securities commission of the bahamas licensees under the ...

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersAlliance Investment Management Ltd. I 326-7333 326-7336arelcock@allianceinvest.com;jrbrown@allianceinvest.comGround FloorBritish Colonial Hilton Centre of Commerce1 Bay StreetNassau, BahamasSS-19051Julian Brown; Avril Elcock-Major; Nolan AsquithJohnson; Tashia Diantha Edwards; TashiaEdwardsAndbanc (Bahamas) Limited II 322-4081 322-4071 manel@agricol.comSuite 304British Colonial Hilton Centre of Commerce1 Bay StreetNassau, BahamasAP-59223Manuel Martinez Campos; ClaudineFarquharsonAnsbacher (Bahamas) Limited II 322-1161 326-5020 lisa.gibson@ansbacher.bsAnsbacher HouseBank LaneNassau, BahamasN-7768Kendrick G. Albury, Sandra Brice, Catherine L.Fadely, Lisa Gibson- Woodside, Ricardo Rolle,Ansel A. Watson, Mary Rodland, CarltonNewton Mortier; Ginarenae Chuno, LashelleWhite; Katherine RolleArbitral Securities Ltd.II(305)374-8111(305)372-9933andrea@arbitral.comArner Bank & Trust (Bahamas) Ltd. II 327-6594 327-6584 david.thain@arnerbank.chBanca del Sempione (Overseas) Ltd. II 322-8015 356-2030 bmeier@bancasempione.chFort Nassau CentreMarlborough StreetNassau, BahamasSuite 2Building 2Caves VillageNassau, Bahamas3rd FloorGeorge HouseGeorge StreetNassau, BahamasN-4875Andre Mendes Senra Souza; Fernando MauricioDa Rocha Pereira LeiteN-3917 David G. Thain; David RounceN-8159 Beat Viktor Meier; Neil DeCordova BakerBank of the Bahamas Limited I 326-2560 325-7162 info.bob@bankbahamas.comClaughton HouseShirley & Charlotte StreetsNassau, BahamasN-7118Paul McWeeney,Renee Davis, HubertEdwards,Yvette Johnson,Laura Williams, DarioLundy- Mortimer; Michael Basden; PhiliceAlburyUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersBanque Privee Edmond de Rothschild Ltd. II 702-8000 702-8008 gfpinoesch@bper.chLyford Financial CentreLyford Cay #2West Bay StreetNassau, BahamasSP-63948Roberto Genovese, Christine Malard, GianPinosch, Celina Thompson, Duhiza Smith;Michelle Reckley; Brendan Davis; Marie-ClaudeTremblayBerkeley (Bahamas) Limited II 393-8395 394-6841 trader1@bahamas.net.bs2nd FloorOne Montague PlaceNassau, BahamasN-3927 Warren T. Roberts, Christopher I. ThompsonItau Bank & Trust Bahamas Ltd. I 502-3100 328-2750 sherrece.l.saunders@itauinternational.comCharlotte HouseCharlotte & Shirley StreetsNassau, BahamasN-3930 Marsha G. Ferguson,Binnacle Advisors Limited II 502-8822 502-8840 diane@groupclaymore.comBayside HouseBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasAP-59213Monique L. Major; Matthew Gibbons; ShanikaRochelle PearsonBSI Overseas (Bahamas) Ltd. II 502-2200 502-2300 michelle.balice@bsibank.comGoodman's Bay Corporate CentreWest Bay Street & Seaview DriveNassau, BahamasN-7130Jennifer Wells; Alain Torchon-Newry; MatteoRaimondo; Fabrizio Alberta Tuletta; VasiliaVictoria Mavros; Domenico Tomaselli; GinoRagazzini; Saverio Balice; Alec Rolle; BrendaFerguson- Jones; Denise Campbell; TonyaSweeting; Julian Adderley; Andrea Fronzoni;Pierluigi Pecorini; Joseph Lella; Andrea CresciniBSI Trust Corporation (Bahamas) Limited II 702-1201 702-1250 gilbert.schur@bsitrustbah.com3rd FloorGoodman’s Bay Corporate CenterNassau, BahamasN- 10976 Gilbert SchurCBH (Bahamas) Ltd. II 394-6161 394-6262 scsnassau@scsalliance.comAlliance HouseEast Bay StreetNassau, BahamasN-1724Herman-Josef Hermanns, Pauline Lightbourne,Steven I. Miller, Ursula Rolle, Frank NegriUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersCIBC Trust Company (Bahamas) Limited II 356-1800 322-3692 ben.gillooly@wi.cibc.comGoodman's Bay Corporate CentreWest Bay Street & Seaview DriveNassau, BahamasN-3933Sean R. Harrington; Carlis Chisolm; NormaMajorCitco Bank & Trust Company (Bahamas) Ltd. I 502-5300 394-0701 clientdesknassau@citco.comOne Montaque PlaceEast Bay StreetNassau, BahamasN-4906Natasha M. Dean; Tamar M. Armbrister-Delancey; Lyla A. Hepburn; Rupert WalleCFAL Securities Ltd. I 502-7010 356-3677 sthurtston@cfal.com4th Floor308 East BayEast Bay StreetNassau, BahamasCB-12407Anthony Ferguson; Shafegah Duncanson,Pamela Quise Musgrove, Sophia PatriceThurston, Tiffany Angelique Smith; DwayneSwann; Jamaal Stubbs; Jeanelle Christal Francis;Anna Zervos; Kevin BurrowsClariden Leu Limited (formerly Bank Leu Limited-Nassau Branch)I 326-5054 328-8388 terri.bellot@leu.comThe Bahamas Financial CentreShirley & Charlotte StreetsNassau, BahamasN-3926Terri Bellot, Andrew S. Strachan, Peter Wirth,Davide Sergio Bonetti;Rina Paz MogerColonial Pension Services (Bahamas) Limited II 502-7526 502-7501 Larry.Gibson@atlantichouse.com.bs2nd FloorAtlantic HouseCollins AvenueNassau, BahamasSS-6246Larry Gibson; Desiree L. ParkerCredit Agricole Suisse (Bahamas) Ltd. II 502-8100 502-8166 ivanhoe.sands@ca-suisse.bsGoodman's Bay Corporate CentreWest Bay Street & Seaview DriveNassau, BahamasN-3015Victoria Babin; Anjamarie Charles; ClaudeLussier, Fontella Chipman, Jennifer Rolle-Cox;Antoine CandiottiUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersCredit Suisse AG ( Nassau Branch) Ltd. I 356-8100 326-6589 arthur.strommer@credit-suisse.com4th FloorThe Bahamas Financial CentreShirley & Charlotte StreetsNassau, BahamasN-4928Locksley Virgil Knowles II; Muriel Mackey;Melissa Munnings; Andre Comery; DelricBeneby; Michael Ranson, Shardon Hanna,Bernadette Heastie, Aisha Johnson, SandraHeastie-Wells; Sheena Deveaux; AlexandreSampedro, Marco Fuoco Junior, ToniceHamilton, Doreen Pratt, Renato de Matos,David Pryor-Bennett, Brennette Ferguson,Valentino Brown, Latoya Gibson, , MarcioClaudino Macedo; Sergios dos Santos, PhilippeSzymanowski; Leonardo Brayner; Carlo Azzi;Daniel Marc Brunner; Jeunesse OsadebayBullard; Ezzard CharlesCredit Suisse Brazil (Bahamas) Ltd. I 302-4000 302-4049 doreen.pratt@csfb.comThe Bahamas Financial CentreShirley & Charlotte StreetsNassau, BahamasN-3241Doreen A. Pratt; Tonice Hamilton; MarcoFuocco; Renato de Matos, Marcio ClaudinoMacedo;Deltec Bank & Trust Ltd. II 302-4100 362-4623 tis@deltecbank.comDeltec HouseLyford CayNassau, BahamasN-3229Terrance Girling; David McNaughtan; JamesMoss; Sherene Saunders; Timothy Frazier-Smith; Lianne Johnson; Damian Eustan ForbesEFG Bank & Trust (Bahamas) Ltd. I 502-5400 502-5428 theresa.haven-adderley@efgbank.com2nd FloorCentre of Commerce1 Bay StreetNassau, BahamasSS-6289Karen Pinder,Edward Cooper,RosalynD'Aleyn,Robert Morrison,ChristopherSouthgate,Miles Evans,Jaspreet Dhaliwal,James Francisco Stewart; Brent Patrick Haines;Vivienne Watts; Theresa Haven-Adderley;Luciana Silvera Perdoma, Jorge Zeballos,Andrew Raenden; Ludovic Jaques Chechin-LaurensElco Securities Limited II 367-2558 367-2568 elcobank@batelnet.bsLoyalist Plaza,Don Mackey Boulevard,Marsh Harbour, AbacoAB-20377John D. Benjamin; Ellison Collie; LawrenceCollie; David Hoang, Linda Caroline LeanardonUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersEurobanco Bank Limited II 327-4157 327-4159 ebenitez@eurobancobankltd.comSuite 12Caves Professional CenterWest Bay Street & Blake RoadNassau, BahamasN-1114 Natividad Esther BenitezEuro-Dutch Trust Company (Bahamas) Limited II 325-1033 323-7918 ceo@euro-dutch.comTempleton BuildingLyford CayNassau, BahamasN-9204Dawn E. Goodwin-Davies; Antonius L. Inder-Rienden; Eric StrachanFinter Bank & Trust (Bahamas) Limited II 356-6451 356-5818 v.barr@finter.bs;2nd FloorNorfolk HouseFrederick StreetNassau, BahamasN-3937Neketa Smith; Roger Hans Duerig; N'KebaWilliams; Luca Carlo Pasquale Lanciano; ArunaPersad-RodgersFirstCarribbean International Bank (Bahamas)LImitedI 325-7384 323-1087 sherrylyn.bastian@firstcaribbeanbank.comCharlotte HouseShirley & Charlotte StreetsNassau, BahamasN-3221Sean Blyden, Ianthe Moxey, Paul Major, SharonDeveaux, Bernadette Cartwright, Ingrid Carey,Randy Taylor, Marie Rodland-Allen, RichardPhillips, Catherine Gibson, Gina MacKenzieFG Capital Markets Limited II 396-4000 393-1100 info@fgcapitalmarkets.comFamily Guardian Corporate CenterEast Bay and Shirley StreetsNassau, BahamasSS-6232Lyrone Corey Burrows, John WesleyPercentie, Jr., Cardinal Leon McCardy,Stuart Ambrose KellyFirst Overseas Bank Limited II 328-4775 328-4776 info@firstoverseasbank.comE&FSG Hambros BuildingWest Bay StreetNassau, BahamasCB-11903Jorge Horacio Shedden; Carlos Patricio WaltonGibraltar Global Securities Inc. II 327-4474 327-8775 warren@ggsibahamas.com214 Lagoon CourtOlde Town MallSandyportNassau, BahamasSP-63886Warren A. Davis; Christopher E. Lunn;Shavonne Mounts; Von Andre Wilson; DeeiannPratt; Jacqueline Gibson; Janis HenfieldGonet Bank & Trust Limited I 362-5406 362-5405 pthompson@bankgonet.comOffices at Old Fort BayWest Bay St.Nassau, BahamasSP-61302Pascal Hammerer ; Reniskha Missick; RaquelJacqueline Duncombe;Heath Bank & Trust Limited II 322-3533 322-3537 mmorris@heathbank.com2nd FloorCumberland House27 Cumberland StreetNassau, BahamasSP-63137Michael Morris; Bonnielyn Adderley;Updated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersHottinger Bank & Trust Limited II 362-7000 362-7007 compliance@hottingerbank.bsLyford ManorWest Bay StreetNassau, BahamasCB-13012Francis Thompson; Portia Yvette Smith; IngridIndeira Taylor; Bernard Young, Alfred Schaller;Devaughn EdgecombeJulius Baer Bank & Trust (Bahamas) Limited II 394-9100 394-9140 rochelle.rolle@juliusbaer.comOcean CentreMontague ForeshoreNassau, BahamasN-4890Maria Tsavousis-Darville;Rochelle Rolle; Jean-Marc Alphonse Fellay; Nicolaus Martin Good;Remo Caderas; Patrick FeuzLombard Odier Darier Hentsch Private Bank &Trust Ltd.II 302-2100 302-2101 niekia.horton@lodh.comGoodman's Bay Corporate CentreWest Bay Street & Seaview DriveNassau, BahamasN-4938Niekia Horton; Christian Coquoz ; WilliamJardimLOM Securities (Bahamas) Limited I 323-0032 323-0084 craig.lines@lom.comSuite 309British Colonial Hilton Centre of Commerce1 Bay StreetNassau, BahamasCB-12762Craig Lines; Semoy Scully; Anita Datt; Nigel BellMacro Bank Limited II 323-6418/9 323-6427 acalvo@macrobank.com.uySuite CSG Hambros BuildingWest Bay StreetNassau, BahamasN-4444 Carlos Calvo Lopez; Alejandro Maciel;Magellan Securities Limited II 326-2700 326-2710 bdavidowski@magellansecurities.netGoodman's Bay Corporate Centre2nd FloorNassau, BahamasCB-12762Robert Davidowski; Endric DeleveauxMaritime Securities Limited II 327-4463 328-0892 tmoss@maritimesecurities.comSuite 200Priderock Corporate CentreBay & East StreetsNassau, BahamasCB-10969Herman R.T. MossMetropolitan Bank (Bahamas) Limited I 677-1925 394-2142 jacquie.bain@metrobankbahamas.comSuite 7002nd FloorNew Providence Financial CentreEast Bay St.Nassau, BahamasCR-56766Jacqueline Bain; Brenda McAlpine; IndrawatiGibson; John LawrenceUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersMMG Bank & Trust Ltd. II 326-2400 322-5567 heather.bellot@mmgbank.comSuite 102Saffrey SquareBay Street & Bank LaneNassau, BahamasN-4889 Ernestine D. Moss; Heather BellotOld Fort Financial II 362-6900 362-6901shameka.fernander@oldfortfinancial.com;cjames.schaefer@oldfortfinancial.comOffices at Old Fort BayBuidling #4Western RoadNassau, BahamasSP-63771Robert P. Jensen, D. Sean NottagePasche Bank & Trust Limited II 327-1512 327-1514 gschanen@pasche.chUnit 1Western Commercial CentreMt. Pleasant VillageWestern RoadNassau, BahamasAP-59241Noelle Scott; Gilles Arnold SchanenPictet Bank & Trust Limited II 302-2222 327-6610 kmontgomery@pictet.comBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasN-4837Yves V. Lourdin; Erich W. Messmer; Jan F-C.MezulanikPrivate Investment Bank Limited II 302-5950 302-5970 pibbank@pib.bsDevonshire HouseQueen StreetNassau, BahamasN-3918Carla Roach; Jacqueline Bain; Vanessa Coleby;Glenice Thompson; Jaqueline Bain; Carla Roach;Valerio ZanchiProvidence Advisors Limited I 328-7115 328-7129 monique.cooper@providenceadvisors.net3rd FloorGoodman's Bay Corporate CentreNassau, BahamasAP-59223-409Carrol E. Burrows; Monique N. Cooper; BradleyS. Cunningham; Olive C. Gaitor; Kenwood N.Kerr; Agatha G. Moncur; Florabelle Rodgers;Claudette Loretta Estwick; Darcell Christa BainRBC Dominion Securities (Global) Limited I 362-6740 362-6744 sofia.mckenzie@rbc.comLyford ManorLyford CayNassau, BahamasN-3234John R. Bond; Andrew R. McCartney; Sophia E.McKenzie; Carol D. NewboldRIG Investment Advisors Limited II 362-7200 362-7210 aroberts@rigadvisors.comWinterbotham PlaceMarlborough & Queen Sts.Nassau, BahamasN-3026 Roberto A. Roberts; Robert IngreyUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersRoyal Fidelity Capital Markets Limited I 356-7764 326-3000 phillippa.wilson@fidelitybahamas.comFidelity Financial Centre51 Frederick StreetNassau, BahamasCB-12337Michael A. Anderson; Phillipa Ferguson-Wilson;Sherell Woodside; Paulette Lozaique; BelindaPayneSantander Bank & Trust Ltd. II 502-7900 326-8287 pablorm@bstnas.com.bs3rd FloorGoodman's Bay Corporate CentreNassau, BahamasN-1682Jose M. Gonzalez de Castejon Aritio; Maria delas Nieves Taylor;The Bank of Nova ScotiaTrust Company (Bah) Ltd.II 502-5700 326-0991 ravi.jesubatham@scotiatrust.comScotia House404 East Bay StreetNassau, BahamasN-3016Sonia Beneby; Robert James Stooke; YvesMartel; John Ravindra Jesubatham; GerrineMcDonald; Lisa Wilcox; Shamini Symonette-GibsonScotiabank (Bahamas) Ltd. I 356-1433 356-1618 Barry.malcolm@scotiabank.comRawson SquareBay StreetNassau, BahamasN-7518Deno Moss; Marcia Laramore; Robin Scavella;Kevin Teslyk, Lisa Taylor, Penny FergusonSG Private Banking (Bahamas) Ltd. II 302-5000 302-6709 christina.rolle@socgen.comSG Hambros BuildingWest Bay StreetNassau, BahamasN-7785Dimitrios Chouzouris; William Bostwick Godet;Janice Anita Johnson; Dominique J. Lefevre;Christina Rose Rolle; Frank Leon Saunders;Linda Mackey; Theresse HudsonSwiss America Securities, Ltd. II 468-6173 324-6963 millerlaw95@gmail.com2nd Floor202A BAF HouseMarlborough Street & Navy Lion RoadNassau, BahamasEE-17971Phillip Dorsett, Guy GentileSyz & Co. Bank & Trust Limited II 327-6633 327-6629 miguel.gonzalez@syzbank.comBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasN-1089Miguel Gonzalez; Venetia Ruth Dekle-Maura;Jacqueline Townend; Zakiya Dominique Butler;The Private Trust Corporation Limited II 323-8574 326-8388 acj@privatetrustco.comCharlotte HouseShirley & Charlotte StreetsNassau, BahamasN-65Adrian Crosbie-Jones; Bruno Roberts; CharleneY. StorrUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersThe Winterbotham Trust Company Ltd. II 356-5454 356-9432 nassau@winterbotham.comWinterbotham PlaceMarlborough & Queen StreetsNassau, BahamasN-3026Alan Davidson; Ivan G. Hooper; David Rounce;Chrisopher Hooper; Jessica Thornley; JuniorDiosTillerman Securities Ltd. II 356-3244 356-3245 info@TillermanSecurities.com1 George StreetNassau, BahamasSS-19820Hans C. Saunders; Cherisse Forbes; MorelisaNesbitt; Vichell RobertsUBS (Bahamas) Ltd. II 394-9300 396-3312 andrea.saunders@ubs.comUBS HouseEast Bay StreetNassau, BahamasN-7757Marcia V. Adderley; Jose A.M. Aguilar Millan;Cherise Nottage; Kevin Price; Lucethy Smith;Karen A. Turnquest; Gayle M. Whyms; IanAtkin; Goselle Thomas; George Mallis; AndresEscheverry Gomez; Peter Ceuleers; AndreaSingleton; Marcel Ott; Jamaal Wright;Ghianetta Patrice Stewart; Erick Bruno; BeatRoman Paoletto; Felicia Candacy Boyle- Bazard;Juliana De Campos Oliveira Passos ; ThibaudRaymond Francois Raoul Rene Marie JosephHalewyck; Fabian Felix Jenny; CarlosD'Alessandro; Marc Mueller; Rene'Baumgartner; Brian Jones, Emmanuel Fiaux,Andreas Ito, Joel Oreiller, Ivan Narandja,Gustavo BaeniUnion Bancaire Privee (Bahamas) Limited II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetNassau, BahamasN-7529Eric M. Dyer; Vandyke Saunders; Peter Butler;Brenda Powell; Davawn Turner; Paul Russell;Jennifer McPhee; Coffi McPhee;Union Bancaire Privee, UBP SA II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetNassau, BahamasN-7529Eric M. Dyer; Brenda Powell; Davawn Turner;Van-dyke Saunders; Paul Russell; JenniferMcPhee; Coffi McPhee, Peter ButlerVotorantim Bank Limited II 328-0981 328-0983 mpavan@votorantimbank.comSuite 204Saffrey Square BuildingBay Street & Bank LaneNassau, BahamasN-951 Mario R.K. Pavan; Samuel J.H. WilkinsonWeiser Asset Management Ltd. I 325-0922 325-0911 icassar@equitybahamas.com # 18 Parliament Street N-10697 Dillon Dean; Ivylyn CassarUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsAbaco Global Advisors Ltd. 394-4182 394-4183Jorge.moreira@amps-ltd.comgenman@abaco-ltd.comHalsbury Commercial CenterNassau, BahamasSS-19689Pierre Andre Perucca,Pierre Monnard, Karl Hoerkens, JorgeBarrow MoreiraAkelius Invest Ltd. 367-2030 367-5788 demetris.syllouris@akeliusinvest.com700 Don Mackay BoulevardAbaco, Bahamas AB-20415 Demetrius Georgiou SyllourisAlphaCove Advisors Limited 676-3796 676-3725 info@alphacove.com7 Caves Professional CentreWest Bay StreetNassau, BahamasSP-63866Reto Wiget, Michael Del BiancoAlternative Asset Advisors S.A. 702-1400 327-6629 miguel.gonzalez@syzbank.comAnalytical Research Advisors, LLC 322-5448 325-8445 info@sterling-bahamas.comBayside Executive ParkWest Bay Street & Blake RoadNassau, Bahamas205ASaffrey SquareBank Lane and Bay StreetNassau, BahamasN-1089 Miguel GonzalezJean-Stephane Marie LodsAutana Capital Management (formerlyCrescendo Capital Management Limited)327-3947 327-3958 jme@autanacapital.comCaves VillageWest Bay StreetNassau, BahamasN-7776 Jean-Marc EmdenAxxets Management Inc. 502-7010 394-3253 guiora@axxets.com3rd Floor308 East Bay StreetNassau, BahamasCB-12407Guiora EsrubilskyBahamas Securities (1987) Limited 325-6591 325-6592 cculmer@bdomannjudd.comBaywest Advisors Limited 327-5443 327-5444 dfawkes@baywestadvisors.comBearbull Degroof International Limited (formerlyBearbull International Ltd.)362-5959 362-5973 l.lowe@bearbull.comBehring International Asset Management Limited 356-0107 322-1612 behring@batelnet.bs3rd FloorAnsbacher HouseBank LaneNassau, Bahamas1st FloorCharlotte HouseShirley & Charlotte StreetsNassau, BahamasUnit 2Old Fort BayLyford CayNassau, BahamasSuite 52nd FloorPlaza-on-the-WayWest Bay StreetNassau, BahamasF-42498 George C. Culmer; Myles J. CulmerCB-11120 David FawkesN-4287 Nicole M. Dupuy; Linda L. Lowe;N-747 Arthur Chase; Philip BenebyUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsBenchmark Advisors (Bahamas) Limited 325-6591 325-6592 jbrown@allianceinvest.comBinnacle Investment Group Ltd. 502-8822 502-8840 diane@groupclaymore.comBlack Isle Management Services Ltd 427-06061-(866) 807-1383ian@blackislemanagement.comBraun & CIE Ltd. 325-6591 325-6592 jbrown@allianceinvest.comButterfield Bank (Bahamas) Limited 393-8200 393-3772 julienmartel@butterfieldbah.bsAnsbacher HouseEast StreetNassau, BahamasBayside HouseBayside Executive ParkWest Bay Street & Blake RoadNassau, 2nd Floor BahamasCentre of Commerce1 Bay StreetNassau, BahamasAnsbacher HouseEast StreetNassau, BahamasMontague Sterling CentreEast Bay StreetNassau, BahamasN-10144 Julian BrownAP-59213 Matthew GibbonsSS-19501 Ian Black; Chamika Arnita GibsonN-10144 Julian BrownN-3242 Julien MartelCFAL 502-7010 356-3677 sthurtston@cfal.com308 East BayEast Bay StreetNassau, BahamasCB-12407Anthony Ferguson; Pamela MusgroveCorner Bank (Overseas) Limited 394-4977 394-5264 infobank@corner.bs1st Floor308 East Bay StreetNassau, BahamasN-7134 Colyn Roberts, Michelle Cliviode la Fontaine & Associates Ltd. 394-0128 394-4183 Jorge.moreira@amps-ltd.comHalsbury Commercial CentreVillage RoadNassau, BahamasSS-19689Ralf Huber, Pierre Monnard; Karl HoerkensFAB Portfolio Management (Bahamas) Ltd. 322-5444 325-8445 brunopletscher@gmail.comSuite 205ASaffrey Square BuildingBay StreetNassau, The BahamasN-9934 Alan Edward Cole, Fabrizio ZanaboniFC Capital Investments Ltd. 677-9661 356-5875 leo@fccibahamas.comDominion HouseMontrose AvenueNassau, BahamasSS-19027Leo Betschart, Beverly RahmingF.I. Management Ltd. 502-7020 393-5002 n.silvestri@irv.edu308 East Bay StreetNassau, BahamasN-9058 Nicola SilvestriUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsGEM Global Equities Management S.A. 677-5270 362-5257 ceo@euro-dutch.comTempleton BuildingWest Bay StreetNassau, BahamasN-9204 Anthony L-M. Inder-RiedenGems Management Limited 326-1905 326-3839 gems@batelnet.bsNorfolk HouseFrederick StreetNassau, BahamasCB-12809Cedric Carroll; Sheldon Cartwright; TinessaSweeting-Diallo; David ElkriefGlobal Advisors Partners Ltd. 362-6006 362-5788 pklonaris@klonarislaw.com Lyford Financial CentreNassau, BahamasSuite 232, 2nd Floor,Global Private Portflio Management Limited 327-1097 327-1070 gppm@batelnet.bsIsland Lane Building,Olde Towne, SandyportN-7776 Ivano Alliata; Alexaner VancoffN-4487Henry A. Podlewski; Micheal I. Slack; Mr.Elsworth MossGreen Cay Private Client Ltd. 362-6400 362-6402 jb@greencay.com.bs Lyford Cay DriveNassau, BahamasN-7776 Jane Marie Siebels; Joseph ByrneGestfinanz (Bahamas) Limited 356-4114 356-4125 jerome.gomez@gestfinanzbahamas.comThe Deanery28 Cumberland StreetNassau, BahamasN-1991Oliver Camponovo; Franco Rossini; MichaelHalkitisHabere Financial Limited 325-3539 322-6784 gsolow@ymail.comMarlborough & Cumberland StreetMarlborough HouseNassau, BahamasN-7117Hasenbichler Asset Management Inc. 502-7020 393-5002 info@genesisfundservices.comHolowesko Advisors Ltd. 362-7800 362-6733 mholowesko@holoweskopartners.com4th Floor308 East Bay StreetP.O. Box N-9058Nassau, BahamasShipston HouseWest Bay StreetLyford CayNassau, BahamasN-9058 Bernd Michael HasenbichlerN-7776 Richard Farrington; Mark HoloweskoHuber Management Limited 325-4885 323-7284ums@serviceco-bs.com;bh@huberint.com3rd FloorAtlantic HouseN-529 Bernard HuberIndependent Advisory Services Limited 327-6057 327-6058 info@inadservices.comJ. Safra Asset Management Limited 677-6555 677-6550 w.penino@safra.bsLagoon Court Suite 215Olde Town MallSandyportBuilding IIIBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasSP63924CB-10988Adolfo F. Miranda; Beat Wernli; CharlotteMarjorie EvansIsrael BorbaUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsK.P. Investment Advisors Ltd. 394-4182 394-4183 Jorge.moreira@apms-ltd.comLambda Asset Management 3631528 3631528 fabio@lambdaam.comHalsbury Commercial CentreVillage RoadNassau, Bahamas7 Venetian LaneOld Fort BayP.O. Box CR-56766 #218Nassau, BahamasSS-19689Karl Hoerkens; Pierre M. Monnard; MoreiraBarrow, Jorge IsaacN-4875 Fabio AlloccoLeno Corporate Services Limited 364-2806 364-5880 slongley@lenocorporateservices.com2nd FloorPineapple PlaceNassau, BahamasN-7535 Sean LongleyLibeco Asset Management Ltd. 394-4182 394-4183 jorge.moreira@apms-ltd.comSuite No. 2Halsbury Commercial CenterVillage RoadNassau, BahamasSS-19689Pierre Biraben, Pierre Monnard, Karl HoerkensLighthouse Asset Mangement Ltd. 327-6594 327-6584 david.thain@lighthouse-am.comCaves VillageN-3917Nassau, BahamasN-3917 David ThainMignon (Nassau) Limited327-6618327-6806 327-6617dlt@mignon.bsMillennium Investment Advisors Ltd. 394-4182 394-4183 Jorge.moreira@apms-ltd.comCaves VillageWest Bay Street & Blake RoadNassau, BahamasHalsbury Commercial CentreVillage RoadNassau, BahaasAP-59223SS-19689Dorothea ThompsonKarl Hoerkens; Pierre M. MonnardNew Providence Asset Management Limited 393-9113 393-9114 kimberly@npasset.comNordica Investment Management Limited 327-2600 325-8445 acole@sterling-bahamas.comOctogone Fund Management Limited 362-4995 3624996 rcm@octogone.com.bsOracle Capital Advisors Ltd. 322-5448 325-5448 info@sterling-bahamas.comSuite 10007 Moseley StreetNassau, BahamasSuite 205ASaffrey SquareBay Street & Bank LaneNassau, BahamasNo. 3 OfficesOld Fort BayNassau, BahamasSaffrey SquareBank Lane and Bay StreetNassau, BahamasCR-56766-1000 Kimberly Pierce; Perpetua Monique RobertsN-10222 Daniel Hedkrok; Anna HedkrokSP-63157 R. Clive MooreN-9934 Maxim LyutikovUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsPacifico Global Advisors Ltd. 394-4182 394-4183 jorge.moreira@apms-ltd.comHalsbury Commercial CentreNassau, Bahamas SS-19689 Arturo Klein; Karl Hoerkins; Pierre MonnardPasche Fund Management Ltd 702-2900 362-6186 pbt@pasche.chUnit 1Western Commercial CentreMt. Pleasant VillageWestern RoadNassau, BahamasAP-59241Toby SmithPNC Asset Management Ltd.242-322-4579242-325-8445info@sterling-bahamas.comPriFund Counseil (Bahamas) S.A. 362-6317 362-5788 eeichmann@bper.ch2nd FloorSuite 205ASaffery Square BuildingBank Lane and Bay StreetNassau BahamasLyford Financial CenterLyford Cay #2Nassau, BahamasN-9934SP-63948Alan Edward Cole,Elena Emanuela PrandoniEric EichmannPrivaCapital Management S.A. 362-4995 362-4996 ltaylor@privatetrustco.comNo.3 Offices at Old Fort BayNassau, BahamasSP-63157Lana TaylorR.I.A.F. Ltd 601-5334 601-5339 methompson@riafbahamas.comNo. 1 Bay Executive ParkWest Bay StreetNassau, BahamasN-4837 Danielle SassonRQSI Limited 502-7020 393-5002 sbain@genesisfundservices.com4th Floor308 East Bay StreetNassau, BahamasN-9058Christopher Wesley Satterfield; Neil PatrickRamseyRoyal Fidelity Merchant Bank & Trust Limited 356-7764 326-3000 judy.higgs@fidelitybahamas.comFidelity Financial Centre51 Frederick StreetNassau, BahamasCB-12337Velma Miller; Cleora Farquharson; JosephJames EuteneunerSerficom Family Office Inc. 702-2900 362-6186Unit 1 Commercial CentreMount PleasantWestern New ProvidenceNassau, BahamasAP-59241Elonido Encinar RamirezSafra Asset Management (Bahamas) Limited 677-6555 677-6550 w.penino@safra.bs1st FloorKing's CourtBay StreetNassau, BahamasCB-10988Daniel Nissim KamkhajiSciVest Capital Management Inc. 351-7335 351-7336 john.schmitz@scivest.comSuite 1Millennium HouseEast Mall DriveNassau, BahamasF-42498 John J. L. SchmitzUpdated as at August 20, 2012

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsScotiabank Caribbean Treasury Limited 302-2960 328-7432 brodie.townley@scotiabank.comStirling Partners (Bahamas) Limited 455-4169 mholcombe@stirling-partners.comTempleton Global Advisors Limited 362-4600 362-5281 tsands@templeton.comVan Daalen International Ltd. 328-1042 328-1044 vandaalen@coralwave.comWindemere Corporate Management Limited 677-1922 394-8326 john@windermerecm.comWMG Management Ltd. 502-7020 393-5002 info@genesisfundservices.comVauban Asset Management Limited327-4170/327-4174 327-4176 vauban@coralwave.comVenoge Wealth Advisory Ltd. 356-5454 356-9432 cweech@winterbotham.comSuite 300British Colonial Hilton Centre of Commerce1 Bay StreetNassau, BahamasThird FloorOlde Town MarinaSandyport, West Bay St.Nassau, BahamasTempleton HouseLyford CayNassau, Bahamas3rd FloorKing's CourtBay StreetNassau, BahamasSuite 1000New Providence Financial CentreEast Bay StreetNassau, Bahamas1st Floor308 East Bay StreetNassau, BahamasSuite 2122nd FloorThe Olde TowneLagoon Court BuildingWest Bay StreetNassau, BahamasWinterbotham PlaceMarlborough & Queen StreetsNassau, BahamasN-7518 Brodie TownleySP-63777N-7759Mark HolcombeN-1417 Alain KunzCR-56766Lisa Myers; James Harper, Cynthia Sweeting,Edgerton Scott III, Matthew NagleJohn LawrenceN-9058 Al BilgramiSP-61708James BurrowsN-3026 Joao Carlos ChedeXL Performance Partners Ltd. 356-4114 323-2154 jpgomez@btgomez.comGlobal HouseCumberland CourtOne Cumberland StreetNassau, BahamasN-1991 Michael Halkitis;Updated as at August 20, 2012

Securities ExchangeSECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBahamas International Securities Exchange (BISX) 323-2330 323-2320info@bisxbahamas.com;hollandbisx@coralwave.com;keithbisx@coralwave.com2nd Floor of the Fort Nassau CentreBritish Colonial HiltonNassau, BahamasEE-15672Keith Davies (Chief Executive Officer)FacilitiesCIBC Trust Company (Bahamas) Limited 356-1800 322-3692ben.gillooly@wi.cibc.comcarlis.chisholm@wi.cibc.comGoodman's Bay Corporate CentreNassau, BahamasN-3933 Carlis ChisholmUpdated as at August 20, 2012