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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersThe Winterbotham Trust Company Ltd. II 356-5454 356-9432 nassau@winterbotham.comWinterbotham PlaceMarlborough & Queen StreetsNassau, BahamasN-3026Alan Davidson; Ivan G. Hooper; David Rounce;Chrisopher Hooper; Jessica Thornley; JuniorDiosTillerman Securities Ltd. II 356-3244 356-3245 info@TillermanSecurities.com1 George StreetNassau, BahamasSS-19820Hans C. Sa<strong>under</strong>s; Cherisse Forbes; MorelisaNesbitt; Vichell RobertsUBS (Bahamas) Ltd. II 394-9300 396-3312 andrea.sa<strong>under</strong>s@ubs.comUBS HouseEast Bay StreetNassau, BahamasN-7757Marcia V. Adderley; Jose A.M. Aguilar Millan;Cherise Nottage; Kevin Price; Lucethy Smith;Karen A. Turnquest; Gayle M. Whyms; IanAtkin; Goselle Thomas; George Mallis; AndresEscheverry Gomez; Peter Ceuleers; AndreaSingleton; Marcel Ott; Jamaal Wright;Ghianetta Patrice Stewart; Erick Bruno; BeatRoman Paoletto; Felicia Candacy Boyle- Bazard;Juliana De Campos Oliveira Passos ; ThibaudRaymond Francois Raoul Rene Marie JosephHalewyck; Fabian Felix Jenny; CarlosD'Alessandro; Marc Mueller; Rene'Baumgartner; Brian Jones, Emmanuel Fiaux,Andreas Ito, Joel Oreiller, Ivan Narandja,Gustavo BaeniUnion Bancaire Privee (Bahamas) Limited II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetNassau, BahamasN-7529Eric M. Dyer; Vandyke Sa<strong>under</strong>s; Peter Butler;Brenda Powell; Davawn Turner; Paul Russell;Jennifer McPhee; C<strong>of</strong>fi McPhee;Union Bancaire Privee, UBP SA II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetNassau, BahamasN-7529Eric M. Dyer; Brenda Powell; Davawn Turner;Van-dyke Sa<strong>under</strong>s; Paul Russell; JenniferMcPhee; C<strong>of</strong>fi McPhee, Peter ButlerVotorantim Bank Limited II 328-0981 328-0983 mpavan@votorantimbank.comSuite 204Saffrey Square BuildingBay Street & Bank LaneNassau, BahamasN-951 Mario R.K. Pavan; Samuel J.H. WilkinsonWeiser Asset Management Ltd. I 325-0922 325-0911 icassar@equity<strong>bahamas</strong>.com # 18 Parliament Street N-10697 Dillon Dean; Ivylyn CassarUpdated as at August 20, 2012

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