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AUSTRALIA AND<br />

THE US ASIAN<br />

<strong>ALLIANCE</strong> <strong>NETWORK</strong><br />

Elsina Wainwright<br />

ussc.edu.au<br />

March 2016


UNITED STATES STUDIES CENTRE | <strong>ALLIANCE</strong> 21<br />

AUSTRALIA AND THE US ASIAN <strong>ALLIANCE</strong> <strong>NETWORK</strong><br />

EXECUTIVE SUMMARY<br />

■■<br />

■■<br />

■■<br />

The United States’ presence in the Indo-Asia-Pacific is transforming from a traditional<br />

alliance network (of Australia, Japan, the Philippines, South Korea and Thailand)<br />

into a web of strengthened alliances, new partnerships and creative linkages.<br />

Washington must manage this transformation carefully, so its alliance network<br />

maintains a deterrent function and reassures allies, but does not exacerbate US-<br />

China tensions.<br />

The changing regional setting has increased ANZUS’ value to both Australia and the<br />

United States. However, ANZUS has emerging fault lines that need to be addressed,<br />

including the risk that Australia’s and America’s strategic objectives might diverge.<br />

Australia has a major interest in the stability of the US Asian alliance network and broader regional<br />

web. The transformation of the US Asian alliance network beyond a hub-and-spoke framework<br />

is driven by shifting power relativities, particularly China’s rise and assertive regional behaviour. It<br />

is also part of a broader regional transformation, with a flurry of linkages not involving the United<br />

States forged in the last year alone. China is watching the changing US presence with suspicion, but<br />

also participating in some of the regional connections. Managing the tension between the threatbalancing<br />

and order-building dimensions of its network is an ongoing challenge for Washington.<br />

The Alliance 21 Program is a multi-year research initiative that examines<br />

the historically strong Australia-United States relationship and works to<br />

address the challenges and opportunities ahead as the alliance evolves<br />

in a changing Asia. Based within the United States Studies Centre at the<br />

University of Sydney, the Program was launched by the Prime Minister of<br />

Australia in 2011 as a public-private partnership to develop new insights<br />

and policy ideas.<br />

The Australian Government and corporate partners Boral, Dow, News Corp<br />

Australia, and Northrop Grumman Australia support the program’s second<br />

phase, which commenced in July 2015 and is focused on the following<br />

core research areas: defence and security; resource sustainability; alliance<br />

systems in Asia; and trade, investment, and business innovation.<br />

The Alliance 21 Program receives funding support from the following partners.<br />

Research conclusions are derived independently and authors represent their own<br />

view not those of the United States Studies Centre.<br />

Three policy priorities should guide Australian efforts to deepen both ANZUS and Australia’s regional<br />

relationships. First, ANZUS should become even more enmeshed in the emerging regional web<br />

of relationships and institutions. Canberra should articulate to regional partners and Washington<br />

how ANZUS fits into (and often complements) Australia’s regional engagement. Second, Canberra<br />

should contribute more to Washington’s deliberations on China’s rise. This includes finding<br />

pathways for China within this regional order, while remaining firm on important regional norms.<br />

Third, ANZUS’ formal mechanisms should be broadened to ensure a greater focus on fostering<br />

mutual and regional prosperity. Expanding the AUSMIN foreign and defence ministerial dialogue to<br />

include geoeconomic issues would enable a more comprehensive discussion on regional matters<br />

with strategic and economic dimensions. This would allow the 65 year-old ANZUS to be more<br />

effective in a transforming Asia.<br />

United States Studies Centre<br />

Institute Building (H03)<br />

City Rd<br />

The University of Sydney NSW 2006<br />

T: +61 2 9351 7249<br />

E: us-studies@sydney.edu.au<br />

W: ussc.edu.au


UNITED STATES STUDIES CENTRE | <strong>ALLIANCE</strong> 21<br />

AUSTRALIA AND THE US ASIAN <strong>ALLIANCE</strong> <strong>NETWORK</strong><br />

Introduction<br />

The United States’ presence in the Indo-Asia-Pacific is transforming from a traditional<br />

alliance network (of Australia, Japan, the Philippines, South Korea and Thailand)<br />

into a web of strengthened alliances, new partnerships and creative linkages. 1 This<br />

shift is a concerted US strategy, driven by changing power relativities, particularly<br />

China’s rise and assertive regional behaviour.<br />

The shift is also part of a broader regional transformation, with a flurry of strategic<br />

and economic linkages not involving the United States, many forged in the last<br />

year alone. 2 China is watching this transformation closely, viewing the changing<br />

US presence with suspicion, but also participating in some of the wider regional<br />

connections.<br />

This evolving US network can help reinforce regional stability by providing some<br />

predictability in the current strategic flux, as well as a flexible framework for<br />

addressing common challenges. But Washington must manage this transformation<br />

carefully so that the network maintains a deterrent function and reassures allies but<br />

does not exacerbate US-China tensions. It should be part of an inclusive regional<br />

order which accords more space to China. 3<br />

The Australia-US Alliance (‘the Alliance’) features prominently in the transforming<br />

US Asian alliance network. The United States values Australia’s reliability, regional<br />

expertise, and that it is less encumbered with historical territorial tensions than<br />

other Asian allies. Australia’s geography makes it increasingly important to regional<br />

US military planning. The Australia, New Zealand and United States Security Treaty<br />

(ANZUS) also remains a compelling value proposition for Australia in the current<br />

strategic climate, as Australia’s 2016 Defence White Paper makes clear. 4 Despite<br />

this traditional strength, emerging fault lines in the Alliance need to be addressed.<br />

There is a risk that Australian and US strategic objectives might diverge, and they<br />

could make different decisions about an acceptable regional strategic order.<br />

Australia has a major interest in the ongoing stability of the US Asian alliance<br />

network and broader regional web. Deepening its own alliance with the US and<br />

at the same time, broadening regional engagement will require the Australian<br />

government to carefully manage often<br />

complex interdependencies. Three<br />

policy priorities should guide Australian<br />

efforts.<br />

ANZUS should become more<br />

enmeshed in the emerging regional<br />

web of relationships and institutions<br />

First, ANZUS should become more<br />

enmeshed in the emerging regional<br />

web of relationships and institutions.<br />

Too often Australian officials and the public alike conceptualise and discuss ANZUS<br />

in isolation from the United States’ other Asian alliances. In diplomatic discussions<br />

with regional partners and Washington, and in official public statements, Australia<br />

should more clearly articulate how ANZUS fits into (and often complements)<br />

Australia’s regional engagement. This would enable Australia to have a more<br />

independent regional posture, but also be an effective US ally, with greater regional<br />

expertise. 5<br />

Cover image: ‘AUSMIN meeting in Boston, MA, October 2015’ US Department of State<br />

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Second, Canberra should contribute more to Washington’s deliberations on China’s<br />

rise — the key driver of the changing US Asian alliance network. As a valued US<br />

ally with a major stake in how US-China relations unfold Canberra should both help<br />

Washington find pathways for China within this regional order and remain firm on<br />

the maintenance of important regional norms. This should include encouraging the<br />

US Administration and Congress to support regional and global architectural reform<br />

that accords China a greater role.<br />

Third, ANZUS’ formal mechanisms should be updated and broadened to ensure a<br />

greater focus on fostering mutual and regional prosperity. Existing leader meetings<br />

and working groups are naturally focused on defence and foreign policy issues, but<br />

increasingly Asian strategic issues have critical economic dimensions. Expanding<br />

the Australia-United States Ministerial Consultations (AUSMIN) beyond foreign<br />

and defence dialogue to include geoeconomic issues would ensure a more<br />

comprehensive exchange of US and Australian views on emerging regional issues<br />

and update the 65 year-old ANZUS alliance to be more effective in a transforming<br />

Asia.<br />

This paper first surveys the nature and functions of the US global alliance network,<br />

and how the US Asia alliance network is transforming. 6 It then analyses the<br />

deepening Australia-US alliance and its place within the network. Finally it outlines<br />

policy objectives for ANZUS in this changing strategic environment.<br />

The US global alliance network:<br />

nature and aims<br />

The US global alliance network is now being shaped by a strategic shift involving a<br />

rising China, a revisionist Russia, a rupturing Middle Eastern order with a rampaging<br />

ISIS, an anemic Europe grappling with existential questions and refugee waves,<br />

and declining US relative power (though US absolute power remains unmatched).<br />

It is also shaped by US unwillingness to tolerate allied freeriding, fuelled by years<br />

of US budget constraints and sequestration-induced damage to defence planning. 7<br />

Some NATO countries are now raising defence budgets in the face of Russian<br />

assertiveness. However, European defence capability remains patchy and many<br />

states are deeply reluctant to use it. 8 Even once stalwart US allies like the United<br />

Kingdom have become less reliable. Post-Iraq wariness, austerity measures and<br />

domestic political introspection have led to a reduction in British defence personnel<br />

and capability, and strained the US-UK ‘special relationship’. While the United States<br />

is increasing its military presence in Europe as a result of heightened Russian-<br />

Western tensions, it continues to expect NATO and other allies to contribute more<br />

to their own and regional security. But US efforts to increase allied burden sharing<br />

without seeming to run down alliances have been fraught, feeding into criticism of<br />

US abdication of its leadership role. 9<br />

Notwithstanding these challenges the US global alliance network remains an integral<br />

feature of the international order and one of the most important dimensions of US<br />

global power. The United States, with more than 50 allies, is “the hub of alliances<br />

unrivalled in the history of nations”. 10 The United States and its Asia-Pacific allies<br />

alone account for one-third of the global economy, at US$25 trillion. 11 The US global<br />

alliance network dominates global military spending, comprising 65-70 per cent of<br />

the total. This aggregation of capability augments US power projection. 12<br />

Alliances became an integral part of US strategy at the end of the Second World<br />

War, when the United States oversaw the creation of the post-1945 international<br />

architecture and needed a forward presence — and allies — to maintain it. 13 With<br />

the onset of the Cold War the US global presence acquired the additional purpose<br />

of containing Soviet power. Alliances became a key policy tool for US policymakers<br />

to create “situations of strength”. 14 Within a few years the Truman and then<br />

Eisenhower Administrations forged the North Atlantic Treaty Organization (NATO,<br />

1947), the Australia, New Zealand and United States Security Treaty (ANZUS,<br />

1951), and alliances with Japan (1951), the Philippines (1951), South Korea (1953),<br />

and Taiwan (1954). Given US dominance there was a pronounced structural<br />

asymmetry to all these relationships, amounting to the provision of a US security<br />

guarantee in return, often, for troop presence.<br />

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NATO was a highly institutionalised collective defence apparatus. America’s Asian<br />

alliances were primarily bilateral but also included the trilateral ANZUS (with the<br />

US-New Zealand security relationship suspended in 1986). US officials concluded<br />

that largely bilateral alliances would satisfy US strategic objectives in Asia: to<br />

contain Soviet power and prevent the regional spread of communism; satisfy<br />

US basing requirements in Asia’s maritime theatre; reassure Australia and New<br />

Zealand that Japan was reigned in; and prevent anti-communist South Korea and<br />

Taiwan dragging the United States into war with China or the Soviet Union. 15 This<br />

San Francisco system of alliances gave a framework to the US regional presence: it<br />

provided stability and enabled a regional focus on prosperity. It was purposefully hub<br />

and spokes, with Washington at its centre, not spoke to spoke. US policymakers<br />

sought to optimise US leverage and constrain allied adventurism by ensuring the<br />

spokes did not connect. 16<br />

Each alliance was crafted to suit a particular set of circumstances. For example, the<br />

1960 Treaty of Mutual Cooperation and Security between Japan and the United<br />

States, which revised the 1951 US-Japan security treaty sought “to encourage<br />

closer economic cooperation between them and to promote conditions of<br />

economic stability and wellbeing in their countries.” 17 This economic focus made<br />

sense, as the United States recognised its strategic and economic interest in<br />

Japan’s economic reconstruction.<br />

The 1991 Soviet collapse raised questions as to the continued relevance of the US<br />

global alliance network. Some of less compelling utility, such as the Southeast Asia<br />

Treaty Organization (SEATO), were disbanded. But NATO, the five US treaty allies<br />

in the Pacific, and a growing set of formal and informal US commitments in the<br />

Middle East outlasted the Soviet threat. NATO lost its immediate purpose with the<br />

Soviet demise. By contrast the US Asian alliance system retained the North Korean<br />

threat as a raison d’être and from the late 1970s served as a hedge against an<br />

ascending China. The Asia-Pacific network therefore retained the classic alliance<br />

function of reassuring allies in the face of enduring and potential threats, and its<br />

continued relevance was affirmed in the Pentagon’s 1995 East Asia Strategy. 18<br />

The Pentagon’s 1998 East Asia Strategy foreshadowed the evolution of the<br />

network. It described US Asian alliances in the post-Cold War as unlike threatbased<br />

Cold War alliances, instead serving “the interests of all who benefit from<br />

regional stability”. 19 Fostering alliances was the cornerstone of the George W. Bush<br />

Administration’s Asia policy, and the first pillar of the Obama Administration’s 2011<br />

rebalance policy of increased regional engagement. 20<br />

Functions of US alliances today<br />

US global alliances serve as tools to further US interests and also to reinforce<br />

stability in the following ways: first, they deter other states from aggression; for<br />

example, US strategic protection to NATO member states during the Cold War<br />

deterred against a Soviet incursion.<br />

Second, alliances enhance the US<br />

capacity to protect global sea-lanes vital<br />

for the passage of energy and trade.<br />

Third, alliances can provide predictability<br />

and a mechanism for managing crises,<br />

as well as restraining allies from<br />

pursuing destabilising policies. 21 This<br />

order-building role is particularly valuable<br />

The Asia-Pacific network retained<br />

the classic alliance function of<br />

reassuring allies in the face of<br />

enduring and potential threats<br />

during strategic transitions. NATO, for instance, helped facilitate a stable transition<br />

to the post-Cold War era. 22 Today, US strategic protection prevents Japan from<br />

pursuing a significantly more independent posture. Weakening or abolishing<br />

alliances, conversely, could generate a destabilising flux and increasing regional<br />

competition, as erstwhile allies shore up their security, perhaps by attempting to<br />

go nuclear.<br />

And fourth, the US global alliance network provides mechanisms and capability<br />

sets to address challenges requiring a collective response. 23 This order-building<br />

function is especially useful in the current global strategic setting: with a stymied<br />

global multilateral architecture and diffuse transnational challenges such as<br />

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terrorism, weapons of mass destruction proliferation, biologic threats, and the<br />

human security consequences of climate change. The alliance system provides a<br />

framework from which coalitions can be built, and other states drawn in, to address<br />

such challenges. 24<br />

Alliances can destabilise, however. They can preserve inter-state tensions in<br />

aspic, decreasing the need for allies to work on their own to preserve stability.<br />

For example, the hub-and-spoke arrangement insulated Japan from integrating into<br />

the region and reconciling with neighbours, leaving historical enmities in place. 25<br />

Alliance management requires extra care during strategic transitions, as alliances<br />

adapt to changing threat perceptions and strategic outlooks. NATO’s post-Cold<br />

War expansion, especially the 2008 statement of intention to incorporate Georgia<br />

and Ukraine, antagonised Russia by appearing poised to extend the alliance right<br />

up to its border. 26<br />

Allied abandonment and entanglement fears can also become more pronounced<br />

during strategic shifts. Japan and the Philippines in particular have sought<br />

reassurance about US commitment in recent years. 27 However, historical evidence<br />

suggests that entrapment risks can be overstated, at least for the senior ally: states<br />

tend to envisage the risks and factor them in when crafting their commitments. 28 For<br />

instance, the Obama Administration has not formally declared that US protection<br />

of the Philippines extends to Philippine-claimed South China Sea territory as it has<br />

with Japan and the Senkakus. 29<br />

Managing the tension between the threat-balancing and order-building dimensions<br />

of alliances is an ongoing challenge for the United States, particularly during strategic<br />

transitions, such as is occurring in Asia today. While the US alliance network can<br />

play a stabilising role calibration is required to minimise destabilising tendencies<br />

and maintain that equilibrium.<br />

America’s evolving Asian alliance network<br />

The strategic transition under way in the Indo-Asia-Pacific is transforming the US<br />

regional alliance network. The rise of China, but also India, Indonesia, and other<br />

states, is fuelling heightened competition and growing activity in regional sea lanes,<br />

which in turn are driving the emergence of the Indian Ocean as a strategic theatre<br />

and the Indo-Pacific as a strategic construct. 30 Territorial disputes and maritime<br />

tensions are worsening, as are a raft of non-traditional challenges, including<br />

cybersecurity, nuclear proliferation, and natural disasters intensified by climate<br />

change. The US rebalance, itself a response to global economic and strategic<br />

power shifting to the region, is also shaping this increasingly complex strategic<br />

environment.<br />

The US Asian alliance network is transforming in several important ways. First, the<br />

traditional hub-and-spoke relationships with the five Treaty allies are being updated<br />

according to each ally’s changing strategic outlook, particularly its perception of<br />

China. The United States is building allied maritime, cyber and space resilience<br />

capability, and has expanded joint allied exercises and training. Its Japan alliance<br />

has deepened significantly with the revision of the US-Japan Defence Cooperation<br />

Guidelines, increased interoperability and technology sharing, and the stationing<br />

in Japan of US capabilities such as Global Hawk drones and CV-22 Osprey. 31<br />

The Philippine alliance has rebounded from its 1990s nadir. The US-Philippine<br />

Enhanced Defence Cooperation Agreement, which provides for a US rotational<br />

military presence and capacity building, including maritime domain awareness and<br />

Coast Guard assistance, can now be implemented after the Philippine Supreme<br />

Court declared it constitutional. 32<br />

The South Korea alliance maintains its North Korean focus with the United States<br />

increasing alliance deterrent capability, including recent discussions on installing<br />

the Terminal High Altitude Area Defence System (THAAD). 33 Seoul is also boosting<br />

its contribution to the bilateral relationship, including financing for the US troop<br />

presence, and to regional security. The US-Thai alliance has been strained since<br />

the 2014 Thai coup, and the Thai junta signalled its distance from Washington with<br />

a decision to purchase Chinese submarines (though the deal is not yet finalised). 34<br />

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However, significant elements of US-Thai military-to-military cooperation remain in<br />

place. For instance, Thailand still hosts training exercises such as the multi-national<br />

Cobra Gold.<br />

These Treaty alliances are also transforming from purely patron-client relationships. 35<br />

US scrutiny of allies’ low defence spending and freeriding has increased and it is<br />

expecting allies to contribute more, including defence spending, complementary<br />

capability sets, and increased interoperability, to their own, regional, and even<br />

global, security.<br />

Second, the United States is purposefully transforming its alliance system beyond<br />

the hub-and-spoke framework and actively promoting Asian spoke-to-spoke<br />

linkages. 36 Japan is providing maritime, including Coast Guard, security assistance<br />

to the Philippines, for example, and the Australia-Japan strategic partnership has<br />

deepened, with growing defence technology, maritime security, and logistics<br />

cooperation. 37 Washington is encouraging its high-capability allies Australia,<br />

Japan and South Korea, to pool capability and increase interoperability; a concept<br />

described as ‘federated defence’. 38 These allies are also assisting in building the<br />

capacity of other US allies and partners.<br />

In addition, alliance agendas have broadened to encompass out-of-area operations<br />

and transnational challenges. For instance, the 2015 US-Japan Defence Guidelines<br />

envisage a regional and global role for the US-Japan alliance, including humanitarian<br />

assistance and disaster relief (HADR) operations, peacekeeping, and maritime<br />

security. 39 In 2011, Japan established a counter-piracy presence in Djibouti, Africa<br />

and is expanding that base to accommodate potential HADR, peacekeeping and<br />

counter-terrorism cooperation with the United States and NATO. The guidelines<br />

also outline the economic dimension to the US-Japan alliance, describing how the<br />

United States and Japan “will take a leading role in cooperation with partners to<br />

provide a foundation for peace, security, stability, and economic prosperity in the<br />

Asia-Pacific region and beyond.” 40<br />

Third, the United States is expanding beyond its traditional Northeast Asian focus,<br />

to incorporate South and South-East Asian partnerships. This includes an updated<br />

bilateral defence framework with India; rotational deployments of littoral combat<br />

ships in Singapore; maritime security and HADR assistance to Vietnam; counterterrorism<br />

and counter-piracy cooperation with Malaysia; and a strategic partnership<br />

with Indonesia. 41 The United States has also announced a US$250 million maritime<br />

South-East Asian assistance package to the Philippines, Vietnam, Indonesia and<br />

Malaysia. 42<br />

Fourth, the United States has encouraged the recent dramatic creation of<br />

minilateral frameworks of US allies and partners, some not including the United<br />

States. Trilateral arrangements include the US-Japan-Australia Trilateral Strategic<br />

Dialogue, involving defence<br />

technology and maritime<br />

security cooperation, the US-<br />

Japan-South Korea information<br />

sharing and crisis management<br />

arrangement, US-Japan-<br />

India cooperation on maritime<br />

security and HADR information<br />

sharing, and the 2015 inaugural<br />

India-Japan-Australia strategic<br />

dialogue at which maritime security and cooperation were discussed. 43 The US<br />

head of Pacific Command also recently called for the revival of the 2007 US-Japan-<br />

Australia-India quadrilateral dialogue. 44<br />

The United States has encouraged the<br />

recent dramatic creation of minilateral<br />

frameworks of US allies and partners,<br />

some not including the United States<br />

Fifth, the United States is actively supporting regional institutions such as the East<br />

Asia Summit (EAS) and the Association of Southeast Asian Nations (ASEAN) and<br />

its institutions, including the ASEAN Defence Ministers’ Meeting Plus (ADMM+). 45<br />

President Obama recently hosted the US-ASEAN Sunnylands Summit to deepen<br />

the US-ASEAN strategic partnership.<br />

These are the elements of the concerted US strategy to turn its Asian alliance<br />

system into a web of alliances, partnerships, and minilateral frameworks. 46 It<br />

involves classic balancing against a rising China and concern about energy/<br />

trade route access. Chinese assertiveness in the East and South China Seas has<br />

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hardened the strategic calculus in Washington as well as in many Asian capitals.<br />

US policymakers have concluded that spoke-to-spoke linkages advance US<br />

interests by placing US Asian commitments within a more flexible framework. 47<br />

This provides room to manoeuvre and adjust the temperature of relationships and<br />

helps offset the loss of US leverage.<br />

Furthermore, years of US defence budget constraints and uncertainty have<br />

contributed to the focus on resource pooling to augment collective capability. 48 US<br />

policymakers have also decided that Asian multilateral institutions, while far from<br />

problem-solving bodies, can complement US alliances, provide a useful certainty<br />

to US regional commitments, and build trust and habits of cooperation. 49<br />

There are two other important dimensions to the US regional strategy.<br />

Washington recognises the centrality of US-China relations to regional and global<br />

stability. Accordingly, the United States has broadened US-China linkages and<br />

communication pathways, including military-military communications. The most<br />

significant of these initiatives is the annual US-China Strategic and Economic<br />

Dialogue at which US and Chinese senior officials hold extensive discussions on<br />

issues covering the breadth of the bilateral strategic and economic relationship.<br />

But Washington did not anticipate China’s rapid South China Sea land reclamations<br />

and willingness to withstand US and regional reactions. The US Administration<br />

has grappled with how to respond and it took months to commence freedom of<br />

navigation operations in the South China Sea. 50<br />

The economic dimension of the US regional strategy — the Trans-Pacific Partnership<br />

(TPP) — is also critical though it has yet to be ratified by Congress. The TPP creates<br />

a new economic architecture and has a significant strategic dimension: to diversify<br />

regional trade and investment networks, and therefore minimise the importance of<br />

any in particular. 51 The objective is to help lessen the divergence between regional<br />

states’ economic and security interests, as a number (including Australia) balance<br />

their largest trade relationship with China and their main security relationship with<br />

the United States.<br />

Regional security, economic and diplomatic ties not involving the United States<br />

have also grown markedly over the last decade. 52 An extraordinary array of intraregional<br />

strategic links have been forged or enhanced in the past year alone. They<br />

include India-Vietnam and Singapore-Vietnam defence agreements, the Vietnam-<br />

Philippine Strategic Partnership, the Singapore-India Strategic Partnership, the<br />

Australia-Singapore Strategic Partnership, and growing Australia-India strategic<br />

relations (with a 2015 naval exercise). Bilateral trade and investment relations have<br />

also expanded, including a number of bilateral free trade agreements.<br />

This intra-regional strategic flurry is partly a balancing response to China’s rise and<br />

activities in some regional seas and energy/trade route access fears. US officials<br />

are supporting this expanding cooperation. They have concluded that relationships<br />

generated independently of the United States can help keep regional tensions in<br />

check by diversifying interactions and lessening the US-China focus. 53 However,<br />

the United States does not have control of these linkages so there is a risk they will<br />

form in ways which might lessen US regional leverage or damage regional stability.<br />

There is a strong demand from allies and other Asia-Pacific states for continued<br />

US regional engagement especially given China’s continued South China Sea<br />

assertiveness. Still a plurality of views about the US role exists within Asian states,<br />

including allies. In Japan there are some longstanding concerns over US basing and<br />

there has been prominent criticism of alliance strengthening in Australia and the<br />

Philippines. 54 In South Korea there tends to be a detached acceptance, rather than<br />

an embrace, of US strategic protection. Many US allies and partners also maintain<br />

significant security relationships (as well as crucial economic relationships) with<br />

China and the United States understands that they do not want to be forced to<br />

choose.<br />

China is paying close attention to this regional transformation and views the<br />

transforming US alliance system with suspicion. 55 Chinese officials have criticised<br />

US alliances as ‘Cold War relics’ and argued that some US-led minilaterals<br />

— for example the 2007 US-Japan-India-Australia quadrilateral — amount to<br />

containment. 56 But despite some angst, China has largely acquiesced to the<br />

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trilateral dialogues. 57 China is also participating in some of the region’s increasing<br />

interconnectedness such as the resumed South Korea-Japan-China trilateral<br />

discussions, a number of free trade agreements, and the Asian Infrastructure<br />

Investment Bank (AIIB). It has also taken part in military exercises including China-<br />

India counter-terrorism drills, the low-level Australia-US-China survival Exercise<br />

Kowari, and the US-hosted Rim of the Pacific (RIMPAC). China’s response has<br />

been a complex mix of rising power assertiveness, counter balancing and order<br />

building.<br />

The cumulative result of all this activity is a regional web in which US Asian alliances<br />

are purposefully enmeshed: a mix of bilateral, multilateral, formal and also ad hoc<br />

mechanisms, some involving the United States and some not. 58 This evolving<br />

architecture can contribute to regional stability by providing a flexible framework<br />

to address challenges, while increased spoke-to-spoke linkages can offer better<br />

prospects for managing inter-allied tensions. Japan, for instance, is fostering<br />

relations with the Philippines and even South Korea. 59<br />

The challenge for US alliance management is to balance the order-building and<br />

threat dimensions of its networked alliance system. 60 The threat dimension<br />

remains crucial in a landscape of sustained and escalating tensions on the Korean<br />

peninsula and in the South China Sea. But the United States and other states need<br />

to maximise the order-building dimensions of these relationships, so they are not<br />

perceived as solely targeting China. Minilaterals require particular judiciousness.<br />

They are less likely to antagonise if they include a practical cooperation capability, to<br />

address common challenges such as natural disasters and future human security<br />

consequences of climate change, violent extremism and health security. It is also<br />

important that other regional partnerships and regional institutions are fostered at<br />

the same time, and where possible, draw in China. 61<br />

ANZUS in Asia<br />

The Australia-US Alliance is playing an increased role in the transforming US<br />

Asian alliance network. Australia and the United States continue to share many<br />

interests, not least in the maintenance of a stable, rules-based regional order. 62<br />

The shifting regional setting has lent a new lustre to some of the Alliance’s key<br />

features, increasing its importance to both the United States and Australia. For the<br />

United States, the first enhanced<br />

feature is geostrategic: the<br />

Alliance anchors US presence<br />

in the southern Pacific Ocean<br />

and the eastern side of the<br />

Indian Ocean, which are both of<br />

increasing strategic importance.<br />

Australia offers prime territory<br />

for training and equipment<br />

prepositioning, but is also out of<br />

range of the region’s growing anti-access/area denial capabilities. 63 It is near but<br />

sufficiently south of the increasingly strategically sensitive South-East Asian sea<br />

lanes, and is not a party to the region’s territorial disputes, making it Washington’s<br />

least complicated regional alliance. 64 It is also America’s only Indian Ocean ally. 65<br />

The shifting regional setting has lent<br />

a new lustre to some of the Alliance’s<br />

key features, increasing its importance<br />

to both the United States and Australia<br />

The second enhanced feature is reliability. Australia’s strong diplomatic support for,<br />

and military contribution to, Afghanistan, Iraq and now Syria, contrasts favourably<br />

with other US allies. This commitment builds on Australia’s history of continuous<br />

involvement in US conflicts and has lent an outsized sense to Australia’s<br />

contribution, especially given Australia’s history of modest defence spend. 66<br />

Australia’s reputation as a can-do, proactive ally was further buttressed by its wellregarded<br />

stint on the UN Security Council. 67<br />

Australia and the United States also have an interdependence that the United<br />

States only shares with one other ally: the United Kingdom. Australia and the United<br />

Kingdom are America’s most important partners for non-duplicative intelligence<br />

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within the Five Eyes intelligence alliance and the United States depends on Australia<br />

in the niche area of space as well. 68 However, it is again worth noting that the UK’s<br />

reliability as an ally has decreased at the same time as Australia’s importance to the<br />

United States has grown. 69<br />

The third feature is ANZUS’ high military and diplomatic functionality, again<br />

compared to other alliances. Australia is one of a handful of US allies with<br />

an expeditionary capability, including amphibious capability, and its Iraq and<br />

Afghanistan involvement has led to an interoperability unmatched by any other two<br />

militaries. 70 Washington also benefits from Canberra’s diplomatic perspectives and<br />

engagement. US officials have long valued Australia’s capacity building and lead<br />

role in the South-West Pacific and parts of South-East Asia, and have employed<br />

Australian neighbourhood strategies in other contexts. For example, the United<br />

States Coast Guard (USCG) assistance to the Philippines and Vietnam has adapted<br />

the Australian Pacific Patrol Boat Program model. 71 In addition, the Alliance agenda<br />

has grown to include a broader suite of regional and global challenges, including<br />

the military campaign against ISIS and countering violent extremism diplomatic<br />

initiatives.<br />

For Australia, the Alliance continues to provide enduring benefits, including access<br />

to US intelligence and sophisticated defence equipment. 72 Australia also benefits<br />

from US political, diplomatic and technological support, such as the United States<br />

provided to Australia during its operation to recover MH17 victims from the Ukraine<br />

crash site. 73 The Alliance is an even more compelling value proposition for Australia<br />

in the transformed regional setting, in which regional military modernisation is<br />

eroding Australia’s capability gap, and the cost of securing Australia’s interests<br />

using expensive defence technology is climbing ever higher. 74 ANZUS remains a<br />

cost effective way for Australia to protect its vital interests, including safeguarding<br />

the regional sea lanes through which the majority of its trade flows. 75 Accordingly,<br />

Australia has backed US freedom of navigation operations in the South China Sea,<br />

and continued its decades-long routine air patrols over the South China Sea. 76 There<br />

are costs to the Alliance, including a posture which can be perceived in the region<br />

as less-than-independent and thus complicate Australia’s regional relationships.<br />

But without it, Australia would have to spend much more on defence and make<br />

significant economic trade-offs.<br />

The 2014 US-Australian Force Posture Agreement demonstrates the deepening<br />

bilateral defence ties: it provides a long-term (25 year) timeframe and further<br />

institutionalises the Alliance. 77 The rotational marine presence, US air equipment<br />

rotation, expanded joint training and exercises, and personnel exchanges have<br />

given ANZUS a self-reinforcing momentum as administrative infrastructure has<br />

been added, and the tempo and depth of interactions have increased. 78 Maritime<br />

security, space, and ballistic missile defence cooperation has expanded, as has the<br />

US presence at Australian bases. 79 Defence technology and scientific innovation<br />

are an increasing focus, including cooperation on hypersonics, electronic warfare,<br />

cyber, and enhanced ICT connectivity. 80<br />

The 2016 Defence White Paper describes the US alliance as the “centrepiece<br />

of [Australia’s] defence policy”, and declares that Australia will support the US<br />

role of “underpinning the stability of our region”. 81 The White Paper also makes<br />

international engagement a core defence function. Australia’s participation in<br />

multinational exercises will increase, and Australia’s regional defence partnerships,<br />

especially with Indonesia, Japan, South Korea, New Zealand, India and China, will<br />

be strengthened. 82<br />

The Australia-US economic relationship is also growing, though it is often eclipsed<br />

by the security relationship in public discussions and there is scope for significantly<br />

more growth. Two-way trade and investment has increased significantly, bolstered<br />

by the 2005 bilateral Free Trade Agreement: the United States is Australia’s biggest<br />

economic partner, when trade and investment are combined. 83 US goods exports<br />

to Australia have grown by 68 per cent since 2005. Australia’s goods exports to<br />

the United States have grown by 26 per cent, including an increase in Australia’s<br />

value-added exports heading to the United States. Food products, for example,<br />

nearly doubled to 2014 and two-way services trade has grown by 72 per cent since<br />

2005. 84<br />

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Bilateral investment has risen as well: US investment in Australia has more than<br />

doubled since 2005, and comprises 26.7 per cent of total foreign direct investment<br />

in Australia. 85 This is not solely resource based, though US investment in Australian<br />

energy has been substantial. US investment in service and high-tech industries —<br />

growing, job-producing segments of Australia’s economy — is also expanding. 86<br />

For example, US investment in professional, scientific and technical services<br />

quadrupled from 2004 to 2013, more than tripled in financial and insurance sector<br />

investments over the same period, and almost tripled in computers and electronic<br />

products. 87 Australia’s investment stock in the United States has likewise risen,<br />

though much less sharply, climbing in aggregate roughly 10 per cent between<br />

2005 and 2013. 88<br />

Fault lines and risks<br />

In terms of the breadth and regularity of interaction the Alliance has never been<br />

closer. The White Paper’s funding commitments and Alliance focus (including<br />

defence/technology cooperation and prioritising interoperability-enabling capability)<br />

are likely to be well received in Washington. The northern Australian infrastructure<br />

spending will give some momentum to the stalled Force Posture Agreement<br />

cost sharing discussions. 89 Washington is still watching Canberra’s submarine<br />

competitive evaluation process closely. US officials have largely not weighed in, but<br />

there seems a clear US Pacific Command preference for a Japanese submarine for<br />

strategic, security and technical reasons. 90<br />

But a robust ANZUS is by no means inevitable, and fault lines must be addressed.<br />

The relationship is driven too much by policy elites in both countries. While the<br />

Alliance is well supported in Australia across a fair degree of the political spectrum,<br />

Australians tend to view the alliance as a standalone bilateral, which is separate from<br />

the US Asian alliance network, and even from regional dynamics. 91 There is low<br />

public support in Australia for joining the United States in an Asian contingency. 92<br />

In the United States, there is little awareness outside the policy world of the<br />

dimensions of the relationship. Australia’s reliability is greatly valued, but it can<br />

sometimes be viewed in Washington as automatic support. 93 This can lead to<br />

complacency in Washington, with Canberra’s support being taken for granted.<br />

The most significant risk is whether Australian and US strategic objectives diverge<br />

as China’s rise alters the regional power structure. The United States looks at Asia<br />

from the north, whereas Australia looks up at the region from the south, through<br />

South-East Asia. These differing outlooks have already altered US and Australian<br />

perceptions, particularly of China, as their respective final positions on the AIIB<br />

indicate.<br />

This risk is heightened by the divergence of Australia’s own economic and security<br />

interests, with China its main trading partner, and the United States its main security<br />

partner. This was clearly apparent in the Darwin Port lease decision, which caused<br />

consternation in Washington. 94<br />

Australia’s trade relationship with<br />

China can make Canberra perceive<br />

a level of risk of Beijing’s economic<br />

punishment that is not borne out by<br />

evidence. 95<br />

China’s continued rise might lead to<br />

a crisis point, with the United States<br />

seeking to maintain regional primacy<br />

and Australia settling for something<br />

less. 96 This divergence of Australian and US strategic objectives is less likely if both<br />

accept incremental adaptation of the existing order, so that China can exercise<br />

increased leadership. 97 Certainly the current order has enabled China’s rise, and<br />

the stability it provides helps China maintain the economic growth required for its<br />

domestic stability. US dominance of global energy routes mean the United States<br />

could choke off China’s energy supply if tensions increased. 98 However, China’s<br />

South China Sea land reclamation and militarisation are testing operating principles<br />

such as freedom of navigation, and tensions are escalating.<br />

China’s continued rise might<br />

lead to a crisis point, with the<br />

United States seeking to maintain<br />

regional primacy and Australia<br />

settling for something less<br />

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Lastly, there is the risk of a weakening or retrenching United States. America’s<br />

unmatched global power has been buttressed by the resurgent US economy. 99<br />

But there are sharp questions about US global leadership on a myriad of global<br />

challenges, especially in the Middle East. There are also questions in Asia about<br />

the strength of America’s Asia focus, given pressing events in the Middle East and<br />

Europe. Furthermore, the United States has significant domestic vulnerabilities,<br />

including crumbling infrastructure and congressional dysfunction stymieing<br />

effective governance. 100 While US retrenchment from Asia remains unlikely, a<br />

weakened US security commitment would leave Australia exposed.<br />

These fault lines mean Australia’s continued reliability cannot be taken for granted,<br />

notwithstanding 100 years of fighting side by side.<br />

Conclusion<br />

The transforming US Asian alliance network can be a stabilising force in the region<br />

if it strikes a balance between threat balancing and order building. ANZUS itself can<br />

contribute more to regional security and be a mechanism for addressing common<br />

challenges if its fault lines are addressed and new opportunities for cooperation are<br />

pursued. Three policy priorities should guide Australian efforts.<br />

First, ANZUS should become more enmeshed in the emerging regional web of<br />

relationships and institutions. The Australian Government is right to deepen both<br />

ANZUS and regional partnerships with Indonesia, India, Japan, South Korea, China<br />

and other states, as well as support regional institutions such as the ADMM+. In<br />

diplomatic discussions with regional partners and Washington, and in official public<br />

statements, Australia should more clearly articulate how ANZUS fits into (and often<br />

complements) Australia’s regional engagement.<br />

Framing ANZUS less as a standalone bilateral and more as part of the web of<br />

regional linkages would allow Australia to forge a more independent regional<br />

posture. It would reduce the Alliance cost of being seen as too US-dependent, and<br />

help ANZUS evolve in ways consistent with regional stability. This approach would<br />

benefit the United States, too, by augmenting Australia’s role as a well-positioned<br />

ally. Strengthened regional relationships enhance Australia’s regional perspective,<br />

leading to better US policy outcomes in the southern Indo-Asia-Pacific.<br />

Second, Canberra should contribute more to Washington’s deliberations on<br />

responding to China’s rise. China’s rise is the key driver of the US Asian alliance<br />

network’s transformation, and Australia has a strong interest in the network and<br />

broader regional web remaining stable. As a valued US ally with a unique regional<br />

perspective, Canberra should help Washington find ways to integrate China<br />

into the existing order, to increase<br />

China’s stake in that order. 101 A good<br />

start would be encouraging the US<br />

Administration and Congress to<br />

support regional and architectural<br />

reform which gives China a<br />

greater role, along the lines of<br />

Congress’ belated ratification of the<br />

International Monetary Fund reform<br />

enlarging emerging power representation. This should include recommending that<br />

Washington be more receptive to initiatives such as the AIIB, and to eventually<br />

open the TPP to China.<br />

ANZUS’ formal meeting mechanisms<br />

should be broadened to increase the<br />

focus on economic partnerships and<br />

regional economic connectivity<br />

Canberra should also take more of a lead in establishing functional cooperation<br />

networks between the United States, China, and Asian neighbours which can<br />

tackle common challenges. These can leverage Australia’s terrain and expertise,<br />

including in crisis response. 102 Where possible, they should prioritise Chinese<br />

engagement, building on successes like Exercise Kowari and Australia-China<br />

cooperation during the flight MH370 search. One practical idea gaining traction<br />

is for a regional humanitarian and disaster relief centre to be located in northern<br />

Australia. 103<br />

At the same time, Australia should continue to take a firm stand on regional norms,<br />

including the non-alteration of the status quo by force. This involves continued<br />

support for US freedom of navigation operations in the South China Sea as well<br />

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as the continuation of Australia’s own long-standing patrolling under Operation<br />

Gateway. Australia should remain prepared to stand against further unilateral<br />

activities by China, such as any declaration of a South China Sea Air Defence<br />

Identification Zone.<br />

Pursuing these three policy objectives would help consolidate a mature and<br />

forward-looking ANZUS situated more squarely in a transforming Indo-Asia-Pacific.<br />

It would be an ideal way to mark ANZUS’ 65th anniversary.<br />

Third, ANZUS should add an economic dimension to its support for regional<br />

stability. ANZUS’ formal meeting mechanisms should be broadened to increase<br />

the focus on economic partnerships and regional economic connectivity. This<br />

would reduce often-bifurcated discussions on strategic and economic interests in<br />

Australia, particularly within the context of US-Australia-China relations. AUSMIN<br />

could be expanded to include the Australian Treasurer and US Treasury Secretary. If<br />

scheduling logistics require it, this could occur biennially in the first instance, when<br />

AUSMIN is hosted in the United States. Rather than diluting the focus of Australian-<br />

US security discussions, this more comprehensive dialogue structure would tackle<br />

more effectively the growing number of issues in the alliance with both security<br />

and economic dimensions. Adding an economic dimension to AUSMIN might lead,<br />

in time, to a more formal bilateral commitment on mutual and regional prosperity,<br />

similar to the US-Japan alliance framework.<br />

An institutionalised sharing of geoeconomic perspectives would be particularly<br />

useful, given Australia’s and America’s different vantage points in Asia. It would<br />

build on existing bilateral business, trade and TPP discussions, models such as the<br />

Australia-Singapore Comprehensive Strategic Partnership, and the Prime Minister’s<br />

and Foreign Minister’s recent comments on how economic interdependence<br />

offsets regional tensions. 104 It would also promote continued expansion of Australia-<br />

US business-business linkages and overall Australia-US trade and investment. 105 As<br />

commodity prices fall and China’s economy slows, the Australian economy needs<br />

to continue to reorient toward more technology- and innovation-focused markets<br />

such as the United States. Deeper bilateral economic engagement can buttress<br />

the defence relationship, and reduce the divergence of Australia’s economic and<br />

security interests.<br />

This report may be cited as:<br />

Elsina Wainwright, ‘Australia and the US Asian alliance network’, Alliance 21<br />

Report (United States Studies Centre at the University of Sydney, March 2016).<br />

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Endnotes<br />

1. The White House Office of the Press Secretary, ‘Fact sheet: Advancing the<br />

rebalance to Asia and the Pacific’, Washington DC, 16 November 2015.<br />

2. These intra-Asian linkages have been described as an ‘Asia power<br />

web’ in a Center for a New American Security analysis. Patrick<br />

M. Cronin, Richard Fontaine, Zachary M. Hosford, Oriana Skylar<br />

Mastro, Ely Ratner and Alexander Sullivan, ‘The Emerging Asia<br />

Power Web: The Rise of Bilateral Intra-Asian Security Ties’, Center<br />

for a New American Security, Washington DC, June 2013.<br />

3. William T. Tow, ‘Rebalancing and order building: Strategy or<br />

illusion?’, William T. Tow and Douglas Stuart, eds. The New<br />

US Strategy Towards Asia: Adapting to the American Pivot,<br />

London and Routledge, New York, 2015, pp. 31, 46.<br />

4. Australian Department of Defence, 2016 Defence White Paper,<br />

Canberra, February 2016, for example paragraphs 2.17, 5.22.<br />

5. Ely Ratner, ‘Australia’s new activism: The view from Washington’, The<br />

Interpreter, Lowy Institute for International Policy, 23 July 2014.<br />

6. This paper defines alliances as commitments for mutual defence support<br />

and military cooperation. Stephen M. Walt, ‘Why Alliances Endure or<br />

Collapse’, Survival, vol. 39, no. 1, Spring 1997, pp. 156-179, at p. 157.<br />

7. Michael Birnbaum, ‘Gates rebukes European allies in<br />

farewell speech’, Washington Post, 10 June 2011.<br />

8. Constanze Stelzenmüller, ‘Europe to Planet America: Stay<br />

with us, but don’t stampede us’, Policy Brief, German Marshall<br />

Fund of the United States, Paris, September 2015.<br />

9. David Rothkopf, ‘Does America need new ‘special relationships’?’,<br />

Foreign Policy, 4 August 2015. Richard Sokolsky and Jeremy<br />

Shapiro, ‘It’s hard to get good help these days: The problem with US<br />

allies’, Order from Chaos, Brookings Institution, 28 May 2015.<br />

10. Barack Obama, ‘Remarks at the United States Military Academy<br />

(West Point) Commencement Ceremony,’ United States Military<br />

Academy, 28 May 2014. No other state comes close; China,<br />

by contrast, has two allies: Pakistan and North Korea.<br />

11. Ashton Carter, ‘Remarks on the Next Phase of the US Rebalance to the<br />

Asia-Pacific’, McCain Institute, Arizona State University, 6 April 2015.<br />

12. US military spending is 35-40 per cent of global military spending, and<br />

US allies spend around 30 per cent of the total. Michael E. O’Hanlon,<br />

‘Dollars at work: What Defense spending means for the U.S. economy’,<br />

Order from Chaos, Brookings Institution, 20 August 2015.<br />

13. Robert Kagan, Of Paradise and Power: American and Europe in the<br />

New World Order, Vintage, New York, 2004, p. 17; Robert Kagan,<br />

‘Superpowers don’t get to retire: what our tired country still owes the<br />

world’, New Republic, 26 May 2014; and Ashley J. Tellis, ‘Seeking<br />

Alliances and Partnerships: The Long Road to Confederationism<br />

in US Grand Strategy’, in Ashley J. Tellis, Abraham M. Denmark,<br />

and Greg Chaffin, eds., US Alliances and Partnerships at the<br />

Center of Global Power, Strategic Asia 2014-15, National Bureau<br />

of Asian Research, Seattle and Washington, DC, 2014, p. 12.<br />

14. Dean Acheson, Present at the Creation: My Years in the State<br />

Department, W.W. Norton & Company, New York, 1969, p. 378.<br />

15. Victor D. Cha, ‘Powerplay: Origins of the US Alliance<br />

System in Asia’, International Security, Vol. 34, No. 3, Winter<br />

2009/10, pp. 158-196, at pp. 158-9, 168, 190.<br />

16. In particular, they were concerned that South Korea and Taiwan might band<br />

together to get the US to take on China and North Korea. Cha, p. 189.<br />

17. US-Japan Treaty of Mutual Cooperation and Security, 1960, Preamble.<br />

18. Joseph S. Nye Jr., ‘East Asian Security: The Case for<br />

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Deep Engagement’, Foreign Affairs, 1 July 1995.<br />

19. United States Security Strategy for the East Asia-Pacific Region,<br />

November 25 1998, section 2. See also Tow, ‘Rebalancing<br />

and order building: Strategy or illusion?’, p. 36.<br />

20. Tom Donilon, ‘The United States and the Asia-Pacific in 2013’,<br />

Speech to the Asia Society, New York, March 11 2013.<br />

21. Robert E. Osgood, Alliances and American Foreign Policy,<br />

Johns Hopkins Press, Baltimore, 1968, p. 22; Walt, ‘Why<br />

Alliances Endure or Collapse’, pp. 158, 173.<br />

22. Walt, ‘Why Alliances Endure or Collapse’, p. 171.<br />

23. Bruce Jones, Still Ours To Lead: America, Rising Powers,<br />

and the Tension Between Rivalry and Restraint, Brookings<br />

Institution Press, Washington D.C., 2014, pp. 5, 27.<br />

24. Joseph S. Nye Jr, ‘The American Century: RIP?’,<br />

The National Interest, September 24 2015.<br />

25. Cha, ‘Powerplay’, pp. 195-96. It likewise preserved South Korea’s historical<br />

resentments. See also Robert Kelly, ‘East Asia’s history wars: South Korea<br />

and Japan (Yes, once again)’, Asian Security Blog, 2 November 2015.<br />

26. John J. Mearsheimer, ‘Why the Ukraine Crisis is the West’s Fault’,<br />

Foreign Affairs, September/October 2014, vol. 93, no. 5, pp. 77-89.<br />

27. Rod Lyon, ‘The US and assurance anxieties in Asia’, The Strategist, ASPI,<br />

16 September 2015; and ‘Philippines Sends SOS to the International<br />

Community’, Philippine Star, 2 May 2012. Concerns about alliance<br />

entanglement can also be greater during strategic adjustments.<br />

28. Michael Beckley, ‘The Myth of Entangling Alliances’, International Security,<br />

vol. 39, no. 4, Spring 2015, pp. 7-48; David Santoro, ‘America’s Treaty<br />

Allies: worth going to war over?’ The National Interest, 28 April 2014.<br />

29. Lyon, ‘The US and assurance anxieties in Asia’; and Barack<br />

Obama and Benigno Aquino III, Remarks by President Obama<br />

and President Benigno Aquino III of the Philippines in Joint<br />

Press Conference, Washington DC, 28 April 2014.<br />

30. Michael Wesley on the shifting power dynamics and the<br />

Indo-Pacific’s emergence, ‘Australia’s Alliance in a Changing<br />

Asia’, Alliance 21 Report, United States Studies Centre,<br />

University of Sydney, Sydney, August 2012, pp. 2-4.<br />

31. Japan Ministry of Defence (JMOD), Guidelines for Japan-US Defence<br />

Cooperation, Tokyo, 2015; Craig Whitlock and Anne Gearan, ‘Agreement<br />

will allow U.S. to fly long-range surveillance drones from base in Japan’,<br />

Washington Post, 2 October 2013; and Reiji Yoshida, ‘U.S. to station<br />

Ospreys at Yokota Air Base starting in 2017,’ The Japan Times, 12 May 2015.<br />

32. Prashanth Parameswaran, ‘Philippine Court Upholds New<br />

US Defense Pact’, The Diplomat, 12 January 2016.<br />

33. KJ Kwon and Paula Hancocks, ‘South Korea, U.S. to discuss<br />

THAAD missile defense system’, CNN, 7 February 2016.<br />

34. ‘Thailand tilts away from the US’, The Wall Street<br />

Journal Editorial, 30 June 2015.<br />

35. Susan E. Rice, ‘America’s future in Asia’, Remarks at Georgetown<br />

University, 20 November 2013; and Scott Snyder, ‘The US-ROK Alliance<br />

and the US Rebalance to Asia’, in Tellis, Denmark and Chaffin, ‘US<br />

Alliances and Partnerships at the Center of Global Power’, pp. 61-85.<br />

36. White House Fact Sheet, ‘Advancing the rebalance<br />

to Asia and the Pacific’, 16 November 2015.<br />

37. Toko Sekiguchi, ‘Japan to Provide Patrol Vessels to the<br />

Philippines’, The Wall Street Journal, 4 June 2015.<br />

38. Michael J. Green, Kathleen H. Hicks, and Zack Cooper, ‘Federated<br />

Defense in Asia’, Center for Strategic and International Studies,<br />

Washington DC, December 2014; and Michael J. Green and Lt. Gen.<br />

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Thomas Conant (USM C Ret.), ‘An independent perspective of US<br />

defence policy in the Asia-Pacific region’, Statement before the US Senate<br />

Armed Services Committee, Washington, 3 February 2016, p. 4.<br />

39. JMOD, Guidelines for Japan-US Defence Cooperation, 2015, Section 5.<br />

40. Ibid.<br />

41. White House Fact Sheet, ‘Advancing the rebalance<br />

to Asia and the Pacific’, 16 November 2015.<br />

42. The White House Office of the Press Secretary, ‘Fact sheet: U.S. Building<br />

Maritime Capacity in Southeast Asia’, Washington DC, 17 November 2015.<br />

43. David Lang, ‘The not-quite-quadrilateral: Australia, Japan<br />

and India’, The Strategist, ASPI, 9 July 2015.<br />

44. Harry B. Harris Jr, ‘Let’s be ambitious together’, Raisina<br />

Dialogue Remarks, New Delhi, 2 March 2016.<br />

45. James A Baker III, ‘America in Asia: Emerging Architecture for a Pacific<br />

Community’, Foreign Affairs, vol. 70, number 5, Winter 1991-92, pp. 1-18.<br />

46. White House Fact Sheet, ‘Advancing the rebalance to Asia and<br />

the Pacific’, 16 November 2015; US Department of Defense, The<br />

Asia-Pacific Maritime Security Strategy, Washington DC, 2015, p.<br />

20; and Dennis C. Blair and John T. Hanley Jr., ‘From Wheels to<br />

Webs: Reconstructing Asia-Pacific Security Arrangements’, The<br />

Washington Quarterly, Vol. 24, No. 1, Winter 2001, pp. 7-17, at p. 11.<br />

47. Chuck Hagel, ‘The U.S. Approach to Regional<br />

Security’, Singapore, 1 June 2012.<br />

48. US Department of Defence, Quadrennial Defense<br />

Review, Washington DC, 2014, p. VI.<br />

49. Bates Gill, ‘Alliances under Austerity: What does American want?’,<br />

ANU Strategic and Defence Studies Centre, Centre of Gravity<br />

Series, September 2013. Some institutions also provide specific<br />

benefits: the EAS allows useful discussions at leaders’ level, and<br />

the ADMM+ is relatively action oriented, promoting functional<br />

cooperation on maritime security, HADR, and counterterrorism.<br />

50. Michael Green, Kathleen Hicks, Mark Cancian, Zack Cooper, John Schnaus,<br />

et al, Asia-Pacific Rebalance 2025: Capabilities, Presence, and Partnerships,<br />

Center for Strategic and International Studies, Washington DC, January<br />

2016, p. 5; Michael J. Green, Peter J. Dean, Brendan Taylor and Zack<br />

Cooper, ‘The ANZUS Alliance in an Ascending Asia’, ANU Strategic and<br />

Defence Studies Centre, Centre of Gravity Series Report, July 2015, p. 11.<br />

51. Ashton Carter, ‘The United States and challenges to Asia-Pacific<br />

security’, 14th IISS Shangri-La Dialogue, Singapore, 30 May 2015, p. 4.<br />

52. Patrick M. Cronin, Richard Fontaine, Zachary M. Hosford, Oriana<br />

Skylar Mastro, Ely Ratner and Alexander Sullivan, ‘The Emerging<br />

Asia Power Web: The Rise of Bilateral Intra-Asian Security Ties’,<br />

Center for a New American Security, Washington DC, June 2013.<br />

53. Cronin, Fontaine, Hosford, Mastro, Ratner and Sullivan,<br />

‘The Emerging Asia Power Web’, p. 5.<br />

54. Malcolm Fraser with Cain Roberts, ‘Dangerous Allies’, Melbourne University<br />

Press, Carlton, 2014. One of the candidates for the 2016 Philippine<br />

Presidency opposes the US-Philippine Visiting Forces Agreement.<br />

55. Zhu Feng, ‘TSD - Emphemism for multiple alliance?’, in National Bureau<br />

of Asian Research Special Report, December 2008, pp. 43, 48.<br />

56. Brendan Nicholson, ‘China warns Canberra on<br />

security pact’, The Age, 15 June 2007.<br />

57. Rory Medcalf, ‘The ‘q’ word: US Pacific commander defies<br />

diplomatic niceties in New Delhi’, The Interpreter, Lowy<br />

Institute for International Policy, 4 March 2016.<br />

58. Brendan Taylor, ‘Conceptualizing the bilateral-multilateral security nexus’,<br />

and William T. Tow, ‘Conclusion’, in William T. Tow and Brendan Taylor,<br />

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UNITED STATES STUDIES CENTRE | <strong>ALLIANCE</strong> 21<br />

AUSTRALIA AND THE US ASIAN <strong>ALLIANCE</strong> <strong>NETWORK</strong><br />

eds, Bilateralism, Multilateralism and Asia-Pacific Security: Contending<br />

cooperation, Routledge, London and New York, 2013; Elsina Wainwright,<br />

‘Conflict Prevention in Southeast Asia and the South Pacific’, New York<br />

University Center on International Cooperation, New York, April 2010.<br />

59. Japan Ministry of Foreign Affairs, ‘Japan-Philippines Joint Declaration: A<br />

Strengthened Strategic Partnership for Advancing the Shared Principles and<br />

Goals of Peace, Security, and Growth in the Region and Beyond’, Tokyo,<br />

4 June 2015; and Choe Sang-hun, ‘Japan and South Korea Settle Dispute<br />

Over Wartime “Comfort Women”’, New York Times, 28 December 2015.<br />

60. Tow, ‘Rebalancing and order building: Strategy or illusion?’, pp. 31, 46.<br />

61. Rory Medcalf, ‘Squaring the triangle: An Australian perspective<br />

on Asian security minilateralism’, National Bureau of Asia<br />

Research Special Report, December 2008, p. 28.<br />

62. Malcolm Turnbull, ‘New Responsibilities for an Enduring Partnership’, Center<br />

for Strategic and International Studies, Washington DC, 18 January 2016.<br />

63. Jim Thomas, Zack Cooper, Iskander Rehman, ‘Gateway to the<br />

Indo-Pacific: Australian Defense Strategy and the Future of<br />

the Australia-US Alliance’, Center for Strategic and Budgetary<br />

Assessments, Washington DC, 2013, pp. 13-20.<br />

64. Bates Gill, ‘The US-Australia Alliance: A Deepening Partnership<br />

in an Emerging Asia’, in Tellis et al, US Alliances and Partnerships<br />

at the Center of Global Power, at pp. 115-116.<br />

65. Bates Gill and Tom Switzer, ‘The New Special Relationship: The US-<br />

Australia Alliance Deepens’, Snapshot, Foreign Affairs, 19 February 2015.<br />

66. Mark Thomson, ‘Australia’s Future Defence Spending and its Alliance<br />

with the United States’, Alliance 21 report, United States Studies Centre<br />

at the University of Sydney, 2013; Hayley Channer, ‘Steadying the US<br />

rebalance to Asia: The role of Australia, Japan and South Korea’, Strategic<br />

Insights no. 17, Australian Strategic Policy Institute, November 2014, p. 7.<br />

67. Richard Gowan, ‘Syria, MH17, and the Art of the Possible’, The<br />

Interpreter, Lowy Institute for International Policy, 22 July 2014.<br />

68. Elsina Wainwright, Interview with James Brown, New<br />

York/Sydney, October and November 2015.<br />

69. Tara McKelvey, ’Is the US-UK’s special relationship<br />

in decline?’, BBC, 22 May 2015.<br />

70. Maren Leed, J. D. McCreary, and George Flynn, ‘Advancing<br />

U.S.-Australian Combined Amphibious Capabilities’, Center for<br />

Strategic and International Studies, Washington DC, 2015.<br />

71. Evan Medeiros, ‘35 Years of U.S.-China Relations: Diplomacy,<br />

Culture and Soft Power’, Washington DC, 21 January 2015.<br />

72. Australian Department of Defence, Defence White Paper<br />

2013, Canberra, 13 May 2013, section 6.8.<br />

73. Ashton Carter and Marise Payne, ‘Remarks With Secretary of<br />

Defense Ash Carter, Australian Foreign Minister Julie Bishop, and<br />

Australian Defense Minister Marise Payne’, 13 October 2015.<br />

74. Dennis Richardson, Blamey Oration: The Strategic Outlook for<br />

the Indo-Pacific, RUSI’s Third International Defence and Security<br />

Dialogue, 27 May 2015. Accessed on SMH.com.au website<br />

75. Peter Jennings, ‘The U.S. Rebalance to the Asia-Pacific: An Australian<br />

Perspective’, Asia Policy, no. 15, January 2013, pp. 38-44, at p. 41.<br />

76. Australian Department of Defence, ‘Statement: Freedom of<br />

Navigation in the South China Sea’, Canberra, 27 October 2015.<br />

77. Australian Department of Foreign Affairs and Trade, The Force Posture<br />

Agreement between the Government of Australia and the Government<br />

of the United States of America, Canberra, 2014, Article 21 section 3.<br />

78. Gregory Poling, ‘AUSMIN takes the long view of US-<br />

Australia security cooperation’, CSIS Pacific Partners<br />

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Outlook, Volume IV, Issue 8, September 2014.<br />

79. AUSMIN 2015 Joint Statement, 13 October 2015.<br />

80. Ibid.<br />

81. Australian 2016 Defence White Paper, paragraph 2.17.<br />

82. Australian 2016 Defence White Paper, paragraph 5.17. Alan Dupont,<br />

‘Full spectrum defence: Re-thinking the fundamentals of Australian<br />

defence strategy’, Lowy Institute Analysis, Sydney, March 2015, p. 10.<br />

83. Julie Bishop, ‘US-Australia: The Alliance in an Emerging Asia’, Speech to<br />

the Alliance 21/CSIS Conference, Washington DC, 22 January 2014.<br />

84. East-West Center (EWC), United States Studies Centre at<br />

University of Sydney (USSC), and Perth USAsia Centre at University<br />

of Western Australia (USAC), ‘Australia matters for America/<br />

American matters for Australia’, Washington DC, 2015.<br />

85. Ibid.<br />

86. John Goyer, ‘US-Australia Trade Pact Impresses after First<br />

Decade’, US Chamber of Commerce, 24 March 2015.<br />

87. Michael White, ‘US-Australia Free Trade Agreement<br />

turns 10’, Global Trade Daily, 27 March 2015.<br />

88. EWC, USSC, and USAC, ‘Australia matters for<br />

America/American matters for Australia’.<br />

89. Australian Department of Foreign Affairs and Trade, Defence White<br />

Paper 2016, Canberra, 2016, Chapter 9, Sections 5.18-5.30.<br />

90. Cameron Stewart, ‘US eyes strategic benefits from Japan<br />

submarines deal’, The Australian, 22 January 2016.<br />

91. Rory Medcalf, ‘We’re not the only friends the United States has<br />

in the Asian region’, The Age, 16 June 2015; Alex Oliver, ‘Will<br />

92. Ibid.<br />

Australians support a deeper, bolder US alliance?’ The Interpreter,<br />

Lowy Institute for International Policy, 16 July 2015.<br />

93. Elsina Wainwright, Interviews with Washington DC analysts,<br />

New York/Washington DC, October and November 2015.<br />

94. Michael Green, Kathleen Hicks, Mark Cancian, Zack Cooper, John<br />

Schnaus, et al, Asia-Pacific Rebalance 2025: Capabilities, Presence, and<br />

Partnerships, Center for Strategic and International Studies, Washington<br />

DC, January 2016, p. 67. Michael Green and Andrew Shearer, ‘Mr<br />

Turnbull Goes to Washington’, The National Interest, 17 January 2016.<br />

95. Mark Thomson, ‘We don’t have to choose between the US and<br />

China’, The Strategist, ASPI, 2 May 2015; Darren Lim, ‘Hillary<br />

Clinton’s trade warning: Can China coerce Australia?’, The<br />

Interpreter, Lowy Institute for International Policy, 1 July 2014.<br />

96. Hugh White, ‘ANZUS in the Asian Century’, The Strategist,<br />

ASPI, 15 July 2015; and Hugh White, The China Choice: Why<br />

America Should Share Power, Black Inc., Collingwood, 2012.<br />

97. There seems to be some coalescence around this approach. Peter<br />

Varghese, ‘An Australian Worldview: A Practitioner’s Perspective’, Speech<br />

to the Lowy Institute for International Policy, Sydney, 20 August 2015;<br />

Ashton Carter, ‘The United States and challenges to Asia-Pacific security’,<br />

2015 Shangri-La Dialogue, p. 4; Michael J. Green, Peter J. Dean, Brendan<br />

Taylor and Zack Cooper, ‘The ANZUS Alliance in an Ascending Asia’,<br />

ANU Strategic and Defence Studies Centre, Centre of Gravity Series<br />

Report, July 2015, p. 12; and G. John Ikenberry, ‘The Rise of China and<br />

the Future of the West: Can the Liberal System Survive?’, Foreign Affairs,<br />

1 January 2008, p. 1. There is also some evidence that China would be<br />

prepared to play an enlarged role within the existing order. Xi Jinping,<br />

Address at the General Debate, 70th Session of the United Nations<br />

General Assembly, New York, 28 September 2015; and Kevin Rudd, ‘US-<br />

China 21: The Future of US-China Relations under Xi Jinping: Summary<br />

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Report’, Harvard Kennedy School Belfer Center, April 2015, p. 24.<br />

98. Chris Mills, ‘The United States’ Asia-Pacific Policy and the Rise of the<br />

Dragon’, Centre for Defence and Security Studies, August 2015, pp. 3-4.<br />

99. US power stems in part from its rebounding economy with<br />

unrivalled market influence and innovative capacity, the world’s most<br />

technologically advanced military, with a decades-lasting capability<br />

edge, and a new energy security. Jones, Still Ours To Lead.<br />

100. Richard N. Haass, Foreign policy begins at home: The case for putting<br />

America’s house in order, Basic Books, New York, 2013, pp. 139,155.<br />

101. Rudd, ‘US-China 21 Summary Report’, pp. 33-34.<br />

102. Gregory Poling and Benjamin Schaare, ‘Australia’s search for MH370:<br />

Regional leadership through HADR and Search and Rescue Efforts’,<br />

CSIS Pacific Partners Outlook, vol. IV, issue 3, 10 April 2014; Linda<br />

Jakobson, ‘Add substance to Australia’s strategic dialogue with China’,<br />

in Anthony Bubalo, ed., ‘Judicious ambition: International policy<br />

priorities for the new Australian government’, Lowy Institute Analysis,<br />

September 2013, pp. 12-13; Green, Hicks, and Cooper, ‘Federated<br />

Defense in Asia’; and Peter Jennings, ‘The known truths revealed<br />

by flight MH370’, Australian Financial Review, 20 March 2014.<br />

103. Anthony Bergin, ‘Darwin defence hub crucial to white paper’s diplomatic<br />

ambitions,’ The Australian, February 29 2016, p. 9; Jakobson, ‘Add<br />

substance to Australia’s strategic dialogue with China’, pp. 12-13.<br />

104. Julie Bishop, ‘Mapping Asia’s trajectory: An Australian perspective’,<br />

Address to the United States Studies Centre and Center for a<br />

New American Security, Washington DC, 26 January 2016.<br />

105. Niels Marquardt, ‘America and Australia: economic ties<br />

as strong and important as security ties’, The Strategist,<br />

Australian Strategic Policy Institute, 11 August 2014.<br />

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About the author<br />

Dr Elsina Wainwright<br />

Adjunct Associate Professor<br />

United States Studies Centre<br />

Dr Elsina Wainwright is an adjunct associate<br />

professor at the United States Studies Centre and a<br />

non-resident fellow in its Alliance 21 Program. Based<br />

in New York, she is also a visiting senior fellow at<br />

the Center on International Cooperation at New York<br />

University. Previous roles include director of the<br />

strategy and international program at the Australian<br />

Strategic Policy Institute, an associate with McKinsey<br />

& Company, a consultant political analyst for the<br />

International Crisis Group, and a stipendiary lecturer<br />

in politics at Oriel College, Oxford University. She<br />

has arts and law degrees from the University of<br />

Queensland, and a master’s degree and doctorate in<br />

international relations from Oxford University, where<br />

she studied as a Rhodes Scholar.<br />

Media enquiries<br />

United States Studies Centre<br />

Institute Building (H03)<br />

The University of Sydney NSW 2006<br />

T: +61 2 9351 7249<br />

E: us-studies@sydney.edu.au<br />

W: ussc.edu.au<br />

19

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