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Mortgages Conduct of Business (Waivers)

Waivers - Financial Conduct Authority

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<strong>Mortgages</strong>: <strong>Conduct</strong> <strong>of</strong> <strong>Business</strong> (<strong>Waivers</strong>)<br />

Rule Ref. Firm Name FSA Reg. No. Start date Expiry date Waiver Type<br />

MCOB 7.6.9 (2) Lloyds Bank PLC 119278 26/08/2011 25/08/2014 Modification<br />

MCOB 7.6.9 (2) Lloyds Bank PLC 119278 20/08/2014 20/03/2016 Modification<br />

MCOB 7.6.9 (2) Lloyds Bank Private Banking Limited 122626 25/08/2005 25/08/2008 Waiver<br />

MCOB 7.6.9 (2) Lloyds Bank Private Banking Limited 122626 04/09/2008 03/09/2011 Modification<br />

MCOB 7.6.9 (2) Lloyds Bank Private Banking Limited 122626 26/08/2011 25/08/2014 Modification<br />

MCOB 7.6.9 (2) Lloyds Bank Private Banking Limited 122626 20/08/2014 20/03/2016 Modification<br />

MCOB 7.6.9 (2) TSB Bank plc 191240 25/08/2005 25/08/2008 Waiver<br />

MCOB 7.6.9 (2) TSB Bank plc 191240 04/09/2008 03/09/2011 Modification<br />

MCOB 7.6.9 (2) TSB Bank plc 191240 26/08/2011 25/08/2014 Modification<br />

MCOB 7.6.9 (3) Barclays Private Clients International Limited 305405 31/10/2004 31/10/2007 Modification<br />

MCOB 7.6.9 (3) Credit Suisse (UK) Limited 124269 09/10/2012 08/10/2015 Modification<br />

MCOB 7.6.9 (3) Lloyds Bank PLC 119278 25/08/2005 25/08/2008 Waiver<br />

MCOB 7.6.9 (3) Lloyds Bank PLC 119278 04/09/2008 03/09/2011 Modification<br />

MCOB 7.6.9 (3) Lloyds Bank PLC 119278 26/08/2011 25/08/2014 Modification<br />

MCOB 7.6.9 (3) Lloyds Bank PLC 119278 20/08/2014 20/03/2016 Modification<br />

MCOB 7.6.9 (3) Lloyds Bank Private Banking Limited 122626 25/08/2005 25/08/2008 Waiver<br />

MCOB 7.6.9 (3) Lloyds Bank Private Banking Limited 122626 04/09/2008 03/09/2011 Modification<br />

MCOB 7.6.9 (3) Lloyds Bank Private Banking Limited 122626 26/08/2011 25/08/2014 Modification<br />

MCOB 7.6.9 (3) Lloyds Bank Private Banking Limited 122626 20/08/2014 20/03/2016 Modification<br />

MCOB 7.6.9 (3) TSB Bank plc 191240 25/08/2005 25/08/2008 Waiver<br />

MCOB 7.6.9 (3) TSB Bank plc 191240 04/09/2008 03/09/2011 Modification<br />

MCOB 7.6.9 (3) TSB Bank plc 191240 26/08/2011 25/08/2014 Modification<br />

MCOB 7.6.16 (2) Credit Suisse (UK) Limited 124269 09/10/2012 08/10/2015 Modification<br />

MCOB 7.6.16 (2) Lloyds Bank PLC 119278 25/08/2005 25/08/2008 Waiver<br />

MCOB 7.6.16 (2) Lloyds Bank PLC 119278 04/09/2008 03/09/2011 Modification<br />

MCOB 7.6.16 (2) Lloyds Bank PLC 119278 26/08/2011 25/08/2014 Modification<br />

MCOB 7.6.16 (2) Lloyds Bank PLC 119278 20/08/2014 20/03/2016 Modification<br />

MCOB 7.6.16 (2) Lloyds Bank Private Banking Limited 122626 25/08/2005 25/08/2008 Waiver<br />

MCOB 7.6.16 (2) Lloyds Bank Private Banking Limited 122626 04/09/2008 03/09/2011 Modification<br />

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