Operations Conference and Exhibit
Reengineering Account Transfers - Events - sifma
Reengineering Account Transfers - Events - sifma
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Customer Complaint<br />
Non-NSCC Transfers<br />
Issue: Non-Acat transfers take to long<br />
Resolution:<br />
Make more firms ACAT eligible<br />
Automate Liquidation process on Mutual Funds<br />
Request help from SEC<br />
Educate Customers<br />
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