Jayant Sanghvi
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ECJuQF
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PiethEm<br />
ISKCON I'errrple Road,<br />
Gotri, \'adr>d;lra - 390 007, India.<br />
Ph. :2322.13.1 1o 36 Fax :2322.445<br />
Email : jssi?lr:nai lprathanr.corr<br />
<strong>Jayant</strong> <strong>Sanghvi</strong><br />
l<br />
Dec O7, 2016<br />
To,<br />
1, National Stock Exchange of India Ltd, 2.<br />
Exchang e Plaza, 5th Floor,<br />
Plot No. C/L, G Block,<br />
Bandra Kurla Complex,<br />
Bandra (East),<br />
Mumbai - 4OO O51.<br />
Scrip Name: SUNPHARMA<br />
Bombay Stock Exchange Ltd,<br />
Market Operations Dept.<br />
P. J. Towers, Dalal Street,<br />
Mumbai - 4OO OO1.<br />
Scrip Code: 5247Ls<br />
Dear Sirs,<br />
Re: Disclosure under Regulation 31 (1) & 31 (2) of the Securities Exchange Board<br />
of India (Substantial Acquisition of Shares and Takeovers), Regulations, 2O11<br />
I, <strong>Jayant</strong> S, <strong>Sanghvi</strong> being the relative of the promoter, hereby give disclosure under<br />
Regulation 31 (1) & 31 (2) of the SEBI (Substantial Acquisition of Shares and Takeovers),<br />
Regulations,zOLt, regarding creation of pledge and revocation of pledge of certain<br />
securities of SUN PHARMACEUTICAL INDUSTRIES LTD, and accordingly, I enclose herewith<br />
the disclosure giving details of the aforesaid transactions,<br />
The above is for<br />
Thanking you,<br />
Yours truly,<br />
your information and record,<br />
<strong>Jayant</strong> S. <strong>Sanghvi</strong><br />
Encl: as above<br />
CC to: SUN PHARMACEUTICAL INDUSTRIES LTD.
Name of the T c 9qn Pharmaceutical Industries Linrited<br />
Names of the Stock Exchanges where the<br />
BSE Limited (BSE)<br />
listed<br />
National Stock Exchan of India Limited (NSE<br />
Date of reporting<br />
07112t2016<br />
Name of the promoter or PAC on whose s<br />
created/re leased/i nvoked<br />
Details of the creation/<br />
<strong>Jayant</strong> S. <strong>Sanghvi</strong><br />
Name of the<br />
promoter(s) or<br />
PACs with<br />
him(.)<br />
Dilip Shantilal<br />
<strong>Sanghvi</strong><br />
Viditi Investment<br />
Private Limited<br />
Tejaskiran<br />
Pharmachem<br />
Industries Pvt<br />
Ltd<br />
Family<br />
Investment<br />
Private Limited<br />
Promoter Holding<br />
in the target<br />
Gompany (1)<br />
No. of<br />
shares<br />
o/o<br />
of<br />
total<br />
shar<br />
e<br />
capita<br />
I<br />
Promoter holding<br />
already<br />
encumbered (2)<br />
No. of<br />
shares<br />
o/o<br />
of<br />
total<br />
share<br />
capital<br />
I yP(' rJt<br />
event<br />
(creatio<br />
n<br />
I<br />
release<br />
I<br />
invocati<br />
on)<br />
Details of events peftaining to e@<br />
uale oI<br />
creation<br />
I<br />
invocati<br />
on<br />
release<br />
of<br />
encumbr<br />
ance<br />
I ype or<br />
encumbran<br />
ce<br />
(pledge/<br />
lien/<br />
non<br />
disposal<br />
undertaking<br />
/ othersl<br />
Keason<br />
s for<br />
encumb<br />
erance*<br />
*<br />
No. of<br />
shares<br />
o/o<br />
of<br />
Share<br />
capital<br />
Name of<br />
the entity<br />
in whose<br />
favor<br />
shares<br />
ncumbere<br />
d<br />
Post event holding<br />
of<br />
Encumbered shares<br />
{creation [(2)+(3)l /<br />
release t(2)-(3)l /<br />
invocation [(1)-(3)l]<br />
No. of<br />
shares<br />
230,295,690 9.60 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
200,946,362 8.37 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
194,920,971 8.12 0 0.00 NA NA<br />
182,437,99C 7.60 0 0.00 NA NA<br />
NA NA NA NA NA 0 000<br />
o/o<br />
of<br />
total<br />
share<br />
capital<br />
NA NA NA NA NA 0 0.00<br />
Page 1 of 6<br />
{' {2,/\ '
Quality<br />
Investment<br />
Private Limited<br />
Virtuous Finance<br />
Private Limited<br />
Virtuous Share<br />
Investments<br />
Private Limited<br />
Sholapur<br />
Organics Private<br />
Limited<br />
Vibha Dilip<br />
Sanqhvi<br />
Kumud Shantilal<br />
<strong>Sanghvi</strong><br />
Aalok Dilip<br />
Sanqhvi<br />
Vidhi Dilip<br />
<strong>Sanghvi</strong><br />
Jeevanrekha<br />
Investrade<br />
Private Limited<br />
Kumud S.<br />
<strong>Sanghvi</strong> Trustee<br />
of <strong>Sanghvi</strong><br />
Family & Friends<br />
Benefit Trust<br />
Package<br />
Investrade<br />
Private Limited<br />
<strong>Sanghvi</strong> Finance<br />
Private Limited<br />
Asawari<br />
Investment &<br />
Finance Private<br />
Limited<br />
Flamboyawer<br />
Finance Private<br />
Limited<br />
182,379,237 7.60 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
96,851,921 403 1 0000000 0.42 NA NA NA NA NA NA NA 1 0000000 0.42<br />
83,751,259 3.49 NA NA NA NA NA NA NA NA NA NA NA<br />
15,992,1 10 0.67 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
8,840,290 0.37 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
199,465 0.01 1,00,000 0.01 NA NA NA NA NA NA NA 1,00,000 0.01<br />
2,877,290 0.12 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
2,822,427 0.12 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
1,458,906 0.06 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
1,276,774 0.05 0 0.00 NA NA NA NA NA NA NA 0 0,00<br />
895.039 0.04 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
282,603 0.01 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
49,468 0.00 0 0.00 NA NA NA NA NA NA NA 0 000<br />
20.865 0.00 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
Page 2orG<br />
7' Cau' '
<strong>Sanghvi</strong><br />
Properties<br />
Private Limited<br />
Gujarat Sun<br />
Pharmaceutical<br />
Industries<br />
Private Limited<br />
Nirmit Exports<br />
Private Limited<br />
15,479 0.00 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
14,362 0.00 0 000 NA NA NA NA NA NA NA 0 0.00<br />
7,022 0.00 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
Raksha Sudhir 33,830,352 1.41 1 3505000 0.56 NA NA NA NA NA NA NA 1 3505000 0.56<br />
Valia - Person<br />
actinq in concert<br />
Sudhir V.Valia 14,345,019 0.60 1 0000 0.00 NA NA NA NA NA NA NA 1 0000 0.00<br />
Aditya Medisales<br />
Limited - Person<br />
actinq in concert<br />
Unimed<br />
Investments<br />
Limited- Person<br />
actinq in concert<br />
40,153,960 1.67 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
10,400,850 0.43 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
Following Promoter Group personsientities have been re-classified from Promoter Group Category to Public Category vide Receipt of approval from National Stock<br />
Exchange of India Limited on October 7, 2016 and BSE Limited on October 10, 2016, for reclassification of shares under Regulation 31A(7) of the SEBI (Listing Obligation<br />
& Disclosure Requirements) Regulations, 2015.<br />
<strong>Jayant</strong> Shantilal<br />
<strong>Sanghvi</strong><br />
7405587 0.31 7394364. 0.31 Annexur<br />
e1<br />
Annexur<br />
e1<br />
Annexurel<br />
Annexur<br />
e1<br />
Annexur<br />
e1<br />
Annex<br />
urel<br />
Annexurel 7394317*" 0.31<br />
Varsha Kiran<br />
Doshi<br />
321 ,1 38 0.01 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
Dipti Nirmal<br />
Modi<br />
227,270 0.01 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
Kirit Valia 1,277,952 0.05 399000 0.02 NA NA NA NA NA NA NA 399000 0.02<br />
Page3of6<br />
{r cd/^<br />
r
Kirit Valia HUF 38 0 0 0.00 NA NA NA NA NA NA NA 0 0.00<br />
Jitendra<br />
Vrundavandas<br />
Valia<br />
Jitendra V Valia<br />
(HUF)<br />
499.810 0.02 24000 0.00 NA NA NA NA NA NA NA 24000 0.00<br />
126,960 0 0 000 NA NA NA NA NA NA NA 0 0.00<br />
Ajav<br />
Vrundavandas<br />
Valia<br />
16010 0 0 0.00 NA NA NA NA NA NA NA 0 0,00<br />
Pratham lnvestments 4592474 0.r9 3772757*** 0.16<br />
(held on behalf of<br />
NA NA NA NA NA NA NA 3772757**t( 0.16<br />
the firm by its<br />
partners)<br />
*Out of these shares, 5292913 shares have been furnished to brokers as margin.<br />
"*Out of these shares,5792866 shares have been furnished to brokers as margin.<br />
"**Out of these shares, 3372805 shares have been furnished to brokers as margin.<br />
<strong>Jayant</strong> <strong>Sanghvi</strong><br />
frCa^<br />
''<br />
Place: Vadodara<br />
Date: 0711212016<br />
*The names of all the promoters, their shareholding in the target company and their pledged shareholding as on the reporting date should appear in<br />
the table irrespective of whether they are reporting on the date of event or not.<br />
** For example, for the purpose of collateral for loans taken by the company, personal borrowing, third party pledge,<br />
**This etc.<br />
would include name of both the lender and the trustee who may hold shares directly or on behalf of the lender.<br />
Page 4 of 6
Annexure-1<br />
Promoter Holdinq in the<br />
target Company (1)<br />
Promoter holding<br />
already<br />
encumbered (2)<br />
Detalls of events pertaining to encumbrance (3)<br />
event holding of<br />
Encumbered shares<br />
{creation t(2)+(3)l /<br />
release t(2)-(3)l / invocation<br />
t(1)-(3)tl<br />
<strong>Jayant</strong> S<br />
<strong>Sanghvi</strong><br />
<strong>Jayant</strong> S<br />
<strong>Sanghvi</strong><br />
7405587<br />
7405587<br />
7394364* Unpledge<br />
Antique<br />
6894364*x Stock<br />
Broking<br />
63943 tTtF**<br />
Ltd<br />
<strong>Jayant</strong> S<br />
<strong>Sanghvi</strong><br />
7405587<br />
F&O<br />
margin is<br />
created<br />
1000000 7394317*r(*r<<br />
#furnished to brokers as margin<br />
*Out of these shares, 5292913 shares have been furnished to brokers as margin.<br />
**Out of these shares, 5292913 shares have been furnished to brokers as margin.<br />
***Out of these shares, 4792866 shares have been furnished to brokers as margin<br />
"**"Out of these shares, 5792866 shares have been furnished to brokers as margin<br />
<strong>Jayant</strong> <strong>Sanghvi</strong><br />
Date: 07112116<br />
Place: Vadodara<br />
T"Ua;'4r<br />
Page 5 of 6
*The names ofall the promoters, their Shareholding in the target company and their pledged shareholding as on the reporting date should irppear in<br />
the table irrespective of whether they are reporting on the date of event or not.<br />
+* For example, for the purpose of colJateral for loans taken by the company, personal bonowing, third party pledge, etc.<br />
***This would include name of both the lender and the trustee who may hold shares directly or on behalfofthe lender.<br />
Page 6 of 6