2n76QVM
2n76QVM
2n76QVM
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Barloworld Limited<br />
(Incorporated in the Republic of South Africa)<br />
(Registration number 1918/000095/06)<br />
(Income Tax Registration number 9000/051/71/5)<br />
(Share code: BAW)<br />
(JSE ISIN: ZAE000026639)<br />
(Share code: BAWP)<br />
(JSE ISIN: ZAE000026647)<br />
(Namibian Stock Exchange share code: BWL)<br />
("Barloworld” or “the Company")<br />
DEALINGS IN SECURITIES BY DIRECTORS OF BARLOWORLD LIMITED AND DIRECTORS<br />
OF A MAJOR SUBSIDIARY OF BARLOWORLD LIMITED<br />
In terms of the Barloworld Forfeitable Share Plan (FSP) forfeitable<br />
shares were granted to senior management of the Barloworld Group on 18<br />
March 2014. The FSP vests over a period of three years. 75% of the FSP<br />
granted to executive directors and prescribed officers vest on a sliding<br />
scale based on achievement of prescribed performance conditions. The<br />
performance conditions for HEPS and TSR have not been met and only 38.0%<br />
of the RONOA performance shares will vest.<br />
In compliance with rule 3.63 to 3.74 of the Listing Requirements, the<br />
following information is disclosed:<br />
Director:<br />
Donald Wilson<br />
Company:<br />
Barloworld Limited<br />
Date of transaction: 17 March 2017<br />
Class of security: Ordinary shares<br />
Nature of transaction:<br />
Number of FSPs : 9 750<br />
Date of grant: 18 March 2014<br />
Price per share R127.8679<br />
Total value: R1 246 712.03<br />
Vesting period:<br />
Nature of interest:<br />
Market intermediary:<br />
Confirmation of<br />
clearance<br />
On market sale of shares that have vested under<br />
the Barloworld Limited Forfeitable Share Plan<br />
(FSP’s)<br />
Three years after date of grant<br />
Direct/Beneficial<br />
N/A<br />
Clearance to deal was granted by the CEO of<br />
Barloworld Limited<br />
Director:<br />
Matthew Govender<br />
Company:<br />
Barloworld South Africa (Pty) Ltd – major<br />
subsidiary of Barloworld Ltd<br />
Date of transaction: 17 March 2017<br />
Class of security: Ordinary shares<br />
Nature of transaction: On market sale of shares that have vested under<br />
the Barloworld Limited Forfeitable Share Plan<br />
(FSP’s)and on market sale of shares<br />
Number of FSPs :<br />
1 350 FSPs<br />
Number of shares<br />
621 ordinary shares<br />
Date of grant: 18 March 2014<br />
Price per share R128.6477<br />
Total value: R253 564.62<br />
Vesting period:<br />
Three years after date of grant<br />
Nature of interest: Direct/Beneficial
Market intermediary:<br />
Confirmation of<br />
clearance<br />
N/A<br />
Clearance to deal was granted by a director of<br />
Barloworld Limited<br />
Director:<br />
Sameshan Moodley<br />
Company:<br />
Barloworld South Africa (Pty) Ltd – major<br />
subsidiary of Barloworld Ltd<br />
Date of transaction: 17 March 2017<br />
Class of security: Ordinary shares<br />
Nature of transaction: On market sale of shares that have vested under<br />
the Barloworld Limited Forfeitable Share Plan<br />
(FSP’s)<br />
Number of FSPs : 1 600<br />
Date of grant: 18 March 2014<br />
Price per share R127.8679<br />
Total value: R204 588.64<br />
Vesting period:<br />
Three years after date of grant<br />
Nature of interest: Direct/Beneficial<br />
Market intermediary: N/A<br />
Confirmation of<br />
clearance<br />
Date of transaction: 20 March 2017<br />
Class of security: Ordinary shares<br />
Nature of transaction: On market sale of shares<br />
Number of shares : 1000<br />
Price per share R127.1111<br />
Total value: R127 110.11<br />
Nature of interest:<br />
Confirmation of<br />
clearance<br />
Clearance to deal was granted by a director of<br />
Barloworld Limited<br />
Direct/Beneficial<br />
Clearance to deal was granted by a director of<br />
Barloworld Limited<br />
Director:<br />
Andronicca Masemola<br />
Company:<br />
Barloworld South Africa (Pty) Ltd – major<br />
subsidiary of Barloworld Ltd<br />
Date of transaction: 17 March 2017<br />
Class of security: Ordinary shares<br />
Nature of transaction: On market sale of shares that have vested under<br />
the Barloworld Limited Forfeitable Share Plan<br />
(FSP’s)<br />
Number of FSPs : 7 110<br />
Date of grant: 18 March 2014<br />
Price per share R127.8679<br />
Total value: R909 140.77<br />
Vesting period:<br />
Three years after date of grant<br />
Nature of interest: Direct/Beneficial<br />
Market intermediary:<br />
Confirmation of<br />
clearance<br />
N/A<br />
Clearance to deal was granted by a director of<br />
Barloworld Limited
Director:<br />
Litha Nkombisa<br />
Company:<br />
Barloworld South Africa (Pty) Ltd – major<br />
subsidiary of Barloworld Ltd<br />
Date of transaction: 17 March 2017<br />
Class of security: Ordinary shares<br />
Nature of transaction: On market sale of shares that have vested under<br />
the Barloworld Limited Forfeitable Share Plan<br />
(FSP’s)<br />
Number of FSPs : 1 670<br />
Date of grant: 18 March 2014<br />
Price per share R127.8679<br />
Total value: R213 539.39<br />
Vesting period:<br />
Three years after date of grant<br />
Nature of interest: Direct/Beneficial<br />
Market intermediary:<br />
Confirmation of<br />
clearance<br />
N/A<br />
Clearance to deal was granted by a director of<br />
Barloworld Limited<br />
Director:<br />
Gale Lemmert<br />
Company:<br />
Barloworld South Africa (Pty) Ltd – major<br />
subsidiary of Barloworld Ltd<br />
Date of transaction: 17 March 2017<br />
Class of security: Ordinary shares<br />
Nature of transaction: On market sale of shares to meet costs of<br />
taxation in respect of shares that have vested<br />
under the Barloworld Limited Forfeitable Share<br />
Plan (FSP’s))<br />
Number of FSPs : 539<br />
Date of grant: 18 March 2014<br />
Price per share R127.8679<br />
Total value: R68 920.80<br />
Vesting period:<br />
Three years after date of grant<br />
Nature of interest: Direct/Beneficial<br />
Market intermediary:<br />
Confirmation of<br />
clearance<br />
N/A<br />
Clearance to deal was granted by a director of<br />
Barloworld Limited<br />
Director:<br />
Boikanyo Mazibuko<br />
Company:<br />
Barloworld South Africa (Pty) Ltd – major<br />
subsidiary of Barloworld Ltd<br />
Date of transaction: 17 March 2017<br />
Class of security: Ordinary shares<br />
Nature of transaction: On market sale of shares to meet costs of<br />
taxation in respect of shares that have vested<br />
under the Barloworld Limited Forfeitable Share<br />
Plan (FSP’s))<br />
Number of FSPs : 671<br />
Date of grant: 18 March 2014<br />
Price per share R127.8679<br />
Total value: R85 799.36<br />
Vesting period:<br />
Three years after date of grant<br />
Nature of interest: Direct/Beneficial<br />
Market intermediary:<br />
Confirmation of<br />
clearance<br />
N/A<br />
Clearance to deal was granted by a director of<br />
Barloworld Limited
Director:<br />
Sibani Mngomezulu<br />
Company:<br />
Barloworld South Africa (Pty) Ltd – major<br />
subsidiary of Barloworld Ltd<br />
Date of transaction: 17 March 2017<br />
Class of security: Ordinary shares<br />
Nature of transaction: On market sale of shares to meet costs of<br />
taxation in respect of shares that have vested<br />
under the Barloworld Limited Forfeitable Share<br />
Plan (FSP’s))<br />
Number of FSPs : 951<br />
Date of grant: 18 March 2014<br />
Price per share R127.8679<br />
Total value: R121 602.37<br />
Vesting period:<br />
Three years after date of grant<br />
Nature of interest: Direct/Beneficial<br />
Market intermediary:<br />
Confirmation of<br />
clearance<br />
Sandton<br />
22 March 2017<br />
N/A<br />
Clearance to deal was granted by a director of<br />
Barloworld Limited<br />
Sponsor: J.P. Morgan Equities South Africa Proprietary Limited