AfDB STUDY ON WATER SECTOR GOVERNANCE - Capacity4Dev

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Governance Indicator Score CommentGovernance Environment (4.5)13. Constitutionally based government operating under rule of law and with a separationof powers between the legal and executive branches.14. Sound functioning law courts and adherence to the rule of law15. Political stability and absence of violence16. Effective control of corruption (refer to Ibrahim Index)5544Water Resources Management (3.9)22. Progress is being made towards integrated water resources management (or isactually in place) through pilots or on-going programs.23. Water allocations are in line with sustainable use, social equity & economic efficiency24. Major users are known and managed through a permit or licensing system25. Monitoring provides essential management information supporting transparentdecision making for sustainable management of water resources in basin26. Basin-level plans are regularly made and updated by involving stakeholders andincorporating their views and priorities.27. The potential for climate change and its effects have been considered in the planning,management and use of water resources and particularly in the design ofinfrastructure to mitigate its adverse effects.28. Functional transboundary watershed management mechanisms are in placeEnvironment (3.7)19. Institutions responsible for environmental conservation and protection have clear andconsistent mandates that avoid overlap, duplication and conflict.20. Environmental laws and regulations are effectively enforced21. Application and adherence to environmental impact assessments (EIAs) and relatedprocedures22. Effective and sustained watershed conservation, management and protection23. Surface and groundwater pollution is monitored and controlled24. Environmental and social safeguards are being applied in projects4444344445333Pilot basins underway.Working with SADC on drought mitigation includingpossible impact of climate change.Transboundary management efforts proceeding withSADC.C- 61
Governance Indicator Score CommentCivil Society Participation (3.3)19. The user community is involved through user groups in rural services management toassure quality and sustainability20. The development approach is used in rural areas by which communities are madeaware and leadership trained.21. Technical capacity for operation, maintenance and repair is built and spare parts areaccessible22. Government provides continuing monitoring and support including for major repairs23. Users participate in planning thereby ensuring that their needs and demands areaddressed in local sector plans24. Local plans are rolled up and impact central sector planning and budgeting such thatsector plans are demand responsive to and reflect local needs.324344There are wide variations in practices across themunicipalities. In general the target and supply drivenapproach has not allowed the development approach tobe widely applied. In rural areas, this has endangeredcommunity management and sustainability.Voice and choice (3.0)16. The consumer/user has voice that is respected, utilizes recognized channels, and isnot constrained by intimidation, frustrated by past failures, hierarchy and/orbureaucratic procedures.17. Service providers are responsive and consumers/users can voice complaint in withreasonable confidence that problem will be rectified18. The consumer/user is informed, aware of his/her rights and obligations and able toformulate complaint and dialogue with the provider.19. Mechanisms for recourse, appeal and arbitration are apolitical and not based oninfluence20. Users make choices in level and quality of service.Rights to Water (5)14. Adherence to agreed international conventions on citizens’ rights to water andsanitation (e.g. MDGs)15. Priority is given to water and sanitation in policies, plans, budgets and expenditures16. Progress is being made towards meeting national goals in water resourcesmanagement, and sustainable water supply and sanitation services.17. Pro-poor policies and programs are being implemented and marginalized anddisadvantaged groups are being given priority in services provision343235555More so in urban, less in rural where the supply drivenapproach has not allowed for the developmentapproach.C-62
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AfDB STUDY ON WATER SECTOR GOVERNAN
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List of TablesTable 2.1 Aspects of
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PCUPEPAMPFMAPHASTPNCPPPPPPRAPRSPPSP
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abcdefghijOutputMethods to characte
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lower levels - is first distinguish
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2. WATER SECTOR GOVERNANCE IN PRACT
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Table 2.1 Aspects of Governance and
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mechanisms to finance sector projec
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principles of equitable and reasona
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independent regulator may be too ri
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equires both improving local revenu
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Monitoring and evaluation is one ac
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issuesPoint sourcesType of systemMa
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public resources over priorities”
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2.1.7. Sector Financial ManagementB
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through the unregulated and self-in
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An over-riding constraint to the gr
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groundwater extraction and watershe
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• Utilities that interact positiv
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comparable and are independent of p
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No one size fits all. There is no o
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enchmarking efforts and information
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• Involving both men and women in
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• Monitoring and providing inform
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urden of unimproved access to servi
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• Strengthen regulatory framework
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• The required independence in ca
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3. GUIDELINES FOR GOVERNANCE ASSESS
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Matrix, Table 3.1a, present data on
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Table 3.1a Country Governance Matri
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3.1.2. Legal FrameworkA) Policy and
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operate without subsidy and depende
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While many governments have adopted
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greatest in during implementation e
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channels for expressing one’s voi
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``Light`` Assessment of Water Secto
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3.3. Rapid Assessment of Water Sect
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Table 3.2 Rapid Assessment of Water
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Category Indicator ** Score Comment
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The PP&PCN Governance Assessment wi
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A somewhat different case is made f
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• Analysis of the social and envi
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• Local plans are rolled up and i
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Moving from indicators to the desig
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Mid-Term Outcomes• Under Objectiv
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In this example, it is assumed that
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Table 3.7 Light Assessment of Water
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Table 3.9 Governance Assessment for
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ANNEX A: LITERATURE REVIEWINTRODUCT
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legislation should: “be based on
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words, effective water governance d
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international organizations argue t
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of institutionalizing participation
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(TI, 2008). Limited private sector
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Point Mapping is a basic but highly
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Poverty Reduction Strategy Papers (
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To create a permanent platform for
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Improving Governance to Address Ine
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ReferencesAbdul-Nashiru, Mohammed (
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Hall, David, “Water Finance: A Di
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Welle, Katharina, A. Nicole and F.
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and regulators, thereby enabling lo
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In addition, IWRM initiatives are f
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Despite these challenges, substanti
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has access to the underlying determ
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and civil service reforms has seldo
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issues noted above have typically b
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MISSION REPORTWater Sector Governan
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contracts with local private operat
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• The structural imbalance of urb
Page 163 and 164: hampering meaningful advocacy,based
Page 165 and 166: Use of proposed Governance Assessme
Page 167 and 168: 7. The regulatory framework provide
Page 169 and 170: 3. Gender budgeting is practiced4.
Page 171 and 172: Recommended Focus Areas to Improve
Page 173 and 174: P. Kahangire AfDBBenedict KanuAfDBT
Page 175 and 176: 2. BACKGROUND: STATUS OF THE WATER
Page 177 and 178: • Resources allocated to IRWM are
Page 179 and 180: 5. USE OF PROPOSED GOVERNANCE ASSES
Page 181 and 182: goals8. Financial management compli
Page 183 and 184: easonable confidence that problem w
Page 185 and 186: 6. LIST OF PERSONS MET - SENEGALPEP
Page 187 and 188: Water used associations in place an
Page 190 and 191: MISSION REPORTWater Sector Governan
Page 192 and 193: • A Water Sector Working Group th
Page 194 and 195: Sno. Governance Issue(s) Mitigating
Page 198 and 199: Governance Indicator Score CommentG
Page 200 and 201: Governance Indicator Score CommentG
Page 202: 5. LIST OF PERSONS MET - KENYAName
Page 205 and 206: 2. BACKGROUND: STATUS OF THE WATER
Page 207 and 208: include the unequal distribution of
Page 209 and 210: 4. MEASURES TO MITIGATE GOVERNANCE
Page 211 and 212: Making a comparison between the ave
Page 213: Governance Indicator Score CommentP
Page 217 and 218: Governance Indicator Score CommentT
Page 219 and 220: Others of relevance but not met due
Page 221 and 222: 3. ISSUES OF GOVERNANCEThere are ma
Page 223 and 224: There is very little participation
Page 227 and 228: Governance Indicator Score Comment1
Page 229 and 230: Governance Indicator Score Comment3
Page 231 and 232: 6. LIST OF PERSONS MET - MALAWIItem
Page 234 and 235: MISSION REPORTWater Sector Governan
Page 236 and 237: oThe first issue, and a major conce
Page 238 and 239: • The priority placed by the DGRE
Page 242 and 243: 38. Water allocations are in line w
Page 244: equity of service provision is prom
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AfDB STUDY ON WATER SECTOR GOVERNANCE - Capacity4Dev

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