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Australian government solicitor ISSUE 1: 2016<br />

Protecting confidential information before<br />

courts and tribunals<br />

Irene Sekler<br />

Senior Executive Lawyer, AGS Dispute Resolution<br />

T 02 6253 7155<br />

Confidentiality<br />

Information protected from disclosure on the basis that its<br />

release would be prejudicial to the public interest<br />

Courts recognise that there are a number of well-established classes or categories of<br />

information the disclosure of which may be prejudicial to the public interest. These include<br />

certain subsets of information pertaining to:<br />

• the national security and defence of Australia<br />

• entry into treaties and the conduct or carriage of international relations<br />

• the identity of police informers or human sources<br />

• law enforcement, defence and intelligence methodologies, capabilities and operations<br />

• information submitted to or considered by Cabinet<br />

• in some circumstances, information confidentially acquired by agencies to enable them to<br />

perform public functions or duties.<br />

The classes of information for which protection can be sought are not closed. The touchstone<br />

for both new and well-recognised categories is whether there could be harm to the public<br />

interest if the information is disclosed.<br />

• A public interest immunity claim. Public interest immunity is a common law principle which<br />

allows a court or tribunal to exercise its discretion to exclude information from evidence<br />

where disclosure of that information would be contrary to the public interest. Public<br />

interest immunity applies to pre-trial disclosures, including discovery, interrogatories and<br />

subpoenas, as well as to material sought to be adduced into evidence. It is also available for<br />

administrative processes, such as the execution of warrants and coercive powers.<br />

• An application to have evidence excluded under s 130 of the Evidence Act 1995 (Cth) or<br />

similar provisions in other Acts. In proceedings to which the Evidence Act applies, s 130<br />

gives a court power to make a direction that information relating to ‘matters of state’ not<br />

be adduced as evidence. This direction may be made if the public interest in preserving the<br />

confidentiality of the information outweighs the public interest in admitting it into evidence.<br />

Similar sorts of provisions can be found in other laws or rules of court.<br />

• Implementing a protective order regime. The court or tribunal may be able to implement<br />

a protective order regime that allows for limited disclosure of the sensitive information<br />

while protecting the public interest. The kinds of orders that may be sought include orders<br />

concerning non-publication of evidence or other material, orders closing the court or tribunal<br />

while evidence is given or submissions are made, orders concerning the use of pseudonyms<br />

and ciphers, and orders concerning the screening of witnesses. The exact capacity of the<br />

court or tribunal to make the orders and the test for making such orders varies depending<br />

on the jurisdiction and the empowering legislation, but the broad underlying principle is<br />

generally whether the orders are necessary to secure the proper administration of justice.<br />

• Invoking the National Security Information (Criminal and Civil Proceedings) Act 2004 (Cth).<br />

The Act establishes an important and useful framework for protecting national security<br />

information in court proceedings. National security is defined, in s 8, to mean Australia’s<br />

‘defence, security, international relations or law enforcement interests’. Section 10<br />

defines ‘international relations’ as ‘political, military and economic relations with foreign<br />

governments and international organisations’.<br />

Mechanisms that can be used to protect confidential<br />

information<br />

In the course of litigation, situations may arise where confidential government information<br />

could be introduced into evidence. However, release of that information might be prejudicial<br />

to the public interest. There are a number of mechanisms to prevent the public release of that<br />

type of information before a court or tribunal.<br />

Depending on the court or tribunal and on the information for which protection is sought, the<br />

following mechanisms may be considered. The facts of the situation will determine which is<br />

most appropriate in the circumstances.<br />

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