MiFID II / MiFIR Transaction Reporting A Practical Guide

Duco Cube for MiFID II and MiFIR
Many data sources
Data Collation
+ Any data in any format
+ Alphabetic and/or
numeric data
+ Unlimited fields
+ Fast matching
+ Data transformation
+ Intelligent algorithms
+ API import/export
Normalisation
Trade Reporting
Mechanisms
Governance
+ Admin rights
+ Permissioning
+ User/groups
+ Super admins
+ Data masking
+ Audit trail
+ Email alerts
+ ISO 27001
Audit
Trade Reporting
Mechanisms
Reconciliation
+ Intuitive design
+ Natural rule language
+ Parallel algorithms
+ Machine learning
+ Fuzzy matching
+ High-volume processing
+ App-like interface
+ Immediate response
Results
Trade Reporting
Mechanisms
Workflow
Management Information System (MIS)
+ Break management
+ Prioritisation
+ Route cause analysis
+ Pattern recognition
+ Real-time dashboard
+ Custom views/widgets
+ Break alerts
+ Statistical analysis
Transparency
Trade Reporting
Mechanisms
In conclusion
MiFID II and MiFIR will result in an avalanche of data that financial
institutions need to collate, normalise, control and reconcile.
Due to the sheer volume and complexity of data, firms must
get robust data control processes in place as soon as possible.
This is particularly important given the increasing scale of
fines being handed out for non-compliance under MiFID I.
However, the majority of methods for controlling data are not fit
for purpose in the current environment. Firms should consider
these regulations as an opportunity to transform their operations
processes so they are well placed to deal with the inevitable
‘next round’ of regulatory requirements.
Duco Cube provides such a transformational solution, enabling
firms to dramatically streamline their data control and
reconciliation functions. For more information, please email
info@du.co or call one of our offices.
MiFID II / MiFIR Transaction Reporting
A Practical Guide