Company’s standards of conduct are principally made up of certain rules, regulations and ethicalprinciples. These are set out in sections 1-3 of the <strong>Handbook</strong> and it is essential that you familiariseyourself with the content of the <strong>Handbook</strong> and observe the Company’s standards of conduct. In additionother specific rules and regulations may apply in your place of work and will be brought to your attentionduring your employment.Due to the need for integrity and trust in our business and the rapidly developing nature of the business, itis not possible to set out standards of conduct in every situation. You should seek guidance from your linemanager should you be in any doubt about the correct action to take in any situation.A failure to abide by the standards of conduct may lead to disciplinary action being taken, includingdismissal.1.14 ConfidentialityYou must from the date of the commencement of your employment and thereafter, observe strictconfidentiality in respect of any and all information held by the Company, including dealings, transactions,procedures, policies, decisions, systems and other matters of a confidential nature of and concerning theCompany, the <strong>HSBC</strong> Group and allied or associated companies of the Company or Group (all suchsubsidiary and other companies being referred to as “the Companies”). Such confidentiality relates to anyand all transactions (including but not limited to the state of any account and matters relating tocustomers’ or clients’ business or personal affairs) of the Company or the Group and of each of theCompanies with their respective customers, clients, suppliers or associates, except when required orauthorised to disclose such information by the Company or by law.You should be aware that any breaches of the above, including the unauthorised "browsing" of accounts,is likely to lead to disciplinary action and may result in dismissal for gross misconduct.Disclosure of customers’ or clients’ business or personal affairs is not permitted without the customers’ orclients’ authority. This is a requirement of bankers' confidentiality, the Banking Code and the DataProtection Act 1998. Any contravention may lead to action under the disciplinary procedures, as well asindividual liability under data protection legislation.If you are approached by any third party, in particular any media source, and asked to make anycomments or provide any information to such persons, under no circumstances should you respondwithout having sought permission and guidance from your line manager who, where appropriate andnecessary, will seek permission and guidance from Group Corporate Affairs. Guidelines on regulationsand procedures regarding the handling of information relating to customers, clients and employees areset out in the HR Procedures Manual (Data Protection - use, retention and disclosure of personal data;and Data Protection – regulations for staff files).Nothing in this clause prevents you from making a protected disclosure under the Company’s whistleblowingprocedure, in respect of any malpractice or unlawful conduct. Further details on the Company’swhistle-blowing policy are set out in Section 3.9 of this <strong>Handbook</strong> or are available in the Whistle-blowingsection of the HR Procedures Manual.1.15 Inventions and Other Intellectual PropertyYou may make inventions or create other intellectual property during your employment. In this respectyou have a special responsibility to further the interests of the Company and the <strong>HSBC</strong> Group given yourposition at the Company and the remuneration paid to you under your contract of employment.In recognition of your position, remuneration and responsibility, you acknowledge and agree that anyinvention, improvement design, process, information, copyright work, trade mark, trade name or get-up orany other intellectual property (together the “Intellectual Property”) made, created or discovered by youduring your employment (whether capable of being patented or registered or not) in conjunction with or inany way affecting or relating to the business of any company in the Group or capable of being used or
adapted for use in such a company or in connection therewith shall be immediately disclosed to theCompany and shall belong to and be the absolute property of the Company or such member of the Groupas the Company may direct.However, the above clause shall only apply to the extent that any invention was made by you in thecourse of your Duties and (i) such invention was reasonably expected to result therefrom; or (ii) at thetime of making the invention, because of the nature of your Duties and the particular responsibilitiesarising therefrom, you have a special obligation to further the interests of the Company. For the purposeof this clause ‘Duties’ means in the course of your duties or in the course of duties falling outside yournormal duties but which have been specifically assigned to you.You acknowledge that you have no rights, interest or claims, either during your employment or after thetermination of your employment, in or to any such Intellectual Property and you shall not use suchIntellectual Property other than during the period of your employment and for the purpose of the Companyor the Group.If and whenever required to do so by the Company, (whether during your employment or after itstermination), you shall at the expense of the Company or such Group company as the Company maydirect:• Apply or join with the Company or such Group company in applying for letters patent or otherprotection or registration in the United Kingdom and in any other part of the world for any suchIntellectual Property; and• Execute and do all instruments and things necessary for vesting the said letters patent or otherprotection or registration when obtained and all right title and interest to and in the sameabsolutely and as sole beneficial owner in the Company or such Group company or in such otherperson as the Company may specify.You agree that you irrevocably and unconditionally waive all rights under Chapter IV of the Copyrights,Designs and Patents Act 1988 in connection with your authorship of any existing or future copyright work,in whatever part of the world such rights may be enforceable.Nothing in this clause shall be construed as restricting your rights or those of the Company under thePatents Act 1977 and in particular, sections 39 to 43 Patents Act 1977.The above clauses are specific to the laws applicable in the United Kingdom.1.16 <strong>Employee</strong> RecordsIn accordance with data protection legislation, it is important that the Company's confidential personalrecords are maintained as accurately as possible. You must record any change in your personalcircumstances (such as a change of your name, address or marital status) in the way set out in the<strong>Employee</strong> records section of the HR Procedures Manual, ie using My HR Desktop.<strong>Employee</strong>s in a position regulated by the Financial Services Authority must also ensure that any adversechange in their credit or other status is notified to their line manager, as this may affect their standing withthe Financial Services Authority.1.17 Notice Periods1.17.1 Termination of Employment by the Company<strong>Employee</strong>s are entitled to a minimum notice period of termination from the Company, as set out below, orto any such longer period as may be statutorily required, unless your employment is terminatedsummarily on the grounds of gross misconduct.The Company's notice may be handed to you personally or sent to your last recorded address.