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ON LOCALISM IN THE HISTORY OF LINGUISTICS<br />

1<br />

Workshop <strong>on</strong> <strong>localism</strong> – AFLiCo 2011 (25/5/2011)<br />

Jean-Michel Fortis, CNRS, UMR 7597 “<strong>Histoire</strong> <strong>des</strong> Théories L<strong>in</strong>guistiques”, Université Paris<br />

Diderot Paris 7.<br />

1. WHAT IS LOCALISM?<br />

Localism was def<strong>in</strong>ed by Ly<strong>on</strong>s as “<strong>the</strong> hypo<strong>the</strong>sis that spatial expressi<strong>on</strong>s are more basic,<br />

grammatically and semantically, than various k<strong>in</strong>ds <strong>of</strong> n<strong>on</strong> spatial expressi<strong>on</strong>s (…). Spatial<br />

expressi<strong>on</strong>s are l<strong>in</strong>guistically more basic, accord<strong>in</strong>g to <strong>the</strong> localists, <strong>in</strong> that <strong>the</strong>y serve as<br />

structural templates, as it were, for o<strong>the</strong>r expressi<strong>on</strong>s ; and <strong>the</strong> reas<strong>on</strong> why this should be so,<br />

it is plausibly suggested by psychologists, is that spatial organizati<strong>on</strong> is <strong>of</strong> central importance<br />

<strong>in</strong> human cogniti<strong>on</strong>” (1977: 718).<br />

Localism, <strong>the</strong>refore, is <strong>the</strong> view that <strong>the</strong> c<strong>on</strong>ceptualizati<strong>on</strong> <strong>of</strong> spatial relati<strong>on</strong>s or moti<strong>on</strong><br />

events underlies (at least part <strong>of</strong>) grammatical structure. Grammatical structure refers esp. to<br />

dia<strong>the</strong>sis and transitivity, grammat. relati<strong>on</strong>s (subject / object), cases. Localism may also<br />

extend to lexical semantics, <strong>in</strong> which case spatial relati<strong>on</strong>s are c<strong>on</strong>sidered to be <strong>of</strong> central<br />

importance <strong>in</strong> analyz<strong>in</strong>g <strong>the</strong> mean<strong>in</strong>g <strong>of</strong> a lexical item.<br />

2. WHEN DID LOCALISM APPEAR?<br />

In <strong>the</strong> field <strong>of</strong> case <strong>the</strong>ory, <strong>the</strong> traditi<strong>on</strong>al view is that localist ideas are first attested <strong>in</strong><br />

treatises <strong>of</strong> Byzant<strong>in</strong>e grammarians, notably Maximus Planu<strong>des</strong> (c.1260-c.1305). This view<br />

can be found <strong>in</strong> Curtius 1864, who apparently holds it from a slightly earlier and unknown<br />

source; it is repeated <strong>in</strong> Ste<strong>in</strong>thalʼs Geschichte der Sprachwissenschaft, 2 nd ed. <strong>of</strong> 1891 and<br />

Hjelmslev 1935, who refers back to Ste<strong>in</strong>thal. Chanet (1985) argues c<strong>on</strong>v<strong>in</strong>c<strong>in</strong>gly that this<br />

<strong>in</strong>terpretati<strong>on</strong> <strong>of</strong> Planu<strong>des</strong> is doubtful.<br />

Bey<strong>on</strong>d <strong>the</strong> questi<strong>on</strong> <strong>of</strong> cases, modist grammarians (13 th -14 th cent.) have defended localist<br />

(or better: physicalist) views <strong>on</strong> grammatical structure (grammatical structure mirrors moti<strong>on</strong><br />

events, for ex. <strong>the</strong> subject is <strong>des</strong>cribed as a pr<strong>in</strong>cipium motus; cf. Kelly 1977). Earlier still, <strong>the</strong><br />

noti<strong>on</strong> <strong>of</strong> transitivity has been sometimes analyzed <strong>in</strong> physicalist terms (for ex. ap.<br />

Appol<strong>on</strong>ius Dyscoles, 2 nd cent. AD, who c<strong>on</strong>sidered that can<strong>on</strong>ical transitivity <strong>in</strong>volves <strong>the</strong><br />

transfer <strong>of</strong> activity (energeia) from a pers<strong>on</strong> to ano<strong>the</strong>r; Colombat 2009).<br />

The rise <strong>of</strong> empiricism (esp. after Locke) 1 , which results <strong>in</strong> a new <strong>in</strong>terest <strong>in</strong> <strong>the</strong> relati<strong>on</strong> <strong>of</strong><br />

language to thought, br<strong>in</strong>gs to attenti<strong>on</strong> words which express c<strong>on</strong>necti<strong>on</strong>s between ideas,<br />

and which Locke calls “particles”. Leibniz was impressed by Lockeʼs observati<strong>on</strong>s <strong>on</strong><br />

particles (Nouveaux Essais III.7), and explicitly endorses localist ideas about <strong>the</strong> core<br />

mean<strong>in</strong>g <strong>of</strong> a class <strong>of</strong> particles, namely prepositi<strong>on</strong>s:<br />

Circa praepositi<strong>on</strong>es observandum videtur omnes <strong>in</strong> nostris l<strong>in</strong>guis usitatis orig<strong>in</strong>arie significare<br />

respectum ad situm, et <strong>in</strong>de transferri tropo quodam ad noti<strong>on</strong>es quasdam metaphysicas m<strong>in</strong>us<br />

imag<strong>in</strong>ati<strong>on</strong>i subjectas. Quod mirum n<strong>on</strong> est, quia hom<strong>in</strong>es etiam ea quae imag<strong>in</strong>ari n<strong>on</strong> possunt<br />

per res imag<strong>in</strong>ati<strong>on</strong>i subjectas explicare c<strong>on</strong>antur (Leibniz, Analysis Particularum, 1685-6 : 647). 2<br />

1 Of course, empiricism was not born with Locke. Its orig<strong>in</strong> can be traced back to Aristotle (cf. De Anima 432a5s).<br />

The presence <strong>of</strong> <strong>the</strong> famous motto nihil est <strong>in</strong>tellectu quod n<strong>on</strong> prius fuerit <strong>in</strong> sensu <strong>in</strong> authors like Thomas<br />

Aqu<strong>in</strong>as, Gassendi and Locke (Cranefield 1970) shows that it had rema<strong>in</strong>ed <strong>on</strong> <strong>the</strong> philosophical horiz<strong>on</strong>.<br />

2 The idea that “spiritual th<strong>in</strong>gs” or abstract noti<strong>on</strong>s are known and <strong>des</strong>ignated by words denot<strong>in</strong>g “bodily th<strong>in</strong>gs”,<br />

for ex. through metaphors, is wi<strong>des</strong>pread <strong>in</strong> <strong>the</strong> 17 th century, that is, before Locke. Thus, nei<strong>the</strong>r Locke nor a<br />

fortiori Leibniz are <strong>the</strong> first authors who associate a cognitive <strong>the</strong>ory <strong>of</strong> metaphor with a semantic analysis <strong>of</strong>


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Workshop <strong>on</strong> <strong>localism</strong> – AFLiCo 2011 (25/5/2011)<br />

Harris, <strong>in</strong> his Hermes (1765), draws a parallel between prepositi<strong>on</strong>s and cases, c<strong>on</strong>siders<br />

that <strong>the</strong> primary mean<strong>in</strong>g <strong>of</strong> prepositi<strong>on</strong>s is spatial, and analyzes <strong>the</strong> genitive and dative<br />

cases <strong>in</strong> localist terms (resp. as spatial from- and to-cases ; 1765: 284s). Like Harris,<br />

C<strong>on</strong>dillac (1765, vol. II, chap. 13) claims that <strong>the</strong> primary mean<strong>in</strong>g <strong>of</strong> prep. is spatial.<br />

But <strong>the</strong> glory days <strong>of</strong> localist case <strong>the</strong>ories beg<strong>in</strong> around 1815-1830 <strong>in</strong> Germany. One <strong>of</strong> <strong>the</strong><br />

<strong>in</strong>itiators <strong>of</strong> this trend might be Doeleke 1814 (also spelled Döleke or Dölecke), who refers to<br />

Harris. O<strong>the</strong>r localist studies will follow suit. Supporters <strong>of</strong> <strong>localism</strong>, radical or less so, and<br />

<strong>the</strong>ir opp<strong>on</strong>ents will engage <strong>in</strong> a c<strong>on</strong>troversy that will last a good 80 years. German 19 th<br />

century is <strong>the</strong>refore a very important period <strong>in</strong> <strong>the</strong> <strong>history</strong> <strong>of</strong> <strong>localism</strong>. Hjelmslev (1935) is still<br />

<strong>the</strong> most thorough survey to date.<br />

I will now turn to <strong>the</strong> German doma<strong>in</strong>, and move <strong>on</strong> next to localist ideas <strong>in</strong> c<strong>on</strong>temporary<br />

l<strong>in</strong>guistics. F<strong>in</strong>ally, I will ask whe<strong>the</strong>r a c<strong>on</strong>necti<strong>on</strong> or a comm<strong>on</strong> ground unites <strong>the</strong>se two<br />

periods.<br />

3. XIX TH CENTURY GERMAN LOCALISM: ITS BACKGROUND<br />

3.1. C<strong>on</strong>text <strong>in</strong> l<strong>in</strong>guistics<br />

Several factors c<strong>on</strong>tribute to <strong>the</strong> emergence <strong>of</strong> comparative work <strong>on</strong> case:<br />

• Multiplicati<strong>on</strong> <strong>of</strong> school and higher-level grammars <strong>of</strong> Lat<strong>in</strong> and Greek, with c<strong>on</strong>ceptual<br />

presentati<strong>on</strong>s <strong>of</strong> cases (two problems: f<strong>in</strong>d logic <strong>in</strong> <strong>the</strong> various uses <strong>of</strong> a case, esp. <strong>the</strong><br />

genitive and dative, and expla<strong>in</strong> discrepancies between Lat<strong>in</strong> and Greek).<br />

• Discussi<strong>on</strong>s <strong>on</strong> <strong>the</strong> typology <strong>of</strong> languages <strong>in</strong>herited from French Grammaire Générale<br />

(cf. <strong>the</strong> dist<strong>in</strong>cti<strong>on</strong> between langues analogues / transpositives, which prompted reflecti<strong>on</strong>s<br />

<strong>on</strong> <strong>the</strong> role <strong>of</strong> <strong>in</strong>flexi<strong>on</strong>s <strong>in</strong> langues transpositives).<br />

• Grow<strong>in</strong>g emphasis <strong>on</strong> <strong>the</strong> cross-l<strong>in</strong>guistic comparis<strong>on</strong> <strong>of</strong> grammatical forms (esp.<br />

<strong>in</strong>flexi<strong>on</strong>s).<br />

• Discovery <strong>of</strong> Sanskrit, a richly <strong>in</strong>flected language and rise <strong>of</strong> comparative studies which<br />

ensues (esp. Bopp).<br />

3.2. C<strong>on</strong>text <strong>in</strong> epistemology<br />

At this juncture (end <strong>of</strong> 18 th and beg<strong>in</strong>nig <strong>of</strong> 19 th cent.), German <strong>the</strong>ories <strong>of</strong> knowledge are<br />

under <strong>the</strong> <strong>in</strong>fluence <strong>of</strong> several major trends:<br />

• Empiricist views (with occasi<strong>on</strong>al rants aga<strong>in</strong>st overly “logical” views <strong>of</strong> general<br />

grammar), i.e. th<strong>in</strong>k<strong>in</strong>g proceeds from c<strong>on</strong>crete experience to abstract noti<strong>on</strong>s, some <strong>of</strong><br />

<strong>the</strong> latter hav<strong>in</strong>g an element <strong>of</strong> abitrar<strong>in</strong>ess (Lockeʼs mixed mo<strong>des</strong> for ex. 3 ) reflected <strong>in</strong><br />

language (hence <strong>the</strong> importance <strong>of</strong> language as a w<strong>in</strong>dow <strong>on</strong> thought).<br />

• In Germany, importance <strong>of</strong> Kantʼs ideas, esp. Anschauung ʻ<strong>in</strong>tuiti<strong>on</strong>ʼ as mediat<strong>in</strong>g <strong>the</strong><br />

understand<strong>in</strong>g <strong>of</strong> c<strong>on</strong>cepts through experience :<br />

“It is, <strong>the</strong>refore, just as necessary to make <strong>the</strong> m<strong>in</strong>d's c<strong>on</strong>cepts sensible — that is, to add<br />

an object to <strong>the</strong>m <strong>in</strong> <strong>in</strong>tuiti<strong>on</strong> — as to make our <strong>in</strong>tuiti<strong>on</strong>s understandable — that is, to<br />

br<strong>in</strong>g <strong>the</strong>m under c<strong>on</strong>cepts. These two powers [Verstand ʻunderstand<strong>in</strong>gʼ and Anschauung<br />

ʻ<strong>in</strong>tuiti<strong>on</strong>ʼ], or capacities, cannot exchange <strong>the</strong>ir functi<strong>on</strong>s. The understand<strong>in</strong>g can <strong>in</strong>tuit<br />

l<strong>in</strong>guistic forms. The same view is advocated by Clauberg and Lamy (Formigari 1988a: 112sqq). Clauberg is<br />

identified by Aarsleff as a possible source <strong>of</strong> Locke (Aarsleff 1982: 66-7).<br />

3 Mixed mo<strong>des</strong> are composed by men from simple ideas (Essay ch. XXII). Examples are obligati<strong>on</strong>, lie,<br />

sacrilege… The dist<strong>in</strong>cti<strong>on</strong> between real and nom<strong>in</strong>al essence also underl<strong>in</strong>es <strong>the</strong> relevance <strong>of</strong> language for<br />

understand<strong>in</strong>g our c<strong>on</strong>cepts, and <strong>the</strong> distance that may separate nom<strong>in</strong>al def<strong>in</strong>iti<strong>on</strong>s from <strong>the</strong> real c<strong>on</strong>stituti<strong>on</strong> <strong>of</strong><br />

th<strong>in</strong>gs.


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Workshop <strong>on</strong> <strong>localism</strong> – AFLiCo 2011 (25/5/2011)<br />

noth<strong>in</strong>g, <strong>the</strong> senses can th<strong>in</strong>k noth<strong>in</strong>g. Only from <strong>the</strong>ir unificati<strong>on</strong> can cogniti<strong>on</strong> arise.”<br />

(Kant, CPR, A50-51/B74-76)<br />

Kant did exert an <strong>in</strong>fluence <strong>on</strong> German <strong>in</strong>guistics (Kantʼs system was <strong>the</strong> newest th<strong>in</strong>g <strong>in</strong><br />

“logic”, and <strong>the</strong> relati<strong>on</strong> <strong>of</strong> “logical judgment” to forms was an important c<strong>on</strong>cern). We shall<br />

see that some basic Kantian noti<strong>on</strong>s seem to be taken for granted by some l<strong>in</strong>guists, esp.<br />

Wüllner (Parret 1989).<br />

• F<strong>in</strong>ally, language itself is sometimes c<strong>on</strong>ceived <strong>of</strong> as <strong>the</strong> repository <strong>of</strong> <strong>the</strong> c<strong>on</strong>diti<strong>on</strong>s <strong>of</strong><br />

thought (a sort <strong>of</strong> l<strong>in</strong>guistic twist<strong>in</strong>g <strong>of</strong> Kantian philosophy), with an <strong>in</strong>sistence <strong>on</strong> human<br />

sp<strong>on</strong>taneity and freedom <strong>in</strong> <strong>the</strong> creati<strong>on</strong> <strong>of</strong> l<strong>in</strong>guistic forms. W. v. Humboldt exemplifies<br />

this shift. “Humboldtʼs philosophy <strong>of</strong> language could be summarized by say<strong>in</strong>g that he<br />

carries <strong>the</strong> noti<strong>on</strong> <strong>of</strong> transcendantal from thought to language” (Formigari 1988b: 63). 4<br />

C<strong>on</strong>sequence <strong>on</strong> <strong>the</strong> research agenda<br />

The comparative study <strong>of</strong> grammatical forms is associated with <strong>the</strong> view that th<strong>in</strong>k<strong>in</strong>g is<br />

c<strong>on</strong>diti<strong>on</strong>ed by language, and <strong>the</strong> empiricist (and post-kantian) view that thought proceeds<br />

from c<strong>on</strong>crete to abstract, or is shaped by <strong>in</strong>tuiti<strong>on</strong> and categories <strong>of</strong> experience.<br />

4. LOCALISM<br />

The first two extensive localist case <strong>the</strong>ories are due to Wüllner and Hartung, who worked<br />

<strong>in</strong>dependently from each o<strong>the</strong>r. Wüllner <strong>of</strong>fers a particularly <strong>in</strong>terest<strong>in</strong>g illustrati<strong>on</strong>.<br />

4.1. An example: Wüllnerʼs <strong>the</strong>ory<br />

Wüllnerʼs analysis essentially bears <strong>on</strong> Lat<strong>in</strong> and Greek (1827) and later <strong>on</strong> Sanskrit as well<br />

(1831), with frequent references to German, and occasi<strong>on</strong>al menti<strong>on</strong>s <strong>of</strong> English, Italian,<br />

French, Modern Greek, Hebrew. Wüllner was Boppʼs student, and etymological research <strong>on</strong><br />

Indo-european roots is <strong>the</strong>refore an important aspect <strong>of</strong> his work.<br />

Accord<strong>in</strong>g to Wüllner, <strong>the</strong> basic mean<strong>in</strong>gs (Grundbedeutungen) <strong>of</strong> <strong>the</strong> genitive, accusative<br />

and dative cases are spatial <strong>in</strong>tuiti<strong>on</strong>s (Anschauungen), resp. <strong>of</strong> a start<strong>in</strong>g po<strong>in</strong>t (woher<br />

ʻwhere fromʼ), <strong>of</strong> a goal (woh<strong>in</strong> ʻwhere toʼ) and a localizati<strong>on</strong> (wo ʻwhereʼ). Intuiti<strong>on</strong>s reflect <strong>the</strong><br />

subjective (vs objective) nature <strong>of</strong> language, and <strong>the</strong> fact that <strong>the</strong> c<strong>on</strong>cepti<strong>on</strong> <strong>of</strong> abstract<br />

relati<strong>on</strong>s is always rooted <strong>in</strong> sensuous experience.<br />

The various accepti<strong>on</strong>s <strong>of</strong> a case are derived from <strong>the</strong> basic mean<strong>in</strong>g, just like <strong>in</strong> a radiat<strong>in</strong>g<br />

network. By way <strong>of</strong> illustrati<strong>on</strong>, <strong>the</strong> follow<strong>in</strong>g network sums up <strong>the</strong> various uses <strong>of</strong> <strong>the</strong> genitive<br />

case and <strong>the</strong>ir c<strong>on</strong>necti<strong>on</strong>s <strong>in</strong> Wüllnerʼs account (<strong>the</strong> labels are my own, <strong>the</strong> examples are<br />

taken from Wüllner, <strong>the</strong> translati<strong>on</strong>s are literal):<br />

4 I note <strong>in</strong> pass<strong>in</strong>g that W. v. Humboldt also holds localist views <strong>in</strong> his (1830) Die Verwandtschaft der<br />

Ortsadverbien mit dem Pr<strong>on</strong>omen <strong>in</strong> e<strong>in</strong>igen Sprachen (pr<strong>on</strong>ouns are derived from locative adverbs: spatial<br />

<strong>in</strong>tuiti<strong>on</strong> mediates <strong>the</strong> c<strong>on</strong>cepti<strong>on</strong> underly<strong>in</strong>g forms which, like pr<strong>on</strong>ouns, abstract away from qualitative<br />

determ<strong>in</strong>ati<strong>on</strong>s). Humboldtʼs data do not come from <strong>the</strong> usual classical languages, but from Armenian, Ch<strong>in</strong>ese,<br />

T<strong>on</strong>gian, Maori and Japanese.


prehensive,<br />

utilitative<br />

(ónasthai t<strong>in</strong>os<br />

ʻuse sthGENʼ)<br />

FROM<br />

(Woher)<br />

receptive<br />

(lágkhane<strong>in</strong><br />

t<strong>in</strong>os ʻobta<strong>in</strong><br />

sthGENʼ)<br />

cognitive ,<br />

perceptive<br />

(akoúe<strong>in</strong> t<strong>in</strong>os<br />

ʻhear sthGENʼ)<br />

<strong>des</strong>iderative<br />

(epithúme<strong>in</strong> t<strong>in</strong>os<br />

ʻ<strong>des</strong>ire sthGENʼ)<br />

standpo<strong>in</strong>t (belli<br />

peritus ʻexperienced<br />

<strong>of</strong> warʼ)<br />

time (orig<strong>in</strong> and durati<strong>on</strong>)<br />

(khrónou sukhnoû ʻfrom a<br />

l<strong>on</strong>g timeʼ)<br />

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Workshop <strong>on</strong> <strong>localism</strong> – AFLiCo 2011 (25/5/2011)<br />

lack / abundance<br />

(carere alicuius<br />

ʻlack sthGENʼ)<br />

substance<br />

(di seta ʻ<strong>of</strong> silkʼ)<br />

possessive (improbi<br />

hom<strong>in</strong>is est mendacio<br />

fallere ʻdeceiv<strong>in</strong>g by<br />

lie is <strong>of</strong> a dish<strong>on</strong>est<br />

manʼ)<br />

causative (múrou<br />

pneîn ʻsmell <strong>of</strong><br />

unguentʼ)<br />

comparative (sophôteros<br />

Alkibiádou ʻwiser from<br />

Alcibia<strong>des</strong>ʼ)<br />

spat./temp.<br />

standpo<strong>in</strong>t (pro<br />

teikheôn ʻ<strong>in</strong> fr<strong>on</strong>t<br />

from <strong>the</strong> wallsʼ)<br />

quality / value<br />

(vir magnæ<br />

sapientiæ ʻman <strong>of</strong><br />

great wisdomʼ)<br />

pretiative<br />

(ôneisthai muriôn<br />

drakhmôn ʻto buy <strong>of</strong><br />

thousands drachmasʼ)<br />

<strong>in</strong>terjective<br />

(oímoi tôn kakôn<br />

ʻwoeʼs me from bad<br />

luckʼ)<br />

Wüllner cites as evidence for his account <strong>the</strong> fact that cases can be substituted with or<br />

fur<strong>the</strong>r determ<strong>in</strong>ed by prepositi<strong>on</strong>s which clearly have a basic spatial mean<strong>in</strong>g; fur<strong>the</strong>r, <strong>the</strong><br />

verbs (or adj., or nouns) used with a particular case fit <strong>in</strong>to <strong>the</strong> same basic spatial<br />

c<strong>on</strong>ceptualizati<strong>on</strong> as <strong>the</strong> <strong>on</strong>e supposed to underlie <strong>the</strong> case itself.<br />

Nom<strong>in</strong>ative and vocative are left out <strong>of</strong> <strong>the</strong> picture (<strong>the</strong>y are not real cases, be<strong>in</strong>g used for<br />

objects c<strong>on</strong>ceptualized as <strong>in</strong>dependent). The ablative was orig<strong>in</strong>ally identical with <strong>the</strong> dative,<br />

and <strong>the</strong> <strong>in</strong>strumental / locative uses <strong>of</strong> this dative-ablative can be derived from its basic<br />

spatial mean<strong>in</strong>g.<br />

4.2. Diachr<strong>on</strong>y<br />

The sec<strong>on</strong>d major opus <strong>of</strong> Wüllner (1831) is an exercise <strong>in</strong> comparative grammar, rife with<br />

data from Sanskrit, <strong>in</strong> additi<strong>on</strong> to Lat<strong>in</strong> and Greek (Sanskrit is nearly absent from his 1827<br />

book). In this study, Wüllner pr<strong>of</strong>esses an extreme k<strong>in</strong>d <strong>of</strong> <strong>localism</strong>: “Our m<strong>in</strong>d embodies<br />

[verkörpert] everyth<strong>in</strong>g to which it c<strong>on</strong>fers existence, and, by <strong>the</strong> same move, th<strong>in</strong>ks this<br />

existent as exist<strong>in</strong>g <strong>in</strong> space” (1831: 272).<br />

Wüllner (1831) tries to show that forms express<strong>in</strong>g moti<strong>on</strong>, deixis and spatial relati<strong>on</strong>s are <strong>the</strong><br />

major source <strong>of</strong> lexicalizati<strong>on</strong> <strong>of</strong> all l<strong>in</strong>guistic forms. Boppʼs <strong>in</strong>fluence is perceptible. Indeed,<br />

Bopp had shown that some end<strong>in</strong>gs <strong>of</strong> Sanskrit, Lat<strong>in</strong> and Greek declensi<strong>on</strong>s came from<br />

dem<strong>on</strong>stratives or prepositi<strong>on</strong>s with an “orig<strong>in</strong>ally” spatial mean<strong>in</strong>g, and that at least some


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Workshop <strong>on</strong> <strong>localism</strong> – AFLiCo 2011 (25/5/2011)<br />

prepositi<strong>on</strong>s were closely related to dem<strong>on</strong>stratives (Bopp 1826). There is no doubt that<br />

Bopp enterta<strong>in</strong>ed localist ideas, and envisaged <strong>the</strong> development <strong>of</strong> language as <strong>the</strong><br />

lexicalizati<strong>on</strong> / grammaticalizati<strong>on</strong> <strong>of</strong> forms orig<strong>in</strong>ally related to sensuous and spatial<br />

experience. 5<br />

Accord<strong>in</strong>g to Wüllner roots <strong>of</strong> “orig<strong>in</strong>al” (ursprüngliche) moti<strong>on</strong> verbs can be found <strong>in</strong> a<br />

number <strong>of</strong> verbs and verbal suffixes. An example is his analysis <strong>of</strong> <strong>in</strong>choative verbs like Lat<strong>in</strong><br />

matur-es-c-o = ʻripe-to.be-go-1Pʼ, where es- is found <strong>in</strong> Lat<strong>in</strong> esse, and c- is ak<strong>in</strong> to a<br />

Sanskrit form gâ, also found <strong>in</strong> Eng. go and Germ. gehen (Wüllner 1831 : 72).<br />

Pr<strong>on</strong>ouns, some case forms and verbal end<strong>in</strong>gs, some adverbs are derived from <strong>the</strong> three<br />

“most orig<strong>in</strong>al” (ursprünglichste) dem<strong>on</strong>strative adverbs i / a / u (resp. proximal / distal /<br />

proximal and below, hidden from view).<br />

Substantives and adjectives are hypo<strong>the</strong>sized to have pr<strong>on</strong>om<strong>in</strong>al (and ultimately,<br />

dem<strong>on</strong>strative) end<strong>in</strong>gs, <strong>on</strong> <strong>the</strong> ground that pr<strong>on</strong>ouns serve to anchor a referent <strong>in</strong> space<br />

(1831: 272-3). For ex. Lat<strong>in</strong> frag-i-li-s is analyzed as a substantificati<strong>on</strong> <strong>of</strong> <strong>the</strong> break<strong>in</strong>g acti<strong>on</strong>,<br />

with locativizati<strong>on</strong> by -i-, and pr<strong>on</strong>om<strong>in</strong>alizati<strong>on</strong> by -li-, with <strong>the</strong> result<strong>in</strong>g mean<strong>in</strong>g ʻbreak<strong>in</strong>g<strong>in</strong>-<strong>the</strong><br />

<strong>on</strong>eʼ or ʻ<strong>the</strong> <strong>on</strong>e <strong>in</strong>volved <strong>in</strong> a break<strong>in</strong>g acti<strong>on</strong>ʼ (1831 : 318).<br />

4.3. Hjelmslev (1935-7)<br />

A hundred years after its formulati<strong>on</strong>, Hjelmslev still regards Wüllnerʼs <strong>the</strong>ory as <strong>the</strong> best<br />

account <strong>of</strong> cases. The reas<strong>on</strong>s why Hjelmslev si<strong>des</strong> with <strong>the</strong> localists have been exposed <strong>in</strong><br />

Parret (1995), and limitati<strong>on</strong>s <strong>of</strong> space prevent me from go<strong>in</strong>g <strong>in</strong>to <strong>the</strong> details <strong>of</strong> Hjelmslevʼs<br />

<strong>the</strong>ory.<br />

Hjelmslev rema<strong>in</strong>s faithful to <strong>the</strong> localist idea that directi<strong>on</strong> is a basic dimensi<strong>on</strong> <strong>of</strong> case<br />

systems, but he takes directi<strong>on</strong> <strong>in</strong> a very abstract sense which subsumes <strong>the</strong> various<br />

accepti<strong>on</strong>s that Wüllner derives from each basic mean<strong>in</strong>g (<strong>in</strong> this, I th<strong>in</strong>k he distorts Wüllnerʼs<br />

ideas). Fur<strong>the</strong>r, Hjelmslev po<strong>in</strong>ts out that case systems cannot be reduced to <strong>the</strong> dimensi<strong>on</strong><br />

<strong>of</strong> directi<strong>on</strong>. More complex systems than <strong>the</strong> <strong>on</strong>es found <strong>in</strong> Indoeuropean languages show<br />

that more than directi<strong>on</strong> is <strong>in</strong>volved. In fact, <strong>the</strong> simplicity <strong>of</strong> Indoeuropean systems is likely to<br />

c<strong>on</strong>ceal possible syncretisms. More complex systems would <strong>the</strong>refore be better suited to<br />

tell<strong>in</strong>g apart <strong>the</strong> semantic dimensi<strong>on</strong>s <strong>of</strong> case. Tak<strong>in</strong>g <strong>in</strong>to account more complex case<br />

systems leads Hjelmslev to dist<strong>in</strong>guish 3 dimensi<strong>on</strong>s <strong>of</strong> c<strong>on</strong>trast:<br />

The first dimensi<strong>on</strong> <strong>of</strong> c<strong>on</strong>trast is that <strong>of</strong> directi<strong>on</strong>, like <strong>in</strong> localist accounts. The sec<strong>on</strong>d<br />

dimensi<strong>on</strong> perta<strong>in</strong>s to <strong>the</strong> “<strong>in</strong>timacy” <strong>of</strong> <strong>the</strong> locative relati<strong>on</strong>ship (i.e. <strong>in</strong> vs <strong>on</strong>, <strong>on</strong> vs above),<br />

or, <strong>in</strong> Hjelmslevʼs words, to <strong>the</strong> coherence / <strong>in</strong>coherence <strong>of</strong> <strong>the</strong> relati<strong>on</strong> which associates two<br />

entities. F<strong>in</strong>ally, <strong>the</strong> third dimensi<strong>on</strong> <strong>in</strong>volves an oppositi<strong>on</strong> between subjectively c<strong>on</strong>strued<br />

relati<strong>on</strong>s and objective <strong>on</strong>es (depend<strong>in</strong>g <strong>on</strong> whe<strong>the</strong>r a situati<strong>on</strong> is c<strong>on</strong>ceptualized <strong>in</strong> a relative<br />

frame or not). 6<br />

5. HALF-HEARTED LOCALISTS AND LOCALISTOPHOBICS<br />

Though I cannot provide first-hand c<strong>on</strong>firmati<strong>on</strong> <strong>of</strong> this, repeated statements made by<br />

protag<strong>on</strong>ists like Holzweissig, Curtius or Rumpel po<strong>in</strong>t to <strong>the</strong> fact that <strong>localism</strong> had ga<strong>in</strong>ed<br />

wide acceptance, especially am<strong>on</strong>g teachers <strong>of</strong> classical languages.<br />

5 For ex. he says that “causality and <strong>in</strong>strumentality, because <strong>the</strong>y are not spatial, external nor sensuous, are<br />

necessarily c<strong>on</strong>ceptualized spatially <strong>in</strong> order to be expressed” (1826: 78). His justificati<strong>on</strong> for assign<strong>in</strong>g <strong>the</strong><br />

ablative to an early l<strong>in</strong>guistic stage is also very reveal<strong>in</strong>g: “if external, spatial relati<strong>on</strong>s are <strong>the</strong> first for which a<br />

language must f<strong>in</strong>d a <strong>des</strong>ignati<strong>on</strong>, it follows that <strong>the</strong> ablative, <strong>in</strong> <strong>the</strong> sense <strong>in</strong> which it is used <strong>in</strong> Sanskrit, can be<br />

justifiably regarded as <strong>on</strong>e <strong>of</strong> <strong>the</strong> ol<strong>des</strong>t and most natural cases” (Bopp 1826 : 87-8).<br />

6 I w<strong>on</strong>der whe<strong>the</strong>r Hjelmslev could have <strong>in</strong>fluenced Langacker <strong>on</strong> this po<strong>in</strong>t and suggested to him <strong>the</strong> term, if not<br />

<strong>the</strong> c<strong>on</strong>cept, <strong>of</strong> subjectivity.


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However, localist <strong>the</strong>ories were fac<strong>in</strong>g serious difficulties (Curtius 1864). They had noth<strong>in</strong>g to<br />

say about <strong>the</strong> nom<strong>in</strong>ative (and voc.) cases. Similarities between nom<strong>in</strong>ative and accusative<br />

forms was troublesome, s<strong>in</strong>ce nom<strong>in</strong>ative could not be regarded as a local case. Fur<strong>the</strong>r, if<br />

accusative had a spatial basic mean<strong>in</strong>g, why was it hardly ever replaced by a prepositi<strong>on</strong> <strong>in</strong><br />

modern languages? Also, <strong>the</strong> genitive could be seen to be str<strong>on</strong>gly associated with nom<strong>in</strong>al<br />

determ<strong>in</strong>ati<strong>on</strong>, and its spatial uses seemed to be marg<strong>in</strong>al at best.<br />

5.1. Half-hearted localists<br />

Semi-<strong>localism</strong> was a way out <strong>of</strong> <strong>the</strong>se difficulties. For ex., Holzweissig (1877) makes <strong>the</strong><br />

follow<strong>in</strong>g dist<strong>in</strong>cti<strong>on</strong>:<br />

Grammatical cases Local cases<br />

nom<strong>in</strong>ative dative<br />

vocative ablative<br />

accusative locative<br />

genitive <strong>in</strong>str.-sociat.<br />

Local cases result from <strong>the</strong> splitt<strong>in</strong>g <strong>of</strong> an adverbial case dur<strong>in</strong>g an early period <strong>of</strong> Comm<strong>on</strong><br />

Indogermanic. From “Comm<strong>on</strong> Indogermanic” to Sanskrit to Greek and Lat<strong>in</strong>, <strong>the</strong> values <strong>of</strong><br />

local cases get “reshuffled”:<br />

Lat<strong>in</strong> Greek Sanskrit Basic mean<strong>in</strong>g<br />

(Grundbedeutung)<br />

abl. separat. gen. abl. From-case<br />

(Wohercasus)<br />

abl. loci / temp. dat. loci / temp. loc. Where-case<br />

(Wocasus)<br />

abl. comit. / mod. / dat. comit. / mod. / <strong>in</strong>str.-sociat. With-case<br />

<strong>in</strong>str.<br />

<strong>in</strong>str.<br />

(Mitcasus)<br />

dat. dat. dat. To-case<br />

(Woh<strong>in</strong>casus)<br />

Diachr<strong>on</strong>ic alterati<strong>on</strong>s <strong>of</strong> forms and mean<strong>in</strong>gs solved fur<strong>the</strong>r problems. For ex., why is<br />

accusative overrid<strong>in</strong>g dative for <strong>the</strong> expressi<strong>on</strong> <strong>of</strong> goal? Holzweissig claims that dative (or<br />

ablative), after hav<strong>in</strong>g absorbed <strong>the</strong> locative case, came to be associated with stasis, while<br />

<strong>the</strong> mean<strong>in</strong>g <strong>of</strong> <strong>the</strong> accusative was extended to goals.<br />

Holzweissigʼs views are relatively close to Ahrens divisi<strong>on</strong> between “logical” and “topical<br />

cases”, and to Ste<strong>in</strong>thalʼs dist<strong>in</strong>cti<strong>on</strong> between “real cases”, and “expressi<strong>on</strong>s <strong>of</strong> spatial<br />

relati<strong>on</strong>s”, himself <strong>in</strong> l<strong>in</strong>e with Wundt (1912). The latter two, however, do not c<strong>on</strong>sider spatial<br />

cases as genu<strong>in</strong>e cases.<br />

5.2. Localistophobics<br />

Rumpel (1845, 1866) is <strong>on</strong>e <strong>of</strong> <strong>the</strong> most prom<strong>in</strong>ent adversaries <strong>of</strong> <strong>localism</strong>. His ma<strong>in</strong><br />

objecti<strong>on</strong>s are that<br />

(1) localists read c<strong>on</strong>textual and extra-l<strong>in</strong>guistic mean<strong>in</strong>g <strong>in</strong>to cases;<br />

(2) <strong>the</strong>ir def<strong>in</strong>iti<strong>on</strong>s are vague and may fit more than <strong>on</strong>e case;<br />

(3) c<strong>on</strong>versely, a basic mean<strong>in</strong>g may be represented <strong>in</strong> more than <strong>on</strong>e case;<br />

(4) <strong>the</strong>y simply ignore <strong>the</strong> most important “logical” fact <strong>of</strong> all languages, namely that language<br />

reflects thought, hence <strong>in</strong>herits from judgment <strong>the</strong> subject-predicate structure, which


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Workshop <strong>on</strong> <strong>localism</strong> – AFLiCo 2011 (25/5/2011)<br />

c<strong>on</strong>diti<strong>on</strong>s <strong>the</strong> nom<strong>in</strong>ative-verb structure.<br />

He <strong>in</strong>sists that <strong>the</strong> mean<strong>in</strong>gs <strong>of</strong> cases are much more abstract than what localists take <strong>the</strong>m<br />

to be. His def<strong>in</strong>iti<strong>on</strong>s are still c<strong>on</strong>ceptual, yet are merely a re<strong>des</strong>cripti<strong>on</strong> <strong>of</strong> formal relati<strong>on</strong>s.<br />

For ex. “<strong>the</strong> mean<strong>in</strong>g <strong>of</strong> <strong>the</strong> object accusative is to establish an immediate b<strong>on</strong>d between a<br />

substantive and a verb, that is, a b<strong>on</strong>d which requires no specific mediati<strong>on</strong> <strong>in</strong> thought”<br />

(1866: 16).<br />

Rumpel illustrates a grow<strong>in</strong>g emphasis <strong>on</strong> formal analysis <strong>of</strong> cases, an emphasis also found,<br />

for ex. <strong>in</strong> a neo-grammarian like Delbrück (accord<strong>in</strong>g to Serbat 1981).<br />

6. LOCALISM IN COGNITIVE LINGUISTICS<br />

6.1. Anders<strong>on</strong> (1971)<br />

Localist case <strong>the</strong>ory was revived <strong>in</strong> <strong>the</strong> 70s by Anders<strong>on</strong> (1971), who was well aware <strong>of</strong> <strong>the</strong><br />

<strong>history</strong> <strong>of</strong> <strong>localism</strong>. Anders<strong>on</strong>ʼs own <strong>the</strong>ory was however dist<strong>in</strong>ctly modern, s<strong>in</strong>ce it was a<br />

generative-like approach, and aimed at a grammar <strong>of</strong> greater simplicity by reduc<strong>in</strong>g <strong>the</strong><br />

number <strong>of</strong> “deep” cases. Its data essentially come from English.<br />

Initially, Anders<strong>on</strong> recognizes 4 cases: nom<strong>in</strong>ative, ergative, locative, ablative, but <strong>the</strong>se are<br />

“deep” cases and many structures are given a localist <strong>in</strong>terpretati<strong>on</strong>, for ex. some surface<br />

nom<strong>in</strong>atives are analyzed as deep locatives 7 ; he <strong>the</strong>n goes <strong>on</strong> to hypo<strong>the</strong>size that erg and<br />

nom might reduce to abl and loc.<br />

It is unclear whe<strong>the</strong>r Anders<strong>on</strong> did exert a significant <strong>in</strong>fluence <strong>on</strong> early cognitive l<strong>in</strong>guistics.<br />

Langacker wrote a review <strong>of</strong> Anders<strong>on</strong>ʼ Grammar <strong>of</strong> Case <strong>in</strong> which he says that his “basically<br />

sympa<strong>the</strong>tic” to <strong>the</strong> localist hypo<strong>the</strong>sis (Langacker 1973: 321); at <strong>the</strong> time, however,<br />

Langackerʼs own approach was generative semantics and focused <strong>on</strong> o<strong>the</strong>r matters (Fillmore<br />

is probably a more direct <strong>in</strong>fluence; Fortis 2010b).<br />

6.2. Gruber and Talmy<br />

In <strong>the</strong> U.S., <strong>the</strong> first modern localist <strong>the</strong>ory is due to Gruber (1965), but it does not seem to<br />

owe anyth<strong>in</strong>g to previous work (it c<strong>on</strong>ta<strong>in</strong>s no references). Its first focus is <strong>on</strong> patterns <strong>of</strong><br />

deleti<strong>on</strong> <strong>of</strong> PP and adverbs <strong>in</strong> <strong>the</strong> c<strong>on</strong>text <strong>of</strong> verbal heads (for ex. climb (up), or jump (over)),<br />

and its lexical rules attempt to capture <strong>the</strong> opti<strong>on</strong>ality / obligator<strong>in</strong>ess <strong>of</strong> deleti<strong>on</strong>s. Gruber<br />

notes that “positi<strong>on</strong>al” noti<strong>on</strong>s carry over to “identificati<strong>on</strong>al”, “possessi<strong>on</strong>al”, “classmembership”<br />

or communicati<strong>on</strong>al c<strong>on</strong>texts. The <strong>des</strong>criptive apparatus can thus be applied to<br />

verbs which are not related to moti<strong>on</strong> or space. For ex., <strong>the</strong> coach turned <strong>in</strong>to a pumpk<strong>in</strong><br />

(identificati<strong>on</strong>al), John gave a book to Bill (possessi<strong>on</strong>al), John translated <strong>the</strong> letter from<br />

Russian to English (class membership), John reported to Mary that (abstract transferred<br />

entity)… (1965: 47s). This is called abstract moti<strong>on</strong> (a term that will be re-used by Langacker).<br />

He handles “deep” cases by posit<strong>in</strong>g <strong>the</strong> <strong>in</strong>corporati<strong>on</strong> <strong>of</strong> prepositi<strong>on</strong>s (for ex. obta<strong>in</strong><br />

<strong>in</strong>corporates a deep TO; <strong>in</strong> his notati<strong>on</strong>, TO V means that TO is obligatorily <strong>in</strong>corporated, i.e.<br />

that <strong>the</strong> subject must be a goal). He also submits an analysis <strong>of</strong> prepositi<strong>on</strong>s and <strong>of</strong><br />

<strong>in</strong>teracti<strong>on</strong>s between prepositi<strong>on</strong>s and <strong>the</strong>mes which is rem<strong>in</strong>iscent <strong>of</strong> Talmyʼs later analyses.<br />

Jackend<strong>of</strong>f (1983) discovered <strong>localism</strong> through Gruber, and acknowledges Gruberʼs <strong>in</strong>fluence<br />

<strong>on</strong> his own Thematic Relati<strong>on</strong>s Hypo<strong>the</strong>sis. 8<br />

7 For ex., <strong>in</strong> many people know part <strong>of</strong> <strong>the</strong> truth, many people is a deep locative.<br />

8 “In any semantic field <strong>of</strong> [EVENTS] and [STATES], <strong>the</strong> pr<strong>in</strong>cipal event-, state-, path- and place-functi<strong>on</strong>s are a<br />

subset <strong>of</strong> those used for <strong>the</strong> analysis <strong>of</strong> spatial locati<strong>on</strong> and moti<strong>on</strong>” (1983: 188).<br />

Ex. field: Possessi<strong>on</strong><br />

BEPOSS ATPOSS = ʻbel<strong>on</strong>g toʼ<br />

GOPOSS TOPOSS = ʻreceiveʼ<br />

CAUSE STAYPOSS ATPOSS = ʻkeepʼ etc.


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Workshop <strong>on</strong> <strong>localism</strong> – AFLiCo 2011 (25/5/2011)<br />

Talmyʼs dissertati<strong>on</strong> (1972) is chr<strong>on</strong>ologically <strong>the</strong> sec<strong>on</strong>d American study with a localist<br />

<strong>in</strong>spirati<strong>on</strong>. It is close <strong>in</strong> spirit to generative semantics. Like Gruberʼs dissertati<strong>on</strong>, it makes no<br />

menti<strong>on</strong> <strong>of</strong> previous studies, though Whorf may have been <strong>in</strong>spirati<strong>on</strong>al (Whorf also used <strong>the</strong><br />

noti<strong>on</strong>s <strong>of</strong> figure and ground <strong>in</strong> l<strong>in</strong>guistic <strong>des</strong>cripti<strong>on</strong>, but <strong>in</strong> a different way).<br />

Talmyʼs objective is to compare <strong>the</strong> structure <strong>of</strong> English with a polysyn<strong>the</strong>tic language <strong>of</strong><br />

California, Atsugewi. Perhaps because deep syntactic structures <strong>in</strong> <strong>the</strong> generative style are<br />

not well-suited for this purpose, Talmy goes to a deeper, semantic, level.<br />

Talmyʼs po<strong>in</strong>t <strong>of</strong> departure is <strong>the</strong> noti<strong>on</strong> <strong>of</strong> translatory situati<strong>on</strong>. A translatory situati<strong>on</strong> (an<br />

event <strong>in</strong> which a Figure moves al<strong>on</strong>g a path or is <strong>in</strong> a spatial relati<strong>on</strong> to a Ground) is<br />

decomposed <strong>in</strong>to a fixed structure (translatory structure) <strong>of</strong> 4 comp<strong>on</strong>ents :<br />

Figure : “<strong>the</strong> object which is c<strong>on</strong>sidered as mov<strong>in</strong>g or located with respect to ano<strong>the</strong>r object.”<br />

(F)<br />

Ground : “<strong>the</strong> object with respect to which a 1 st is c<strong>on</strong>sidered as mov<strong>in</strong>g or located.” (G)<br />

Directi<strong>on</strong>al : “<strong>the</strong> respect with which <strong>on</strong>e object is c<strong>on</strong>sidered as mov<strong>in</strong>g or located to ano<strong>the</strong>r<br />

object.” (D)<br />

Motive : “<strong>the</strong> mov<strong>in</strong>g or located state which <strong>on</strong>e object is c<strong>on</strong>sidered to be <strong>in</strong> with respect to<br />

ano<strong>the</strong>r object” (M).<br />

N(F) V(M) P(D) N(G)<br />

MOVE /<br />

BELOC<br />

Stranslatory(sT)<br />

COMPONENTS :<br />

F : Figure<br />

M : Motive<br />

D : Directi<strong>on</strong>al<br />

G : Ground<br />

FIG. 1: The translatory structure ap. Talmy (1972 : 13)<br />

Some comp<strong>on</strong>ents <strong>in</strong>ternal to <strong>the</strong> translatory structure or external to it may merge with<br />

comp<strong>on</strong>ents <strong>of</strong> this structure, by an operati<strong>on</strong> <strong>of</strong> c<strong>on</strong>flati<strong>on</strong>, def<strong>in</strong>ed as “any syntactic process<br />

— whe<strong>the</strong>r a l<strong>on</strong>g derivati<strong>on</strong> <strong>in</strong>volv<strong>in</strong>g many deleti<strong>on</strong>s and <strong>in</strong>serti<strong>on</strong>s, or just a s<strong>in</strong>gle lexical<br />

<strong>in</strong>serti<strong>on</strong> — whereby a more complex c<strong>on</strong>structi<strong>on</strong> turns <strong>in</strong>to a simpler <strong>on</strong>e” (Tamy 1972:<br />

257). For ex. result<strong>in</strong>g from adjuncti<strong>on</strong>:<br />

N(Fig) V(Mot) P(Dir) N(Ground)<br />

N V<br />

Stranslatory<br />

… RAIN MOVE <strong>in</strong>to <strong>the</strong> bedroom<br />

FIG. 2: an example <strong>of</strong> an adjuncti<strong>on</strong> (c<strong>on</strong>flati<strong>on</strong>)<br />

> it ra<strong>in</strong>ed <strong>in</strong>to<br />

<strong>the</strong> bedroom<br />

What is dist<strong>in</strong>ctly localist <strong>in</strong> Talmyʼs framework is that it is extended to n<strong>on</strong>-spatial situati<strong>on</strong>s,<br />

esp. causative c<strong>on</strong>texts. For ex., <strong>the</strong> soot blew <strong>in</strong>to <strong>the</strong> creek from <strong>the</strong> w<strong>in</strong>d is derived from<br />

[<strong>the</strong> sootF fellFM <strong>in</strong>toD <strong>the</strong> creekG]φ [followed]ρ [from]δ [<strong>the</strong> w<strong>in</strong>d blow<strong>in</strong>g <strong>on</strong> it]γ, where φ-ρ-δ-γ<br />

(Figurid-Relator-Director-Groundid) are extensi<strong>on</strong>s <strong>in</strong> n<strong>on</strong>spatial fields <strong>of</strong> F-M-D-G.


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Talmyʼs <strong>the</strong>ory was presented <strong>in</strong> 1975 to a summer school <strong>in</strong> Berkeley, and <strong>in</strong> articles which<br />

seem to have impressed Lak<strong>of</strong>f (Ruiz de Mendoza Ibañez 1997) and o<strong>the</strong>r l<strong>in</strong>guists (it is<br />

likely that Langacker borrowed from him <strong>the</strong> idea that <strong>the</strong> figure / ground asymmetry<br />

permeates grammar).<br />

6.3. Langackerʼs Space Grammar<br />

Space Grammar was <strong>the</strong> first noun <strong>of</strong> cognitive grammar, and Space Grammar was itself<br />

c<strong>on</strong>t<strong>in</strong>u<strong>in</strong>g Langackerʼs own versi<strong>on</strong> <strong>of</strong> generative semantics. One may w<strong>on</strong>der how a <strong>the</strong>ory<br />

close to generative semantics ushered <strong>in</strong>to Space Grammar. I cannot go <strong>in</strong>to <strong>the</strong> details <strong>of</strong><br />

Langackerʼs complex evoluti<strong>on</strong> here (see Fortis 2010b for an account). However, two<br />

motivati<strong>on</strong>s for <strong>the</strong> terms Space Grammar <strong>des</strong>erve to be noted: at <strong>on</strong>e po<strong>in</strong>t, Langackerʼs<br />

generative trees (ak<strong>in</strong> to what was found <strong>in</strong> generative semantics) give way to a stratal<br />

representati<strong>on</strong> which is regarded as ic<strong>on</strong>ic (strata, as it were, isomorphic to<br />

c<strong>on</strong>ceptualizati<strong>on</strong>); sec<strong>on</strong>d, Langacker <strong>of</strong>fers a spatial representati<strong>on</strong> <strong>of</strong> modal auxiliaries,<br />

tenses and modalities (Langacker 1978, 1979).<br />

Obviously, this type <strong>of</strong> <strong>localism</strong> is different from what we have been accustomed to up to this<br />

po<strong>in</strong>t. The relati<strong>on</strong> <strong>of</strong> spatial <strong>des</strong>cripti<strong>on</strong>s (or diagrammatic notati<strong>on</strong>) to what is actually go<strong>in</strong>g<br />

<strong>on</strong> <strong>in</strong> <strong>the</strong> m<strong>in</strong>d is far from clear.<br />

6.4. Localism <strong>in</strong> Cognitive L<strong>in</strong>guistics : <strong>the</strong> post-natal period<br />

Why did spatial cogniti<strong>on</strong> become so important <strong>in</strong> cognitive l<strong>in</strong>guistics?<br />

• After <strong>the</strong> demise <strong>of</strong> generative semantics, cognitive l<strong>in</strong>guists wished to br<strong>in</strong>g <strong>the</strong> new<br />

framework <strong>in</strong> oppositi<strong>on</strong> to generative l<strong>in</strong>guistics (emphasis <strong>on</strong> semantics and cogniti<strong>on</strong>,<br />

<strong>on</strong> embodiment vs symbolic computati<strong>on</strong> etc.). The imperative <strong>of</strong> cognitive plausibility (cf.<br />

Lak<strong>of</strong>fʼs <strong>in</strong>terview <strong>in</strong> Huck & Goldsmith 1995) means that mental faculties (memory,<br />

imagery, schematism, propriocepti<strong>on</strong> etc.) were no l<strong>on</strong>ger irrelevant to l<strong>in</strong>guistics.<br />

• The (re)discovery <strong>of</strong> <strong>the</strong> relevance <strong>of</strong> mental faculties for l<strong>in</strong>guistics also stemmed from<br />

<strong>the</strong> fact that semantics was more and more perceived as an open ended task which had<br />

to take <strong>in</strong>to account human experience. Initially, use was made <strong>of</strong> a sort <strong>of</strong> free and easy<br />

psychology (mental faculties) that sounded like true psychology but was <strong>in</strong> fact partly<br />

disc<strong>on</strong>nected from it and was specifically <strong>des</strong>igned for l<strong>in</strong>guistic purpose (see Chafe <strong>on</strong><br />

memory, Langacker <strong>on</strong> imagery, <strong>the</strong> adaptati<strong>on</strong> <strong>of</strong> Rosch prototype, Gestalt noti<strong>on</strong>s<br />

everywhere…).<br />

• The new importance <strong>of</strong> semantics <strong>in</strong> <strong>the</strong> U.S., paradoxically encouraged by generative<br />

grammar (Fortis, to appear), to a certa<strong>in</strong> extent, prepared <strong>the</strong> advent <strong>of</strong> cognitive<br />

l<strong>in</strong>guistics. Thus, lexical semantics was aga<strong>in</strong> an important field: studies <strong>on</strong> prepositi<strong>on</strong>s<br />

multiplied (start<strong>in</strong>g with Miller & Johns<strong>on</strong>-Laird, Talmy, Brugman and Lak<strong>of</strong>f <strong>on</strong> over), <strong>in</strong><br />

part because prepositi<strong>on</strong>s were at <strong>the</strong> <strong>in</strong>terface <strong>of</strong> language and percepti<strong>on</strong>. Fur<strong>the</strong>r, <strong>the</strong><br />

“new” treatment <strong>of</strong> polysemy affforded by prototype <strong>the</strong>ory looked very promis<strong>in</strong>g, both<br />

because it seemed to rest <strong>on</strong> firm empirical evidence com<strong>in</strong>g from psychology and<br />

neurophysiology, and because <strong>the</strong> traditi<strong>on</strong> <strong>of</strong> lexical semantics was ignored (Fortis<br />

2010a).<br />

• F<strong>in</strong>ally, <strong>the</strong>re occurred a juncti<strong>on</strong> between metaphor <strong>the</strong>ory and traditi<strong>on</strong>al post-empicist<br />

<strong>the</strong>mes (abstract ideas are c<strong>on</strong>ceptualized <strong>in</strong> terms <strong>of</strong> c<strong>on</strong>crete <strong>on</strong>es). Note that some<br />

localists speak <strong>of</strong> metaphors too (for ex. Hartung 1831: 4), but <strong>the</strong> term does not occur<br />

frequently. We may surmise that noti<strong>on</strong>s com<strong>in</strong>g from <strong>the</strong> old rhetoric were <strong>in</strong> disrepute (?).<br />

This is not to say that <strong>the</strong> cognitive <strong>the</strong>ory <strong>of</strong> metaphors is new (views ak<strong>in</strong> to it can be<br />

found <strong>in</strong> Vico, Mauthner, or Nietzsche).


7. CONCLUSION<br />

10<br />

Workshop <strong>on</strong> <strong>localism</strong> – AFLiCo 2011 (25/5/2011)<br />

I th<strong>in</strong>k <strong>the</strong> two <strong>in</strong>itiators <strong>of</strong> <strong>the</strong> form <strong>of</strong> <strong>localism</strong> promoted <strong>in</strong> CL were Gruber and Talmy. But<br />

<strong>the</strong>ir sem<strong>in</strong>al studies seemed to fall out <strong>of</strong> nowhere. What is <strong>the</strong> c<strong>on</strong>necti<strong>on</strong> between <strong>the</strong>ir<br />

approach and traditi<strong>on</strong>al <strong>localism</strong>?<br />

Although it cannot be excluded that Gruber and Talmy were aware <strong>of</strong> at least some aspects<br />

<strong>of</strong> <strong>the</strong> localist traditi<strong>on</strong>, my impressi<strong>on</strong> is that <strong>the</strong>y, and o<strong>the</strong>r cognitive l<strong>in</strong>guists had little<br />

knowledge <strong>of</strong> <strong>the</strong> past <strong>of</strong> <strong>the</strong>ir own discipl<strong>in</strong>e (that is why authors like Lak<strong>of</strong>f advertise some<br />

<strong>of</strong> <strong>the</strong>ir ideas as new and even as break<strong>in</strong>g away from <strong>the</strong> b<strong>on</strong>ds <strong>of</strong> traditi<strong>on</strong>). I believe<br />

<strong>the</strong>refore that <strong>the</strong> c<strong>on</strong>necti<strong>on</strong> with traditi<strong>on</strong> can be found <strong>on</strong> a very general, epistemological<br />

level. Localism really exploded after <strong>the</strong> advent <strong>of</strong> empiricism, and when it began to make<br />

sense to regard language as a w<strong>in</strong>dow <strong>on</strong> thought. My c<strong>on</strong>clusi<strong>on</strong> is that a sort <strong>of</strong> latent<br />

empiricism (re<strong>in</strong>forced by American pragmatism, recently rediscovered by Mark Johns<strong>on</strong>, for<br />

ex.) provided a fertile ground for <strong>the</strong> new <strong>localism</strong>, as part <strong>of</strong> a re<strong>in</strong>tegrati<strong>on</strong> <strong>of</strong> general<br />

cognitive faculties and <strong>of</strong> bodily experience <strong>in</strong> l<strong>in</strong>guistics. This new psychologism also served<br />

to herald <strong>the</strong> advent <strong>of</strong> a l<strong>in</strong>guistics <strong>in</strong> phase with a “sec<strong>on</strong>d generati<strong>on</strong>” cognitive science<br />

(Lak<strong>of</strong>f & Johns<strong>on</strong>, 1999: 77).


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