Mortgages Conduct of Business (Waivers)

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Mortgages: Conduct of Business (Waivers) Rule Ref. Firm Name FSA Reg. No. Start date Expiry date Waiver Type MCOB 6.4.4 (10) Nationwide Building Society 106078 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Newcastle Building Society 156058 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Norwich and Peterborough Building Society 150965 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Nottingham Building Society 200785 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) NRAM plc 106081 30/03/2005 31/10/2006 Waiver MCOB 6.4.4 (10) Paratus AMC Limited 301128 31/10/2004 31/10/2006 Waiver MCOB 6.4.4 (10) Platform Funding Ltd 303387 31/10/2004 31/10/2006 Waiver MCOB 6.4.4 (10) Platform Home Loans Ltd 303337 31/10/2004 31/10/2006 Waiver MCOB 6.4.4 (10) Portman Building Society 158696 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Preferred Mortgages Limited 304343 17/11/2004 31/10/2006 Waiver MCOB 6.4.4 (10) Santander UK Plc 106054 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Scottish Building Society 206034 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Scottish Widows Bank Plc 201601 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Southern Pacific Mortgage Limited 302027 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Standard Life Bank Plc 187878 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Stroud & Swindon Building Society 164588 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) The Co-operative Bank Plc 121885 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) The Mansfield Building Society 206049 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) The Mortgage Works (UK) Plc 189623 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) The Royal Bank of Scotland Plc 121882 31/10/2004 31/10/2006 Waiver MCOB 6.4.4 (10) Tipton and Coseley Building Society 159601 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Tipton and Coseley Building Society 159601 09/02/2006 31/10/2006 Modification MCOB 6.4.4 (10) TSB Bank plc 191240 31/10/2004 31/10/2006 Modification MCOB 6.4.4 (10) Ulster Bank Ltd 122315 31/10/2004 31/10/2006 Waiver MCOB 6.4.4 (10) Vernon Building Society 195475 13/12/2005 30/04/2006 Modification MCOB 6.4.4 (10) West Bromwich Building Society 104877 31/10/2004 31/10/2006 Waiver MCOB 6.4.4 (10) West Bromwich Mortgage Company Limited 303089 31/10/2004 31/10/2006 Waiver MCOB 6.4.4 (10) Yorkshire Building Society 106085 09/11/2004 31/10/2006 Modification MCOB 6.4.6 Furness Building Society 159624 27/07/2005 31/03/2006 Waiver 22 of 33
Mortgages: Conduct of Business (Waivers) Rule Ref. Firm Name FSA Reg. No. Start date Expiry date Waiver Type MCOB 6.4.6 Furness Building Society 159624 15/03/2008 30/06/2009 Modification MCOB 6.4.6 Furness Mortgage Services Ltd 303088 15/02/2006 30/06/2007 Modification MCOB 6.5 Paratus AMC Limited 301128 10/09/2007 12/09/2007 Modification MCOB 6.6 Paratus AMC Limited 301128 10/09/2007 12/09/2007 Modification MCOB 6.6.4 (6) Furness Mortgage Services Ltd 303088 01/07/2007 15/03/2008 Modification MCOB 6.7 Paratus AMC Limited 301128 10/09/2007 12/09/2007 Modification MCOB 6.8 Paratus AMC Limited 301128 10/09/2007 12/09/2007 Modification MCOB 7.4 Morgan Stanley Bank International Limited 195430 09/07/2011 08/07/2014 Modification MCOB 7.4.1 Barclays Bank Plc 122702 05/07/2007 04/07/2017 Modification MCOB 7.4.1 C Hoare & Co 122093 10/10/2012 10/10/2015 Modification MCOB 7.4.1 (1) C Hoare & Co 122093 28/10/2004 28/10/2006 Modification MCOB 7.4.1 (1) C Hoare & Co 122093 29/10/2006 28/10/2007 Modification MCOB 7.4.1 (1) C Hoare & Co 122093 29/10/2007 28/10/2009 Modification MCOB 7.4.1 (1) C Hoare & Co 122093 07/10/2009 06/10/2012 Modification MCOB 7.4.1 (1) Harrods Bank Ltd 204479 01/02/2005 01/02/2007 Modification MCOB 7.4.1 (2) C Hoare & Co 122093 28/10/2004 28/10/2006 Modification MCOB 7.4.1 (2) C Hoare & Co 122093 29/10/2006 28/10/2007 Modification MCOB 7.4.1 (2) C Hoare & Co 122093 29/10/2007 28/10/2009 Modification MCOB 7.4.1 (2) C Hoare & Co 122093 07/10/2009 06/10/2012 Modification MCOB 7.4.1 (2) Harrods Bank Ltd 204479 01/02/2005 01/02/2007 Modification MCOB 7.4.1 (2) HSBC Bank Plc 114216 09/03/2006 08/03/2007 Modification MCOB 7.4.1 (3) C Hoare & Co 122093 28/10/2004 28/10/2006 Modification MCOB 7.4.1 (3) C Hoare & Co 122093 29/10/2006 28/10/2007 Modification MCOB 7.4.1 (3) C Hoare & Co 122093 29/10/2007 28/10/2009 Modification MCOB 7.4.1 (3) C Hoare & Co 122093 07/10/2009 06/10/2012 Modification MCOB 7.4.1 (3) Harrods Bank Ltd 204479 01/02/2005 01/02/2007 Modification MCOB 7.4.1 (7) Barclays Bank Plc 122702 31/10/2004 31/10/2007 Modification MCOB 7.4.1 (7) Barclays Bank Plc 122702 12/10/2007 11/10/2012 Waiver MCOB 7.4.1 (7) Barclays Bank Plc 122702 12/10/2012 12/10/2015 Modification 23 of 33
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