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answer books - Practising Law Institute

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7Order Now! Call Toll-Free (800) 260-4754Insider Trading <strong>Law</strong>and ComplianceAnswer Book 2013Schulte Roth & Zabel LLPEdited by Harry S. DavisBecause the insider trading laws apply to everyone — not just corporate insiders — a properunderstanding of both the basics of insider trading law as well as some of the complexities andnuances of this important area of the law is important to anyone who invests in the securitiesmarkets. Insider Trading <strong>Law</strong> and Compliance Answer Book 2013 provides you with astep-by-step understanding of the legal requirements imposed upon all investors. It walks youthrough the elements of an insider trading claim • what is legitimate company research thatcan be freely acted upon and what is nonpublic information that may not • when acting on a“tip” can incur legal liability • and the framework of penalties when insider trading has beensuccessfully proved.Insider Trading <strong>Law</strong> and Compliance Answer Book 2013 provides both the lawyer and the layinvestor with a complete understanding of the criminal and civil issues that can arise, the possiblepenalties that could be incurred and the defenses available. It reflects the in-depth knowledgeof legal practitioners who provide ongoing counseling and litigation representation to a widearray of clients.In today’s turbulent financial markets, a claim of insider trading often hits the newspapers.Insider Trading <strong>Law</strong> and Compliance Answer Book 2013, which fully integrates recent regulatorychanges, provides a concise road map, helping the reader to navigate the legal requirements safely.1 softcover volume, 668 pages, $235, Order #38160Your eBook Library with access to PLI’s authoritative Treatises, Course Hand<strong>books</strong>,Answer Books, Legal Forms, and Program Transcripts.For more information contact Library Relations at (877) 900-5291 or libraryrelations@pli.edu

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