13.07.2015 Views

Form 990 - 2011 (2012 YE) - CSUB Foundation

Form 990 - 2011 (2012 YE) - CSUB Foundation

Form 990 - 2011 (2012 YE) - CSUB Foundation

SHOW MORE
SHOW LESS

You also want an ePaper? Increase the reach of your titles

YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.

CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086Part III Statement of Program Service Accomplishments1Check if Schedule O contains a response to any question in this Part III Briefly describe the organization’s mission:TO PROVIDE ESSENTIAL SERVICES TO CALIFORNIA STATE UNIVERSITYBAKERSFIELD STUDENTS, FACULTY AND STAFF.Page 22344aDid the organization undertake any significant program services during the year which were not listed onthe prior <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ?If "Yes," describe these new services on Schedule O.~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization cease conducting, or make significant changes in how it conducts, any program services? ~~~~~~If "Yes," describe these changes on Schedule O.Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses.Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations toothers, the total expenses, and revenue, if any, for each program service reported.( Code: ) ( Expenses $ 5,888,139. including grants of $ 145,455. ) ( Revenue $ 2,809,778. )CALIFORNIA STATE UNIVERSITY BAKERSFIELD FOUNDATION PROVIDES ESSENTIALSERVICES TO THE STUDENTS, FACULTY, AND STAFF OF CALIFORNIA STATEUNIVERSITY BAKERSFIELD THAT CANNOT BE PROVIDED THROUGH STATEPROCEDURES. THESE SERVICES INCLUDE SCHOLARSHIPS AND PROGRAM SUPPORT OFTHE UNIVERSITY THERE ARE APPROXIMATELY 7,800 STUDENTS.YesYesXXNoNo4b( Code: ) ( Expenses $ including grants of $ ) ( Revenue $)4c( Code: ) ( Expenses $ including grants of $ ) ( Revenue $)4dOther program services (Describe in Schedule O.)( Expenses $ including grants of $ ) ( Revenue $)4e Total program service expenses J 5,888,139.<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)13200202-09-12216501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086Part IV Checklist of Required Schedules123456789101112a131516171819abcdefbb20abIs the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)?If "Yes," complete Schedule A~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Is the organization required to complete Schedule B, Schedule of Contributors?~~~~~~~~~~~~~~~~~~~~~~Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates forpublic office? If "Yes," complete Schedule C, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effectduring the tax year? If "Yes," complete Schedule C, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, orsimilar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III ~~~~~~~~~~~~~~Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right toprovide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IDid the organization receive or hold a conservation easement, including easements to preserve open space,the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II~~~~~~~~~~~~~~Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," completeSchedule D, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or providecredit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV ~~Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanentendowments, or quasi-endowments? If "Yes," complete Schedule D, Part V ~~~~~~~~~~~~~~~~~~~~~~~~If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or Xas applicable.Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete Schedule D,Part VI ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization report an amount for investments - other securities in Part X, line 12 that is 5% or more of its totalassets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII ~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization report an amount for investments - program related in Part X, line 13 that is 5% or more of its totalassets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII ~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported inPart X, line 16? If "Yes," complete Schedule D, Part IX ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X ~~~~~~Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addressesthe organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X ~~~~Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," completeSchedule D, Parts XI, XII, and XIII ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Was the organization included in consolidated, independent audited financial statements for the tax year?If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional~~~Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E ~~~~~~~~~~~~~~14aDid the organization maintain an office, employees, or agents outside of the United States? ~~~~~~~~~~~~~~~~Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business,investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000or more? If "Yes," complete Schedule F, Parts I and IV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organizationor entity located outside the United States? If "Yes," complete Schedule F, Parts II and IV ~~~~~~~~~~~~~~~~~Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individualslocated outside the United States? If "Yes," complete Schedule F, Parts III and IV ~~~~~~~~~~~~~~~~~~~~~Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX,column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines1c and 8a? If "Yes," complete Schedule G, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes,"complete Schedule G, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H ~~~~~~~~~~~~~~~~If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? 1234567891011a11b11c11d11e11f12a12b1314a14b151617181920aYesXXXXXXPage 3NoXXXXXXXXXXXXXXXXXXXXX20b<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)13200301-23-12316501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086Part IV Checklist of Required Schedules (continued)21222324a262728293031323334363738bcd25aSection 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with adisqualified person during the year? If "Yes," complete Schedule L, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~babcbDid the organization report more than $5,000 of grants and other assistance to any government or organization in theUnited States on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II ~~~~~~~~~~~~~~~~~~Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX,column (A), line 2? If "Yes," complete Schedule I, Parts I and III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s currentand former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," completeSchedule J ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of thelast day of the year, that was issued after December 31, 2002? If "Yes," answer lines 24b through 24d and completeSchedule K. If "No", go to line 25 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? ~~~~~~~~~~~Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defeaseany tax-exempt bonds? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? ~~~~~~~~~~~Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, andthat the transaction has not been reported on any of the organization’s prior <strong>Form</strong>s <strong>990</strong> or <strong>990</strong>-EZ? If "Yes," completeSchedule L, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualifiedperson outstanding as of the end of the organization’s tax year? If "Yes," complete Schedule L, Part II ~~~~~~~~~~~Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantialcontributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family memberof any of these persons? If "Yes," complete Schedule L, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IVinstructions for applicable filing thresholds, conditions, and exceptions):A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~~~~~~~~~~A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ~~An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer,director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV~~~~~~~~~~~~~~~~~~~~~Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M ~~~~~~~~~Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservationcontributions? If "Yes," complete Schedule M ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization liquidate, terminate, or dissolve and cease operations?If "Yes," complete Schedule N, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," completeSchedule N, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization own 100% of an entity disregarded as separate from the organization under Regulationssections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I ~~~~~~~~~~~~~~~~~~~~~~~~Was the organization related to any tax-exempt or taxable entity?If "Yes," complete Schedule R, Parts II, III, IV, and V, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~35aDid the organization have a controlled entity within the meaning of section 512(b)(13)?~~~~~~~~~~~~~~~~~~Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning ofsection 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization?If "Yes," complete Schedule R, Part V, line 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization conduct more than 5% of its activities through an entity that is not a related organizationand that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI ~~~~~~~~Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19?Note. All <strong>Form</strong> <strong>990</strong> filers are required to complete Schedule O 21222324a24b24c24d25a25b262728a28b28c29303132333435a35b3637YesXXXPage 4NoXXXXXXXXXXXXXXXXXX38 X<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)13200401-23-12416501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086 Page 5Part V Statements Regarding Other IRS Filings and Tax ComplianceCheck if Schedule O contains a response to any question in this Part V 1aEnter the number reported in Box 3 of <strong>Form</strong> 1096. Enter -0- if not applicable ~~~~~~~~~~~bcb3abbbcb13200501-23-12Enter the number of <strong>Form</strong>s W-2G included in line 1a. Enter -0- if not applicable ~~~~~~~~~~ 1bDid the organization comply with backup withholding rules for reportable payments to vendors and reportable gamingIf at least one is reported on line 2a, did the organization file all required federal employment tax returns? ~~~~~~~~~~Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)7 Organizations that may receive deductible contributions under section 170(c).a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?bcdefgh If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a <strong>Form</strong> 1098-C?8 Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supportingorganization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?9101113abababb14aSponsoring organizations maintaining donor advised funds.Section 501(c)(7) organizations. Enter:Section 501(c)(12) organizations. Enter:12aSection 4947(a)(1) non-exempt charitable trusts. Is the organization filing <strong>Form</strong> <strong>990</strong> in lieu of <strong>Form</strong> 1041?abcb(gambling) winnings to prize winners? 2aEnter the number of employees reported on <strong>Form</strong> W-3, Transmittal of Wage and Tax Statements,filed for the calendar year ending with or within the year covered by this return ~~~~~~~~~~Did the organization have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~If "Yes," has it filed a <strong>Form</strong> <strong>990</strong>-T for this year? If "No," provide an explanation in Schedule O ~~~~~~~~~~~~~~~4aAt any time during the calendar year, did the organization have an interest in, or a signature or other authority over, afinancial account in a foreign country (such as a bank account, securities account, or other financial account)?~~~~~~~If "Yes," enter the name of the foreign country: JSee instructions for filing requirements for <strong>Form</strong> TD F 90-22.1, Report of Foreign Bank and Financial Accounts.5aWas the organization a party to a prohibited tax shelter transaction at any time during the tax year? ~~~~~~~~~~~~Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? ~~~~~~~~~If "Yes," to line 5a or 5b, did the organization file <strong>Form</strong> 8886-T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~6aDoes the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicitany contributions that were not tax deductible? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~If "Yes," did the organization include with every solicitation an express statement that such contributions or giftswere not tax deductible? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~If "Yes," did the organization notify the donor of the value of the goods or services provided?Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was requiredto file <strong>Form</strong> 8282?Section 501(c)(29) qualified nonprofit health insurance issuers.Note. See the instructions for additional information the organization must report on Schedule O.Did the organization receive any payments for indoor tanning services during the tax year? ~~~~~~~~~~~~~~~~If "Yes," has it filed a <strong>Form</strong> 720 to report these payments? If "No," provide an explanation in Schedule O 1a2a~~~~~~~~~~~~~~~If "Yes," indicate the number of <strong>Form</strong>s 8282 filed during the year~~~~~~~~~~~~~~~~Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?7d10a10b11a11b12b13b13c~~~~~~~~~~~~~~~~If the organization received a contribution of qualified intellectual property, did the organization file <strong>Form</strong> 8899 as required? ~Did the organization make any taxable distributions under section 4966? ~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization make a distribution to a donor, donor advisor, or related person? ~~~~~~~~~~~~~~~~~~~Initiation fees and capital contributions included on Part VIII, line 12 ~~~~~~~~~~~~~~~Gross receipts, included on <strong>Form</strong> <strong>990</strong>, Part VIII, line 12, for public use of club facilities ~~~~~~Gross income from members or shareholders ~~~~~~~~~~~~~~~~~~~~~~~~~~Gross income from other sources (Do not net amounts due or paid to other sources againstamounts due or received from them.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~If "Yes," enter the amount of tax-exempt interest received or accrued during the yearIs the organization licensed to issue qualified health plans in more than one state? ~~~~~~~~~~~~~~~~~~~~~Enter the amount of reserves the organization is required to maintain by the states in which theorganization is licensed to issue qualified health plans ~~~~~~~~~~~~~~~~~~~~~~Enter the amount of reserves on hand ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~380441c2b3a3b4a5a5b5c6a6b7a7b7c7e7f7g7h89a9b12a13a14aYesXXNoXXXXXXXX14b<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)516501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086 Page 6Part VI Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" responseto line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.Check if Schedule O contains a response to any question in this Part VI Section A. Governing Body and ManagementYes1aEnter the number of voting members of the governing body at the end of the tax year ~~~~~~ 1a36If there are material differences in voting rights among members of the governing body, or if the governing234568bbab9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at theorganization’s mailing address? If "Yes," provide the names and addresses in Schedule O Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)bb12a131415bcab16abexempt status with respect to such arrangements? Section C. Disclosure17 List the states with which a copy of this <strong>Form</strong> <strong>990</strong> is required to be filed JCA1819body delegated broad authority to an executive committee or similar committee, explain in Schedule O.Enter the number of voting members included in line 1a, above, who are independent ~~~~~~Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any otherofficer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization delegate control over management duties customarily performed by or under the direct supervisionof officers, directors, or trustees, or key employees to a management company or other person? ~~~~~~~~~~~~~~Did the organization make any significant changes to its governing documents since the prior <strong>Form</strong> <strong>990</strong> was filed? ~~~~~Did the organization become aware during the year of a significant diversion of the organization’s assets? ~~~~~~~~~Did the organization have members or stockholders?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~7aDid the organization have members, stockholders, or other persons who had the power to elect or appoint one ormore members of the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, orpersons other than the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:The governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Each committee with authority to act on behalf of the governing body?Describe in Schedule O the process, if any, used by the organization to review this <strong>Form</strong> <strong>990</strong>.Did the organization have a written conflict of interest policy? If "No," go to line 13 ~~~~~~~~~~~~~~~~~~~~Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ~~~~~~Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describein Schedule O how this was done ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~1b~~~~~~~~~~~~~~~~~~~~~~~~~~10aDid the organization have local chapters, branches, or affiliates? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,and branches to ensure their operations are consistent with the organization’s exempt purposes? ~~~~~~~~~~~~~11aHas the organization provided a complete copy of this <strong>Form</strong> <strong>990</strong> to all members of its governing body before filing the form?Did the organization have a written whistleblower policy?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization have a written document retention and destruction policy? ~~~~~~~~~~~~~~~~~~~~~~Did the process for determining compensation of the following persons include a review and approval by independentpersons, comparability data, and contemporaneous substantiation of the deliberation and decision?The organization’s CEO, Executive Director, or top management officialOther officers or key employees of the organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with ataxable entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participationin joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’sSection 6104 requires an organization to make its <strong>Form</strong>s 1023 (or 1024 if applicable), <strong>990</strong>, and <strong>990</strong>-T (Section 501(c)(3)s only) availablefor public inspection. Indicate how you made these available. Check all that apply.X Own website Another’s website X Upon requestDescribe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financialstatements available to the public during the tax year.20 State the name, physical address, and telephone number of the person who possesses the books and records of the organization: |MICHAEL NEAL - 661-654-22879001 STOCKDALE HIGHWAY, BAKERSFIELD, CA 9331113200601-23-12<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)616501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__133234567a7b8a8b910a10b11a12a12b12c131415a15b16a16bXXYesXXXXXXXXNoXXXXXXXXNoXXX


CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086 Page 7Part VII Compensation of Officers, Directors, Trustees, Key Employees, Highest CompensatedEmployees, and Independent ContractorsCheck if Schedule O contains a response to any question in this Part VIISection A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.¥ List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation.Enter -0- in columns (D), (E), and (F) if no compensation was paid.¥ List all of the organization’s current key employees, if any. See instructions for definition of "key employee."¥ List the organization’s five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportablecompensation (Box 5 of <strong>Form</strong> W-2 and/or Box 7 of <strong>Form</strong> 1099-MISC) of more than $100,000 from the organization and any related organizations.¥ List all of the organization’s former officers, key employees, and highest compensated employees who received more than $100,000 ofreportable compensation from the organization and any related organizations.¥ List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the organization,more than $10,000 of reportable compensation from the organization and any related organizations.List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees;and former such persons.Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.(A) (B) (C) (D) (E) (F)Name and TitleAveragehours perweek(describehours forrelatedorganizationsin ScheduleO)Position(do not check more than onebox, unless person is both anofficer and a director/trustee)Individual trustee or directorInstitutional trusteeOfficerKey employeeHighest compensatedemployee<strong>Form</strong>erReportablecompensationfromtheorganization(W-2/1099-MISC)Reportablecompensationfrom relatedorganizations(W-2/1099-MISC)Estimatedamount ofothercompensationfrom theorganizationand relatedorganizations(1) MR. MORGAN CLAYTONCHAIRMAN OF THE BOARD 2.50 X X 0. 0. 0.(2) MR. THOMAS DENATALEVICE CHAIRMAN OF THE BOARD 2.50 X 0. 0. 0.(3) DR. HORACE MITCHELLSECRETARY/UNIVERSITY PRESIDENT 2.50 X X 0. 349,557. 3,048.(4) MR. GAURDIE BANISTER, JR.DIRECTOR 2.50 X 0. 0. 0.(5) MRS. SHERYL BARBICHDIRECTOR 2.50 X 0. 0. 0.(6) MR. ROGERS BRANDONDIRECTOR 2.50 X 0. 0. 0.(7) MR. GREG BYNUMDIRECTOR 2.50 X 0. 0. 0.(8) MRS. SHERYL CHALUPADIRECTOR 2.50 X 0. 0. 0.(9) MR. BRENT DEZEMBERDIRECTOR 2.50 X 0. 0. 0.(10) MS. MELISSA FORTUNEDIRECTOR 2.50 X 0. 0. 0.(11) MR. BRUCE FREEMANDIRECTOR 2.50 X 0. 0. 0.(12) MS. LAUREN GOODSIDIRECTOR 2.50 X 0. 0. 0.(13) MRS. MIKIE HAYDIRECTOR 2.50 X 0. 0. 0.(14) MR. DAVID HERNANDEZDIRECTOR 2.50 X 0. 0. 0.(15) MR. BRUCE JOHNSONDIRECTOR 2.50 X 0. 0. 0.(16) DR. JACQUELINE KEGLEYDIRECTOR 2.50 X 0. 108,917. 0.(17) MR. GEOFFREY B. KINGDIRECTOR 2.50 X 0. 0. 0.132007 01-23-12<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)716501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)Page 8Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)(A) (B)(C)(D) (E) (F)Name and titleAverage Position(do not check more than one ReportableReportable Estimatedhours per box, unless person is both an compensation compensation amount ofweek officer and a director/trustee)fromfrom relatedother(describetheorganizations compensationhours fororganization (W-2/1099-MISC) from therelated(W-2/1099-MISC)organizationorganizationsand relatedin ScheduleorganizationsO)1b234cdSub-total~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |Total from continuation sheets to Part VII, Section A ~~~~~~~~ |Total (add lines 1b and 1c) |Individual trustee or directorInstitutional trusteeDid the organization list any former officer, director, or trustee, key employee, or highest compensated employee online 1a? If "Yes," complete Schedule J for such individual ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for servicesrendered to the organization? If "Yes," complete Schedule J for such person Section B. Independent Contractors1Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportablecompensation from the organization |CALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organizationand related organizations greater than $150,000? If "Yes," complete Schedule J for such individual~~~~~~~~~~~~~Officer(18) DR. JOSEPH C. MACILVAINEDIRECTOR 2.50 X 0. 0. 0.(19) MR. ANGELO MAZZEIDIRECTOR 2.50 X 0. 0. 0.(20) MR. JOHN NILONDIRECTOR 2.50 X 0. 0. 0.(21) MR. VINCE ROJASDIRECTOR 2.50 X 0. 0. 0.(22) MR. JON VAN BOENINGDIRECTOR 2.50 X 0. 0. 0.(23) MR. E.L."SKEET" VARNERDIRECTOR 2.50 X 0. 0. 0.(24) MS. LISA WONGDIRECTOR 2.50 X 0. 0. 0.(25) MR. MILTON YOUNGERDIRECTOR 2.50 X 0. 0. 0.(26) MR. MELVIN ATKINSONLIFE MEMBER 2.50 X 0. 0. 0.Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation fromthe organization. Report compensation for the calendar year ending with or within the organization’s tax year.Key employeeHighest compensatedemployee<strong>Form</strong>er0. 458,474. 3,048.0. 388,764. 792.0. 847,238. 3,840.(A) (B) (C)Name and business address NONEDescription of services Compensation345YesXNoXX02 Total number of independent contractors (including but not limited to those listed above) who received more than$100,000 of compensation from the organization |0SEE PART VII, SECTION A CONTINUATION SHEETS<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)132008 01-23-12816501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)Part VII Section A.Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)(A) (B) (C) (D) (E) (F)Name and titleCALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086AveragehoursperweekPosition(check all that apply)Individual trustee or directorInstitutional trusteeOfficerKey employeeHighest compensated employee<strong>Form</strong>erReportablecompensationfromtheorganization(W-2/1099-MISC)Reportablecompensationfrom relatedorganizations(W-2/1099-MISC)Estimatedamount ofothercompensationfrom theorganizationand relatedorganizations(27) MRS. JOAN DEZEMBERLIFE MEMBER 2.50 X 0. 0. 0.(28) MRS. JUDY FRITCHLIFE MEMBER 2.50 X 0. 0. 0.(29) MR. EDWARDS HOPPLELIFE MEMBER 2.50 X 0. 0. 0.(30) MR. ROBERT W. KARPELIFE MEMBER 2.50 X 0. 0. 0.(31) DR. ROBERT C. MARSHALLLIFE MEMBER 2.50 X 0. 0. 0.(32) MR. DAVID R. MARTINLIFE MEMBER 2.50 X 0. 0. 0.(33) MR. GEORGE MARTINLIFE MEMBER 2.50 X 0. 0. 0.(34) MR. JERRY STANNERSLIFE MEMBER 2.50 X 0. 0. 0.(35) MR. BEN F. STINSONLIFE MEMBER 2.50 X 0. 0. 0.(36) MR. GENE VOILANDLIFE MEMBER 2.50 X 0. 0. 0.(37) DR. SORAYA COLE<strong>YE</strong>X-OFFICIO, INTERIM V.P. FOR DEVELOP 2.50 X 0. 208,252. 396.(38) DR. THOMAS WALLACEEX-OFFICIO, V.P. FOR STUDENT AFFIAIR 2.50 X 0. 0. 0.(39) MR. MICHAEL NEALEX-OFFICIO, V.P. FOR BUS AND ADMIN S 2.50 X 0. 180,512. 396.Total to Part VII, Section A, line 1c388,764. 792.132201 05-01-11916501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086 Page 9Part VIII Statement of Revenue(A) (B) (C)(D)Total revenue Related or UnrelatedRevenueexcluded fromexempt function business tax underrevenue revenue sections 512,513, or 514Contributions, Gifts, Grantsand Other Similar AmountsProgram ServiceRevenueOther Revenue1 abcdefg Noncash contributions included in lines 1a-1f: $h2 a345bcdefg6 abcdbcd8 abc9 abc10 abc11 abcdFederated campaignsMembership dues~~~~~~~~~~~~~~Fundraising events ~~~~~~~~Related organizations~~~~~~Government grants (contributions)All other contributions, gifts, grants, andsimilar amounts not included above ~~1a1b1c1d1e1fTotal. Add lines 1a-1f |All other program service revenue ~~~~~Total. Add lines 2a-2f |Investment income (including dividends, interest, andother similar amounts) ~~~~~~~~~~~~~~~~~ |Income from investment of tax-exempt bond proceedsRoyalties |Gross rents~~~~~~~Less: rental expenses~~~Rental income or (loss)~~Net rental income or (loss)7 a Gross amount from sales ofassets other than inventoryLess: cost or other basisand sales expenses~~~Gain or (loss) ~~~~~~~(i) Realababab|(ii) Personal |(i) Securities(ii) OtherNet gain or (loss) |Gross income from fundraising events (notincluding $ofcontributions reported on line 1c). SeePart IV, line 18 ~~~~~~~~~~~~~Less: direct expenses~~~~~~~~~~Net income or (loss) from fundraising events |Gross income from gaming activities. SeePart IV, line 19 ~~~~~~~~~~~~~Less: direct expenses~~~~~~~~~Net income or (loss) from gaming activitiesGross sales of inventory, less returnsand allowances ~~~~~~~~~~~~~Less: cost of goods sold~~~~~~~~ |Net income or (loss) from sales of inventory |Miscellaneous RevenueAll other revenue ~~~~~~~~~~~~~2173994.Business Code2173994.Business CodeOTHER PROGRAM REVENUE 611710 1186221. 1186221.ATHLETICS 611710 942,456. 942,456.CHILDREN’S CENTER 611710 681,101. 681,101.1,000.-1,000.2809778.445,527. 445,527.-1,000. -1,000.e Total. Add lines 11a-11d ~~~~~~~~~~~~~~~ |12 Total revenue. See instructions. | 5428299. 2809778. 0. 444,527.13200901-23-12<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)1016501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086 PagePart IX Statement of Functional ExpensesSection 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required tocomplete columns (B), (C), and (D).Check if Schedule O contains a response to any question in this Part IX Do not include amounts reported on lines 6b,(A) (B) (C) (D)Total expenses Program service Management and Fundraising7b, 8b, 9b, and 10b of Part VIII.expenses general expenses expenses1 Grants and other assistance to governments andorganizations in the United States. See Part IV, line 21 145,455. 145,455.234567891011121314151617181920abcdefgGrants and other assistance to individuals inthe United States. See Part IV, line 22 ~~~Grants and other assistance to governments,organizations, and individuals outside theUnited States. See Part IV, lines 15 and 16 ~Benefits paid to or for members ~~~~~~~Compensation of current officers, directors,trustees, and key employees ~~~~~~~~Compensation not included above, to disqualifiedpersons (as defined under section 4958(f)(1)) andpersons described in section 4958(c)(3)(B)Other salaries and wages ~~~~~~~~~~Pension plan accruals and contributions (includesection 401(k) and section 403(b) employer contributions)~~~Other employee benefits ~~~~~~~~~~Payroll taxes ~~~~~~~~~~~~~~~~Fees for services (non-employees):Management ~~~~~~~~~~~~~~~~Legal ~~~~~~~~~~~~~~~~~~~~Accounting ~~~~~~~~~~~~~~~~~Lobbying ~~~~~~~~~~~~~~~~~~Professional fundraising services. See Part IV, line 17Investment management fees ~~~~~~~~Other ~~~~~~~~~~~~~~~~~~~~Advertising and promotionOffice expenses~~~~~~~~~~~~~~~Information technology ~~~~~~~~~~~Royalties ~~~~~~~~~~~~~~~~~~21 Payments to affiliates ~~~~~~~~~~~~22 Depreciation, depletion, and amortization ~~4,662. 4,662.23 Insurance ~~~~~~~~~~~~~~~~~ 25,375. 25,375.24 Other expenses. Itemize expenses not coveredabove. (List miscellaneous expenses in line 24e. If line24e amount exceeds 10% of line 25, column (A)amount, list line 24e expenses on Schedule O.) ~~a ATHLETICS 2,713,296. 2,713,296.b CHILDREN’S CENTER 978,076. 978,076.c CAMPUS PROGRAM 858,656. 858,656.d GRANTS AND CONTRACTS 519,599. 519,599.e All other expenses SEE SCH O 739,470. 673,057. 66,413.25 Total functional expenses. Add lines 1 through 24e 6,697,449. 5,888,139. 607,054. 202,256.26 Joint costs. Complete this line only if the organizationreported in column (B) joint costs from a combinededucational campaign and fundraising solicitation.Check here | if following SOP 98-2 (ASC 958-720)~~~~~~~~~~Occupancy ~~~~~~~~~~~~~~~~~Travel~~~~~~~~~~~~~~~~~~~Payments of travel or entertainment expensesfor any federal, state, or local public officialsConferences, conventions, and meetings ~~Interest~~~~~~~~~~~~~~~~~~424,615. 281,437. 143,178.162,740. 114,650. 48,090.32,586. 21,598. 10,988.50,000. 50,000.22,225. 22,225.13,395. 13,395.5,006. 5,006.2,293. 2,293.132010 01-23-12<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)1116501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__110X


CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086Part X Balance SheetAssetsLiabilitiesNet Assets or Fund Balances123456789111213141516171819202122232425262728293031323334bCash - non-interest-bearing ~~~~~~~~~~~~~~~~~~~~~~~~~Savings and temporary cash investments ~~~~~~~~~~~~~~~~~~Pledges and grants receivable, netTotal assets. Add lines 1 through 15 (must equal line 34) Total liabilities. Add lines 17 through 25 Organizations that follow SFAS 117, check here | X and completelines 27 through 29, and lines 33 and 34.10a10bOrganizations that do not follow SFAS 117, check herecomplete lines 30 through 34.~~~~~~~~~~~~~~~~~~~~~Accounts receivable, net ~~~~~~~~~~~~~~~~~~~~~~~~~~Receivables from current and former officers, directors, trustees, keyemployees, and highest compensated employees. Complete Part IIof Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Receivables from other disqualified persons (as defined under section4958(f)(1)), persons described in section 4958(c)(3)(B), and contributingemployers and sponsoring organizations of section 501(c)(9) voluntaryemployees’ beneficiary organizations (see instructions) ~~~~~~~~~~~Notes and loans receivable, net ~~~~~~~~~~~~~~~~~~~~~~~Inventories for sale or use ~~~~~~~~~~~~~~~~~~~~~~~~~~Prepaid expenses and deferred charges10aLand, buildings, and equipment: cost or otherbasis. Complete Part VI of Schedule DLess: accumulated depreciation~~~~~~~~~~~~~~~~~~~~~~~~~~~Investments - publicly traded securities ~~~~~~~~~~~~~~~~~~~Investments - other securities. See Part IV, line 11 ~~~~~~~~~~~~~~Investments - program-related. See Part IV, line 11Intangible assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~(A)(B)Beginning of yearEnd of year1,045,778. 1 347,254.2,422,961. 2 1,117,402.1,405,072. 3 886,418.117,057. 460,566.5677,718. 70.7,415,666.3,576,084. 7,621,576. 10c 3,839,582.~~~~~~~~~~~~~Other assets. See Part IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~Accounts payable and accrued expenses ~~~~~~~~~~~~~~~~~~Grants payable ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Tax-exempt bond liabilities~~~~~~~~~~~~~~~~~~~~~~~~~Escrow or custodial account liability. Complete Part IV of Schedule D~~~~Payables to current and former officers, directors, trustees, key employees,highest compensated employees, and disqualified persons. Complete Part IIof Schedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Secured mortgages and notes payable to unrelated third parties ~~~~~~Unsecured notes and loans payable to unrelated third parties ~~~~~~~~Other liabilities (including federal income tax, payables to related thirdparties, and other liabilities not included on lines 17-24). Complete Part X ofSchedule D ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Unrestricted net assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~Temporarily restricted net assetsPermanently restricted net assets~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Capital stock or trust principal, or current funds ~~~~~~~~~~~~~~~Paid-in or capital surplus, or land, building, or equipment fund ~~~~~~~~Retained earnings, endowment, accumulated income, or other funds|and~~~~Total net assets or fund balances ~~~~~~~~~~~~~~~~~~~~~~Total liabilities and net assets/fund balances891123,209,963. 12 23,332,313.13141535,900,125. 16 29,583,535.793,857. 17 346,059.18789,188. 19 481,319.20212223242,639,500. 25 2,235,859.4,222,545. 26 3,063,237.9,199,653. 27 7,516,525.8,307,103. 28 4,625,764.14,170,824. 29 14,378,009.3031Page 113231,677,580. 33 26,520,298.35,900,125. 34 29,583,535.<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)13<strong>2011</strong> 01-23-121216501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)FOUNDATION 95-2643086 Page 12Part XI Reconciliation of Net AssetsCheck if Schedule O contains a response to any question in this Part XI X1 Total revenue (must equal Part VIII, column (A), line 12) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 5,428,299.2 Total expenses (must equal Part IX, column (A), line 25) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 6,697,449.3 Revenue less expenses. Subtract line 2 from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 -1,269,150.4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ~~~~~~~~~~ 4 31,677,580.5 Other changes in net assets or fund balances (explain in Schedule O) ~~~~~~~~~~~~~~~~~~~ 5 -3,888,132.6 Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) 6 26,520,298.Part XII Financial Statements and ReportingCheck if Schedule O contains a response to any question in this Part XIIYes No1 Accounting method used to prepare the <strong>Form</strong> <strong>990</strong>: Cash X Accrual Other2abcdbIf the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O.Were the organization’s financial statements compiled or reviewed by an independent accountant? ~~~~~~~~~~~~Were the organization’s financial statements audited by an independent accountant? ~~~~~~~~~~~~~~~~~~~If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,review, or compilation of its financial statements and selection of an independent accountant? ~~~~~~~~~~~~~~~If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.If "Yes" to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on aseparate basis, consolidated basis, or both:X Separate basis Consolidated basis Both consolidated and separate basis3aAs a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single AuditAct and OMB Circular A-133? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required auditor audits, explain why in Schedule O and describe any steps taken to undergo such audits. 2a2b2c3aXXXX3b<strong>Form</strong> <strong>990</strong> (<strong>2011</strong>)13<strong>2012</strong>01-23-121316501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


SCHEDULE A(<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ)Department of the TreasuryInternal Revenue ServiceComplete if the organization is a section 501(c)(3) organization or a section4947(a)(1) nonexempt charitable trust.| Attach to <strong>Form</strong> <strong>990</strong> or <strong>Form</strong> <strong>990</strong>-EZ. | See separate instructions.CALIFORNIA STATE UNIVERSITY BAKERSFIELDOMB No. 1545-0047Open to PublicInspectionName of the organizationEmployer identification numberFOUNDATION 95-2643086Part I Reason for Public Charity Status (All organizations must complete this part.) See instructions.The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)1234567891011efghXA church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital’s name,city, and state:An organization operated for the benefit of a college or university owned or operated by a governmental unit described insection 170(b)(1)(A)(iv). (Complete Part II.)A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).An organization that normally receives a substantial part of its support from a governmental unit or from the general public described insection 170(b)(1)(A)(vi). (Complete Part II.)A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts fromactivities related to its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investmentincome and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975.See section 509(a)(2). (Complete Part III.)An organization organized and operated exclusively to test for public safety. See section 509(a)(4).An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one ormore publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box thatdescribes the type of supporting organization and complete lines 11e through 11h.a Type I b Type II c Type III - Functionally integrated d Type III - OtherBy checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other thanfoundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).If the organization received a written determination from the IRS that it is a Type I, Type II, or Type IIIsupporting organization, check this boxSince August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?(i)(ii)(iii)Public Charity Status and Public Support~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~A person who directly or indirectly controls, either alone or together with persons described in (ii) and (iii) below,the governing body of the supported organization?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~A family member of a person described in (i) above? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~A 35% controlled entity of a person described in (i) or (ii) above? ~~~~~~~~~~~~~~~~~~~~~~~~Provide the following information about the supported organization(s).<strong>2011</strong>(iii) Type of(i) Name of supported (ii) EIN(iv) Is the organization (v) Did you notify the (vi) Is the(vii)organization in col. (i) listed in your organization in col.organization in col.Amount oforganization(described on lines 1-9(i) organized in the supportgoverning document? (i) of your support? U.S.?above or IRC section(see instructions) ) Yes No Yes No Yes No11g(i)11g(ii)11g(iii)YesNoTotalLHA For Paperwork Reduction Act Notice, see the Instructions for<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ.Schedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) <strong>2011</strong>13202101-24-121416501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELDSchedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) <strong>2011</strong> FOUNDATION 95-2643086 Page 2Part II Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organizationfails to qualify under the tests listed below, please complete Part III.)Section A. Public SupportCalendar year (or fiscal year beginning in) |12345Total. Add lines 1 through 3 ~~~6 Public support. Subtract line 5 from line 4.Calendar year (or fiscal year beginning in) |78910111213assets (Explain in Part IV.) ~~~~Total support. Add lines 7 through 10(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) <strong>2011</strong> (f) Total(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) <strong>2011</strong> (f) Total3,539,012. 2,694,973. 3,292,109. 3,177,015. 2,749,139. 15,452,248.First five years. If the <strong>Form</strong> <strong>990</strong> is for the organization’s first, second, third, fourth, or fifth tax year as a section 501(c)(3)17a10% -facts-and-circumstances test - <strong>2011</strong>. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more,18Gifts, grants, contributions, andmembership fees received. (Do notinclude any "unusual grants.") ~~Tax revenues levied for the organization’sbenefit and either paid toor expended on its behalf ~~~~The value of services or facilitiesfurnished by a governmental unit tothe organization without charge ~The portion of total contributionsby each person (other than agovernmental unit or publiclysupported organization) includedon line 1 that exceeds 2% of theamount shown on line 11,column (f) ~~~~~~~~~~~~Section B. Total SupportAmounts from line 4 ~~~~~~~Gross income from interest,dividends, payments received onsecurities loans, rents, royaltiesand income from similar sources ~Net income from unrelated businessactivities, whether or not thebusiness is regularly carried on ~Other income. Do not include gainor loss from the sale of capital3,539,012. 2,694,973. 3,292,109. 3,177,015. 2,749,139. 15,452,248.3,539,012. 2,694,973. 3,292,109. 3,177,015. 2,749,139. 15,452,248.Gross receipts from related activities, etc. (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~b 33 1/3% support test - 2010. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this boxand stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part IV how the organizationmeets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~ |b 10% -facts-and-circumstances test - 2010. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% ormore, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part IV how theorganization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~ |Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions |1215,452,248.697,964. 531,980. 473,634. 550,<strong>990</strong>. 445,527. 2,700,095.18,152,343.14,357,118.organization, check this box and stop here |Section C. Computation of Public Support Percentage14 Public support percentage for <strong>2011</strong> (line 6, column (f) divided by line 11, column (f)) ~~~~~~~~~~~~ 1485.1315 Public support percentage from 2010 Schedule A, Part II, line 14 ~~~~~~~~~~~~~~~~~~~~~ 1587.8516a33 1/3% support test - <strong>2011</strong>. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box andstop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | XSchedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) <strong>2011</strong>%%13202201-24-121516501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


Schedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) <strong>2011</strong>Part III Support Schedule for Organizations Described in Section 509(a)(2)Calendar year (or fiscal year beginning in) |123456The value of services or facilitiesfurnished by a governmental unit tothe organization without charge ~Total. Add lines 1 through 5 ~~~7aAmounts included on lines 1, 2, and3 received from disqualified personsb Amounts included on lines 2 and 3 receivedfrom other than disqualified persons thatexceed the greater of $5,000 or 1% of theamount on line 13 for the year ~~~~~~c Add lines 7a and 7b ~~~~~~~8 Public support (Subtract line 7c from line 6.)Calendar year (or fiscal year beginning in) |9 Amounts from line 6 ~~~~~~~10a Gross income from interest,dividends, payments received onsecurities loans, rents, royaltiesand income from similar sources ~b Unrelated business taxable income(less section 511 taxes) from businessesacquired after June 30, 1975 ~~~~c111213(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) <strong>2011</strong> (f) Total(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) <strong>2011</strong> (f) Total14 First five years. If the <strong>Form</strong> <strong>990</strong> is for the organization’s first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,check this box and stop here |Section C. Computation of Public Support Percentage1516 Public support percentage from 2010 Schedule A, Part III, line 15 Section D. Computation of Investment Income Percentage1718Page 3Public support percentage for <strong>2011</strong> (line 8, column (f) divided by line 13, column (f)) ~~~~~~~~~~~~ 15%19a33 1/3% support tests - <strong>2011</strong>. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not20(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails toqualify under the tests listed below, please complete Part II.)Section A. Public SupportGifts, grants, contributions, andmembership fees received. (Do notinclude any "unusual grants.") ~~Gross receipts from admissions,merchandise sold or services performed,or facilities furnished inany activity that is related to theorganization’s tax-exempt purposeGross receipts from activities thatare not an unrelated trade or businessunder section 513 ~~~~~Tax revenues levied for the organization’sbenefit and either paid toor expended on its behalf ~~~~Section B. Total SupportAdd lines 10a and 10b ~~~~~~Net income from unrelated businessactivities not included in line 10b,whether or not the business isregularly carried on ~~~~~~~Other income. Do not include gainor loss from the sale of capitalassets (Explain in Part IV.) ~~~~Total support (Add lines 9, 10c, 11, and 12.)Investment income percentage for <strong>2011</strong> (line 10c, column (f) divided by line 13, column (f))Investment income percentage from 2010 Schedule A, Part III, line 17 ~~~~~~~~~~~~~~~~~~16~~~~~~~~ 17%more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~ |b 33 1/3% support tests - 2010. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, andline 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization~~~~ |Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions |132023 01-24-12Schedule A (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) <strong>2011</strong>1616501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__118%%


Schedule B(<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ,or <strong>990</strong>-PF)Department of the TreasuryInternal Revenue Service| Attach to <strong>Form</strong> <strong>990</strong>, <strong>Form</strong> <strong>990</strong>-EZ, or <strong>Form</strong> <strong>990</strong>-PF.OMB No. 1545-0047Name of the organizationEmployer identification numberCALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086Organization type(check one):Schedule of Contributors<strong>2011</strong>Filers of:Section:<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ X 501(c)( 3 ) (enter number) organization4947(a)(1) nonexempt charitable trust not treated as a private foundation527 political organization<strong>Form</strong> <strong>990</strong>-PF501(c)(3) exempt private foundation4947(a)(1) nonexempt charitable trust treated as a private foundation501(c)(3) taxable private foundationCheck if your organization is covered by the General Rule or a Special Rule.Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.General RuleFor an organization filing <strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF that received, during the year, $5,000 or more (in money or property) from any onecontributor. Complete Parts I and II.Special RulesXFor a section 501(c)(3) organization filing <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ that met the 33 1/3% support test of the regulations under sections509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2%of the amount on (i) <strong>Form</strong> <strong>990</strong>, Part VIII, line 1h, or (ii) <strong>Form</strong> <strong>990</strong>-EZ, line 1. Complete Parts I and II.For a section 501(c)(7), (8), or (10) organization filing <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ that received from any one contributor, during the year,total contributions of more than $1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, orthe prevention of cruelty to children or animals. Complete Parts I, II, and III.For a section 501(c)(7), (8), or (10) organization filing <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ that received from any one contributor, during the year,contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to more than $1,000.If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc.,purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusivelyreligious, charitable, etc., contributions of $5,000 or more during the year. ~~~~~~~~~~~~~~~~~ | $Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF),but it must answer "No" on Part IV, line 2, of its <strong>Form</strong> <strong>990</strong>; or check the box on line H of its <strong>Form</strong> <strong>990</strong>-EZ or on Part I, line 2 of its <strong>Form</strong> <strong>990</strong>-PF, tocertify that it does not meet the filing requirements of Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF).LHAFor Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF.Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (<strong>2011</strong>)123451 01-23-12


Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (<strong>2011</strong>)Name of organizationEmployer identification numberCALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086Page 2Part IContributors (see instructions). Use duplicate copies of Part I if additional space is needed.(a)No.(b)Name, address, and ZIP + 4(c)Total contributions(d)Type of contribution1 CONTRIBUTOR 1 PersonPayrollXAVAILABLE UPON REQUEST $ 979,840. NoncashBAKERSFIELD, CA 93311(Complete Part II if thereis a noncash contribution.)(a)No.(b)Name, address, and ZIP + 4(c)Total contributions(d)Type of contribution2 CONTRIBUTOR 2 PersonPayrollXAVAILABLE UPON REQUEST $ 90,000. NoncashBAKERSFIELD, CA 93311(Complete Part II if thereis a noncash contribution.)(a)No.(b)Name, address, and ZIP + 4(c)Total contributions(d)Type of contribution3 CONTRIBUTOR 3 PersonPayrollXAVAILABLE UPON REQUEST $ 130,200. NoncashBAKERSFIELD, CA 93311(Complete Part II if thereis a noncash contribution.)(a)No.(b)Name, address, and ZIP + 4(c)Total contributions(d)Type of contribution4 CONTRIBUTOR 4 PersonPayrollXAVAILABLE UPON REQUEST $ 44,000. NoncashBAKERSFIELD, CA 93311(Complete Part II if thereis a noncash contribution.)(a)No.(b)Name, address, and ZIP + 4(c)Total contributions(d)Type of contribution5 CONTRIBUTOR 5 PersonPayrollXAVAILABLE UPON REQUEST $ 184,600. NoncashBAKERSFIELD, CA 93311(Complete Part II if thereis a noncash contribution.)(a)No.(b)Name, address, and ZIP + 4(c)Total contributions(d)Type of contribution6 CONTRIBUTOR 6 PersonPayrollXAVAILABLE UPON REQUEST $ 75,000. NoncashBAKERSFIELD, CA 93311(Complete Part II if thereis a noncash contribution.)123452 01-23-12Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (<strong>2011</strong>)1816501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (<strong>2011</strong>)Page 3Name of organizationEmployer identification numberCALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086Part IINoncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.(a)No.fromPart I(b)Description of noncash property given(c)FMV (or estimate)(see instructions)(d)Date received$(a)No.fromPart I(b)Description of noncash property given(c)FMV (or estimate)(see instructions)(d)Date received$(a)No.fromPart I(b)Description of noncash property given(c)FMV (or estimate)(see instructions)(d)Date received$(a)No.fromPart I(b)Description of noncash property given(c)FMV (or estimate)(see instructions)(d)Date received$(a)No.fromPart I(b)Description of noncash property given(c)FMV (or estimate)(see instructions)(d)Date received$(a)No.fromPart I(b)Description of noncash property given(c)FMV (or estimate)(see instructions)(d)Date received$123453 01-23-12Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (<strong>2011</strong>)1916501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (<strong>2011</strong>)Page 4Name of organizationEmployer identification numberCALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086Part III Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations that total more than $1,000 for theyear. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enterthe total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once.) | $Use duplicate copies of Part III if additional space is needed.(a) No.fromPart I(b) Purpose of gift (c) Use of gift (d) Description of how gift is held(e) Transfer of giftTransferee’s name, address, and ZIP + 4Relationship of transferor to transferee(a) No.fromPart I(b) Purpose of gift (c) Use of gift (d) Description of how gift is held(e) Transfer of giftTransferee’s name, address, and ZIP + 4Relationship of transferor to transferee(a) No.fromPart I(b) Purpose of gift (c) Use of gift (d) Description of how gift is held(e) Transfer of giftTransferee’s name, address, and ZIP + 4Relationship of transferor to transferee(a) No.fromPart I(b) Purpose of gift (c) Use of gift (d) Description of how gift is held(e) Transfer of giftTransferee’s name, address, and ZIP + 4Relationship of transferor to transferee123454 01-23-12Schedule B (<strong>Form</strong> <strong>990</strong>, <strong>990</strong>-EZ, or <strong>990</strong>-PF) (<strong>2011</strong>)2016501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


SCHEDULE D(<strong>Form</strong> <strong>990</strong>) | Complete if the organization answered "Yes," to <strong>Form</strong> <strong>990</strong>,Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.Department of the TreasuryInternal Revenue Service| Attach to <strong>Form</strong> <strong>990</strong>. | See separate instructions.Name of the organization CALIFORNIA STATE UNIVERSITY BAKERSFIELDPart I1234561234567892abcdbab(i)(ii)OMB No. 1545-0047Open to PublicInspectionEmployer identification numberFOUNDATION 95-2643086Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if theorganization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 6.(a) Donor advised funds(b) Funds and other accountsTotal number at end of year ~~~~~~~~~~~~~~~Aggregate contributions to (during year)Aggregate grants from (during year)Aggregate value at end of year~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Did the organization inform all donors and donor advisors in writing that the assets held in donor advised fundsare the organization’s property, subject to the organization’s exclusive legal control?~~~~~~~~~~~~~~~~~~Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used onlyfor charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferringimpermissible private benefit? Part II Conservation Easements. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 7.Purpose(s) of conservation easements held by the organization (check all that apply).Preservation of land for public use (e.g., recreation or education)Protection of natural habitatPreservation of open space2a2b2c2dYesYesPreservation of an historically important land areaPreservation of a certified historic structureComplete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the lastday of the tax year.Total number of conservation easements ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Total acreage restricted by conservation easements~~~~~~~~~~~~~~~~~~~~~~~~~~Number of conservation easements on a certified historic structure included in (a) ~~~~~~~~~~~~Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structurelisted in the National Register ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~NoNoHeld at the End of the Tax YearNumber of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the taxyear |Number of states where property subject to conservation easement is located |Does the organization have a written policy regarding the periodic monitoring, inspection, handling ofviolations, and enforcement of the conservation easements it holds? ~~~~~~~~~~~~~~~~~~~~~~~~~Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year |Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year | $Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)and section 170(h)(4)(B)(ii)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, andinclude, if applicable, the text of the footnote to the organization’s financial statements that describes the organization’s accounting forconservation easements.Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 8.1aIf the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art,historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIV,the text of the footnote to its financial statements that describes these items.If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historicaltreasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amountsrelating to these items:Revenues included in <strong>Form</strong> <strong>990</strong>, Part VIII, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $Assets included in <strong>Form</strong> <strong>990</strong>, Part X~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |If the organization received or held works of art, historical treasures, or other similar assets for financial gain, providethe following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:Revenues included in <strong>Form</strong> <strong>990</strong>, Part VIII, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $Assets included in <strong>Form</strong> <strong>990</strong>, Part XSupplemental Financial Statements~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |$$<strong>2011</strong>YesYesNoNoLHA For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule D (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>13205101-23-122116501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELDSchedule D (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong> FOUNDATION 95-2643086 Page 2Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)3 Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items45abcbcdefb If "Yes," explain the arrangement in Part XIV.Part V Endowment Funds. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 10.2bcdefgabcb(check all that apply):(i)(ii)Public exhibitionScholarly researchPreservation for future generations4 Describe in Part XIV the intended uses of the organization’s endowment funds.Part VI Land, Buildings, and Equipment. See <strong>Form</strong> <strong>990</strong>, Part X, line 10.deLoan or exchange programsProvide a description of the organization’s collections and explain how they further the organization’s exempt purpose in Part XIV.During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assetsto be sold to raise funds rather than to be maintained as part of the organization’s collection? YesPart IV Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 9, orreported an amount on <strong>Form</strong> <strong>990</strong>, Part X, line 21.1aIs the organization an agent, trustee, custodian or other intermediary for contributions or other assets not includedon <strong>Form</strong> <strong>990</strong>, Part X? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years backDescription of property(a) Cost or other (b) Cost or other (c) Accumulated (d) Book valuebasis (investment) basis (other)depreciation1a Land ~~~~~~~~~~~~~~~~~~~~3,139. 3,139.b Buildings ~~~~~~~~~~~~~~~~~~4,313,563. 1,334,859. 2,978,704.c Leasehold improvements ~~~~~~~~~~1,064,291. 372,460. 691,831.d Equipment ~~~~~~~~~~~~~~~~~1,958,503. 1,868,765. 89,738.e Other 76,170. 76,170.Total. Add lines 1a through 1e. (Column (d) must equal <strong>Form</strong> <strong>990</strong>, Part X, column (B), line 10(c).) | 3,839,582.OtherIf "Yes," explain the arrangement in Part XIV and complete the following table:Beginning balanceAdditions during the year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Distributions during the year~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Ending balance ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~2aDid the organization include an amount on <strong>Form</strong> <strong>990</strong>, Part X, line 21? ~~~~~~~~~~~~~~~~~~~~~~~~~1aBeginning of year balanceContributions ~~~~~~~~~~~~~~Net investment earnings, gains, and lossesGrants or scholarshipsOther expenditures for facilitiesand programsAdministrative expensesEnd of year balance~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:Board designated or quasi-endowment | %Permanent endowment | %Temporarily restricted endowment | %The percentages in lines 2a, 2b, and 2c should equal 100%.3aAre there endowment funds not in the possession of the organization that are held and administered for the organizationby:unrelated organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~related organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? ~~~~~~~~~~~~~~~~~~~~~~1c1d1e1fYesAmountYes3a(i)3a(ii)3bYesNoNoNoNoSchedule D (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>13205201-23-122216501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELDSchedule D (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong> FOUNDATION 95-2643086Part VII Investments - Other Securities. See <strong>Form</strong> <strong>990</strong>, Part X, line 12.(a) Description of security or category(c) Method of valuation:(b) Book value(including name of security)Cost or end-of-year market value(1)(2)(3)Financial derivativesClosely-held equity interests~~~~~~~~~~~~~~~~~~~~~~~~~~Other(A) OTHER INVESTMENTS 23,332,313. COST(B)(C)(D)(E)(F)(G)(H)(I)Total. (Col (b) must equal <strong>Form</strong> <strong>990</strong>, Part X, col (B) line 12.) | 23,332,313.Part VIII Investments - Program Related. See <strong>Form</strong> <strong>990</strong>, Part X, line 13.(1)(2)(3)(4)(5)(6)(7)(8)(9)(a) Description of investment type(10)Total. (Col (b) must equal <strong>Form</strong> <strong>990</strong>, Part X, col (B) line 13.) |Part IX Other Assets. See <strong>Form</strong> <strong>990</strong>, Part X, line 15.(a) Description(1)(2)(3)(4)(5)(6)(7)(8)(9)(b) Book value(c) Method of valuation:Cost or end-of-year market value(10)Total. (Column (b) must equal <strong>Form</strong> <strong>990</strong>, Part X, col (B) line 15.) |Part X Other Liabilities. See <strong>Form</strong> <strong>990</strong>, Part X, line 25.1.(a) Description of liability(b) Book value(1)(2)(3)(4)(5)(6)(7)(8)(9)(10)Federal income taxesDUE CALIFORNIA STATE UNIVERSITYBAKERSFIELD 98,186.ACCRUED POST RETIREMENT COSTS 2,137,673.(b) Book valuePage 3(11)Total. (Column (b) must equal <strong>Form</strong> <strong>990</strong>, Part X, col (B) line 25.) | 2,235,859.2.FIN 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization’s financial statements that reports the organization’s liability for uncertain tax positions underFIN 48 (ASC 740).13205301-23-12Schedule D (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>2316501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELDSchedule D (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong> FOUNDATION 95-2643086 Page 4Part XI Reconciliation of Change in Net Assets from <strong>Form</strong> <strong>990</strong> to Audited Financial Statements1 Total revenue (<strong>Form</strong> <strong>990</strong>, Part VIII, column (A), line 12) ~~~~~~~~~~~~~~~~~~~~~~ 15,428,299.2 Total expenses (<strong>Form</strong> <strong>990</strong>, Part IX, column (A), line 25) ~~~~~~~~~~~~~~~~~~~~~~ 26,697,449.3 Excess or (deficit) for the year. Subtract line 2 from line 1 ~~~~~~~~~~~~~~~~~~~~~ 3-1,269,150.4 Net unrealized gains (losses) on investments ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4-292,297.567234abcdeaAdd lines 2a through 2d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2eSubtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Amounts included on <strong>Form</strong> <strong>990</strong>, Part VIII, line 12, but not on line 1:b Other (Describe in Part XIV.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 4bc Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4c0.5 Total revenue. Add lines 3 and 4c. (This must equal <strong>Form</strong> <strong>990</strong>, Part I, line 12.) 5 5,428,299.Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return1 Total expenses and losses per audited financial statements ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 6,821,212.234abcdeabDonated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Investment expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Prior period adjustmentsAdd lines 2a through 2d~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Amounts included on line 1 but not on <strong>Form</strong> <strong>990</strong>, Part VIII, line 12:Net unrealized gains on investmentsDonated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~Recoveries of prior year grantsOther (Describe in Part XIV.)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Investment expenses not included on <strong>Form</strong> <strong>990</strong>, Part VIII, line 7bAmounts included on line 1 but not on <strong>Form</strong> <strong>990</strong>, Part IX, line 25:Subtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Amounts included on <strong>Form</strong> <strong>990</strong>, Part IX, line 25, but not on line 1:~~~~~~~~Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~Prior year adjustments~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Other losses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Other (Describe in Part XIV.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Investment expenses not included on <strong>Form</strong> <strong>990</strong>, Part VIII, line 7bOther (Describe in Part XIV.)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~c Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~5 Total expenses. Add lines 3 and 4c. (This must equal <strong>Form</strong> <strong>990</strong>, Part I, line 18.) Part XIV Supplemental InformationComplete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; PartX, line 2; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.2a2b2c2d4a2a2b2c2d4a4b56732e34c5-3,595,835.8 Other (Describe in Part XIV.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 89 Total adjustments (net). Add lines 4 through 8 ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 9-3,888,132.10 Excess or (deficit) for the year per audited financial statements. Combine lines 3 and 9 10-5,157,282.Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return1 Total revenue, gains, and other support per audited financial statements ~~~~~~~~~~~~~~~~~~~ 1 5,259,765.-292,297.123,763.123,763.-168,534.5,428,299.123,763.6,697,449.0.6,697,449.13205401-23-12Schedule D (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>2416501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


SCHEDULE I(<strong>Form</strong> <strong>990</strong>)Department of the TreasuryInternal Revenue ServiceName of the organizationPart I1Grants and Other Assistance to Organizations,Governments, and Individuals in the United StatesOMB No. 1545-0047Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 21 or 22.Open to Public| Attach to <strong>Form</strong> <strong>990</strong>.InspectionCALIFORNIA STATE UNIVERSITY BAKERSFIELDEmployer identification numberFOUNDATION 95-2643086General Information on Grants and AssistanceDoes the organization maintain records to substantiate the amount of the grants or assistance, the grantees’ eligibility for the grants or assistance, and the selectioncriteria used to award the grants or assistance? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~2 Describe in Part IV the organization’s procedures for monitoring the use of grant funds in the United States.Part II Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 21, for anyrecipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Part II can be duplicated if additional space is needed |1 (a) Name and address of organization (b) EIN (c) IRC section (d) Amount of (e) Amount of(f) Method of(g) Description of (h) Purpose of grantvaluation (book,or governmentif applicable cash grant non-cashnon-cash assistanceor assistanceFMV, appraisal,assistanceother)X<strong>2011</strong>YesNoCALIFORNIA STATE UNIVERSITYBAKERSFIELD - 9001 STOCKDALEDONOR SPECIFICHIGHWAY - BAKERSFIELD, CA 93311 77-0314545 501(C)(3) 145,455. 0. SCHOLARSHIPS23LHAEnter total number of section 501(c)(3) and government organizations listed in the line 1 table ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |2.Enter total number of other organizations listed in the line 1 table |For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule I (<strong>Form</strong> <strong>990</strong>) (<strong>2011</strong>)132101 01-27-1225


CALIFORNIA STATE UNIVERSITY BAKERSFIELDSchedule I (<strong>Form</strong> <strong>990</strong>) (<strong>2011</strong>) FOUNDATION 95-2643086Part III Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 22.Part III can be duplicated if additional space is needed.Page 2(a) Type of grant or assistance(b) Number of (c) Amount of (d) Amount of noncash(e) Method of valuation (f) Description of non-cash assistancerecipients cash grantassistance (book, FMV, appraisal,other)Part IVSupplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.SCHEDULE I, PART I, LINE 2: REQUESTS ARE TRANSFERRED TO THE OFFICE OFFINANCIAL AID. THE FINANCIAL AID OFFICE MATCHES SPECIFIC SCHOLARSHIPS WITHREQUESTS THEN FUNDS ARE DISTRIBUTED WITHIN COMPLIANCE OF DONOR INTENT.132102 01-27-1226Schedule I (<strong>Form</strong> <strong>990</strong>) (<strong>2011</strong>)


OMB No. 1545-0047SCHEDULE J(<strong>Form</strong> <strong>990</strong>)For certain Officers, Directors, Trustees, Key Employees, and HighestCompensated Employees<strong>2011</strong>| Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>,Department of the TreasuryPart IV, line 23.Open to PublicInternal Revenue Service| Attach to <strong>Form</strong> <strong>990</strong>. | See separate instructions.InspectionName of the organization CALIFORNIA STATE UNIVERSITY BAKERSFIELD Employer identification numberFOUNDATION 95-2643086Part I Questions Regarding Compensation1aCheck the appropriate box(es) if the organization provided any of the following to or for a person listed in <strong>Form</strong> <strong>990</strong>,Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.First-class or charter travelTravel for companionsTax indemnification and gross-up paymentsDiscretionary spending accountCompensation InformationHousing allowance or residence for personal usePayments for business use of personal residenceHealth or social club dues or initiation feesPersonal services (e.g., maid, chauffeur, chef)YesNo2bIf any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment orreimbursement or provision of all of the expenses described above? If "No," complete Part III to explain~~~~~~~~~~~Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers, directors,trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ~~~~~~~~~~~~~~~~~~~~~1b23Indicate which, if any, of the following the filing organization used to establish the compensation of the organization’sCEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization toestablish compensation of the CEO/Executive Director. Explain in Part III.Compensation committeeX Written employment contractIndependent compensation consultantX Compensation survey or study<strong>Form</strong> <strong>990</strong> of other organizationsX Approval by the board or compensation committee4abcDuring the year, did any person listed in <strong>Form</strong> <strong>990</strong>, Part VII, Section A, line 1a, with respect to the filingorganization or a related organization:Receive a severance payment or change-of-control payment? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Participate in, or receive payment from, a supplemental nonqualified retirement plan? ~~~~~~~~~~~~~~~~~~~~Participate in, or receive payment from, an equity-based compensation arrangement? ~~~~~~~~~~~~~~~~~~~~If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.4a4b4cXXX56789ababLHAOnly section 501(c)(3) and 501(c)(4) organizations must complete lines 5-9.For persons listed in <strong>Form</strong> <strong>990</strong>, Part VII, Section A, line 1a, did the organization pay or accrue any compensationcontingent on the revenues of:The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Any related organization?If "Yes" to line 5a or 5b, describe in Part III.~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~For persons listed in <strong>Form</strong> <strong>990</strong>, Part VII, Section A, line 1a, did the organization pay or accrue any compensationcontingent on the net earnings of:The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Any related organization?If "Yes" to line 6a or 6b, describe in Part III.~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~For persons listed in <strong>Form</strong> <strong>990</strong>, Part VII, Section A, line 1a, did the organization provide any non-fixed paymentsnot described in lines 5 and 6? If "Yes," describe in Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Were any amounts reported in <strong>Form</strong> <strong>990</strong>, Part VII, paid or accrued pursuant to a contract that was subject to theinitial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe in Part III ~~~~~~~~~~~If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described inRegulations section 53.4958-6(c)? For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule J (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>5a5b6a6b789XXXXXX13211101-23-122716501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


CALIFORNIA STATE UNIVERSITY BAKERSFIELDSchedule J (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong> FOUNDATION 95-2643086Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii).Do not list any individuals that are not listed on <strong>Form</strong> <strong>990</strong>, Part VII.Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of <strong>Form</strong> <strong>990</strong>, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.Page 2(A) Name(B) Breakdown of W-2 and/or 1099-MISC compensation(C) (D) (E) (F)Retirement and Nontaxable Total of columns(i) Base (ii) Bonus & (iii) Other other deferredcompensationcompensationbenefits(B)(i)-(D)incentivecompensationreportablecompensationCompensationreported as deferredin prior <strong>Form</strong> <strong>990</strong>(i)0. 0. 0. 0. 0. 0. 0.1 DR. HORACE MITCHELL (ii) 349,557. 0. 0. 0. 3,048. 352,605. 0.(i)0. 0. 0. 0. 0. 0. 0.2 DR. SORAYA COLEY (ii) 208,252. 0. 0. 0. 396. 208,648. 0.(i)0. 0. 0. 0. 0. 0. 0.3 MR. MICHAEL NEAL (ii) 180,512. 0. 0. 0. 396. 180,908. 0.(i)4(ii)(i)5(ii)(i)6(ii)(i)7(ii)(i)8(ii)(i)9(ii)(i)10(ii)(i)11(ii)(i)12(ii)(i)13(ii)(i)14(ii)(i)15(ii)(i)16(ii)Schedule J (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>132112 01-23-1228


SCHEDULE O(<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ)Department of the TreasuryInternal Revenue ServiceName of the organizationSupplemental Information to <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZComplete to provide information for responses to specific questions on<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ or to provide any additional information.| Attach to <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ.CALIFORNIA STATE UNIVERSITY BAKERSFIELD<strong>2011</strong>OMB No. 1545-0047Open to PublicInspectionEmployer identification numberFOUNDATION 95-2643086FORM <strong>990</strong>, PART VI, SECTION B, LINE 11: THE FOUNDATION PROVIDES COPIES OFTHE RETURN TO THE FINANCE COMMITTEE FOR REVIEW. THE FINANCE COMMITTEE HASBEEN APPROVED BY THE BOARD TO PERFORM THIS FUNCTION ON THEIR BEHALF.FORM <strong>990</strong>, PART VI, SECTION B, LINE 12C: ON AN ANNUAL BASIS THE BOARDMEMBERS ARE ASKED TO SIGN A CONFLICT OF INTEREST DOCUMENT.FORM <strong>990</strong>, PART VI, SECTION B, LINE 15: THE FOUNDATION FOLLOWS THE SAMEPROCEDURES AS CALIFORNIA STATE UNIVERSITY BAKERSFIELD WITH REGARDS TODETERMINING APPOINTMENT AND COMPENSATION OF EMPLO<strong>YE</strong>ES.FORM <strong>990</strong>, PART VI, SECTION C, LINE 19: THE DOCUMENTS ARE MADE AVAILABLE TOTHE PUBLIC VIA THE FOUNDATION’S WEB PAGE OR UPON REQUEST.FORM <strong>990</strong>, PART IX, LINE 24E, ALL OTHER FUNCTIONAL EXPENSES:ALL OTHER EXPENSES:PROGRAM SERVICE EXPENSES 411,627.MANAGEMENT AND GENERAL EXPENSES 66,413.FUNDRAISING EXPENSES 0.TOTAL EXPENSES 478,040.ENDOWMENT:PROGRAM SERVICE EXPENSES 261,430.MANAGEMENT AND GENERAL EXPENSES 0.FUNDRAISING EXPENSES 0.TOTAL EXPENSES 261,430.LHA For Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ. Schedule O (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) (<strong>2011</strong>)13221101-23-122916501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


Schedule O (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) (<strong>2011</strong>)Page 2Name of the organization CALIFORNIA STATE UNIVERSITY BAKERSFIELD Employer identification numberFOUNDATION 95-2643086TOTAL OTHER EXPENSES ON FORM <strong>990</strong>, PART IX, LINE 24E, COL A 739,470.FORM <strong>990</strong>, PART XI, LINE 5, CHANGES IN NET ASSETS:NET UNREALIZED LOSSES ON INVESTMENTS: -292,297.PRIOR PERIOD ADJUSTMENTS: -3,595,835.TOTAL TO FORM <strong>990</strong>, PART XI, LINE 5 -3,888,132.13221201-23-12Schedule O (<strong>Form</strong> <strong>990</strong> or <strong>990</strong>-EZ) (<strong>2011</strong>)3016501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


Related Organizations and Unrelated PartnershipsOMB No. 1545-0047SCHEDULE R(<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>| Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 33, 34, 35, 36, or 37. Department of the TreasuryOpen to PublicInternal Revenue Service| Attach to <strong>Form</strong> <strong>990</strong>. | See separate instructions.InspectionName of the organization CALIFORNIA STATE UNIVERSITY BAKERSFIELDEmployer identification numberFOUNDATION 95-2643086Part IIdentification of Disregarded Entities (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 33.)(a) (b) (c) (d) (e) (f)Name, address, and EINof disregarded entityPrimary activityLegal domicile (state orforeign country)Total income End-of-year assets Direct controllingentityPart IIIdentification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 34 because it had one or more related tax-exemptorganizations during the tax year.)(a) (b) (c) (d) (e) (f) (g)Name, address, and EINof related organizationPrimary activityLegal domicile (state orforeign country)Exempt CodesectionPublic charitystatus (if section501(c)(3))Direct controllingentitySection 512(b)(13)controlledentity?YesCALIFORNIA STATE UNIVERSITY BAKERSFIELD -77-0314545, 9001 STOCKDALE HIGHWAY, 170(B)(1)BAKERSFIELD, CA 93311 UNIVERSITY CALIFORNIA 501(C)(3) (A)(II) N/A X<strong>CSUB</strong> - STUDENT UNION - 77-03758419001 STOCKDALE HIGHWAY 170(B)(1)BAKERSFIELD, CA 93311 STUDENT SERVICES CALIFORNIA 501(C)(3) (A)(II) N/A X<strong>CSUB</strong> - ASSOCIATED STUDENTS INC - 77-02938119001 STOCKDALE HIGHWAY 170(B)(1)BAKERSFIELD, CA 93311 STUDENT CAMPUS ACTIVITIES CALIFORNIA 501(C)(3) (A)(II) N/A X<strong>CSUB</strong> - AUXILIARY FOR SPONSORED PROGRAMSADMINISTRATION - 32-0291662, 9001 STOCKDALE170(B)(1)HIGHWAY, BAKERSFIELD, CA 93311 STUDENT SERVICES CALIFORNIA 501(C)(3) (A)(II) N/A XFor Paperwork Reduction Act Notice, see the Instructions for <strong>Form</strong> <strong>990</strong>. Schedule R (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>No13216101-23-12LHA31


Schedule R (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>Part IIIIdentification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 34 because it had one or more relatedorganizations treated as a partnership during the tax year.)(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)LegalPrimary activityDisproportionateallocations? amount in boxGeneral ordomicile Direct controlling Predominant income Share of total Share ofCode V-UBImanaging(state or entity (related, unrelated, income end-of-yearpartner?foreignexcluded from tax underassets20 of Schedulecountry)sections 512-514)Yes No K-1 (<strong>Form</strong> 1065) Yes NoName, address, and EINof related organizationCALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086Page 2PercentageownershipPart IVIdentification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 34 because it had one or more relatedorganizations treated as a corporation or trust during the tax year.)(a) (b) (c) (d) (e) (f) (g) (h)Name, address, and EINof related organizationPrimary activityLegal domicile(state orforeigncountry)Direct controllingentityType of entity(C corp, S corp,or trust)Share of totalincomeShare ofend-of-yearassetsPercentageownership132162 01-23-1232Schedule R (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>


Schedule R (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>CALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086Page 3Part VTransactions With Related Organizations (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 34, 35, 35a, or 36.)Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.Yes No1abcdeDuring the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1aGift, grant, or capital contribution to related organization(s)Gift, grant, or capital contribution from related organization(s)Loans or loan guarantees to or for related organization(s)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Loans or loan guarantees by related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~1b1c1d1eXXXXXfghiSale of assets to related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Purchase of assets from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Exchange of assets with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Lease of facilities, equipment, or other assets to related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~1f1g1h1iXXXXj Lease of facilities, equipment, or other assets from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~klPerformance of services or membership or fundraising solicitations for related organization(s)Performance of services or membership or fundraising solicitations by related organization(s)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~m Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~n Sharing of paid employees with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~1j1k1l1m1nXXXXXopReimbursement paid to related organization(s) for expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Reimbursement paid by related organization(s) for expenses~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~1o1pXXqr2Other transfer of cash or property to related organization(s)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Other transfer of cash or property from related organization(s) If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.1q1rXX(a) (b) (c) (d)Name of other organizationTransaction Amount involvedMethod of determiningtype (a-r)amount involved(1) CALIFORNIA STATE UNIVERSITY BAKERSFIELD C 123,763.FMV(2) CALIFORNIA STATE UNIVERSITY BAKERSFIELD E 141,576.BOOK(3) CALIFORNIA STATE UNIVERSITY BAKERSFIELD O 3,211,357.BOOK(4)(5)(6)132163 01-23-1233Schedule R (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>


Schedule R (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>CALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086Page 4Part VIUnrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to <strong>Form</strong> <strong>990</strong>, Part IV, line 37.)Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue)that was not a related organization. See instructions regarding exclusion for certain investment partnerships.(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)Are allPrimary activitypartners sec. Share ofShare of Disproportionateamount in box 20 managingCode V-UBI General or501(c)(3)orgs.? totalend-of-year allocations?partner?Name, address, and EINof entityLegal domicile(state or foreigncountry)Predominant income(related, unrelated,excluded from taxunder section 512-514)of Schedule K-1incomeassetsYes No Yes No (<strong>Form</strong> 1065) Yes NoPercentageownershipSchedule R (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>13216401-23-1234


CALIFORNIA STATE UNIVERSITY BAKERSFIELDSchedule R (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong> FOUNDATION 95-2643086Part VII Supplemental InformationComplete this part to provide additional information for responses to questions on Schedule R (see instructions).Page 513216501-23-12Schedule R (<strong>Form</strong> <strong>990</strong>) <strong>2011</strong>3516501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


<strong>Form</strong>Department of the TreasuryInternal Revenue ServiceName of exempt organizationFor calendar year <strong>2011</strong>, or fiscal year beginning , <strong>2011</strong>, and ending ,20| Do not send to the IRS. Keep for your records.| See instructions.Name and title of officerMICHAEL NEALVICE PRESIDENT BASPart I Type of Return and Return Information (Whole Dollars Only)OMB No. 1545-1878Employer identification numberCheck the box for the return for which you are using this <strong>Form</strong> 8879-EO and enter the applicable amount, if any, from the return. If you check the boxon line 1a, 2a, 3a, 4a, or 5a, below, and the amount on that line for the return being filed with this form was blank, then leave line 1b, 2b, 3b, 4b, or 5b,whichever is applicable, blank (do not enter -0-). But, if you entered -0- on the return, then enter -0- on the applicable line below. Do not complete morethan 1 line in Part I.1a2a3a4a5a8879-EO<strong>Form</strong> <strong>990</strong> check here<strong>Form</strong> <strong>990</strong>-EZ check hereIRS e-file Signature Authorizationfor an Exempt OrganizationJUL 1 JUN 30 12CALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086| X b Total revenue, if any (<strong>Form</strong> <strong>990</strong>, Part VIII, column (A), line 12)~~~~~~~ 1b 5428299| b Total revenue, if any (<strong>Form</strong> <strong>990</strong>-EZ, line 9) ~~~~~~~~~~~~~~<strong>Form</strong> 1120-POL check here | b Total tax (<strong>Form</strong> 1120-POL, line 22) ~~~~~~~~~~~~~~~~<strong>Form</strong> <strong>990</strong>-PF check here | b Tax based on investment income (<strong>Form</strong> <strong>990</strong>-PF, Part VI, line 5) ~~~<strong>Form</strong> 8868 check here | b Balance Due (<strong>Form</strong> 8868, Part I, line 3c or Part II, line 8c) ~~~~~~~~Part IIDeclaration and Signature Authorization of OfficerUnder penalties of perjury, I declare that I am an officer of the above organization and that I have examined a copy of the organization’s <strong>2011</strong>electronic return and accompanying schedules and statements and to the best of my knowledge and belief, they are true, correct, and complete. Ifurther declare that the amount in Part I above is the amount shown on the copy of the organization’s electronic return. I consent to allow myintermediate service provider, transmitter, or electronic return originator (ERO) to send the organization’s return to the IRS and to receive from the IRS(a) an acknowledgement of receipt or reason for rejection of the transmission, (b) the reason for any delay in processing the return or refund, and (c)the date of any refund. If applicable, I authorize the U.S. Treasury and its designated Financial Agent to initiate an electronic funds withdrawal (directdebit) entry to the financial institution account indicated in the tax preparation software for payment of the organization’s federal taxes owed on thisreturn, and the financial institution to debit the entry to this account. To revoke a payment, I must contact the U.S. Treasury Financial Agent at1-888-353-4537 no later than 2 business days prior to the payment (settlement) date. I also authorize the financial institutions involved in theprocessing of the electronic payment of taxes to receive confidential information necessary to answer inquiries and resolve issues related to thepayment. I have selected a personal identification number (PIN) as my signature for the organization’s electronic return and, if applicable, theorganization’s consent to electronic funds withdrawal.2b3b4b5b<strong>2011</strong>Officer’s PIN: check one box onlyX I authorize DANIELLS PHILLIPS VAUGHAN & BOCK to enter my PIN 03040ERO firm nameEnter five numbers, butdo not enter all zerosas my signature on the organization’s tax year <strong>2011</strong> electronically filed return. If I have indicated within this return that a copy of the returnis being filed with a state agency(ies) regulating charities as part of the IRS Fed/State program, I also authorize the aforementioned ERO toenter my PIN on the return’s disclosure consent screen.As an officer of the organization, I will enter my PIN as my signature on the organization’s tax year <strong>2011</strong> electronically filed return. If I haveindicated within this return that a copy of the return is being filed with a state agency(ies) regulating charities as part of the IRS Fed/Stateprogram, I will enter my PIN on the return’s disclosure consent screen.Officer’s signature | Date |Part IIICertification and AuthenticationERO’s EFIN/PIN. Enter your six-digit electronic filing identificationnumber (EFIN) followed by your five-digit self-selected PIN.77601893309do not enter all zerosI certify that the above numeric entry is my PIN, which is my signature on the <strong>2011</strong> electronically filed return for the organization indicated above. Iconfirm that I am submitting this return in accordance with the requirements of Pub. 4163, Modernized e-File (MeF) Information for Authorized IRSe-file Providers for Business Returns.ERO’s signature | Date |ERO Must Retain This <strong>Form</strong> - See InstructionsDo Not Submit This <strong>Form</strong> To the IRS Unless Requested To Do SoLHA For Paperwork Reduction Act Notice, see instructions.12305112-01-11<strong>Form</strong> 8879-EO (<strong>2011</strong>)3616501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


EFGHICorporation/Organization nameAddress (suite, room, or PMB no.)California corporation numberCheck accounting method: K Is the organization exempt under R&TC Section 23701g?(1) Cash (2) X Accrual (3) OtherIf "Yes," enter the gross receipts from nonmemberFederal return filed? sources ~~~~~~~~~~~~~~~~~~~~~ $(1) ¥ <strong>990</strong>T (2) ¥ <strong>990</strong>(PF) (3) ¥ Sch H ( <strong>990</strong>) L If organization is exempt under R&TC Section 23701d and isIs this a group filing for the subordinates/affiliates? ~ ¥ Yes X No exclusively religious, educational, or charitable, and is15 Balance due. Add line 11, line 13, and line 14. Then subtract line 12 from the result 15Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief,it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.FEIN128941 12-15-11FORMIf "Yes," attach a roster. See instructionssupported primarily (50% or more) by public contributions,Is this organization in a group exemption? ~~~~~ Yes X No check box. No filing fee is required. ~~~~~~~~~ ¥If "Yes," what is the parent’s name?M Is the organization a Limited Liability Company? ~~~~ ¥ Yes X NoIf "Yes," explain, and attach copies of revised documents.Part I Complete Part I unless not required to file this form. See General Instructions B and C.1 Gross sales or receipts from other sources. From Side 2, Part II, line 8 ~~~~~~~~~~~~~~~~ ¥ReceiptsandRevenuesExpensesSignHerePaidTAXABLE <strong>YE</strong>ARCalendar Year <strong>2011</strong> or fiscal year beginning month JULY day1 year <strong>2011</strong> , and ending month JUNE day 30 year <strong>2012</strong> .CityState ZIP CodeBAKERSFIELD CA 93311A First Return ~~~~~~~~~~~~~~~~~~ Yes X No J If exempt under R&TC Section 23701d, has the organizationB Amended Return ~~~~~~~~~~~~~~~~ ¥ Yes X No during the year: (1) participated in any political campaign,C IRC Section 4947(a)(1)trust ~~~~~~~~~~~ Yes X No or (2) attempted to influence legislation or any ballot measure,D Final Return ~~~~~~~~~~~~~~~~~~ Yes X No or (3) made an election under R&TC Section 23704.5¥ Dissolved ¥ Surrendered (Withdrawn) (relating to lobbying by public charities)? ~~~~~~~ ¥ Yes X No¥ Merged/Reorganized Enter date: ¥Did the organization have any changes in its activities, governingFilingFeePreparer’sUse OnlyCalifornia Exempt Organization<strong>2011</strong> Annual Information Return199CALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 05623709001 STOCKDALE HIGHWAY 95-2643086234567891011121314This line must be completed. If the result is less than $25,000, see General Instruction B ¥ 4Cost of goods sold ~~~~~~~~~~~~~~~~~~~~~~ ¥ 500Cost or other basis, and sales expenses of assets sold ~~~~~~~ ¥ 6 1,000. 00Total costs. Add line 5 and line 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7NIf "Yes," complete and attach form FTB 3509.For Privacy Notice, get form FTB 1131. 022 3651114<strong>Form</strong> 199 C1 <strong>2011</strong> Side 1123891011121314¥ Yes X NoDid the organization file <strong>Form</strong> 100 or <strong>Form</strong> 109 toreport taxable income? ~~~~~~~~~~~~~~~ ¥ Yes X Noinstrument, articles of incorporation, or bylaws that haveO Is the organization under audit by the IRS or has thenot been reported to the Franchise Tax Board? ~~~ ¥ Yes X No IRS audited in a prior year? ~~~~~~~~~~~~~ ¥ Yes X NoGross dues and assessments from members and affiliates ~~~~~~~~~~~~~~~~~~~~~ ¥Gross contributions, gifts, grants, and similar amounts received ~~~~~~~~~~~~~~~~~~ STMT 1 ¥Total gross receipts for filing requirement test. Add line 1 through line 3.STMT 2Total gross income. Subtract line 7 from line 4 ¥Total expenses and disbursements. From Side 2, Part II, line 18 ~~~~~~~~~~~~~~~~~~ ¥Excess of receipts over expenses and disbursements. Subtract line 9 from line 8 ¥Filing fee $10 or $25. See General Instruction F ~~~~~~~~~~~~~~~~~~~~~~~~~~~Total payments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Penalties and Interest. See General Instruction J ~~~~~~~~~~~~~~~~~~~~~~~~~~Use tax. See General Instruction K ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥3,255,305. 00002,173,994. 005,429,299. 001,000.5,428,299.6,697,449.-1269150.10.Title Date ¥ TelephoneSignatureof officer |VICE PRESIDENTDateCheck if¥ PTINPreparer’ssignature |Firm’s nameself-employed | P01234207¥ FEIN(or yours,DANIELLS PHILLIPS VAUGHAN & BOCK 95-2972229if selfemployed)300 NEW STINE ROAD¥ Telephone|and addressBAKERSFIELD, CA 93309 661-834-7411May the FTB discuss this return with the preparer shown above? See instructions ¥ X Yes No000000000000000010. 00


Part IIOrganizations with gross receipts of more than $25,000 and private foundations regardless of amount of gross receipts - completePart II or furnish substitute information. See Specific Line Instructions.128951 12-08-111 Gross sales or receipts from all business activities. See instructions ~~~~~~~~~~~~~~~~~~~ ¥ 1002 Interest ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 2 445,527. 003 Dividends ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 300Receipts 4 Gross rents ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 400from 5 Gross royalties ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 500Other 6 Gross amount received from sale of assets (See Instructions) ~~~~~~~~~~~~~~~~~~~~~STATEMENT 3 ¥ 60. 00Sources 7 Other income ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~SEE STATEMENT 4 ¥ 7 2,809,778. 008 Total gross sales or receipts from other sources. Add line 1 through line 7.Enter here and on Side 1, Part I, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 3,255,305. 009 Contributions, gifts, grants, and similar amounts paid ~~~~~~~~~~~~~~~~~~~~~~~~~STATEMENT 5 ¥ 9 145,455. 0010 Disbursements to or for members~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~¥ 100011 Compensation of officers, directors, and trustees ~~~~~~~~~~~~~~~~~~~~~~~~~~~SEE STATEMENT 6 ¥ 1100Expenses 12 Other salaries and wages~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~¥ 12 424,615. 00and 13 Interest ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 1300Disbursements14 Taxes ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 14 32,586. 0015 Rents ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 150016 Depreciation and depletion (See instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ¥ 16 4,662. 0017 Other Expenses and Disbursements ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~SEE STATEMENT 7 ¥ 17 6,090,131. 0018 Total expenses and disbursements. Add line 9 through line 17. Enter here and on Side 1, Part I, line 9 18 6,697,449. 00Schedule L Balance SheetsBeginning of taxable yearEnd of taxable yearAssets(a) (b) (c) (d)1 Cash ~~~~~~~~~~~~~~~~3,468,739. ¥ 1,464,656.2 Net accounts receivable ~~~~~~~~117,057. ¥ 60,566.3 Net notes receivable ~~~~~~~~~~ STMT 877,718.¥45Inventories~~~~~~~~~~~~~~Federal and state government obligations¥¥6 Investments in other bonds ~~~~~~¥7 Investments in stock ~~~~~~~~~¥8 Mortgage loans ~~~~~~~~~~~¥9 Other investments ~~~~~~~~~~ STMT 923,209,963. ¥10 a Depreciable assets ~~~~~~~~~ 11,044,892. 7,412,527.23,332,313.b Less accumulated depreciation ~~~~ ( 3,426,455. ) 7,618,437. ( 3,576,084. ) 3,836,443.11 Land ~~~~~~~~~~~~~~~~3,139. ¥ 3,139.12 Other assets ~~~~~~~~~~~~~ STMT 101,405,072. ¥ 886,418.13 Total assets ~~~~~~~~~~~~~35,900,125. 29,583,535.Liabilities and net worth1415161718CALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086Accounts payable ~~~~~~~~~~~Contributions, gifts, or grants payable ~~Bonds and notes payable~~~~~~~Mortgages payable ~~~~~~~~~~Other liabilities ~~~~~~~~~~~~ STMT 11793,857. ¥ 346,059.¥3,428,688. 2,717,178.19 Capital stock or principle fund ~~~~~¥20 Paid-in or capital surplus. Attach reconciliation ~¥21 Retained earnings or income fund ~~~~31,677,580. ¥ 26,520,298.22 Total liabilities and net worth 35,900,125. 29,583,535.Schedule M-1 Reconciliation of income per books with income per returnDo not complete this schedule if the amount on Schedule L, line 13, column (d), is less than $25,0001 Net income per books ~~~~~~~~~~~~ ¥ -1,269,150.2 Federal income tax ~~~~~~~~~~~~~ ¥7 Income recorded on books this year3 Excess of capital losses over capital gains ~~~ ¥not included in this return ~~~~~~~~~ ¥4 Income not recorded on books thisyear~~~~~~~~~~~~~~~~~~~~ ¥8 Deductions in this return not charged5 Expenses recorded on books this year notagainst book income this year ~~~~~~~ ¥deducted in this return ~~~~~~~~~~~ ¥9 Total. Add line 7 and line 8 ~~~~~~~~6 Total.10 Net income per return.Add line 1 through line 5 -1,269,150. Subtract line 9 from line 6 -1,269,150.¥¥Side 2<strong>Form</strong> 199 C1 <strong>2011</strong>022 3652114


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 CASH CONTRIBUTIONS OF $5000 OR MORE STATEMENT 1INCLUDED ON PART I, LINE 3}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DATE OFCONTRIBUTOR’S NAME CONTRIBUTOR’S ADDRESS GIFT AMOUNT}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}} }}}}}}}} }}}}}}}}}}}CONTRIBUTOR 1AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS979,840.CONTRIBUTOR 2AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331104/06/1290,000.CONTRIBUTOR 3AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS130,200.CONTRIBUTOR 4AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331107/14/1144,000.CONTRIBUTOR 5AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331103/15/12184,600.CONTRIBUTOR 6AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331101/10/1275,000.CONTRIBUTOR 7AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331110/25/117,500.CONTRIBUTOR 8AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331108/09/1115,000.CONTRIBUTOR 9AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS7,350.CONTRIBUTOR 10AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331110/14/117,500.CONTRIBUTOR 11AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS10,720.CONTRIBUTOR 12AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS9,500.CONTRIBUTOR 13AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331104/06/1220,000.CONTRIBUTOR 14AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331103/26/125,000.CONTRIBUTOR 15AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS10,000.CONTRIBUTOR 16AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS35,941.STATEMENT(S) 1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}CONTRIBUTOR 17AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS31,900.CONTRIBUTOR 18AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS7,050.CONTRIBUTOR 19AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS8,350.CONTRIBUTOR 20AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS8,000.CONTRIBUTOR 21AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331106/19/125,074.CONTRIBUTOR 22AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS7,400.CONTRIBUTOR 23AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS24,000.CONTRIBUTOR 24AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331109/16/1115,800.CONTRIBUTOR 25AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS11,000.CONTRIBUTOR 26AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS5,000.CONTRIBUTOR 27AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS6,050.CONTRIBUTOR 28AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS32,720.CONTRIBUTOR 29AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS21,700.CONTRIBUTOR 30AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331103/15/126,899.CONTRIBUTOR 31AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS9,000.CONTRIBUTOR 32AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS20,000.CONTRIBUTOR 33AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS13,700.CONTRIBUTOR 34AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331103/26/1210,000.STATEMENT(S) 1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}CONTRIBUTOR 35AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331102/08/126,500.CONTRIBUTOR 36AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS10,720.CONTRIBUTOR 37AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331107/14/116,866.CONTRIBUTOR 38AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS16,000.CONTRIBUTOR 39AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS6,500.CONTRIBUTOR 40AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS14,900.CONTRIBUTOR 41AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331108/24/115,000.CONTRIBUTOR 42AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS23,600.CONTRIBUTOR 43AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS6,000.CONTRIBUTOR 44AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331104/06/126,000.CONTRIBUTOR 45AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS39,520.CONTRIBUTOR 46AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS5,200.CONTRIBUTOR 47AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331104/04/1225,000.CONTRIBUTOR 48AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331110/01/115,000.CONTRIBUTOR 49AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS10,400.CONTRIBUTOR 50AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331109/07/1120,000.CONTRIBUTOR 51AVAILABLE UPON REQUESTBAKERSFIELD, CA, 9331110/10/1110,000.CONTRIBUTOR 52AVAILABLE UPON REQUESTBAKERSFIELD, CA, 93311VARIOUS5,300.STATEMENT(S) 1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}TOTAL INCLUDED ON LINE 3}}}}}}}}}}}2,098,300.~~~~~~~~~~~STATEMENT(S) 1


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 NONCASH CONTRIBUTIONS OF $5000 OR MORE STATEMENT 2INCLUDED ON PART I, LINE 3}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}CONTRIBUTOR’S NAMECONTRIBUTOR’S ADDRESS}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}CONTRIBUTOR 53AVAILABLE UPON REQUEST BAKERSFIELD, CA,93311PROPERTY DESCRIPTION DATE OF GIFT FMV OF GIFT AMOUNT OF GIFT}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}TIMESHARE 12/31/11 9,500. 9,500.}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}TOTAL INCLUDED ON LINE 39,500.~~~~~~~~~~~~~~STATEMENT(S) 2


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 GROSS AMOUNT FROM SALE OF ASSETS STATEMENT 3}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DATE DATE METHODDESCRIPTION ACQUIRED SOLD ACQUIRED}}}}}}}}}}} }}}}}}}} }}}}}}}} }}}}}}}}}DISPOSITIONS VARIOUS VARIOUS PURCHASEDCOST OR EXPENSE GROSSOTHER BASIS DEPREC. OF SALE SALES PRICE}}}}}}}}}}} }}}}}}}}}}} }}}}}}}}} }}}}}}}}}}}47,231. 46,231.0.0.}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}TOTAL TO FORM 199, PAGE 2, LN 6}}}}}}}}}}}47,231.}}}}}}}}}}}46,231.}}}}}}}}}0.}}}}}}}}}}}0.~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 OTHER INCOME STATEMENT 4}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTIONAMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}ATHLETICS 942,456.CHILDREN’S CENTER 681,101.OTHER PROGRAM REVENUE 1,186,221.}}}}}}}}}}}}}}TOTAL TO FORM 199, PART II, LINE 72,809,778.~~~~~~~~~~~~~~STATEMENT(S) 3, 4


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 CASH CONTRIBUTIONS, GIFTS, GRANTS STATEMENT 5AND SIMILAR AMOUNTS PAID}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}ACTIVITY CLASSIFICATION: SCHOLARSHIPSDONEES NAME DONEES ADDRESS RELATIONSHIP AMOUNT}}}}}}}}}}}} }}}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}VARIOUS SCHOLARSHIPS AVAILABLE UPON REQUEST NONE 145,455.TOTAL FOR THIS ACTIVITY 145,455.}}}}}}}}}}}TOTAL INCLUDED ON FORM 199, PART II, LINE 9 145,455.~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 COMPENSATION OF OFFICERS, DIRECTORS AND TRUSTEES STATEMENT 6}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}TITLE ANDNAME AND ADDRESS AVERAGE HRS WORKED/WK COMPENSATION}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}MR. MORGAN CLAYTON CHAIRMAN OF THE BOARD 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. THOMAS DENATALE VICE CHAIRMAN OF THE BOARD 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311DR. HORACE MITCHELL SECRETARY/UNIVERSITY PRESI 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. GAURDIE BANISTER, JR. DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MRS. SHERYL BARBICH DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. ROGERS BRANDON DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311STATEMENT(S) 5, 6


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}MR. GREG BYNUM DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MRS. SHERYL CHALUPA DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. BRENT DEZEMBER DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MS. MELISSA FORTUNE DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. BRUCE FREEMAN DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MS. LAUREN GOODSI DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MRS. MIKIE HAY DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. DAVID HERNANDEZ DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. BRUCE JOHNSON DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311DR. JACQUELINE KEGLEY DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. GEOFFREY B. KING DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311DR. JOSEPH C. MACILVAINE DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. ANGELO MAZZEI DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311STATEMENT(S) 6


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}MR. JOHN NILON DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. VINCE ROJAS DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. JON VAN BOENING DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. E.L."SKEET" VARNER DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MS. LISA WONG DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. MILTON YOUNGER DIRECTOR 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. MELVIN ATKINSON LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MRS. JOAN DEZEMBER LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MRS. JUDY FRITCH LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. EDWARDS HOPPLE LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. ROBERT W. KARPE LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311DR. ROBERT C. MARSHALL LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. DAVID R. MARTIN LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311STATEMENT(S) 6


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}MR. GEORGE MARTIN LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. JERRY STANNERS LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. BEN F. STINSON LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. GENE VOILAND LIFE MEMBER 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311DR. SORAYA COLEY EX-OFFICIO, INTERIM V.P. F 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311DR. THOMAS WALLACE EX-OFFICIO, V.P. FOR STUDE 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311MR. MICHAEL NEAL EX-OFFICIO, V.P. FOR BUS A 0.9001 STOCKDALE HIGHWAY 2.50BAKERSFIELD, CA 93311}}}}}}}}}}}}TOTAL TO FORM 199, PART II, LINE 11 0.~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 OTHER EXPENSES STATEMENT 7}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTIONAMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}ATHLETICS 2,713,296.CHILDREN’S CENTER 978,076.CAMPUS PROGRAM 858,656.GRANTS AND CONTRACTS 519,599.ALL OTHER EXPENSES 478,040.ENDOWMENT 261,430.OTHER EMPLO<strong>YE</strong>E BENEFITS 162,740.ACCOUNTING FEES 50,000.ADVERTISING AND PROMOTION 22,225.INFORMATION TECHNOLOGY 13,395.TRAVEL 5,006.CONFERENCES AND CONVENTIONS 2,293.INSURANCE 25,375.}}}}}}}}}}}}}}TOTAL TO FORM 199, PART II, LINE 176,090,131.~~~~~~~~~~~~~~STATEMENT(S) 6, 7


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 NET NOTES RECEIVABLE STATEMENT 8}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTION BEG. OF <strong>YE</strong>AR END OF <strong>YE</strong>AR}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}NOTES AND LOANS RECEIVABLE, NETTOTAL TO FORM 199, SCHEDULE L, LINE 377,718.}}}}}}}}}}}}}}77,718.0.}}}}}}}}}}}}}}0.~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 OTHER INVESTMENTS STATEMENT 9}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTION BEG. OF <strong>YE</strong>AR END OF <strong>YE</strong>AR}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}OTHER INVESTMENTSTOTAL TO FORM 199, SCHEDULE L, LINE 923,209,963.}}}}}}}}}}}}}}23,209,963.23,332,313.}}}}}}}}}}}}}}23,332,313.~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 OTHER ASSETS STATEMENT 10}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTION BEG. OF <strong>YE</strong>AR END OF <strong>YE</strong>AR}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}PLEDGES AND GRANTS RECEIVABLETOTAL TO FORM 199, SCHEDULE L, LINE 121,405,072.}}}}}}}}}}}}}}1,405,072.886,418.}}}}}}}}}}}}}}886,418.~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 OTHER LIABILITIES STATEMENT 11}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTION BEG. OF <strong>YE</strong>AR END OF <strong>YE</strong>AR}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}DUE CALIFORNIA STATE UNIVERSITY BAKERSFIELD 124,145. 98,186.ACCRUED POST RETIREMENT COSTS 2,515,355. 2,137,673.DEFERRED REVENUETOTAL TO FORM 199, SCHEDULE L, LINE 18789,188.}}}}}}}}}}}}}}3,428,688.481,319.}}}}}}}}}}}}}}2,717,178.~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~STATEMENT(S) 8, 9, 10, 11


CALIFORNIA STATE UNIVERSITY BAKERSFIELD 95-2643086}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 199 FUND BALANCES STATEMENT 12}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}DESCRIPTION BEG. OF <strong>YE</strong>AR END OF <strong>YE</strong>AR}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}UNRESTRICTED ASSETS 9,199,653. 7,516,525.TEMPORARILY RESTRICTED ASSETS 8,307,103. 4,625,764.PERMANENTLY RESTRICTED ASSETSTOTAL TO FORM 199, SCHEDULE L, LINE 2114,170,824.}}}}}}}}}}}}}}31,677,580.14,378,009.}}}}}}}}}}}}}}26,520,298.~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~STATEMENT(S) 12


Voucher at bottom of page.DO NOT MAIL A PAPER COPY OF THE CORPORATE OR EXEMPT ORGANIZATION TAX RETURNWITH THE PAYMENT VOUCHER.If the amount of payment is zero, do not mail this voucher.WHERE TO FILE:Using black or blue ink, make check or money order payable to the"Franchise Tax Board." Write the corporation number or FEIN and"<strong>2011</strong> FTB 3586" on the check or money order. Detach voucherbelow. Enclose, but do not staple, payment with voucher andmail to:FRANCHISE TAX BOARDPO BOX 942857SACRAMENTO CA 94257-0531Make all checks or money orders payable in U.S. dollars and drawn against a U.S. financial institution.WHEN TO FILE: Fiscal Year - See instructions.Calendar Year - File and Pay by March 15, <strong>2012</strong>.When the due date falls on a weekend or holiday, the deadline to file and pay without penaltyis extended to the next business day.Due to the Emancipation Day holiday on April 16, <strong>2012</strong>, tax returns filed and payments mailed orsubmitted on April 17, <strong>2012</strong> will be considered timely.ONLINE SERVICES:Corporations and exempt organizations can make payments electronicallyat the Franchise Tax Board’s (FTB’s) website using Web Pay. After a one-timeonline registration, corporations and exempt organizations can make animmediate payment or schedule payments up to a year in advance. FTB doesnot charge for this service. For more information, go to ftb.ca.gov and searchfor web pay.DETACH HEREIF NO PAYMENT IS DUE OR PAID ELECTRONICALLY, DO NOT MAIL THIS VOUCHERDETACH HERE!!! !!!!!!! !!!!!!! !!!CAUTION: You may be required to pay electronically, see instructions.TAXABLE <strong>YE</strong>ARCALIFORNIA FORMPayment Voucher for Corps<strong>2011</strong> and Exempt Orgs e-filed Returns3586 (e-file)0562370 CALI 95-2643086 (661) 664-2251 11 FORM 3TYB 07-01-11 T<strong>YE</strong> 06-30-12FOUNDATIONCALIFORNIA STATE UNIVERSITY BA9001 STOCKDALE HIGHWAYBAKERSFIELD CA 93311Total Payment Amt 10.13903512-08-11022 6181116FTB 3586 <strong>2011</strong>


022Date AcceptedDO NOT MAIL THIS FORM TO FTBFORMCalifornia e-file Return Authorization for<strong>2011</strong> 8453-EOExempt OrganizationsTAXABLE <strong>YE</strong>ARExempt Organization nameIdentifying numberCALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATION 95-2643086Part I Electronic Return Information (whole dollars only)1 Total gross receipts (<strong>Form</strong> 199, line 4) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 5,429,299. 002 Total gross income (<strong>Form</strong> 199, line 8) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 5,428,299. 003 Total expenses and disbursements (<strong>Form</strong> 199, line 9) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 6,697,449. 00Part II Settle Your Account Electronically for Taxable Year <strong>2011</strong>4 Electronic funds withdrawal 4a Amount 4b Withdrawal date (MM/DD/YYYY)Part III5Banking Information (Have you verified the exempt organization’s banking information?)Routing number6 Account number 7 Type of account: Checking SavingsPart IV Declaration of OfficerI authorize the exempt organization’s account be settled as designated in Part II. If I check Part II, Box 4, I authorize an electronic funds withdrawal for the amount listedon line 4a.Under penalties of perjury, I declare that I am an officer of the above exempt organization and that the information I provided to my Electronic return originator (ERO),transmitter, or intermediate service provider and the amounts in Part I above agree with the amounts on the corresponding lines of the exempt organization’s <strong>2011</strong>California electronic return. To the best of my knowledge and belief, the exempt organization’s return is true, correct, and complete. If the exempt organization is filinga balance due return, I understand that if the Franchise Tax Board (FTB) does not receive full and timely payment of the exempt organization’s fee liability, the exemptorganization will remain liable for the fee liability and all applicable interest and penalties. I authorize the exempt organization return and accompanying schedules andstatements be transmitted to the FTB by the ERO, transmitter, or intermediate service provider. If the processing of the exempt organization’s return or refund isdelayed, I authorize the FTB to disclose to my ERO, intermediate service provider, the reason(s) for the delay.SignHere= =Signature of Officer Date TitleVICE PRESIDENT BASPart V Declaration of Electronic Return Originator (ERO) and Paid Preparer.I declare that I have reviewed the above exempt organization’s return and that the entries on form FTB 8453-EO are complete and correct to the best of my knowledge. (If Iam only an Intermediate Service Provider, I understand that I am not responsible for reviewing the exempt organization’s return. I declare, however, that form FTB 8453-EOaccurately reflects the data on the return.) I have obtained the organization officer’s signature on form FTB 8453-EO before transmitting this return to the FTB; I haveprovided the organization officer with a copy of all forms and information that I will file with the FTB, and I have followed all other requirements described in FTB Pub.1345B, <strong>2011</strong> Business e-file Handbook for Authorized e-file Providers, and in FTB Pub. 1345, <strong>2011</strong> e-file Handbook for Authorized e-file Providers. I will keep form FTB8453-EO on file for four years from the due date of the return or four years from the date the exempt organization return is filed, whichever is later, and I will make a copyavailable to the FTB upon request. If I am also the paid preparer, under penalties of perjury, I declare that I have examined the above exempt organization’s return andaccompanying schedules and statements, and to the best of my knowledge and belief, they are true, correct, and complete. I make this declaration based on allinformation of which I have knowledge.EROMustSignCheckif selfemployedERO’ssignatureFirm’s name (or yoursif self-employed)and addressPaidpreparer’ssignatureFirm’s name (or yoursif self-employed)and addressDateCheck ifalso paidpreparerERO’s PTINBAKERSFIELD, CA ZIP Code 93309Under penalties of perjury, I declare that I have examined the above organization’s return and accompanying schedules and statements, and to the best of my knowledgeand belief, they are true, correct, and complete. I make this declaration based on all information of which I have knowledge.PaidPreparerMustSign===DANIELLS PHILLIPS VAUGHAN & BOCK FEIN 95-2972229300 NEW STINE ROAD=DateCheckif selfemployedPaid preparer’s PTINP01234207DANIELLS PHILLIPS VAUGHAN & BOCK FEIN 95-2972229300 NEW STINE ROADBAKERSFIELD, CA ZIP Code 93309For Privacy Notice, get form FTB 1131.FTB 8453-EO <strong>2011</strong>12902111-14-111616501109 131596 03040 <strong>2011</strong>.05000 CALIFORNIA STATE UNIVERSITY 03040__1


TAX RETURN FILING INSTRUCTIONSCALIFORNIA FORM RRF-1FOR THE <strong>YE</strong>AR ENDING~~~~~~~~~~~~~~~~~~June 30, <strong>2012</strong>Prepared forPrepared byMail taxreturn toReturn must bemailed onor beforeSpecialInstructionsCalifornia State University Bakersfield<strong>Foundation</strong>9001 Stockdale HighwayBakersfield, CA 93311Daniells Phillips Vaughan & Bock300 New Stine RoadBakersfield, CA 93309Registry of Charitable TrustsP.O. Box 903447Sacramento, CA 94203-4470November 15, <strong>2012</strong>The return should be signed and dated by an authorizedindividual.Enclose a check for $150 made payable to Attorney General’sRegistry of Charitable Trusts. Include "<strong>Form</strong> RRF-1," thereport year and the organization’s state charity registrationnumber and/or organization number on the remittance.A copy of the federal return is also provided. In conjunctionwith <strong>Form</strong> RRF-1 this comprises the Annual Report to be filedwith the California Attorney General’s Registry of CharitableTrusts.10008205-01-11


MAIL TO:Registry of Charitable TrustsP.O. Box 903447Sacramento, CA 94203-4470Telephone: (916) 445-2021WEB SITE ADDRESS:http://ag.ca.gov/charities/State Charity Registration Number: CTName of OrganizationANNUALREGISTRATION RENEWAL FEE REPORTTO ATTORNEY GENERAL OF CALIFORNIASections 12586 and 12587, California Government Code11 Cal. Code Regs. sections 301-307, 311 and 312Failure to submit this report annually no later than four months and fifteen days after theend of the organization’s accounting period may result in the loss of tax exemption andthe assessment of a minimum tax of $800, plus interest, and/or fines or filing penaltiesas defined in Government Code section 12586.1. IRS extensions will be honored.10317CALIFORNIA STATE UNIVERSITY BAKERSFIELDFOUNDATIONCheck if:Change of addressAmended report9001 STOCKDALE HIGHWAY Corporate or Organization No. 0562370Address (Number and Street)BAKERSFIELD, CA 93311 Federal Employer I.D. No. 95-2643086City or Town, State and ZIP CodeANNUAL REGISTRATION RENEWAL FEE SCHEDULE (11 Cal. Code Regs. sections 301-307, 311 and 312)Make Check Payable to Attorney General’s Registry of Charitable TrustsGross Annual Revenue Fee Gross Annual Revenue Fee Gross Annual Revenue FeeLess than $25,000Between $25,000 and $100,0000$25Between $100,001 and $250,000Between $250,001 and $1 million$50$75Between $1,000,001 and $10 millionBetween $10,000,001 and $50 millionGreater than $50 million$150$225$300PART A - ACTIVITIESFor your most recent full accounting period (beginning 07/01/<strong>2011</strong> ending 06/30/<strong>2012</strong> ) list:Gross annual revenue $ 5,428,299. Total assets $ 29,583,535.PART B - STATEMENTS REGARDING ORGANIZATION DURING THE PERIOD OF THIS REPORTNote:If you answer "yes" to any of the questions below, you must attach a separate sheet providing an explanationand details for each "yes" response. Please review RRF-1 instructions for information required.1. During this reporting period, were there any contracts, loans, leases or other financial transactions between the organizationand any officer, director or trustee thereof either directly or with an entity in which any such officer, director or trustee hadany financial interest?2. During this reporting period, was there any theft, embezzlement, diversion or misuse of the organization’s charitable propertyor funds?3. During this reporting period, did non-program expenditures exceed 50% of gross revenues?4. During this reporting period, were any organization funds used to pay any penalty, fine or judgment? If you filed a <strong>Form</strong> 4720with the Internal Revenue Service, attach a copy.5. During this reporting period, were the services of a commercial fundraiser or fundraising counsel for charitable purposes used?If "yes," provide an attachment listing the name, address, and telephone number of the service provider.6. During this reporting period, did the organization receive any governmental funding? If so, provide an attachment listing thename of the agency, mailing address, contact person, and telephone number.7. During this reporting period, did the organization hold a raffle for charitable purposes? If "yes," provide an attachment indicatingthe number of raffles and the date(s) they occurred.8. Does the organization conduct a vehicle donation program? If "yes," provide an attachment indicating whether the program isoperated by the charity or whether the organization contracts with a commercial fundraiser for charitable purposes.9. Did your organization have prepared an audited financial statement in accordance with generally accepted accountingprinciples for this reporting period?Organization’s area code and telephone number 661-664-2251YesXNoXXXXXXXXOrganization’s e-mail addressI declare under penalty of perjury that I have examined this report, including accompanying documents, and to the best of my knowledge and belief, it is true,correct and complete.MICHAEL NEALVICE PRESIDENT BASSignature of authorized officer Printed Name Title Date12929105-01-11RRF-1 (3-05)

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!