Mortgages Conduct of Business (Waivers)
Waivers - Financial Conduct Authority
Waivers - Financial Conduct Authority
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<strong>Mortgages</strong>: <strong>Conduct</strong> <strong>of</strong> <strong>Business</strong> (<strong>Waivers</strong>)<br />
Rule Ref. Firm Name FSA Reg. No. Start date Expiry date Waiver Type<br />
MCOB 5.6.127 Coutts & Company 122287 30/06/2009 29/06/2011 Modification<br />
MCOB 5.6.127 Coutts & Company 122287 21/06/2011 20/06/2016 Modification<br />
MCOB 5.6.127 Coutts Finance Company 305968 30/06/2005 30/06/2007 Waiver<br />
MCOB 5.6.127 Coutts Finance Company 305968 01/07/2007 30/06/2009 Waiver<br />
MCOB 5.6.127 Coutts Finance Company 305968 30/06/2009 29/06/2011 Modification<br />
MCOB 5.6.127 Coutts Finance Company 305968 21/06/2011 20/06/2016 Modification<br />
MCOB 5.6.127 Credit Suisse (UK) Limited 124269 05/11/2008 04/11/2011 Modification<br />
MCOB 5.6.127 HSBC Private Bank (UK) Limited 124781 19/12/2005 18/12/2007 Modification<br />
MCOB 5.6.127 Kleinwort Benson (Channel Islands) Limited 310344 05/04/2005 04/04/2007 Waiver<br />
MCOB 5.6.127 Kleinwort Benson (Channel Islands) Limited 310344 05/04/2007 05/04/2009 Modification<br />
MCOB 5.6.127 Kleinwort Benson (Channel Islands) Limited 310344 05/04/2009 05/04/2011 Modification<br />
MCOB 5.6.127 Kleinwort Benson Bank Ltd 119269 05/04/2005 04/04/2007 Waiver<br />
MCOB 5.6.127 Kleinwort Benson Bank Ltd 119269 05/04/2007 05/04/2009 Modification<br />
MCOB 5.6.127 Kleinwort Benson Bank Ltd 119269 05/04/2009 05/04/2011 Modification<br />
MCOB 5.6.127 Nordea Bank S.A. 194830 12/11/2013 11/11/2015 Modification<br />
MCOB 5.6.127 RBC Europe Limited 124543 07/01/2013 07/01/2015 Modification<br />
MCOB 5.6.127 RBC Europe Limited 124543 10/11/2014 21/03/2016 Modification<br />
MCOB 5.6.127 The Royal Bank <strong>of</strong> Scotland Plc 121882 29/01/2008 29/01/2010 Modification<br />
MCOB 5.6.127 UBS AG 186958 15/10/2007 14/10/2009 Modification<br />
MCOB 5.6.127 UBS AG 186958 09/10/2009 09/10/2012 Modification<br />
MCOB 5.6.127 UBS AG 186958 18/09/2012 17/09/2015 Modification<br />
MCOB 5.6.129 CEPB <strong>Mortgages</strong> Limited 314174 29/06/2005 01/06/2008 Modification<br />
MCOB 5.6.129 CEPB <strong>Mortgages</strong> Limited 441548 15/02/2007 14/02/2010 Modification<br />
MCOB 5.6.129 Morgan Stanley Bank International Limited 195430 09/07/2011 08/07/2014 Modification<br />
MCOB 5.6.129 (1) Bank <strong>of</strong> Scotland plc 169628 08/05/2006 31/03/2008 Modification<br />
MCOB 5.6.129 (1) Halifax Plc 106048 08/05/2006 31/03/2008 Modification<br />
MCOB 5.6.129 (1) Morgan Stanley Bank International Limited 195430 10/07/2006 09/07/2008 Modification<br />
MCOB 5.6.129 (1) Morgan Stanley Bank International Limited 195430 12/09/2006 31/03/2008 Modification<br />
MCOB 5.6.129 (1) Morgan Stanley Bank International Limited 195430 01/04/2008 31/03/2010 Modification<br />
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