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BIOETHICS

able for a clinical trial to use a placebo as

a control — a question that has sparked

explosive debate within the bioethics community

for decades.

“Undivided Loyalty”

The relationship between the physician

and the patient is at the heart of the placebouse

debate. Physicians are bound by a legal

concept called the fiduciary obligation,

which calls for the physician’s undivided

loyalty to the interests of the patient. Therefore,

is it possible for a physician to give a

patient a placebo while still upholding this

obligation? If a physician conducts a clinical

trial knowing that half of the patients will

be given nothing more than a sugar pill, is

the physician truly fulfilling his or her duty?

The short answer, most bioethicists say, is

that it depends on the situation.

Use of placebo control groups has been

the gold standard of clinical research

since the 1960s. Courtesy of Tulane.edu

According to Levine, the use of a placebo

as a control is unquestionably ethical under

certain circumstances. One circumstance

arises when testing a therapy for a condition

for which there is no proven treatment. “If

there’s no medication out there that anyone

thinks is any good, then it is considered ethically

acceptable to give half of the patients

a placebo,” Levine said.

On the other hand, there are some circumstances

under which it is clearly unacceptable

to use placebos. If researchers are

testing a new therapy for a serious condition

that has a known effective treatment, it is

not considered ethical to give placebos to

any of the patients. “This would be considered

a serious violation of the fiduciary

obligation,” Levine said. If, for example, a

researcher were conducting a clinical trial on

a new medication that might prevent heart

attacks, they should not give any of the

trial participants a placebo if there already

existed a reasonably effective medication for

that purpose. Because use of a placebo in

such a situation could cause death or permanent

harm to participants, the researcher

would be obligated to test the performance

of the new drug by comparing it to that of

the known treatment.

Other examples, however, are not so

straightforward. Levine points to hypertension,

commonly known as high blood

pressure, as an example of a condition for

which the acceptability of placebo use is less

clear. Over time, untreated hypertension can

be deadly, increasing the risk for conditions

such as heart attack, stroke, and kidney

failure. Yet in the short-term, it is unlikely

to be fatal for individuals who are otherwise

healthy and are under the observation of

experienced doctors. Therefore, is it ethical

to use placebo controls when testing new

medications for hypertension?

Levine claims that, in these situations, it is

ethical to use placebos, provided that a few

conditions are met. First, the placebos must

only be used in individuals with a conditions

so mild that they are unlikely to develop

serious complications. Second, all trial participants

must be monitored carefully, and

withdrawn immediately from the trial at the

first sign of adverse effects. Finally, the trial

must only be conducted over a short period

of time — on the order of months, rather

About the Author

Dr. Levine believes that placebo use

in research on conditions like hypertension

is acceptable if certain

precautions are taken. Courtesy of

TheSurvivorsClub.org

than years. “We do these sorts of trials

under circumstances where nobody’s going

to get into serious trouble,” Levine said.

Above all, Levine stresses the importance

of acknowledging the complexities

of human research ethics. “Almost everything

you read in the papers is sound-byte

ethics,” he says. “Things are virtually never

as simple as they appear to be in the media.”

The complicated issues raised by the ethics

of placebo use force physicians to tackle

difficult questions about their responsibilities

to their patients, the place of scientific

research in society, and the moral duties that

bind us together as human beings.

Bridget Kiely is a freshman in Calhoun College planning to major in Molecular,

Cellular, and Developmental Biology.

Acknowledgements

The author would like to thank Dr. Levine for sharing his expertise concerning

placebo use in bioethics.

Further Reading

• Levine, Robert. “Placebo controls in clinical trials of new therapies for conditions

for which there are known effective treatments.” The Science of the Placebo: Toward

an Interdisciplinary Research Agenda. Ed. H. Guess, A. Kleinman, J. Kusek

and L. Engel. London: BMJ Books, 2002.

www.yalescientific.org April 2012 | Yale Scientific Magazine 13

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