22.12.2012 Views

Conflict, Legitimacy and Government Reform: Equitable Allocation of ...

Conflict, Legitimacy and Government Reform: Equitable Allocation of ...

Conflict, Legitimacy and Government Reform: Equitable Allocation of ...

SHOW MORE
SHOW LESS

You also want an ePaper? Increase the reach of your titles

YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.

<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society


The Supplementary document for the 11 th<br />

academic congress <strong>of</strong> King Prajadhipok’s Insitute<br />

for the year 2009.<br />

“<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society”


KPI Congress XI<br />

<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

Copyright © 2009 by King Prajadhipok’s Institute<br />

ISBN: 978-974-449-508-2<br />

KPI 52-67-300.0<br />

Number <strong>of</strong> copies: 400<br />

Pro<strong>of</strong> Reader Wendell Katerenchuk<br />

Saiphone Suthikool<br />

Apinya Dissaman<br />

Natthakarn Sukolratanametee<br />

Support team The College <strong>of</strong> Politics <strong>and</strong> Governance<br />

The Office for Peace <strong>and</strong> Govemance<br />

Publisher: King Prajadhipok’s Institute<br />

47/101 Seminar Center Building, Civil Service Training Institute,<br />

Tiwanon Road, Nonthaburi 11000<br />

Tel. 0-2527-7830-9<br />

Fax. 0-2527-7824<br />

http://www.kpi.ac.th<br />

Printer: Charansanitwong Printing<br />

285-292 Moo 4 Petchakasem Road,<br />

Laksong, Bangkae, Bangkok 10160<br />

Tel. 0-2809-2281-3, 0-2809-2285 Fax. 0-2809-2284<br />

All right reserved. No part <strong>of</strong> this publication may be reproduced, stored in a<br />

retrieval system, or transmitted in any form or by any means, electronic,<br />

mechanical, photocopying, recording, or otherwise, without the prior<br />

permission <strong>of</strong> the publisher.


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

Introduction<br />

The King Prajadhipok’s Institute is set to<br />

organize the 11 th academic congress for<br />

2009 (KPI Congress) entitled “<strong>Conflict</strong>,<br />

<strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong><br />

<strong>Allocation</strong> <strong>of</strong> Resources in Thai Society”. The<br />

objective <strong>of</strong> the congress is to create a public stage<br />

to present academic works <strong>and</strong> invite thinkers <strong>and</strong><br />

practitioners including interested parties from<br />

local <strong>and</strong> abroad to express views <strong>and</strong> outlooks<br />

<strong>and</strong> exchange experiences over the state systems,<br />

conflicts <strong>and</strong> justice in society. The congress will<br />

also provide recommendations <strong>and</strong> take part in<br />

drafting national policies that fairly allocate<br />

resources for all Thais.<br />

This document is made as a supplementary<br />

document for an academic seminar held by the<br />

King Prajadhipok’s Institute, if the document is<br />

found to be incomplete or carry any mistake; the<br />

institute would like to extend an apology to all<br />

participants. After the seminar is ended, the<br />

institute will provide another document which<br />

includes the results <strong>of</strong> the congress to be<br />

disseminated to concerned agencies <strong>and</strong> general<br />

public.<br />

5


6 KPI Congress XI<br />

CONTENTS<br />

Pages<br />

Introduction 5<br />

<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: 11<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

KPI Congress XI Program 21<br />

“<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society”<br />

Exhibition program 21<br />

“<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society”<br />

His Royal Highness Crown Prince Maha Vajiralongkorn 31<br />

on the Occasion <strong>of</strong> KPI Congress XI Program<br />

Panel Discussion on<br />

“<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society”<br />

Towards an Acceptable Fair Society 37<br />

Pasuk Phongpaichit<br />

Origin <strong>of</strong> public policies 69<br />

Nithi Eawsriwong<br />

<strong>Conflict</strong>s, <strong>Legitimacy</strong>, <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: 75<br />

The Role <strong>of</strong> Civic Education<br />

Richard A. Nuccio, Ph.D.


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources, Governance <strong>and</strong> <strong>Reform</strong>: 89<br />

Introducing IDG-Net<br />

Kathleen Lauder<br />

Group discussions on<br />

“<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

Group 1: <strong>Government</strong> <strong>and</strong> political legitimacy<br />

Political <strong>Legitimacy</strong>, Rules, Mechanisms, Enforcement <strong>and</strong> Morality 117<br />

Assoc. Pr<strong>of</strong>. Dr. Niyom Rathamarit<br />

The Right Parliamentary System for Thail<strong>and</strong> 123<br />

Pr<strong>of</strong>. Dr. Nantawat Boraman<strong>and</strong><br />

Performing <strong>Government</strong>al Development Policies with 127<br />

Societal <strong>Conflict</strong> Problems <strong>and</strong> Solutions<br />

Supamit Pitipat<br />

Conceptual Framework on the Implementation <strong>of</strong> Human Rights: 129<br />

A Case Study from Human Rights Violations During<br />

the War against Drugs <strong>of</strong> 2003<br />

Suchart Wongsinnak<br />

Thai <strong>Government</strong> <strong>and</strong> <strong>Legitimacy</strong> 131<br />

Wira Lertsomporn<br />

A Study on “The Parliament System <strong>and</strong> Suitable 133<br />

Processes for Recruiting senators in Thail<strong>and</strong>”<br />

Dr. Somboon Tosborvorn<br />

Group 2: <strong>Reform</strong> <strong>of</strong> economic policy for reducing conflicts<br />

<strong>and</strong> promoting political legitimacy<br />

Thail<strong>and</strong> ,s <strong>Reform</strong>ation <strong>of</strong> Economic <strong>and</strong> Social Development Policy 137<br />

for Social Welfare <strong>and</strong> Legitimization <strong>of</strong> Capitalistic Regimes.<br />

Akarin Wongtiray<strong>and</strong>et<br />

7


8 KPI Congress XI<br />

Group 3: Judicial review <strong>and</strong> judicial activism<br />

Judicial Power <strong>and</strong> Judicial Governance 141<br />

Dr. Udom Rathamarit<br />

Judicial Activism 145<br />

Prasit Piwawattanapanich<br />

Buddhist Approach to Negotiation 147<br />

Chalakorn Thiansongjai<br />

The Roles <strong>of</strong> Monks in Dealing with Local Political <strong>Conflict</strong> 149<br />

Monk-Pr<strong>of</strong>essor, Abbot Wat Nong Payom Chumsangsongkram<br />

Group 4: Innovation for political conflict resolution through<br />

Thai local wisdom <strong>and</strong> socio-cultural capital<br />

Innovation for political conflict resolution through 153<br />

Thai local wisdom <strong>and</strong> socio-cultural capital<br />

Chalakorn Thiansongjai<br />

<strong>Conflict</strong>s in the Southern Border Provinces: 155<br />

Causes <strong>and</strong> Sustainable Solutions<br />

Group 5: Citizen politics in checking <strong>of</strong> state power for<br />

equitable allocation <strong>of</strong> resources<br />

Thais have their duties to check the state’s use <strong>of</strong> power. 163<br />

Veera Somkwamkid<br />

Civil Politics: Institutional aspect, after the Promulgation <strong>of</strong> 165<br />

2550 Constitution<br />

Prapas Pintoptaeng<br />

How can we advocate public policy <strong>and</strong> 167<br />

evaluate government performance?<br />

Nattanan Siricharoen


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

Group 6: The strategy <strong>of</strong> public administration system reform<br />

Strategies for improvement <strong>of</strong> the public sector management system 173<br />

Mr. Jadun Aphichartbutra<br />

Bureaucratic <strong>Reform</strong> 175<br />

Dr. Pheeraphon Trthasawit<br />

Group 7: <strong>Reform</strong>ing local government for the achievement <strong>of</strong><br />

fairness in Thai society<br />

<strong>Reform</strong> <strong>of</strong> local administrative organization for creation <strong>of</strong> 179<br />

equity Innovation <strong>of</strong> public services <strong>and</strong> network-based operation<br />

Direk Pattamasiriwat<br />

Assuming Local Administrator <strong>and</strong> Council Member Positions 183<br />

Assoc. Pr<strong>of</strong>. Trakoon Meechai<br />

From <strong>Conflict</strong> to Innovation: 189<br />

Participatory Budgeting in Suanmon Tambon<br />

Administrative Organization, Khonkaen<br />

Phavinee Chauyprakhong<br />

Biographical Information<br />

Pr<strong>of</strong> Bovornsak Uwanno Ph D 193<br />

Pr<strong>of</strong>essor Pasuk Phongpaichit 197<br />

Pr<strong>of</strong>essor Nithi Eawsriwong 200<br />

Dr. Porametee Vimolsiri 201<br />

Dr Sompop Chareonkul 204<br />

9


KPI Congress XI<br />

<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong><br />

<strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in<br />

Thai Society<br />

5-7 November 2009<br />

United Nations Conference Center,<br />

Rajdamnoen Avenue, Bangkok


12 KPI Congress XI


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

Principles <strong>and</strong> Rationales<br />

Over the years there have been ongoing<br />

conflicts in Thai society. Political crises<br />

have disrupted the democratic system.<br />

Groups with opposing political views clash, <strong>of</strong>ten<br />

with all sides citing civil rights <strong>and</strong> personal<br />

freedoms to legitimize their acts. People disobey<br />

laws they deem unethical, using only their<br />

personal notions as a guide. The result has been<br />

polarization <strong>and</strong> deep rifts among Thai people.<br />

Unrest continues in the southernmost provinces,<br />

causing loss <strong>of</strong> life <strong>and</strong> damage to property. All<br />

over the country, local communities <strong>and</strong> state<br />

agencies battle over allocation <strong>of</strong> natural resources.<br />

All these conflicts have taken a heavy toll on Thai<br />

society, the economy <strong>and</strong> politics, <strong>and</strong> thus have<br />

inevitably affected Thai people’s lives.<br />

<strong>Conflict</strong>s that have escalated into violence are<br />

just a tip <strong>of</strong> the iceberg, revealing a larger mass <strong>of</strong><br />

lingering <strong>and</strong> pr<strong>of</strong>oundly intertwined systemic<br />

problems such as corruption, abuse <strong>of</strong> political<br />

power, misconduct <strong>of</strong> public <strong>of</strong>ficials, unfair<br />

allocation <strong>of</strong> resources, unequal access to<br />

education opportunities, elections intimately<br />

linked to the patronage system, militar y<br />

intervention in political crises <strong>and</strong> so forth.<br />

13


14 KPI Congress XI<br />

All these constitute a chain <strong>of</strong> problems that are pr<strong>of</strong>oundly<br />

intertwined with political <strong>and</strong> bureaucratic structures that have brought<br />

about inequities in the society for decades. Most destitute people face a<br />

host <strong>of</strong> problems <strong>and</strong> have only limited channels through which their<br />

plights <strong>and</strong> grievances can be heard <strong>and</strong> remedied.<br />

Various political reform measures prescribed under the 1997<br />

constitution <strong>and</strong> the current constitution have rectified shortcomings in<br />

the channels through which politicians ascend to power <strong>and</strong> improved<br />

the various methods <strong>of</strong> inspecting politicians’ conduct. However, such<br />

measures have not addressed reform <strong>of</strong> government systems. There<br />

should be ways <strong>of</strong> incorporating the general public’s needs <strong>and</strong><br />

resentments (inputs) in decision-making processes in order to formulate<br />

policies (outputs) that will lead to concrete implementation. Also,<br />

evaluation systems <strong>and</strong> management efficiency are needed, so that<br />

reforms will culminate in a fair distribution <strong>of</strong> benefits <strong>and</strong> social<br />

harmony (just peace). Since the government system has not been<br />

transformed, numerous conflicts are still embedded in political,<br />

economic, <strong>and</strong> social <strong>and</strong> cultural fabrics, bringing about legitimacy<br />

issues concerning the government’s administration.<br />

<strong>Reform</strong> <strong>of</strong> the government system, including political structures<br />

<strong>and</strong> public administration, to ensure fair allocation <strong>of</strong> resources <strong>and</strong><br />

benefits for the people <strong>and</strong> resolve conflicts in society by peaceful means<br />

would supposedly lead to greater legitimacy <strong>of</strong> the government’s<br />

administration in the democratic system <strong>and</strong> thus has become a great<br />

challenge for all Thais. It is imperative that we create a comprehensive<br />

analytical system <strong>and</strong> mobilize resources from all sectors, including<br />

public <strong>and</strong> private sectors, civil society, <strong>and</strong> individuals, to seek models<br />

to help us comprehend the problems <strong>and</strong> develop a suitable structure for<br />

the country’s administration <strong>and</strong> achievement <strong>of</strong> social equity <strong>and</strong><br />

harmony.<br />

However, we should agree that a good state administrative structure<br />

alone is not something that can solve every problem within a short<br />

period <strong>of</strong> time. Such an administrative structure must open political<br />

space for different groups <strong>of</strong> people in the society <strong>and</strong> deal with


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

problems by tolerance rather than a resort to authoritarianism. At the<br />

same time, we must not ab<strong>and</strong>on democratic principles, or neglect civil<br />

rights, freedoms <strong>and</strong> the people’s responsibilities. Such a structure must<br />

be built on a foundation <strong>of</strong> good governance principles that promote<br />

accountability, transparency, integrity, rule <strong>of</strong> law <strong>and</strong> equity. To respond<br />

to the needs <strong>of</strong> the people, who truly own sovereign power, political aims<br />

must address resource allocation in society to foster social equity <strong>and</strong><br />

harmony.<br />

Hence, the King Prajadhipok’s Institute, whose key mission is<br />

concerned with democratic development, is organizing KPI Congress XI<br />

for the year 2009 under the theme “<strong>Conflict</strong>s, <strong>Legitimacy</strong> <strong>and</strong><br />

<strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society”<br />

as a public forum for sharing learning <strong>and</strong> scrutinizing practical<br />

approaches to foster social equity <strong>and</strong> harmony in every sector <strong>of</strong> the<br />

society, with a government system that would be suitable to the context<br />

<strong>of</strong> Thai society.<br />

Objectives<br />

1. To serve as a public forum for presentation <strong>of</strong> academic papers<br />

concerning reform <strong>of</strong> the government system to facilitate<br />

equitable allocation <strong>of</strong> resources <strong>and</strong> promote peace <strong>and</strong><br />

harmony in society.<br />

2. To exchange knowledge <strong>and</strong> comparative perspectives about<br />

relevant issues <strong>and</strong> share experiences <strong>of</strong> local <strong>and</strong> foreign<br />

academics <strong>and</strong> interested parties.<br />

3. To provide suggestions <strong>and</strong> collectively formulate a suitable<br />

structure for the government system that would ensure equitable<br />

allocation <strong>of</strong> resources <strong>and</strong> promote peace <strong>and</strong> harmony in<br />

society.<br />

15


16 KPI Congress XI<br />

Expected outcome<br />

1. Administrators, academics, government <strong>of</strong>ficials, nongovernmental<br />

organizations, <strong>and</strong> the general public have<br />

opportunities to review <strong>and</strong> comment on approaches to solve<br />

political problems <strong>and</strong> issues concerning benefits <strong>and</strong> resource<br />

allocation in order to foster equity in administration for every<br />

sector <strong>and</strong> social harmony, which would be beneficial to<br />

Thail<strong>and</strong> in the future.<br />

2. Obtain recommendations <strong>and</strong> approaches for structural<br />

development <strong>of</strong> the government system that would facilitate fair<br />

distribution <strong>of</strong> benefits <strong>and</strong> promote social harmony in order to<br />

present these measures to Thai society in the near future.<br />

Main activities<br />

There will be three main activities at KPI Congress XI under the<br />

theme<br />

1. Keynote speeches<br />

Keynote speeches present opportunities for local <strong>and</strong> foreign experts<br />

with a breadth <strong>of</strong> experiences <strong>and</strong> knowledge about political <strong>and</strong><br />

administrative structures to share their experiences, insights, <strong>and</strong><br />

perspectives on government system reform to facilitate fair distribution<br />

<strong>of</strong> benefits <strong>and</strong> promote social harmony. At this symposium, two<br />

keynote speeches will be arranged:<br />

1.1 Opening keynote speech delivered by a foreign academic<br />

expert in the field <strong>of</strong> government system structures that<br />

facilitate fair distribution <strong>of</strong> benefits <strong>and</strong> promote social<br />

harmony;<br />

1.2 Closing keynote speech delivered by a Thai expert on policy<br />

formulation <strong>and</strong> concrete implementation to achieve fair<br />

distribution <strong>of</strong> benefits <strong>and</strong> promote social harmony.


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

2. Academic seminar<br />

The academic seminar will serve as a forum for sharing ideas <strong>and</strong><br />

brainstorming among participants on the issue <strong>of</strong> government system<br />

structures that facilitate fair distribution <strong>of</strong> benefits <strong>and</strong> promote social<br />

harmony. Participants will include administrators from both public <strong>and</strong><br />

private sectors, academics <strong>and</strong> competent individuals as well as<br />

representatives from the government, independent organizations, public<br />

agencies, local administrative organizations, academic institutions, nongovernmental<br />

organizations, media, civil society organizations, <strong>and</strong> the<br />

general public.<br />

The academic seminar comprises panel discussions <strong>and</strong> group<br />

discussions as follows:<br />

2.1 Panel discussions present opportunities for local <strong>and</strong> foreign<br />

academics <strong>and</strong> experts to share their insights <strong>and</strong> experiences<br />

on the issue <strong>of</strong> government system structures that facilitate<br />

fair distribution <strong>of</strong> benefits <strong>and</strong> promote social harmony.<br />

1) Panel discussion with foreign experts who share their<br />

insights <strong>and</strong> experiences on the issue <strong>of</strong> government<br />

system structures that facilitate fair distribution <strong>of</strong><br />

benefits <strong>and</strong> promote social harmony.<br />

2) Panel discussion with Thai academics <strong>and</strong> experts who<br />

share their insights <strong>and</strong> experiences on public policy<br />

issues pertinent to the government system structures in<br />

Thail<strong>and</strong>.<br />

2.2 Group discussions serve as forums for presentation <strong>of</strong><br />

academic articles <strong>and</strong> papers or research findings. The<br />

summary <strong>of</strong> group discussion will be presented under seven<br />

sub-themes, including<br />

<strong>Government</strong> <strong>and</strong> political legitimacy<br />

<strong>Reform</strong> <strong>of</strong> economic policy for reducing conflicts <strong>and</strong><br />

promoting political legitimacy<br />

17


18 KPI Congress XI<br />

3. Exhibition<br />

Judicial review <strong>and</strong> judicial activism<br />

Innovation for political conflict resolution through<br />

Thai local wisdom <strong>and</strong> socio-cultural capital<br />

Citizen politics in checking <strong>of</strong> state power for equitable<br />

allocation <strong>of</strong> resources<br />

The strategy <strong>of</strong> public administration system reform<br />

<strong>Reform</strong>ing local government for the achievement <strong>of</strong><br />

fairness in Thai society<br />

The purpose <strong>of</strong> the exhibition is to disseminate information <strong>and</strong><br />

knowledge about fair distribution <strong>of</strong> benefits <strong>and</strong> resources <strong>and</strong> the link<br />

with social equity <strong>and</strong> harmony. The compilation represents research<br />

conducted jointly conducted by King Prajadhipok’s Institute <strong>and</strong> partner<br />

network organizations <strong>and</strong> undertaken by other sectors.<br />

Target groups<br />

1. Members <strong>of</strong> the House <strong>of</strong> Representatives <strong>and</strong> the Senate<br />

2. Executives <strong>and</strong> members <strong>of</strong> political parties<br />

3. National <strong>and</strong> local politicians<br />

4. State <strong>of</strong>ficials as well as <strong>of</strong>ficials or personnel in public agencies,<br />

independent organizations, state enterprises, <strong>and</strong> local<br />

administrative organizations<br />

5. Officials or personnel in international agencies dealing with<br />

promotion <strong>and</strong> development <strong>of</strong> democratic governance<br />

6. Academics involved in promotion <strong>and</strong> development <strong>of</strong><br />

democratic government<br />

7. Community development organizations, community leaders,<br />

local leaders, civil society groups or networks


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

8. NGO representatives<br />

9. All branches <strong>of</strong> mass media<br />

10. Secondary school <strong>and</strong> university students<br />

11. Interested persons<br />

Number <strong>of</strong> participants<br />

500 participants<br />

Date <strong>and</strong> venue<br />

5 November 2009 at 13.00-18.00<br />

6 November 2009 at 08.00-17.00<br />

7 November 2009 at 08.00-12.30<br />

United Nations Conference Center, Rajdamnoen Avenue, Bangkok<br />

19


20 KPI Congress XI


KPI Congress XI Program<br />

<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong><br />

<strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in<br />

Thai Society<br />

5-7 November 2009<br />

United Nations Conference Center,<br />

Rajdamnoen Avenue, Bangkok


22 KPI Congress XI


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

KPI Congress XI<br />

<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

5-7 November 2009<br />

United Nations Conference Centre, Rajdamnoen Avenue, Bangkok<br />

Thursday November 5, 2009<br />

1300-1430 Registration<br />

1500-1550 His Royal Highness Crown Prince Maha Vajiralongkorn<br />

<strong>and</strong> Her Royal Highness Princess Srirasm, Royal<br />

Consort to His Royal Highness Crown Prince Maha<br />

Vajiralongkorn preside over opening <strong>of</strong> the Congress<br />

& Exhibition<br />

1550-1600 Video presentation “<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong><br />

<strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in the Thai<br />

Society”<br />

1600-1800 International panel discussion on “<strong>Conflict</strong>, <strong>Legitimacy</strong><br />

<strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong><br />

Resources in the Thai Society”<br />

- Dr. Richard A. Nuccio, Director, Civitas International<br />

Programs at Center for Civic Education (USA)<br />

With the assistance <strong>of</strong> the Embassy <strong>of</strong> the United States <strong>of</strong><br />

America<br />

- Ms. Kathleen Lauder, Senior Associate,<br />

Institute on Governance (Canada)<br />

With the assistance <strong>of</strong> the <strong>Government</strong> <strong>of</strong> Canada<br />

23


24 KPI Congress XI<br />

- Dr. Dieter W. Benecke, Economic Consultant (Germany)<br />

With the assistance <strong>of</strong> Konrad Adenauer Stiftung<br />

- Pr<strong>of</strong>. Park, Chan Wook, Chair, Department <strong>of</strong> Political<br />

Science, Seoul National University (Korea)<br />

Moderator : Dr. Jingjai Hanchanlash, Chairman, 11 th<br />

KPI Congress Organizing Committee<br />

Friday November 6, 2009<br />

0800-0900 Registration<br />

0900-1030 Special keynote address “Towards a fairer Thai society”<br />

By : Pr<strong>of</strong>. Dr. Pasuk Pongpaijit<br />

1030-1100 C<strong>of</strong>fee break<br />

1100-1230 Thai panel discussion “Dynamic allocation <strong>of</strong> resources<br />

<strong>and</strong> conflict management in Thai Society”<br />

- Pr<strong>of</strong>. Dr. Nidhi Eoseewong<br />

- Mr. Salee Ongsomwang<br />

- Dr. Poramethee Vimolsiri<br />

- Dr. Sompop Chareonkul<br />

1230-1330 Lunch<br />

Moderator: Mr. Pat Chungkankul<br />

1330-1700 Group discussions on “<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong><br />

<strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai<br />

Society”<br />

Group 1: <strong>Government</strong> <strong>and</strong> political legitimacy<br />

Group 2: <strong>Reform</strong> <strong>of</strong> economic policy for reducing<br />

conflicts <strong>and</strong> promoting political legitimacy<br />

Group 3: Judicial review <strong>and</strong> judicial activism


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

Group 4: Innovation for political conflict resolution<br />

through Thai local wisdom <strong>and</strong> socio-<br />

cultural capital<br />

Group 5: Citizen politics in checking <strong>of</strong> the state<br />

power for equitable allocation <strong>of</strong> resources<br />

Group 6: The strategy <strong>of</strong> public administration<br />

system reform<br />

Group 7: <strong>Reform</strong>ing local government for the<br />

achievement <strong>of</strong> fairness in Thai society<br />

Saturday November 7, 2009<br />

0800-0830 Registration<br />

0830-1030 Presentation <strong>and</strong> discussion <strong>of</strong> group discussion results<br />

(10 minutes each)<br />

Group 1: <strong>Government</strong> <strong>and</strong> political legitimacy<br />

By Dr. Aran Sothib<strong>and</strong>hu, Director <strong>of</strong> the Parliamentary<br />

Academic Support Office, King Prajadhipok’s Institute<br />

Group 2: <strong>Reform</strong> <strong>of</strong> economic policy for reducing<br />

conflicts <strong>and</strong> promoting political legitimacy<br />

By Assoc. Pr<strong>of</strong>. Dr. Chompunuch Kosalakorn Permpoonwiwat<br />

Deputy Dean, Academic <strong>and</strong> International Affiars,<br />

School <strong>of</strong> Economics <strong>and</strong> Public Policy, Srinakharinwirot<br />

University<br />

Group 3: Judicial review <strong>and</strong> judicial activism<br />

By Asst. Pr<strong>of</strong>. Dr. Kanongnij Sribuaiam, Faculty <strong>of</strong> Law,<br />

Chulalongkorn University<br />

25


26 KPI Congress XI<br />

Group 4: Innovation for political conflict resolution<br />

through Thai local wisdom <strong>and</strong> socio-cultural capital<br />

By General Ekkachai Srivilas, Director <strong>of</strong> the Office <strong>of</strong><br />

Peace <strong>and</strong> Governance, King Prajadhipok’s Institute<br />

Group 5: Citizen politics in checking <strong>of</strong> state power<br />

for equitable allocation <strong>of</strong> resources<br />

By Dr. Thawilwadee Bureekul, Director, Research <strong>and</strong><br />

Development Office, King Prajadhipok’s Institute<br />

Group 6: The strategy <strong>of</strong> public administration<br />

system reform<br />

By Asst. Pr<strong>of</strong>. Pannaros Malakul Na Ayudhaya, Advisor to<br />

the Office <strong>of</strong> Public Sector Development Commission<br />

Group 7: <strong>Reform</strong>ing local government for the<br />

achievement <strong>of</strong> fairness in Thai society<br />

By Asst. Pr<strong>of</strong>. Dr. Orathai Kokpol, Director <strong>of</strong> The College<br />

<strong>of</strong> Local <strong>Government</strong> Development, King Prajadhipok’s<br />

Institute<br />

Moderator: Assoc. Pr<strong>of</strong>. Woothisarn Tanchai, Deputy<br />

Secretary General, King Prajadhipok’s Institute<br />

1030-1100 Award presentations for art competitions<br />

1100-1130 KPI Award video presentation <strong>and</strong> 2009 KPI Award<br />

presentation (to local government organizations for<br />

excellence in transparency <strong>and</strong> public participation)<br />

1130-1200 Video presentation: KPI Congress XII<br />

1200-1230 Closing address<br />

By Pr<strong>of</strong>. Dr. Borwornsak Uwanno, Secretary General,<br />

King Prajadhipok’s Institute


Exhibition program<br />

<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society


28 KPI Congress XI


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

Exhibition program<br />

KPI Congress XI<br />

Thursday 5 November 2009<br />

1500-1550 His Royal Highness Crown Prince Maha Vajiralongkorn<br />

<strong>and</strong> Her Royal Highness Princess Srirasm, Royal<br />

Consort to His Royal Highness Crown Prince Maha<br />

Vajiralongkorn preside over the opening <strong>of</strong> the<br />

Congress & Exhibition<br />

Friday November 6, 2009<br />

0900 Registration<br />

0930-1000 Thai musical performance<br />

1000-1015 PRE-QUIZ: Test yourself “Do you like to argue with<br />

your neighbours”<br />

1030-1130 Recommended books that you must read<br />

By Author <strong>and</strong> book Guru’s<br />

1130 Game time<br />

1200 Lunch<br />

1300 Registration<br />

1330-1430 Ramayana Puppet Show from Sai Nam Peung School<br />

1430-1530 The history <strong>of</strong> conflict from the people who had a role in<br />

political conflicts during many era’s<br />

29


30 KPI Congress XI<br />

Saturday November 7, 2009<br />

0900 Registration<br />

0930-1030 Ways <strong>of</strong> collecting news in conflicted area’s<br />

By News broadcaster<br />

Political news editor<br />

Local news broadcaster<br />

1030-1130 Khon Ramayana from Ramkhamhaeng University<br />

1130-1230 University Debate from Rattana Bundit University<br />

1230 Subcommittee Chairman <strong>of</strong> KPI exhibition presents<br />

awards to the winner <strong>of</strong> bag painting contest<br />

Activities: Paint a bag to solve problems <strong>of</strong> conflict (one <strong>and</strong> only in<br />

the world)<br />

Photographs for KPI Congress XI stamps<br />

Predicting behaviors concerning conflict by horoscope


His Royal Highness Crown Prince<br />

Maha Vajiralongkorn<br />

on the Occasion <strong>of</strong> KPI Congress XI Program


32 KPI Congress XI


<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society<br />

Schedule<br />

His Royal Highness Crown Prince Maha Vajiralongkorn<br />

Accompanied by<br />

Her Royal Highness Princess Srirasm, Royal Consort to His Royal<br />

Highness Crown Prince Maha Vajiralongkorn<br />

Presides Over the Opening Ceremony <strong>of</strong> the 11 th<br />

King Pradjadhipok’s Institute Congress Year 2009<br />

Topic: <strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society”<br />

At the United Nations Conference Centre,<br />

Rajdamnern Nok Avenue, Bangkok<br />

His Royal Highness Crown Prince Maha Vajiralongkorn, accompanied<br />

by Her Royal Highness Princess Srirasm, Royal Consort to His Royal<br />

Highness Crown Prince Maha Vajiralongkorn, proceeds from Sukhothai<br />

Palace to the United Nations Conference Centre, Rajdamnern Nok<br />

Avenue by a royal car<br />

- Arrives at the United Nations Conference Centre<br />

(Royal car parks on the left)<br />

(Playing the Royal anthem)<br />

- Speaker <strong>of</strong> the Parliament (Mr. Chai Chidchob)<br />

(On behalf <strong>of</strong> the president <strong>of</strong> the King Pradjadhipok’s Institute Council)<br />

The Secretary-General <strong>of</strong> the King Pradjadhipok’s Institute<br />

(Pr<strong>of</strong>essor Dr. Borwornsak Uwanno)<br />

Board <strong>of</strong> the King Pradjadhipok’s Institute Council<br />

Organizing Committee <strong>of</strong> the King Pradjadhipok’s Institute’s<br />

Academic Conference<br />

Executives <strong>of</strong> the King Pradjadhipok’s Institute awaiting the royal<br />

guests<br />

33


34 KPI Congress XI<br />

Altogether welcome the visit by His Royal Highness Crown Prince<br />

Maha Vajiralongkorn, accompanied by Her Royal Highness Princess<br />

Srirasm, Royal Consort to His Royal Highness Crown Prince Maha<br />

Vajiralongkorn<br />

- Proceed to the conference room <strong>of</strong> United Nations Conference Centre<br />

(2 nd Floor, by escalator)<br />

- Proceed to the royal chairs<br />

(Playing royal anthem)<br />

- Be seated in the royal chairs<br />

- The Secretary-General <strong>and</strong> the Deputy Secretary-General <strong>of</strong> the<br />

King Pradjadhipok’s Institute <strong>of</strong>fer the program leaflet <strong>and</strong> books<br />

- Speaker <strong>of</strong> the Parliament gives a brief speech about the background<br />

<strong>and</strong> objectives <strong>of</strong> the 11th King Pradjadhipok’s Institute Congress<br />

Year 2009<br />

- His Royal Highness Crown Prince Maha Vajiralongkorn delivers the<br />

opening speech for the Academic Conference <strong>of</strong> King Pradjadhipok’s<br />

Institute (Playing royal anthem)<br />

- Proceed out <strong>of</strong> the conference room to the exhibition area on 1st<br />

floor by escalator<br />

- Cut the ribbon for the Exhibition launching ceremony<br />

(Playing Maha Ruek)<br />

- Explore the exhibition<br />

- Sign the book <strong>of</strong> the King Pradjadhipok’s Institute<br />

- Leave the exhibition area towards downstairs by escalator<br />

(Royal car parks on the left)<br />

- Get into royal car<br />

(Playing the royal anthem)<br />

- Depart for Sukhothai Palace<br />

Dress Code The King Pradjadhipok’s Institute or internationally accepted suit


Panel Discussion on<br />

<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society


Panel Discussion<br />

Towards an Acceptable Fair Society*<br />

Pasuk Phongpaichit<br />

Honored guests,<br />

It’s my great pleasure to be invited by<br />

King Prajadhipok’s Institute to deliver a<br />

k e y n o t e a d d r e s s a t t h i s a n n u a l<br />

symposium <strong>of</strong> the institute this year. The<br />

topic <strong>of</strong> my speech is entitled “Towards an<br />

Acceptable Fair Society.” I think this topic is<br />

quite appropriate, considering the situations<br />

in our country, <strong>and</strong> it also truly corresponds<br />

to the substance <strong>of</strong> the annual KPI Congress.<br />

I use the English topic instead because I<br />

couldn’t find Thai words that I like. I don’t<br />

want to use wording ‘sue sangkom thi pen<br />

tham (towards a fair society)’ because<br />

* Keynote speech at KPI Congress XI 2009 entitled “<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong><br />

<strong>Government</strong> <strong>Reform</strong>: <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society,” held at the<br />

United Nations Conference Center, Ratchadamnoen Road, Bangkok during 5-7<br />

November 2009. The author wishes to thank Dr. Methee Krongkaew, Pr<strong>of</strong>. Dr. Kowit<br />

Posayanon, Assoc.Pr<strong>of</strong>. Dr. Duangmanee Laowakun <strong>and</strong> Assoc.Pr<strong>of</strong>. Dr. Chairath<br />

Eiamkulawat w h o p rov i d e d u s e f u l s u g g e s t i o n s a s well a s M s . Sa r u e n e e<br />

Archawanunthakun, Dr. Pun Arnun-apibutra <strong>and</strong> Archarn Nuarpear Lekfuengfu who<br />

provided information support.<br />

37


38 KPI Congress XI<br />

Pr<strong>of</strong>essor Dr. Kraiyut Theeratayakinan, who already passed away, once<br />

told me that the word ‘tham (fair)’ means nature (thammachart) whose<br />

meaning can be interpreted in several ways. I don’t want to use the word<br />

‘sangkom yutitham (fair society)’ because the topic is not about enactment<br />

<strong>of</strong> laws. I don’t want to use the word ‘sue sangkom thaothiam kan (towards<br />

an equitable society)’ because my topic is not intended to make everyone<br />

equal or equitable. I remember when I was a child, we must share things<br />

that we have. We <strong>of</strong>ten asked, “Is it fair to divide it like this?” In fact,<br />

we’re implying, “Is it acceptable?” We need to ask this question to ensure<br />

that everyone agrees that the division is a fair share, so we won’t bicker<br />

over it later. Therefore, the question “Is it fair?” opens an opportunity for<br />

those who disagree to express their opinions. If they still disagree, a new<br />

agreement has to be reached. So, agreement is very important.<br />

An acceptable fair society doesn’t need to be equal in everything but<br />

it must be equitable in terms <strong>of</strong> opportunities, security in life, political<br />

participation <strong>and</strong> the fact that children <strong>and</strong> gr<strong>and</strong>children will have<br />

equally bright futures.<br />

History <strong>of</strong> various societies asserts that these societies could not<br />

develop themselves but they have been borne out <strong>of</strong> the results produced<br />

by the people in such societies. A key factor is there must be a<br />

government system which is responsive to dem<strong>and</strong>s <strong>of</strong> various societal<br />

groups in balanced manners. The mechanisms <strong>of</strong> a modern government<br />

that can satisfy this include fiscal policy, taxation, <strong>and</strong> allocation <strong>of</strong> taxes.<br />

Additionally, public utilities <strong>and</strong> social services must be created to satisfy<br />

people’s needs <strong>and</strong> foster the economy. If the government cannot fulfill<br />

these objectives, such society tends to slide towards ever-increasing<br />

inequality. Eventually, the society might develop conflicts between the<br />

“super rich” <strong>and</strong> the “middle class” on one side <strong>and</strong> the “majority poor”<br />

on the other side.….until it becomes a structure-based conflict, waiting<br />

to explode one day (Bavornsak 2009: 6)<br />

Presently, there has been a growing acceptance that the underlying<br />

cause <strong>of</strong> ongoing political conflict we’re facing is inequality in Thai<br />

society.


Panel Discussion<br />

I would like to divide my speech into four parts. The first part<br />

elaborates about inequality in the Thai society. The second part answers<br />

the question why modern-day Thai governments have not tried to<br />

mitigate these inequality. The third part analyzes situations in other<br />

countries that successfully mitigated inequality, so we know how they did<br />

it. I’ll focus on their fiscal policies 1 compared to Thail<strong>and</strong> <strong>and</strong> analyze<br />

what Thail<strong>and</strong> should do. The fourth part is the last part that analyzes<br />

why we should uphold a democratic parliamentary system as a<br />

mechanism that will eventually lead us to an acceptable fair society.<br />

What is the degree <strong>of</strong> inequality<br />

in the Thai society?<br />

Inequality appears in many forms. It may be economic, social,<br />

political <strong>and</strong> cultural status. Even language use <strong>and</strong> treatment may<br />

display inequality. The language we use conveys inequality all the time.<br />

We can look at the use <strong>of</strong> pronouns <strong>and</strong> words that display inequality.<br />

Generally, we tend to take them for granted. My speech today will focus<br />

on economic inequality which we can take the reading from statistical<br />

information to learn how income <strong>and</strong> wealth disparity are among various<br />

groups <strong>of</strong> people in the society. Income inequality indicates how much<br />

st<strong>and</strong>ards <strong>of</strong> living differ. If we want to see genuine affluence, we mainly<br />

look at wealth or ownership <strong>of</strong> properties.<br />

Wealth: Recently, TDRI revealed data on property ownership <strong>of</strong><br />

various groups <strong>of</strong> Thai families from the poorest 20% to the richest 20%<br />

as shown in Table 1. These data tell us that the richest families 20% <strong>of</strong><br />

the country collectively possess 69 per cent <strong>of</strong> the properties in the whole<br />

country while the poorest families 20% collectively possess only 1 per<br />

1 There is much more to resource management <strong>of</strong> the country for mitigation <strong>of</strong><br />

inequality than fiscal policies. In particular, there is much more to revenue generation <strong>of</strong><br />

the state sector for public spending than taxation. Aside from that, there are also issues<br />

concerning state enterprise management, l<strong>and</strong> management <strong>and</strong> management <strong>of</strong> other<br />

public properties. Due to limited time, overview <strong>of</strong> taxation policy <strong>and</strong> state expenditure<br />

will be highlighted.<br />

39


40 KPI Congress XI<br />

cent. That means the properties owned by the richest families 20% are<br />

69 times higher than the poorest families. This tells us that wealth highly<br />

concentrates in only 20 per cent <strong>of</strong> the people in the country.<br />

Table 1: Household property by income group in 2006<br />

(1 = Poorest – 5 = Richest)<br />

Group % <strong>of</strong> the entire country<br />

Group 1 1<br />

Group 2 3<br />

Group 3 9<br />

Group 4 18<br />

Group5 69<br />

Source: Kiatpong, Wilatluk <strong>and</strong> Nalin, 2007<br />

The information concerning who has the largest amount <strong>of</strong> deposits<br />

or owns stocks <strong>and</strong> l<strong>and</strong>s the most which is the most important wealth<br />

indicator also supports the conclusion above.<br />

Bank savings: Statistics compiled by the Bank <strong>of</strong> Thail<strong>and</strong> for the<br />

month <strong>of</strong> June 2009 inform us that 42 per cent <strong>of</strong> bank deposits come<br />

from around 70,000 accounts that have over 10 million baht per<br />

account, accounting for 0.09 per cent <strong>of</strong> the total number <strong>of</strong> accounts in<br />

the country. Normally, a person has more than one account. On average,<br />

suppose each person has two accounts. If that’s the case, then it means<br />

42 per cent <strong>of</strong> the total deposit amount in the country belongs to only<br />

35,000 persons (or less than that, if many people have more than two<br />

accounts).<br />

The fact that deposits are concentrated in the h<strong>and</strong>s <strong>of</strong> a small<br />

group <strong>of</strong> people implies an extremely high income concentration because<br />

people who have huge deposits have better investment <strong>and</strong> incomegenerating<br />

opportunities than the have-nots.<br />

Stocks in the stock market: A researcher at Thammasat University<br />

is studying stock distribution in the stock market to probe how it is.


Panel Discussion<br />

We’re still waiting for study results. However, there are enough statistics<br />

that can give us a picture that there is a rather high concentration.<br />

During 1995-2004, it was found that 11 families traded positions among<br />

the top-5 families with the highest value <strong>of</strong> shares, including Maleenon,<br />

Shinawatra, Damapong, Jirathiwat, Bencharongkul, Damrongchaitham,<br />

Asavabhokin, Liewphairat, Photharamik, Kannasutra <strong>and</strong> Jaranachit<br />

(Netnapha, 2006: 99-100)<br />

L<strong>and</strong>: L<strong>and</strong> ownership is still the most vital source <strong>of</strong> wealth in the<br />

Thai society. Table 2 illustrates distribution <strong>of</strong> agricultural l<strong>and</strong><br />

ownership by l<strong>and</strong> size in 2006 which reveals a distinct concentration.<br />

The group that doesn’t own any piece <strong>of</strong> l<strong>and</strong> makes up almost 20 per<br />

cent <strong>of</strong> the total. When combining this group with the group owning 10<br />

rai or less, both groups make up 42 per cent <strong>of</strong> the entire country. Some<br />

people might argue that owing 10 rai is a lot. In fact, if you own 10 rai <strong>of</strong><br />

l<strong>and</strong> in the Northeast <strong>and</strong> the l<strong>and</strong> is located in an arid area or has saline<br />

soil. Ten-rai <strong>of</strong> l<strong>and</strong> doesn’t mean anything. This is an important point<br />

because one-third <strong>of</strong> farmers in the country lives in the Northeast <strong>and</strong><br />

faces problems with infertile soil conditions. Thus, 42 per cent <strong>of</strong> farmers<br />

owning 10 rai or less or having no l<strong>and</strong> at all is considered a very high<br />

ratio.<br />

Table 2: Distribution <strong>of</strong> l<strong>and</strong> ownership <strong>of</strong><br />

farmer households in Thail<strong>and</strong> (2006)<br />

L<strong>and</strong> size %<br />

None 18.42<br />

Less than 10 rai 23.94<br />

10-19 rai 24.91<br />

20 rai or over 22.73<br />

Source: Adapted from Duangmanee 2009: 6-6<br />

Another study carried out by an expert in l<strong>and</strong> economics from the<br />

Department <strong>of</strong> L<strong>and</strong> Development concluded that most l<strong>and</strong>s are in the<br />

h<strong>and</strong>s <strong>of</strong> a marginal number <strong>of</strong> people, that is, 10 per cent <strong>of</strong> the<br />

41


42 KPI Congress XI<br />

country’s population possesses over 100 rai but the remainder or 90 per<br />

cent <strong>of</strong> the population possesses only one rai or less. Around 811,871<br />

Thai families don’t have their own l<strong>and</strong>. Moreover, around 1-1.5 million<br />

farmer households don’t have enough l<strong>and</strong>s to make a living <strong>and</strong> have to<br />

rent l<strong>and</strong>s for their livelihood. (Preecha; 2001; cited in Duangmanee<br />

2009: 6-8)<br />

The above statistics indicate that wealth concentration in our<br />

society lies in the h<strong>and</strong>s <strong>of</strong> a marginal number <strong>of</strong> people, which is less<br />

than 10 per cent <strong>of</strong> the country. Moreover, it’s highly likely that these<br />

different types <strong>of</strong> property owners are interlinked, meaning actually they<br />

are the same clans. There is a tendency that people who have a lot <strong>of</strong><br />

deposits also own a large quantity <strong>of</strong> stocks in the stock market <strong>and</strong> a lot<br />

<strong>of</strong> l<strong>and</strong>s. Moreover, children <strong>and</strong> gr<strong>and</strong>children <strong>of</strong> these people tend to<br />

relate to each other in some kinds <strong>of</strong> family relationship, as the saying<br />

goes “boat sinks in a swamp, where will the gold go?”<br />

Income distribution: We have plenty <strong>of</strong> data on this. This is<br />

because the National Statistical Office regularly conducts nationwide<br />

surveys on household income <strong>and</strong> expenditure in Thail<strong>and</strong>, which<br />

enables us to divide household groups into various income groups,<br />

ranging from the lowest to the highest, <strong>and</strong> calculate proportions <strong>of</strong><br />

household income <strong>of</strong> different groups in GDP <strong>of</strong> the entire country.


100%<br />

80%<br />

60%<br />

40%<br />

20%<br />

0%<br />

Income distribution<br />

Diagram 1<br />

Diagram 1<br />

5th quintile<br />

4th quintile<br />

3rd qunitile<br />

2nd quintile<br />

1st quintile<br />

5<br />

Panel Discussion<br />

1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008<br />

Diagram 1 shows GDP ratio (gross domestic products or GDP) <strong>of</strong><br />

the richest 20% compared to the bottom 20% which is the poorest <strong>and</strong><br />

other groups. The ratios <strong>of</strong> these two groups during 1988-2008 reveal<br />

that the ratio <strong>of</strong> the richest 20% is more than 50 per cent <strong>of</strong> total GDP<br />

while the poorest 20% have only about 4 per cent, which is less than the<br />

ratio <strong>of</strong> 6.05 per cent recorded during 1975-1976.<br />

Diagram 1 shows GDP ratio (gross domestic products or GDP) <strong>of</strong> the<br />

richest 20% compared to the bottom 20% which is the poorest <strong>and</strong> other<br />

groups. The ratios <strong>of</strong> these two groups during 1988-2008 reveal that the ratio<br />

<strong>of</strong> the richest 20% is more than 50 per cent <strong>of</strong> total GDP while the poorest<br />

20% have only about 4 per cent, which is less than the ratio <strong>of</strong> 6.05 per cent<br />

recorded during 1975-1976.<br />

When comparing household income by region against average<br />

household income <strong>of</strong> the entire country, inequality can be observed as well<br />

(see Table 3). The Northeast <strong>and</strong> North, including the South in some years,<br />

tend to have the lowest income. When compared to rural areas, distinct<br />

inequality can be observed as well.<br />

When comparing household income by region against average<br />

household income <strong>of</strong> the entire country, inequality can be observed as<br />

well (see Table 3). The Northeast <strong>and</strong> North, including the South in<br />

some years, tend to have the lowest income. When compared to rural<br />

areas, distinct inequality can be observed as well.<br />

43


44 KPI Congress XI<br />

Table 3: Average household income by region in 1962, 2000, 2007 <strong>of</strong><br />

the entire country = 100<br />

Region 1962 2000 2007<br />

Bangkok 253.7 207.8 187.6<br />

Central 131.1 107.1 105.7<br />

South 120.1 92.1 105.7<br />

North 73.7 71.2 72.7<br />

Northeast 53.5 63.9 69.6<br />

National average 100.0 100.0 100.0<br />

Urban 119.9 150.1<br />

Rural 69.9 76.7<br />

Source: Yukio, Ikemoto, Income Distribution in Thail<strong>and</strong>, Tokyo, Institute <strong>of</strong><br />

Developing Economies, 1991; Nuarpear, 2009.<br />

Data in Diagram 1 <strong>and</strong> Table 3 show average household income.<br />

There are also data that reveal personal income disparities in Diagram 2<br />

which reports salaries <strong>and</strong> wages by occupation during 2006-2007.<br />

Again, inequality is evident here.<br />

Regarding income distribution, there are at least four observations.<br />

First, income data <strong>of</strong> the wealthy groups tend to be understated<br />

because data derive from r<strong>and</strong>om sampling. So, there is a tendency that a<br />

small number <strong>of</strong> super rich groups would be left out. (The National<br />

Statistical Office never had access to Shinawatra, Damapong, or<br />

Siriwattanapakdi families among others) Even if these groups could be<br />

reached, respondents would not reveal the whole truth. Aside from that,<br />

collected data would not include various indirect gains, which the rich<br />

tend to have more than the underprivileged, especially from government<br />

spending (such as gains from road construction that transects a piece <strong>of</strong><br />

l<strong>and</strong>, pushing up the l<strong>and</strong> price <strong>and</strong> so forth) or borrowing money for<br />

investment at a special interest rate because they have a better credit<br />

st<strong>and</strong>ing <strong>and</strong> so forth.


Bahts<br />

4,000,000<br />

3,500,000<br />

3,000,000<br />

2,500,000<br />

2,000,000<br />

1,500,000<br />

1,000,000<br />

2549<br />

2550<br />

500,000<br />

0<br />

Diagram 2<br />

Diagram 2<br />

Gross Compensation:Thail<strong>and</strong> 2549-2550<br />

Panel Discussion<br />

Occupations<br />

Second, when calculating average income <strong>of</strong> <strong>of</strong> the the poorest 20% 20% or or the the<br />

bottom quintile, it was it was found found that that it is it not is not much much different different from from the poverty the<br />

line poverty at 1,443 line at baht 1,443 per baht month per (a month person (a person with income with income below below 1,443 1,443 baht per<br />

month is considered a poor person). This poverty line is calculated by<br />

baht per month is considered a poor person). This poverty line is<br />

converting amount <strong>of</strong> calories that can sustain life <strong>of</strong> a person into amount <strong>of</strong><br />

money calculated needed by to converting buy foods amount to obtain <strong>of</strong> such calories calories, that plus can expenses sustain life <strong>of</strong> clothes, <strong>of</strong> a<br />

dwelling person <strong>and</strong> into medicines amount at <strong>of</strong> a money bare minimum needed level, to buy which foods make to obtain up 60 per such cent<br />

<strong>of</strong> calories, total expenses. plus expenses As this <strong>of</strong> implies, clothes, presently dwelling <strong>of</strong> Thail<strong>and</strong> <strong>and</strong> medicines is less than at a bare 10 per<br />

cent minimum but in fact level, it is which likely make that there up 60 may per be cent at <strong>of</strong> least total another expenses. 10 per As cent this<br />

<strong>of</strong><br />

people whose incomes are near this poverty line.<br />

Third, the gap between the richest <strong>and</strong> poorest households in 2007 is<br />

13 times. When comparing to European countries <strong>and</strong> the United States, this<br />

7<br />

45


46 KPI Congress XI<br />

implies, presently <strong>of</strong> Thail<strong>and</strong> is less than 10 per cent but in fact it is<br />

likely that there may be at least another 10 per cent <strong>of</strong> people whose<br />

incomes are near this poverty line.<br />

Third, the gap between the richest <strong>and</strong> poorest households in 2007<br />

is 13 times. When comparing to European countries <strong>and</strong> the United<br />

States, this gap is much lower than that (see Table 4).<br />

Table 4: Comparison <strong>of</strong> income inequality between<br />

the poorest 20% <strong>of</strong> different countries during 1990s-2000s<br />

Country %<br />

Japan 3.4<br />

Norway 3.9<br />

Sweden 4.0<br />

South Korea 4.2<br />

France 5.6<br />

Italy 6.5<br />

United Kingdom 7.2<br />

United States 8.4<br />

China 12.2<br />

Thail<strong>and</strong> (2007) 13.0<br />

Venezuela 16.0<br />

Argentina 17.8<br />

Brazil 21.8<br />

Source: Office <strong>of</strong> National Economic <strong>and</strong> Social Development Board, OECD<br />

Fourth, when comparing to neighboring countries, Thail<strong>and</strong> has a<br />

much higher income inequality. Please see Diagram 3 which shows genie<br />

coefficients that indicate levels <strong>of</strong> inequality. The higher the value, the<br />

higher the level <strong>of</strong> inequality. The diagram reveals that the coefficients <strong>of</strong><br />

Thail<strong>and</strong> have risen continually <strong>and</strong> are higher than all neighboring<br />

countries while neighboring countries have a declining trend.


0.50<br />

0.40<br />

0.30<br />

Philippines<br />

Indonesia<br />

Malaysia<br />

Diagram 3<br />

Diagram 3<br />

Gini coefficients <strong>of</strong> household income, selected Southeast Asian countries<br />

Panel Discussion<br />

Thail<strong>and</strong><br />

1960 1965 1970 1975 1980 1985 1990 1995 2000 2005<br />

Why does Thail<strong>and</strong> become<br />

a society with huge inequality?<br />

Source: Adapted from a graph prepared by Hal Hill, ANU<br />

Why does Thail<strong>and</strong> become a society with huge inequality?<br />

Pr<strong>of</strong>essor Pr<strong>of</strong>essor Simon Simon Kuznets Kuznets studied studied a a connection connection between between economic economic<br />

prosperity prosperity <strong>and</strong> income <strong>and</strong> income distribution distribution in the in United the United States, States, Germany Germany <strong>and</strong> <strong>and</strong> United<br />

Kingdom. United It was Kingdom. observed It was that observed when these that when countries these began countries to develop began to during<br />

the early develop days, during income the per early capita days, income perked per up capita <strong>and</strong> income perked inequality up <strong>and</strong> income remained<br />

high. inequality However, when remained further high. development However, when took further place, development income per capita took has<br />

increased place, constantly. income per Up capita to certain has increased points, constantly. inequality Up declined to certain gradually. points, He<br />

explained inequality many declined reasons gradually. attributed He to explained such occurrence. many reasons First, attributed during to early<br />

stages such <strong>of</strong> economic occurrence. development, First, during savings early stages concentrated <strong>of</strong> economic in development,<br />

a small group <strong>of</strong><br />

people savings that could concentrated invest to in generate a small group more income <strong>of</strong> people than that others. could Second, invest to some<br />

economic generate fields more have income higher than productivity others. Second, than others. some economic For instance, fields have industries<br />

grew faster higher productivity than the agricultural than others. sector. For instance, When industrialization industries grew faster progressed than at<br />

an accelerated the agricultural rate, income sector. <strong>of</strong> When workers industrialization in these fields progressed increased at a an<br />

faster<br />

rate compared to other fields, leading to inequality.<br />

Third, in urban areas, income <strong>of</strong> workers in different occupations varies.<br />

Skilled workers can increase their wages above unskilled workers <strong>and</strong> pr<strong>of</strong>its<br />

47<br />

9


48 KPI Congress XI<br />

accelerated rate, income <strong>of</strong> workers in these fields increased at a faster<br />

rate compared to other fields, leading to inequality.<br />

Third, in urban areas, income <strong>of</strong> workers in different occupations<br />

varies. Skilled workers can increase their wages above unskilled workers<br />

<strong>and</strong> pr<strong>of</strong>its <strong>of</strong> employers who are factory owners increase at an<br />

accelerated rate, thus widening inequality.<br />

Up to a certain point, these inequality would decline gradually due<br />

to several reasons. For instance, when saving concentration dissipates<br />

because other groups have higher income <strong>and</strong> higher saving<br />

opportunities. At the same time, new groups with greater economic<br />

power that become successful dem<strong>and</strong> the government to implement<br />

public policies to mitigate income inequality.<br />

As for Thail<strong>and</strong>, Duangmanee Laowakun applied Kuznets’ method<br />

to calculate income level that might be a turning point that could reduce<br />

income inequality value. It was found that this probable threshold might<br />

be the income per capital <strong>of</strong> 45,215 baht in 1994 (Duagmanee <strong>and</strong><br />

associates, 2009: 3-22) 2 <strong>and</strong> it was found that genie coefficients showed a<br />

declining trend during 1991-1998 but the values perked up again in<br />

2000 <strong>and</strong> 2006. Therefore, such turning point did not really occur.<br />

Why has income distribution inequality in Thail<strong>and</strong> not been<br />

reduced as envisaged in Kuznets’ study?<br />

History tells us that there are two different approaches to mitigate<br />

income inequality. One way is to use taxation <strong>and</strong> money transfer to<br />

create wealth <strong>and</strong> income equality. Another approach is to allow social<br />

forces to exert pressure to mitigate inequality, for example, a labor union<br />

succeeds in negotiating for a higher wage with the employer. In practice,<br />

many countries use both approaches, that is, having both public policy<br />

<strong>and</strong> social pressure.<br />

The countries studied by Kuznets showed a more equitable income<br />

distribution because those in power, that is, governments were pressured<br />

2 Pranee’s study (2002) also adopted Kuznets’ concept. It was found that the turning<br />

point likely occurred in 1993 when annual income per capita was 40,436 baht.


Panel Discussion<br />

to implement numerous public policies (taxation system, public<br />

expenditure <strong>and</strong> revamp <strong>of</strong> several institutions) to prevent exacerbation<br />

<strong>of</strong> income distribution <strong>and</strong> raise equality. In some countries, groups <strong>of</strong><br />

people that wanted to change for the better got a chance to run a<br />

government or governments were forced to change their policies. This<br />

creates something called ‘political will.’ (Wilkinson <strong>and</strong> Pickett, 2009)<br />

In Germany, during late 1900s (the reign <strong>of</strong> King Rama V),<br />

Bismarck adopted a social security system which had been dem<strong>and</strong>ed by<br />

labor unions for a long time. It was one <strong>of</strong> the public policies<br />

implemented to increase support for his government when he desired to<br />

unify Germany.<br />

In United Kingdom, during World War I <strong>and</strong> II, governments<br />

implemented policies to increase equality among different social classes<br />

in order to gain support from the people who had to endure hardships<br />

from the wars. At the end <strong>of</strong> World War II, there was a crucial change,<br />

that is, the Labour Party won elections <strong>and</strong> had opportunities to turn<br />

Engl<strong>and</strong> into a welfare state for quite a long time.<br />

In other developed countries, progressive groups became<br />

governments after a conservative government faced legitimacy crises. For<br />

example, in 1932 after soldiers shot workers embroiled in a dispute with<br />

the employer in Sweden, the Social Democrat won the general election in<br />

that year. This party formed a government <strong>and</strong> turned Sweden into a<br />

welfare state. (Wilkinson <strong>and</strong> Pickett, 2009)<br />

In Asia, presently Japan is an example <strong>of</strong> a highly equitable society.<br />

Even though prior to World War II the country had considerable social<br />

inequality, after World War II there had been numerous institutional<br />

changes in Japan, allowing income <strong>and</strong> property equality to become a<br />

reality. Monumental public policies included l<strong>and</strong> reform, abolishment <strong>of</strong><br />

the feudal era’s class system, abolishment <strong>of</strong> the l<strong>and</strong> owner <strong>and</strong> farm<br />

l<strong>and</strong> tenant system, abolishment <strong>of</strong> elite class, reform <strong>of</strong> the political<br />

system that allowed multifarious political parties <strong>and</strong> interest groups to<br />

participate in politics under a democratic parliamentary system. (Ryoshin<br />

et al, 1999: 58) In addition, there is also a property tax system such as<br />

49


50 KPI Congress XI<br />

inheritance tax that aims at mitigating inequality <strong>and</strong> preventing<br />

speculative asset hoarding.<br />

Why were such drastic changes feasible in Japan? One reason was<br />

the earlier ruling class <strong>of</strong> Japan lost in World War II, stripping them <strong>of</strong><br />

their status <strong>and</strong> credibility <strong>and</strong> leaving a room for American consultants<br />

led by General McArthur to successfully implement policies to mitigate<br />

inequality. As a result, labor unions could negotiate with employers.<br />

In my opinion, one interesting point from Japan is generally many<br />

Japanese wanted a more equitable society <strong>and</strong> agreed with American<br />

consultants. Moreover, they could pass on the belief in the value <strong>of</strong><br />

equality until now.<br />

So-called ‘political will’ or the willingness <strong>of</strong> a government to<br />

implement policies to mitigate inequality is very crucial. Policies might<br />

change as time goes by. As observed over the past 10 years, income<br />

distribution in developed countries such as the United States, Engl<strong>and</strong>,<br />

France <strong>and</strong> Italy has turned sour because governments wanted to<br />

implement more liberal economic policies, resulting in reduction <strong>of</strong><br />

social security <strong>and</strong> welfare budgets, but income distribution in countries<br />

that still adopt welfare state policies such as Norway, Sweden <strong>and</strong><br />

Denmark is still in good shape.<br />

In our country, inequality have risen during the early stages <strong>of</strong><br />

economic development, which corresponds to Kuznets’ explanation, that<br />

is, saving concentration lies the h<strong>and</strong>s <strong>of</strong> a marginal number <strong>of</strong> people;<br />

pr<strong>of</strong>it increases at a faster rate compared to wages; income <strong>of</strong> urbanites<br />

rises faster than rural people <strong>and</strong> so forth. Inequality in Thail<strong>and</strong> have<br />

not subsided but still remained because opportunities which the masses<br />

can earn more are limited, especially those in rural areas. Furthermore,<br />

modern governments <strong>of</strong> Thail<strong>and</strong> have never initiated any mitigation<br />

policies to suppress inequality through fiscal policy <strong>and</strong> other policies like<br />

other countries cited above. In other words, Thail<strong>and</strong> never had a<br />

political will <strong>and</strong> labor unions <strong>and</strong> other social movements (e.g. farmers)<br />

have never been strong enough to pressure governments or become a


government to pursue public policies to mitigate inequality. 3<br />

Panel Discussion<br />

In Thail<strong>and</strong>, groups led by a small number <strong>of</strong> people could usurp<br />

power <strong>and</strong> resist changes. During the past few decades, monopolized<br />

powers were concentrated in the centralized bureaucracy <strong>and</strong> commercial<br />

military systems. (Riggs, 1964; Chai-Anan, 1982; Chambers, 2009)<br />

Even after a parliamentary system was developed, the system has been<br />

controlled by a small number <strong>of</strong> businessmen <strong>and</strong> retired bureaucrats<br />

(both civilian <strong>and</strong> military alike). The military still plays a major role in<br />

Thai politics, can stage a coup to abolish a constitution <strong>and</strong> elected<br />

parliament, <strong>and</strong> impede sustainable democratization. No one in the<br />

power center wants to solve inequality problems. Those who desire to<br />

change this never got a chance to enter the power center. There might be<br />

some discussion about inequality issues in an economic <strong>and</strong> social<br />

development plan like the eighth plan. Later, there would be no<br />

implementation <strong>of</strong> any public policy to tackle inequality problems in<br />

earnest, not a single policy. In other words, we still lack a political will.<br />

How can we progress?<br />

I’ll leave political will for the time being <strong>and</strong> turn to review the<br />

mechanisms that can help mitigate income inequality, that is, taxation<br />

system or revenue generated from taxes <strong>and</strong> public expenditure (resource<br />

allocation). Collectively, they are referred to fiscal policy.<br />

A fair society must have a taxation system that is acceptable <strong>and</strong> fair.<br />

However, it doesn’t mean that taxes must be collected from the rich just<br />

to give it to the poor. Since the rich are wealthier, they can pay more,<br />

that is, status-based taxation while gained benefits must not be less than<br />

others. This means the rich must be taxed at an acceptable fair ratio.<br />

3 In Thail<strong>and</strong>, labor unions succeeded in pressuring the government to pass the<br />

social security act that applies to workers in formal sectors in 1988 after 30 years <strong>of</strong><br />

campaigning. However, since the scheme covers only a small portion <strong>of</strong> workers, it has<br />

not contributed much to income distribution.<br />

51


52 KPI Congress XI<br />

A good taxation system must not have a huge impact on incentives,<br />

causing fund transfer or a person’s relocation to other countries where<br />

taxes are lower. The principle should be who needs to pay taxes must do<br />

so according to one’s status. Moreover, those receiving much benefits<br />

from public expenditure should be willing to pay taxes at a greater<br />

proportion <strong>of</strong> income, compared to those receiving less benefits. So, we<br />

should pay attention to acceptable, fair allocation <strong>of</strong> tax burden.<br />

(Harberger, 1974: 259) Regarding this issue, a progressive taxation<br />

system (a person with higher income pays a higher percentage <strong>of</strong> income<br />

but taxes should not be too high <strong>and</strong> de-motivate) combined with public<br />

expenditure that benefit everyone should be a primary goal. At the same<br />

time, taxation system should include measures that force those with<br />

excessive wealth to utilize their assets to generate benefits (help increase<br />

productivity <strong>and</strong> employment), not hoarding them for speculation.<br />

Do fiscal policies <strong>of</strong> Thail<strong>and</strong> support the poor?<br />

Taxation system: We must consider both taxation system <strong>and</strong><br />

public expenditure.<br />

Direct <strong>and</strong> indirect taxes are government’s main revenue sources.<br />

Direct taxes are collected from individuals according to income <strong>and</strong> asset<br />

bases, for example, personal income tax, corporate income tax, property<br />

tax <strong>and</strong> inheritance tax (the latter two types are not prominent in our<br />

country). Most indirect taxes are imposed on various products, such as<br />

value-added tax, excise tax, oil tax <strong>and</strong> custom duty, <strong>and</strong> collected when<br />

spending is made on purchase <strong>of</strong> such product.<br />

In Thail<strong>and</strong>, personal income tax is progressive, that is, those with<br />

high income pay a higher tax rate than those with less income; but<br />

corporate income tax is the same rate for everyone.<br />

Indirect taxes are collected from everyone at the same rate, no<br />

matter whether incomes are different or not. In this case, “a poor<br />

household may take a heavier tax burden (compared to income) because<br />

the ratio <strong>of</strong> consumption (C) per income (Y) <strong>of</strong> poor household is higher<br />

than rich household.” (TDRI, 1999: 1, footnote 1) Therefore, the real


Panel Discussion<br />

tax rate <strong>of</strong> an indirect tax is regressive <strong>and</strong> the more government relies on<br />

indirect taxes, the heavier tax burden will be borne by the poor.<br />

Consequently, indirect taxation reduces the poor’s income even more or<br />

increases inequality, implying that the poor subsidizes the rich through<br />

taxation.<br />

Thail<strong>and</strong> does not have other direct taxes used in foreign countries<br />

as a supplementary measure to mitigate inequality or even though it has<br />

some but they are underdeveloped. They include property tax,<br />

inheritance tax, capital gain tax <strong>and</strong> interest income tax. Presently, the<br />

withholding tax rate <strong>of</strong> the last one is only 15%, which is rather low<br />

compared to other income taxes.<br />

Table 5: Proportion <strong>of</strong> direct <strong>and</strong> indirect taxes in Engl<strong>and</strong>,<br />

Europe <strong>and</strong> Thail<strong>and</strong> in 2000s (%)<br />

Country Direct taxes Indirect taxes Total<br />

Engl<strong>and</strong> 51.6 49.4 100.0<br />

Europe (average) 50.0 50.0 100.0<br />

Thail<strong>and</strong> 40.5 59.5 100.0<br />

Source: OECD, Ministry <strong>of</strong> Finance<br />

Most revenue <strong>of</strong> Thai government comes from indirect taxes (valueadded<br />

tax, excise tax, oil tax, cigarette tax, liquor tax etc.). During late<br />

1980s - late 1990s, the proportion <strong>of</strong> this revenue was as high as 80 per<br />

cent <strong>of</strong> total tax revenue but presently this proportion came down to 60<br />

per cent while in developed countries like OECD, the share <strong>of</strong> indirect<br />

taxes is around 50 per cent (Table 5).<br />

As mentioned above, indirect taxes are regressive, that is, the poor<br />

bear a higher tax burden than the rich, thus increasing inequality. Thus,<br />

in Thail<strong>and</strong> our taxation system is rather unfriendly to the poor <strong>and</strong><br />

contributes to exacerbation <strong>of</strong> inequality. Available relevant studies<br />

support this conclusion (Medhi, 1975; Wiboonlak, 1983; Wit, 1977;<br />

TDRI, 2003; Pichit, 1986; Duangmanee <strong>and</strong> associates, 2009; Hyun<br />

Hwa Son, n.d.).<br />

53


54 KPI Congress XI<br />

Even though direct taxes like personal income tax are progressive, in<br />

reality only a small number <strong>of</strong> high income earners pay a high tax rate<br />

<strong>and</strong> since tax evasion is rampant, the government cannot fully collect<br />

personal income tax, rendering the progressive rate ineffectual (Supreeya,<br />

2001; Thanasai, 1994). Even though there are varied tax rates applied to<br />

different income brackets, ranging from 0%, 10%, 20%, 30% <strong>and</strong> 37%,<br />

in reality an average rate is only 5%.<br />

As a result, overall taxation system <strong>of</strong> Thail<strong>and</strong> is regressive rather<br />

than progressive.<br />

The government needs more revenue for production <strong>of</strong> public<br />

goods <strong>and</strong> provision <strong>of</strong> public services in order to effectively mitigate<br />

inequality. Most resources used by the government must come from<br />

duties <strong>and</strong> taxes. In developed countries, a proportion <strong>of</strong> taxes to GDP in<br />

percentage ranges around 40-50% but tax collection <strong>of</strong> Thail<strong>and</strong> is only<br />

17% <strong>of</strong> GDP, which is lower than middle-income countries like<br />

Thail<strong>and</strong>, e.g. Venezuela <strong>and</strong> Turkey (see Table 6). Moreover, the<br />

proportion <strong>of</strong> personal income tax is very low, that is, only 13 per cent <strong>of</strong><br />

total tax revenue while other countries range from 20 to over 30 per cent.<br />

Table 6: Percentage <strong>of</strong> tax revenue to GDP<br />

<strong>of</strong> various countries in 2007<br />

Country %<br />

Thail<strong>and</strong> 17.0<br />

Venezuela 25.0<br />

Japan 27.4<br />

United States 28.0<br />

Turkey 32.5<br />

Russia 36.9<br />

Engl<strong>and</strong> 39.0<br />

Germany 40.6<br />

Sweden 49.7<br />

Source: Ministry <strong>of</strong> Finance <strong>and</strong> Heritage Foundation, 2008


Panel Discussion<br />

One problem is that governments <strong>of</strong>ten have tax relief policies.<br />

Most recently, Somchai Wongsawat’s administration waived personal<br />

income tax for those with taxable income below 150,000 baht per year,<br />

thus shrinking a tax base (taxpayers). Another problem is tax collection<br />

issue <strong>and</strong> tax evasion is rampant. Individuals working in the private<br />

sector earning a very high income can hire a legal advisor to help them<br />

pay minimum personal income tax. Many government <strong>and</strong> state<br />

enterprise employees who have withholding tax deductions don’t submit<br />

an income tax return form with full details <strong>of</strong> their incomes. Failure to<br />

submit an income tax return form is considered an <strong>of</strong>fence but this has<br />

been neglected along the way. If any government wants to enforce this, it<br />

will lose popularity. Everyone knows that many government <strong>and</strong> state<br />

enterprise employees earn higher income than their regular wages <strong>and</strong><br />

salaries, as observed from their cars, houses <strong>and</strong> other tangible aspects <strong>of</strong><br />

their st<strong>and</strong>ards <strong>of</strong> living.<br />

In light <strong>of</strong> these problems, the number <strong>of</strong> income taxpayers has<br />

declined constantly from 6.8 million in 2003 to 5.7 million in 2006.<br />

(Songtham Boonyawan <strong>and</strong> Thitima, 2007) In 2008, a total <strong>of</strong> 8.6<br />

million people filed income tax return forms (if husb<strong>and</strong> <strong>and</strong> wife filing<br />

joint tax return forms are counted, the number might be around 12-13<br />

million) In the end, the number <strong>of</strong> people who really pay income tax<br />

might be only around 5 million out <strong>of</strong> 38 million workers in the<br />

country.<br />

As for private companies, the number <strong>of</strong> companies that pay<br />

corporate income tax totals around 301,000 out <strong>of</strong> 546,857 companies<br />

throughout the country. In most cases, this is because the government<br />

gives a tax waiver but there is also tax evasion issue.<br />

In conclusion, studies revealed that the poor bear a greater tax<br />

burden than the rich when considering the proportion relative to<br />

income. This is because Thai government depends on indirect taxes more<br />

than direct taxes, faces problems with a narrow tax base <strong>and</strong> rampant tax<br />

evasion. So, any plan to raise government’s revenue from taxation must<br />

take these issues into consideration. The study on fiscal system <strong>of</strong><br />

Thail<strong>and</strong> conducted by Hyun Hwa Son that addressed these issues<br />

55


56 KPI Congress XI<br />

suggested that Thai government must increase the number <strong>of</strong> people who<br />

should pay income tax <strong>and</strong> types <strong>of</strong> direct tax should be exp<strong>and</strong>ed,<br />

instead <strong>of</strong> depending on indirect taxes like in the past. Novel direct taxes<br />

like inheritance tax, property tax <strong>and</strong> capital gain tax must be featured as<br />

a vital component <strong>of</strong> fiscal policy reform. In addition, measures must be<br />

taken to eradicate tax evasion <strong>and</strong> frauds.<br />

Public expenditure <strong>and</strong> income distribution<br />

If we look back in our history, we will find that public expenditure<br />

<strong>of</strong> Thai governments (resource allocation from tax revenue <strong>of</strong> the<br />

country) has changed drastically (see Table 7).<br />

Table 7: Public expenditure <strong>of</strong> Thai government:<br />

Percentage <strong>of</strong> annual expenditure<br />

Year Military Education<br />

Royal<br />

household<br />

Public<br />

health<br />

Economy<br />

Social<br />

security<br />

1892 26.0 2.0 29.0 n.a. n.a. -<br />

1900 14.0 4.0 22.0 n.a. n.a. -<br />

1910 24.0 2.0 18.0 n.a. n.a. -<br />

1920 27.0 3.0 12.0 n.a. n.a. -<br />

1930 20.0 7.0 8.0 n.a. n.a. -<br />

1935 27.0 11.0 2.0 n.a. n.a. -<br />

1941 36.0 10.0 0.6 n.a. n.a. -<br />

1945 51.0 5.0 0.4 n.a. n.a. -<br />

1950 28.0 11.0 0.6 n.a. n.a. -<br />

1961-65 17.4 28.0* n.a. 25.3 -


Year Military Education<br />

Royal<br />

household<br />

Public<br />

health<br />

Panel Discussion<br />

Economy<br />

Social<br />

security<br />

1975 16.4 30.9* n.a. 25.4 -<br />

1985 16.3 29.8* n.a. 15.8 -<br />

1991 16.0 19.3 n.a. 5.7 23.3 3.1<br />

1995 14.7 14.7 n.a. 6.9 26.5 3.8<br />

1999 9.3 25.1 n.a. 7.3 24.2 4.4<br />

2000 8.9 25.7 n.a. 7.4 22.1 5.4<br />

2005 6.2 21.6 n.a. 7.1 23.7 6.9<br />

2006 6.3 21.7 n.a. 7.4 25.0 7.0<br />

2007 7.3 22.7 9.3 21.2 7.2<br />

2008 8.5 21.9 9.3 19.4 6.9<br />

* Include public health<br />

Source: J.C. Ingram, Economic Change in Thail<strong>and</strong> 1850-1970, Oxford University<br />

Press, 1971, Bank <strong>of</strong> Thail<strong>and</strong> <strong>and</strong> the Budget Office<br />

A major factor that determines such allocations is power. Over 100<br />

years ago, when governments under absolute monarchy were still in<br />

power, more than one-fourth <strong>of</strong> tax revenue was spent on royal<br />

household. During World War II when military governments were in<br />

power, considerable spending <strong>of</strong> tax revenue was allocated to further<br />

develop the military; in some years the spending exceeded half. Later,<br />

when democracy began to set in, more <strong>and</strong> more tax revenue was spent<br />

on economic <strong>and</strong> social development programs.<br />

57


58 KPI Congress XI<br />

Nevertheless, modern Thai governments still could not prevent<br />

deterioration <strong>of</strong> income inequality. Why?<br />

When comparing to other countries, public expenditure <strong>of</strong> Thail<strong>and</strong><br />

at the level <strong>of</strong> only 18 per cent <strong>of</strong> GDP is still very low. This level is<br />

below 26 per cent <strong>of</strong> developing countries in Asia <strong>and</strong> 36 per cent <strong>of</strong><br />

developed countries. The majority <strong>of</strong> public expenditure goes to wages<br />

<strong>and</strong> salaries <strong>of</strong> government employees which are on an upward trend,<br />

while in developed countries, public spending on subsidies <strong>and</strong> money<br />

transferred to welfare programs is as high as 50 per cent.<br />

Economists said public spending can make income distribution<br />

more equitable (Methee, 1979; TDRI, 1999; Peter Warr, 2003). It was<br />

observed that spending on education is the most efficient, followed by<br />

health care. Other studies also revealed that spending on the agricultural<br />

sector significantly increased income <strong>of</strong> lowest-income groups in the rural<br />

sector.<br />

However, historically such public spending was not enough to<br />

mitigate inequality stemming from other factors <strong>and</strong> the consequence <strong>of</strong><br />

tax burden borne by the poor that has reduced their income in relative<br />

terms.<br />

Such conclusion is substantiated by a research study entitled ‘Fiscal<br />

policies <strong>of</strong> Thail<strong>and</strong> <strong>and</strong> Impacts on Poor People’ which was conducted<br />

by Hyun Hwa Son, a South Korean economist. It was found that during<br />

1990s public spending <strong>of</strong> Thail<strong>and</strong> favored the rich <strong>and</strong> provided greater<br />

benefits to urban workers than rural people. State subsidies for electricity,<br />

water, transportation, hospitals <strong>and</strong> education under present schemes<br />

literally benefit well-to-do people more than the underprivileged.<br />

This study did not even take into consideration indirect benefits <strong>of</strong><br />

public spending which tend to fall into the h<strong>and</strong>s <strong>of</strong> the rich more than<br />

the poor. Obvious examples are road construction <strong>and</strong> electric train when<br />

l<strong>and</strong> prices along the routes went up. In such case, people who don’t own<br />

l<strong>and</strong> will not receive this benefit.


Panel Discussion<br />

Hyun Hwa Son’s study also suggested that Thai government should<br />

revamp public expenditure to increase equality. For instance, he proposed<br />

that existing subsidies <strong>of</strong> electricity, water <strong>and</strong> transportation should be<br />

abolished. Instead, the government should subsidize parents’ school<br />

expenses, i.e. tuition, books <strong>and</strong> other education-related expenses in<br />

public schools at primary <strong>and</strong> secondary levels. He also urged that health<br />

care <strong>and</strong> education spending be revamped with an aim to improve<br />

equality. In this regard, the free 12-year education policy <strong>of</strong> the present<br />

government is considered to be on the right track, even though it is still<br />

insufficient.<br />

Based on experiences <strong>of</strong> some countries, there is still another way to<br />

spend tax revenue to help improve quality <strong>of</strong> life <strong>and</strong> mitigate inequality,<br />

that is, having a universal social security system which is contributed by<br />

both government <strong>and</strong> people. Currently, we use this system for workers<br />

but its coverage is only 25.7% <strong>of</strong> the total number <strong>of</strong> workers or 13.9%<br />

<strong>of</strong> the population. (Kobsak <strong>and</strong> Anan, 2007).<br />

We may discuss about weaknesses <strong>of</strong> public administration in other<br />

dimensions which adversely impacts resource allocation <strong>of</strong> the country,<br />

such as issues concerning corruption <strong>and</strong> justice system <strong>and</strong> so forth.<br />

However, the information shown above obviously tells us that we must<br />

have a sweeping reform, starting from revamping taxation system to<br />

ensure a fairer allocation <strong>of</strong> tax burden <strong>and</strong> revamping public expenditure<br />

to enhance equality.<br />

Now I would like to summarize the approaches that the government<br />

should pursue as follows:<br />

First, there should be more public programs <strong>and</strong> services (public<br />

goods) that every people can gain equal benefits <strong>and</strong> public goods should<br />

be products <strong>and</strong> services that will contribute to mitigation <strong>of</strong> inequality<br />

in respect to health <strong>and</strong> education in particular. To achieve this, the<br />

government must collect more tax revenue. Therefore, a target <strong>of</strong> over 17<br />

per cent <strong>of</strong> GDP should be set to generate more tax revenue in the<br />

future. That means increasing the number <strong>of</strong> people who must pay<br />

income tax, revamping interest rate tax which is still slow, <strong>and</strong> reforming<br />

59


60 KPI Congress XI<br />

the taxation system <strong>and</strong> improving the efficiency <strong>of</strong> the tax collection<br />

system with an aim to mitigate inequality.<br />

Second, the government must avoid a taxation system that will<br />

exacerbate inequality. Accordingly, available information clearly points<br />

out that if tax revenue is to be increased, we must avoid increasing<br />

indirect taxes but add new types <strong>of</strong> direct tax instead. Moreover, we must<br />

ponder about inheritance tax <strong>and</strong> property tax which aim to prevent<br />

people with a lot <strong>of</strong> assets from speculative hoarding. Such measure will<br />

impel people with a lot <strong>of</strong> assets to utilize these assets to boost<br />

productivity <strong>and</strong> create employment or provide opportunities to others<br />

who can utilize these assets as well. In Japan, if people who own a great<br />

deal <strong>of</strong> assets like l<strong>and</strong>s do not make any investment to generate revenue,<br />

they will not be able to keep the l<strong>and</strong> <strong>and</strong> have to sell them <strong>of</strong>f within<br />

three generations so as to pay inheritance tax, thus providing<br />

opportunities for further utilization by the people who bought such l<strong>and</strong>.<br />

Third, the government must try to abolish the subsidies that benefit<br />

the rich more than the poor.<br />

The findings <strong>of</strong> Harberger’s study (1974) assert that a fiscal policy<br />

comprising progressive taxes combined with public spending that<br />

benefits everyone can mitigate inequality, judging from declining genie<br />

coefficients as shown in Table 8. This study is applicable to both<br />

developed <strong>and</strong> developing countries.<br />

Table 8: Genie coefficients derived from different fiscal policies<br />

Calculated by Harberger, 1974<br />

Combo policies (both government<br />

revenue <strong>and</strong> spending sides)<br />

Developed<br />

countries<br />

Developing<br />

countries<br />

None 0.402 0.498<br />

Progressive tax + neutral expenditure budget 0.372 0.462<br />

Neutral tax + equitable expenditure budget 0.377 0.456<br />

Progressive tax + equitable expenditure<br />

budget<br />

0.347 0.419


Panel Discussion<br />

As for Thail<strong>and</strong>, the study <strong>of</strong> Pr<strong>of</strong>essor Warr at ANU University in<br />

Australia (Warr 2003) indicates that if Thai government hikes direct tax<br />

revenue by only 10 per cent, then spends collected tax revenue on<br />

production <strong>of</strong> products <strong>and</strong> service provision for the poor (education,<br />

health care, agriculture), the percentage <strong>of</strong> poor people <strong>and</strong> inequality<br />

will drop significantly. This study used data in 2004. It was observed that<br />

the proportion <strong>of</strong> poor people would drop by 3 per cent <strong>of</strong> the<br />

population <strong>and</strong> genie coefficient would decline from 0.48 to 0.44.<br />

Furthermore, such policy change also contributes to poverty eradication<br />

<strong>and</strong> more equitable income distribution in the future (Warr, 2003: 43).<br />

As for the increase <strong>of</strong> state revenue from direct taxes such as<br />

personal income tax, direct taxes may not necessarily have to be<br />

progressive in all cases. They may be set at an acceptable flat rate, like not<br />

more than 20 per cent, <strong>and</strong> deductions must be abolished. Then, with<br />

efficient management <strong>of</strong> tax collection, this portion <strong>of</strong> revenue can be<br />

increased. Feasibility studies should be conducted on this.<br />

Politics<br />

In the last part, I would like to come back to talk about political<br />

will.<br />

As mentioned earlier, policies to enhance equality have not<br />

materialized in the past because a lack <strong>of</strong> political will. This means those<br />

who wanted these policies never had a chance to run a government or<br />

never succeeded in pressing governments to change their policies.<br />

Experiences <strong>of</strong> various countries tell us that a political will to implement<br />

policies that enhance equality has the best chance under a democratic<br />

regime where a constitution is the supreme law that guarantees civil<br />

rights <strong>and</strong> liberties.<br />

Nevertheless, there are some people who don’t agree with this<br />

suggestion by saying that democratic system is suitable for Thai society.<br />

Some people even remark that democratic system is not suitable for an<br />

unfair society.<br />

61


62 KPI Congress XI<br />

One common contention is many Thais are still poor <strong>and</strong> not<br />

educated well enough to know what’s right or what’s wrong. Therefore,<br />

they cannot make up their own minds <strong>and</strong> may be misled easily.<br />

However, as time goes by, such thinking is being criticized more <strong>and</strong><br />

more that it is used to justify preservation <strong>of</strong> existing inequality so that<br />

people will accept a government controlled by a few persons that has<br />

supreme power.<br />

Another criticism is the democratic system heeds opinions <strong>of</strong> the<br />

majority <strong>and</strong> will likely end up with mob rule. This issue has been taken<br />

up <strong>and</strong> a solution is there already. Most countries prescribe rules in their<br />

constitutions to prevent the majority from harming the minority <strong>and</strong><br />

adequately protect the minority.<br />

Some people criticize democracy by saying that it provides<br />

opportunities for vote-buying by politicians. Regarding this issue,<br />

experiences <strong>of</strong> developed countries can shed light on this. Once people’s<br />

income rose, 500 or 1,000 baht <strong>of</strong>fered to buy a vote would mean<br />

nothing to them. Eventually, vote-buying will disappear.<br />

Nevertheless, criticism still goes on <strong>and</strong> on, saying in a democratic<br />

system, before important matters are resolved, opinions <strong>of</strong> various groups<br />

must be heeded <strong>and</strong> an agreement must be reached before determining<br />

further action. This process is more time-consuming than under an<br />

authoritarian regime where power is in the h<strong>and</strong>s <strong>of</strong> one person.<br />

Consequently, democracy may deter economic development which<br />

requires quick decisions. Regarding this issue, available studies may not<br />

firmly conclude that democracy is detrimental to economic development<br />

while many countries that have grown dramatically do not have<br />

democracy.<br />

However, it is clearly evident that many countries in the world that<br />

have enjoyed satisfactory economic growth rates <strong>and</strong> stable political<br />

conditions have democratic governments.<br />

Even in our own experiences, Thail<strong>and</strong> enjoyed the fastest economic<br />

growth rate under a democratic regime. During 1986-1996, average


Panel Discussion<br />

GDP growth was 9.5 per cent per annum which was the highest in the<br />

world at that time.<br />

Nevertheless, a reputed scholar who is keen on this found a<br />

conclusion from his study that even if we don’t need a democratic system<br />

to propel economic growth, democracy has its inherent values that other<br />

regimes like communism, authoritarian or military government don’t<br />

have. These values include freedom, equality <strong>and</strong> human rights. Dr.<br />

Bavornsak also agreed on these points when saying “…We must be<br />

democratic to live in the global society with dignity <strong>and</strong> for ourselves<br />

because democracy bestows rights, liberties <strong>and</strong> freedom <strong>of</strong> choices on us<br />

while authoritarian doesn’t have ...” (Bavornsak, 2009: 12)<br />

Aside from that, democracy also has another merit. It is an<br />

administrative regime that can resolve conflicts in an industrial society<br />

with the lowest cost. Institutions such as political parties, parliament,<br />

independent bodies, transparent <strong>and</strong> trustworthy justice system, <strong>and</strong> a<br />

constitution that is the supreme law that regulate political rules have<br />

been accepted internationally that they can be used as the most efficient<br />

tools to resolve conflict. We can observe that many countries in the<br />

world, including even India, still uphold democracy.<br />

Thail<strong>and</strong> is part <strong>of</strong> the globalized societies. Thus, it cannot avoid<br />

having any connection with democracy <strong>and</strong> must seek to consolidate our<br />

democracy.<br />

There is another criticism on the democratic system that must be<br />

mentioned, that is, corruption by politicians. Corruption is a problem in<br />

every political system. Certainly, switching from democracy to other<br />

regime will not solve corruption problems <strong>and</strong> even switching from<br />

elected MPs to appointed MPs will not solve the problems either. Many<br />

studies, including studies conducted by the research team at<br />

Chulalongkorn University where I am also a member, discovered that<br />

democracy is the best means to mitigate corruption. This is because legal<br />

frameworks <strong>and</strong> institutions can be developed to deal with such<br />

problems, particularly checks <strong>and</strong> balances system <strong>and</strong> reform <strong>of</strong> judicial<br />

processes. Mr. Rakkiat, Mr. Wattana <strong>and</strong> Kamnan Poh who used to be an<br />

63


64 KPI Congress XI<br />

influential person were prosecuted on corruption charges <strong>and</strong> sentenced<br />

to imprisonment under the frameworks <strong>of</strong> the 1997 Constitution.<br />

The outcome <strong>of</strong> political conflicts that culminated in protests<br />

against populist policies <strong>of</strong> Thaksin’s administration <strong>and</strong> opposition<br />

against Pol.Col. Thaksin <strong>and</strong> political parties linked to him has<br />

exacerbated <strong>and</strong> turned into numerous violent protests has convinced a<br />

number <strong>of</strong> middle-class people to renounce the democratic parliamentary<br />

system under one man, one vote principle which applies to election <strong>of</strong><br />

members <strong>of</strong> parliament <strong>and</strong> dem<strong>and</strong> an increased number <strong>of</strong> appointed<br />

MPs <strong>and</strong> senators. However, this proposal seems to wither away because<br />

more <strong>and</strong> more people oppose this idea. I hope my speech today may<br />

help shed light on this matter.<br />

Once we can agree <strong>and</strong> decide that we should uphold a universal<br />

democratic parliamentary system, we will be able to find ways to make<br />

this system function effectively in Thail<strong>and</strong>.<br />

However, we must keep two things in mind. First, we cannot<br />

possibly shape up democracy overnight but we have to go through the<br />

process <strong>of</strong> learning by doing <strong>and</strong> apply our cumulative learning from<br />

experiences to improve basic institutions along the way. It may be done<br />

through trial <strong>and</strong> error. That’s alright. Continuity <strong>of</strong> the system is critical<br />

in this respect because it has positive reinforcement on the process <strong>of</strong><br />

learning by doing. Therefore, we must make the best effort to prevent a<br />

military coup.<br />

We must have an acceptable fair society, so we can have a peaceful<br />

society. A political system that consists <strong>of</strong> a parliamentary system <strong>and</strong><br />

constitution that guarantees basic rights <strong>and</strong> liberties <strong>and</strong> sets out rules <strong>of</strong><br />

political gambits will provide us the best opportunities to achieve this<br />

goal.


References<br />

In Thai<br />

Panel Discussion<br />

Kobsak Phutrakoon <strong>and</strong> Anan Serichethapong (2007). “Survival <strong>of</strong><br />

the Social Security System <strong>of</strong> Thail<strong>and</strong>: <strong>Reform</strong> Approaches towards<br />

Sustainability,” Paper presented at the annual symposium <strong>of</strong> the Bank <strong>of</strong><br />

Thail<strong>and</strong> in 2007.<br />

Duangmanee Laowakun <strong>and</strong> associates (2009). Research study<br />

entitled “Fiscal Policies <strong>and</strong> Measures to Achieve Income Equality,<br />

presented to the Income Distribution Committee <strong>of</strong> the National<br />

Economic <strong>and</strong> Social Development Board by the Economic Academic<br />

Services Center, Faculty <strong>of</strong> Economics, Thammasat University.<br />

TDRI (Thail<strong>and</strong> Development Research Institute) (2003), “Income<br />

Distribution <strong>and</strong> Poverty: Problems <strong>and</strong> Remedial Measures,” Bangkok.<br />

TDRI (Thail<strong>and</strong> Development Research Institute) (1999).<br />

“<strong>Allocation</strong> <strong>of</strong> Fiscal <strong>and</strong> Tax Burdens <strong>and</strong> Benefits <strong>of</strong> Thail<strong>and</strong> During<br />

1986-1996,” Bangkok.<br />

Kobsak Phutrakoon <strong>and</strong> Anan Serichethapong (2007). “Survival <strong>of</strong><br />

the Social Security System <strong>of</strong> Thail<strong>and</strong>: <strong>Reform</strong> Approaches towards<br />

Sustainability,” Paper presented at the annual symposium <strong>of</strong> the Bank <strong>of</strong><br />

Thail<strong>and</strong> in 2007.<br />

Thanasai Fakfaipon (1994). “Current Problems <strong>of</strong> Personal Income<br />

Tax Collection in Thail<strong>and</strong>,” Thesis, Faculty <strong>of</strong> Economic Development,<br />

National Institute <strong>of</strong> Development Administration.<br />

Netnapha Wailertsak (2006). “Thai Capital Groups - Business<br />

Families Before <strong>and</strong> After 1997 Crisis,” A research study funded by the<br />

Office <strong>of</strong> Thail<strong>and</strong> Research Fund, Bangkok: Br<strong>and</strong> Age books.<br />

Bavornsak Uwanno (2009). “Roles <strong>of</strong> Media <strong>and</strong> Political <strong>Reform</strong>,”<br />

King Prajadhipok’s Institute, Bangkok.<br />

65


66 KPI Congress XI<br />

Pranee Thinnakorn (2002). “Income Distribution Disparity During<br />

the Era <strong>of</strong> Country’s Development 1961-2001,” presented at the 25th<br />

Annual Symposium ‘Five Decades under National Economic <strong>and</strong> Social<br />

Development Plans <strong>of</strong> Thail<strong>and</strong>,’ Faculty <strong>of</strong> Economics, Thammasat<br />

University, 12 June 2002.<br />

Preecha Wathanyu (2001). Support document distributed at the<br />

event ‘L<strong>and</strong> <strong>Reform</strong> by Communities,’ held by the civic action group for<br />

sustainable rectification <strong>of</strong> poverty problems during 17-19 November<br />

2005 at the l<strong>and</strong> reform area <strong>of</strong> Ban Pong community, Moo 2, Mae Fak<br />

sub-district, Sansai district, Chiang Mai.<br />

Pichit Likitkitsomboon (1986). “Taxes <strong>and</strong> Duties <strong>and</strong> Income<br />

Distribution <strong>of</strong> Thai Households in 1981,” Thammasat Economics<br />

Journal 4(2): 131-157.<br />

Methee Krongkaew (1979). “Impacts <strong>of</strong> Fiscal System on Income<br />

Distribution <strong>of</strong> Thail<strong>and</strong>,” Research report no. 15, Bangkok. Faculty <strong>of</strong><br />

Economics, Thammasat University.<br />

Wit Tantayakun (1977). “Taxes <strong>and</strong> Duties <strong>and</strong> Economic<br />

Inequality,” Bangkok: Personal research, National Defence College <strong>of</strong><br />

Thail<strong>and</strong>.<br />

Wiboonlak Ruamrak (1983). “Impacts <strong>of</strong> Fiscal Policy on Income<br />

Distribution in Bangkok Metropolitan During 1972-1976, Graduate<br />

thesis, Kasetsart University.<br />

Supree Somboon (2005). “Tax Structure <strong>and</strong> Income Distribution<br />

<strong>of</strong> Thail<strong>and</strong> - Case Study: Personal Income Tax,” Graduate thesis, Faculty<br />

<strong>of</strong> Economic Development, National Institute <strong>of</strong> Development<br />

Administration.<br />

Supreeya Cholaweerawong (1981). “Impacts <strong>of</strong> Personal Income<br />

Tax Collection <strong>of</strong> Thail<strong>and</strong>,” Graduate thesis, Faculty <strong>of</strong> Economics,<br />

Thammasat University.


In English<br />

Panel Discussion<br />

Chai-Anan Samuudavanija (1982). The Thai Young Turks,<br />

Singapore : ISEAS.<br />

Chambers, Paul (2009). ‘U-Turn to the Past The Resurgence <strong>of</strong> the<br />

Military in Contemporary Thail<strong>and</strong>, paper presented at a public forum<br />

on the military in Thai politics, organized by ISIS, Chulalongkorn<br />

University, September 1.<br />

Falkus, Malcolm (1999 a). ‘Income Inequality <strong>and</strong> Uncertain<br />

Democracy in Thail<strong>and</strong>’, in Ryoshin Miami, Kwan S. Kim <strong>and</strong> Malcolm<br />

Falkus (eds.) Growth, Distribution <strong>and</strong> Political Change in Asia <strong>and</strong> the<br />

Wider World, Palgrave, MacMillan, pp.114-142.<br />

Falkus, Malcolm (1999 b). ‘Reflections <strong>and</strong> Retrospect’, in Ryoshim<br />

Miami, Kwan S. Kim <strong>and</strong> Malcolm Falus (eds.) Growth, Distribution<br />

<strong>and</strong> Political Change in Asia <strong>and</strong> the Wider World, Palgrave, MacMilan,<br />

pp. 114-142.<br />

Kuznetss, S. (1955). ‘Economic Growth <strong>and</strong> Income Inequality’,<br />

American Economic Review, 45, 1, March, pp. 1-28.<br />

Medhi Khrongkaew (1975). ‘The Income Distributional Effects <strong>of</strong><br />

Taxes <strong>and</strong> Public Expenditures in Thail<strong>and</strong> : An Intertemporal Study’<br />

(Dissertation). Michigan State University, East Lansing.<br />

Nuar Lekfuangfu (2009). ‘Performance or Power : A Study on<br />

Remunerations <strong>of</strong> Executives <strong>of</strong> SET-Listed Companies in Thail<strong>and</strong>’,<br />

A research proposal for the project ‘Towards <strong>and</strong> More <strong>Equitable</strong><br />

Thail<strong>and</strong> : A Study <strong>of</strong> Wealth, Power, <strong>and</strong> <strong>Reform</strong>,’ funded by the TRF,<br />

Chulalongkorn University <strong>and</strong> the Bureau <strong>of</strong> Higher Education,<br />

presented at a workshop to discuss the proposal, at the Faculty <strong>of</strong><br />

Economics, Chulalongkorn University, May 12, 2009.<br />

Pan Aphinanaphibut (2009). ‘Fiscal reform for Greater Equity’,<br />

A research proposal for the project ‘Towards a More <strong>Equitable</strong> Thail<strong>and</strong>:<br />

A Study <strong>of</strong> Wealth, Power, <strong>and</strong> <strong>Reform</strong>,’ funded by the TRF, Chulalongkorn<br />

University <strong>and</strong> the Bureau <strong>of</strong> Higher Education, presented at a workshop<br />

67


68 KPI Congress XI<br />

to discuss the proposal, at the Faculty <strong>of</strong> Economics, Chulalongkorn<br />

University, May 12, 2009.<br />

Pranee Tinakorn (1995). ‘Industrialization Welfare : How Poverty<br />

<strong>and</strong> Income Distribution are Affected’, in Medhi Krongkaew (ed.)<br />

Thail<strong>and</strong>’s Industrialization <strong>and</strong> Its Consequences, London, Macmillan.<br />

Riggs, F.W. (1966). Thail<strong>and</strong> : The Modernization <strong>of</strong> a Democratic<br />

Policy, Honolulu : East-West Centre Press.<br />

Ryoshin Miami, Kwan S. Kim <strong>and</strong> Malcom Falkus, eds. (1999).<br />

Growth, Distribution <strong>and</strong> Political Change in Asia <strong>and</strong> the Wider World,<br />

Palgrave, MacMillan.<br />

Son, Hyun Hwa (n.d.). ‘Is Thail<strong>and</strong>’s Fiscal System Pro-Poor? :<br />

Looking from Income <strong>and</strong> Expenditure Components’, Mimeo. The<br />

World Bank.<br />

Warr, P.G. (2003). ‘Fiscal Policies <strong>and</strong> Poverty Incidence : The Case<br />

<strong>of</strong> Thail<strong>and</strong>’, Asian Economic Journal, Vol. 17, No. 11.<br />

Warr, P.G. <strong>and</strong> Archanun Kohpaiboon (2007). Distortions to<br />

Agricultural Incentives in a Food Exporting Country : Thail<strong>and</strong>.<br />

Mimeographed.<br />

Wilkinson, Richard <strong>and</strong> Kate Pickett (2009). The Spirit Level :<br />

Why More Equal Societies Almost Always Do Better, Allen Lane an<br />

imprint <strong>of</strong> Penguin Books.


Origin <strong>of</strong> Public Policies<br />

Nithi Eawsriwong<br />

Panel Discussion<br />

It’s been said that politicians formulate<br />

policies <strong>and</strong> policy administration is run<br />

by state mechanisms such as government<br />

employees <strong>and</strong> so on.<br />

But where do policies formulated by<br />

politicians come from? Surprisingly, in a<br />

modern democracy, public policies rarely<br />

come from people through elections, except<br />

some immediate problems like “Should the<br />

U.S. pull troops out <strong>of</strong> Iraq?”<br />

Crucial policies that affect the lives <strong>of</strong><br />

most people are not formulated through<br />

elections because platforms <strong>of</strong> various<br />

political parties are not that different, but<br />

people are the ones who formulate or engage<br />

in the formulation <strong>of</strong> public policies through<br />

social movements. Such movements may be<br />

done through media (independent) which<br />

must be rather highly sensitive to opinions <strong>of</strong><br />

audiences or other forms <strong>of</strong> movements.<br />

69


70 KPI Congress XI<br />

A state like Thail<strong>and</strong> that is not opened up to media freedom or<br />

social movements <strong>of</strong> different groups implicitly bars the general public<br />

from getting involved in the formulation <strong>of</strong> public policies.<br />

If that’s the case, where does a public policy in Thail<strong>and</strong> originate<br />

from?<br />

One way is from politicians who hold an administrative position,<br />

especially right after assuming a position <strong>and</strong> before being lobbied by<br />

government departments under his or her comm<strong>and</strong>, technocrats or<br />

capitalist groups <strong>and</strong> businesses.<br />

For example, solving cost <strong>of</strong> living increase problems by using<br />

satang coins which were implemented by other prime ministers in the<br />

past or putting a lid on salary increase <strong>of</strong> government employees (around<br />

five million people) because the news could tempt retailers to hike retail<br />

prices ahead <strong>of</strong> time.<br />

We can’t deny it. Psychology is a factor in the determination <strong>of</strong><br />

product prices. However, there is a factor that is more powerful than<br />

psychology, that is, dem<strong>and</strong>-supply in rudimentary economics. If<br />

dem<strong>and</strong>-supply fails to function or does not fully function, it means free<br />

competition does not exist in the market. Therefore, we must rectify this<br />

to prevent monopoly or circumvention practices (compulsory licensing<br />

(CL) <strong>of</strong> drug products partially undermines monopoly <strong>and</strong><br />

circumvention practices). Otherwise, non-production costs (e.g. different<br />

types <strong>of</strong> rent) will be incurred or costs may arise from production,<br />

distribution or transportation inefficiencies. The state needs to raise<br />

efficiency by providing incentives or putting up obstacles to prevent<br />

inefficient production.<br />

Similarly, the idea to cap cooking gas price by taking subsidy from<br />

the oil fund (or setting aside a separate budget) also points towards the<br />

same direction, that is, trying to rid <strong>of</strong> consumers from the dem<strong>and</strong>supply<br />

rule. Many past lessons have revealed only major <strong>and</strong> minor<br />

failures along the way.


Panel Discussion<br />

Actually, it’s not surprising at all to hear that these policies come<br />

from politicians who just came into the <strong>of</strong>fices. The guy just learned that<br />

he would be installed as a minister <strong>of</strong> a certain ministry no more than a<br />

week before assuming the position. So, what policy will he put out?<br />

When he considers the platforms <strong>of</strong> various parties, there are no concrete<br />

goals that he could play with. That’s why policies during early days in<br />

<strong>of</strong>fice are so pathetic like that. Most policies will be discarded as time<br />

passes, except some politicians who behave absurdly forever like none<br />

other than Mr. Banharn Silapa-archa (perhaps Mr. Samak Sundaravej<br />

too).<br />

However, politicians are just an ordinary Thai person who belongs<br />

to the middle class just like us all. So, they simply adopt some common<br />

senses from the society <strong>and</strong> they struck gold, exclaiming eureka…this is<br />

the policy. Then, this sort <strong>of</strong> policies would be announced upon<br />

assuming ministerial positions. For example, construct a dam (without<br />

having to conduct any study), irrigate water (without having to conduct<br />

any study), pump cash into the system to stimulate spending (without<br />

having to study cash-pumping schemes to ensure that the money flows<br />

right to the real spenders), fight narcotics (without studying other<br />

implications from narcotic suppression, rather than staging a “drug<br />

war”), grow eucalyptus trees, use GMO plants, use nuclear energy <strong>and</strong> so<br />

forth.<br />

Many <strong>of</strong> these policies accord with the interests <strong>of</strong> some groups.<br />

These people have publicized these policies for a long time, so such<br />

policies would be well received by government <strong>of</strong>ficials, technocrats,<br />

media <strong>and</strong>, <strong>of</strong> course, by businesses that would be benefited directly from<br />

the projects.<br />

Moreover, these policies may be rather long-lived because some<br />

social bases support them, sparking debates in the society (not freely <strong>and</strong><br />

impartially). Eventually, some policies got through <strong>and</strong> implemented.<br />

Some policies were put in a drawer, waiting for politicians who will<br />

assume positions in the next administration.<br />

71


72 KPI Congress XI<br />

The second way <strong>of</strong> how public policies in Thail<strong>and</strong> are formed is<br />

through pressure (gently but with stern face) <strong>of</strong> interest groups backed by<br />

capitalist groups <strong>and</strong> businesses, including numerous business<br />

associations, brokers <strong>of</strong> the stock market, stock exchange board, major<br />

stock investors, some university scholars who have some shared interests<br />

with the above groups. Moreover, the stuff considered academic in<br />

Thail<strong>and</strong> merely rests on secular views <strong>of</strong> the above groups. So, no matter<br />

whether academics are a hired shooter or not a hired shooter, most <strong>of</strong><br />

them will shoot in the same directions or their shots will be cluttered<br />

together.<br />

This pressure may be considered forceful. Despite the fact that this<br />

pressure may not be based on a comprehensive study, shining “scholar’s<br />

aura” is there. Thus, it has a great influence on media <strong>and</strong> audiences, let<br />

alone financial connection between these groups <strong>and</strong> politicians in every<br />

party. So, this pressure becomes the most vital factor in the formulation<br />

<strong>of</strong> public policies. At the least, if these policies are not opposed by these<br />

groups, they will likely be implemented.<br />

The third way <strong>of</strong> how public policies are formed is through the<br />

monarchy. Due to a special status <strong>of</strong> this institution in the Thai society,<br />

the king’s opinions greatly influence the formulation <strong>of</strong> public policies.<br />

(That’s all I want to write about this because that’s all the courage I have)<br />

The fourth way <strong>of</strong> how public policies are formed is through<br />

middle-class people, who are the most important customers <strong>of</strong> all types<br />

<strong>of</strong> media because <strong>of</strong> high purchasing power that can make the media<br />

pr<strong>of</strong>itable. Actually, these people don’t have much shared interests, except<br />

some basic necessities. So, this is the group <strong>of</strong> people that have power to<br />

influence public policies to a certain extent. Since politicians typically<br />

seek popularity among voters, there is a tendency that they will propose<br />

policies to appease middle classes, for example, capping cooking gas<br />

price, taking money from benzene to subsidize diesel prices, reducing bus<br />

fare, building expressway, reducing expressway toll fee, increasing<br />

deductibles for personal income tax <strong>and</strong> so forth.


Panel Discussion<br />

Even though this group <strong>of</strong> people seems powerful, in reality they are<br />

not that powerful after all because it is splintered into numerous small<br />

interest groups. More importantly, interest groups <strong>of</strong> these people have<br />

never been able to form their own organizations in order to actively study<br />

<strong>and</strong> push for policy implementation. Moreover, they have failed to reach<br />

out to the media that <strong>of</strong>fer policy alternatives. (For example, in many<br />

cases, reduction <strong>of</strong> pollution in production can reduce more production<br />

costs as well. So, the middle-class fear being out <strong>of</strong> job more than ruining<br />

their lungs because they never knew that work <strong>and</strong> healthy lung can coexist.)<br />

When the truth unfolds, these people have no power to influence<br />

public policies <strong>and</strong> they can neither develop a policy themselves nor<br />

participate in the formulation with promising results. The only thing<br />

they have left is clamor. If they blared loudly, they would get some<br />

attention but if they just complained quietly, they could vent their<br />

frustration because they could feel relieved after making some noise.<br />

The fifth way <strong>of</strong> how public policies are formed is through what<br />

politicians call “NGOs.” In reality, NGOs today are even more wimpy<br />

(especially when comparing to Jon Ungphakorn who chairs Kor.Por.<br />

Or.Phor.Chor.) because presently NGOs are acting like bureaucrats<br />

working in another department. Their main goal is to keep subsidized<br />

projects running more than anything in the whole world, let alone nasty<br />

fighting among themselves over shares <strong>of</strong> the pie.<br />

As for the group <strong>of</strong> people that actively engage in the formulation <strong>of</strong><br />

public policies, I’d like to call them “activists.” Some people or some<br />

groups may also be NGOs (like Archarn Jon mentioned above). These<br />

people do not have civic “bases” anywhere. Since they do not perform<br />

some sort <strong>of</strong> social welfare works like NGOs, they must create civic<br />

“bases” from the policies that they support by advocating these policies<br />

through the media by networking with activist groups in the civic sector<br />

(which are used to partially contribute to the formulation or<br />

modification <strong>of</strong> public policies supported by them) or directly joining the<br />

civic sector’s movements, provided that such movements correspond to<br />

their public policies.<br />

73


74 KPI Congress XI<br />

No matter whether it is intentional or not, works done by activist<br />

groups bestow “political power” on the people, which are considered a<br />

key to any movement. Sometimes political power may be greater than<br />

the civic sector’s opposition against some projects.<br />

Over the past 10-20 years, as the results have shown, social<br />

movements <strong>of</strong> the civic sector have been more vibrant <strong>and</strong> vigorous.<br />

First, judging from the frequency. Second, activist groups within the civic<br />

sector have created allied networks that are interlinked. Third, the<br />

interests <strong>of</strong> activist groups <strong>of</strong> the civic sector have been extended to other<br />

matters which are not immediate problems they’re facing (such as joining<br />

protests led by the People’s Alliance for Democracy <strong>and</strong> the rival group).<br />

The power <strong>of</strong> the civic sector has grown stronger to the level which<br />

politicians must put up a “challenge” every time whenever they pushed<br />

for adoption <strong>of</strong> any <strong>of</strong> their own policies. This demonstrates that<br />

politicians are conscious <strong>of</strong> the civic sector’s power, which in one era,<br />

they could care less about them.<br />

These five factors play some roles in the formulation <strong>of</strong> public<br />

policies, more or less, no matter whether governments came from an<br />

election or were installed by a military coup. All these five factors<br />

combined are still considered a minority <strong>of</strong> Thai population. Therefore,<br />

robustness <strong>of</strong> democratic values is judged by this measure, <strong>and</strong> as long as<br />

spaces for social movements are not wide-opened for the majority <strong>of</strong> the<br />

people, this will as far as democratization <strong>of</strong> Thail<strong>and</strong> will go.<br />

Constitution drafters who have to work again in the near future –<br />

whether under a military junta or an elected government – please be<br />

aware.


Panel Discussion<br />

<strong>Conflict</strong>s, <strong>Legitimacy</strong>, <strong>and</strong> <strong>Government</strong><br />

<strong>Reform</strong>: The Role <strong>of</strong> Civic Education<br />

Richard A. Nuccio, Ph.D.<br />

Director Civitas International Programs<br />

The Revolution was not fought to deliver paradise,<br />

but to liberate us from hell.<br />

-Attributed to Joaquin Villalobos,<br />

f o r m e r s e n i o r m i l i t a r y c o m m a n d e r<br />

Farabundo Marti Liberation Front (FMLN),<br />

El Salvador<br />

Introduction<br />

The objectives posed for Thai society by<br />

this KPI conference are important ones,<br />

which have motivated, <strong>and</strong> eluded, human<br />

beings since we began to organize ourselves<br />

into complex political arrangements. Can a<br />

society pursue the objectives <strong>of</strong> equity<br />

through peace <strong>and</strong> harmony? In societies<br />

marked by deep historical, social, <strong>and</strong> ethnic<br />

divisions is there a way to promote social<br />

justice that does not destroy the fabric<br />

holding society together?<br />

Recent Thai history, <strong>and</strong> the “Principle<br />

<strong>and</strong> Rationale” guilding this conference,<br />

75


76 KPI Congress XI<br />

suggest that the experiment in governance being conducted by<br />

Thail<strong>and</strong>’s political leadership is not achieving all that its authors would<br />

hope. The “Rationale” cites, among other disturbing signs in recent<br />

Thai political history, clashes between groups with opposing political<br />

views, unrest, loss <strong>of</strong> life, polarization, <strong>and</strong> battles between different<br />

levels <strong>of</strong> government. The “Rationale” further states that these visible<br />

conflicts cover an even deeper set <strong>of</strong> systemic problems including<br />

corruption, misconduct <strong>of</strong> public <strong>of</strong>ficials, unfair allocation <strong>of</strong> resources,<br />

unequal access to educational opportunities, elections influenced by<br />

patronage, <strong>and</strong> military intervention.<br />

If, as is <strong>of</strong>ten said about addictions, the first step toward recovery is<br />

recognizing that one has a problem, the long list <strong>of</strong> problems contained<br />

in this “Rationale” suggests that Thail<strong>and</strong> is ready to undertake the<br />

difficult “Treatment” required to become a full <strong>and</strong> vibrant democracy.<br />

As the recent global financial crisis has reaffirmed, we in the United<br />

States should be very careful about pretending to have lessons to teach<br />

others, whether in economics or politics. Our own failures to address<br />

systemic weaknesses in our financial structures have brought untold<br />

suffering to millions <strong>of</strong> unemployed Americans struggling <strong>and</strong>, in many<br />

cases, loosing their battle to keep their homes <strong>and</strong> families safe. Our<br />

failures because <strong>of</strong> the global influence <strong>of</strong> the U.S. economy have<br />

inflicted life threatening hardship on countless others around the world.<br />

Fortunately, we had a democratic system capable <strong>of</strong> responding<br />

quickly to these failures through the alternation in power <strong>of</strong> an<br />

opposition political party. However, despite the hope that President<br />

Obama has brought to the United States <strong>and</strong>, if the Nobel prize<br />

committee is to be believed, to the rest <strong>of</strong> the world, the jury is still out<br />

on whether we can address the political failures that led to the financial<br />

failures: the corrosive influence <strong>of</strong> money on our political system, the<br />

dominance <strong>of</strong> political decision-making by well-organized lobbies <strong>and</strong><br />

influence peddlers, <strong>and</strong> the undermining <strong>of</strong> the government’s<br />

competence <strong>and</strong> capacity to regulate in the public interest the<br />

functioning <strong>of</strong> the private market economy.


Panel Discussion<br />

I speak about these matters as a former college pr<strong>of</strong>essor <strong>of</strong> political<br />

science, but also as someone with certain government experiences.<br />

I worked for several years as a staff member <strong>of</strong> the House <strong>of</strong><br />

Representatives’ Foreign Affairs committee <strong>and</strong> as the senior foreign<br />

policy adviser to a US Senator. I learned, <strong>of</strong>ten to my horror, how the<br />

legislative process really works, in contrast with the neat <strong>and</strong> tidy<br />

textbooks I had studied in graduate school. I saw personally how <strong>of</strong>ten<br />

elected representatives’ decisions are based on no or fragmentary<br />

information <strong>and</strong> the power that unelected staff pr<strong>of</strong>essionals have in<br />

shaping what does or doesn’t get done in Washington. I crossed over to<br />

the “other side” <strong>and</strong> worked for four years as a member <strong>of</strong> the Clinton<br />

Administration at the Department <strong>of</strong> State <strong>and</strong> the White House. I saw<br />

from the perspective <strong>of</strong> the executive branch how comparatively “easy”<br />

it was to pass laws that were never executed <strong>and</strong> how difficult governing<br />

according to principles could be. I saw great political courage, but more<br />

<strong>of</strong>ten striking political weakness when decisions were made to advance<br />

the political ambitions <strong>of</strong> a person or a party at the expense <strong>of</strong> the<br />

national interest.<br />

I reflect on these experiences now from the distant shores <strong>of</strong><br />

California. I <strong>of</strong>ten joke to friends still gripped by “Potomac Fever” that<br />

I have “given up” on adults <strong>and</strong> now work with children in my role as<br />

director <strong>of</strong> international programs at the Center for Civic Education.<br />

Like many factitious comments this one contains a grain <strong>of</strong> truth: young<br />

people are the final hope <strong>of</strong> all societies, including mine, <strong>and</strong> we risk the<br />

future <strong>and</strong> squ<strong>and</strong>er the present if we do not invest in doing the best we<br />

can for them now.<br />

I appear on this podium I am sure not because <strong>of</strong> this background<br />

or the expectation that I will <strong>of</strong>fer some pr<strong>of</strong>ound insights on the<br />

questions posed by the “Rationale.” Rather I suspect it is because I have<br />

the privilege <strong>of</strong> working with KPI in an effort to deliver on the promise<br />

all generations make to their young: to leave our children a world that is<br />

a better place than we found it. This is a very easy thing to say <strong>and</strong> a very<br />

difficult thing to accomplish. But together KPI <strong>and</strong> CCE are doing our<br />

best to fulfill this promise <strong>of</strong> each generation to the next.<br />

77


78 KPI Congress XI<br />

The work we at CCE <strong>and</strong> KPI are doing together does I believe<br />

<strong>of</strong>fer some hope <strong>and</strong> guidance as to how to address the important<br />

questions posed by the “Rationale.” For that reason I would like to tell<br />

you a little more about the mission <strong>of</strong> civic education as we define it at<br />

the Center for Civic Education <strong>and</strong> the worldwide network <strong>of</strong><br />

individuals <strong>and</strong> institutions with which we are privileged to work around<br />

the world. Finally, I will return to work being done by KPI to prepare<br />

young people to contribute to a Thai society that is just <strong>and</strong> democratic.<br />

Civic Education:<br />

The Primary Mission <strong>of</strong> All Education<br />

The education <strong>of</strong> young people to assume their responsibilities as<br />

citizens in a democratic society should be the central mission <strong>of</strong> schools.<br />

For many contemporary educators this assertion may appear debatable<br />

in first part <strong>of</strong> the 21 st century, but it would not have been for most <strong>of</strong><br />

the history <strong>of</strong> the public education system in the United States. The<br />

primary impetus for establishing public schools in the United States was<br />

to educate a diverse American population into a literate <strong>and</strong> informed<br />

citizenry. Our public school system was established in order to make<br />

Americans one people, or as it says on the Great Seal <strong>of</strong> the United States<br />

printed on the back <strong>of</strong> each dollar bill, E Pluribus Unum, Out <strong>of</strong> Many,<br />

One.<br />

In his farewell address, our first President, George Washington,<br />

argued for the creation <strong>of</strong> “institutions for the general diffusion <strong>of</strong><br />

knowledge” <strong>and</strong> made a classic argument for investing in education in a<br />

democratic society. These were his words: “In proportion as the<br />

structure <strong>of</strong> a government gives force to public opinion, it is essential<br />

that public opinion should be enlightened.”<br />

Let me put his words in more contemporary English for the sake <strong>of</strong><br />

translation. Washington was arguing that if the voice <strong>of</strong> the people is to<br />

be given significant weight in government then the people must be<br />

educated to play an enlightened <strong>and</strong> responsible role. The development<br />

<strong>of</strong> the American public school system in the 19 th century was based on


Panel Discussion<br />

this vision that all education had civic purposes <strong>and</strong> that every teacher<br />

was a civics teacher. Evidence <strong>of</strong> the centrality <strong>of</strong> that vision to our<br />

school system is the fact that 40 <strong>of</strong> our 50 state constitutions underline<br />

the importance <strong>of</strong> civic literacy; 13 state constitutions identify the<br />

central purpose <strong>of</strong> their educational system as promoting good<br />

citizenship, democracy, <strong>and</strong> free government. 1<br />

The origin <strong>of</strong> the U.S. public school system in the search for civic<br />

literacy <strong>and</strong> virtue contrasts with the diverse missions our school systems<br />

identify as central today. Those missions include preparing students to be<br />

good economic units in an industrial production process; making<br />

students “happy” <strong>and</strong> “well-rounded;” preparing them to compete<br />

with other nations in science <strong>and</strong> math to ensure our technological <strong>and</strong><br />

military superiority; <strong>and</strong> many others. Instead <strong>of</strong> occupying a central role<br />

in schools, civic education is relegated to the fringes <strong>of</strong> the educational<br />

curriculum, if it is included at all.<br />

On May 16, 2007, the latest National Assessment <strong>of</strong> Educational<br />

Progress (NAEP) Civics Report Card was issued. In the words <strong>of</strong> the<br />

Center for Civic Education’s Executive Director, Charles N. Quigley, the<br />

NAEP study.<br />

…is a confirmation <strong>of</strong> the neglect that many pr<strong>of</strong>essionals in the<br />

field <strong>of</strong> civic education have known about for many years: that the vast<br />

majority <strong>of</strong> our young people are either not taught civics <strong>and</strong> government<br />

at all, or they are taught too little, too late, <strong>and</strong> inadequately. The results<br />

confirm the fact that the past several decades <strong>of</strong> educational policy <strong>and</strong><br />

practice have focused more <strong>and</strong> more on developing the worker at the<br />

expense <strong>of</strong> the citizen. These findings are grounds for concern, <strong>and</strong> they<br />

call for a national response to remedy a serious deficiency in the<br />

education <strong>of</strong> American citizens. 2<br />

1 The Civic Mission <strong>of</strong> the Schools, Carnegie Corporation <strong>of</strong> New York <strong>and</strong> CIRCLE,<br />

The Center for Information <strong>and</strong> Research on Civic Learning <strong>and</strong> Education, 2003.<br />

2 Charles N. Quigley, Executive Director, Center for Civic Education, “Response to<br />

the May 16, 2007, Release <strong>of</strong> the 2006 National Assessment <strong>of</strong> Educational Progress<br />

Civics Report Card” Center for Civic Education, May 16, 2007<br />

79


80 KPI Congress XI<br />

Those <strong>of</strong> us who are advocates for the centrality <strong>of</strong> civic education<br />

in schools believe that there is a relationship between the drift <strong>of</strong> civic<br />

education to the periphery <strong>of</strong> our schools’ curriculum <strong>and</strong> the declining<br />

health <strong>of</strong> our democracy. Unfortunately, there are many signs <strong>of</strong> ill<br />

health in our democratic society. Increasing numbers <strong>of</strong> Americans are<br />

disengaged from civic <strong>and</strong> political institutions such as voluntary<br />

associations, religious congregations, community-based organizations,<br />

<strong>and</strong> political <strong>and</strong> electoral activities such as voting <strong>and</strong> being informed<br />

about public issues. Young people embody these trends <strong>and</strong> are less likely<br />

to vote <strong>and</strong> less interested in political discussion <strong>and</strong> public issues than<br />

either their older counterparts or young people <strong>of</strong> past decades.<br />

As an advocate for civic education I believe that citizenship must be<br />

learned <strong>and</strong> can be taught. For me <strong>and</strong> for the Center for Civic<br />

Education the restoration <strong>of</strong> a vibrant democratic society in the United<br />

States must focus on the school-based education <strong>of</strong> young people in the<br />

skills, knowledge, <strong>and</strong> attitudes that prepare them to be competent <strong>and</strong><br />

responsible citizens. That is a task in which we have been engaged in the<br />

United States for some 40 years. What we have learned during that time<br />

is that the defects <strong>of</strong> traditional civic education, which allowed it to be so<br />

easily driven from prominence in the school curriculum, must be<br />

corrected if we are to restore civic education to its rightful place.<br />

A new model <strong>of</strong> civic education must place the student at the center<br />

<strong>of</strong> the learning process. It must use good curriculum materials that<br />

encourage critical thinking, teamwork, <strong>and</strong> interaction with classmates,<br />

teachers, parents, <strong>and</strong> the community. Teachers must receive high quality<br />

training in the use <strong>of</strong> materials <strong>and</strong> in how to collaborate with students<br />

in their own education.<br />

Descriptions <strong>of</strong> Project Citizen<br />

<strong>and</strong> Foundations <strong>of</strong> Democracy<br />

Project Citizen, one <strong>of</strong> the Center’s signature curriculum materials,<br />

reflects this improved model <strong>of</strong> civic education. It is used in more than<br />

70 countries <strong>and</strong> is the Center’s most widely adapted <strong>and</strong> implemented


Panel Discussion<br />

curriculum. Project Citizen equips students with the knowledge,<br />

attitudes, <strong>and</strong> skills required for competent <strong>and</strong> responsible participation<br />

in the political life <strong>of</strong> their communities. It engages students in a series <strong>of</strong><br />

structured, cooperative learning activities guided by teachers <strong>and</strong> adult<br />

volunteers.<br />

Project Citizen has been recognized as a model community service<br />

program. An independent assessment <strong>of</strong> civic education programs<br />

funded by USAID from 1990 through 2000 found that Project Citizen<br />

had many <strong>of</strong> the characteristics <strong>of</strong> the most effective civic education<br />

programs. “It is highly participatory, it relates to issues that affect the<br />

participants in their daily lives, it produces tangible as well as<br />

intangible results, <strong>and</strong> it is firmly rooted in the community in which<br />

it takes place.” 3 The author also notes that the program provides<br />

students with a variety <strong>of</strong> research <strong>and</strong> communication skills that inform<br />

their participation, teach consensus-building <strong>and</strong> teamwork, <strong>and</strong><br />

enhance their sense <strong>of</strong> efficacy as community members.<br />

Working in teams, students learn to interact with their government<br />

<strong>and</strong> community leaders through a five-step process that entails:<br />

(1) identifying a public policy problem in their community;<br />

(2) gathering <strong>and</strong> evaluating information about the problem;<br />

(3) examining <strong>and</strong> evaluating alternative solutions; (4) selecting <strong>and</strong><br />

developing a public policy proposal to address the problem; <strong>and</strong><br />

(5) developing an action plan to bring their proposed solution to<br />

authorities with the power to implement it.<br />

Project Citizen typically culminates with a simulated public hearing.<br />

Students’ work is displayed in a class portfolio containing a display<br />

section <strong>and</strong> documentation section. Students present their proposals to<br />

panels <strong>of</strong> representatives <strong>of</strong> their community, <strong>of</strong>ten including<br />

representatives <strong>of</strong> governmental agencies <strong>and</strong> civil society organizations.<br />

As many as 50% <strong>of</strong> Project Citizen classes worldwide implement their<br />

action plans <strong>and</strong> approximately 20% are implemented by governments.<br />

3 Franca Brilliant, “Civic Education Assessment—Stage II. Civic Education<br />

Programming Since 1990—A Case Study Analysis.” A Report for the U.S. Agency for<br />

International Development by Management Systems International. 2000, p. 38.<br />

81


82 KPI Congress XI<br />

Project Citizen was designed initially to respond to a perceived need<br />

for greater knowledge <strong>of</strong> local government in the United States. It also<br />

reflected a concern that by focusing on national governmental<br />

institutions other curricula ignored the decentralized nature <strong>of</strong> American<br />

society <strong>and</strong> governmental authority. Students needed to underst<strong>and</strong> their<br />

local governments better <strong>and</strong> to develop the skills necessary to interact<br />

with local authorities.<br />

For a program that was developed initially for an American context,<br />

Project Citizen has proven remarkably adaptable to other cultures. It has<br />

been introduced as a curriculum to some 70 countries <strong>and</strong> is being<br />

actively implemented in more than 60 on every inhabited continent.<br />

Although it flourishes in fully democratic societies, it has been adopted<br />

<strong>and</strong> is being used in many “hybrid” societies in which authoritarian<br />

governmental institutions <strong>and</strong> political cultures coexist with<br />

modernizing <strong>and</strong> reformist structures.<br />

Foundations <strong>of</strong> Democracy is a K-12 curricular program based on<br />

concepts fundamental to an underst<strong>and</strong>ing <strong>of</strong> politics <strong>and</strong> government,<br />

such as authority, privacy, responsibility, <strong>and</strong> justice. This multidisciplinary<br />

program draws upon such fields as political philosophy,<br />

political science, law, history, literature, <strong>and</strong> environmental studies to<br />

promote underst<strong>and</strong>ing, civic competence <strong>and</strong> responsible democratic<br />

citizenship.<br />

The Authority curriculum helps students (1) distinguish between<br />

authority <strong>and</strong> power, (2) examine different sources <strong>of</strong> authority,<br />

(3) use reasonable criteria for selecting people for positions <strong>of</strong><br />

authority <strong>and</strong> for evaluating rules <strong>and</strong> laws, (4) analyze the<br />

benefits <strong>and</strong> costs <strong>of</strong> authority, <strong>and</strong> (5) evaluate, take, <strong>and</strong> defend<br />

positions on the proper scope <strong>and</strong> limits <strong>of</strong> authority.<br />

The Privacy curriculum helps students (1) underst<strong>and</strong> the<br />

importance <strong>of</strong> privacy in a free society, (2) analyze the benefits<br />

<strong>and</strong> costs <strong>of</strong> privacy, <strong>and</strong> (3) evaluate, take, <strong>and</strong> defend positions<br />

on the proper scope <strong>and</strong> limits <strong>of</strong> privacy.


Panel Discussion<br />

The Responsibility curriculum helps students (1) underst<strong>and</strong> the<br />

importance <strong>of</strong> responsibility in a free society, (2) analyze the<br />

benefits <strong>and</strong> costs <strong>of</strong> responsibility, (3) evaluate, take, <strong>and</strong> defend<br />

positions on how conflicts among competing responsibilities<br />

should be resolved, <strong>and</strong> (4) evaluate, take, <strong>and</strong> defend positions<br />

on personal responsibility.<br />

The Justice curriculum helps students (1) underst<strong>and</strong> <strong>and</strong> apply<br />

the basic principles <strong>of</strong> justice set forth in fundamental documents<br />

<strong>of</strong> democratic political <strong>and</strong> legal systems, (2) evaluate, take, <strong>and</strong><br />

defend positions on the fair distribution <strong>of</strong> the benefits <strong>and</strong><br />

burdens <strong>of</strong> society, on fair responses to remedy wrongs <strong>and</strong><br />

injuries, <strong>and</strong> on fair procedures for gathering information <strong>and</strong><br />

making decisions.<br />

A brief review <strong>of</strong> the adoption <strong>of</strong> the Center’s civic education<br />

programs region by region may help to explain why they have become<br />

such powerful tools for change. 4<br />

Central <strong>and</strong> Eastern Europe. The Center’s programs <strong>and</strong> Project<br />

Citizen in particular were promoted internationally by the Clinton<br />

Administration’s foreign policy as a way to respond to the emergence <strong>of</strong><br />

numerous countries into democratic practice after the disintegration <strong>of</strong><br />

the Soviet Union. It fit into the existing school curriculum easily because<br />

countries such as Pol<strong>and</strong>, Hungary, the Czech Republic, Slovakia, <strong>and</strong><br />

the Baltic states had “gaps” in their curricula that previously were filled<br />

by courses on Marxism-Leninism. Clearly, that subject matter was<br />

irrelevant to newly emerging democracies. Project Citizen served as a<br />

4 It should be noted that the Center for Civic Education does not view adoption <strong>of</strong><br />

Project Citizen or Foundations materials as a substitute for the development <strong>of</strong> a<br />

national curriculum by a country’s educational system. Rather PC <strong>and</strong> Foundations can<br />

help to initiate a reform <strong>of</strong> civic education that could take many years <strong>and</strong> significant<br />

financing to complete. A fuller discussion <strong>of</strong> the strategy pursued by the Center<br />

domestically <strong>and</strong> internationally can be found in a publication available on the Center’s<br />

web site entitled, “Guidelines for Country Coordinators in the Development <strong>of</strong> Plans to<br />

Promote the Sustainability/Institutionalization <strong>of</strong> Comprehensive Civic Education<br />

Programs in a Nation’s Schools,” Center for Civic Education, May 2007.<br />

83


84 KPI Congress XI<br />

rapid response to the need to establish a curriculum based on democratic<br />

values <strong>and</strong> practices.<br />

In many societies, including the United States, civic education is<br />

contaminated by its association with traditional approaches to<br />

citizenship education that emphasize rote learning <strong>of</strong> national symbols<br />

<strong>and</strong> passive acceptance <strong>of</strong> governmental authority. Clearly, this could<br />

have been a problem for courses inserted into a space in the curriculum<br />

previously occupied by a discredited ideology imposed by an occupying<br />

power. However, Project Citizen because <strong>of</strong> its focus on the involvement<br />

<strong>and</strong> creativity <strong>of</strong> students in the learning process met with enthusiastic<br />

response on the part <strong>of</strong> most teachers <strong>and</strong> students. It did not “preach”<br />

democratic values, but rather showed students, teachers, parents, <strong>and</strong> the<br />

broader school <strong>and</strong> community how these values could be practiced to<br />

solve problems <strong>of</strong> significance to the students.<br />

Latin America <strong>and</strong> the Caribbean. The Latin American <strong>and</strong><br />

Caribbean region was another area experiencing a wave <strong>of</strong> democratic<br />

values <strong>and</strong> practices in the 1990s. In this case the region had not been<br />

subjected to an external ideology, but was emerging from years <strong>of</strong><br />

military dictatorship, authoritarian rule, <strong>and</strong> civil war. Although<br />

democracy had long been a part <strong>of</strong> Latin America’s philosophical<br />

tradition <strong>and</strong> its constitutions <strong>and</strong> formal institutions sometimes aped<br />

Anglo Saxon models, practical politics <strong>of</strong>ten departed substantially from<br />

democratic ideals. Deep social <strong>and</strong> economic inequalities, lack <strong>of</strong> literacy<br />

<strong>and</strong> formal schooling, <strong>and</strong> a tradition <strong>of</strong> corruption by pubic figures all<br />

contributed to an extremely weak democratic political culture. Project<br />

Citizen did not find gaps in an existing curriculum that it could readily<br />

fill. Rather its appeal seems to have been due to the need to provide<br />

concrete examples <strong>of</strong> the practical advantages <strong>of</strong> democracy.<br />

The Project Citizen curriculum faced problems in Latin America<br />

shared with many other cultures in which the language itself cannot<br />

easily express the concept <strong>of</strong> authoritative decisions taken by public<br />

institutions that affect significant numbers <strong>of</strong> people; what we call<br />

“public policy” in the English language. Neither Spanish, Portuguese,


Panel Discussion<br />

nor French, the most widely used languages in the region, distinguish<br />

between “politics” (the tactics <strong>and</strong> strategy <strong>of</strong> amassing <strong>and</strong> using<br />

power) <strong>and</strong> “public policy” (debating, creating, <strong>and</strong> implementing<br />

decisions that affect the public) <strong>and</strong> <strong>of</strong>ten require use <strong>of</strong> an English<br />

phrase or an extended definition to explain the concept. The region also<br />

does not have a tradition <strong>of</strong> drawing clear distinctions between the<br />

public <strong>and</strong> private spheres <strong>of</strong> life, another factor making explanation <strong>of</strong><br />

public policy issues difficult. Project Citizen has, however, been able to<br />

overcome these obstacles <strong>and</strong> is used in more than 14 countries<br />

throughout the region.<br />

Middle East <strong>and</strong> North Africa. Civic education in the MENA<br />

region has its origin in a Civic Education conference held at the Dead<br />

Sea, Jordan in 2003 where civic educators from a number <strong>of</strong> Arab<br />

countries pledged their support for a regional network to promote civic<br />

awareness <strong>of</strong> Arab persons <strong>and</strong> their aspirations in such a way that they<br />

will become active citizens who are aware <strong>of</strong> their rights <strong>and</strong><br />

responsibilities <strong>and</strong> those <strong>of</strong> others.<br />

From an initial three countries, Egypt, Jordan, <strong>and</strong> occupied<br />

territories <strong>of</strong> the West Bank <strong>and</strong> Gaza, civic education in the Arab world<br />

has grown to include Morocco, Lebanon, Yemen, Tunisia, Algeria,<br />

Bahrain, Egypt, Saudi Arabia, Qatar, Oman, Kuwait, <strong>and</strong> the UAE.<br />

There are in general terms three levels <strong>of</strong> progress among the Arab<br />

countries. Jordan <strong>and</strong> Morocco have extensive national programs <strong>and</strong><br />

broad support from educational authorities at the regional <strong>and</strong> national<br />

level. Lebanon, Egypt, Yemen, Tunisia, <strong>and</strong> Algeria had had successful<br />

pilots <strong>of</strong> either Project Citizen <strong>and</strong>/or Foundations <strong>of</strong> Democracy <strong>and</strong> are<br />

working to develop national implementation <strong>of</strong> their activities. The<br />

remaining countries have introduced successfully Project Citizen or<br />

Foundations materials into selected schools.<br />

As in other parts <strong>of</strong> the world, the Center’s MENA programs attract<br />

a talented group <strong>of</strong> reformers from backgrounds in journalism <strong>and</strong> civil<br />

society as well as the education field. They share common goals <strong>of</strong><br />

wishing to improve the democratic participation <strong>of</strong> young people in<br />

85


86 KPI Congress XI<br />

their national life. The World Congress brings together civic educators<br />

from around the world who work with Center materials to share best<br />

practices <strong>and</strong> motivate each other to even greater achievements.<br />

Africa. African independence brought with it a wave <strong>of</strong> optimism<br />

<strong>and</strong> experiments in democratic rule that did not <strong>of</strong>ten endure. African<br />

schools usually reflected the repressive patterns <strong>of</strong> behavior practiced in<br />

the wider culture. Literacy levels are low <strong>and</strong> delivery <strong>of</strong> basic<br />

government services, including education, weak. Still, the Center’s<br />

programs have found an enthusiastic audience in many African countries<br />

including Nigeria, Senegal, South Africa, Malawi, Mauritius, <strong>and</strong> others.<br />

Africa is one <strong>of</strong> only two regions that have so far held regional Project<br />

Citizen showcases.<br />

Asia. The wide acceptance <strong>of</strong> Project Citizen throughout some <strong>of</strong><br />

the most populous states <strong>of</strong> Asia provides one answer to the question <strong>of</strong><br />

whether Asian “culture” is not suited to the theory <strong>and</strong> practice <strong>of</strong><br />

“Western” liberal democracy. In only four years Project Citizen has<br />

grown from a limited pilot program to one that is used by nearly a<br />

million students in China <strong>and</strong> India. These two countries present quite<br />

different contexts for the introduction <strong>of</strong> civic education curricula.<br />

China has made a successful transition to a market economy within a<br />

formally Communist political system. Marxism-Leninism remains a<br />

formal part <strong>of</strong> the school curriculum, but is widely seen as anachronistic<br />

<strong>and</strong> irrelevant to the future direction <strong>of</strong> the country. School authorities<br />

at the provincial level, where most educational decisions are made <strong>and</strong><br />

funded in China, are concerned that they may be raising a generation <strong>of</strong><br />

children who reject the formal citizenship <strong>and</strong> value education they<br />

receive, but receive no alternative within the educational system. Project<br />

Citizen, used as an extracurricular subject, does not challenge the existing<br />

civic education structure directly, but <strong>of</strong>fers a modern, engaging, <strong>and</strong><br />

substantive alternative to it. At a recent training <strong>of</strong> teachers for a pilot<br />

Project Citizen program in a province <strong>of</strong> more than 80 million<br />

inhabitants, the number two educational <strong>of</strong>ficial for the province<br />

admonished the teachers to take their training seriously as “what you are<br />

doing today will prepare our students to make the next important


Panel Discussion<br />

transition for China from an authoritarian system to one based on<br />

democracy <strong>and</strong> the respect for human rights.” 5<br />

India, the world’s largest democracy, has no fear <strong>of</strong> vibrant debate<br />

or expressions <strong>of</strong> public opinion. However, the size <strong>of</strong> its enormous<br />

political system <strong>and</strong> wide disparities <strong>of</strong> income <strong>and</strong> opportunity give few<br />

Indian children experience in grassroots democracy. Indian educators<br />

were skeptical initially that the United States had much to <strong>of</strong>fer to India<br />

in the field <strong>of</strong> democracy education. However, when they saw Project<br />

Citizen’s implementation in neighboring countries such as Malaysia they<br />

recognized its potential contribution to Indian students. Project Citizen<br />

has spread there from pilot projects in eleven schools to hundreds <strong>of</strong><br />

schools throughout the country. Most recently, the Jawahar Navodaya<br />

Vidyalaya (JNV) schools, founded by assassinated former Prime<br />

Minister, Rajiv G<strong>and</strong>hi, have adopted it. The JNV schools are free<br />

academies with the mission <strong>of</strong> providing a good quality, modern<br />

education to talented children predominantly from rural areas. Many <strong>of</strong><br />

the children are the first in their families to attend school.<br />

Our work with KPI in Thail<strong>and</strong> aims to increase civic <strong>and</strong> political<br />

participation, <strong>and</strong> to strengthen tolerance <strong>and</strong> respect for human rights<br />

<strong>and</strong> the rule <strong>of</strong> law among young people. We have used the Project<br />

Citizen curriculum I mentioned earlier for several years <strong>and</strong> are just about<br />

to introduce the Foundations curriculum widely in Thai schools.<br />

A program initially focused largely on Bangkok <strong>and</strong> larger cities is now<br />

becoming truly national in scope <strong>and</strong> has held very successful trainings<br />

<strong>and</strong> showcases in the South <strong>and</strong> Deep South. I’m very pleased that I will<br />

have the opportunity to travel Sunday to Songkla for the first time <strong>and</strong><br />

see the great work being done there first h<strong>and</strong>. Tolerance is a core value<br />

<strong>of</strong> the democratic principles <strong>and</strong> practices contained in our materials <strong>and</strong><br />

a special emphasis <strong>of</strong> KPI’s programs in the South <strong>and</strong> Deep South.<br />

We are also encouraged by an insightful decision by Dr. Borwornsak<br />

to include Project Citizen as an integral part <strong>of</strong> the training provided to<br />

5 Recorded by the author at a training session in October 2006. Unfortunately, the<br />

name <strong>and</strong> location <strong>of</strong> the <strong>of</strong>ficial cannot be provided without some risk.<br />

87


88 KPI Congress XI<br />

participants in Political Development Council (PDC) activities. As you<br />

know, the PDC aims to empower the Thai people through the<br />

promotion <strong>of</strong> their participation in decision–making on public policies.<br />

In July <strong>and</strong> August 2009, a total <strong>of</strong> 486 civic leaders representing all 76<br />

provinces <strong>of</strong> Thail<strong>and</strong> participated in a PDC grantee-training program.<br />

These local civic leaders will use the Project Citizen methodology to help<br />

identify public policy problems in their community.<br />

In the relatively short period since the first pilots were begun in<br />

Thail<strong>and</strong> some five years ago, thous<strong>and</strong>s <strong>of</strong> students are participating in<br />

Project Citizen <strong>and</strong> soon in Foundations. They are identifying problems in<br />

their communities, challenging their teachers <strong>and</strong> pubic <strong>of</strong>ficials to live<br />

up to their responsibilities, <strong>and</strong> linking in solidarity their activities in the<br />

classroom, with their schools, families, communities, <strong>and</strong> local<br />

governments.<br />

We at the Center have been overwhelmed by the positive response<br />

<strong>of</strong> Thail<strong>and</strong> to our programs. On behalf <strong>of</strong> the Center <strong>and</strong> <strong>of</strong> our<br />

executive director, Chuck Quigley, thank you for inviting the Center to<br />

work with you. We look forward to a long <strong>and</strong> productive relationship.


Panel Discussion<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources,<br />

Governance <strong>and</strong> <strong>Reform</strong>: Introducing<br />

IDG-Net<br />

Kathleen Lauder<br />

Introduction<br />

This paper defines ‘enhancing equitable<br />

allocation <strong>of</strong> resources’ <strong>and</strong><br />

assesses the extent to which it has<br />

been realized both within <strong>and</strong> across countries.<br />

The paper then defines ‘governance’, its actors<br />

<strong>and</strong> principles. It argues that equitable<br />

allocation <strong>of</strong> resources is fundamentally<br />

linked to good governance. The paper then<br />

examines how ‘good governance’ <strong>and</strong> by<br />

association ‘equitable allocation <strong>of</strong> resources’<br />

can be enhanced. It looks at approaches to<br />

enhancing the various actors involved in<br />

good governance <strong>and</strong> the relationships<br />

among those actors. The paper argues that a<br />

compelling approach to strengthening<br />

governance is through partnerships <strong>and</strong><br />

networks. The paper concludes by sharing<br />

information on a new network called<br />

Institutions <strong>of</strong> Democratic Governance<br />

Network (IDG-Net). With support from the<br />

89


90 KPI Congress XI<br />

Canadian International Development Agency (CIDA) IDG-Net is being<br />

spearheaded by the Institute On Governance, in partnership with the<br />

Institute <strong>of</strong> Governance Studies (IGS) in Bangladesh <strong>and</strong> the Centre for<br />

Good Governance (CGG) in India. IDG-Net is put forward as one<br />

model through which good governance, <strong>and</strong> equitable allocation <strong>of</strong><br />

resources, could be enhanced.<br />

Defining <strong>and</strong> Assessing <strong>Equitable</strong><br />

<strong>Allocation</strong> <strong>of</strong> Resources<br />

In defining ‘equitable allocation <strong>of</strong> resources’ it is helpful to review<br />

the definition <strong>of</strong> equity from the 2006 World Development Report:<br />

Equity means that the resources which are being distributed to the<br />

people are distributed in a way that results in individuals having equal<br />

opportunities to pursue a life <strong>of</strong> their choosing <strong>and</strong> be spared from<br />

extreme deprivation in outcomes. 1<br />

In practical terms, when we talk <strong>of</strong> ‘equitable allocation <strong>of</strong> resources’<br />

we refer to a situation where everyone has equal opportunities to pursue<br />

goals like economic prosperity, educational achievement, <strong>and</strong> political<br />

representation. <strong>Equitable</strong> allocation <strong>of</strong> resources also means equitable<br />

access to services <strong>of</strong> the state, including infrastructure, health services <strong>and</strong><br />

other public supports. Opportunity would be granted regardless <strong>of</strong> place<br />

<strong>of</strong> birth, race, gender, class or social st<strong>and</strong>ing. In a Thail<strong>and</strong> in which<br />

resources were allocated equitably there would be virtually no difference<br />

in the opportunity afforded to a girl born to farmers in a hill tribe north<br />

<strong>of</strong> Chaing Mai, than to a boy born in Bangkok to a family <strong>of</strong> large l<strong>and</strong><br />

<strong>and</strong> property owners with strong connections to the power holders.<br />

In reality, income inequalities both within <strong>and</strong> across countries are<br />

severe <strong>and</strong> they are growing. In much <strong>of</strong> the world opportunities for<br />

1 This definition is based on a definition <strong>of</strong> equity used in the “Overview”, World<br />

Development Report 2006 P. 2


Panel Discussion<br />

education, health, wealth, power <strong>and</strong> input into the decision making<br />

process is very much a function <strong>of</strong> where you are born <strong>and</strong> who are your<br />

parents.<br />

In looking at inequalities within countries the case <strong>of</strong> Brazil provides<br />

an illustration which sheds some light on the roots <strong>of</strong> inequality. One<br />

quarter <strong>of</strong> the inequalities in incomes in Brazil in 1996 was found to be<br />

determined by factors completely out <strong>of</strong> control <strong>of</strong> the individual: race,<br />

region <strong>of</strong> birth, parental education <strong>and</strong> paternal occupation at birth.<br />

While we do not have a quantifiable measure <strong>of</strong> their impact, we can<br />

argue that gender, family wealth <strong>and</strong> the quality <strong>of</strong> primary schools, all<br />

factors out <strong>of</strong> control <strong>of</strong> the individual, are also important determinants<br />

<strong>of</strong> power <strong>and</strong> wealth. 2<br />

Compared to inequalities within countries, inequalities across<br />

countries are massive. Cross country differences begin with the<br />

opportunity for life itself: while 7 <strong>of</strong> every 1,000 American babies die in<br />

the first year <strong>of</strong> their lives, 126 <strong>of</strong> every 1,000 Malian babies do. Babies<br />

who survive, not only in Mali but in much <strong>of</strong> Africa <strong>and</strong> in the poorer<br />

countries <strong>of</strong> Asia <strong>and</strong> Latin America, are at much greater nutritional risk<br />

than their counterparts in rich countries. And if they go to school—more<br />

than 400 million adults in developing countries never did—their schools<br />

are substantially worse than those attended by children in Europe, Japan,<br />

or the United States. Given lower school quality, under nutrition, <strong>and</strong><br />

the earnings a child can generate by working instead <strong>of</strong> studying, many<br />

children leave school early. The average person born between 1975 <strong>and</strong><br />

1979 in Sub-Saharan Africa has only 5.4 years <strong>of</strong> schooling. In South<br />

Asia, the figure rises to 6.3 years; in OECD countries, it is 13.4 years.<br />

Opportunities for the consumption <strong>of</strong> private goods differ vastly between<br />

rich <strong>and</strong> poor countries. While the average Nigerian may find it difficult<br />

to afford adequately nutritious meals every day, the average citizen <strong>of</strong><br />

Luxembourg need not worry too much about buying the latest<br />

generation cell phone on the market. 3<br />

2 World Development Report 2006<br />

3 Ibid<br />

91


92 KPI Congress XI<br />

In summary ‘equitable allocation <strong>of</strong> resources’ is about ensuring that<br />

everyone, regardless <strong>of</strong> their place <strong>of</strong> birth <strong>and</strong> their family background,<br />

have equal access to services, equal opportunities to make choices that<br />

will shape their future, <strong>and</strong> equal opportunities to have a say in the<br />

decisions that impact them <strong>and</strong> the world in which they live.<br />

Defining Governance, its Actors <strong>and</strong> Principles<br />

Governance is a broad field <strong>of</strong> study, <strong>and</strong> practitioners <strong>and</strong> theorists<br />

define it differently. There are many definitions <strong>of</strong> governance. We prefer<br />

a definition that speaks <strong>of</strong> governance not only as a destination, but as a<br />

journey. Governance is more than government, more than public<br />

administration, more than a governing model or structure, though <strong>of</strong><br />

course these are important. Governance, <strong>and</strong> in particular good<br />

governance, is also about effective ways <strong>of</strong> continuously engaging various<br />

sectors <strong>of</strong> society. Governance is therefore closely aligned with democracy<br />

<strong>and</strong> the central role that citizens must play in any effective governance<br />

system.<br />

The Institute On Governance defines governance as the process<br />

whereby societies or organizations make their important decisions,<br />

determine who has voice, who is engaged in the process <strong>and</strong> how account<br />

is rendered. 4<br />

Figure 1 illustrates the actors involved in governance <strong>and</strong> the<br />

relationships among those actors. Simply stated, governance actors<br />

include organizations within government 5 , civil society <strong>and</strong> business,<br />

with media forming a link among players in all three sectors. The<br />

diagram depicts these organizations with some overlap among them. It<br />

illustrates that organizations in all sectors exist in a context which is<br />

shaped by citizens <strong>and</strong> their traditions, values <strong>and</strong> cultures.<br />

4 Laura Edgar, Claire Marshall <strong>and</strong> Michael Bassett, “Partnerships: Putting Good<br />

Governance Principles in Practice”, 2006. http://www.iog.ca/publications/<br />

2006_partnerships.pdf<br />

5 <strong>Government</strong> includes the executive branch, the legislature <strong>and</strong> the judiciary.


some overlap among them. It illustrates that organizations in all sectors exist in a context which is sh<br />

by citizens <strong>and</strong> their traditions, values <strong>and</strong> cultures.<br />

Panel Discussion<br />

Figure 1<br />

�������� ��������<br />

Values<br />

�������� ��������<br />

Figure 1<br />

Governance relationships<br />

Civil<br />

Society<br />

������������������������<br />

Traditions<br />

media<br />

<strong>Government</strong><br />

History<br />

Private<br />

Sector<br />

�������� ��������<br />

Cultures<br />

�������� ��������<br />

In principle, the concept <strong>of</strong> governance may be applied to any form<br />

<strong>of</strong> collective action.Governance is about the more strategic aspects <strong>of</strong><br />

steering: the larger decisions about direction <strong>and</strong> roles. That is,<br />

governance is not only about where to go, but also about who should be<br />

capacity. There are four areas or zones where the concept is particularly relevant.<br />

involved in deciding, <strong>and</strong> in what capacity. There are four areas or zones<br />

where the concept is particularly relevant.<br />

In principle, the concept <strong>of</strong> governance may be applied to any form <strong>of</strong> collective action.Governance<br />

about the more strategic aspects <strong>of</strong> steering: the larger decisions about direction <strong>and</strong> roles. That is,<br />

governance is not only about where to go, but also about who should be involved in deciding, <strong>and</strong> in<br />

� Governance in ‘global space’, or global governance, deals with issues outside the purview <strong>of</strong><br />

individual governments4.<br />

� Governance in ‘national in ‘global space’, space’, i.e. within or global a country: governance, this is sometimes deals understood with as the<br />

issues exclusive outside preserve the <strong>of</strong> purview government, <strong>of</strong> <strong>of</strong> individual which there governments.<br />

may be several levels: national, provincial<br />

state, indigenous, urban or local. However, governance is concerned with how other actors, s<br />

as civil society organizations, may play a role in taking decisions on matters <strong>of</strong> public conce<br />

� Organizational governance (governance in ‘organization space’): this comprises the activitie<br />

organizations that are usually accountable to a board <strong>of</strong> directors. Some will be privately ow<br />

<strong>and</strong> operated, e.g. business corporations. Others may be publicly owned, e.g. hospitals, scho<br />

Governance in ‘national space’, i.e. within a country: this is<br />

sometimes understood as the exclusive preserve <strong>of</strong> government, <strong>of</strong><br />

which there may be several levels: national, provincial or state,<br />

government corporations, etc.<br />

indigenous, urban or local. However, governance is concerned<br />

with how other actors, such as civil society organizations, may<br />

play not be a role a formally in taking constituted decisions governing on matters board. <strong>of</strong> public concern<br />

6<br />

� Community governance (governance in ‘community space’): this includes activities<br />

local level where the organizing body may not assume a legal form <strong>and</strong> where there m<br />

Organizational governance (governance in ‘organization space’):<br />

this comprises the activities <strong>of</strong> organizations that are usually<br />

6 st<br />

John Graham, Bruce Amos <strong>and</strong> Tim Plumptre, “Principles for Good Governance in the 21 Century: Policy B<br />

No. 15”, www.iog.ca/publications<br />

accountable to a board <strong>of</strong> directors. Some will be privately owned<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources, Governance <strong>and</strong> <strong>Reform</strong>: Introducing IDG-Net<br />

Institute On Governance<br />

93


94 KPI Congress XI<br />

<strong>and</strong> operated, e.g. business corporations. Others may be publicly<br />

owned, e.g. hospitals, schools, government corporations, etc.<br />

Community governance (governance in ‘community space’): this<br />

includes activities at a local level where the organizing body may<br />

not assume a legal form <strong>and</strong> where there may not be a formally<br />

constituted governing board. 6<br />

Family governance where the traditions, culture <strong>and</strong> values within<br />

the family determine how decisions are made, who has voice <strong>and</strong><br />

how family rights, responsibilities <strong>and</strong> resources are allocated.<br />

Drawing heavily on the work <strong>of</strong> the United Nations Development<br />

Program, the Institute On Governance has identified five principles <strong>of</strong><br />

good governance: legitimacy/voice; direction/strategic vision;<br />

performance; accountability; <strong>and</strong> equity\/fairness. 7 Table 1 describes the<br />

5 principles <strong>and</strong> shows the relationship <strong>of</strong> these principles to the UNDP<br />

principles <strong>of</strong> good governance.<br />

Table 1: Principles <strong>of</strong> Good Governance <strong>and</strong> Their Relationship to<br />

the UNDP Principles<br />

The IOG<br />

The UNDP Principles <strong>and</strong> related UNDP text<br />

Governance Principles<br />

1. <strong>Legitimacy</strong> <strong>and</strong> Voice Participation: All men <strong>and</strong> women should have a<br />

voice in decisionmaking, either directly or through<br />

legitimate intermediate institutions that represent<br />

their intention. Such broad participation is built on<br />

freedom <strong>of</strong> association <strong>and</strong> speech, as well as<br />

capacities to participate constructively.<br />

Consensus Orientation: Good governance mediates<br />

differing interests to reach a broad consensus on<br />

what is in the best interest <strong>of</strong> the group <strong>and</strong>, where<br />

possible, on policies <strong>and</strong> procedures.<br />

6 John Graham, Bruce Amos <strong>and</strong> Tim Plumptre, “Principles for Good Governance<br />

in the 21st Century: Policy Brief No. 15”, www.iog.ca/publications<br />

7 Ibid


The IOG<br />

Governance Principles<br />

Panel Discussion<br />

The UNDP Principles <strong>and</strong> related UNDP text<br />

2. Direction Strategic Vision: Leaders <strong>and</strong> the public have a<br />

b r o a d a n d l o n g - t e r m p e r s p e c t i v e o n g o o d<br />

governance <strong>and</strong> human development, along with a<br />

sense <strong>of</strong> what is needed for such development. There<br />

is also an underst<strong>and</strong>ing <strong>of</strong> the historical, cultural<br />

<strong>and</strong> social complexities in which that perspective is<br />

grounded.<br />

3. Performance Responsiveness: Institutions <strong>and</strong> processes try to<br />

serve all stakeholders.<br />

Effectiveness <strong>and</strong> efficiency: Processes <strong>and</strong><br />

institutions produce results that meet needs while<br />

making the best use <strong>of</strong> resources.<br />

4. Accountability Accountability: Decision-makers in government,<br />

the private sector <strong>and</strong> civil society organizations are<br />

accountable to the public, as well as to institutional<br />

stakeholders. This accountability differs depending<br />

on the organizations <strong>and</strong> whether the decision is<br />

internal or external.<br />

Transparency: Transparency is built on the free flow<br />

<strong>of</strong> information. Processes, institutions <strong>and</strong><br />

information are directly accessible to those<br />

concerned with them, <strong>and</strong> enough information is<br />

provided to underst<strong>and</strong> <strong>and</strong> monitor them.<br />

5. Equity/fairness Equity: All men <strong>and</strong> women have opportunities to<br />

improve or maintain their well being.<br />

Rule <strong>of</strong> Law: Legal frameworks should be fair <strong>and</strong><br />

enforced impartially, particularly the laws on human<br />

rights.<br />

95


96 KPI Congress XI<br />

Fundamental Linkages between<br />

Good Governance <strong>and</strong> <strong>Equitable</strong><br />

<strong>Allocation</strong> <strong>of</strong> Resources<br />

Having defined <strong>and</strong> discussed both ‘equitable allocation <strong>of</strong><br />

resources’ <strong>and</strong> ‘good governance’, we can see that the two concepts are<br />

closely linked. Fairness/equity is one <strong>of</strong> the principles <strong>of</strong> good<br />

governance. The outcomes <strong>of</strong> both ‘equitable access to resources’ <strong>and</strong><br />

‘good governance’ involve equal access to power <strong>and</strong> ensuring that all<br />

citizens have an opportunity to have a say in decision making. Because<br />

‘equity’ is one <strong>of</strong> the principles <strong>of</strong> good governance you can not have<br />

good governance without equity. Because good governance is about the<br />

systems, processes <strong>and</strong> mechanisms that ensure that all people have a say<br />

in decision making, you can not have equity without good governance.<br />

Both ‘equitable allocation <strong>of</strong> resources’ <strong>and</strong> ‘good governance’ is<br />

relevant in different zones. At the global level we have seen that there are<br />

vast difference in equity across countries. Global governance<br />

organizations such as the UN seek to address some <strong>of</strong> those inequalities.<br />

At the national level we have found that there are inequalities. We<br />

suggest that there is a correlation between the 5 principles <strong>of</strong> good<br />

governance (legitimacy/voice; direction/strategic vision; performance;<br />

accountability; <strong>and</strong> equity\/fairness) <strong>and</strong> equitable allocation <strong>of</strong> resources.<br />

The relationship between the principles <strong>of</strong> good governance <strong>and</strong><br />

equitable allocation <strong>of</strong> resources is perhaps most stark at the family level,<br />

where families in which principles such as voice/participation,<br />

accountability <strong>and</strong> fairness are upheld we are more likely to see resources<br />

allocated equitably regardless <strong>of</strong> gender <strong>and</strong> age differences, than in<br />

families where these principles are not respected.<br />

An important relationship also exists between equitable allocation <strong>of</strong><br />

resources <strong>and</strong> the development <strong>of</strong> sound government, civil society <strong>and</strong><br />

business organizations. Where there is unequal allocation <strong>of</strong> resources,<br />

there is a tendency for organizations to be developed which perpetuate<br />

inequalities in power, status <strong>and</strong> wealth.


Panel Discussion<br />

Unequal power leads to the formation <strong>of</strong> institutions that<br />

perpetuate inequalities in power, status <strong>and</strong> wealth – <strong>and</strong> that typically<br />

are also bad for the investment, innovation <strong>and</strong> risk taking that<br />

underpin long term growth. 8<br />

Some Directions for Enhancing<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources<br />

This section will suggest some options for enhancing equitable<br />

allocation <strong>of</strong> resources by strengthening government, strengthening those<br />

organizations which hold government accountable <strong>and</strong> enhancing<br />

partnerships <strong>and</strong> networks.<br />

1. Enhancing Performance <strong>of</strong> <strong>Government</strong><br />

Some approaches to enhancing performance <strong>of</strong> government which<br />

have enhanced governance <strong>and</strong> equitable allocation <strong>of</strong> resources are<br />

outlined below.<br />

Developing Electronic Procurement Systems to Reduce<br />

Corruption: In many parts <strong>of</strong> the world, especially in East Asia<br />

<strong>and</strong> Latin America, e-procurement has proved to be an effective<br />

means <strong>of</strong> curbing corruption, as well as easing the purchasing<br />

woes <strong>of</strong> state agencies. For example, in the Philippines benefits <strong>of</strong><br />

e-procurement included: competitive purchase price; wider<br />

‘market’ participation; faster transactions; direct communication<br />

with suppliers; reduced administrative cost; real time<br />

information, <strong>and</strong> enhanced accountability. 9<br />

8 World Development Report 2006, “Overview”, pp 8-9. Chapter 6 <strong>of</strong> the World<br />

Development Report 2006 elaborates on the impact <strong>of</strong> inequality on the shaping <strong>of</strong><br />

economic <strong>and</strong> political institutions <strong>and</strong> the way these institutions affect development.<br />

9 Pacoy, Emilia P. “Tracking Anti-Corruption Initiatives: Perceptions <strong>and</strong> Initiatives<br />

in the Philippines”, JOAAG, Vol. 3. No. 1, p. 61, http://joaag.com/uploads/6_Pacoy-<br />

Final.pdf.<br />

97


98 KPI Congress XI<br />

Creating a merit based civil service to prevent nepotism <strong>and</strong><br />

enhance performance: For example, in Singapore the<br />

government has consciously followed a stringent policy to<br />

cultivate <strong>and</strong> nurture the civil service, to ensure that it has the<br />

best talents to drive the country forward. Factors that have<br />

contributed to this amazing story include: the government<br />

follows a businesslike approach within the civil service,<br />

continuously analyzing the service delivery needs <strong>of</strong> the country<br />

<strong>and</strong> the emerging global trends, reforming the civil service<br />

according to such needs <strong>and</strong> trends, <strong>and</strong> utilizing the knowledge<br />

available from the vast business <strong>and</strong> educational sector <strong>and</strong><br />

industries that are present in the country; the government has<br />

continuously played a very active role in identifying, nurturing<br />

<strong>and</strong> grooming promising young talents for civil service leadership<br />

positions, including providing scholarships for local <strong>and</strong> foreign<br />

universities, <strong>and</strong> continuing development programmes; public<br />

servants in Singapore receive very competitive salaries, rivaling<br />

even the private sector; in addition to providing a relatively high<br />

salary structure for the civil service, the government has exhibited<br />

strong political will to combat corruption. 10<br />

Enhancing service quality to put citizens first – citizen’s<br />

charters: In the UK the Charter programme was one <strong>of</strong> the<br />

clearest articulations <strong>of</strong> the need to focus on the experience <strong>of</strong><br />

public service users, <strong>and</strong> for services to be responsive to the<br />

people using them. It also popularised the ideas that performance<br />

should be measured <strong>and</strong> measurements made public, <strong>and</strong> that<br />

information about services should be readily available in plain<br />

language. The Public Service Committee concluded in its 1997<br />

report that The Citizens’ Charter had made “a valuable<br />

contribution to improving public ser vices”. It led to<br />

10 Robert, Bern<strong>and</strong>o. The Role <strong>of</strong> Incentives in Civil Service <strong>Reform</strong>: the Singapore<br />

Story, http://regionalcentrebangkok.undp.or.th/practices/capacitydevelopment/<br />

documents Evidence_from_the_field_series_Singapore_Civil_Service_<strong>Reform</strong>_through_<br />

Incentives_-_formated.pdf.


Panel Discussion<br />

improvements in the delivery, culture <strong>and</strong> responsiveness <strong>of</strong> many<br />

services. 11 Citizens’ charters have been broadly adopted, especially<br />

in commonwealth countries.<br />

Legislating, promoting <strong>and</strong> enforcing right to information<br />

acts: The passage <strong>of</strong> the 2005 Right to Information Act in India<br />

is a step in this direction. As its preamble notes, the act seeks “to<br />

promote transparency <strong>and</strong> accountability in the working <strong>of</strong> every<br />

public authority.” It was enacted in the belief that “an informed<br />

citizenry <strong>and</strong> transparency <strong>of</strong> information” is vital in any<br />

democracy “to hold governments <strong>and</strong> their instrumentalities<br />

accountable to the governed.” Its enactment holds out the serious<br />

hope that social movements can now access information necessary<br />

to promote social <strong>and</strong> administrative justice. The hope is<br />

sustained by the experience <strong>of</strong> social movements with the right to<br />

information act legislated in the Indian state <strong>of</strong> Rajasthan in<br />

2000. The Rajasthan Right to Information Act has, among other<br />

things, been used by NGOs to check corruption in rural works.<br />

Well-known activists Aruna Roy <strong>and</strong> Nikhil Dey refer to two<br />

such incidents:<br />

- In 1998 . . . the Sarpanches [local <strong>of</strong>ficials] <strong>of</strong> Kukarkhada<br />

(Rajsam<strong>and</strong> district), Rawatmala <strong>and</strong> Surajpura (Ajmer<br />

district) apologized for committing fraud <strong>and</strong> publicly<br />

returned money after being confronted with incontrovertible<br />

public evidence at a public hearing.<br />

- In 2001, in Janawad panchayat (Raj sam<strong>and</strong> district) the<br />

information <strong>of</strong> public works expenditure painted on a<br />

panchayat wall led to the people to mobilize <strong>and</strong> protest<br />

exposing fraud <strong>and</strong> ghost works amounting to Rs.70 lakh, at<br />

a public hearing. This was later substantiated by a special<br />

11 House <strong>of</strong> Commons – Public Administration Select Committee. “From Citizen’s<br />

Charter to Public Service Guarantees: Entitlement to Public Services”, July 15, 2008,<br />

p. 9, http://www.publications.parliament.uk/pa/cm200708/cmselect/cmpubadm/411/<br />

411.pdf.<br />

99


100 KPI Congress XI<br />

government investigation leading to a number <strong>of</strong><br />

institutionalized measures <strong>of</strong> transparency <strong>and</strong> accountability.<br />

L<strong>and</strong>mark events like these, facilitated by people’s use <strong>of</strong> the<br />

right to information, have had a pr<strong>of</strong>ound impact in the<br />

whole State. Slowly but surely, corruption in public works has<br />

been curtailed. 12<br />

Requiring civil servants to declare assets: In the past few years,<br />

the Bulgarian government has instituted a requirement <strong>of</strong> judges<br />

to file a declaration <strong>of</strong> assets. Judges must now report their<br />

property <strong>and</strong> income on an annual basis beginning with their<br />

appointment <strong>and</strong> ending upon their departure. Filing a<br />

declaration <strong>of</strong> assets may deter the acquisition <strong>of</strong> improper<br />

income while serving on the bench. It will clearly force judges to<br />

declare their home <strong>and</strong> major personal possessions, such as an<br />

automobile. The Supreme Judicial Council’s Anti-Corruption<br />

Committee has authority, along with the National Audit Office,<br />

to verify information about the existence <strong>of</strong> serious differences<br />

between the judges’ declared assets <strong>and</strong> acquired assets. 13<br />

2. Enhancing Performance <strong>of</strong> those Organizations which<br />

Hold <strong>Government</strong> Accountable<br />

A strong, vibrant <strong>and</strong> organized civil society can be critical to<br />

enhancing equitable allocation <strong>of</strong> resources. Civil society organizations<br />

hold the potential to both strengthen <strong>and</strong> challenge the capacity <strong>of</strong><br />

governments to pursue equitable allocation <strong>of</strong> resources. Some specific<br />

approaches include the following:<br />

Social accountability processes such as citizen report cards:<br />

For example, the Public Affairs Centre in Bangalore leads a<br />

process where citizens rate various pubic services over time. The<br />

12 CHIMNI, B.S. “Co-option <strong>and</strong> Resistance: Two Faces <strong>of</strong> Global Administrative<br />

Law”, International Law <strong>and</strong> Politics, Vol. 37, no 399, October 2006, p. 810, http://<br />

www.iilj.org/GAL/documents/CO-OPTIONANDRESISTANCETWOFACESOF.pdf<br />

13 American Bar Association, Judicial <strong>Reform</strong> Index for Bulgaria Volume II, April<br />

2004, p. 31.


Panel Discussion<br />

Centre publishes the results <strong>of</strong> those ratings <strong>and</strong> compares the<br />

ratings <strong>of</strong> different government services. Research has<br />

demonstrated that the quality <strong>of</strong> services for all citizens improved<br />

dramatically between 1998 to 2004. 14<br />

Budget monitoring <strong>and</strong> tracking: Citizens can ensure that<br />

budget allocation for education services is allocated equitably <strong>and</strong><br />

effectively by tracking the budget against performance objectives.<br />

In Ug<strong>and</strong>a there was great difficulty in getting the education<br />

budget to the targeted districts until 2004, when the government<br />

published the budget in the newspaper. After the publication,<br />

there was a marked improvement in ensuring the resources were<br />

allocated more equitably.<br />

Participatory budgeting: This is a process which engages citizens<br />

at the community level in defining their own priorities <strong>and</strong><br />

providing input on how a portion <strong>of</strong> the budget should be<br />

allocated to meet those priorities. One <strong>of</strong> Latin America’s first<br />

participatory budgeting processes was done in Porto Alegre,<br />

Brazil in 1989 <strong>and</strong> the process has spread throughout Brazil <strong>and</strong><br />

Latin America <strong>and</strong> into Europe, Asia, Africa <strong>and</strong> North America.<br />

Participatory budgeting is believed to have led to direct<br />

improvements in facilities in Porto Alegre, Brazil. For example,<br />

sewer <strong>and</strong> water connections increased from 75% <strong>of</strong> households<br />

in 1988 to 98% in 1997. The number <strong>of</strong> schools quadrupled<br />

since 1986. Also, Porto Alegre’s health <strong>and</strong> education budget<br />

increased from 13% (1985) to almost 40% (1996), <strong>and</strong> the share<br />

<strong>of</strong> the participatory budget in the total budget increased from<br />

17% (1992) to 21% (1999). 15<br />

Engaging citizens in consultative processes to develop policies<br />

<strong>and</strong> laws: Thail<strong>and</strong> launched a comprehensive community<br />

consultation process to get input from citizens across the country<br />

14 Public Affairs Centre, Banglalore.<br />

15 http://siteresources.worldbank.org/INTEMPOWERMENT/Resources/<br />

14657_Partic-Budg-Brazil-web.pdf<br />

101


102 KPI Congress XI<br />

on the drafting <strong>of</strong> its new constitution.<br />

Enhancing the role <strong>of</strong> media to act as watchdogs <strong>and</strong> to<br />

enhance citizen’s voice: The BBC World Service Trust uses radio<br />

talk shows, mass media <strong>and</strong> radio drama, for example, to reduce<br />

practices <strong>of</strong> sex selection in India, to raise awareness <strong>and</strong> stimulate<br />

debate on social issues in Burma <strong>and</strong> to show popular support<br />

among Burundians for a Truth <strong>and</strong> Reconciliation Commission.<br />

Engaging civil society in the development <strong>of</strong> poverty<br />

reduction strategies. This process has been widely used in<br />

various countries including Canada to enhance equitable<br />

allocation <strong>of</strong> resources by engaging civil society in defining<br />

development priorities <strong>and</strong> the best strategies for reducing<br />

poverty.<br />

3. Enhancing Partnerships <strong>and</strong> Networks<br />

Partnerships <strong>and</strong> networks can be powerful forces through which to<br />

enhance equitable allocation <strong>of</strong> resources. A relative low cost, low tech<br />

approach to capacity building, organizations which form coalitions can<br />

be particularly effective as they support players involved to align<br />

resources, knowledge <strong>and</strong> practical tools to address a specific issue <strong>of</strong><br />

common concern. While there are scores <strong>of</strong> these, this section outlines<br />

the power <strong>of</strong> partnerships <strong>and</strong> networking for 5 such entities. Further<br />

details <strong>of</strong> these entities, based from their web-sites, is provided in<br />

Appendix B.<br />

Transparency International: Now in its second decade, <strong>and</strong> with<br />

chapters in 90 countries around the world, TI has served to align <strong>and</strong><br />

focus people from all walks <strong>of</strong> life around a common goal <strong>of</strong> combating<br />

corruption. Through the TI network, best practices <strong>and</strong> success stories<br />

are shared, champions are created <strong>and</strong> sustained, tools for fighting<br />

corruption are developed, tested <strong>and</strong> adopted. As a relatively low tech,<br />

low cost initiative, the accomplishments <strong>of</strong> TI are impressive. It has<br />

helped to put corruption on the global agenda. It has played a vital role<br />

in anti-corruption conventions <strong>and</strong> has raised st<strong>and</strong>ards in public life.


Panel Discussion<br />

Philippine Procurement Watch Inc.: Philippines Procurement<br />

Watch Inc. aligns <strong>and</strong> galvanizes the efforts <strong>of</strong> multiple stakeholders to<br />

monitor the procurement <strong>of</strong> local government units. By working<br />

together, government, media <strong>and</strong> civil society players are able to<br />

accomplish more than they could accomplish working independently.<br />

“Procurement reform requires technical competence found in a<br />

combination <strong>of</strong> people in <strong>and</strong> out <strong>of</strong> government. It is vital that they can<br />

complement each other’s unique contributions. People in government<br />

should know when the expertise required is beyond them. People out <strong>of</strong><br />

government should appreciate the fact that there are many well-meaning<br />

people in government. A network <strong>of</strong> like-minded individuals is priceless.<br />

The partnering process therefore is essentially a helping relationship as<br />

opposed to an adversarial relationship. <strong>Reform</strong>ers have to continuously<br />

build bridges instead <strong>of</strong> emphasizing differences that separate.” 16<br />

CIVICUS: CIVICUS is an international alliance <strong>of</strong> members <strong>and</strong><br />

partners which constitute an influential network <strong>of</strong> organisations at the<br />

local, national, regional <strong>and</strong> international levels, <strong>and</strong> span the spectrum<br />

<strong>of</strong> civil society including: civil society networks <strong>and</strong> organisations; trade<br />

unions; faith-based networks; pr<strong>of</strong>essional associations; NGO capacity<br />

development organisations; philanthropic foundations <strong>and</strong> other funding<br />

bodies; businesses; <strong>and</strong> social responsibility programmes. Through its<br />

newsletters, World Assemblies <strong>and</strong> special projects CIVICUS has been a<br />

powerful force through which to increase underst<strong>and</strong>ing <strong>and</strong> visibility <strong>of</strong><br />

the civil society sector <strong>and</strong> the legal principles necessary for the sector’s<br />

empowerment <strong>and</strong> to enhance the sector’s resource base.<br />

Affiliated Network <strong>of</strong> Social Accountability (ANSA): The ANSA<br />

model creates <strong>and</strong> supports regional networks <strong>of</strong> practitioners, both<br />

governmental <strong>and</strong> nongovernmental, in the field <strong>of</strong> social accountability.<br />

While the networks are relatively new 17 they promise to be an important<br />

16 Maria Kristina Villanueva Pimentel, Procurement Watch, inc.: The Role <strong>of</strong> Civil<br />

Society in Public Procurement <strong>Reform</strong>s in the Philippines, taken from http://<br />

www.ippa.ws/IPPC1/BOOK/Chapter_3.pdf<br />

17 With support from the World Bank Institute, ANSA Africa was created in 2007,<br />

ANSA East Asia Pacific was created in 2008 <strong>and</strong> ANSA South Asia is in its start-up<br />

phase.<br />

103


104 KPI Congress XI<br />

tool through which the growing knowledge <strong>of</strong> social accountability can<br />

be shared <strong>and</strong> applied to enhance policies <strong>and</strong> programs. For example<br />

ANSA East Asia Pacific has used social networking technology to link<br />

individuals <strong>and</strong> groups with a common interest in social accountability<br />

action. Through their youth program young people in East Asia Pacific<br />

are learning to analyse, speak out on <strong>and</strong> impact issues that concern them<br />

in their communities.<br />

World Movement for Democracy: The World Movement for<br />

Democracy, initiated in 1999, is a global network <strong>of</strong> democrats,<br />

including activists, practitioners, academics, policy makers, <strong>and</strong> funders,<br />

who have come together to cooperate in the promotion <strong>of</strong> democracy.<br />

Through regular newsletters, annual meetings <strong>and</strong> numerous projects the<br />

movement provides support, encouragement <strong>and</strong> practical resources to<br />

enhance democracy.<br />

Introducing IDG-Net <strong>and</strong> Inviting Partnership<br />

This section talks about how the IOG seeks to help to enhance<br />

governance <strong>and</strong> equitable allocation <strong>of</strong> resources. It shares a model <strong>of</strong><br />

partnership <strong>and</strong> networking which has been spearheaded by the IOG,<br />

called Institutions <strong>of</strong> Democratic Governance Network (IDG-Net).<br />

1. How IDG-Net Works<br />

A growing number <strong>of</strong> institutions in developing countries have been<br />

created to support the move towards more effective <strong>and</strong> sustainable<br />

democracy. The Institutes <strong>of</strong> Democratic Governance Network (IDG-<br />

Net) was created in response to the belief that these entities can benefit<br />

from sharing knowledge, experience <strong>and</strong> resources. IDG-Net was<br />

formed, with support from the Canadian International Development<br />

Agency (CIDA) to share <strong>and</strong> promote knowledge, resources <strong>and</strong><br />

experience. Founding members include the Institute <strong>of</strong> Governance<br />

Studies (Bangladesh), the Centre for Good Governance (India) <strong>and</strong> the<br />

Institute On Governance (Canada). Since its inception in November,<br />

2008 the network has grown to include 25 members located in South<br />

Asia, South-east Asia, Africa <strong>and</strong> Latin America.


Panel Discussion<br />

We believe that IDG-Net can be an important tool to promote<br />

equitable allocation <strong>of</strong> resources for several reasons. First, its members are<br />

organizations which are uniquely positioned in their countries, working<br />

with both government <strong>and</strong> civil society <strong>and</strong> enjoying legitimacy with<br />

players in both domains. As such they are ideally positioned to shape<br />

governance in their countries. Second, the members are engaged in a<br />

variety <strong>of</strong> approaches, from training to research to consultancies, all <strong>of</strong><br />

which contribute to enhance democratic governance, create space for<br />

citizens to have their say <strong>and</strong> thus enhance equitable allocation <strong>of</strong><br />

resources. Third, the network enhances the effectiveness <strong>and</strong> efficiency <strong>of</strong><br />

its members by providing opportunities for them to share experience,<br />

knowledge <strong>and</strong> resources with like organizations in their countries,<br />

regions <strong>and</strong> at a global level, in the conduct <strong>of</strong> practical joint outcome<br />

oriented initiatives. Organizations eligible for membership in the<br />

network:<br />

seek to strengthen democracy<br />

are engaged in at least two <strong>of</strong> the following: research, training,<br />

technical assistance<br />

regularly involve both government <strong>and</strong> civil society organizations<br />

in their activities<br />

seek to enhance one or more elements <strong>of</strong> governance <strong>and</strong><br />

democratic development, ranging from accountable public<br />

institutions, to human rights, rule <strong>of</strong> law <strong>and</strong> open <strong>and</strong><br />

accountable political systems<br />

We share our knowledge <strong>and</strong> experience through:<br />

focused <strong>and</strong> well designed forums, workshops <strong>and</strong> conferences on<br />

specific topics<br />

attachments where members <strong>of</strong> staff from one participating<br />

institute spend time at another institute<br />

sharing <strong>and</strong> pooling <strong>of</strong> resources among members on a variety <strong>of</strong><br />

governance initiatives, projects <strong>and</strong> competitive bids<br />

105


106 KPI Congress XI<br />

a web-site linked to related web-sites<br />

planning <strong>and</strong> management meetings which use technology<br />

creatively through video conferencing, Skype, telephone,<br />

electronic bulletin board <strong>and</strong> email communication, supplemented<br />

by limited face to face meetings<br />

Phase 1, the start-up phase, <strong>of</strong> the network was guided by a<br />

Steering Committee, comprising heads <strong>of</strong> the three founding partners.<br />

An Advisory Group has been created to support the network in its startup<br />

phase.<br />

Joint activities (two ‘Leadership <strong>and</strong> Governance’ courses) have been<br />

planned by the network for this start-up phase. The first will take place<br />

in Dhaka from November 9 – 12 for 24 senior Bangladesh civil servants.<br />

The second will be held in Hyderabad from November 16 – 19 for 30<br />

medium to large city managers in India. These courses have been<br />

developed jointly by the IOG, IGS <strong>and</strong> CGG, drawing on the<br />

knowledge, skills, resources <strong>and</strong> experience <strong>of</strong> the three organizations.<br />

Other members <strong>of</strong> IDG-Net have been invited to audit the course with a<br />

view to adapting it for participants in their own countries.<br />

The plans for phase II <strong>of</strong> the network, over the next two years, are<br />

to establish Steering Committees in three continents: Asia, Africa <strong>and</strong><br />

Latin America. These committees will plan joint activities to be<br />

undertaken through the network in each continent. It is anticipated that<br />

phase III <strong>of</strong> the network will involve bringing the three continents<br />

together to undertake joint initiatives both within <strong>and</strong> across continents.<br />

2. Areas <strong>of</strong> Focus for IDG-NET<br />

Areas <strong>of</strong> focus which have been chosen for IDG-Net, <strong>and</strong> the way in<br />

which they are expected to enhance governance <strong>and</strong> equitable allocation<br />

<strong>of</strong> resources, are described below.<br />

a) Leadership Training<br />

Most <strong>of</strong> the members <strong>of</strong> IDG-Net have ‘training’ as one <strong>of</strong> their<br />

core programming activities. Leaders from business, government <strong>and</strong>


Panel Discussion<br />

civil society are critical in the process <strong>of</strong> enhancing democratic<br />

governance. IDG-Net members can design <strong>and</strong> deliver leadership<br />

training more effectively by working together.<br />

IDG-Net members will be invited to collaborate on the design<br />

<strong>and</strong> delivery <strong>of</strong> ‘leadership <strong>and</strong> governance’ training programs for leaders<br />

from government, business <strong>and</strong> civil society. Participants may be 24<br />

leaders from government, business <strong>and</strong>/or civil society. The leadership<br />

programs are likely to be approximately 3.5 days in length <strong>and</strong> draw on a<br />

combination <strong>of</strong> approximately 60% local <strong>and</strong> 40% international faculty.<br />

Organizations collaborating on these programs will document<br />

<strong>and</strong> share lessons learned through the process so that all participating<br />

organizations, with their faculty <strong>and</strong> administrative staff, will have<br />

enhanced capacity to design <strong>and</strong> deliver leadership <strong>and</strong> governance<br />

programs. They will also have the benefit <strong>of</strong> training materials which can<br />

readily be adapted <strong>and</strong> tailored for different contexts.<br />

These courses are believed to be a powerful tool to enhance<br />

equitable allocation <strong>of</strong> resources as they are designed to provide leaders<br />

with the knowledge, skills <strong>and</strong> attitudes which they will need to<br />

effectively engage multiple stakeholders in decision making for more<br />

accountable, equitable <strong>and</strong> effective development <strong>of</strong> policy <strong>and</strong> delivery<br />

<strong>of</strong> services. The courses are designed to inspire <strong>and</strong> motivate leaders from<br />

government, civil society <strong>and</strong> business to work together to achieve these<br />

ends.<br />

b) Citizen <strong>and</strong> Governance Awards Programs<br />

Youth are key to developing <strong>and</strong> sustaining democratic values <strong>and</strong><br />

practices. IDG-Net will unite interested organizations in a process<br />

through which they can work together to empower youth as agents <strong>of</strong><br />

change in governance through youth awards programs.<br />

IDG-Net members will be invited to participate. The IDG-Net<br />

member may either implement the initiative by itself, or it may identify<br />

another local organization with which to partner for this initiative.<br />

107


108 KPI Congress XI<br />

Examples <strong>of</strong> local partners might include church youth groups,<br />

schools, youth centred organizations such as Girl Guides <strong>and</strong> Boy Scouts<br />

or youth centred development organizations such as Save the Children or<br />

World Vision.<br />

Each participating IDG-Net member will start by identifying<br />

approximately 10 youth groups in 10 different communities.<br />

A community will typically involve a population <strong>of</strong> about 10,000 – 20,000<br />

people. It may be a village, a cluster <strong>of</strong> villages or a neighbourhood in<br />

a big city.<br />

Each youth group will identify 2 youth leaders to attend a 3 day<br />

national training program. The national training will develop leadership<br />

skills, teach about democratic governance <strong>and</strong> introduce <strong>and</strong> plan the<br />

governance awards initiative. Trained youth leaders will return to their<br />

communities to mobilize other youth to identify <strong>and</strong> address an issue in<br />

their community.<br />

They will approach this by engaging multiple stakeholders in the<br />

community, <strong>and</strong> practicing principles <strong>of</strong> good governance including<br />

accountability, participation, fairness, transparency <strong>and</strong> strategic vision.<br />

They will develop a proposal for their initiative. The local partner will<br />

review the proposals <strong>and</strong> provide modest funding for those proposals<br />

which appear to be viable. The youth, working with the community, will<br />

have approximately 6 months to implement the initiative. They will then<br />

report on the initiative through various different formats including<br />

written reports, videos, <strong>and</strong> comics. Examples <strong>of</strong> youth led initiatives<br />

which might be undertaken within the time <strong>and</strong> budget constraints<br />

include the following: mobilizing the community to improve community<br />

cleanliness; advocating for policies which will reduce absenteeism <strong>of</strong><br />

teachers through the production <strong>of</strong> dramas in their communities; <strong>and</strong><br />

reducing HIV/AIDS by creating clubs in their schools which raise<br />

awareness about HIV/AIDS. 18<br />

18 These examples are actual projects which had been led by youth in a ‘governance<br />

awards programme’ for youth which was piloted in Indonesia <strong>and</strong> the Philippines in<br />

2006.


Panel Discussion<br />

The youth initiatives will then be assessed by a jury <strong>of</strong> judges <strong>and</strong><br />

the best initiatives will be showcased through media, brochures <strong>and</strong><br />

videos <strong>and</strong> an award ceremony.<br />

This program is expected to enhance equitable allocation <strong>of</strong><br />

resources as it promises to develop a cadre <strong>of</strong> youth with values,<br />

awareness <strong>and</strong> practical tools to promote equity <strong>and</strong> fairness in their<br />

communities. As this generation matures it is hoped that they will<br />

continue to champion these values in their communities, their nations<br />

<strong>and</strong> internationally.<br />

c) Research to Enhance Governance Assessment Tools<br />

Most IDG-Net members are involved in implementing some<br />

form <strong>of</strong> governance assessments in their countries. Often these<br />

assessments are undertaken using international indicators such as those<br />

developed by the World Bank. Many IDG-Net members find these<br />

indicators are not appropriate for their unique cultures <strong>and</strong> settings.<br />

However, the process <strong>of</strong> developing unique indicators is challenging.<br />

IDG-Net members will collaborate in a process to design more<br />

contextualized indicators, to incorporate them in their governance<br />

assessments, review the validity <strong>of</strong> the indicators, <strong>and</strong> adapt the most<br />

suitable indicators into their on-going governance assessment process.<br />

IDG-Net will bring together interested researchers for an initial<br />

meeting to share <strong>and</strong> discuss indicators <strong>and</strong> to develop new indicators.<br />

Researchers would meet again after they have tested their new indicators<br />

<strong>and</strong> assessed their validity <strong>and</strong> relevance.<br />

The results <strong>of</strong> this process would be documented <strong>and</strong><br />

disseminated so that all institutions involved in governance assessments<br />

can benefit from the lessons learned.<br />

This research is expected to contribute to enhancing equitable<br />

allocation <strong>of</strong> resources as it will aim to improve the way in which<br />

participating institutions measure equitable allocation <strong>of</strong> resources. It is<br />

expected to result in the identification <strong>of</strong> indicators for equity <strong>and</strong><br />

109


110 KPI Congress XI<br />

fairness which reflect the unique social, cultural <strong>and</strong> political contexts <strong>of</strong><br />

the countries involved in the research.<br />

3. Moving IDG-Net Forward<br />

Although IDG-Net is young, its members, sitting at the interface<br />

between government, civil society, business <strong>and</strong> the media are well<br />

positioned to play a key role in enhancing equitable allocation <strong>of</strong><br />

resources. It is believed that the areas which have been chosen for joint<br />

initiatives over the coming years <strong>of</strong>fer powerful levers to raise awareness,<br />

change attitudes <strong>and</strong> impact on policies <strong>and</strong> programs to enhance<br />

governance <strong>and</strong> equitable allocation <strong>of</strong> resources. The challenge will be to<br />

maintain momentum, stay focused <strong>and</strong> manage the growth <strong>of</strong> the<br />

network effectively over the coming years.<br />

Conclusion<br />

This paper has <strong>of</strong>fered a definition <strong>of</strong> ‘equitable allocation <strong>of</strong><br />

resources’ <strong>and</strong> assesses it both within <strong>and</strong> across countries. It defines<br />

governance <strong>and</strong> describes governance actors <strong>and</strong> principles. It has argued<br />

that ‘equitable allocation <strong>of</strong> resources’ <strong>and</strong> ‘good governance’ are<br />

intricately linked. The paper draws on international experience in<br />

strengthening governance to identify opportunities to enhance ‘equitable<br />

allocation <strong>of</strong> resources’. It reviews experience in capacity building in three<br />

areas: government, organizations holding government accountable <strong>and</strong><br />

partnerships <strong>and</strong> networks. The paper argues for the vital role which can<br />

be played in enhancing governance <strong>and</strong> ‘equitable allocation <strong>of</strong> resources’<br />

through partnerships <strong>and</strong> networks. Finally the paper shares the work <strong>of</strong><br />

Canada’s Institute on Governance, <strong>and</strong> its partners in South Asia, in<br />

spearheading the creation <strong>of</strong> a network <strong>of</strong> institutes <strong>of</strong> democratic<br />

governance.<br />

In conclusion, it is hoped that through the KPI Congress XI, <strong>and</strong> in<br />

particular, through this paper, practitioners <strong>and</strong> organizations wishing to<br />

enhance equitable allocation <strong>of</strong> resources will do so in partnership <strong>and</strong><br />

through networks which will harness <strong>and</strong> galvanize efforts to achieve


Panel Discussion<br />

common objectives. By working together we can raise awareness about<br />

equitable allocation <strong>of</strong> resources, <strong>and</strong> develop <strong>and</strong> implement strategies<br />

to enhance it at a global level.<br />

Appendix A:<br />

Examples <strong>of</strong> Partnershipss <strong>and</strong> Networks as a Tool for<br />

Enhancing Governance <strong>and</strong> <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong><br />

Resources<br />

Transparency International: Transparency International (TI), the<br />

global civil society organisation leading the fight against corruption,<br />

brings people together in a powerful worldwide coalition to end the<br />

devastating impact <strong>of</strong> corruption on men, women <strong>and</strong> children around<br />

the world. TI’s mission is to create change towards a world free <strong>of</strong><br />

corruption.<br />

Transparency International is a global network including more than<br />

90 locally established national chapters <strong>and</strong> chapters-in-formation. These<br />

bodies fight corruption in the national arena in a number <strong>of</strong> ways. They<br />

bring together relevant players from government, civil society, business<br />

<strong>and</strong> the media to promote transparency in elections, in public<br />

administration, in procurement <strong>and</strong> in business. TI’s global network <strong>of</strong><br />

chapters <strong>and</strong> contacts also use advocacy campaigns to lobby governments<br />

to implement anticorruption reforms.<br />

TI has the skills, tools, experience, expertise <strong>and</strong> broad participation<br />

to fight corruption on the ground, as well as through global <strong>and</strong> regional<br />

initiatives.<br />

Now in its second decade, Transparency International is maturing,<br />

intensifying <strong>and</strong> diversifying its fight against corruption. 19<br />

Philippine Procurement Watch: Philippines Procurement Watch<br />

Inc monitors the procurement <strong>of</strong> local government units based on the<br />

19 Taken from http://www.transparency.org/about_us<br />

111


112 KPI Congress XI<br />

implementing rules <strong>and</strong> regulations <strong>of</strong> the government procurement<br />

reform act. It involves a host <strong>of</strong> organizations <strong>and</strong> groups from virtually<br />

every sector to work together on this cause. From civil society it has<br />

harnessed the energy <strong>of</strong> over 20 groups involved in a Transparency <strong>and</strong><br />

Accountability Network. It has drawn in youth through the Walang Ku-<br />

Corrupt Movement (Youth). It involves a church group called CBCP.<br />

One <strong>of</strong> the main stakeholders in the coalition is the Philippine<br />

Contractors Association. (private sector – main stakeholder). Finally local<br />

chambers <strong>of</strong> commerce provide important inputs <strong>and</strong> resources. 20<br />

CIVICUS: CIVICUS is an international alliance dedicated to<br />

strengthening citizen action <strong>and</strong> civil society throughout the world. It is<br />

an international alliance <strong>of</strong> members <strong>and</strong> partners which constitute an<br />

influential network <strong>of</strong> organisations at the local, national, regional <strong>and</strong><br />

international levels, <strong>and</strong> span the spectrum <strong>of</strong> civil society including: civil<br />

society networks <strong>and</strong> organisations; trade unions; faith-based networks;<br />

pr<strong>of</strong>essional associations; NGO capacity development organisations;<br />

philanthropic foundations <strong>and</strong> other funding bodies; businesses; <strong>and</strong><br />

social responsibility programmes. CIVICUS has worked for over a<br />

decade to strengthen citizen action <strong>and</strong> civil society throughout the<br />

world, especially in areas where participatory democracy <strong>and</strong> citizens’<br />

freedom <strong>of</strong> association are threatened. CIVICUS seeks to amplify the<br />

voices <strong>and</strong> opinions <strong>of</strong> ordinary people <strong>and</strong> it gives expression to the<br />

enormous creative energy <strong>of</strong> the burgeoning sector <strong>of</strong> civil society. 21<br />

Affiliated Network for Social Accountability (ANSA): Affiliated<br />

Networks for Social Accountability (ANSA) bridge the gap between the<br />

growing body <strong>of</strong> knowledge in the field <strong>of</strong> social accountability <strong>and</strong> the<br />

current capacity <strong>of</strong> practitioners, civil society, <strong>and</strong> government to<br />

effectively apply the concept to policy <strong>and</strong> program design. The ANSA<br />

model creates <strong>and</strong> supports regional networks <strong>of</strong> practitioners—both<br />

governmental <strong>and</strong> nongovernmental—in the field <strong>of</strong> social<br />

accountability.<br />

20 Taken from a presentation made by Sanjay Pradhan, Vice President, World Bank<br />

Institute at a conference held in Frankfurt, October 2, 2009<br />

21 Taken from http://www.civicus.org/who-we-are


Panel Discussion<br />

Beginning with the creation <strong>of</strong> ANSA-Africa in 2006, the ANSA<br />

network has grown to include ANSA-East Asia/Pacific <strong>and</strong> ANSA-South<br />

Asia, along with a Global Partnership Fund housed in ANSA-SA to<br />

promote cross-regional collaboration <strong>and</strong> foster the development <strong>of</strong><br />

ANSAs in additional regions. While their work is varied, the ANSAs are<br />

linked by their common goal <strong>of</strong> equipping civil society <strong>and</strong> ordinary<br />

citizens with the skills necessary to play a more active role in bringing<br />

about more accountable governance. The ANSA networks work in a<br />

variety <strong>of</strong> ways, specifically to:<br />

• Build capacity through training <strong>and</strong> skills building on social<br />

accountability<br />

• Provide a knowledge platform for dissemination <strong>of</strong> best-practices<br />

• Facilitate networking <strong>and</strong> regional exchanges among practitioners<br />

to strengthen capacity<br />

• Provide technical assistance <strong>and</strong> grants to practitioners engaged in<br />

dem<strong>and</strong>-side governance initiatives<br />

• Conduct <strong>and</strong> disseminate research on social accountability 22<br />

World Movement for Democracy: The World Movement for<br />

Democracy is a global network <strong>of</strong> democrats, including activists,<br />

practitioners, academics, policy makers, <strong>and</strong> funders, who have come<br />

together to cooperate in the promotion <strong>of</strong> democracy.<br />

The Washington, D.C.-based National Endowment for Democracy<br />

(NED) initiated this nongovernmental effort with a global Assembly in<br />

New Delhi, India, in February 1999 to strengthen democracy where it is<br />

weak, to reform <strong>and</strong> invigorate democracy even where it is longst<strong>and</strong>ing,<br />

<strong>and</strong> to bolster pro-democracy groups in countries that have not yet<br />

entered into a process <strong>of</strong> democratic transition.<br />

22 Taken from the ANSA brochure<br />

113


114 KPI Congress XI<br />

The World Movement is led by a distinguished international<br />

Steering Committee <strong>and</strong> the National Endowment for Democracy serves<br />

as its Secretariat.<br />

The World Movement <strong>of</strong>fers new ways to give practical help to<br />

democrats who are struggling to open closed societies, challenge<br />

dictatorships, democratize semi-authoritarian systems, consolidate<br />

emerging democracies, <strong>and</strong> strengthen established democracies. The<br />

World Movement has the potential to do so in several ways:<br />

All those who are engaged in the advancement <strong>of</strong> democracy<br />

worldwide are welcome to participate in the World Movement for<br />

Democracy. 23<br />

23 Taken from http://www.wmd.org/about/information.html


Group<br />

1<br />

<strong>Government</strong> <strong>and</strong><br />

Political <strong>Legitimacy</strong>


<strong>Government</strong> <strong>and</strong> Political <strong>Legitimacy</strong><br />

Political <strong>Legitimacy</strong>, Rules, Mechanisms,<br />

Enforcement <strong>and</strong> Morality<br />

Assoc. Pr<strong>of</strong>. Dr. Niyom Rathamarit<br />

Thammasat University<br />

The fight for power among political<br />

groups based on rules that are not<br />

accepted by some or accepted by all<br />

but disobeyed or broken by some or all<br />

groups causes the defeated groups to refuse to<br />

recognize their opponents’ victories, which<br />

leads to protests, arguments, <strong>and</strong> attempts to<br />

topple the opponents’ power using extra-legal<br />

measures, such as public protest, blocking <strong>of</strong><br />

roads, seizure <strong>of</strong> airports <strong>and</strong> government<br />

buildings. This is happening in Thai society.<br />

This article attempts to search for ways <strong>and</strong><br />

means to solve the problem so that the<br />

country will be peaceful <strong>and</strong> the government,<br />

including various social groups, will be able<br />

to carry on their assigned tasks in a normal<br />

fashion.<br />

In a big society with a large population<br />

<strong>and</strong> a variety <strong>of</strong> pr<strong>of</strong>essions, ethnicities,<br />

languages, cultures, ideologies, economic<br />

statuses, politics <strong>and</strong> interests, it is <strong>of</strong> utmost<br />

necessity that fundamental rules be accepted<br />

117


118 KPI Congress XI<br />

by all groups <strong>and</strong> that a mechanism to monitor <strong>and</strong> enforce the rules in<br />

accordance with the purpose <strong>of</strong> the law be agreed upon.<br />

For Thai society, the fundamental rule agreed upon by all sectors in<br />

the political, economic <strong>and</strong> social system is liberal <strong>and</strong> democratic.<br />

Nonetheless, there are some disagreements over subsidiary issues, such as<br />

political party-control, the representative election system, <strong>and</strong> the<br />

authority <strong>and</strong> duties <strong>of</strong> independent organization, in particular the<br />

Election Commission.<br />

The development <strong>of</strong> the political system in the past focused on<br />

building up the strength <strong>of</strong> political parties. Thail<strong>and</strong>’s 1974 constitution<br />

<strong>and</strong> the following ones state that MP c<strong>and</strong>idates <strong>and</strong> MPs must be<br />

members <strong>of</strong> parties (they cannot run as independents) <strong>and</strong> that the<br />

House <strong>of</strong> Representatives has the authority to establish <strong>and</strong> impeach the<br />

government.<br />

However, Thail<strong>and</strong>’s experience shows that the aim <strong>of</strong> using political<br />

parties as the main mechanism in developing democracy <strong>and</strong> improving<br />

government efficiency has failed. Thai politics is still unstable <strong>and</strong><br />

inefficient, with groups that are not in power acting disloyally. There are<br />

also occasional political disturbances <strong>and</strong> violence, for example, the<br />

“Right kills Left” incident on 6th October 1976, the “Young Turk”<br />

coup attempt on 1st April 1981 <strong>and</strong> the “Black May” event <strong>of</strong> 1992.<br />

The popular democratic movement forced the post-“Black May”<br />

1992 government to reform the whole political system. The coalition<br />

government led by Chart Thai Party that came to power in 1995<br />

launched a political reform campaign that led to the abrogation <strong>of</strong> the<br />

1991 constitution <strong>and</strong> the adoption <strong>of</strong> a new constitution in 1997.<br />

Thail<strong>and</strong>’s 1997 constitution aimed to build up the strength <strong>of</strong><br />

political parties in the democratic system <strong>and</strong> make the political system<br />

transparent, so that it would become an institution that is accountable<br />

<strong>and</strong> trustworthy to every Thai. The 1997 constitution used various<br />

measures to achieve its goal. Political parties were strengthened by<br />

creating a system that favored large political parties, putting small<br />

political parties at a disadvantage <strong>and</strong> preventing MPs from switching


<strong>Government</strong> <strong>and</strong> Political <strong>Legitimacy</strong><br />

parties. The position <strong>of</strong> prime minister was strengthened. The role <strong>and</strong><br />

power <strong>of</strong> the legislature was diminished. Various independent monitoring<br />

organizations were established; the Election Commission was to filter<br />

those allowed to enter politics <strong>and</strong> the National Anti-Corruption<br />

Commission was to guarantee <strong>and</strong> verify politicians’ transparency in<br />

exercising state power. State decentralization <strong>and</strong> people’s political<br />

participation in such matters as law-making, petitions for political<br />

impeachment, public referendums on important issues <strong>and</strong> before<br />

starting <strong>of</strong> new mega-projects affecting the environment <strong>and</strong> people’s<br />

lifestyles were promoted<br />

Despite the aim <strong>of</strong> the new constitution to strengthen Thail<strong>and</strong>’s<br />

democratic system, Thai society was unfortunate. A billionaire politician<br />

who was good at playing political games used money, populist policies,<br />

<strong>and</strong> marketing strategies to centralize <strong>and</strong> monopolize power. Within<br />

three or four years this led to the end <strong>of</strong> the political rule established by<br />

the 1997 constitutional framework, which hoped to make the Thai<br />

democracy strong, efficient in responding to the people’s needs <strong>and</strong> wellbalanced<br />

among different branches <strong>of</strong> power.<br />

At the moment, there is an attempt to solve the problem caused by<br />

the structure <strong>and</strong> process <strong>of</strong> the governing institution by changing the<br />

House <strong>of</strong> Representatives’ election system <strong>and</strong> the determination <strong>of</strong><br />

Senate membership. The attempt also includes providing severe<br />

punishment for politicians <strong>and</strong> political parties involved in vote-buying,<br />

<strong>and</strong> revising processes <strong>of</strong> selecting members <strong>of</strong> independent agencies.<br />

However, it seems that the more attempts made to solve the problem, the<br />

more controversial the issue becomes.<br />

Political demonstrations against the government have broken out<br />

very <strong>of</strong>ten since the adoption <strong>of</strong> 2007 constitution. The coup<br />

government led by General Surayuth Julanond faced protests <strong>of</strong> the<br />

National United Front <strong>of</strong> Democracy Against Dictatorship—UDD (the<br />

Red Shirts supporting Thaksin). After the People Power Party (the<br />

successor <strong>of</strong> the Thai Rak Thai Party dissolved by Justices <strong>of</strong> the<br />

Constitutional Court on 30 May 2007) won the general election on 23<br />

December 2007, it became the leading party <strong>of</strong> the two coalition<br />

119


120 KPI Congress XI<br />

governments that followed: the first government was led by Mr. Samak<br />

Sundaravej—a self-proclaimed Thaksin nominee, <strong>and</strong> the second was led<br />

by Mr. Somchai Wongsawat—Thaksin’s brother-in-law. The People’s<br />

Alliance for Democracy—PAD (the Yellow Shirts protesting against<br />

Thaksin) demonstrated against the two governments continuously,<br />

causing the government serious troubles For example, the protesters<br />

seized <strong>Government</strong> House, blocked the area around Makawan Bridge on<br />

Ratchadamnoen Road <strong>and</strong> seized the airport. Somchai’s government was<br />

ousted after the Constitution Court found People Power Party guilty in<br />

the Mr. Yongyuth Tiyapairat’s vote-buying case, disb<strong>and</strong>ed the party <strong>and</strong><br />

stripped its executive members’, including PM Somchai, <strong>of</strong> electoral<br />

rights on 2 December 2008. The anti-government protest ended on<br />

4 December 2008.<br />

Since the Democrat Party formed a coalition government under<br />

Mr. Abhisit Vejachiva as prime minister, the UDD has been acting in the<br />

same way as the PAD did against the People Power Party’s government.<br />

It undertakes regular anti-government protests in Bangkok <strong>and</strong> the<br />

provinces, <strong>and</strong> its actions have included closing the road at Victory<br />

Monument, forcing the closure <strong>of</strong> the ASEAN + 6 Summit at Pattaya<br />

<strong>and</strong> blocking roads in the Din-Dang area during the 2009 Songkran<br />

festival.<br />

This ongoing civil disobedience is destructive for the future <strong>of</strong> Thai<br />

democracy. How can Thai society return to a normal situation in which<br />

every group accepts the legitimacy <strong>of</strong> the government? It might be said<br />

that the old ways <strong>of</strong> using political parties as the intermediary between<br />

the people <strong>and</strong> the government, representative elections, the<br />

decentralization <strong>of</strong> governing power to local administrations, the<br />

separation <strong>of</strong> powers <strong>and</strong> the check <strong>and</strong> balance system are still the main<br />

mechanisms necessary for building the legitimacy <strong>of</strong> the government.<br />

These mechanisms, however, do not act as the genuine representatives <strong>of</strong><br />

the people’s interest but are used as the politicians’ tools to seek power<br />

<strong>and</strong> pursue personal interests. The election system cannot perform its<br />

duty in screening for good <strong>and</strong> smart persons to run the political system<br />

efficiently but rather allows vote-buying to be widespread <strong>and</strong> gives way


<strong>Government</strong> <strong>and</strong> Political <strong>Legitimacy</strong><br />

politicians who abuse their <strong>of</strong>ficial positions pursuing personal interest.<br />

The mechanism to monitor the use <strong>of</strong> state power cannot function fully<br />

due to work overload <strong>and</strong> time-consuming investigation procedures. The<br />

decentralization to local administrations is not firmly settled <strong>and</strong> cannot<br />

be the framework for local citizens to participate in the process <strong>of</strong> solving<br />

their communities’ problems.<br />

In conclusion, it takes quite a long time to solve social disunity<br />

caused by the fact that the politicians use the people tools to negotiate<br />

with the government. Institutions, especially organizations monitoring<br />

the use <strong>of</strong> state authority, the new instruments designed to promote<br />

transparency <strong>and</strong> government creditability, must work in unity <strong>and</strong> aim<br />

for the achievement <strong>of</strong> their duties rather than their personal interests.<br />

People must not abuse their positions to increase personal influence,<br />

power <strong>and</strong> private interest.<br />

The monitoring organizations prominent in the process to build<br />

government legitimacy <strong>and</strong> credibility are the Election Commission, the<br />

National Anti-Corruption Commission, the Constitution Court, <strong>and</strong> the<br />

Supreme Court. If these organizations perform their duties thoroughly,<br />

the acceptance <strong>of</strong> the government legitimacy will be restored.<br />

It should be noted that the government legitimacy is not just about<br />

law, tradition <strong>and</strong> charisma (supranational power) as stated by Max<br />

Weber, the German social sociologist. It is also about the morality <strong>and</strong><br />

ethics <strong>of</strong> the politicians <strong>and</strong> governors. As the ancient philosophers<br />

stated, society is in crisis because leaders ab<strong>and</strong>oned morality, only<br />

pursuing their personal interests <strong>and</strong> forgetting about the public interest.<br />

121


<strong>Government</strong> <strong>and</strong> Political <strong>Legitimacy</strong><br />

The Right Parliamentary System for<br />

Thail<strong>and</strong><br />

Pr<strong>of</strong>. Dr. Nantawat Boraman<strong>and</strong><br />

Th i s a r t i c l e a i m s t o p r o p o s e a<br />

parliamentary system that is right for<br />

Thail<strong>and</strong>. The article is divided in<br />

three sections as described below.<br />

1. The proposal for the membership<br />

<strong>and</strong> the selection <strong>of</strong> the House <strong>of</strong><br />

Representatives.<br />

(1) The House <strong>of</strong> Representatives should<br />

c o m p r i s e 5 0 0 m e m b e r s ; 1 0 0<br />

members are to be elected nationwide<br />

o n a p a r t y - l i s t b a s i s w i t h n o<br />

minimum proportion stipulation as<br />

included in the 1997 constitution<br />

<strong>and</strong> 400 members are to be elected<br />

on a single-member constituency<br />

basis.<br />

(2) The vote-counting method should be<br />

changed back to that used under the<br />

1997 constitution, which is a single<br />

vote-counting location for each<br />

constituency.<br />

123


124 KPI Congress XI<br />

(3) Prohibition on some forms <strong>of</strong> election campaigning should be<br />

cancelled to reduce vote-canvassers’ influence.<br />

(4) The rule regarding c<strong>and</strong>idate partisanship should be cancelled to<br />

prevent “authoritarianism <strong>of</strong> political party executives” but the<br />

political party system should still be supported.<br />

2. The proposal for the membership <strong>and</strong> the selection <strong>of</strong><br />

the Senate.<br />

The Senate should comprise 120 members to be selected through<br />

the two-layer selection process described below.<br />

The first-layer <strong>of</strong> selection is to choose 600 persons as c<strong>and</strong>idates<br />

to the Senate by means <strong>of</strong> selection from among representatives <strong>of</strong><br />

various organizations, based on regulations <strong>and</strong> methods stated in the<br />

organic law on Senate selection:<br />

1) 75 representatives <strong>of</strong> local administrative authorities<br />

2) 75 representatives <strong>of</strong> civil servant, military <strong>and</strong> police associations<br />

3) 15 representatives <strong>of</strong> state-funded enterprise labor unions <strong>and</strong><br />

public organizations<br />

4) 100 representatives from specialized career councils, such as<br />

doctors, lawyers, engineers <strong>and</strong> accountants<br />

5) 80 representatives <strong>of</strong> the institutions <strong>of</strong> the manufacturing/<br />

production sector, including the Thai Chamber <strong>of</strong> Commerce,<br />

the Federation <strong>of</strong> Thai Industries, the Thai Bankers Association<br />

<strong>and</strong> the Agriculture Cooperative Federation <strong>of</strong> Thail<strong>and</strong>, Ltd.<br />

6) 25 representatives <strong>of</strong> labor unions<br />

7) 230 representatives <strong>of</strong> NGOs.<br />

The second-layer <strong>of</strong> selection is to have “the Senate Selection<br />

Committee” select 120 out <strong>of</strong> the 600 c<strong>and</strong>idates from the first-layered<br />

selection maintaining the prescribed proportions <strong>of</strong> members for each<br />

represented group, based on regulations <strong>and</strong> methods stated in the


<strong>Government</strong> <strong>and</strong> Political <strong>Legitimacy</strong><br />

organic law on Senate selection. “The Senate Selection Committee” is<br />

composed <strong>of</strong><br />

1) the Speaker <strong>of</strong> the House <strong>of</strong> Representatives.<br />

2) the leader <strong>of</strong> the opposition in the House <strong>of</strong> Representatives.<br />

3) the prime minister.<br />

4) the head <strong>of</strong> the Constitution Court.<br />

5) the head <strong>of</strong> the Supreme Court.<br />

6) the head <strong>of</strong> the Supreme Administrative Court.<br />

7) the chairman <strong>of</strong> the Election Commission.<br />

8) the chairman <strong>of</strong> the Ombudsmen.<br />

9) the chairman <strong>of</strong> the National Anti-Corruption Commission.<br />

10) the chairman <strong>of</strong> the State Audit Commission.<br />

11) the chairman <strong>of</strong> the National Human Rights Commission.<br />

12) the chairman <strong>of</strong> the National Economic <strong>and</strong> Social Advisory<br />

Council.<br />

13) the Attorney General.<br />

3. The proposal for creating the right relationship between<br />

the Parliament <strong>and</strong> the Cabinet:<br />

(1) Members <strong>of</strong> the House <strong>of</strong> Representatives should no longer be<br />

forced to be partisans.<br />

(2) A rule that allows a minority in the Parliament to call for a noconfidence<br />

debate against the prime minister, as stated in the<br />

2007 constitution, enables the minorities to present their<br />

information <strong>and</strong> criticize the government’s performance before<br />

the public, thus enhancing people’s political learning.<br />

(3) Legislative <strong>and</strong> executive powers should be separated by<br />

prohibiting MPs from serving as ministers. In order to create<br />

125


126 KPI Congress XI<br />

government stability <strong>and</strong> efficiency, ministers must work in<br />

accordance with the Cabinet’s guidelines under the comm<strong>and</strong> <strong>of</strong><br />

the prime minister. This, especially in the case <strong>of</strong> a coalition<br />

government, will reduce the coalition parties’ negotiation power<br />

with the prime minister because if the prime minister decides to<br />

reshuffle the Cabinet or fire any minister, that particular minister<br />

cannot return to his seat in Parliament as in the past.


<strong>Government</strong> <strong>and</strong> Political <strong>Legitimacy</strong><br />

Performing <strong>Government</strong>al<br />

Development Policies with Societal<br />

<strong>Conflict</strong> Problems <strong>and</strong> Solutions 1<br />

Supamit Pitipat 2<br />

Faculty <strong>of</strong> Political Science, Chulalongkorn University<br />

During the past two or three decades,<br />

the problems causing resistance to<br />

the exercise <strong>of</strong> governmental power<br />

in Thai society has most frequently raised the<br />

question <strong>of</strong> government legitimacy. One <strong>of</strong><br />

the problems has been caused by policies<br />

aimed at national development in connection<br />

to the government’s use <strong>of</strong> power to manage<br />

1 Presented in the work <strong>of</strong> the academic 11th conference <strong>of</strong> the King Prajadhipok’s<br />

Insitute in 2009 on the topic <strong>of</strong> “<strong>Conflict</strong>, <strong>Legitimacy</strong> <strong>and</strong> <strong>Government</strong> <strong>Reform</strong>:<br />

<strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources in Thai Society”, 5-7 November 2009 at the UN<br />

Meeting Center, Outer Ratchadamnern Rd., Bangkok.<br />

2 This article was modified from a research report by the writer as a part <strong>of</strong> the<br />

research project: “Research Project on Changing the 10 th National Plan for Economic<br />

<strong>and</strong> Social Development with regard to natural resources, the environment <strong>and</strong><br />

biological diversity into Practice by Forming the Cooperative Processes <strong>of</strong> partnerships<br />

for development in performing according to the 10th National Plan for Economical <strong>and</strong><br />

Social Plans Development as presented to the National Economical <strong>and</strong> Social Advisory<br />

Council in September <strong>of</strong> 2008. The author would like to thank Assistant Pr<strong>of</strong>essor<br />

Dr. Wira Somboon, the project leader, the team <strong>of</strong> research assistants <strong>and</strong> all primary<br />

research committees that participated in this project with particular thanks to Assistant<br />

Pr<strong>of</strong>essor Dr. Kaewkam Kraisorapong <strong>and</strong> Pr<strong>of</strong>essor Dr. Nareumon Tapjumpon. Any<br />

errors appearing herein are the responsibility <strong>of</strong> the author.<br />

127


128 KPI Congress XI<br />

local resources <strong>and</strong> communities in response to <strong>and</strong> compliance with the<br />

policies <strong>and</strong> “national” plans for economic development until sharp rifts<br />

<strong>of</strong> conflict have occurred between local citizens, governmental <strong>of</strong>ficials<br />

<strong>and</strong> the private business sector seeking for investment aimed at<br />

“development” in numerous areas with impact on changes in lifestyle, the<br />

environment, ecology <strong>and</strong> human health conditions in various areas<br />

across the nation.<br />

To all appearances, the governmental sector, which specifies the<br />

directions <strong>and</strong> plans for national development, also realizes the issues <strong>of</strong><br />

conflicts <strong>and</strong> injustice in society leading to illegitimacy, including<br />

environmental funds created by imbalance in developmental policies, <strong>and</strong><br />

also seeks solutions these issues. It is evident that attempted solutions<br />

were reflected in Economic <strong>and</strong> Social Development Plan, Version 10<br />

(2007-2011). This developmental plan sets forth primary strategies for<br />

an area <strong>of</strong> development as strategies <strong>of</strong> development based on biological<br />

diversity <strong>and</strong> stability in terms <strong>of</strong> resources <strong>and</strong> the environment.<br />

The report, however, contains the main recommendation that<br />

analysis that conscientiousness <strong>of</strong> the issues <strong>and</strong> specifications <strong>of</strong><br />

measures to find a solution to those issues are considered necessary basic<br />

terms that are insufficient to guarantee that these problems will<br />

eventually disappear. Successful problem-solving continues to depend on<br />

whether or not various measures aimed at problem-solving were<br />

appropriate <strong>and</strong> sufficient measures, <strong>and</strong> how many attempts were made<br />

at taking action in concurrence with those measures. Moreover,<br />

evaluations for changing plans in practice must consider the quality <strong>of</strong><br />

the plans themselves, which are to return <strong>and</strong> evaluate the concepts <strong>and</strong><br />

developmental guidelines in terms <strong>of</strong> direction, what basic assumptions<br />

<strong>of</strong> development the plan was based upon, how relevant the methods <strong>of</strong><br />

cognition <strong>and</strong> practice guidelines were toward the existing national<br />

problems <strong>and</strong> areas in various regions in order in helping to ensure that<br />

the plan was put to practice effectively toward reducing or eliminating<br />

the issue <strong>of</strong> social conflict <strong>and</strong> problems <strong>of</strong> injustice which are the base<br />

roots <strong>of</strong> the problem <strong>of</strong> governmental illegitimacy.


<strong>Government</strong> <strong>and</strong> Political <strong>Legitimacy</strong><br />

Conceptual Framework on the Implementation<br />

<strong>of</strong> Human Rights: A Case Study from Human<br />

Rights Violations During the War against Drugs<br />

<strong>of</strong> 2003<br />

Suchart Wongsinnak 1<br />

Today’s challenges on governmental<br />

power by claiming human rights is<br />

visible throughout the world as<br />

democratic states bind themselves to<br />

international human rights principles. At the<br />

very least, democratic states do not accept<br />

br<strong>and</strong>ing by global society as violators <strong>of</strong><br />

human rights. For this reason, human rights<br />

are one type <strong>of</strong> criteria used to evaluate the<br />

government’s use power to ensure compliance<br />

with moral <strong>and</strong> legal principles. Driving<br />

human rights for the aforementioned goal is<br />

not only a matter <strong>of</strong> state, which once was<br />

the center <strong>of</strong> law enforcement. On the<br />

contrary, human right activists become<br />

individuals with key roles in taking human<br />

1 Ph.D. in Criminology, Law <strong>and</strong> Society, University <strong>of</strong> Florida. He is currently a<br />

litigation <strong>of</strong>ficer attached to the Administrative Court Officer.<br />

129


130 KPI Congress XI<br />

rights to the local operational level (vernacularization). One important<br />

question, both in theory <strong>and</strong> practice, is “What do human right<br />

activists need to do for the human rights concept to be enforced in<br />

society?”<br />

This research was conducted with the objective <strong>of</strong> studying the roles<br />

<strong>and</strong> attitudes <strong>of</strong> human rights advocates regarding human rights<br />

violations during the war against drugs <strong>of</strong> 2003 when over 2,500 people<br />

were murdered within a short period <strong>of</strong> three months from February to<br />

April <strong>of</strong> 2003. <strong>Government</strong> <strong>of</strong>ficials <strong>and</strong> the media have <strong>of</strong>ten associated<br />

these murders with drugs <strong>and</strong> the term “extrajudicial killing” has been<br />

invented to explain the occurrence. It is known that, drug traders killed<br />

each other so the government <strong>of</strong>ficials wouldn’t trace smaller drug dealer<br />

to the larger dealers. Extrajudicial killing also meant cutting <strong>of</strong>f the<br />

examination process associated with all <strong>of</strong> the murders during that time<br />

from the <strong>of</strong>ficial judicial system, i.e. not one single case involving<br />

individuals performing “extrajudicial killing” was to be tried. In the<br />

same way, the sympathy or suspicions <strong>of</strong> Thai society toward these<br />

murders were also extrajudicial. The society put up with <strong>and</strong> accepted<br />

the necessity <strong>of</strong> using violence to solve drug problems. The results <strong>of</strong> this<br />

extrajudicial killing left the victims’ family members to face the fate on<br />

their own. Thai society virtually had no shared pain <strong>and</strong> envisioned no<br />

threat in the use <strong>of</strong> violence supported by the government.<br />

In addition to the National Human Rights Committee, some<br />

human rights activists also try to become a voice in protection <strong>of</strong> human<br />

rights. The significance <strong>of</strong> this research is to search for a conceptual<br />

framework <strong>and</strong> see how human right activists apply the law <strong>and</strong> the<br />

concept <strong>of</strong> international human rights on a local level.


<strong>Government</strong> <strong>and</strong> Political <strong>Legitimacy</strong><br />

Thai <strong>Government</strong> <strong>and</strong> <strong>Legitimacy</strong><br />

Wira Lertsomporn<br />

Abstract<br />

According to a study conducted on<br />

Thail<strong>and</strong>’s political data only for the<br />

years 2 0 0 8 a n d 2 0 0 9 , t h e t e r m<br />

“political legitimacy” has been found to be<br />

used in two main instances: one is when the<br />

term is used to explain to the society that one<br />

has a legitimacy <strong>and</strong> another is when the<br />

term is used to explain that a certain<br />

individual or organization lacks political<br />

legitimacy.<br />

In addition to this data, if the writer<br />

conducts research back to the year <strong>of</strong> 1932<br />

when changes in Thai government occurred,<br />

the writer believes that the use <strong>of</strong> the term<br />

“political legitimacy” must have existed at a<br />

certain level, more or less depending upon<br />

the political conditions during that certain<br />

period. In pursuing this line <strong>of</strong> thought, the<br />

research has come up with a number if issues:<br />

“What is political legitimacy?” “What are the<br />

indicators?” “Who is likely to use the term?<br />

(in Thai politics)”, “Should the term<br />

“political legitimacy” be used only with<br />

131


132 KPI Congress XI<br />

governments as it has always been used?” <strong>and</strong> “What recommendations<br />

should there be to promote the body <strong>of</strong> knowledge on “political<br />

legitimacy” to Thai people in a creative way that agrees with a national<br />

democratic government under constitutional monarchy <strong>and</strong> to help push<br />

Thai politics into a better direction. With these issues in mind, the<br />

writer conducted a literature review on various literature <strong>and</strong> researches<br />

to find answers for the aforementioned issues.<br />

The writer proposes a new perspective on political legitimacy in that<br />

it should broadly cover every sector <strong>and</strong> every part <strong>of</strong> the term “politics”.<br />

“Political legitimacy” should not be the term used only to stimulate<br />

creative political conscience with governments, but should also be used<br />

with the opposition, senators, judicial organizations, statutory free<br />

organizations, media, private development organizations, academic<br />

pr<strong>of</strong>essionals <strong>and</strong> society as individuals <strong>and</strong> other sectors raise the level <strong>of</strong><br />

“Thai political development” so political legitimacy genuinely occurs in<br />

terms <strong>of</strong> content <strong>and</strong> process which will eventually lead to desired<br />

political stability.<br />

Finally, the writer recommends that there be a process for<br />

promoting the body <strong>of</strong> knowledge on “political legitimacy” <strong>and</strong> other<br />

important bodies <strong>of</strong> knowledge such as overall bodies <strong>of</strong> knowledge on<br />

“politics” <strong>and</strong> on “democracy” to the public, who can be divided into 2<br />

major groups: 1. The youth studying from kindergarten to high school<br />

<strong>and</strong> those who are studying at the college level as well, <strong>and</strong> 2. The general<br />

public who has already left educational facilities since adolescence,<br />

middle age <strong>and</strong> senior adulthood.<br />

The writer believes that a clear <strong>and</strong> tangible method that can<br />

effectively create the aforementioned processes in the two sectors <strong>of</strong><br />

people is the creation <strong>of</strong> a curriculum <strong>of</strong> at least three years’ duration <strong>and</strong><br />

the process must not be thought by memorization, but it utilize “child<br />

centers”, “citizen dialogue” <strong>and</strong> “facilitators” as core processes because<br />

these bodies <strong>of</strong> knowledge are not about memorization, but they are<br />

about asking questions <strong>and</strong> collectively finding the answers wherein the<br />

facilitator is the one who gradually takes the two sectors <strong>of</strong> public toward<br />

the goal in order for the knowledge, realization, responsibility <strong>and</strong><br />

conscience <strong>of</strong> citizenship to occur genuinely.


<strong>Government</strong> <strong>and</strong> Political <strong>Legitimacy</strong><br />

A Study on “The Parliament System <strong>and</strong> Suitable<br />

Processes for Recruiting senators in Thail<strong>and</strong>”<br />

Dr. Somboon Tosborvorn<br />

Objective: To study the parliament<br />

system <strong>and</strong> suitable processes for<br />

recruiting senators in Thail<strong>and</strong>.<br />

Methodology: This research explored<br />

the parliament system (Unicameralism <strong>and</strong><br />

Bicameralism) <strong>and</strong> the members <strong>of</strong> the<br />

Senate or upper houses <strong>of</strong> 170 countries in a<br />

comparative objective study. The research<br />

also studied a conceptual framework on<br />

sovereignty, conceptual framework <strong>of</strong><br />

Country State, <strong>and</strong> problems <strong>and</strong> barriers in<br />

the past regarding the issue <strong>of</strong> the parliament<br />

<strong>and</strong> the process for recruiting senators in<br />

Thail<strong>and</strong>.<br />

Findings: Unicameralism is mostly<br />

employed in small countries (86.66%), new<br />

countries (68.00%) (except for large new<br />

countries or countries with clear racial<br />

d i f f e r e n c e s ) a n d c o u n t r i e s r u l e d b y<br />

dictatorship (100%), as well as countries in<br />

Central America <strong>and</strong> Africa (60%), Mid <strong>and</strong><br />

l a r g e - s i z e d c o u n t r i e s w i t h s t a b l e<br />

133


134 KPI Congress XI<br />

administrative systems, high levels <strong>of</strong> education, high-income economics<br />

<strong>and</strong> absolute monarchy systems (4 in 5 countries).<br />

Consideration <strong>of</strong> the Thai setting shows the following: l<strong>and</strong> area<br />

ranking 49 th in the world, a population ranking 20th in the world, a<br />

population literacy rate <strong>of</strong> 92.4%, but a secondary education enrollment<br />

rate at 64% <strong>and</strong> an average learning rate <strong>of</strong> 56.6%. Although<br />

information accessibility rates low in Thail<strong>and</strong>, Thail<strong>and</strong>’s GDP ranks<br />

34th whereas the GDP per capita (Nominal) ranks 92 <strong>and</strong> the Human<br />

Development Index Ranks 78th. In addition, buying votes for sale<br />

during elections are difficult to deny, so Unicameralism is not suitable for<br />

Thail<strong>and</strong> in the near future <strong>and</strong> Thail<strong>and</strong> should continue to use<br />

Bicameralism.<br />

With regard to the process <strong>of</strong> recruiting senators, the researchers<br />

believe that the same process should be used for all senate members in<br />

order to gain quality senators with knowledge <strong>and</strong> ability as suitable for<br />

respective senatorial roles <strong>and</strong> responsibilities. Thus, in order to form a<br />

link with the people, the researchers hold the belief that the same for all<br />

senators <strong>and</strong> the suitable process is found in the first steps <strong>of</strong> the<br />

searching process as set forth in the Constitution <strong>of</strong> 2007. Furthermore,<br />

one process that allowed the people be the final selectors involved<br />

holding nationwide elections should be used, <strong>and</strong> the Recruitment<br />

Committee should be improved to avoid overlapping benefits between<br />

the senators <strong>and</strong> the Recruitment Committee.


Group<br />

2<br />

<strong>Reform</strong> <strong>of</strong> Economic Policy for<br />

Reducing <strong>Conflict</strong>s <strong>and</strong> Promoting<br />

Political <strong>Legitimacy</strong>


<strong>Reform</strong> <strong>of</strong> Economic Policy for Reducing <strong>Conflict</strong>s <strong>and</strong> Promoting Political <strong>Legitimacy</strong><br />

Thail<strong>and</strong>’s <strong>Reform</strong>ation <strong>of</strong> Economic<br />

<strong>and</strong> Social Development Policy for<br />

Social Welfare <strong>and</strong> Legitimization <strong>of</strong><br />

Capitalistic Regimes.<br />

Akarin Wongtiray<strong>and</strong>et<br />

National Economic <strong>and</strong> Social Advisory Council<br />

Abstract<br />

This article was written for the purpose<br />

<strong>of</strong> analysis to show the connection<br />

between capitalism <strong>and</strong> the country’s<br />

economic <strong>and</strong> social development as well as<br />

the impact <strong>of</strong> development according to the<br />

concept <strong>of</strong> capitalism <strong>and</strong> the improvement<br />

<strong>of</strong> mechanisms so capitalism will gain greater<br />

justice for its existence. This context analysis<br />

consists <strong>of</strong> the analysis <strong>and</strong> overall economic<br />

problems, analysis <strong>and</strong> actual economic<br />

problems e.g. free trade, agriculture, tourism,<br />

etc, <strong>and</strong> the analysis <strong>and</strong> social problem <strong>and</strong><br />

problems <strong>of</strong> life quality such as income<br />

distribution, education, community, etc. <strong>and</strong><br />

analysis <strong>and</strong> problems with natural resources<br />

<strong>and</strong> the environment. For the evaluation, a<br />

preparation has been conducted on an<br />

economic <strong>and</strong> social reform proposal<br />

137


138 KPI Congress XI<br />

consisting <strong>of</strong> overall economic, actual economic reform, social <strong>and</strong> life<br />

quality reform, social welfare reform <strong>and</strong> national development strategy<br />

reform.


Group<br />

3<br />

Judicial Review<br />

<strong>and</strong> Judicial Activism


Judicial Review <strong>and</strong> Judicial Activism<br />

Judicial Power <strong>and</strong> Judicial Governance<br />

Dr. Udom Rathamarit<br />

Faculty <strong>of</strong> Law, Thammasat University<br />

Since Thail<strong>and</strong> changed its governing<br />

system to democracy, among the<br />

organizations empowered to exercise<br />

state’s sovereignty, like the legislature <strong>and</strong> the<br />

executive, only the judiciary or court has<br />

been continuously trusted by Thai society.<br />

Furthermore, the judiciary has its own<br />

tradition <strong>of</strong> exercising power under Royal<br />

endorsement <strong>of</strong> His Majesty, the revered<br />

King. Naturally, courts will adhere to justice<br />

<strong>and</strong> rationality within the law’s framework in<br />

judging the cases without prejudice for all<br />

who come to seek justice.<br />

In the situation <strong>of</strong> the continuous<br />

change in Thai society, like social change,<br />

economic change <strong>and</strong> political change, the<br />

judge or tulakar is an ordinary human being,<br />

who sometimes feels love, greed, anger or<br />

confusion. To make judges adhere to justice<br />

without any deviation, there must be a<br />

process to build public awareness <strong>of</strong> honesty<br />

<strong>and</strong> virtue; this learning process has to be<br />

141


142 KPI Congress XI<br />

enhanced by a continual process <strong>of</strong> learning correct academic principles.<br />

It also requires creation <strong>of</strong> guidelines to protect judicial independence<br />

founded on belief in the principle <strong>of</strong> separation <strong>of</strong> powers, so judges do<br />

not fall under the influence <strong>of</strong> politics or unjust powers. There must be a<br />

guarantee that courts adhere to neutrality <strong>and</strong> judge without prejudice.<br />

Article 201 <strong>of</strong> the Constitution <strong>of</strong> the Kingdom Thail<strong>and</strong> stipulates that<br />

a judge must take an oath before His Majesty the King, swearing he “will<br />

be loyal to the His Majesty King <strong>and</strong> will faithfully perform my duties in<br />

the name <strong>of</strong> the King without any partiality in the interest <strong>of</strong> justice, <strong>of</strong><br />

the people <strong>and</strong> <strong>of</strong> the public order <strong>of</strong> the Kingdom. I will also uphold<br />

<strong>and</strong> observe the democratic regime <strong>of</strong> government with the King as Head<br />

<strong>of</strong> State, the Constitution <strong>of</strong> the Kingdom <strong>of</strong> Thail<strong>and</strong>, <strong>and</strong> the law in<br />

every respect.”<br />

Political freedoms stipulated in the 1997 <strong>and</strong> 20007 constitutions<br />

have increasingly created a conflict among political groups <strong>and</strong> pressure<br />

groups. The judicial institution must enter to judge the behaviors <strong>of</strong><br />

these individuals or groups <strong>of</strong> the people in politics all the time. Due to<br />

the different characteristics in Thai society, in which a judicial culture has<br />

not yet been firmly rooted, influential people in society have been<br />

allowed to intervene in the process <strong>of</strong> using state power in order to justify<br />

their own actions. Furthermore, there is a limited underst<strong>and</strong>ing <strong>of</strong> new<br />

provisions <strong>of</strong> law, particularly public law, under which various relations<br />

have been set up <strong>and</strong> many mechanisms have established concerning the<br />

use <strong>of</strong> power in the work systems <strong>of</strong> <strong>of</strong>fices in various organizations.<br />

These are very different from what they were in the past. Therefore,<br />

Thail<strong>and</strong>’s judicial institutions like the Constitution Court, the Courts <strong>of</strong><br />

Justice, <strong>and</strong> the Administrative Court must work under the challenging<br />

situation <strong>of</strong> facing constant public criticism, particularly when dealing<br />

with cases concerning political interest that have huge effects in politics,<br />

such as cases concerning removing political <strong>of</strong>fice-holders from their<br />

positions, dissolving, political parties, disqualifying election c<strong>and</strong>idates,<br />

or confiscating assets when courts find the defendant to possess unusual<br />

wealth. All these cases bring criticism <strong>of</strong> verdicts from all sides.


Judicial Review <strong>and</strong> Judicial Activism<br />

“Judicial Governance” is a criticism leveled by people who believe<br />

that justice <strong>of</strong>ficials act inappropriately or beyond their legitimate legal<br />

authority when checking the exercise <strong>of</strong> power by the executive or the<br />

legislature. It is strong criticism <strong>of</strong> the judicial institution that should be<br />

considered by all parties concerned. In particular, every judicial<br />

organization should strictly check its own performance, like accelerating<br />

the expansion <strong>of</strong> new legal knowledge <strong>and</strong> sticking to procedure when<br />

judging cases in order to make all parties involved trust that the court has<br />

always attached great importance to bringing justice without<br />

discrimination or prejudice towards any individual or case. More<br />

importantly, performance must be checked <strong>and</strong> transparent to confirm<br />

that judges perform their duties by taking into consideration their<br />

responsibility to the society <strong>and</strong> parties concerned. The exercise <strong>of</strong><br />

judicial power to judge a case must be based on facts <strong>and</strong> the application<br />

<strong>of</strong> law, which comes from a rational judging process with completely no<br />

prejudice toward any parties.<br />

143


Judicial Activism<br />

Judicial Review <strong>and</strong> Judicial Activism<br />

Prasit Piwawattanapanich<br />

Lecturer at the Faculty <strong>of</strong> Law, Thammasat University<br />

The idea <strong>of</strong> judicial activism was first<br />

developed in the United States <strong>of</strong><br />

America. Academics still debate the<br />

definition <strong>of</strong> judicial activism because<br />

different scholars interpret the meaning <strong>of</strong><br />

the term differently. Notably, the early study<br />

<strong>of</strong> judicial activism was <strong>of</strong> interest to<br />

American political scientists who wanted to<br />

evaluate whether judges’ deliberation<br />

processes were free from political influence<br />

(in general meaning). Political scientists use<br />

the behavioural or structural approaches to<br />

achieve a better underst<strong>and</strong>ing <strong>of</strong> the court<br />

system by considering judge recruitment<br />

processes <strong>and</strong> career paths, as well power<br />

relationships concerning the courts,<br />

particularly in the American federalist<br />

system.<br />

Additionally, the idea <strong>of</strong> judicial<br />

activism was created at the same time as the<br />

145


146 KPI Congress XI<br />

idea <strong>of</strong> judicial restraint, which means courts should not rule on cases<br />

that are matters <strong>of</strong> executive policy, or political. Therefore, the idea <strong>of</strong><br />

judicial activism <strong>and</strong> the idea <strong>of</strong> judicial restraint are opposite sides <strong>of</strong><br />

the same coin. Interestingly, only judicial activism is mentioned in Thai<br />

society, without any comment about judicial restraint.<br />

Although, the definition <strong>of</strong> judicial activism is still debated among<br />

scholars, it is generally accepted that the high court (which may refer to<br />

a high court or Constitution Court) interprets the law under the<br />

constitution in order to protect the rights <strong>and</strong> freedoms <strong>of</strong> people. The<br />

role <strong>of</strong> controlling <strong>and</strong> examining the lawfulness <strong>of</strong> the law under the<br />

constitution, or any action, in this sense is called judicial review.<br />

However, judicial activism does not intend to go too far in using the<br />

court system to resolve political conflicts.


Judicial Review <strong>and</strong> Judicial Activism<br />

Buddhist Approach to Negotiation<br />

Chalakorn Thiansongjai<br />

Graduate College Mahachulalongkornrajavidyalay University<br />

The proposal <strong>of</strong> a Buddhist approach<br />

to negotiation in h<strong>and</strong>ling political<br />

conflicts is a proposal employing<br />

Buddhist concepts, i.e. what is considered<br />

Thai wisdom, as a method to apply in<br />

h<strong>and</strong>ling conflicts. This proposal consists <strong>of</strong><br />

the causal factors prompting the conflict,<br />

Buddhist methods <strong>of</strong> negotiation <strong>and</strong> the<br />

analysis <strong>of</strong> a case study where Buddha served<br />

as moderator for a negotiation.<br />

In studying the cause or the roots <strong>of</strong><br />

disagreement, Buddhism focuses on the<br />

internal factors that cause the disagreement.<br />

This can be explained from the perspective <strong>of</strong><br />

the 2 groups <strong>of</strong> demeritorious acts i.e. the<br />

three roots <strong>of</strong> evil, namely, greed, rage <strong>and</strong><br />

delusion, <strong>and</strong> hindrances i.e. lust, conceit<br />

<strong>and</strong> pride.<br />

Pride is considered the core <strong>of</strong> conflict<br />

situated at the deepest level because it is<br />

147


148 KPI Congress XI<br />

adherence to idealism. Furthermore, if that pride consists <strong>of</strong><br />

demeritorious acts prompting false views, it will eventually lead to<br />

conflict <strong>and</strong> violence. Thus, according to Buddhism, the concept that is<br />

the basis <strong>of</strong> conflict management is “how to create correct views”. The<br />

creation <strong>of</strong> factors for the occurrence <strong>of</strong> correct views relies upon the<br />

balance <strong>of</strong> external factors (outside influences, news, teachings <strong>of</strong> others,<br />

outside motivators, etc.) <strong>and</strong> internal factors (correct thinking).<br />

With the aforementioned concept, it can be concluded that the<br />

heart <strong>of</strong> Buddhist serenity in moderating is to enter the moderation as a<br />

third party or as a mediator. The moderator will act as an external factor<br />

or outside influence who will serve as a comrade in the negotiations as<br />

well as an educator who imparts accurate knowledge <strong>and</strong> underst<strong>and</strong>ing<br />

with various actions considered the keys to making the parties to the<br />

dispute have correct thinking, which is the internal factor leading to<br />

correct views or a correct thoughts for seeking peace agreements<br />

satisfactory to both parties derived from self. For the operating strategy,<br />

it is from the analysis <strong>of</strong> the case study where Buddha served as a<br />

moderator who used such methods <strong>of</strong> moderating as encountering,<br />

persuasion, avoidance, advocacy <strong>and</strong> participation.


Judicial Review <strong>and</strong> Judicial Activism<br />

The Roles <strong>of</strong> Monks in Dealing with<br />

Local Political <strong>Conflict</strong><br />

Monk-Pr<strong>of</strong>essor, Abbot<br />

Wat Nong Payom Chumsangsongkram<br />

Bangrakam<br />

Phitsanulok<br />

Phramahaboonlert Chuaithani*<br />

Master Wiroon Siriphan,<br />

Miss Yuwathida Chomchoey<br />

Miss Sudarat Ruttanapong,<br />

Miss Oraphan Poolsin**<br />

* Pr<strong>of</strong>essor, Political Science, Chulalongkorn University.<br />

This study focuses on the exploration<br />

<strong>of</strong> the roles <strong>of</strong> monks in dealing with<br />

local political conflict <strong>and</strong> was<br />

conducted with the objective <strong>of</strong> seeking<br />

wisdom <strong>of</strong> the monks involved in h<strong>and</strong>ling<br />

conflict, <strong>and</strong> to explore the use <strong>of</strong> this<br />

educational zone as a zone for creating<br />

unified politics. From the study <strong>of</strong> the role<br />

<strong>of</strong> Phrakhru Wiboon Sitthitham or <strong>of</strong>ten<br />

called by the people, “Master Toom”, in<br />

h<strong>and</strong>ling local political conflict, it was found<br />

that the Master played a role in creating<br />

** All graduate students majoring in <strong>Conflict</strong> Management at Naresuan University<br />

149


150 KPI Congress XI<br />

political unification <strong>and</strong> was able to reduce violence at the election level,<br />

while being able to create activities in recruiting election applicants <strong>and</strong><br />

resolving conflicts among local election campaigners for each side by<br />

using Wat Nong Payom as a facility for organizing the activities.<br />

The Phrakhru Wiboon Sitthitham defines the meaning <strong>of</strong> conflict<br />

by connecting the villagers’ well-being or life quality. <strong>Conflict</strong> means the<br />

lack <strong>of</strong> good life quality both in terms <strong>of</strong> income, education, family life,<br />

etc. In order to reduce the level <strong>of</strong> discord in the community, including<br />

political conflicts, the villagers must be provided with good life quality.<br />

The Master, therefore, initiated projects to improve the villagers’ quality<br />

<strong>of</strong> life. Among these projects was the Asset Saving Oath Project, which<br />

was an important mechanism in helping to raise the level <strong>of</strong> life quality<br />

among the villagers while reducing local <strong>and</strong> political conflict.<br />

The ethic for the villagers’ improved quality <strong>of</strong> life connected to the<br />

reduction <strong>of</strong> conflict used by the master was oath-taking, which was the<br />

fundamental ideology <strong>of</strong> the Asset Savings Oath Group with additional<br />

ethics: 1. The members’ ethics for self improvement, i.e. diligence,<br />

honesty, unity <strong>and</strong> regulations <strong>and</strong> 2. A group <strong>of</strong> ethics that must be<br />

exercised, namely, endurance, thriftiness, <strong>and</strong> patience. The results <strong>of</strong> the<br />

implementation <strong>of</strong> the aforementioned ethics were: 1. Love <strong>and</strong> sharing,<br />

2.Sacrifice for the greater good, 3. Empathy, 4. Responsibility for group<br />

<strong>and</strong> community, 5.Compassion <strong>and</strong> 6.Trust.<br />

The instrument Phrakhru Wiboon Sitthitham employed in<br />

h<strong>and</strong>ling conflict consisted <strong>of</strong> 1. Ground rules; 2. The concept <strong>of</strong><br />

identifying the community needs; 3. The process <strong>of</strong> people’s<br />

participation; 4. Apology, <strong>and</strong> forgiveness; 5. Dialogue 6. Moderating<br />

<strong>and</strong> 7. Peaceful communication.


Group<br />

4<br />

Innovation for Political <strong>Conflict</strong><br />

Resolution Through Thai Local<br />

Wisdom <strong>and</strong> Socio-cultural Capital


Innovation for Political <strong>Conflict</strong> Resolution Through Thai Local Wisdom <strong>and</strong> Socio-cultural Capital<br />

Innovation for political conflict<br />

resolution through Thai local wisdom<br />

<strong>and</strong> socio-cultural capital<br />

Chalakorn Thiansongjai<br />

Mahachulalongkornrajavidyalay University<br />

Abstract<br />

The proposal <strong>of</strong> a Buddhist approach<br />

to negotiation in h<strong>and</strong>ling political<br />

conflicts is a proposal employing<br />

Buddhist concepts, i.e. what is considered<br />

Thai wisdom, as a method to apply in<br />

h<strong>and</strong>ling conflicts. This proposal consists <strong>of</strong><br />

the causal factors prompting the conflict,<br />

Buddhist methods <strong>of</strong> negotiation <strong>and</strong> the<br />

analysis <strong>of</strong> a case study where Buddha served<br />

as moderator for a negotiation.<br />

In studying the cause or the roots <strong>of</strong><br />

disagreement, Buddhism focuses on the<br />

internal factors that cause the disagreement.<br />

This can be explained from the perspective <strong>of</strong><br />

the 2 groups <strong>of</strong> demeritorious acts i.e. the<br />

three roots <strong>of</strong> evil, namely, greed, rage <strong>and</strong><br />

delusion, <strong>and</strong> hindrances i.e. lust, conceit<br />

<strong>and</strong> pride.<br />

153


154 KPI Congress XI<br />

Pride is considered the core <strong>of</strong> conflict situated at the deepest level<br />

because it is adherence to idealism. Furthermore, if that pride consists <strong>of</strong><br />

demeritorious acts prompting false views, it will eventually lead to<br />

conflict <strong>and</strong> violence. Thus, according to Buddhism, the concept that is<br />

the basis <strong>of</strong> conflict management is “how to create correct views”. The<br />

creation <strong>of</strong> factors for the occurrence <strong>of</strong> correct views relies upon the<br />

balance <strong>of</strong> external factors (outside influences, news, teachings <strong>of</strong> others,<br />

outside motivators, etc.) <strong>and</strong> internal factors (correct thinking).<br />

With the aforementioned concept, it can be concluded that the<br />

heart <strong>of</strong> Buddhist serenity in moderating is to enter the moderation as a<br />

third party or as a mediator. The moderator will act as an external factor<br />

or outside influence who will serve as a comrade in the negotiations as<br />

well as an educator who imparts accurate knowledge <strong>and</strong> underst<strong>and</strong>ing<br />

with various actions considered the keys to making the parties to the<br />

dispute have correct thinking, which is the internal factor leading to<br />

correct views or a correct thoughts for seeking peace agreements<br />

satisfactory to both parties derived from self. For the operating strategy,<br />

it is from the analysis <strong>of</strong> the case study where Buddha served as a<br />

moderator who used such methods <strong>of</strong> moderating as encountering,<br />

persuasion, avoidance, advocacy <strong>and</strong> participation.


Innovation for Political <strong>Conflict</strong> Resolution Through Thai Local Wisdom <strong>and</strong> Socio-cultural Capital 155<br />

<strong>Conflict</strong>s in the Southern Border<br />

Provinces: Causes <strong>and</strong> Sustainable<br />

Solutions<br />

Perspectives <strong>of</strong> Class 1 students <strong>of</strong> an advanced certificate program<br />

“Creating a Peaceful Society”<br />

Office for Peace <strong>and</strong> Governance, King Prajadhipok’s Institute<br />

Core problem:<br />

The core problem <strong>of</strong> the unrest in<br />

southern border provinces is a<br />

struggle that cites the ideology <strong>of</strong><br />

separatist movements in Patani, led by BRN-<br />

Coordinate <strong>and</strong> PULO which are core<br />

groups, combined with anti-state elements<br />

that want to strike back at some public<br />

<strong>of</strong>ficials for actions that made them feel as if<br />

they are not being treated fairly. In this<br />

instance, most people are being victimized<br />

amidst an air <strong>of</strong> distrust between the state<br />

<strong>and</strong> people as well as between people <strong>and</strong><br />

people themselves.<br />

Root causes <strong>of</strong> the problem:<br />

The violence that has been occurring in<br />

the areas is just a symptom <strong>of</strong> political<br />

conflicts that are interlinked with cultural<br />

contexts, <strong>of</strong> which the root causes include:


156 KPI Congress XI<br />

1) Perception <strong>of</strong> unfair treatment towards local people has been<br />

induced by past discriminatory actions <strong>and</strong> attitudes <strong>of</strong> some<br />

government <strong>of</strong>ficials who did not accept the identity <strong>of</strong> local<br />

people wholeheartedly. This resulted from misunderst<strong>and</strong>ing <strong>and</strong><br />

suspicion that different identity would pose a threat to peace <strong>and</strong><br />

security <strong>of</strong> the Thai society.<br />

2) Distrust among various groups <strong>of</strong> people inside <strong>and</strong> outside the<br />

areas.<br />

3) Memories <strong>of</strong> past anguish inflicted by the actions <strong>of</strong> the state <strong>of</strong><br />

Siam upon the once-flourishing Patani state.<br />

4) Administrative structure with respect to legal, political <strong>and</strong><br />

economic policies as well as social <strong>and</strong> cultural policies, <strong>of</strong> which<br />

some components do not conform to the identity <strong>and</strong> lifestyles <strong>of</strong><br />

local people <strong>and</strong> are not opened to direct participation by the<br />

people at a level that can create a sense <strong>of</strong> ownership genuinely<br />

<strong>and</strong> equitably.<br />

All these have made Malayu-Patani people, especially those who<br />

have resorted to violence, feel that they could not become a part <strong>of</strong> Thai<br />

society with dignity <strong>and</strong> merits. The people in all sectors who are<br />

involved in problem solving must recognize the core problem <strong>and</strong> these<br />

root causes <strong>and</strong> focus their attention on these issues, otherwise they<br />

cannot formulate proper remedial approaches.<br />

Key questions crucial to problem solving<br />

Rectification measures <strong>of</strong> the state sector should take into<br />

consideration two key questions which are linked with the aforesaid root<br />

causes as follows:<br />

1) How local people <strong>and</strong> adversary groups can engage in political<br />

participation for rectification <strong>and</strong> development <strong>of</strong> relevant<br />

activities or policies that are truly concerned with their livelihood<br />

through administrative structure <strong>and</strong> policies that are impartial<br />

<strong>and</strong> conform to the identity <strong>of</strong> local people as well as strengthen


Innovation for Political <strong>Conflict</strong> Resolution Through Thai Local Wisdom <strong>and</strong> Socio-cultural Capital 157<br />

local communities <strong>and</strong> prepare them for the participation with a<br />

feeling <strong>of</strong> equality <strong>and</strong> freedom <strong>of</strong> expression.<br />

2) How a feeling <strong>of</strong> distrust will be eliminated quickly so that<br />

government <strong>of</strong>ficials, people in the mainstream society <strong>and</strong><br />

southern border provinces will adequately underst<strong>and</strong>, accept <strong>and</strong><br />

recognize the values <strong>of</strong> diverse cultures <strong>and</strong> the identity <strong>of</strong> local<br />

people to a degree that they are no longer suspicious that such<br />

diversity would pose a threat to peace <strong>and</strong> serenity Instead, such<br />

diversity should turn into a positive force in the Thai society, thus<br />

creating public confidence <strong>and</strong> faith in the government, especially<br />

on the issue <strong>of</strong> equality.<br />

Directional framework for rectification <strong>of</strong> the problem:<br />

Solutions to the problem must be under the framework <strong>of</strong> peaceful<br />

means, whereby politics truly takes the lead, not the military. Peaceful<br />

means do not reject military intervention but the military must be<br />

deployed to support law enforcement efforts <strong>and</strong> must abide by the rule<br />

<strong>of</strong> law in order to control the spreading <strong>of</strong> violence. In addition, the<br />

military must support <strong>and</strong> fulfill only the goals <strong>of</strong> political works. Aside<br />

from using political works to develop quality <strong>of</strong> life <strong>of</strong> local people, the<br />

state still need to use proactive political works to deal with the groups<br />

with opposing viewpoints in local societies, thus enabling them to accept<br />

each other to a level that they can live side by side with dignity <strong>and</strong><br />

equality.<br />

Recommendations for proactive political works<br />

The following nine recommendations pertain to the use <strong>of</strong> proactive<br />

political works to quell the unrest in southern border provinces for good<br />

based on the principles <strong>of</strong> creating trust – creating equality – opening<br />

spaces/spaces for participation – listening – creating underst<strong>and</strong>ing –<br />

conforming to identity.<br />

1) Organize a peace talk with adversary groups through a systematic<br />

process which follows suitable procedures, thus creating trust for<br />

in-depth discussion <strong>and</strong> collectively seeking peaceful <strong>and</strong>


158 KPI Congress XI<br />

sustainable solutions to address the problem at root causes <strong>and</strong><br />

putting an end to the losses on both sides. However, it must be<br />

stressed that such dialogue is not a negotiation but the focus will<br />

be on creating mutual underst<strong>and</strong>ing.<br />

2) Build capacity <strong>and</strong> enhance readiness <strong>of</strong> local communities <strong>and</strong><br />

civil societies, enabling the people to have an equal access to the<br />

state’s justice process <strong>and</strong> public welfare <strong>and</strong> opening spaces for<br />

the use <strong>of</strong> peaceful means <strong>and</strong> initiation <strong>of</strong> activities that can<br />

contribute to quelling <strong>of</strong> the unrest <strong>and</strong> creation <strong>of</strong> a sustainable<br />

peace based on broad-based participation <strong>of</strong> local people. This<br />

recommendation is based on the idea that local problems must be<br />

solved by local people.<br />

3) Jointly create a peace network for the southern border (PeaceNet)<br />

that puts emphasis on participation by various sectors to<br />

exchange learning <strong>and</strong> information <strong>and</strong> share experiences about<br />

solutions to different problems <strong>and</strong> collective use <strong>of</strong> peaceful<br />

means as well as support in terms <strong>of</strong> body <strong>of</strong> knowledge,<br />

resources <strong>and</strong> work morale, thus energizing collective efforts to<br />

solve problems.<br />

4) Push forward the establishment <strong>of</strong> the truth <strong>and</strong> reconciliation<br />

commission to perform as a mechanism to create justice <strong>and</strong> trust<br />

in the areas. The commission consists <strong>of</strong> representatives from all<br />

relevant sectors that will collectively seek <strong>and</strong> reveal the facts<br />

about violent situations <strong>and</strong> rumors in the areas. Its aim is to<br />

uncover factual information <strong>and</strong> promote correct underst<strong>and</strong>ing<br />

among all sectors, thus leading to justice <strong>and</strong> mutual trust in the<br />

areas.<br />

5) Formulate social communication strategies to enhance<br />

underst<strong>and</strong>ing about the situation <strong>and</strong> the facts in the areas <strong>and</strong><br />

to signal peaceful co-existence between the people in a larger<br />

society <strong>and</strong> the people in the locality as Thai citizens on the basis<br />

<strong>of</strong> diversity <strong>of</strong> multi-cultural societies.


Innovation for Political <strong>Conflict</strong> Resolution Through Thai Local Wisdom <strong>and</strong> Socio-cultural Capital 159<br />

6) Study <strong>and</strong> develop appropriate <strong>and</strong> feasible administrative<br />

management by putting the accent on participation <strong>and</strong><br />

conformity to the local identity <strong>and</strong> culture under the framework<br />

<strong>of</strong> the Constitution <strong>of</strong> the Kingdom <strong>of</strong> Thail<strong>and</strong>.<br />

7) Promote implementation <strong>of</strong> a feasibility study on the<br />

establishment <strong>of</strong> Islamic law courts pertaining to family <strong>and</strong><br />

inheritance laws within the structure <strong>of</strong> the Office <strong>of</strong> the<br />

Judiciary <strong>of</strong> Thail<strong>and</strong>.<br />

8) Urge the state to adopt Malayu language as another working<br />

language in southern border provinces in conjunction with Thai<br />

language.<br />

9) Encourage examination <strong>of</strong> the enforcement <strong>of</strong> special laws <strong>of</strong><br />

relevant authorities to ensure that the enforcement abides by the<br />

rule <strong>of</strong> law <strong>and</strong> is not discriminatory. In addition, regular<br />

assessment <strong>of</strong> impacts on the people should be conducted.


160 KPI Congress XI<br />

Recommendation 1-6 are key recommendations proposed by the<br />

students. Recommendation 1 is deemed sending a signal that peaceful<br />

means will be adopted as a main approach to end the violence.<br />

Recommendation 2 <strong>and</strong> 3 are process-oriented suggestions concerning<br />

setting up <strong>of</strong> a dialogue forum that links with the foundation for the<br />

opening <strong>of</strong> a space for broad-based public participation.<br />

Recommendation 4 is a mechanism to create justice <strong>and</strong> trust in the<br />

areas. Recommendation 5 is communication to create underst<strong>and</strong>ing<br />

with the mainstream society, ensuring that the society realizes the<br />

benefits <strong>of</strong> peaceful means <strong>and</strong> forms an attitude that recognizes the<br />

merits <strong>of</strong> peaceful co-existence within a multi-cultural society.<br />

Recommendation 6 proposes an adaptation <strong>of</strong> an administrative<br />

structure to conform to the local identity <strong>and</strong> culture under the<br />

constitutional framework <strong>and</strong> to encourage public participation.<br />

Recommendation 7-9 are secondary ones that favor providing support<br />

to concerned parties so that they can pursue the matters more vigorously<br />

on ongoing basis to win the heart <strong>and</strong> mind <strong>of</strong> Malayu Patani people<br />

<strong>and</strong> make them feel that the state <strong>and</strong> mainstream society accept,<br />

respect <strong>and</strong> recognize values <strong>of</strong> their identity genuinely <strong>and</strong><br />

wholeheartedly. Consequently, they can live their lives with dignity <strong>and</strong><br />

without making them feel alienated, <strong>and</strong> they can take pride in being<br />

a Thai citizen with Malay race who lives in the Thai society which is<br />

diverse <strong>and</strong> equitable.


Innovation for Political <strong>Conflict</strong> Resolution Through Thai Local Wisdom <strong>and</strong> Socio-cultural Capital<br />

Group<br />

5<br />

Citizen Politics in Checking <strong>of</strong> the 5<br />

State Power for <strong>Equitable</strong><br />

<strong>Allocation</strong> <strong>of</strong> Resources


Citizen Politics in Checking <strong>of</strong> the State Power for <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources<br />

Thais have their duties to check<br />

the state’s use <strong>of</strong> power.<br />

Veera Somkwamkid<br />

secretary-general <strong>of</strong> the People’s Network against Corruption<br />

Abstract<br />

According to a study conducted on<br />

Thail<strong>and</strong>’s political data only for the<br />

years 2008 <strong>and</strong> 2009, the term<br />

“political legitimacy” has been found to be<br />

used in two main instances: one is when the<br />

term is used to explain to the society that one<br />

has a legitimacy <strong>and</strong> another is when the<br />

term is used to explain that a certain<br />

individual or organization lacks political<br />

legitimacy.<br />

In addition to this data, if the writer<br />

conducts research back to the year <strong>of</strong> 1932<br />

when changes in Thai government occurred,<br />

the writer believes that the use <strong>of</strong> the term<br />

“political legitimacy” must have existed at a<br />

certain level, more or less depending upon<br />

the political conditions during that certain<br />

period. In pursuing this line <strong>of</strong> thought, the<br />

research has come up with a number if issues:<br />

“What is political legitimacy?” “What are the<br />

indicators?” “Who is likely to use the term?<br />

(in Thai politics)”, “Should the term<br />

“political legitimacy” be used only with<br />

163


164 KPI Congress XI<br />

governments as it has always been used?” <strong>and</strong> “What recommendations<br />

should there be to promote the body <strong>of</strong> knowledge on “political<br />

legitimacy” to Thai people in a creative way that agrees with a national<br />

democratic government under constitutional monarchy <strong>and</strong> to help push<br />

Thai politics into a better direction. With these issues in mind, the<br />

writer conducted a literature review on various literature <strong>and</strong> researches<br />

to find answers for the aforementioned issues.<br />

The writer proposes a new perspective on political legitimacy in that<br />

it should broadly cover every sector <strong>and</strong> every part <strong>of</strong> the term “politics”.<br />

“Political legitimacy” should not be the term used only to stimulate<br />

creative political conscience with governments, but should also be used<br />

with the opposition, senators, judicial organizations, statutory free<br />

organizations, media, private development organizations, academic<br />

pr<strong>of</strong>essionals <strong>and</strong> society as individuals <strong>and</strong> other sectors raise the level <strong>of</strong><br />

“Thai political development” so political legitimacy genuinely occurs in<br />

terms <strong>of</strong> content <strong>and</strong> process which will eventually lead to desired<br />

political stability.<br />

Finally, the writer recommends that there be a process for<br />

promoting the body <strong>of</strong> knowledge on “political legitimacy” <strong>and</strong> other<br />

important bodies <strong>of</strong> knowledge such as overall bodies <strong>of</strong> knowledge on<br />

“politics” <strong>and</strong> on “democracy” to the public, who can be divided into 2<br />

major groups: 1. The youth studying from kindergarten to high school<br />

<strong>and</strong> those who are studying at the college level as well, <strong>and</strong> 2. The general<br />

public who has already left educational facilities since adolescence,<br />

middle age <strong>and</strong> senior adulthood.<br />

The author believes that a clear <strong>and</strong> tangible method that can<br />

effectively create the aforementioned processes in the two sectors <strong>of</strong><br />

people is the creation <strong>of</strong> a curriculum <strong>of</strong> at least three years’ duration <strong>and</strong><br />

the process must not be thought by memorization, but it utilize “child<br />

centers”, “citizen dialogue” <strong>and</strong> “facilitators” as core processes because<br />

these bodies <strong>of</strong> knowledge are not about memorization, but they are<br />

about asking questions <strong>and</strong> collectively finding the answers wherein the<br />

facilitator is the one who gradually takes the two sectors <strong>of</strong> public toward<br />

the goal in order for the knowledge, realization, responsibility <strong>and</strong><br />

conscience <strong>of</strong> citizenship to occur genuinely.


Citizen Politics in Checking <strong>of</strong> the State Power for <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources<br />

Civil Politics: Institutional aspect, after<br />

the Promulgation <strong>of</strong> 2550 Constitution<br />

Prapas Pintoptaeng<br />

The purpose <strong>of</strong> this article is to follow<br />

up <strong>and</strong> assess the effects <strong>of</strong> the<br />

p r o m u l g a t i o n o f t h e 2 0 0 7<br />

constitution in terms <strong>of</strong> civil politics. What<br />

progress has been made, <strong>and</strong> are there<br />

enough established institutions, mechanisms,<br />

processes, <strong>and</strong> space for civil politics to<br />

enable it to successfully push for issuing<br />

public policy <strong>and</strong> monitor performance <strong>of</strong><br />

the state.<br />

During the last two or three decades,<br />

the problem <strong>of</strong> inadequate representative<br />

democracy in Thai society has brought about<br />

an expansion <strong>and</strong> enhancement <strong>of</strong> civil<br />

politics under the slogan “decrease the state’s<br />

power, increase the power <strong>of</strong> the people”.<br />

This is an essential aim <strong>of</strong> both the 1997 <strong>and</strong><br />

t h e 2 0 0 7 c o n s t i t u t i o n s . T h e 2 0 0 7<br />

c o n s t i t u t i o n d e s i g n e d m e a s u r e s f o r<br />

institutionalization <strong>of</strong> civil politics in many<br />

provisions <strong>and</strong> articles. For example,<br />

c o n c e r n i n g t h e p r o c e s s o f p e o p l e ’s<br />

p a r t i c i p a t i o n i n p u b l i c p o l i c y, t h e<br />

constitution establishes a mechanism to<br />

165


166 KPI Congress XI<br />

create a public participation process at both national level <strong>and</strong> local level.<br />

Expansion <strong>of</strong> direct democracy is to create direct participation <strong>of</strong> the<br />

people in politics such as providing for people’s initiatives in the<br />

legislation, the right to recall high level administrators <strong>and</strong> the right to<br />

have a referendum, etc.<br />

Apart from that, at least two important laws have been issued to<br />

enhance <strong>and</strong> support civil politics: the Council for Political Development<br />

Act 2008 <strong>and</strong> the Council <strong>of</strong> Community Organizations Act 2007.<br />

More than two years after the promulgation <strong>of</strong> 2007 constitution, it<br />

has been found that different pressure groups in the Thai society have<br />

pushed for civil politics in the context <strong>of</strong> social <strong>and</strong> political conflicts.<br />

The creation <strong>and</strong> establishment <strong>of</strong> civil politics, in terms <strong>of</strong> institutionalization,<br />

expressed in principle <strong>and</strong> objective in the constitution seems to<br />

be beyond the imagination <strong>of</strong> social <strong>and</strong> political pressure groups<br />

including the main political institutions like Parliament <strong>and</strong> the<br />

government. For example, ancillary laws that were to be issued within<br />

one or two years in accordance with the constitution’s provisions have<br />

not been passed, <strong>and</strong> there has been very little progress. Besides, some<br />

principles, such as existence <strong>of</strong> an independent environmental<br />

organization, etc., have deviated from the constitution’s objective. Both<br />

<strong>of</strong> these ancillary laws to enhance civil politics still are unable to move<br />

effectively.<br />

Institutionalization <strong>and</strong> mechanisms <strong>of</strong> civil politics are instead only<br />

<strong>of</strong> interest as political tools for each side to pursue their own short term<br />

political aims. There is evidently no intention to instill civil politics in<br />

society in order to provide a space for people to effectively push for the<br />

public policy <strong>and</strong> monitor the performance <strong>of</strong> state both at national <strong>and</strong><br />

local level, which are essential to create civil politics <strong>and</strong> prolong<br />

democracy.


Citizen Politics in Checking <strong>of</strong> the State Power for <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources<br />

How can we advocate public policy<br />

<strong>and</strong> evaluate government<br />

performance?<br />

Nattanan Siricharoen<br />

Pr<strong>of</strong>essor, Faculty <strong>of</strong> Communication Arts, Chalermprakiet University<br />

Abstract<br />

Pu b l i c “ c o n t e n t e d n e s s ” - A n<br />

important factor that brings about the<br />

people’s well being is the government’s<br />

“public policy” because public policy is<br />

virtually the master plan leading to the use <strong>of</strong><br />

i n s t r u m e n t s , t o o l s , e q u i p m e n t a n d<br />

operational budgets in response to the<br />

people’s actual dem<strong>and</strong>s.<br />

This article, therefore, was written to<br />

publish <strong>and</strong> present methods for pushing<br />

public policies for greater clarity <strong>and</strong><br />

tangibility with closer resemblance to reality<br />

in addition to becoming a proposal for<br />

evaluating government performance in order<br />

t o a c h i e v e m a x i m u m c a u t i o n a n d<br />

effectiveness. The main objectives lie in<br />

creating perception <strong>and</strong> building conscience<br />

for honesty, responsibility <strong>and</strong> shame from<br />

sinful acts for both local <strong>and</strong> national<br />

167


168 KPI Congress XI<br />

politicians’ as well as government employees, both in the central <strong>and</strong><br />

local sectors so they perform their jobs conscientiously with good intent<br />

free <strong>of</strong> corruption which will be a key driving force toward leading the<br />

nation <strong>and</strong> its citizens to civilization <strong>and</strong> well-being.<br />

The concepts <strong>and</strong> presentation <strong>of</strong> views broadcast through the roles<br />

<strong>of</strong> “NGOs” <strong>and</strong> “civil society” can be considered the representatives <strong>of</strong><br />

the people <strong>of</strong> the whole nation because we have to accept that the growth<br />

<strong>of</strong> social movement, civil society <strong>and</strong> NGOs have continually <strong>and</strong><br />

quickly adjusted <strong>and</strong> developed the work <strong>of</strong> new organizations under the<br />

political climate <strong>of</strong> Thail<strong>and</strong> which are highly contradictory <strong>and</strong><br />

susceptible to change while the complexity <strong>of</strong> the rapidly changing<br />

political structures at national <strong>and</strong> local levels. In addition, the 2007<br />

Constitution also provides opportunities for participation over a broad<br />

spectrum.<br />

The term “public policy” refers to the government’s performance,<br />

decision-making <strong>and</strong> resource allocation for the benefit <strong>of</strong> the people <strong>and</strong><br />

must be accepted as valuable <strong>and</strong> beneficial to all parties involved: 1.<br />

The government as policy maker, 2. <strong>Government</strong> employees as important<br />

mechanisms for policy compliance <strong>and</strong> 3. The people, whose needs will<br />

be responded to which bears an important impact on their lives. Both<br />

government employees <strong>and</strong> politicians must not forget that “The people’s<br />

voice is the voice <strong>of</strong> heaven”.<br />

As for the role <strong>of</strong> policy advocacy, the writer agrees with the key<br />

concept on another issue, i.e. the concept <strong>of</strong> “social welfare”, which is the<br />

outcome <strong>of</strong> the labor class’s fight against capitalists following the<br />

industrial revolution in 19th century, not by the government or capitalist<br />

h<strong>and</strong>-outs. Social welfare is a social system equally guaranteed to the<br />

government to all citizen in terms <strong>of</strong> basic needs for good quality <strong>of</strong> life,<br />

which is not just a matter <strong>of</strong> social welfare, but a matter <strong>of</strong> “social<br />

democracy” for managing the welfare state as stated by the saying<br />

“…from mother’s womb to the funeral pyre”.<br />

In this day <strong>and</strong> age, it has become evident that social context which<br />

is a “social current” coming from civil society <strong>and</strong> NGOs, as well as


Citizen Politics in Checking <strong>of</strong> the State Power for <strong>Equitable</strong> <strong>Allocation</strong> <strong>of</strong> Resources<br />

media, are considered a social network which is virtually the only factor<br />

prompting the government’s willingness to change public policy at a<br />

certain satisfactory level.<br />

Evaluation <strong>of</strong> government performance may be divided into 4 parts:<br />

1. The government, who must check itself; 2. Private businesses who<br />

must perform various legal activities with the government; 3. Social<br />

sectors or civil society/NGOs who can broadly exercise statutory rights in<br />

performing the evaluation <strong>of</strong> the government <strong>and</strong> 4. The media who<br />

must always monitor <strong>and</strong> sniff for the unwanted odors <strong>of</strong> corruption to<br />

make public so society will have awareness <strong>and</strong> opposition to these<br />

people, so corrupt government <strong>of</strong>ficials will be ashamed a they consider<br />

themselves <strong>and</strong> eventually leave the government system.<br />

“Policy Advocacy” <strong>and</strong> “evaluating government performance” by<br />

both “NGOs” <strong>and</strong> “civil society” must be conducted with scientific <strong>and</strong><br />

social knowledge <strong>and</strong> with a positive goal toward every group <strong>of</strong> people<br />

<strong>and</strong> with sufficient supporting academic data for the government’s<br />

decision making.<br />

If we can act as stated herein, Thai people, Thai society <strong>and</strong><br />

Thail<strong>and</strong> will be able to reduce resources <strong>and</strong> budget spending to a great<br />

extent <strong>and</strong> the live <strong>of</strong> Thai people will be improved as never before in the<br />

history <strong>of</strong> our country.<br />

169


Group<br />

6<br />

The Strategy <strong>of</strong> Public<br />

Administration System <strong>Reform</strong>


The Strategy <strong>of</strong> Public Administration System <strong>Reform</strong><br />

Strategies for improvement <strong>of</strong><br />

the public sector management system<br />

Mr. Jadun Aphichartbutra<br />

Inspector General for Ministry <strong>of</strong> Interior<br />

The public sector system in Thail<strong>and</strong><br />

has been in existence for a very long<br />

t i m e a n d h a s b e e n d e v e l o p i n g<br />

continually until present. The components <strong>of</strong><br />

the public sector is divided into<br />

1. <strong>Government</strong> sector<br />

2. State enterprises<br />

3. <strong>Government</strong> organizations<br />

3. Public organizations<br />

4. Constitutionally m<strong>and</strong>ated independent<br />

bodies<br />

5. Parliament<br />

Therefore, revamp <strong>of</strong> the public sector<br />

management system must encompass all<br />

sectors mentioned above in order to develop<br />

<strong>and</strong> move public administration in the same<br />

direction because the key aspect <strong>of</strong> the improvement<br />

<strong>of</strong> the public sector management<br />

system is “focusing on efficient operations<br />

173


174 KPI Congress XI<br />

with integrity, transparency <strong>and</strong> accountability <strong>and</strong> encouraging<br />

private entities <strong>and</strong> the general public to participate.” Based on this<br />

key principle, it can be concluded that no matter how the public sector<br />

will evolve, one must take into consideration the good governance<br />

principles under the Royal Decree on Good Governance Guideline <strong>and</strong><br />

Practices B.E. 2546 (2003) which stipulates that the administration shall<br />

achieve the goals by ensuring public well-being, efficacy <strong>of</strong> the state’s<br />

missions, efficiency <strong>and</strong> economy <strong>of</strong> the state’s missions, <strong>and</strong> elimination<br />

<strong>of</strong> too lengthy procedures. The tasks <strong>of</strong> the government sector must be<br />

improved so that they are done in timely manner <strong>and</strong> people’s needs are<br />

served <strong>and</strong> satisfied. In addition, performance <strong>of</strong> the government sector<br />

must be evaluated on regular basis.<br />

At present, since there have been numerous changes, including<br />

economic, political, social, technological <strong>and</strong> cultural aspects as well as<br />

relevant laws, hence public sector management strategies should be<br />

revamped to conform to changing situations. Under present<br />

circumstances, a key point that must be stressed is transparency <strong>of</strong> public<br />

sector management that can be examined <strong>and</strong> demonstrated in tangible<br />

manners. The oversight <strong>of</strong> public sector management requires public<br />

participation in various steps, starting from policy formulation <strong>and</strong><br />

implementation to post-audit <strong>and</strong> monitoring after a policy has been<br />

implemented. If people are involved from the beginning, the public<br />

sector’s conducts will genuinely satisfy public needs <strong>and</strong> operations will<br />

be performed transparently without any irregularities. As a result, our<br />

nation will further progress with concerted efforts <strong>of</strong> the public sector<br />

<strong>and</strong> civil sector.


Bureaucratic <strong>Reform</strong><br />

Dr. Pheeraphon Trithasanit<br />

The Strategy <strong>of</strong> Public Administration System <strong>Reform</strong><br />

This article focuses on bureaucratic<br />

reform <strong>of</strong> the regional administration<br />

system. It studies two periods <strong>of</strong><br />

development <strong>of</strong> the provincial administration<br />

system, namely, the initial period <strong>of</strong> holistic<br />

integrated provincial administration (2003 -<br />

2008) <strong>and</strong> the period <strong>of</strong> reviewing <strong>and</strong><br />

evaluating holistic integrated provincial<br />

administration (2008 - present). The article<br />

analyses the strengths <strong>and</strong> weaknesses <strong>of</strong> each<br />

period <strong>and</strong> comments on ways <strong>and</strong> means to<br />

improve the system for the future. The paper<br />

examines the following: the provincial<br />

development planning system based on<br />

people’s needs; the integration <strong>of</strong> the<br />

provincial development plan <strong>and</strong> the ministry<br />

authorities’ planning <strong>and</strong> development system;<br />

the system that allows the public, civil<br />

society, the private sector, governmental<br />

agencies <strong>and</strong> political actors to participate in<br />

planning <strong>and</strong> consulting programs; the<br />

governor recruitment system; <strong>and</strong> the<br />

evaluation <strong>of</strong> the governor’s performance in<br />

175


176 KPI Congress XI<br />

order to bring justice, promote morality according to His Majesty the<br />

King’s direction, achieve the desired outcome <strong>of</strong> serving the people, <strong>and</strong><br />

build a provincial administration that is genuinely reliable for the people.


Group<br />

7<br />

<strong>Reform</strong>ing Local <strong>Government</strong> for<br />

the Achievement <strong>of</strong> Fairness in<br />

Thai Society


<strong>Reform</strong>ing Local <strong>Government</strong> for the Achievement <strong>of</strong> Fairness in Thai Society<br />

<strong>Reform</strong> <strong>of</strong> local administrative<br />

organization for creation <strong>of</strong> equity<br />

Innovation <strong>of</strong> public services <strong>and</strong><br />

network-based operation<br />

Direk Pattamasiriwat<br />

De c e n t r a l i z a t i o n t o l o c a l<br />

administrative organizations (LAO)<br />

has been advocated <strong>and</strong> pushed<br />

forward for over a decade after the enactment<br />

<strong>of</strong> the 1997 Constitution. Consequently,<br />

quality <strong>of</strong> life <strong>of</strong> Thai people has dramatically<br />

improved from the provision <strong>of</strong> local public<br />

services, especially in the area <strong>of</strong> basic<br />

infrastructure that is considered basic needs<br />

<strong>of</strong> the people (according to Maslow’s<br />

concept). However, there are many levels <strong>of</strong><br />

public needs. Most likely, public services that<br />

constitute a higher level <strong>of</strong> public needs are<br />

services that promote quality <strong>of</strong> life which<br />

encompass a) Educational services at all levels<br />

b) Health care <strong>and</strong> treatment services as well<br />

as health promotion, disease prevention <strong>and</strong><br />

behavioral modification to mitigate health<br />

risks c) Provision <strong>of</strong> social welfare services d)<br />

Pr o v i s i o n o f s e r v i c e s p e r t a i n i n g t o<br />

environment <strong>and</strong> prevention <strong>of</strong> violation <strong>of</strong><br />

environmental rights, which are current<br />

problems <strong>and</strong> <strong>of</strong>ten reported as news in the<br />

179


180 KPI Congress XI<br />

media. In the provision <strong>of</strong> these services, LAO still have minor roles, does<br />

not engage in service provision or is still at an early stage <strong>of</strong> development.<br />

Thus, service provision will be a challenging task <strong>of</strong> LAOs in the future.<br />

This article has the following assumptions.<br />

First, there is a possibility that there will be new developments <strong>of</strong><br />

local administrative organization in Thail<strong>and</strong> with respect to creation <strong>of</strong><br />

equity in the society. To this end, equity must be clearly defined <strong>and</strong><br />

what the people are lacking must be identified by considering readiness<br />

<strong>of</strong> LAO’s financial <strong>and</strong> fiscal resources. It is anticipated that these new<br />

developments will progress gradually, that is, creating “innovation” <strong>of</strong> the<br />

provision <strong>of</strong> quality <strong>of</strong> life services in leading local organizations. After<br />

these services have been proven popular among the general public, they<br />

would be replicated in other LAOs. However, “massive changes” may<br />

occur, provided that the government lends its support.<br />

Second, regarding the reform <strong>of</strong> local public services to mitigate<br />

partiality, LAOs do not have to undertake such reform alone. Support<br />

from the government or collaboration with other sectors such as the<br />

business sector that desires to demonstrate its corporate social<br />

responsibility (CSR) as well as inter-disciplinary approaches will ensure<br />

the success <strong>of</strong> this project, rather than acting alone.<br />

Third, conditions <strong>of</strong> the success <strong>of</strong> new public services with respect<br />

to education-health-welfare <strong>and</strong> so forth rest on new knowledge,<br />

requiring that LAO <strong>of</strong>ficers need to adjust themselves. This is because<br />

quality <strong>of</strong> life <strong>of</strong> the people is a sensitive topic <strong>and</strong> such problems are<br />

individualistic. Therefore, remedial approaches must be suitable for each<br />

individual <strong>and</strong> solutions should not be one size fits all.<br />

The content <strong>of</strong> this article consists <strong>of</strong> five parts. Part 2 discusses<br />

about equity-related principles <strong>and</strong> theories <strong>and</strong> their application to the<br />

contexts <strong>of</strong> Thai locality, starting from a review <strong>of</strong> numerous examples <strong>of</strong><br />

“inequity.” For instance<br />

a) Children/teenagers in a poor family lacking opportunities to<br />

attain a higher level <strong>of</strong> education (vocational level or higher


<strong>Reform</strong>ing Local <strong>Government</strong> for the Achievement <strong>of</strong> Fairness in Thai Society<br />

education) must work to earn money at a very young age. They<br />

work hard but receive a low wage.<br />

b) Health care services - Even though there are over 9,000 public<br />

health centers spreading across the country but service quality is<br />

not uniform. Moreover, one must accept that in many cases,<br />

budget allocation to operating units <strong>of</strong> Thai authorities, is done<br />

in such as way due to familiarity. So the method may not<br />

conform to the principle <strong>of</strong> equity. 1<br />

c) Most people in this country lack welfare. Only one-third <strong>of</strong> the<br />

country, that is, government employees <strong>and</strong> workers in the social<br />

security system receive their rights <strong>and</strong> welfare <strong>and</strong> other benefits,<br />

while two-thirds <strong>of</strong> Thai people, that is, farmers, laborers <strong>and</strong><br />

small business owners lack many welfares. Regarding these<br />

problems, LAOs are in the position to help upgrade service<br />

quality <strong>and</strong> “close the gap.”<br />

Part 3 explores the progress <strong>of</strong> health-oriented public policy, that is,<br />

sub-district health fund which is a new tool used for behavioral<br />

modification that contributes to people’s health. This scheme accords<br />

with the principles <strong>of</strong> decentralization <strong>and</strong> public participation. This is<br />

done by reviewing results <strong>of</strong> an evaluative study conducted by the<br />

Economics Academic Service Center <strong>and</strong> records <strong>of</strong> the initiatives in each<br />

locality. It is worth noting that sub-district health funds began to operate<br />

in 2006. Initially there were 888 funds. After its operation has run for<br />

only a few years, the number <strong>of</strong> the funds has exp<strong>and</strong>ed to more than<br />

3,000 locations. This is a phenomenon that reflects the dynamics <strong>of</strong><br />

LAOs with respect to health care services.<br />

Part 4 presents an analysis <strong>of</strong> future policies by creating a<br />

hypothetical scenario where property tax will be levied (to reduce income<br />

inequality) <strong>and</strong> the revenue will be used to support poor people <strong>and</strong><br />

1 For example, subsidy per capita <strong>of</strong> municipality <strong>and</strong> sub-district administrative<br />

organization (SAO) <strong>of</strong> Thail<strong>and</strong> adheres to accustomed or customary practices in the<br />

past without any curiosity whether such method conforms to the principle <strong>of</strong> equity on<br />

horizontal or vertical axis or not.<br />

181


182 KPI Congress XI<br />

informal workers in a form <strong>of</strong> money transfer <strong>and</strong> contributions into<br />

truth saving funds in order to provide incentives for creation <strong>of</strong> a social<br />

security fund for informal workers. In addition, quantitative analysis is<br />

shown to assert that there is a real possibility.


<strong>Reform</strong>ing Local <strong>Government</strong> for the Achievement <strong>of</strong> Fairness in Thai Society<br />

Assuming Local Administrator <strong>and</strong><br />

Council Member Positions<br />

Assoc. Pr<strong>of</strong>. Trakoon Meechai<br />

Faculty <strong>of</strong> Political Sciences, Chulalongkorn University<br />

Abstract<br />

The objectives <strong>of</strong> the research project<br />

e n t i t l e d “ A s s u m i n g L o c a l<br />

A d m i n i s t r a t o r a n d C o u n c i l<br />

Member Positions” are to analyze current<br />

c o n f l i c t s i n l o c a l p o l i t i c s a n d l o c a l<br />

communities, sub-districts <strong>and</strong> villages<br />

between local administrative organizations<br />

(local administrator <strong>and</strong> local council) <strong>and</strong><br />

supervisory authorities <strong>and</strong> other civil<br />

societies; to explore approaches for local<br />

politics’ structural reform which focus on the<br />

issues concerning local administrators <strong>and</strong><br />

local councils assuming political power; <strong>and</strong><br />

to strengthen local communities. This study<br />

underscores the issues concerning restructuring<br />

<strong>of</strong> the local administrative system that allows<br />

all sectors <strong>of</strong> local communities to take part in<br />

governance <strong>and</strong> local administration <strong>and</strong> the<br />

issues around reform approaches <strong>of</strong> the<br />

electoral system <strong>of</strong> local administrators <strong>and</strong><br />

councils. Consequently, the system will be<br />

183


184 KPI Congress XI<br />

opened up for a greater proportional representation <strong>of</strong> civil society<br />

groups working as local administrators <strong>and</strong> in local councils.<br />

Research findings:<br />

1. Assuming local administrator’s position under the stipulation that<br />

local administrators must be directly elected by the people bestows<br />

strength <strong>and</strong> stability upon local administration <strong>and</strong> uplifts political<br />

leadership <strong>of</strong> local administrators. However, in local government’s<br />

executive boards, a very small proportion <strong>of</strong> women’s representation in<br />

the position <strong>of</strong> vice president appointed by local administrators is<br />

observed.<br />

2. Local administrative organization is a system <strong>of</strong> separation <strong>of</strong><br />

powers between local government <strong>and</strong> local council but the local<br />

administrative organization law does not prescribe a checks <strong>and</strong> balances<br />

mechanism for local council. Consequently, local councils have been<br />

weakened <strong>and</strong> could not perform oversight functions to examine local<br />

government’s exercise <strong>of</strong> power.<br />

3. Regarding local council’s functions, the only principal role <strong>of</strong><br />

local council is to enact expenditure budget ordinance <strong>of</strong> local<br />

administrative organization. It is observed that there are very few<br />

enactments <strong>of</strong> other local ordinances to control <strong>and</strong> regulate the<br />

provision <strong>of</strong> public services <strong>of</strong> local administrative organization.<br />

4. Even though local government has more dominant administrative<br />

roles over local council but local government’s exercise <strong>of</strong> power in the<br />

provision <strong>of</strong> public services is restricted under the frameworks prescribed<br />

by central authorities. The central authorities require that the<br />

administration <strong>of</strong> local government be scrutinized under a participation<br />

process engaged by other organizations within local administrative<br />

organization’s territory as follows:<br />

4.1 The development process <strong>of</strong> annual expenditure budget<br />

ordinance <strong>of</strong> local administrative organization requires<br />

formulation <strong>of</strong> a local development plan that has passed<br />

through development processes <strong>of</strong> development plans at


<strong>Reform</strong>ing Local <strong>Government</strong> for the Achievement <strong>of</strong> Fairness in Thai Society<br />

village <strong>and</strong> community levels.<br />

4.2 Strong local organization councils established under the Local<br />

Organization Council Act B.E. 2550 (2007) at village level<br />

up to provincial level within a local administrative organization’s<br />

territory play a collective role in formulation <strong>of</strong> development<br />

<strong>and</strong> operational approaches <strong>of</strong> local administrative<br />

organization. In some areas, local administrators <strong>and</strong> local<br />

council members are selected without any competition so as<br />

to prevent political conflicts in sub-districts <strong>and</strong> villages.<br />

4.3 The Department <strong>of</strong> Local Administration, Ministry <strong>of</strong><br />

Interior, has expedited revitalization <strong>and</strong> development <strong>of</strong><br />

village committees pursuant to the Local Administrative<br />

Schemes Act (Issue 11) B.E. 2511 (1968), the Ministry <strong>of</strong><br />

Interior’s regulations, <strong>and</strong> the cabinet’s resolutions,<br />

particularly pertaining to its roles as a principal organization<br />

instrumental in consolidation <strong>of</strong> village plan/community<br />

plan. The components <strong>of</strong> a newly established village<br />

committee include village head, deputy village head, local<br />

council member who is a village resident, group leaders or<br />

representatives <strong>of</strong> activity groups in the village (e.g. SML,<br />

OTOP, village fund, public health volunteers, community<br />

shops, organizations set up under the community organization<br />

council law, farmer housewife group, saving for<br />

production group <strong>and</strong> women development volunteer group,<br />

etc.) If community committees are developed successfully,<br />

villages will become a strong “village institution” <strong>and</strong> will<br />

effect the administration <strong>of</strong> local administrative organizations<br />

(particularly sub-district administrative organizations <strong>and</strong><br />

sub-district municipalities that have been upgraded from a<br />

sub-district administrative organization)<br />

4.4 People in villages <strong>and</strong> communities (particularly sub-district<br />

administrative organization <strong>and</strong> sub-district municipality)<br />

give less importance to local council member compared to<br />

local administrator, sub-district head, village head or<br />

185


186 KPI Congress XI<br />

community organization leader. When people in villages or<br />

communities face any problem <strong>and</strong> a local administrative<br />

organization is responsible for solving that problem, they will<br />

file grievances directly to a local administrator or sub-district<br />

head or village head rather than a local council member. In<br />

some cases, local administrators resort to “village community”<br />

meeting in the course <strong>of</strong> the development <strong>of</strong> village plan/<br />

community plan or during the occasion that they can directly<br />

listen to public opinions about implementation <strong>of</strong> public<br />

policies.<br />

5. The stipulation <strong>of</strong> a similar structure for all forms <strong>of</strong> local<br />

administrative organization, that is, local administrators <strong>and</strong> council<br />

members are chosen by a direct election. Based on political,<br />

administrative <strong>and</strong> social fabrics as well as political culture where local<br />

administrative organization is not the only local government organization<br />

that can exercise administrative power in the provision <strong>of</strong> public services<br />

within a local administrative organization’s territory. However, other<br />

organizations also play their roles in the exercise <strong>of</strong> power, that is, central<br />

authorities, regional authorities, local administrators (sub-district head<br />

<strong>and</strong> village head), civil society organizations (committee organization<br />

council <strong>and</strong> various activity groups). Moreover, decision-making format<br />

<strong>of</strong> public policies <strong>of</strong> most local administrative organizations is not a<br />

majority rule in a local council (representative democracy) <strong>and</strong> the<br />

structure <strong>of</strong> directly elected local council alone is not representative <strong>of</strong><br />

diverse groups in a locality. Meanwhile, the administrative branch’s<br />

determination <strong>of</strong> numerous matters requires deliberative democracy<br />

approach to deal with various groups in order to prevent conflicts with<br />

political groups, governance groups <strong>and</strong> social groups within a local<br />

administrative organization’s territory.<br />

Policy recommendations<br />

1. Amend Section 284 <strong>of</strong> the Constitution <strong>of</strong> the Kingdom <strong>of</strong><br />

Thail<strong>and</strong> B.E. 2550 (2007) in respect to the issues concerning the<br />

selection process <strong>of</strong> local council members. The recommendation is there<br />

should be various forms <strong>of</strong> local council, that is, (1) local council


<strong>Reform</strong>ing Local <strong>Government</strong> for the Achievement <strong>of</strong> Fairness in Thai Society<br />

members are chosen by direct election (2) half <strong>of</strong> local council members<br />

are chosen by direct election <strong>and</strong> another half are represented by the civil<br />

society sector; <strong>and</strong> (3) local council members are represented by the civil<br />

society sector. The choice <strong>of</strong> a selection process <strong>of</strong> local council members<br />

should be resolved in accordance with people’s intents.<br />

2. Amend the electoral law <strong>of</strong> local administrators <strong>and</strong> council<br />

members by raising the issue concerning the selection process <strong>of</strong> civil<br />

society representatives who become local council members. The<br />

recommendation is there should be a selection process <strong>of</strong> civil society<br />

representatives at community/village level. At the level <strong>of</strong> municipality<br />

community (that does not have a village committee), a community<br />

committee screens <strong>and</strong> selects c<strong>and</strong>idates. At village level (within a<br />

territory <strong>of</strong> municipality <strong>and</strong> sub-district administrative organization), a<br />

village committee selects c<strong>and</strong>idates. Qualified c<strong>and</strong>idates must not hold<br />

any position <strong>of</strong> sub-district head, village head or deputy village head.<br />

3. In the case <strong>of</strong> community in a municipality area, there should be<br />

a law that sanctions the status <strong>of</strong> community committee in a<br />

municipality area, setting it free from the municipality <strong>and</strong> granting it<br />

the status <strong>of</strong> a juristic person (similar to a law regulating the<br />

establishment <strong>of</strong> a juristic person <strong>of</strong> a real estate project). Village<br />

committee should also attain the status <strong>of</strong> a juristic person.<br />

4. Amend the local administrative organization law in respect to<br />

relationship between local government <strong>and</strong> local council. Local council<br />

should be bestowed greater power so that it can control <strong>and</strong> examine<br />

local government’s operation. In case there are conflicts between local<br />

government <strong>and</strong> local council <strong>and</strong> both sides cannot reach a compromise,<br />

conflict issues should be resolved by a public referendum.<br />

5. The decentralization committee submits a proposal to the<br />

government suggesting more enactment power <strong>of</strong> local ordinances be<br />

devolved to local administrative organizations. Moreover, capacitybuilding<br />

<strong>of</strong> local council <strong>and</strong> local council members should be<br />

undertaken along with awareness-raising among general public to ensure<br />

that people underst<strong>and</strong> about local council’s roles, power <strong>and</strong> duties.<br />

187


188 KPI Congress XI<br />

6. Amend the local administrative organization law that prescribes<br />

drafting <strong>of</strong> expenditure budget ordinance <strong>and</strong> local ordinances <strong>and</strong> any<br />

administrative actions <strong>of</strong> local administrative organization that affects<br />

public interests in a locality or any group <strong>of</strong> people. It is suggested that<br />

local administrative organization should have “consultation” process that<br />

deals with the civil society sector (community committee, village<br />

committee) in affected community/village beforeh<strong>and</strong>.<br />

7. Amend the direct election scheme <strong>of</strong> local administrators by<br />

stipulating that local executive board (president <strong>and</strong> vice president) be<br />

chosen by an election. In addition, women should be represented in a<br />

local executive board in the position <strong>of</strong> vice president <strong>and</strong> half <strong>of</strong> board<br />

members should be women.


<strong>Reform</strong>ing Local <strong>Government</strong> for the Achievement <strong>of</strong> Fairness in Thai Society<br />

From <strong>Conflict</strong> to Innovation:<br />

Participatory Budgeting in Suanmon Tambon<br />

Administrative Organization, Khonkaen<br />

Phavinee Chanyprakhang<br />

Abstract<br />

<strong>Conflict</strong> is not necessarily negative.<br />

S o m e t i m e s i t i s a s t i m u l u s o f<br />

innovation, for new, creative ideas,<br />

procedures or approaches to mitigate <strong>and</strong><br />

s o l v e p r o b l e m s . S u a n m o n Ta m b o n<br />

Administrative Organization’s participatory<br />

b u d g e t i n g c a n b e a g o o d e x a m p l e o f<br />

changing conflict into innovation. This paper<br />

explores how Suanmon TAO managed to<br />

discard an old, conflicting, pork-barreling<br />

budget allocation approach <strong>and</strong> set up<br />

participatory budgeting in which citizens<br />

deliberate <strong>and</strong> negotiate over the distribution<br />

<strong>of</strong> public financial resources. Suanmon<br />

TAO’s participatory budgeting not only<br />

reduces heated conflict, but also improves<br />

performance <strong>and</strong> responsiveness to citizens’<br />

needs.<br />

189


Biographical Information


Current Positions<br />

Biographical Information<br />

Pr<strong>of</strong>essor Bovornsak Uwanno Ph D<br />

Secretary-General, King Prajadhipok’s Institute<br />

Chief Executive Officer, Princess Maha Chakri<br />

Sirindhorn Anthropology Centre (SAC)<br />

Chairman, Audit Committee for the Ministry <strong>of</strong> Justice<br />

State Councilor<br />

Education Background<br />

Member, Law Commission, Office <strong>of</strong> the Council <strong>of</strong> State<br />

<strong>of</strong> Thail<strong>and</strong><br />

Honorar y Member, Office <strong>of</strong> the Public Sector<br />

Development Commission<br />

Member, National Health Systems <strong>Reform</strong> Committee<br />

Member, Chulalongkorn University Council<br />

Member, Board <strong>of</strong> Directors, Thai Asset Management<br />

Corporation<br />

Ph.D in Public Law (With High Honors), University <strong>of</strong><br />

Paris 10, France<br />

Master <strong>of</strong> Advanced Studies in Administrative Law,<br />

University <strong>of</strong> Paris 2, France<br />

Studies in Public Law (With Honors),<br />

University <strong>of</strong> Paris 10, France<br />

Bachelor <strong>of</strong> Laws (First Class Honor), Chulalongkorn<br />

University<br />

193


194 KPI Congress XI<br />

Others Certified Thai Barrister, Institute <strong>of</strong> Legal Education <strong>of</strong><br />

the Thai Bar<br />

Work Experiences<br />

National Defence College Class 4111<br />

Cabinet Secretary-General<br />

Dean, Faculty <strong>of</strong> Law, Chulalongkorn University<br />

Policy Adviser to then Prime Minister General Chatichai<br />

Choonhavan<br />

Deputy Secretary-General to the Prime Minister (Political<br />

Affairs)<br />

Senator<br />

Former Member, Constitution Drafting Assembly<br />

Advisor, Senate St<strong>and</strong>ing Committee on Interior<br />

Administration<br />

Advisor, St<strong>and</strong>ing Committee on Justice <strong>and</strong> Human<br />

Rights, Thai Parliament<br />

Chairman, Advisory Board to the Senate St<strong>and</strong>ing<br />

Committee on Environment<br />

Chairman, Advisory Board on Legal Affairs to President<br />

<strong>of</strong> the Senate<br />

Member, Commission on the Bureaucratic <strong>and</strong> Public<br />

Administration <strong>Reform</strong><br />

Member, Committee to decide on Information Disclosure<br />

on Social Sector, Public Administration <strong>and</strong> Law<br />

Enforcement<br />

Chairman, Advisory Board to then Deputy Transport<br />

Minister Pinij Jarusombat


Academic Works<br />

Biographical Information<br />

Member, Sub-Committee scrutinising Amendments <strong>of</strong><br />

the National Constitution’s Section 211<br />

Bovornsak Uwanno, Public Law, Volume III: Origin <strong>and</strong><br />

Juristic Methods. Bangkok: Nititham Publishing House,<br />

1995. 423 pages.<br />

Bovornsak Uwanno, Public Law, Volume II: The<br />

Separation <strong>of</strong> Public Law <strong>and</strong> Private Law <strong>and</strong> History <strong>of</strong><br />

Public Law in Thail<strong>and</strong>. Bangkok: Nititham Publishing<br />

House, 1994. 334 pages.<br />

Bovornsak Uwanno, The system to control the<br />

administrative power in United Kingdom). Bangkok:<br />

Nititham Publishing House, 1994. 192 pages.<br />

Bovornsak Uwanno, Law <strong>and</strong> Alternatives for Thai<br />

society. Bangkok: Nititham Publishing House, 1994. 467<br />

pages.<br />

Bovornsak Uwanno, Public Law, Volume I: Development<br />

<strong>of</strong> Philosophies <strong>and</strong> Features <strong>of</strong> Public Law in Various<br />

Ages. Bangkok: Nititham Publishing House, 1994. 467<br />

pages.<br />

B o v o r n s a k U w a n n o a n d W i s s a n u K r e a - n g a m ,<br />

Explanatory Book <strong>of</strong> the Interim Constitution B.E.2520<br />

(1977), First Edition. Bangkok: Nam Aksorn Publishing<br />

House, 1977. 195 pages.<br />

Bovornsak Uwanno, Lecture on Constitution <strong>of</strong> Courts<br />

<strong>of</strong> Justice, 713335. 1977. 92 pages.<br />

Bovornsak Uwanno, Lecture on Introduction to Law,<br />

1977. 60 pages.<br />

195


196 KPI Congress XI<br />

Bovornsak Uwanno <strong>and</strong> Wissanu Krea-ngam, The Status<br />

<strong>of</strong> the King according to the Constitution <strong>of</strong> the<br />

Kingdom <strong>of</strong> Thail<strong>and</strong>), Chulalongkorn Law Journal. No.<br />

3 (May – August 1977), Page148-183<br />

Bovornsak Uwanno, Civil <strong>and</strong> Commercial Code <strong>of</strong> Law,<br />

Book 6 on Heritage Law. Bangkok: Nititham Publishing<br />

House, 1994, 701 pages.<br />

Bovornsak Uwanno, Khemchai Chutiwongse, <strong>and</strong><br />

Thitipan Chuerboonchai. H<strong>and</strong>book on Negotiation for<br />

Thai-Foreign Joint Investment Contracts, Bangkok: The<br />

Board <strong>of</strong> Investment <strong>of</strong> Thail<strong>and</strong>, Chulalongkorn<br />

University Academic Service Center, Law Development<br />

a n d R e s e a r c h C e n t r e a t t h e F a c u l t y o f L a w,<br />

Chulalongkorn University, 1992. 239 pages.<br />

Bovornsak Uwanno, Text on Thai <strong>and</strong> Foreign legal<br />

systems Unit 2: Romano-Germanic Law Family.<br />

Sukhothai Thammathirat Open University’s School <strong>of</strong><br />

Law. Bangkok: Victory Power Point Corp Ltd, 1985.<br />

Page 57- 140 (83 pages). Paper for practice on Thai <strong>and</strong><br />

foreign legal systems Unit 2. Page 18-28. 10 pages.<br />

Bovornsak Uwanno <strong>and</strong> Khemchai Chutiwongse, Lecture<br />

on Contracts. Bangkok: Copy duplicated <strong>and</strong> bonded by<br />

Faculty <strong>of</strong> Law, Chulalongkorn University. 1977. 360<br />

pages.


Current positions:<br />

Education<br />

Academic Works:<br />

Biographical Information<br />

Pr<strong>of</strong>essor Pasuk Phongpaichit<br />

Pr<strong>of</strong>essor, Faculty <strong>of</strong> Economics,<br />

Chulalongkorn University<br />

Director, Political Economy Centre,<br />

Faculty <strong>of</strong> Economics, Chulalongkorn University.<br />

Director, the Research Subcommittee <strong>of</strong> the National<br />

Counter Corruption Commission<br />

Member <strong>of</strong> International Advisory Board <strong>of</strong> the<br />

Program on Latin American <strong>and</strong> the Asia Pacific Rim,<br />

University <strong>of</strong> California at San Diego (UCSD), USA.<br />

Ph.D Economics, University <strong>of</strong> Cambridge, U.K.<br />

M.A. Economics, Monash University, Australia<br />

B.A. Economics (Hons), Monash University, Australia<br />

Corruption <strong>and</strong> Democracy in Thail<strong>and</strong> Pasuk<br />

Phongpaichit <strong>and</strong> Sungsidh Piriyarangsan, Political<br />

Economy Centre, Chulalongkorn University, 1994<br />

The Thai political economy in the Bangkok era Pasuk<br />

Phongpaichit <strong>and</strong> Chris Beker, Silkworm Books 1996<br />

Thail<strong>and</strong>’s Illegal Economy <strong>and</strong> Public Policy Pasuk<br />

Phongpaichit, Nualnoi Treerat, Sungsidh Piriyarangsan,<br />

Political Economy Centre, Chulalongkorn University,<br />

1998<br />

197


198 KPI Congress XI<br />

Corruption in the Thai bureaucratic system Pasuk<br />

Phongpaichit, Nualnoi Treerat, Sungsidh Piriyarangsan<br />

presented to the National Counter Corruption<br />

Commission<br />

Illegal lottery, Brothels, Gambling dens, Illegal drug <strong>and</strong><br />

Illegal Economy <strong>and</strong> Public Policy Pasuk Phongpaichit,<br />

Nualnoi Treerat, Sungsidh Piriyarangsan, Silkworm<br />

Books, 2000<br />

“Ban Lom Rat” published in “Withi Sungkom Thai” on<br />

the occasion <strong>of</strong> a century, Pridi Phanomyong, Editor<br />

Santisuk Soponsiri, 2001<br />

Illegal gambling Industry in Thail<strong>and</strong>, the United<br />

Kingdom, the United States, Australia, <strong>and</strong> Malaysia.<br />

Pasuk Phongpaichit, Nualnoi Treerat, Sungsidh<br />

Piriyarangsan <strong>and</strong> Kanoksak Kaewthep The Thail<strong>and</strong><br />

Research Fund’s Senior Research Scholar, 1997<br />

Lifestyle, the Fighting Methods, the Contemporary<br />

People Movement, the Thail<strong>and</strong> Research Fund <strong>and</strong><br />

Silkworm Books, 2002. Pasuk Phongpaichit <strong>and</strong> The<br />

Thail<strong>and</strong> Research Fund’s Senior Research Scholar, 2002<br />

Form Peasant Grils to Bangkok Masseuses, (Geneva :<br />

ILO, 1980), Japanese <strong>and</strong> English language<br />

Employment, Income <strong>and</strong> Mobilisation <strong>of</strong> Local<br />

Resources in Three Thai Villages, (Bangkok : ILO –<br />

ARTEP , 1982).<br />

Socio – Economic Survey <strong>of</strong> Low – Income Returnees<br />

<strong>and</strong> Thais in Trat, With Samart Chiasakul, Somphob<br />

Manarangsan <strong>and</strong> others, a Report prepared for the<br />

Operation Center for Displaced Persons in Thail<strong>and</strong>,<br />

Ministry <strong>of</strong> Interior, with support From Norwegian<br />

Church Aid. (Bangkok, 1985).


Biographical Information<br />

The Social Indicators in Thail<strong>and</strong>: The 1980’s. (Bangkok:<br />

NESDB, 1987).<br />

The New Wave <strong>of</strong> Japanese Investment in ASEAN:<br />

Determinants <strong>and</strong> Prospects, (Singapore: Institute <strong>of</strong><br />

Southeast Asian Studies, 1990). English <strong>and</strong> Japanese<br />

language<br />

Thail<strong>and</strong>: Economy <strong>and</strong> Politics , with Chris Baker.<br />

(Oxford University Press, 1995)<br />

Corruption <strong>and</strong> Democracy in Thail<strong>and</strong>, with Sungsidh<br />

Piriyarangsan. (Chiangmai:Silkworm Books, 1996)<br />

Guns, Girls, Gambling, Ganja: Thail<strong>and</strong>’s Illegal<br />

Economy <strong>and</strong> Public Policy, with Sungsibh Piriyarangsan<br />

<strong>and</strong> Nualnoi Teerat. (Chiangmai: Silkworm Books,<br />

1997).<br />

Thail<strong>and</strong>’s Boom!, with Chris Baker. (Chiangmai:<br />

Silkworm Books, 1996).<br />

T h a i l a n d ’s B o o m a n d Bust, w i t h C h r i s Baker.<br />

(Chiangmai: Silkworm Books, 1997)<br />

199


200 KPI Congress XI<br />

Positions:<br />

Education<br />

Academic works:<br />

Pr<strong>of</strong>essor Nithi Eawsriwong<br />

Chief, Department <strong>of</strong> History, Chiang Mai University’s<br />

Faculty <strong>of</strong> Humanities (retired in 2000)<br />

Ph.D: University <strong>of</strong> Michigan<br />

M.A (History): Chulalongkorn University, Faculty <strong>of</strong> Arts<br />

B.A (History): Chulalongkorn University, Faculty <strong>of</strong> Arts.<br />

Research works on cultural history such as The History <strong>of</strong><br />

Rattanakosin in the Royal Chronicles <strong>of</strong> Ayutthaya,<br />

(1978), the Thai Politics during the reign <strong>of</strong> King Narai<br />

(1979), Sunthorn Phu, the Great Poet (1981), the Thai<br />

Politics during the Reign <strong>of</strong> King Taksin (1986)<br />

Won the Sriburapha Award in 2002<br />

Won the Fukuoka award in 1999<br />

Wrote articles such as The Thoughts <strong>and</strong> Views <strong>of</strong> Nithi,<br />

The Community Forests, Confusion <strong>and</strong> Attitude, the<br />

Poor in Thail<strong>and</strong><br />

Wrote books such as “Think as Buddhists”, “Think<br />

within their Frames <strong>of</strong> Mind Featuring Culture <strong>and</strong> a<br />

Way <strong>of</strong> Thinking”, “The Thai Society Footnote in the Eye<br />

<strong>of</strong> Analysts”, “Pens <strong>and</strong> Sails”<br />

Translation works such as “Buddhism, Essence <strong>and</strong><br />

Development” written by Edward Conze, “The Germans<br />

in History” by Hubertus zu Loewenstein <strong>and</strong> “The First<br />

Stages <strong>of</strong> Islam”


Positions<br />

Education<br />

Work Experience:<br />

Director <strong>of</strong> Overall Planning Division<br />

Biographical Information<br />

Dr. Porametee Vimolsiri<br />

Bachelor <strong>of</strong> Economics in Quantitative Analysis in<br />

Economics, Chulalongkorn University, 1981-1984<br />

Master <strong>of</strong> International Affairs in International<br />

Economics, Columbia University, New York, USA, 1985-<br />

1986<br />

Ph.D. <strong>of</strong> Economics in Money <strong>and</strong> Public Finance<br />

Economics, Carleton University, Ottawa, Canada, 1989-<br />

1994<br />

Plan <strong>and</strong> Policy Analyst Level 4, Overall Planning<br />

Division, Office <strong>of</strong> the National Economic <strong>and</strong> Social<br />

Development Board (NESDB), 1987-1993<br />

Plan <strong>and</strong> Policy Analyst Level 5, Economic Analysis <strong>and</strong><br />

Projection Division,1994<br />

Plan <strong>and</strong> Policy Analyst Level 6, Economic Analysis <strong>and</strong><br />

Projection Division, 1995<br />

Acting Head <strong>of</strong> Planning Technique Unit, Economic<br />

Analysis <strong>and</strong> Projection Division, 1996<br />

Head <strong>of</strong> Planning Technique Unit, Economic Analysis<br />

<strong>and</strong> Projection Division, 1997<br />

201


202 KPI Congress XI<br />

Other Positions<br />

Member, National Debt Policy Committee<br />

(Ministry <strong>of</strong> Finance)<br />

Member, Working Group for Money-Loaning to<br />

Compensate Trade Deficit (Ministry <strong>of</strong> Finance)<br />

Member, Working Group to Study the <strong>Government</strong>’s<br />

Revenue Collection (Ministry <strong>of</strong> Finance)<br />

Member, Working Group to Set Macroeconomic Policy<br />

Framework in the Country Development (Office <strong>of</strong> the<br />

Prime Minister’s Advisory Council)<br />

Member, Secretary Section, The 5th Cabinet Agenda<br />

Screening Committee (Prime Minister’s Office)<br />

Member, Working Group to Formulate <strong>and</strong> Supervise the<br />

Plan Execution <strong>of</strong> Power Decentralization to Local<br />

Administrative Organizations <strong>and</strong> Action Plan (Secretariat<br />

<strong>of</strong> the Prime Minister)<br />

Advisor, Working Group for Project on Agricultural<br />

Statistics <strong>and</strong> Information (Ministry <strong>of</strong> Agriculture <strong>and</strong><br />

Cooperatives)<br />

Research-supervising Committee Member <strong>and</strong> Manager,<br />

Project Sponsored by Asian Development Bank for the<br />

Strategy Formulation for Medium Term Development<br />

(NESDB)<br />

Research-supervising Committee Member, Policy<br />

Research Project on Macroeconomics for the Ninth<br />

National Economic <strong>and</strong> Social Development Plan’s<br />

Macroeconomic Policy Formulation (NESDB)<br />

M e m b e r, C o o r d i n a t i n g C o m m i t t e e f o r t h e<br />

“Strengthening <strong>of</strong> Macroeconomic Statistics (SOME)“<br />

project (NESDB)


Biographical Information<br />

Member, Working Group to Produce Price Index <strong>and</strong><br />

Value for Import <strong>and</strong> Export Goods (NESDB)<br />

Special Lecturer, Master <strong>of</strong> Science (Economics) Evening<br />

Program, Faculty <strong>of</strong> Economics, Kasetsart University<br />

Lecturer, Graduate School, Kasetsart University<br />

203


204 KPI Congress XI<br />

Current position<br />

Education<br />

Work Experiences<br />

Dr Sompop Chareonkul<br />

Executive Vice President <strong>of</strong> Loxley Public Company<br />

Limited <strong>and</strong><br />

Chairman <strong>of</strong> the Executive Board, Asia Security<br />

Management Co., Ltd.<br />

Commerce (1 st Class Honours), Chulalongkorn University<br />

MBA. (Marketing), University <strong>of</strong> Wisconsin-Madison,<br />

USA<br />

M.S. (Business Administration), University <strong>of</strong> Wisconsin<br />

- Madison, USA<br />

Ph.D. (Business Administration), University <strong>of</strong> Wisconsin<br />

- Madison, USA<br />

National Defense College (4212)<br />

Honorary Advisor, S<strong>of</strong>tware Industry Promotion Agency<br />

(Public Organization) (SIPA),<br />

Advisor to Deputy Commerce Minister<br />

Chief Executive Officer, Progress Information Company<br />

Limited<br />

Chairman <strong>of</strong> the Executive Board, Law Enforcement<br />

Technology Solutions Co., Ltd.,<br />

Executive Director, Oriental Post Company Limited<br />

Director, Loxley Trading Company Limited


Biographical Information<br />

Director, the Civil Service Sub-Commission on Ethics<br />

Promotion for Public Sector Transparency<br />

Director, the High-Ranking Position Classification<br />

Committee, the Secretariat <strong>of</strong> the Cabinet<br />

Chairman (Entertainment) the National Defence College<br />

Association<br />

Di rector, So c i e t e C o m m e rciale L a o C o m p a n y<br />

LimitedTeam Foundation<br />

Advisor, Chulalongkorn University’s Faculty <strong>of</strong><br />

Commerce <strong>and</strong> Accountancy, Department <strong>of</strong> Marketing<br />

Radio host <strong>of</strong> the programe “Business Connection” on<br />

FM 96.5 station<br />

Columnist “Anupop” Daily News’s page 8<br />

205

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!