE,XTF Precious Metals Gold Synthetic 0.98% 75.3 132 EuropeKotak Gold ETF KOGOLD IN KTGF.NS Kotak Mahindra ETF 1L NSE Precious Metals Gold Physical 1.00% 9.4 <strong>10</strong>2 AsiaAsset ManETFS Asian Gold Trust AGOL US AGOL.K ETF Securities Ltd ETV 1L NYX-Ny Precious Metals Gold Physical 0.39% 0.6 78 USSBI Gold Exchange Traded Scheme SGETS IN SBIG.NS SBI FundsETF 1L NSE Precious Metals Gold Physical 1.30% 5.6 47 AsiaManagementRBS Physical Gold ETC - Series 1 XOB1 GR XOB1.DE Royal <strong>Bank</strong> of ETC 1L XTF Precious Metals Gold Physical 0.29% 0.4 46 EuropeScotland plcSamsung KODEX Gold Futures Special Asset ETF 132030 KS 132030.KS Samsung Asset Mg ETF 1L KSE Precious Metals Gold Synthetic 0.68% 6.0 39 AsiaETFS Short Gold SBUL LN SBUL.L ETF Securities Ltd ETC 1S BI,LSE,XTF Precious Metals Gold Synthetic 0.98% 12.7 38 EuropeBetaShares Gold Bullion ETF (A$ Hedged) QAU AU QAU.AX BetaShares Capital ETF 1L ASX Precious Metals Gold Physical 0.59% 3.5 37 AsiaLtdKTAM Gold ETF Tracker GLD TB GLD.BK Krung Thai Asset ETF 1L SET Precious Metals Gold Synthetic 0.46% 5.6 32 AsiaManagementK Gold ETF KG965 TB KG965.BK Kasikorn Asset ETF 1L SET Precious Metals Gold Physical 1.59% 8.8 30 AsiaManagementRaiffeisen ETF - Solid Gold A-Klasse RGLDS SW RGLDS.S Raiffeisen Schweiz ETF 1L SWX Precious Metals Gold Physical 0.40% 57.2 28 EuropeGenossenschaftBualuang CHAY Gold ETF BCHAY TB BCHAY.BK BBL AssetETF 1L SET Precious Metals Gold Physical 1.45% 7.2 27 AsiaManagement CoICICI Prudential Gold Exchange Traded Fund ICPGOLD IN IPEG.NS Prudential ICICIAsset ManETF 1L NSE Precious Metals Gold Physical 2.50% 0.4 27 AsiaSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 112 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3S&P GSCI Gold Total Return Source T-ETC SGOLD GR SGOLD.DE Source ETC 1L XTF Precious Metals Gold Synthetic 0.49% 2.2 26 EuropeIDBI Gold ETF IDBIGLD IN IDBE.NS IDBI AssetETF 1L NSE Precious Metals Gold Physical 1.50% 0.4 21 AsiaManagementUTI Gold ETF AXGOLD IN AXGF.NS UTI AssetETF 1L NSE Precious Metals Gold Physical 0.90% 0.4 19 AsiaManagementRBS Physical Gold ETC - Series 2 XOB2 GR DEA1ESY6.DE Royal <strong>Bank</strong> of ETC 1L BI,XTF Precious Metals Gold Physical 0.28% 0.4 18 EuropeScotland plcBirla Sun Life Gold ETF BSLGOLD IN BILA.NS Birla Sun Life Asset ETF 1L NSE Precious Metals Gold Physical 1.50% 0.1 13 AsiaManagement Codb Physical Gold GBP Hedged ETC XGLS LN XGLS.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Precious Metals Gold Physical 0.69% 0.2 12 EuropeRaiffeisen ETF - Solid Gold Ounces A-Klasse CHF RGLDO SW RGLDO.S Raiffeisen Schweiz ETF 1L SWX Precious Metals Gold Physical 0.40% 18.2 12 EuropeGenossenschaftReligare Gold ETF REGGOLD IN RMFF.NS Religare Mutual Fund ETF 1L NSE Precious Metals Gold Physical 2.50% 0.2 9 AsiaQuantum Gold Fund QTGOLD IN QTGF.NS Quantum Asset ETF 1L NSE Precious Metals Gold Physical 1.25% 0.4 8 AsiaManagementThaiDEX Gold ETF GOLD99 TB GOLD99.BK One AssetETF 1L SET Precious Metals Gold Physical 1.21% 2.6 7 AsiaManagement LtdMizuho Gold ETF 1683 JP 1683.OS Mizuho Asset ETF 1L OSK Precious Metals Gold Synthetic 0.47% 0.5 5 AsiaManagement Co Ltddb Physical Gold SGD Hedged ETC XGLI LN XGLI.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Precious Metals Gold Physical 0.29% 0.1 3 Europedb ETC Monthly Short Gold Euro Hedged ETC XETB GR XETB.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1S BI,XTF Precious Metals Gold Synthetic 0.45% 1.0 3 Europedb Monthly Leveraged Gold ETC (EUR) XCTR GY XCTR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 2L BI,XTF Precious Metals Gold Synthetic 0.45% 0.5 1 Europedb Monthly Short Gold ETC (EUR) XETG GY XETG.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1S XTF Precious Metals Gold Synthetic 0.45% 0.1 1 EuropeCoba ETC 1x Gold Daily Long X001 GY GC1XL.DE Commerzbank AG ETC 1L XTF Precious Metals Gold Synthetic 0.20% - - EuropeCoba ETC 2x Gold Daily Long X002 GY GC2XL.DE Commerzbank AG ETC 2L XTF Precious Metals Gold Synthetic 0.50% - - EuropeCoba ETC -1x Gold Daily Short X003 GY GC1XS.DE Commerzbank AG ETC 1S XTF Precious Metals Gold Synthetic 0.20% - - EuropeCoba ETC -2x Gold Daily Short X004 GY GC2XS.DE Commerzbank AG ETC 2S XTF Precious Metals Gold Synthetic 0.50% - - EuropeCoba ETC 4x Gold Daily Long X0CJ GY X0CJ.DE Commerzbank AG ETC 4L XTF Precious Metals Gold Synthetic 0.75% - - EuropeCoba ETC -3x Gold Daily Short X0CK GY X0CK.DE Commerzbank AG ETC 3S XTF Precious Metals Gold Synthetic 0.75% - - EuropeCoba ETC -4x Gold Daily Short X0CL GY X0CL.DE Commerzbank AG ETC 4S XTF Precious Metals Gold Synthetic 0.75% - - EuropeCoba ETC 3x Gold Daily Long X0CI GY X0CI.DE Commerzbank AG ETC 3L XTF Precious Metals Gold Synthetic 0.75% - - EuropePowerShares DB Precious Metals Fund DBP US DBP <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Precious Metals Overall Physical 0.75% 136.1 450 USETFS Physical PM Basket PHPM LN PHPM.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Precious Metals Overall Physical 0.43% 18.4 303 EuropePa,XTF,TSEETFS Physical Precious Metal Basket Shares GLTR US GLTR.P ETF Securities Ltd ETV 1L NYX-Ny Precious Metals Overall Physical 0.60% 5.0 203 USETFS Precious Metals Dow Jones UBSCI SM AIGP LN AIGP.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Precious Metals Overall Synthetic 0.49% 18.4 171 EuropePa,XTFETFS White Metals Basket Trust WITE US WITE.K ETF Securities Ltd ETV 1L NYX-Ny Precious Metals Overall Physical 0.60% 4.6 47 USS&P GSCI Precious Metals Total Return Source T-ETC SPMETL GR SPMETL.DE Source ETC 1L SWX,XTF Precious Metals Overall Synthetic 0.49% 0.9 19 EuropeETFS Leveraged Precious Metals Dow Jones LPMT LN LPMT.L ETF Securities Ltd ETC 2L BI,LSE,XTF Precious Metals Overall Synthetic 0.98% 2.3 11 EuropeUBSCISMETFS Physical PM Basket/Australia ETPMPM AU ETPMPM.AX ETF Securities Ltd ETC 1L ASX Precious Metals Overall Physical 0.44% 0.0 7 AsiaSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 113ETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3Mirae Asset MAPS Tiger Precious Metal Futures ETF 139320 KS 139320.KS Mirae Asset MAPS ETF 1L KSE Precious Metals Overall Synthetic 0.70% 0.4 6 AsiaGlobal InvestmentsETFS Short Precious Metals Dow Jones UBSCISM SPMT LN SPMT.L ETF Securities Ltd ETC 1S BI,LSE,XTF Precious Metals Overall Synthetic 0.98% 0.1 0 EuropeETFS Physical Palladium Shares PALL US PALL.P ETF Securities Ltd ETV 1L NYX-Ny Precious Metals Palladium Physical 0.60% 30.0 448 USETFS Physical Palladium PHPD LN PHPD.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Precious Metals Palladium Physical 0.49% 36.7 288 EuropePa,XTF,TSEZKB Palladium ETF ZPAL SW ZPAL.S ZuercherETF 1L SWX Precious Metals Palladium Physical 0.50% 16.6 264 EuropeKantonalbankJB Physical Palladium-A USD JBPAUA SW JBPAUA.S Julius Baer Inv ETF 1L SWX Precious Metals Palladium Physical 0.50% 3.5 85 EuropeSource Physical Palladium P-ETC SPAL LN SPAL.L Source ETC 1L LSE Precious Metals Palladium Physical 0.39% 11.7 65 Europedb Physical Palladium Euro Hedged ETC XAD4 GR XAD4.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Precious Metals Palladium Physical 0.45% 0.3 13 EuropeUBS Index Solutions -Palladium ETF A PLCHA SW PLCHA.S UBS ETF 1L SWX Precious Metals Palladium Physical 0.50% 0.5 13 Europedb Physical Palladium ETC XPAL LN XPAL.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Precious Metals Palladium Physical 0.45% 0.3 9 EuropeJapan Physical Palladium ETF 1543 JP 1543.T Mitsubishi UFJ Trust ETF 1L TSE Precious Metals Palladium Physical 0.59% 1.0 8 Asiaand <strong>Bank</strong>ingiShares Physical Palladium ETC SPDM LN SPDM.L Blackrock ETC 1L LSE Precious Metals Palladium Physical 0.40% 2.8 4 EuropeETFS Physical Palladium/Australia ETPMPD AU ETPMPD.AX ETF Securities Ltd ETC 1L ASX Precious Metals Palladium Physical 0.49% 0.0 2 AsiaETFS Physical Platinum Shares PPLT US PPLT.P ETF Securities Ltd ETV 1L NYX-Ny Precious Metals Platinum Physical 0.60% 82.8 754 USETFS Physical Platinum PHPT LN PHPT.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Precious Metals Platinum Physical 0.49% 72.8 584 EuropePa,XTF,TSEZKB Platinum ETF ZPLA SW ZPLA.S ZuercherETF 1L SWX Precious Metals Platinum Physical 0.50% 36.9 583 EuropeKantonalbankJB Physical Platinum-A USD JBPLUA SW JBPLUA.S Julius Baer Inv ETF 1L SWX Precious Metals Platinum Physical 0.50% 29.5 175 Europedb Physical Platinum ETC XPLA LN XPLA.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Precious Metals Platinum Physical 0.45% 0.4 78 EuropeUBS Index Solutions - Platinum ETF A PTUSA SW PTUSA.S UBS ETF 1L SWX Precious Metals Platinum Physical 0.50% 3.8 74 Europedb Physical Platinum Euro Hedged ETC XAD3 GR XAD3.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Precious Metals Platinum Physical 0.45% 1.8 43 EuropeJapan Physical Platinum ETF 1541 JP 1541.T Mitsubishi UFJ Trust ETF 1L TSE Precious Metals Platinum Physical 0.59% 5.7 27 Asiaand <strong>Bank</strong>ingETFS Physical Platinum ETPMPT AU ETPMPT.AX ETF Securities Ltd ETC 1L ASX Precious Metals Platinum Physical 0.49% 0.1 11 AsiaETFS Leveraged Platinum LPLA LN LPLA.L ETF Securities Ltd ETC 2L BI,LSE,XTF Precious Metals Platinum Synthetic 0.98% 4.9 11 EuropeSource Physical Platinum P-ETC SPPT LN SPPT.L Source ETC 1L LSE Precious Metals Platinum Physical 0.39% 0.5 9 EuropeETFS Platinum PLTT LN PLTT.L ETF Securities Ltd ETC 1L BI,LSE Precious Metals Platinum Synthetic 0.49% 0.2 6 EuropeiShares Physical Platinum ETC SPLT LN SPLTI.L Blackrock ETC 1L LSE Precious Metals Platinum Physical 0.40% 0.5 5 EuropeNEXT FUNDS Nikkei-Tocom Platinum 1682 JP 1682.OS Nomura Asset ETF 1L OSK Precious Metals Platinum Synthetic 0.45% 0.3 5 AsiaManagementETFS Short Platinum SPLA LN SPLA.L ETF Securities Ltd ETC 1S BI,LSE,XTF Precious Metals Platinum Synthetic 0.98% 0.6 2 Europedb Physical Rhodium ETC (EUR) XFRD GY XFRD.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L XTF Precious Metals Rhodium Physical 0.95% 1.7 15 Europedb Physical Rhodium ETC XRH0 LN XRH0.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Precious Metals Rhodium Physical 0.95% 0.6 <strong>10</strong> EuropeiShares Silver Trust SLV US SLV BlackRock ETV 1L NYX-Ny Precious Metals Silver Physical 0.50% 11,217.9 <strong>10</strong>,378 USZKB Silver ETF ZSIL SW ZSIL.S ZuercherETF 1L SWX Precious Metals Silver Physical 0.60% 295.8 2,719 EuropeKantonalbankETFS Physical Silver PHAG LN PHAG.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Precious Metals Silver Physical 0.49% 135.6 874 EuropePa,XTF,TSEProShares Ultra Silver AGQ US AGQ ProShares ETV 2L NYX-Ny Precious Metals Silver Physical 0.95% 2,326.8 807 USETFS Physical Silver Shares SIVR US SIVR.K ETF Securities Ltd ETV 1L NYX-Ny Precious Metals Silver Physical 0.30% 177.8 620 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 114 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5 Exchanges Listed 1 Sector Sub SectorReplicationTurnover9 TER 2 $MM3JB Physical Silver-A USD JBSIUA SW JBSIUA.S Julius Baer Inv ETF 1L SWX Precious Metals Silver Physical 0.50% 31.8 527 EuropeProShares UltraShort Silver ZSL US ZSL ProShares ETV 2S NYX-Ny Precious Metals Silver Physical 0.95% 1,437.0 189 USETFS Leveraged Silver LSIL LN LSIL.L ETF Securities Ltd ETC 2L BI,LSE,XTF Precious Metals Silver Synthetic 0.98% 114.6 121 Europedb Physical Silver ETC XSIL LN XSIL.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE,SWX Precious Metals Silver Physical 0.45% 11.3 120 Europedb Physical Silver Euro Hedged ETC XAD2 GR XAD2.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,SWX,XTF Precious Metals Silver Physical 0.75% 12.8 112 EuropePowerShares DB Silver Fund DBS US DBS <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Precious Metals Silver Physical 0.50% 27.7 81 USETFS Silver SLVR LN SLVR.L ETF Securities Ltd ETC 1L BI,LSE,NYX - Am,NYX - Precious Metals Silver Synthetic 0.49% 35.4 74 EuropePa,XTFETFS Physical Silver/Australia ETPMAG AU ETPMAG.AX ETF Securities Ltd ETC 1L ASX Precious Metals Silver Physical 0.49% 5.1 73 AsiaJapan Physical Silver ETF 1542 JP 1542.T Mitsubishi UFJ Trust ETF 1L TSE Precious Metals Silver Physical 0.59% 12.3 68 Asiaand <strong>Bank</strong>ingdb Physical Silver ETC (EUR) XAD6 GR XAD6.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L BI,XTF Precious Metals Silver Physical 0.45% 13.3 65 EuropeETFS Short Silver SSIL LN SSIL.L ETF Securities Ltd ETC 1S BI,LSE,XTF Precious Metals Silver Synthetic 0.98% 22.6 26 EuropeZKB Silver ETF CHF hedged ZSILHC SW ZSILHC.S ZuercherETF 1L SWX Precious Metals Silver Physical 0.60% 14.7 22 EuropeKantonalbankUBS-IS Silver ETF A SVUSA SW SVUSA.S UBS ETF 1L SWX Precious Metals Silver Physical 0.60% 2.5 18 EuropeiShares Physical Silver ETC SSLN LN SSLN.L Blackrock ETC 1L LSE Precious Metals Silver Physical 0.40% <strong>10</strong>.1 15 EuropeSamsung KODEX Silver Futures Special Asset ETF 144600 KS 144600.KS Samsung Asset Mg ETF 1L KSE Precious Metals Silver Synthetic 0.68% 1.7 <strong>10</strong> AsiaUBS Index Solutions - Silver (CHF) hedged ETF A SVCHAH SW SVCHAH.S UBS ETF 1L SWX Precious Metals Silver Physical 0.60% 3.3 <strong>10</strong> EuropeZKB Silver ETF EUR hedged ZSILHE SW ZSILHE.S ZuercherETF 1L SWX Precious Metals Silver Physical 0.60% 1.1 <strong>10</strong> EuropeKantonalbankSource Physical Silver P-ETC SSLV LN SSLV.L Source ETC 1L LSE Precious Metals Silver Physical 0.39% 0.3 5 EuropeUBS Index Solutions - Silver (CHF) hedged ETF I SVCHIH SW SVCHIH.S UBS ETF 1L SWX Precious Metals Silver Physical 0.45% 0.4 5 Europedb Physical Silver GBP Hedged ETC XSIH LN XSIH.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1L LSE Precious Metals Silver Physical 0.85% 0.1 2 EuropeS&P GSCI Silver Total Return Source T-ETC SSILVR GR SSILVR.DE Source ETC 1L XTF Precious Metals Silver Synthetic 0.49% 0.1 2 Europedb Monthly Leveraged Silver ETC (EUR) XCTY GY XCTY.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 2L BI,XTF Precious Metals Silver Synthetic 0.45% 0.2 1 Europedb Monthly Short Silver ETC (EUR) XETS GY XETS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETC 1S BI,XTF Precious Metals Silver Synthetic 0.45% 0.3 1 EuropeCoba ETC -2x Silber Daily Short X008 GY SI2XS.DE Commerzbank AG ETC 2S XTF Precious Metals Silver Synthetic 0.50% - - EuropeCoba ETC 1x Silber Daily Long X005 GY SI1XL.DE Commerzbank AG ETC 1L XTF Precious Metals Silver Synthetic 0.20% - - EuropeCoba ETC 2x Silber Daily Long X006 GY SI2XL.DE Commerzbank AG ETC 2L XTF Precious Metals Silver Synthetic 0.50% - - EuropeCoba ETC -1x Silber Daily Short X007 GY SI1XS.DE Commerzbank AG ETC 1S XTF Precious Metals Silver Synthetic 0.50% - - EuropeCoba ETC -4x Silber Daily Short X0CQ GY X0CQ.DE Commerzbank AG ETC 4S XTF Precious Metals Silver Synthetic 0.75% - - EuropeCoba ETC -3x Silber Daily Short X0CP GY X0CP.DE Commerzbank AG ETC 3S XTF Precious Metals Silver Synthetic 0.75% - - EuropeCoba ETC 4x Silber Daily Long X0CN GY X0CN.DE Commerzbank AG ETC 4L XTF Precious Metals Silver Synthetic 0.75% - - EuropeCoba ETC 3x Silber Daily Long X0CM GY X0CM.DE Commerzbank AG ETC 3L XTF Precious Metals Silver Synthetic 0.75% - - EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryCurrency<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 115
Page 116 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerCurrency Exposure - BroadStructure5ExchangesTurnoverListed 1 Sector Sub Sector TER 2 $MM 3PowerShares DB US Dollar Index Bullish Fund UUP US UUP <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Currency Exposure - Broad Overall 0.75% 2,316.2 1,535 USWisdomTree Dreyfus Emerging Currency Fund CEW US CEW WisdomTree AM ETF 1L NYX-Ny Currency Exposure - Broad Overall 0.55% 71.2 358 USPowerShares DB G<strong>10</strong> Currency Harvest DBV US DBV <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Currency Exposure - Broad Overall 0.75% 66.0 324 USPowerShares DB US Dollar Index Bearish Fund UDN US UDN <strong>Deutsche</strong> <strong>Bank</strong> AG ETV 1L NYX-Ny Currency Exposure - Broad Overall 0.50% 80.4 98 USdb x-trackers DB Currency Returns ETF XCCR GR XCCR.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,XTF Currency Exposure - Broad Overall 0.30% 3.0 72 EuropeWisdomTree Dreyfus Commodity Currency Fund CCX US CCX WisdomTree AM ETF 1L NYX-Ny Currency Exposure - Broad Overall 0.55% 5.6 40 USdb x-trackers Currency Returns ETF XCRG LN XCRG.L <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE Currency Exposure - Broad Overall 0.35% 0.3 39 EuropeCurrency Exposure - PairETFS Short AUD Long EUR XBJK GR XBJK.DE ETF Securities Ltd ETC 1S XTF Currency Exposure - Pair AUDEUR 0.39% 0.8 4 EuropeBetaShares Euro ETF EEU AU EEU.AX BetaShares Capital Ltd ETF 1L ASX Currency Exposure - Pair AUDEUR 0.45% 0.1 1 AsiaETFS Long AUD Short EUR XBJJ GR XBJJ.DE ETF Securities Ltd ETC 1L XTF Currency Exposure - Pair AUDEUR 0.39% 0.2 1 EuropeETFS Short AUD Long GBP AUGB LN AUGB.L ETF Securities Ltd ETC 1S LSE Currency Exposure - Pair AUDGBP 0.39% 1.1 19 EuropeBetaShares British Pound ETF POU AU POU.AX BetaShares Capital Ltd ETF 1L ASX Currency Exposure - Pair AUDGBP 0.45% 0.0 2 AsiaETFS Long AUD Short GBP GBAU LN GBAU.L ETF Securities Ltd ETC 1L LSE Currency Exposure - Pair AUDGBP 0.39% 0.1 0 EuropeETFS 3x Short AUD Long GBP SAP3 LN SAP3.L ETF Securities Ltd ETC 3S LSE Currency Exposure - Pair AUDGBP 0.98% 0.1 0 EuropeETFS 3x Long AUD Short GBP AUP3 LN AUP3.L ETF Securities Ltd ETC 3L LSE Currency Exposure - Pair AUDGBP 0.98% 0.1 0 EuropeBETASHARES US DOLLAR ETF USD AU USD.AX BetaShares Capital Ltd ETF 1L ASX Currency Exposure - Pair AUDUSD 0.45% 22.6 66 AsiaETFS Short AUD Long USD SAUD LN SAUD.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair AUDUSD 0.39% 13.0 12 EuropeETFS 3x Short AUD Long USD SAU3 LN SAU3.L ETF Securities Ltd ETC 3S LSE Currency Exposure - Pair AUDUSD 0.98% 2.0 1 EuropeETFS Long AUD Short USD LAUD LN LAUD.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair AUDUSD 0.39% 0.1 1 EuropeETFS 3x Long AUD Short USD LAU3 LN LAU3.L ETF Securities Ltd ETC 3L LSE Currency Exposure - Pair AUDUSD 0.98% 0.1 0 EuropeETFS Short CAD Long EUR XBJM GR XBJM.DE ETF Securities Ltd ETC 1S XTF Currency Exposure - Pair CADEUR 0.39% 0.6 4 EuropeETFS Long CAD Short EUR XBJL GR XBJL.DE ETF Securities Ltd ETC 1L XTF Currency Exposure - Pair CADEUR 0.39% 0.1 1 EuropeETFS Long CAD Short GBP GBCA LN GBCA.L ETF Securities Ltd ETC 1L LSE Currency Exposure - Pair CADGBP 0.39% 0.1 0 EuropeETFS Short CAD Long GBP CAGB LN CAGB.L ETF Securities Ltd ETC 1S LSE Currency Exposure - Pair CADGBP 0.39% 0.0 0 EuropeETFS Long CAD Short USD LCAD LN LCAD.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair CADUSD 0.39% 0.1 1 EuropeETFS Short CAD Long USD SCAD LN SCAD.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair CADUSD 0.39% 0.0 0 EuropeETFS Short CHF Long EUR SCHE GR SCHER.DE ETF Securities Ltd ETC 1S BI,XTF Currency Exposure - Pair CHFEUR 0.39% 5.7 20 EuropeETFS Long CHF Short EUR XBJA GR XBJA.DE ETF Securities Ltd ETC 1L XTF Currency Exposure - Pair CHFEUR 0.39% 0.7 2 EuropeETFS Long CHF Short GBP GBCH LN GBCH.L ETF Securities Ltd ETC 1L LSE Currency Exposure - Pair CHFGBP 0.39% 1.5 1 EuropeETFS Short CHF Long GBP CHGB LN CHGB.L ETF Securities Ltd ETC 1S LSE Currency Exposure - Pair CHFGBP 0.39% 0.1 1 EuropeETFS Short CHF Long USD SCHF LN SZWL.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair CHFUSD 0.39% 0.1 3 EuropeETFS Long CHF Short USD LCHF LN LCHF.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair CHFUSD 0.39% 0.5 1 EuropeETFS Long CNY Short USD LCNY LN LCNY.L ETF Securities Ltd ETC 1L LSE,XTF Currency Exposure - Pair CNYUSD 0.39% 0.8 4 EuropeETFS Short CNY Long USD SCNY LN SCNY.L ETF Securities Ltd ETC 1S LSE,XTF Currency Exposure - Pair CNYUSD 0.39% - 1 EuropeETFS Short EUR Long GBP URGB LN URGB.L ETF Securities Ltd ETC 1S LSE Currency Exposure - Pair EURGBP 0.39% 0.3 4 EuropeETFS 3x Short EUR Long GBP SUP3 LN SUP3.L ETF Securities Ltd ETC 3S LSE Currency Exposure - Pair EURGBP 0.98% 1.1 2 EuropeETFS Long EUR Short GBP GBUR LN GBUR.L ETF Securities Ltd ETC 1L LSE Currency Exposure - Pair EURGBP 0.39% 0.8 1 EuropeETFS 3x Long EUR Short GBP EUP3 LN EUP3.L ETF Securities Ltd ETC 3L LSE Currency Exposure - Pair EURGBP 0.98% 0.6 0 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 117ETP Name BBG Ticker RIC IssuerStructure5ExchangesTurnoverListed 1 Sector Sub Sector TER 2 $MM 3ProShares UltraShort Euro EUO US EUO ProShares ETV 2S NYX-Ny Currency Exposure - Pair EURUSD 0.95% 1,502.5 925 USCurrencyShares Euro Currency Trust FXE US FXE Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair EURUSD 0.40% 3,702.5 248 USETFS Short EUR Long USD SEUR LN SERO.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair EURUSD 0.39% 132.2 <strong>10</strong>8 EuropeProShares Ultra Euro ULE US ULE ProShares ETV 2L NYX-Ny Currency Exposure - Pair EURUSD 0.95% 21.8 11 USETFS 3x Short EUR Long USD SEU3 LN SEU3.L ETF Securities Ltd ETC 3S LSE Currency Exposure - Pair EURUSD 0.98% 8.5 6 EuropeWisdomTree Euro Debt Fund EU US EU WisdomTree AM ETF 1L NYX-Ny Currency Exposure - Pair EURUSD 0.35% 0.5 5 USETFS Long EUR Short USD LEUR LN LERO.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair EURUSD 0.39% 0.4 0 EuropeETFS 3x Long EUR Short USD LEU3 LN LEU3.L ETF Securities Ltd ETC 3L LSE Currency Exposure - Pair EURUSD 0.98% 0.6 0 EuropeETFS Long GBP Short EUR XBJB GR XBJB.DE ETF Securities Ltd ETC 1L XTF Currency Exposure - Pair GBPEUR 0.39% - 1 EuropeCurrencyShares British Pound FXB US FXB Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair GBPUSD 0.40% 174.7 94 USETFS Short GBP Long USD SGBP LN SGBP.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair GBPUSD 0.39% 2.1 2 EuropeETFS 3x Short GBP Long USD SGB3 LN SGB3.L ETF Securities Ltd ETC 3S LSE Currency Exposure - Pair GBPUSD 0.98% 1.7 1 EuropeETFS Long GBP Short USD LGBP LN LGBP.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair GBPUSD 0.39% 0.4 1 EuropeETFS 3x Long GBP Short USD LGB3 LN LGB3.L ETF Securities Ltd ETC 3L LSE Currency Exposure - Pair GBPUSD 0.98% 0.1 0 EuropeETFS Long INR Short USD LINR LN LINRR.L ETF Securities Ltd ETC 1L LSE,XTF Currency Exposure - Pair INRUSD 0.39% 0.1 1 EuropeETFS Short INR Long USD SINR LN SINR.L ETF Securities Ltd ETC 1S LSE,XTF Currency Exposure - Pair INRUSD 0.39% 0.0 1 EuropeETFS 3x Short JPY Long USD SJP3 LN SJP3.L ETF Securities Ltd ETC 3S LSE Currency Exposure - Pair JPUUSD 0.98% 0.4 4 EuropeETFS Short JPY Long EUR SJPL GR SJPL.DE ETF Securities Ltd ETC 1S BI,XTF Currency Exposure - Pair JPYEUR 0.39% 3.6 30 EuropeETFS Long JPY Short EUR SJPS GR SJPS.DE ETF Securities Ltd ETC 1L BI,XTF Currency Exposure - Pair JPYEUR 0.39% 2.8 9 EuropeETFS Short GBP Long EUR XBJC GR XBJC.DE ETF Securities Ltd ETC 1S XTF Currency Exposure - Pair JPYEUR 0.39% 0.3 5 EuropeETFS Short JPY Long GBP JPGB LN JPGB.L ETF Securities Ltd ETC 1S LSE Currency Exposure - Pair JPYGBP 0.39% 0.4 2 EuropeETFS 3x Short JPY Long GBP SYP3 LN SYP3.L ETF Securities Ltd ETC 3S LSE Currency Exposure - Pair JPYGBP 0.98% 0.2 1 EuropeETFS Long JPY Short GBP GBJP LN GBJP.L ETF Securities Ltd ETC 1L LSE Currency Exposure - Pair JPYGBP 0.39% 0.2 0 EuropeETFS 3x Long JPY Short GBP JPP3 LN JPP3.L ETF Securities Ltd ETC 3L LSE Currency Exposure - Pair JPYGBP 0.98% 0.1 0 EuropeCurrencyShares Japanese Yen Trust FXY US FXY Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair JPYUSD 0.40% 647.5 684 USProShares UltraShort Yen YCS US YCS ProShares ETV 2S NYX-Ny Currency Exposure - Pair JPYUSD 0.95% 214.3 235 USWisdomTree Dreyfus Japanese Yen Fund JYF US JYF WisdomTree AM ETF 1L NYX-Ny Currency Exposure - Pair JPYUSD 0.35% 3.2 20 USProShares Ultra Yen YCL US YCL ProShares ETV 2L NYX-Ny Currency Exposure - Pair JPYUSD 0.95% 1.0 6 USETFS Short JPY Long USD SJPY LN SJPY.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair JPYUSD 0.39% 1.2 5 EuropeETFS Long JPY Short USD LJPY LN LJPY.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair JPYUSD 0.39% 0.0 0 EuropeETFS 3x Long JPY Short USD LJP3 LN LJP3.L ETF Securities Ltd ETC 3L LSE Currency Exposure - Pair JPYUSD 0.98% 0.0 0 EuropeKOSEF USD Futures ETF 138230 KS 138230.KS Woori Asset Management ETF 1L KSE Currency Exposure - Pair KRWUSD 0.37% 1.6 4 AsiaKOSEF USD Futures Inverse ETF 139660 KS 139660.KS Woori Asset Management ETF 1S KSE Currency Exposure - Pair KRWUSD 0.66% 0.6 4 AsiaETFS Long NOK Short EUR LNOE GR LNOE.DE ETF Securities Ltd ETC 1L BI,XTF Currency Exposure - Pair NOKEUR 0.39% 0.2 3 EuropeETFS Short NOK Long EUR SEN0 GR SEN0.DE ETF Securities Ltd ETC 1S BI,XTF Currency Exposure - Pair NOKEUR 0.39% - 1 EuropeETFS Long NOK Short GBP GBNO LN GBNO.L ETF Securities Ltd ETC 1L LSE Currency Exposure - Pair NOKGBP 0.39% 1.1 4 EuropeETFS Short NOK Long GBP NOGB LN NOGB.L ETF Securities Ltd ETC 1S LSE Currency Exposure - Pair NOKGBP 0.39% - 0 EuropeETFS Long NOK Short USD LNOK LN LNOK.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair NOKUSD 0.39% 0.1 2 EuropeETFS Short NOK Long USD SNOK LN SNOK.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair NOKUSD 0.39% 0.1 1 EuropeETFS Long NZD Short EUR XBJR GR XBJR.DE ETF Securities Ltd ETC 1L XTF Currency Exposure - Pair NZDEUR 0.39% 0.1 0 EuropeETFS Short NZD Long EUR XBJN GR XBJN.DE ETF Securities Ltd ETC 1S XTF Currency Exposure - Pair NZDEUR 0.39% 0.2 0 EuropeETFS Long NZD Short GBP GBNZ LN GBNZ.L ETF Securities Ltd ETC 1L LSE Currency Exposure - Pair NZDGBP 0.39% 0.0 1 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
Page 118 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerStructure5ExchangesTurnoverListed 1 Sector Sub Sector TER 2 $MM 3ETFS Short NZD Long GBP NZGB LN NZGB.L ETF Securities Ltd ETC 1S LSE Currency Exposure - Pair NZDGBP 0.39% 0.0 0 EuropeETFS Long NZD Short USD LNZD LN LNZD.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair NZDUSD 0.39% 0.0 1 EuropeETFS Short NZD Long USD SNZD LN SNZD.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair NZDUSD 0.39% 0.3 0 EuropeETFS Short SEK Long EUR SSEE GR SSEE.DE ETF Securities Ltd ETC 1S XTF Currency Exposure - Pair SEKEUR 0.39% 0.3 3 EuropeETFS Long SEK Short EUR XBJD GR XBJD.DE ETF Securities Ltd ETC 1L BI,XTF Currency Exposure - Pair SEKEUR 0.39% 62.0 1 EuropeETFS Short SEK Long GBP SKGB LN SKGB.L ETF Securities Ltd ETC 1S LSE Currency Exposure - Pair SEKGBP 0.39% 0.0 1 EuropeETFS Long SEK Short GBP GBSK LN GBSK.L ETF Securities Ltd ETC 1L LSE Currency Exposure - Pair SEKGBP 0.39% 0.1 1 EuropeETFS Long SEK Short USD LSEK LN LSEK.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair SEKUSD 0.39% 0.4 1 EuropeETFS Short SEK Long USD SSEK LN SSEK.L ETF Securities Ltd ETC 1LS LSE Currency Exposure - Pair SEKUSD 0.39% 0.5 0 EuropeCurrencyShares Australian Dollar Trust FXA US FXA Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair USDAUD 0.40% 585.9 797 USWisdomTree Dreyfus Brazilian Real Fund BZF US BZF WisdomTree AM ETF 1L NYX-Ny Currency Exposure - Pair USDBRL 0.45% 25.4 88 USCurrencyShares Canadian Dollar Trust FXC US FXC Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair USDCAD 0.40% 167.1 585 USCurrencyShares Swiss Franc FXF US FXF Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair USDCHF 0.40% 180.2 403 USWisdomTree Dreyfus Chinese Yuan Fund CYB US CYB WisdomTree AM ETF 1L NYX-Ny Currency Exposure - Pair USDCNY 0.45% 94.2 443 USCurrencyShares Chinese Renminbi Trust FXCH US FXCH.K Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair USDCNY 0.40% 0.6 8 USETFS Long USD Short EUR XBJP GR XBJP.DE ETF Securities Ltd ETC 1L XTF Currency Exposure - Pair USDEUR 0.39% 0.6 15 EuropeETFS Short USD Long EUR XBJQ GR XBJQ.DE ETF Securities Ltd ETC 1S XTF Currency Exposure - Pair USDEUR 0.39% 2.0 3 EuropeETFS Short USD Long GBP USGB LN USGB.L ETF Securities Ltd ETC 1S LSE Currency Exposure - Pair USDGBP 0.39% 0.3 1 EuropeETFS Long USD Short GBP GBUS LN GBUS.L ETF Securities Ltd ETC 1L LSE Currency Exposure - Pair USDGBP 0.39% 0.6 1 EuropeETFS 3x Long USD Short GBP USP3 LN USP3.L ETF Securities Ltd ETC 3L LSE Currency Exposure - Pair USDGBP 0.98% 1.5 0 EuropeETFS 3x Short USD Long GBP PUS3 LN PUS3.L ETF Securities Ltd ETC 3S LSE Currency Exposure - Pair USDGBP 0.98% 0.2 0 EuropeWisdomTree Dreyfu Indian Rupee Fund ICN US ICN WisdomTree AM ETF 1L NYX-Ny Currency Exposure - Pair USDINR 0.45% 3.4 15 USCurrencyShares Mexican Peso FXM US FXM Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair USDMXN 0.40% 23.8 31 USWisdomTree Dreyfus New Zealand Dollar Fund AUNZ US AUNZ.K WisdomTree AM ETF 1L NYX-Ny Currency Exposure - Pair USDNZD 0.45% 8.7 29 USCurrencyShares Russian Ruble Trust FXRU US FXRU.K Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair USDRUB 0.40% 0.3 5 USCurrencyShares Swedish Krona Trust FXS US FXS Rydex Invest. ETV 1L NYX-Ny Currency Exposure - Pair USDSEK 0.40% 12.6 80 USWisdomTree South African Rand Fund SZR US SZR WisdomTree AM ETF 1L NYX-Ny Currency Exposure - Pair USDZAR 0.45% 2.7 5 USFX Trading Strategydb x-trackers DB Currency Carry ETF XCCC GR XCCC.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF FX Trading Strategy Carry 0.30% 3.0 <strong>10</strong> Europedb x-trackers DB Currency Momentum ETF XMOM GR XMOM.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF FX Trading Strategy Momentum 0.30% 0.0 2 Europedb x-trackers DB Currency Valuation ETF XVAL GR XVAL.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF FX Trading Strategy PPP 0.30% 0.1 <strong>10</strong> EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryMulti Asset<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 119
Page 120 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonExchangesTurn-overETP Name BBG Ticker RIC Issuer Structure 5 Listed 1 Sector Sub Sector TER 2 $MM 3Target Datedb-X 2020 Target Date Fund TDH US TDH <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L NYX-Ny Target Date Long Term 0.65% 1.4 32 USdb-X 2030 Target Date Fund TDN US TDN <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L NYX-Ny Target Date Long Term 0.65% 0.6 30 USdb-X 2040 Target Date Fund TDV US TDV <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L NYX-Ny Target Date Long Term 0.65% 0.7 29 USiShares S&P Target Date 2025 Index Fund TZI US TZI BlackRock ETF 1L NYX-Ny Target Date Long Term 0.30% 1.7 29 USiShares S&P Target Date 2020 Index Fund TZG US TZG BlackRock ETF 1L NYX-Ny Target Date Long Term 0.31% 1.6 18 USiShares S&P Target Date 2040 Index Fund TZV US TZV BlackRock ETF 1L NYX-Ny Target Date Long Term 0.29% 1.2 17 USiShares S&P Target Date 2030 Index Fund TZL US TZL BlackRock ETF 1L NYX-Ny Target Date Long Term 0.30% 0.8 13 USiShares S&P Target Date 2035 Index Fund TZO US TZO BlackRock ETF 1L NYX-Ny Target Date Long Term 0.30% 1.0 8 USiShares S&P Target Date 2050 Index Fund TZY US TZY BlackRock ETF 1L NYX-Ny Target Date Long Term 0.32% 0.8 5 USiShares S&P Target Date 2045 Index Fund TZW US TZW BlackRock ETF 1L NYX-Ny Target Date Long Term 0.32% 0.1 4 USiShares S&P Target Date 2015 Index Fund TZE US TZE BlackRock ETF 1L NYX-Ny Target Date Medium Term 0.31% 1.5 <strong>10</strong> USdb-X 20<strong>10</strong> Target Date Fund TDD US TDD <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L NYX-Ny Target Date Short Term 0.65% 0.4 14 USiShares S&P Target Date 20<strong>10</strong> Index Fund TZD US TZD BlackRock ETF 1L NYX-Ny Target Date Short Term 0.31% 0.5 5 USTarget RiskiShares S&P Growth Allocation Fund AOR US AOR BlackRock ETF 1L NYX-Ny Target Risk Aggressive 0.33% 28.4 129 USiShares S&P Aggressive Allocation Fund AOA US AOA BlackRock ETF 1L NYX-Ny Target Risk Aggressive 0.34% 9.0 88 USPowerShares Ibbotson Alternative Completion Portfolio PAO US PAO PowerShares ETF 1L NYX-Ny Target Risk Aggressive 0.64% 2.6 23 USPowerShares RiverFront Tactical Balanced Growth Portfolio PTO US PTO PowerShares ETF 1L NYX-Ny Target Risk Aggressive 0.79% 0.4 8 USThink Total Market Tracker Offensief TOF NA TOF.AS ThinkCapital <strong>ETFs</strong> N.V. ETF 1L NYX - Am Target Risk Aggressive 0.60% 0.1 2 EuropeCambria Global Tactical ETF GTAA US GTAA.K AdvisorShares Trust ETF 1L NYX-Ny Target Risk Conservative 1.35% 21.6 133 USiShares S&P Conservative Allocation Fund AOK US AOK BlackRock ETF 1L NYX-Ny Target Risk Conservative 0.31% 41.3 97 USIQ CPI Inflation Hedged ETF CPI US CPI IndexIQ Advisors LLC ETF 1L NYX-Ny Target Risk Conservative 0.65% <strong>10</strong>.5 26 USdb-X In-Target Date Fund TDX US TDX <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L NYX-Ny Target Risk Conservative 0.65% 1.1 16 USiShares S&P Target Date Retirement Income Index Fund TGR US TGR BlackRock ETF 1L NYX-Ny Target Risk Conservative 0.31% 0.7 8 USWisdomTree Global Real Return Fund RRF US RRF WisdomTree AM ETF 1L NYX-Ny Target Risk Conservative 0.60% 0.4 5 USThink Total Market Tracker Defensief DTM NA DTM.AS ThinkCapital <strong>ETFs</strong> N.V. ETF 1L NYX - Am Target Risk Conservative 0.60% 0.0 1 EuropeGuggenheim Multi-Asset Income ETF CVY US CVY Guggenheim Funds Distributors, Inc. ETF 1L NYX-Ny Target Risk Moderate 0.65% 164.3 584 USPowerShares CEF Income Composite Portfolio Fund PCEF US PCEF.K PowerShares ETF 1L NYX-Ny Target Risk Moderate 1.81% 38.7 255 USiShares S&P Moderate Allocation Fund AOM US AOM BlackRock ETF 1L NYX-Ny Target Risk Moderate 0.32% 29.9 144 USdb x-trackers Portfolio TR Index ETF XQUI GR XQUI.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF Target Risk Moderate 0.72% 2.7 <strong>10</strong>3 EuropePowerShares RiverFront Tactical Growth & Income Portfolio PCA US PCA PowerShares ETF 1L NYX-Ny Target Risk Moderate 0.69% 13.5 20 USdb x-trackers Stiftungs-ETF Stabilitat XSBT GR XSBT.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF Target Risk Moderate 0.75% 0.0 7 Europedb x-trackers Stiftungs-ETF Wachstum XS7W GR XS7W.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF Target Risk Moderate 0.75% 0.1 7 EuropeMeidell Tactical Advantage ETF MATH US MATH.K AdvisorShares Trust ETF 1L NYX-Ny Target Risk Moderate 1.35% 1.2 3 USThink Total Market Tracker Neutraal NTM NA NTM.AS ThinkCapital <strong>ETFs</strong> N.V. ETF 1L NYX - Am Target Risk Moderate 0.60% 0.0 1 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryAlternative<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 121
Page 122 <strong>Deutsche</strong> <strong>Bank</strong> AG/LondonETP Name BBG Ticker RIC IssuerHedge FundStructure5 Exchanges Listed 1 Sector Sub Sector TER 2 Turnover$MM 3IQ ARB Merger Arbitrage ETF MNA US MNA IndexIQ Advisors ETF 1L NYX-Ny Hedge Fund Event Driven 0.75% 5.1 25 USLLCMarshall Wace Tops Global Alpha ETF USD MWTU LN MWTU.L Marshall Wace LLP ETF 1L LSE,XTF Hedge Fund Global Macro 1.75%+20% perf. 2.2 184 EuropeIndex IQ ETF Trust - IQ Hedge Macro Tracker ETF MCRO US MCRO.K IndexIQ Advisors ETF 1L NYX-Ny Hedge Fund Global Macro 0.75% 4.0 34 USLLCProShares Credit Suisse 130/30 CSM US CSM ProShares ETF 1LS NYX-Ny Hedge Fund Long/Short 0.95% 41.2 89 USProShares RAFI Long/Short RALS US RALS.K ProShares ETF 1LS NYX-Ny Hedge Fund Long/Short 0.95% 4.7 15 USQuantShares U.S. Market Neutral Quality Fund QLT US QLT QuantShares ETF 1LS NYX-Ny Hedge Fund Long/Short 0.81% 0.2 12 USFactorShares 2X: Gold Bull/S&P500 Bear FSG US FSG FactorShares ETV 2L NYX-Ny Hedge Fund Long/Short 0.75% <strong>10</strong>.4 12 USQuantShares U.S. Market Neutral Size Fund SIZ US SIZ QuantShares ETF 1LS NYX-Ny Hedge Fund Long/Short 0.81% 0.2 8 USQuantShares U.S. Market Neutral Anti-Momentum Fund NOMO US NOMO.K QuantShares ETF 1LS NYX-Ny Hedge Fund Long/Short 0.81% 0.0 5 USQuantShares U.S. Market Neutral Momentum Fund MOM US MOM QuantShares ETF 1LS NYX-Ny Hedge Fund Long/Short 0.81% 0.1 5 USFactorShares 2X: TBond Bull/S&P500 Bear FSA US FSA FactorShares ETV 2L NYX-Ny Hedge Fund Long/Short 0.75% 0.1 3 USROCKLEDGE SectorSAM ETF SSAM US SSAM.K AdvisorShares Trust ETF 1LS NYX-Ny Hedge Fund Long/Short 1.50% 1.2 3 USFactorShares 2X: S&P500 Bull/USD Bear FSU US FSU FactorShares ETV 2L NYX-Ny Hedge Fund Long/Short 0.75% 0.1 2 USFactorShares 2X: Oil Bull/S&P500 Bear FOL US FOL FactorShares ETV 2L NYX-Ny Hedge Fund Long/Short 0.75% 1.1 2 USFactorShares 2X: S&P500 Bull/TBond Bear FSE US FSE FactorShares ETV 2L NYX-Ny Hedge Fund Long/Short 0.75% 0.2 1 USQuantShares U.S. Market Neutral Beta Fund BTAH US BTAH.K QuantShares ETF 1LS NYX-Ny Hedge Fund Long/Short 0.81% 1.0 1 USQuantShares U.S. Market Neutral Value Fund CHEP US CHEP.K QuantShares ETF 1LS NYX-Ny Hedge Fund Long/Short 0.81% 0.1 1 USQuantShares U.S. Market Neutral Anti-Beta Fund BTAL US BTAL.K QuantShares ETF 1LS NYX-Ny Hedge Fund Long/Short 0.81% 0.7 0 USWisdomTree Managed Futures Strategy Fund WDTI US WDTI.K WisdomTree AM ETF 1L NYX-Ny Hedge Fund Managed Futures 0.95% 74.1 235 USiShares Diversified Alternatives Trust ALT US ALT BlackRock ETV 1L NYX-Ny Hedge Fund Market Neutral 0.95% 14.9 78 USdb x-trackers - db Hedge Fund ETF XHFI GR XHFI.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,LUX,SWX,XTF Hedge Fund Overall 0.90% 28.8 708 EuropeIndexIQ ETF Trust - IQ Hedge Multi-Strategy Tracker ETF QAI US QAI IndexIQ Advisors ETF 1L NYX-Ny Hedge Fund Overall 0.75% 26.4 183 USLLCUBS <strong>ETFs</strong> plc - HFRX Global Hedge Fund Index SF UIQG GR HFEUIS.DE UBS ETF 1L SWX,XTF Hedge Fund Overall 0.60% 8.5 125 EuropeRBS Market Access CTA Index ETF M9SX GY M9SX.DE Royal <strong>Bank</strong> of ETF 1L XTF Hedge Fund Overall 0.75% 0.4 26 EuropeScotland plcProShares Hedge Replication ETF HDG US HDG ProShares ETF 1L NYX-Ny Hedge Fund Overall 0.95% 0.7 26 USRBS Market Access CTA Index ETF - EUR hedged M9S3 GY M9S3.DE Royal <strong>Bank</strong> of ETF 1L XTF Hedge Fund Overall 0.75% 0.0 23 EuropeScotland plcBofAML Hedge Fund Factor Euro Source ETF SMLE GR SMLE.DE Source ETF 1L XTF Hedge Fund Overall 0.70% 0.0 14 Europedb x-trackers DB Equity Strategies Hedge Fund Index ETF DBPZ GY DBPZ.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L LSE,SWX,XTF Hedge Fund Overall 0.90% 0.0 11 EuropeJ.P.Morgan Macro Hedge US TR Source ETF MHUU LN MHUU.L Source ETF 1L LSE Hedge Fund Overall 0.25% - <strong>10</strong> EuropeBofAML Hedge Fund Factor Dollar Source ETF SMLD LN SMLD.L Source ETF 1L LSE Hedge Fund Overall 0.70% 0.0 <strong>10</strong> EuropeGoldman Sachs Absolute Return Tracker Index ETF Portfolio GAQ1 GR GAQ1.DE Goldman Sachs ETF 1L XTF Hedge Fund Overall 1.22% 0.1 - EuropeJ.P.Morgan Macro Hedge Dual Enchanced TR Source ETF MHDU LN MHDU.L Source ETF 1L LSE Hedge Fund Overall 0.25% - - EuropeSource Markets plc - MAN GLG Europe Plus Source ETF MPFE GR MPFE.DE Source ETF 1L XTF Hedge Fund Relative Value 0.75% 6.2 462 EuropeAccuvest Global Long Short ETF AGLS US AGLS.K AdvisorShares Trust ETF 1LS NYX-Ny Hedge Fund Relative Value 1.49% 6.3 8 USAdvisorShares Active Bear ETF HDGE US HDGE.K AdvisorShares Trust ETF 2S NYX-Ny Hedge Fund Short 1.85% 95.6 130 USSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>Deutsche</strong> <strong>Bank</strong> AG/London Page 123ETP Name BBG Ticker RIC IssuerPrivate EquityStructure5 Exchanges Listed 1 Sector Sub Sector TER 2 Turnover$MM 3PowerShares Global Listed Private Equity Portfolio PSP US PSP PowerShares ETF 1L NYX-Ny Private Equity Overall 2.97% 42.1 251 USiShares S&P Listed Private Equity Fund IPRV LN IPRV.L BlackRock ETF 1L BI,LSE,NYX - Am,NYX - Private Equity Overall 0.75% 9.2 178 EuropePa,SWX,XTFdb x-trackers LPX Major Market Private Equity ETF XLPE GR XLPE.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L BI,BME,LSE,XTF Private Equity Overall 0.70% 6.3 116 EuropeLyxor ETF Privex PVX FP PVX.PA Lyxor ETF 1L BI,NYX - Pa,SWX,XTF Private Equity Overall 0.70% 1.6 27 EuropePowershares Global Listed Private Equity Fund PSSP LN PSSPG.L PowerShares ETF 1L BI,LSE,NYX - Pa,XTF Private Equity Overall 0.75% 0.0 4 EuropeVolatilityNomura Voltage Mid-Term Source ETF VOLT LN VOLT.L Source ETF 1L LSE,XTF Volatility Equity 0.30% 59.8 331 EuropeLyxor ETF S&P 500 VIX FUTURE LVOL FP LVOL.PA Lyxor ETF 1L NYX - Pa Volatility Equity 0.70% 92.0 130 EuropeProShares VIX Mid-Term Futures ETF VIXM US VIXM.K ProShares ETV 1L NYX-Ny Volatility Equity 0.85% 28.5 84 USKokusai S&P500 VIX Short Term Futures Index ETF 1552 JP 1552.OS Kokusai Asset ETF 1L OSK Volatility Equity 0.38% 52.0 64 AsiaManagement Co LtdETFX Bofaml IVSTOXX ETF VSTX LN VSTX.L ETF Securities Ltd ETF 1L LSE,XTF Volatility Equity 0.80% 0.9 37 EuropeProShares VIX Short-Term Futures ETF VIXY US VIXY.K ProShares ETV 1L NYX-Ny Volatility Equity 0.85% 136.1 29 USProShares Ultra VIX Short-Term Futures ETF UVXY US UVXY.K ProShares ETV 2L NYX-Ny Volatility Equity 0.95% 93.7 17 USProShares Short VIX Short-Term Futures ETF SVXY US SVXY.K ProShares ETV 1S NYX-Ny Volatility Equity 0.95% 44.8 17 USS&P 500 VIX Source ETF VIXS LN VIXS.L Source ETF 1L LSE Volatility Equity 0.60% 8.8 11 EuropeKokusai S&P500 VIX Mid Term Futures Index ETF 1561 JP 1561.OS Kokusai Asset ETF 1L OSK Volatility Equity 0.36% 0.3 5 AsiaManagement Co Ltddb x-trackers II - Euro Interest Rates Volatility Total Return Index XVOL GR XVOL.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1L XTF Volatility Interest Rates 0.25% 0.2 12 EuropeETFdb x-trackers II - Euro Interest Rates Volatility Short Total ReturnIndex ETFXVLS GR XVLS.DE <strong>Deutsche</strong> <strong>Bank</strong> AG ETF 1S XTF Volatility Interest Rates 0.25% - 8 EuropeSource:<strong>Deutsche</strong> <strong>Bank</strong>, Bloomberg Finance LP,Reuters.AUM$MM 4PrimaryListingRegion<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V Directory
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryThe authors of this report wish to acknowledge the contribution made by Lalatendu Khandagiriand Vibhor Mahalwala, employees of Evalueserve, a third party provider to <strong>Deutsche</strong> <strong>Bank</strong> ofoffshore research support services.Page 124<strong>Deutsche</strong> <strong>Bank</strong> AG/London
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryAppendix 1Important DisclosuresAdditional information available upon requestFor disclosures pertaining to recommendations or estimates made on a security mentioned in this report, please seethe most recently published company report or visit our global disclosure look-up page on our website athttp://gm.db.com/ger/disclosure/DisclosureDirectory.eqsr.<strong>Deutsche</strong> <strong>Bank</strong> may be an issuer, advisor, manager, distributor or administrator of, or provide other services to, anETF included in this report, for which it receives compensation.Analyst CertificationThe views expressed in this report accurately reflect the personal views of the undersigned lead analyst(s). In addition, theundersigned lead analyst(s) has not and will not receive any compensation for providing a specific recommendation or view inthis report. Christos Costandinides.Equity rating keyEquity rating dispersion and banking relationshipsBuy: Based on a current 12- month view of total share-holderreturn (TSR = percentage change in share price from currentprice to projected target price plus pro-jected dividend yield ), we recommend that investors buy the stock.Sell: Based on a current 12-month view of total share-holderreturn, we recommend that investors sell the stockHold: We take a neutral view on the stock 12-months outand, based on this time horizon, do not recommend either aBuy or Sell.Notes:1. Newly issued research recommendations and target pricesalways supersede previously published research.2. Ratings definitions prior to 27 January, 2007 were:Buy: Expected total return (including dividends) of <strong>10</strong>% ormore over a 12-month periodHold: Expected total return (including dividends) between -<strong>10</strong>% and <strong>10</strong>% over a 12-month periodSell: Expected total return (including dividends) of -<strong>10</strong>% orworse over a 12-month period500400300200<strong>10</strong>0046%51%37%31%3% 31%Buy Hold SellCompanies Covered Cos. w/ <strong>Bank</strong>ing RelationshipNorth American UniversePage 125<strong>Deutsche</strong> <strong>Bank</strong> AG/London
<strong>10</strong> February <strong>2012</strong> Global ETF & ETC/V DirectoryRegulatory Disclosures1. Important Additional Conflict DisclosuresAside from within this report, important conflict disclosures can also be found at https://gm.db.com/equities under the"Disclosures Lookup" and "Legal" tabs. Investors are strongly encouraged to review this information before investing.2. Short-Term Trade Ideas<strong>Deutsche</strong> <strong>Bank</strong> equity research analysts sometimes have shorter-term trade ideas (known as SOLAR ideas) that are consistentor inconsistent with <strong>Deutsche</strong> <strong>Bank</strong>'s existing longer term ratings. These trade ideas can be found at the SOLAR link athttp://gm.db.com.3. Country-Specific DisclosuresAustralia and New Zealand: This research, and any access to it, is intended only for "wholesale clients" within the meaningof the Australian Corporations Act and New Zealand Financial Advisors Act respectively.EU countries: Disclosures relating to our obligations under MiFiD can be found athttp://globalmarkets.db.com/riskdisclosures.Japan: Disclosures under the Financial Instruments and Exchange Law: Company name - <strong>Deutsche</strong> Securities Inc.Registration number - Registered as a financial instruments dealer by the Head of the Kanto Local Finance Bureau (Kinsho) No.117. Member of associations: JSDA, Type II Financial Instruments Firms Association, The Financial Futures Association ofJapan, Japan Securities Investment Advisers Association. Commissions and risks involved in stock transactions - for stocktransactions, we charge stock commissions and consumption tax by multiplying the transaction amount by the commissionrate agreed with each customer. Stock transactions can lead to losses as a result of share price fluctuations and other factors.Transactions in foreign stocks can lead to additional losses stemming from foreign exchange fluctuations. "Moody's","Standard & Poor's", and "Fitch" mentioned in this report are not registered credit rating agencies in Japan unless “Japan” isspecifically designated in the name of the entity.Russia: This information, interpretation and opinions submitted herein are not in the context of, and do not constitute, anyappraisal or evaluation activity requiring a license in the Russian Federation.Page 126<strong>Deutsche</strong> <strong>Bank</strong> AG/London
<strong>Deutsche</strong> <strong>Bank</strong> AG/LondonNorth American locations<strong>Deutsche</strong> <strong>Bank</strong> Securities Inc.60 Wall StreetNew York, NY <strong>10</strong>005Tel: (212) 250 2500<strong>Deutsche</strong> <strong>Bank</strong> Securities Inc.225 Franklin Street25th FloorBoston, MA 021<strong>10</strong>Tel: (617) 988 8600<strong>Deutsche</strong> <strong>Bank</strong> Securities Inc.222 South Riverside Plaza30th FloorChicago, IL 60606Tel: (312) 537-3758<strong>Deutsche</strong> <strong>Bank</strong> Securities Inc.3033 East First AvenueSuite 303, Third FloorDenver, CO 80206Tel: (303) 394 6800<strong>Deutsche</strong> <strong>Bank</strong> Securities Inc.1735 Market Street24th FloorPhiladelphia, PA 19<strong>10</strong>3Tel: (215) 854 1546<strong>Deutsche</strong> <strong>Bank</strong> Securities Inc.<strong>10</strong>1 California Street46th FloorSan Francisco, CA 94111Tel: (415) 617 2800<strong>Deutsche</strong> <strong>Bank</strong> Securities Inc.700 Louisiana StreetHouston, TX 77002Tel: (832) 239-4600International locations<strong>Deutsche</strong> <strong>Bank</strong> Securities Inc.60 Wall StreetNew York, NY <strong>10</strong>005United States of AmericaTel: (1) 212 250 2500<strong>Deutsche</strong> <strong>Bank</strong> AG London1 Great Winchester StreetLondon EC2N 2EQUnited KingdomTel: (44) 20 7545 8000<strong>Deutsche</strong> <strong>Bank</strong> AGGroße Gallusstraße <strong>10</strong>-1460272 Frankfurt am MainGermanyTel: (49) 69 9<strong>10</strong> 00<strong>Deutsche</strong> <strong>Bank</strong> AG<strong>Deutsche</strong> <strong>Bank</strong> PlaceLevel 16Corner of Hunter & Phillip StreetsSydney, NSW 2000AustraliaTel: (61) 2 8258 1234<strong>Deutsche</strong> <strong>Bank</strong> AGLevel 55Cheung Kong Center2 Queen's Road CentralHong KongTel: (852) 2203 8888<strong>Deutsche</strong> Securities Inc.2-11-1 NagatachoSanno Park TowerChiyoda-ku, Tokyo <strong>10</strong>0-6171JapanTel: (81) 3 5156 6701DisclaimerThe information and opinions in this report were prepared by <strong>Deutsche</strong> <strong>Bank</strong> AG or one of its affiliates (collectively "<strong>Deutsche</strong> <strong>Bank</strong>"). The information herein is believed to be reliable and has been obtained from public sourcesbelieved to be reliable. <strong>Deutsche</strong> <strong>Bank</strong> makes no representation as to the accuracy or completeness of such information.<strong>Deutsche</strong> <strong>Bank</strong> may engage in securities transactions, on a proprietary basis or otherwise, in a manner inconsistent with the view taken in this research report. In addition, others within <strong>Deutsche</strong> <strong>Bank</strong>, including strategists andsales staff, may take a view that is inconsistent with that taken in this research report.<strong>Deutsche</strong> <strong>Bank</strong> may be an issuer, advisor, manager, distributor or administrator of, or provide other services to, an ETF included in this report, for which it receives compensation.Opinions, estimates and projections in this report constitute the current judgement of the author as of the date of this report. They do not necessarily reflect the opinions of <strong>Deutsche</strong> <strong>Bank</strong> and are subject to change withoutnotice. <strong>Deutsche</strong> <strong>Bank</strong> has no obligation to update, modify or amend this report or to otherwise notify a recipient thereof in the event that any opinion, forecast or estimate set forth herein, changes or subsequently becomesinaccurate. Prices and availability of financial instruments are subject to change without notice. This report is provided for informational purposes only. It is not an offer or a solicitation of an offer to buy or sell any financialinstruments or to participate in any particular trading strategy. Target prices are inherently imprecise and a product of the analyst judgement.As a result of <strong>Deutsche</strong> <strong>Bank</strong>’s March 20<strong>10</strong> acquisition of BHF-<strong>Bank</strong> AG, a security may be covered by more than one analyst within the <strong>Deutsche</strong> <strong>Bank</strong> group. Each of these analysts may use differing methodologies to valuethe security; as a result, the recommendations may differ and the price targets and estimates of each may vary widely.In August 2009, <strong>Deutsche</strong> <strong>Bank</strong> instituted a new policy whereby analysts may choose not to set or maintain a target price of certain issuers under coverage with a Hold rating. In particular, this will typically occur for "Hold" ratedstocks having a market cap smaller than most other companies in its sector or region. We believe that such policy will allow us to make best use of our resources. Please visit our website at http://gm.db.com to determine thetarget price of any stock.The financial instruments discussed in this report may not be suitable for all investors and investors must make their own informed investment decisions. Stock transactions can lead to losses as a result of price fluctuations andother factors. If a financial instrument is denominated in a currency other than an investor's currency, a change in exchange rates may adversely affect the investment. Past performance is not necessarily indicative of futureresults. <strong>Deutsche</strong> <strong>Bank</strong> may with respect to securities covered by this report, sell to or buy from customers on a principal basis, and consider this report in deciding to trade on a proprietary basis.Unless governing law provides otherwise, all transactions should be executed through the <strong>Deutsche</strong> <strong>Bank</strong> entity in the investor's home jurisdiction. In the U.S. this report is approved and/or distributed by <strong>Deutsche</strong> <strong>Bank</strong>Securities Inc., a member of the NYSE, the NASD, NFA and SIPC. In Germany this report is approved and/or communicated by <strong>Deutsche</strong> <strong>Bank</strong> AG Frankfurt authorized by the BaFin. In the United Kingdom this report is approvedand/or communicated by <strong>Deutsche</strong> <strong>Bank</strong> AG London, a member of the London Stock Exchange and regulated by the Financial Services Authority for the conduct of investment business in the UK and authorized by the BaFin.This report is distributed in Hong Kong by <strong>Deutsche</strong> <strong>Bank</strong> AG, Hong Kong Branch, in Korea by <strong>Deutsche</strong> Securities Korea Co. This report is distributed in Singapore by <strong>Deutsche</strong> <strong>Bank</strong> AG, Singapore Branch, and recipients inSingapore of this report are to contact <strong>Deutsche</strong> <strong>Bank</strong> AG, Singapore Branch in respect of any matters arising from, or in connection with, this report. Where this report is issued or promulgated in Singapore to a person who isnot an accredited investor, expert investor or institutional investor (as defined in the applicable Singapore laws and regulations), <strong>Deutsche</strong> <strong>Bank</strong> AG, Singapore Branch accepts legal responsibility to such person for the contentsof this report. In Japan this report is approved and/or distributed by <strong>Deutsche</strong> Securities Inc. The information contained in this report does not constitute the provision of investment advice. In Australia, retail clients should obtaina copy of a Product Disclosure Statement (PDS) relating to any financial product referred to in this report and consider the PDS before making any decision about whether to acquire the product. <strong>Deutsche</strong> <strong>Bank</strong> AGJohannesburg is incorporated in the Federal Republic of Germany (Branch Register Number in South Africa: 1998/003298/<strong>10</strong>). Additional information relative to securities, other financial products or issuers discussed in thisreport is available upon request. This report may not be reproduced, distributed or published by any person for any purpose without <strong>Deutsche</strong> <strong>Bank</strong>'s prior written consent. Please cite source when quoting.Copyright © <strong>2012</strong> <strong>Deutsche</strong> <strong>Bank</strong> AG
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