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IMO/EU Regulations<br />

NOx Limit (g/kWh)<br />

Tier Date<br />

n < 130 130 ≤ n < 2000 n ≥ 2000<br />

Tier I 2000 17.0 45 . n-0.2 9.8<br />

Tier II 2011 14.4 44 . n-0.23 7.7<br />

Tier III 2016* 3.4 9 . n-0.2 1.96<br />

*In NOx Emission Control Areas (Tier II standards apply outside ECAs).<br />

IMO Regulations<br />

IMOI — Compliant with IMO emissions standards for the year 2000 as<br />

defined by Regulation 13 of Annex VI to the International Convention<br />

for the Prevention of Pollution from Ships, 1973, as modified by the<br />

protocol of 1997. Applies to specific engines in vessels with a keel lay<br />

date from Jan. 1, 2000 until Dec. 31, 2010; other rules may apply.<br />

IMOII — Emissions data measurement is consistant with the<br />

procedures described in Resolution 2 of the 1997 Marpol Conference<br />

“Technical Code on Control of Emissions of Nitrogen Oxides from<br />

Marine Diesel Engines 2008.” This engine’s exhaust emissions are in<br />

compliance with the International Maritime Organization’s Regulation<br />

13 of Revised Annex VI to the Marpol 73/78 Convention. Applies to<br />

specific engines in vessels with a keel lay date from Jan. 1, 2011 until<br />

the proposed date Dec. 31, 2015.<br />

NST — Engines < 130 bkW are not subject to IMO regulations<br />

EU Regulations<br />

Commercial Craft Directive 97/68/EC (EU Stage IIIA)<br />

This directive is in effect and applies to all propulsion and auxiliary<br />

engines. Caterpillar has certified some engines with a rated power of<br />

greater than 560 bkW to this standard. Most of these are to be used<br />

for inland waterway vessels. These engines also became effective by<br />

reciprocity agreement with CCNR Stage II, on July 1, 2007.<br />

Central Commission for Navigation on the Rhine<br />

Commercial Craft — CCNR Stage II regulated Diesel Engine Emissions<br />

limits became effective July 1, 2007; this regulation is only effective for<br />

engines with a rated power at or above 37 kW.<br />

Engine Certification Descriptions<br />

CC2 — Complies with CCNR Stage II<br />

IW — Complies with EU Stage IIIA or referred to as, Inland Waterway<br />

Commercial Craft Directive, meaning the same as Commercial Craft<br />

Directive 97/68/EC (EU Stage IIIA)<br />

NC — Not Certified for EU Regulations. Engines < 37 kW are not<br />

subject to CCNR legislation.<br />

NST — Engines < 37 kW are not subject to CCNR legislation<br />

RCD — Recreational Craft Directive, complies with EU 94/25/EC. This<br />

directive is in effect and applies to all recreational Engines used in<br />

the European Union areas.<br />

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