answer books - Practising Law Institute

More documents

Recommendations

Info

7Order Now! Call Toll-Free (800) 260-4754Insider Trading Lawand ComplianceAnswer Book 2013Schulte Roth & Zabel LLPEdited by Harry S. DavisBecause the insider trading laws apply to everyone — not just corporate insiders — a properunderstanding of both the basics of insider trading law as well as some of the complexities andnuances of this important area of the law is important to anyone who invests in the securitiesmarkets. Insider Trading Law and Compliance Answer Book 2013 provides you with astep-by-step understanding of the legal requirements imposed upon all investors. It walks youthrough the elements of an insider trading claim • what is legitimate company research thatcan be freely acted upon and what is nonpublic information that may not • when acting on a“tip” can incur legal liability • and the framework of penalties when insider trading has beensuccessfully proved.Insider Trading Law and Compliance Answer Book 2013 provides both the lawyer and the layinvestor with a complete understanding of the criminal and civil issues that can arise, the possiblepenalties that could be incurred and the defenses available. It reflects the in-depth knowledgeof legal practitioners who provide ongoing counseling and litigation representation to a widearray of clients.In today’s turbulent financial markets, a claim of insider trading often hits the newspapers.Insider Trading Law and Compliance Answer Book 2013, which fully integrates recent regulatorychanges, provides a concise road map, helping the reader to navigate the legal requirements safely.1 softcover volume, 668 pages, $235, Order #38160Your eBook Library with access to PLI’s authoritative Treatises, Course Handbooks,Answer Books, Legal Forms, and Program Transcripts.For more information contact Library Relations at (877) 900-5291 or libraryrelations@pli.edu
8What’s Inside:1. Overview of the Law of Insider Trading2. Statutory Background3. Elements of an Insider Trading Claim4. What Is a Security?5. Scienter: Trading “On the Basis Of”6. Materiality7. Nonpublic Information8. Breach of Duty: Classical Theory9. Breach of Duty: Misappropriation Theory10. Tipper and Tippee Liability11. Regulation Fair Disclosure12. Obtaining Information fromCorporate Outsiders13. Application of the Insider Trading Laws toGovernment Employees14. Information Sharing with MarketProfessionals15. Use of Paid Consultants16. Tender Offers17. Private Investments in Public Equity (PIPEs)18. Out-of-Court Restructurings, the BankruptcyContext, and Creditors’ Committees19. Big Boy Letters20. Civil and Criminal Enforcement21. Penalties, Short-Swing Profits, and Bounties22. Protecting Firms Through Policies andProcedures, Training, and Testing
Page 5: 4What’s Inside:1. Consumer Loan P
Page 10 and 11: 9Order Now! Visit www.PLI.edu/Answe
Page 12 and 13: 11Order Now! Call Toll-Free (800) 2
Page 14 and 15: 13Order Now! Visit www.PLI.edu/Answ
Page 30: 29Sample chapters, Tables of Conten

answer books - Practising Law Institute

You also want an ePaper? Increase the reach of your titles

Delete template?

Save as template?