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TRAINEE - World Health Organization

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54<br />

<strong>TRAINEE</strong>S Chapter 3 • GLP Training Manual<br />

– Data retained after the study and the period for which they will be retained.<br />

– Quality assurance<br />

Frequently, the protocol outlines the proposed QA programme but this is not<br />

mandatory.<br />

Approval of the Protocol<br />

The approval of the protocol before the study begins is vital. Both the sponsor and the<br />

study director must have agreed the design of the study before it begins and must do<br />

this in good time to ensure that all staff know their scheduled duties.<br />

Allowance of insufficient time between producing the protocol and starting the<br />

study may lead to serious problems later in the study.<br />

Sufficient time must therefore be allowed to:<br />

– Produce the protocol.<br />

– Discuss its implications with staff concerned.<br />

– Circulate the protocol for QA review.<br />

– Circulate the protocol for approval.<br />

– Circulate the approved version to all staff involved in the study.<br />

Only then should any preliminary study work start.<br />

Many laboratories place a block on a critical step in the study, such as ordering the<br />

animals, until a signed, approved protocol is available.<br />

Circulation of the Protocol<br />

All involved staff should receive a copy of the protocol. In order to ensure that everybody<br />

does get a copy, it is often worth obtaining a signature from each person and<br />

holding meetings before the study begins to ensure that everybody is aware of their role<br />

in the study.<br />

Protocol Amendments<br />

Although the protocol is the document which directs the conduct of the study, it<br />

should never be thought of as being immutable, or ‘cast in tablets of stone’. It is a document<br />

that can be amended to allow the study director to react to results or to other

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