Leveraging Continuous Auditing / Continuous Monitoring in internal ...

Application architectureTechnology ConsideredDescription / UseSharePoint or Workflow Mgmt ToolAnalytical & Reporting Services orReporting ToolTBD based on vendor selection andrequirements (e.g. ACL CCM,Oversight, MS SQL Server, etc.)DashboardReportingRisk Indicators / Control ParametersScreens presented to users based on modulesimplemented and user roles.Behind the scenes formatting of reports andinformation to be presented through thedashboard.Analytical engine which is customized basedon testing/auditing requirements.Audit Data WarehouseLeverage Internal Data Warehouseor MS SQL ServerProcureto-payAll IndustriesOrderto-cashFinancialReportingT & EIndustrySpecificRetailStoreModules are implemented in the warehousebased on data requirements associated withKRI’s.P-CardCapital& F.A.HR &PayrollChannelComplianceOthersMS Integration Services or clientexisting ETL Tool*Extractor / Mapping / LoadAutomated process to pull data from sourcesystems and map into data warehouse.*Integration or ETL tool used willdepend on the software used for theAudit Data WarehouseSAPOracleJDEPSFTOtherLeverage existing client infrastructure andsource system.PwC11