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Australian government solicitor ISSUE 1: 2016<br />

Confidentiality<br />

‘Top secret’ – the provisions keeping<br />

Commonwealth information confidential<br />

There are hundreds of secrecy provisions contained in Commonwealth legislation. 1<br />

These provisions typically prohibit people who obtain information in the course of<br />

working for the Commonwealth from disclosing that information, except in<br />

circumstances where an exception or a defence applies. A large number of secrecy<br />

provisions have criminal penalties attached.<br />

not itself create a duty not to disclose information. It only applies where a person otherwise<br />

has a duty not to disclose information. This duty must therefore be found elsewhere, such as<br />

in a specific secrecy provision or reg 2.1 of the PS Regs.<br />

Regulation 2.1 of the PS Regs is another provision of a general nature that applies to all<br />

Australian Public Service (APS) employees. It prohibits an APS employee from disclosing<br />

information they obtained or generated in connection with their employment if:<br />

• it is reasonably foreseeable that the disclosure could be prejudicial to the effective working<br />

of government, including the formulation or implementation of policies or programs<br />

(reg 2.1(3)), or<br />

• the information was, or is to be, communicated in confidence within the <strong>Government</strong>, or was<br />

received in confidence by the <strong>Government</strong> from a person or persons outside the <strong>Government</strong><br />

(reg 2.1(4)).<br />

However, reg 2.1(5) contains a number of exceptions to these prohibitions. For example,<br />

regs 2.1(3) and 2.1(4) do not prevent a disclosure of information by an APS employee if the:<br />

a) information is disclosed in the course of the APS employee’s duties<br />

b) information is disclosed in accordance with an authorisation given by an Agency Head<br />

c) disclosure is otherwise authorised by law, or<br />

d) information is already in the public domain as the result of a lawful disclosure.<br />

Specific secrecy provisions<br />

As noted above, there are a range of specific secrecy provisions that apply to impose<br />

confidentiality requirements on particular people or to particular categories of<br />

Commonwealth information.<br />

Leo Hardiman<br />

National Group Leader<br />

Office of General Counsel<br />

T 02 6253 7074<br />

Tara McNeilly<br />

Senior General Counsel<br />

T 02 6253 7374<br />

Olivia Abbott<br />

A/g Senior General Counsel<br />

T 02 6253 7023<br />

Some specific secrecy provisions prevent the disclosure of any information that a particular<br />

category of people (for example, Australian Federal Police employees) obtain while working<br />

for the Commonwealth. 3<br />

There are secrecy provisions of a general nature (for example, provisions that apply to govern<br />

the disclosure of information by all Commonwealth employees), as well as specific provisions<br />

that apply to particular people or particular categories of information. The types and features of<br />

secrecy provisions are discussed in further detail below.<br />

The obligations imposed by secrecy provisions apply in addition to any privacy obligations<br />

arising under the Privacy Act 1988. The interaction of secrecy provisions and the Privacy Act is<br />

also discussed briefly below.<br />

General secrecy provisions<br />

Two key provisions of a general nature that apply to Commonwealth employees are contained<br />

in s 70 of the Crimes Act 1914 and reg 2.1 of the Public Service Regulations 1999 (the PS Regs). 2<br />

Section 70(1) of the Crimes Act says:<br />

A person who, being a Commonwealth officer, publishes or communicates, except to some person to<br />

whom he or she is authorized to publish or communicate it, any fact or document which comes to<br />

his or her knowledge, or into his or her possession, by virtue of being a Commonwealth officer, and<br />

which it is his or her duty not to disclose, commits an offence.<br />

(Section 70(2) also imposes an equivalent obligation on former Commonwealth officers.)<br />

If a Commonwealth officer has a duty not to disclose information they obtain in the course of<br />

doing their job, s 70 makes it an offence to disclose that information. Importantly, s 70 does<br />

Other provisions protect the confidentiality of particular categories of information. For example,<br />

Div 355 of Sch 1 to the Taxation Administration Act 1953 (TAA 1953) protects the confidentiality<br />

of ‘protected information’, being information that was disclosed or obtained under or for the<br />

purposes of a taxation law, that relates to the affairs of an entity, and that identifies (or is<br />

reasonably capable of being used to identify) the entity (s 355-30). Further, some provisions<br />

protect the confidentiality of ‘commercial information’. For example, s 114(1) of the Food<br />

Standards Australia New Zealand Act 1991 imposes a duty on particular people not to disclose<br />

any ‘confidential commercial information’ in respect of food. 4 Other provisions, commonly<br />

contained in law enforcement legislation, protect the confidentiality of information<br />

relating to an investigation. One example is s 34ZS(1) of the Australian Security Intelligence<br />

Organisation Act 1979, which makes it an offence to disclose information indicating that a<br />

warrant has been issued, relating to the content of a warrant, or relating to the questioning<br />

or detention of a person in connection with a warrant.<br />

Specific secrecy provisions typically contain exceptions or defences that permit relevant<br />

information to be disclosed in particular circumstances. One common exception allows<br />

relevant information to be disclosed in the ‘performance of duties’. This type of exception<br />

ordinarily permits disclosures that are incidental to the carrying out of ‘the duties of an<br />

officer’s employment’ (that is, those functions and actions that are authorised as part of his<br />

or her employment). 5 Although it will necessarily depend on the particular statutory context,<br />

disclosures may be permitted under a ‘performance of duties’ type exception even if they are<br />

not specifically contemplated by the relevant legislation. For example, in some cases an officer<br />

1 In its 2009 report, Secrecy laws and open government in Australia, the Australian Law Reform Commission identified 506 secrecy provisions<br />

contained in 176 Commonwealth laws (see 104).<br />

2 Other examples are s 79 of the Crimes Act, which applies in relation to ‘official secrets’, and s 13(6) of the Public Service Act 1999, which<br />

says that an APS employee must ‘maintain appropriate confidentiality about dealings that the employee has with any Minister or<br />

Minister’s member of staff’.<br />

3 See s 60A of the Australian Federal Police Act 1979.<br />

4 ‘Confidential commercial information’ in relation to food is defined in s 4 of the Act to mean a trade secret relating to food, or any other<br />

information relating to food that has a commercial value that would be, or could reasonably be expected to be, destroyed or diminished<br />

if the information were disclosed.<br />

5 See Canadian Pacific Tobacco Ltd v Stapleton (1952) 86 CLR 1 and Herscu v The Queen (1991) 173 CLR 276.<br />

36 37

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