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THE DISTRICT OF COLUMBIABEFORETHE OFFICE OF EMPLOYEE APPEALS______________________________In the Matter of: ))GORDON J. CLONEY, )Employee ) OEA Matter No. 2401-0085-09)v. ) Date of Issuance: February 22, 2010)DEPARTMENT OF INSURANCE, )SECURITIES AND BANKING, )Agency ) ERIC T. ROBINSON, Esq.) Admin<strong>is</strong>trative Judge______________________________)Gordon J. Cloney, Employee, Pro-SeRhonda K. Blackshear, Esq., Agency RepresentativeINITIAL DECISIONINTRODUCTION AND PROCEDURAL BACKGROUNDOn February 13, 2009, Gordon J. Cloney (“Employee”) filed a petition for appealwith the Office of Employee Appeals (“OEA” or “the Office”) contesting the Departmen<strong>to</strong>f Insurance, Securities and Banking (“the Agency” or “DISB”) <strong>dec<strong>is</strong>ion</strong> <strong>to</strong> abol<strong>is</strong>h h<strong>is</strong>position through a Reduction in Force (“RIF”). Prior <strong>to</strong> h<strong>is</strong> position being abol<strong>is</strong>hed,Employee was a Project Manager International Insurance Special<strong>is</strong>t, DS-301-15.I was assigned th<strong>is</strong> matter on or around September 8, 2009. A PrehearingConference was held on November 17, 2009. After considering the parties positions asstated in the documents of record and during the aforesaid Prehearing Conference, Idecided that an evidentiary hearing was not warranted. Consequently, I ordered theparties, inter alia, <strong>to</strong> submit final legal briefs in th<strong>is</strong> matter. The parties have sincecomplied. The record <strong>is</strong> now closed.JURISDICTIONThe Office has jur<strong>is</strong>diction in th<strong>is</strong> matter pursuant <strong>to</strong> D.C. Official Code § 1-606.03 (2001).ISSUEWhether Agency’s action of separating Employee from service pursuant <strong>to</strong> a RIF


2401-0085-09Page 2 of 7was done in accordance with all applicable laws, rules, or regulations.BURDEN OF PROOFOEA Rule 629.1, 46 D.C. Reg. 9317 (1999) states:The burden of proof with regard <strong>to</strong> material <strong>is</strong>sues of fact shall be by apreponderance of the evidence. “Preponderance of the evidence” shallmean:OEA Rule 629.3 id. states:That degree of relevant evidence which areasonable mind, considering the record as awhole, would accept as sufficient <strong>to</strong> find acontested fact more probably true than untrue.For appeals filed on or after Oc<strong>to</strong>ber 21, 1998, the Agency shall have theburden of proof, except for <strong>is</strong>sues of jur<strong>is</strong>diction.FINDING OF FACTS, ANALYSIS, AND CONCLUSIONSThe following findings of facts, analys<strong>is</strong>, and conclusions of law are based on thedocumentary evidence as presented by the parties during the course of the Employee’sappeal process with th<strong>is</strong> Office.Agency’s PositionThe Agency’s asserts that its <strong>dec<strong>is</strong>ion</strong> <strong>to</strong> abol<strong>is</strong>h Employee’s position through areduction-in-force due <strong>to</strong> lack of work was proper and in accordance with D<strong>is</strong>trict ofColumbia personnel law. The Agency received approval and authorization <strong>to</strong> conduct theRIF described in Admin<strong>is</strong>trative Order No. DISB-2008-01, dated Oc<strong>to</strong>ber 23, 2008, andsigned by the Mayor on December 4, 2008. See Agency’s Answer <strong>to</strong> Employee’sPetition for Appeal of RIF Action and Motion for Summary D<strong>is</strong>position at Tab 3. The<strong>Notice</strong>, which was provided <strong>to</strong> Employee more than thirty (30) days in advance of theeffective date of the abol<strong>is</strong>hment of h<strong>is</strong> position, adv<strong>is</strong>ed Employee that h<strong>is</strong> separationwould become effective January 16, 2009. Id. at Tab 5. In its final brief, Agencyexplains that:The RIF of Employee’s position as Project Manager InternationalInsurance Special<strong>is</strong>t was due <strong>to</strong> “lack of work”, which <strong>is</strong> alegitimate and bona fide management reason for abol<strong>is</strong>hingEmployee’s position pursuant <strong>to</strong> 6 <strong>DC</strong>MR § 2401. That regulationsets forth the circumstances under which an agency may properly


2401-0085-09Page 3 of 7invoke a RIF, in relevant part, provides:Each personnel authority shall follow theseregulations when releasing a competing employeefrom h<strong>is</strong> or her competitive level when the release <strong>is</strong>required by any of the following:(a)(b)(c)Lack of work;Shortage of funds;Reorganization or realignment; or(d) The exerc<strong>is</strong>e of res<strong>to</strong>ration rights asprovided in 38 U.S.C. § 2021 et seq.(Emphas<strong>is</strong> added).See Brief for Agency at 8.The Agency also argues that in a RIF appeal case, the Office of EmployeeAppeals does not have jur<strong>is</strong>diction <strong>to</strong> adjudicate Employee’s allegations that he has been<strong>subject</strong>ed <strong>to</strong> retaliation based on h<strong>is</strong> participation in protected activities under Title VII ofthe Civil Rights Act of 1964, the D<strong>is</strong>trict of Columbia Human Rights Act of 1977, andthe Wh<strong>is</strong>tleblower Protection Act. The Agency further notes that “Employee fail[ed] <strong>to</strong>allege in h<strong>is</strong> Petition for Appeal that the Agency did not provide him with (1) a 30-daynotice prior <strong>to</strong> h<strong>is</strong> separation, or (2) that the Agency failed <strong>to</strong> provide one round of lateralcompetition <strong>to</strong> which he was entitled. Thus, Employee’s Appeal <strong>is</strong> fatally defectivebecause it fails <strong>to</strong> ra<strong>is</strong>e an <strong>is</strong>sue within the purview of the jur<strong>is</strong>diction of the OEA.” Id. at10. Agency asserts that it provided Employee with 30 days written notice prior <strong>to</strong> itsimplementing the instant RIF. Agency also explained that Employee’s position was theonly one within its competitive level thereby obviating the requirement for one round oflateral competition.Employee’s PositionEmployee alleges that the abol<strong>is</strong>hment of h<strong>is</strong> position through a RIF “<strong>is</strong> inviolation of the D.C. Wh<strong>is</strong>tleblower protections and a thinly d<strong>is</strong>gu<strong>is</strong>ed retalia<strong>to</strong>ry actdirected against [Employee] by [Thomas Hamp<strong>to</strong>n] the then DISB Comm<strong>is</strong>sioner.”Employee’s Final Memorandum at 1. According <strong>to</strong> the record, he based h<strong>is</strong> allegations inpart on h<strong>is</strong> age and wh<strong>is</strong>tleblower activities. In h<strong>is</strong> own words, Employee asserts that:…the RIF action <strong>is</strong> one in a long series of prohibited personnelactions undertaken by Hamp<strong>to</strong>n in concert with former DISBAssociate Comm<strong>is</strong>sioner Margaret Schruender which began inMarch 2007. They were directed <strong>to</strong>ward me in response <strong>to</strong> my


expressed concerns at Hamp<strong>to</strong>n’s failure <strong>to</strong> provide any and allsupport or direction for my work <strong>to</strong> advance the Department’sInternational Program. It was h<strong>is</strong> responsibility as Comm<strong>is</strong>sioner<strong>to</strong> do so. <strong>Th<strong>is</strong></strong> negligence had begun in August 2005 whenHamp<strong>to</strong>n became Comm<strong>is</strong>sioner replacing Comm<strong>is</strong>sionerLawrence Mirel as my sole superv<strong>is</strong>or. The prohibited actions thatbegan in March 2007 and continued until my departure inDecember 2008 included but were not limited <strong>to</strong> denial andwithdrawal of work support, but also involved direct interferencein the d<strong>is</strong>charge of my job responsibilities, retalia<strong>to</strong>ry harassment,the denial of the right <strong>to</strong> protest abusive treatment and denial ofrelated due process as provided for in D.C. laws, rules andregulations, and the falsification of related official records. Id.2401-0085-09Page 4 of 7Employee further describes the process through which h<strong>is</strong> last position of recordwas birthed and goes on <strong>to</strong> claim that through the machinations of former DISBComm<strong>is</strong>sioner Hamp<strong>to</strong>n, among others, the International Program langu<strong>is</strong>hed.According <strong>to</strong> Employee, h<strong>is</strong> position, if properly supported over the past few years,would be viable and otherw<strong>is</strong>e would not be RIF worthy due <strong>to</strong> lack of work. Lastly,Employee argues that Agency has not allowed him full access <strong>to</strong> h<strong>is</strong> personnel filesthereby depriving him of the evidence necessary for corroborating h<strong>is</strong> arguments.D<strong>is</strong>cussionOf particular guidance in the instant matter <strong>is</strong> D.C. Official Code § 1-624.08 whichstates in pertinent part that:(d) An employee affected by the abol<strong>is</strong>hment of a positionpursuant <strong>to</strong> th<strong>is</strong> section who, but for th<strong>is</strong> section would be entitled<strong>to</strong> compete for retention, shall be entitled <strong>to</strong> one round of lateralcompetition... which shall be limited <strong>to</strong> positions in the employee'scompetitive level.(e) Each employee selected for separation pursuant <strong>to</strong> th<strong>is</strong> sectionshall be given written notice of at least 30 days before the effectivedate of h<strong>is</strong> or her separation.(f) Neither the establ<strong>is</strong>hment of a competitive area smaller than anagency, nor the determination that a specific position <strong>is</strong> <strong>to</strong> beabol<strong>is</strong>hed, nor separation pursuant <strong>to</strong> th<strong>is</strong> section shall be <strong>subject</strong> <strong>to</strong>review except that:(1) An employee may file a complaint contesting a determinationor a separation pursuant <strong>to</strong> subchapter XV of th<strong>is</strong> chapter or § 2-1403.03; and


2401-0085-09Page 6 of 7An employee aggrieved by a violation of § 1-615.53 may bring acivil action before a court or a jury in the Superior Court of theD<strong>is</strong>trict of Columbia seeking relief and damages, including but notlimited <strong>to</strong> injunction, reinstatement <strong>to</strong> the same position heldbefore the prohibited personnel action or <strong>to</strong> an equivalent position,and reinstatement of the employee's seniority rights, res<strong>to</strong>ration oflost benefits, back pay and interest on back pay, compensa<strong>to</strong>rydamages, and reasonable costs and at<strong>to</strong>rney fees. A civil actionshall be filed within one year after a violation occurs or within oneyear after the employee first becomes aware of the violation…After careful review, I find that, given the instant facts, the OEA <strong>is</strong> not propervenue for Employee <strong>to</strong> press h<strong>is</strong> Wh<strong>is</strong>tleblower claims. Anjuwan v. D.C. Department ofPublic Works, 729 A.2d. 883 (12-11-98), held that the OEA’s authority <strong>is</strong> narrowlyprescribed, and that it did not have jur<strong>is</strong>diction <strong>to</strong> determine whether the RIF at theAgency was bona fide or violated any law, other than the RIF regulations themselves.While it <strong>is</strong> true that th<strong>is</strong> Office may hear Wh<strong>is</strong>tleblower claims that are part and parcelwith matters that we otherw<strong>is</strong>e have jur<strong>is</strong>diction over, such <strong>is</strong> of little use in the instantmatter. Employee’s claims relative <strong>to</strong> h<strong>is</strong> alleged Human Rights and Wh<strong>is</strong>tleblowerclaims are far afield from the limited jur<strong>is</strong>diction <strong>formal</strong>ly entrusted <strong>to</strong> the OEA withregard <strong>to</strong> RIF’s. Further, Employee has already benefited from the opportunity of havingh<strong>is</strong> Wh<strong>is</strong>tleblower and Human Rights claims heard before the D<strong>is</strong>trict of Columbia Officeof Human Rights. To do so again would provide Employee another bite at the apple. Ifind that relative <strong>to</strong> adjudicating a RIF appeal, the OEA may only review thecircumstances as provided for under D.C. Official Code § 1-624.08 (d) and (e). Giventhe instant facts, I find that Employee’s Wh<strong>is</strong>tleblower and Human Right claims do notfall within D.C. Official Code § 1-624.08 (d) and (e) and therefore they fall outside ofOEA’s limited authority <strong>to</strong> review.It <strong>is</strong> an establ<strong>is</strong>hed matter of public law, that as of Oc<strong>to</strong>ber 21, 1998, pursuant <strong>to</strong>the Omnibus Personnel Reform Amendment Act of 1998 (OPRAA), D.C. Law 12-124,th<strong>is</strong> Office no longer has jur<strong>is</strong>diction over grievance appeals. Based on the aboved<strong>is</strong>cussion, Employee has failed <strong>to</strong> proffer any credible evidence that would indicate thatthe RIF was improperly conducted and implemented. I find that Agency’s actionabol<strong>is</strong>hing Employee’s position was done in accordance with all applicable laws, rulesand regulations. After reviewing the record, I further find that the Agency has providedEmployee with all relevant information from h<strong>is</strong> personnel file in adherence <strong>to</strong> my Orderdated November 20, 2009. I further find that all other claims that Employee has madewhile prosecuting h<strong>is</strong> appeal are best characterized as grievances and outside of th<strong>is</strong>Office’s authority <strong>to</strong> review. Therefore, I conclude that Employee has made no credibleclaim of relief cognizable before th<strong>is</strong> Office, and that Agency's action separatingEmployee from government service pursuant <strong>to</strong> the RIF must be upheld.ORDER


2401-0085-09Page 7 of 7It <strong>is</strong> hereby ORDERED that Agency’s action of abol<strong>is</strong>hing Employee’s positionthrough a Reduction-In-Force <strong>is</strong> UPHELD.FOR THE OFFICE:ERIC T. ROBINSON, ESQ.ADMINISTRATIVE JUDGE

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