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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered Personnel1. Dealing in Securities as Agent5th Floor2. Arranging DealsEric M. Dyer; Brenda Powell; Davawn Turner; VandykeSa<strong>under</strong>s; Paul Russell; Jennifer McPhee;Lyford Cay HouseUnion Bancaire Privee, UBP SA3. Managing Securities325-6755 325-6765 edy@ubp.chN-7529West Bay Street4. Advising on SecuritiesC<strong>of</strong>fi McPhee, Peter ButlerNassau, BahamasVan Daalen International Ltd.Vauban Asset Management LimitedVenoge Wealth Advisory Ltd.Votorantim Bank LimitedWeiser Asset Management Ltd.1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities328-1042 328-1044 vandaalen@coralwave.com327-4170/327-4174 327-4176 vauban@coralwave.com356-5454 356-9432 cweech@winterbotham.com328-0981 328-0983 mpavan@votorantimbank.com325-0922 325-0911 icassar@equity<strong>bahamas</strong>.com3rd FloorKing's CourtBay StreetNassau, BahamasSuite 2122nd FloorThe Olde TowneLagoon Court BuildingWest Bay StreetNassau, BahamasWinterbotham PlaceMarlborough & Queen StreetsNassau, BahamasSuite 204Saffrey Square BuildingBay Street & Bank LaneNassau, BahamasN-1417 Alain KunzSP-61708James BurrowsN-3026 Joao Carlos ChedeN-951 Mario R.K. Pavan; Samuel J.H. Wilkinsonde la Plaine HouseNassau, Bahamas N-10697 Dillon Dean; Ivylyn CassarWells Capital Management Inc.1. Managing Securities2. Advising on Securities(415)396-8000(415)975-7621tania.blanford@wellscap.comLyford ManorWestern RoadNassau, BahamasN-7776Windemere Corporate Management Limited 1. Managing Securities 677-1922 394-8326 john@windermerecm.comWMCG Ltd. 1. Managing Securities 394-4182 394-4183 Jorge.moreira@apms-ltd.comSuite 1000New Providence Financial CentreEast Bay StreetNassau, BahamasCR-56766 John LawrenceVillage Road NorthNassau, Bahamas SS-19689 Peter FletcherWMG Management Ltd.1. Managing Securities2. Advising on Securities502-7020 393-5002 info@genesisfundservices.com1st Floor308 East Bay StreetNassau, BahamasN-9058 Al BilgramiXL Performance Partners Ltd.1. Managing Securities2. Advising on Securities356-4114 323-2154 jpgomez@btgomez.comGlobal HouseCumberland CourtOne Cumberland StreetNassau, BahamasN-1991 Michael HalkitisUpdated as at March 18, 2013

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