24.05.2022 Views

AWP Quality Account 2021-2022

Create successful ePaper yourself

Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.

<strong>Quality</strong> <strong>Account</strong><br />

<strong>2021</strong> – <strong>2022</strong><br />

1


Contents<br />

1. Glossary of terms ...................................................................................................................................... 3<br />

2. <strong>Quality</strong> <strong>Account</strong> statement ...................................................................................................................... 5<br />

3. About our Trust ........................................................................................................................................ 7<br />

4. About the <strong>Quality</strong> <strong>Account</strong> ....................................................................................................................... 8<br />

5. Our approach to quality ........................................................................................................................... 9<br />

6. <strong>Quality</strong> priorities ..................................................................................................................................... 13<br />

7. Statement of assurance .......................................................................................................................... 20<br />

8. Clinical audit ........................................................................................................................................... 21<br />

9. Research ................................................................................................................................................. 26<br />

10. Patient safety .......................................................................................................................................... 29<br />

11. Learning from deaths and duty of candour............................................................................................ 34<br />

12. Confidential enquiries ............................................................................................................................ 38<br />

13. Safeguarding ........................................................................................................................................... 49<br />

14. Patient Advice and Liaison Service (PALS).............................................................................................. 53<br />

15. Patient experience .................................................................................................................................. 54<br />

16. Service user and carer involvement ....................................................................................................... 57<br />

17. Peer support and lived experience ......................................................................................................... 58<br />

18. Commissioning for <strong>Quality</strong> and Innovation (CQUIN) ............................................................................. 59<br />

19. Care <strong>Quality</strong> Commission (CQC) ............................................................................................................. 59<br />

20. <strong>Quality</strong> of data ........................................................................................................................................ 62<br />

21. NHS staff survey ..................................................................................................................................... 63<br />

22. Freedom to speak up .............................................................................................................................. 68<br />

23. Data security ........................................................................................................................................... 72<br />

24. Feedback from our stakeholders ............................................................................................................ 74<br />

25. Statement of Directors’ responsibilities ................................................................................................. 75<br />

2


1. Glossary of terms<br />

ADHD<br />

AMHE<br />

<strong>AWP</strong><br />

BaNES<br />

BHP<br />

BILD<br />

BNSSG<br />

BSW<br />

CAMHS<br />

CBT<br />

CCG<br />

CLOG<br />

CMHF<br />

CMHT<br />

CPA<br />

CPCF<br />

CQC<br />

CPD<br />

CQUIN<br />

DEST<br />

DHSC<br />

DMS<br />

DPAR<br />

DSP<br />

ECG<br />

ePMA<br />

FFT<br />

FOI<br />

FTSU<br />

FTSUG<br />

GMC<br />

GP<br />

HCAI<br />

HEE<br />

HQIP<br />

HR<br />

ICO<br />

ICS<br />

IGMS<br />

IHI<br />

IMI<br />

IPC<br />

IQ<br />

KUF<br />

LeDeR<br />

LD<br />

MARAC<br />

MDT<br />

Attention Deficit Hyperactivity Disorder<br />

Advance in Mental Health Equalities<br />

Avon and Wiltshire Mental Health Partnership NHS Trust<br />

Bath and North East Somerset<br />

Bristol Health Partners<br />

British Institute of Learning Disabilities<br />

Bristol, North Somerset and South Gloucestershire<br />

BaNES, Swindon and Wiltshire<br />

Children and Adolescent Mental Health Service<br />

Cognitive Behavioural Therapy<br />

Clinical Commissioning Group<br />

Clinical Leadership Oversight Group<br />

Community Mental Health Framework<br />

Community Mental Health Team<br />

Care Programme Approach<br />

Community Pharmacy Contractual Framework<br />

Care <strong>Quality</strong> Commission<br />

Continuing Professional Development<br />

Commissioning for <strong>Quality</strong> and Innovation<br />

Dementia Enhanced Support Team<br />

Department of Health and Social Care<br />

Discharge Medicines Service<br />

Drug Prescription and Administration Record<br />

NHS Digital’s Data Security and Protection Toolkit<br />

Electrocardiogram<br />

Electronic Prescribing and Medicines Administration<br />

Friends and Family Test<br />

Freedom of Information<br />

Freedom to Speak Up<br />

Freedom to Speak Up Guardian<br />

General Medical Council<br />

General Practitioner<br />

Healthcare Associated Infections<br />

Health Education England<br />

Healthcare <strong>Quality</strong> Improvement Partnership<br />

Human Resources<br />

Information Commissioner’s Office<br />

Integrated Care System<br />

Information Governance Management System<br />

Institute for Healthcare Improvement<br />

Intramuscular Injection<br />

Infection Prevention and Control<br />

Information for <strong>Quality</strong><br />

Knowledge and Understanding Framework<br />

Learning from Lives and Deaths – People with a Learning Disability and Autistic People<br />

Learning Disabilities<br />

Multi-Agency Risk Assessment Conference<br />

Multi Disciplinary Team<br />

3


MHA<br />

MHSIP<br />

MLE<br />

MSO<br />

MUST<br />

NCAPOP<br />

NCISH<br />

NEWS<br />

NHSE/I<br />

NIHR<br />

NRLS<br />

NSPS<br />

OACN<br />

OPMH<br />

PALS<br />

PBPS<br />

PICU<br />

POMH<br />

PSII<br />

PSIRF<br />

PSIRP<br />

QI<br />

RCPsych<br />

RiO<br />

RRP<br />

RTS<br />

SBAR<br />

SCM<br />

SEMHC<br />

SMART<br />

SOI<br />

SPC<br />

SPOC<br />

SSC<br />

SUI<br />

VTE<br />

WEAHSC<br />

WECRN<br />

WTE<br />

ZSA<br />

Mental Health Act<br />

Mental Health Safety Improvement Programme<br />

<strong>AWP</strong>’s internal learning platform<br />

Medicines Safety Officer<br />

Malnutrition Universal Screening Tool<br />

National Clinical Audit Patient Outcome Programme<br />

National Confidential Inquiry into Suicide and Safety in Mental Health<br />

National Early Warning Score<br />

NHS England and Improvement<br />

National Institute for Health Research<br />

National Reporting and Learning Service<br />

National Suicide Prevention Strategy<br />

Older Adults Clinical Network<br />

Older People Mental Health<br />

Patient Advice and Liaison Service<br />

Professional Behaviours and Patient Safety<br />

Psychiatric Intensive Care Unit<br />

Prescribing Observatory for Mental Health<br />

Patient Safety Incident Investigations<br />

Patient Safety Incident Response Framework<br />

Patient Safety Incident Response Plan<br />

<strong>Quality</strong> Improvement<br />

Royal College of Psychiatrists<br />

<strong>AWP</strong>’s Clinical Record System<br />

Reducing Restrictive Practice<br />

Real Time Surveillance<br />

Situation, Background, Assessment and Recommendation<br />

Structured Clinical Management<br />

South of England Mental Health Collaborative<br />

Specific, Measurable Achievable, Realistic and Timely<br />

Science of Improvement<br />

Statistical Process Control<br />

Single Point of Contact<br />

Specialised, Secure and CAMHS<br />

Serious Untoward Incident<br />

Venous Thromboembolism<br />

West of England Academic Health Science Network<br />

West of England Clinical Research Network<br />

Whole Time Equivalent<br />

Zero Suicide Alliance<br />

4


2. <strong>Quality</strong> <strong>Account</strong> statement<br />

On behalf of the Trust Board, I am pleased to present our 12th annual <strong>Quality</strong> <strong>Account</strong> for Avon and<br />

Wiltshire Mental Health Partnership NHS Trust (<strong>AWP</strong>). This provides us with the opportunity to reflect on<br />

the key successes and achievements that have happened over the past twelve months, as well as allowing<br />

us to identify areas that we want to improve further via our quality priorities for <strong>2022</strong>-23.<br />

<strong>2021</strong>-22 has again presented challenges as we have continued our response to the COVID-19 pandemic,<br />

prioritising keeping our service users and staff safe. Our Infection Prevention Control (IPC) team have again<br />

worked hard with operational colleagues to develop COVID-19 procedures that maintain safety and reduce<br />

infection, protecting the vulnerable and maintaining services through vaccination planning. During the final<br />

stages of the financial year, we have also turned our head towards the future whilst living safely with<br />

COVID-19.<br />

Notwithstanding these challenges, I am delighted that we managed to make further progress on our<br />

quality and safety objectives.<br />

As a Trust, we have continued to build upon the clinical priorities set for <strong>2021</strong>-22 and worked hard to plan<br />

our priorities for <strong>2022</strong>-23. These priorities include a focus on our Patient Safety Incident Response Plan<br />

(PSIRP), our emerging clinical pathway, as well as ensuring regulatory compliance. While we reflect that<br />

this work is ambitious, we feel that it will lead to improved quality of service for our service users, as it<br />

supports workforce transformation and new training opportunities for staff.<br />

I would like to take this opportunity to thank all the <strong>AWP</strong> staff who have worked tirelessly every day to<br />

care for our service users with the additional pressures of the COVID-19 pandemic, as well as our system<br />

colleagues for their partnership support. These combined efforts continue to improve the lives of our<br />

service users and the communities that we support. Without them, it would not be possible.<br />

The aim of this report is to provide you with a clear picture of our intentions to continue to deliver high<br />

quality work and create sustainable services for the coming year.<br />

Professor Adrian Childs<br />

Director of Nursing and <strong>Quality</strong><br />

5


Statement on quality from the Chair and Chief Executive<br />

We are delighted to welcome you to this <strong>Quality</strong> <strong>Account</strong> for Avon and Wiltshire Mental Health<br />

Partnership NHS Trust. The report covers the period 1 April <strong>2021</strong> to 31 March <strong>2022</strong>.<br />

Our aim is to be recognised as ‘outstanding <strong>AWP</strong>’, provider of specialist mental health and learning<br />

disability services. We are committed to providing outstanding care, through outstanding people, ensuring<br />

our services are sustainable and delivered in partnership.<br />

This report provides an overview of the Trust’s key achievements and successes during the year, as well as<br />

celebrating the dedication and commitment of our staff to provide outstanding, safe and caring services<br />

for our patients, service users, carers and volunteers.<br />

The Care <strong>Quality</strong> Commission (CQC) inspected our services in <strong>2021</strong> and we were please with the<br />

subsequent report improved our rating of the ‘well-led’ domain to ‘good’, whilst retaining ‘requires<br />

improvement’ overall for the Trust. We also heard from the CQC that our staff increasingly felt respected,<br />

supported and valued and that Board members demonstrated a real understanding of the issues that we<br />

face.<br />

The Trust has continued to work on our clinical priorities, as set last year and will build upon this work in<br />

<strong>2022</strong>-23, including the development of our clinical strategy, which will include defined care pathways,<br />

building on our work in our Dementia network and Personality Disorder services.<br />

We would like to express our thanks to our wonderful staff and volunteers for their continued hard work<br />

and dedication; everything they do is aimed at delivering and improving care for people with Serious<br />

Mental Illness and Learning Disabilities and everything that we accomplish is because of our staff.<br />

We commend our <strong>Quality</strong> <strong>Account</strong> to you and ask that you continue with us on our journey to become<br />

‘outstanding <strong>AWP</strong>’.<br />

Charlotte Hitchings<br />

Dominic Hardisty<br />

6


3. About our Trust<br />

Avon and Wiltshire Mental Health Partnership NHS Trust (<strong>AWP</strong> / the Trust) primarily provides community<br />

and inpatient mental health services for the people of Bristol, North Somerset, South Gloucestershire<br />

(BNSSG) and Bath and North East Somerset (BaNES), Swindon and Wiltshire (BSW). <strong>AWP</strong> also provides<br />

some specialist services both within and outside of these geographical locations, as part of our Specialised,<br />

Secure and Child and Adolescents Mental Health (CAMHS) division (SSC).<br />

BNSSG and BSW align themselves with the two Strategic and Transformation Partnerships (STPs’) soon to<br />

become Integrated Care Systems (ICS), where our work continues in contributing to and working within the<br />

NHS Long Term Plan and Community Mental Health Framework (CMHF). The CMHF is the guide that<br />

underpins how we are trying to work towards transforming our community mental health services across<br />

England. The framework describes how the NHS Long Term Plan’s vision for a place based community<br />

mental health model can be realised, and how community services should modernise to offer wholeperson,<br />

whole population health approaches, aligned with the new Primary Care Networks (PCNs’).<br />

Through our dedicated CAMHS, adult and later life services, we provide assessment and intervention for<br />

individuals of all ages, who require community and inpatient treatment for a wide range of conditions,<br />

such as:<br />

Severe anxiety<br />

Severe depression<br />

Schizophrenia<br />

Psychosis<br />

Obsessive Compulsive Disorder<br />

Emotionally Unstable Personality Disorder<br />

Dementia<br />

Phobias<br />

Learning Disabilities<br />

A focus for our work remains that of treating people in or as near to their home as possible. <strong>AWP</strong> is a key<br />

partner in the South West Provider Collaborative, a partnership of mental health providers across the<br />

South West aiming to reduce reliance on out of area specialist services and enables more people to be<br />

looked after closer to their homes and communities. We are continuing to expand on this response via<br />

joint planning with the PCN’s and contributions to the implementation of the NHS Long Term Plan.<br />

When an inpatient stay is required, our focus is on keeping our service users in hospital for the shortest<br />

period of time possible, making sure that we provide timely and effective assessment and treatment so<br />

that they can return home and continue their recovery with the support of their families, carers and our<br />

community teams.<br />

Our specialist provision<br />

In addition to our core services, we also provide specialist care and treatment for individuals with more<br />

specific needs, including:<br />

Drug and alcohol services, which support individuals with drug or alcohol dependency and who may<br />

require inpatient detoxification and treatment or community based care. This service is often<br />

delivered in partnership with third sector colleagues.<br />

7


Perinatal services for women who have mental health needs arising from pregnancy and childbirth.<br />

This service is provided both in the community and in our specialist inpatient Mother and Baby<br />

Unit.<br />

Eating disorders services for individuals who may require specialist inpatient or community based<br />

treatment.<br />

<br />

Medium and low secure inpatient services for individuals who have mental health disorders or<br />

neurodevelopmental disorders who pose or who have posed significant risks to others, and where<br />

that risk is usually related to their mental disorder. This includes a specialist community forensic<br />

team to support a discharge into the community with a reduced hospital length of stay.<br />

Prison services for those with mental health, drug and alcohol and neurodevelopmental disorders.<br />

<br />

Specialist services for individuals with autistic spectrum conditions and adult Attention Deficit<br />

Hyperactivity Disorder (ADHD).<br />

Specialist services for individuals who are deaf and have mental health needs.<br />

Veterans mental health services for Armed Forces personnel who have been or who are about to be<br />

discharged from service and who have a mental health need.<br />

<br />

Asylum Seeker and Refugee service to support those with their mental health needs and / or<br />

trauma.<br />

Improving Access to Psychological Talking Therapies (IAPT) services for individuals within BSW.<br />

4. About the <strong>Quality</strong> <strong>Account</strong><br />

All NHS Trusts are required to produce an annual <strong>Quality</strong> <strong>Account</strong>, to provide information on the quality of<br />

our services to service users and the public.<br />

Within this account, a narrative has been provided to reflect the statutory requirements of the account but<br />

also information about our priorities for improvement, agreed in partnership with our senior leadership<br />

team, expert clinicians, service users and carers. This is a partnership agreement, to which we are very<br />

committed.<br />

This report aims to give a true and fair representation of the quality of our services, including information<br />

that is meaningful, relevant and understandable. We hope that the information is useful and demonstrates<br />

our commitment and intention to providing high quality and safe services, which is the Trust’s highest<br />

priority and at the heart of everything we do.<br />

External assurance<br />

A draft version of this <strong>Quality</strong> <strong>Account</strong> is circulated for comment, in line with the statutory requirements to<br />

the following stakeholder groups:<br />

BNSSG and BSW Clinical Commissioning Groups (CCGs).<br />

Six Local Authority Health Overview and Scrutiny Committees (HOSCs).<br />

Six Local Healthwatch Groups.<br />

A final version of this report will be sent to all our stakeholders, should they wish to reference it at a later<br />

date.<br />

8


Further information<br />

We would value your feedback on this document so we can improve next year’s <strong>Quality</strong> <strong>Account</strong>. If you<br />

have any comments, would like more information, require a hard copy of this document, or have any<br />

questions, please contact us using the details below:<br />

By email: awp.communications@nhs.net<br />

By telephone: 01225 362995<br />

5. Our approach to quality<br />

Throughout <strong>2021</strong>-22, we have continued our response to the COVID-19 pandemic, prioritising keeping our<br />

service users and staff safe. We were also able to continue progressing our quality agenda, working<br />

towards the Director of Nursing and Chief Executive’s commitment for providing outstanding care, through<br />

outstanding people, ensuring our services are sustainable and delivered in partnership.<br />

We remain committed to managing risks and promoting safety, thus providing an environment for learning<br />

and improvement, utilising a <strong>Quality</strong> Improvement (QI) approach, where applicable. Co-producing quality<br />

improvements with service users and carers is our ambition and we are well supported by our Experts by<br />

Experience in this regard.<br />

<strong>Quality</strong> assurance<br />

The Trust continues to monitor the quality of its services through a number of mechanisms, including:<br />

<br />

<br />

<br />

<br />

Information for <strong>Quality</strong> (IQ)<br />

ReportZone (our internal performance reporting / management system)<br />

Ulysses (our incident and risk management system)<br />

National benchmarking information<br />

These systems align with the five CQC domains, including national and local CCG indicators for standards of<br />

care. These systems allow us to report data from ‘floor to Board’ and enable teams to monitor their activity<br />

against standards, and provides early notification of successes, as well as where standards are not being<br />

fully achieved. In order to understand the impact on quality where performance is below target, it is<br />

helpful to see the trends in level of compliance so that we can target improvement action.<br />

An overhaul of our clinical governance arrangements was introduced in 2020, through the work of the<br />

<strong>Quality</strong> Advisor to the Trust Board. This instilled a new governance framework, centred around the five<br />

CQC domains, designed to strengthen reporting arrangements and the provision of the assurance to Trust<br />

Board. For <strong>2022</strong>-23, the Trust will strengthen the connectivity between localities, divisions and the Trusts<br />

reporting processes to further improve the ‘floor to Board’ governance thread.<br />

Alongside these improvements, we have also invested significantly in our infrastructure for quality and<br />

safety work, notably capacity building in specialist areas, such as health and safety, patient safety and<br />

significant progress in our Patient Safety Incident Response Plan (PSIRP).<br />

9


<strong>Quality</strong> improvement<br />

A large proportion of our local QI projects that started prior to the COVID-19 pandemic remained paused<br />

during <strong>2021</strong>-22, due to continued acuity and clinical focus for many teams. Work to support teams to<br />

resume these commenced in the summer of <strong>2021</strong>, but progress has been slow. However, there are a<br />

number of existing Trust-wide development plans for <strong>2021</strong>-22, that have progressed our ambition of<br />

continuous improvement. The following elements were achieved:<br />

Specific ward based QI programmes<br />

A substantial QI programme on our later life ward in North Somerset (Dune Ward) continued in <strong>2021</strong>. The<br />

successes of this programme were presented at a Trust-wide Older Adults Clinical Network (OACN) to help<br />

share the learning and tools used in that programme to support others. In summer of <strong>2021</strong>, we rolled out<br />

the Dune improvement programme to a BaNES inpatient ward (Sycamore), tailoring it to their specific<br />

identified needs. This work continues to date, with QI teaching sessions being delivered in April <strong>2022</strong> to the<br />

wards senior nursing staff.<br />

Mental Health Safety Improvement Programme (MHSIP)<br />

In <strong>2021</strong>, <strong>AWP</strong> signed up to the MHSIP, working alongside the South of England Mental Health Collaborative<br />

(SEMHC), and the West of England Academic Health Science Network (WEAHSN). The three-year MHSIP<br />

involves the following elements of focus:<br />

Reducing Restrictive Practice (RRP)<br />

Sexual safety<br />

Suicide prevention<br />

However, the focus to date has been RRP and this will continue in <strong>2022</strong>-23 due to the impact of COVID-19<br />

on this national programme. Three <strong>AWP</strong> wards in Secure Services have signed up to be part of this<br />

programme, however, learning will be shared across the Trust via the RRP Trust-wide group. The three<br />

identified wards attend the monthly collaborative QI coaching sessions and quarterly SEMHC full day<br />

events. In addition, our internal QI team, supported by the Trust’s RRP lead, has delivered two half-day<br />

introduction to QI training sessions to the three identified wards.<br />

Care planning and risk assessment improvement programme<br />

The Care Planning and Risk Operational Group, led by our Deputy Director of Nursing continues to utilise QI<br />

methodologies to support continuous improvement in this area. This improvement programme has utilised<br />

QI tools to understand the issues, interrogate existing data, consult with our staff via a Trust-wide survey<br />

and use Statistical Process Control Charts (SPC) to monitor progress.<br />

Learning disabilities improvement programme<br />

The Learning Disabilities Improvement Group was set up in July <strong>2021</strong>, it met just six times in total during<br />

<strong>2021</strong>-22, but has achieved a lot to date. An intensive piece of work to benchmark our services via the<br />

national Learning Disabilities (LD) benchmark tool was carried out in January - March <strong>2022</strong>, a total of 135<br />

data items / questions were completed and submitted. To gain stakeholder engagement from our teams<br />

and have an understanding of current practice and developmental needs the national LD green light toolkit<br />

audit was also completed and is currently being analysed. This will help support the development of a<br />

detailed LD improvement plan.<br />

10


Royal College of Psychiatrists (RCPsych) Advance in Mental Health Equalities (AMHE) programme<br />

In July <strong>2021</strong>, <strong>AWP</strong> signed up to the Advance in Mental Health Equalities (AMHE) programme, led by the<br />

RCPsych. Internally, this is led by our Deputy Medical Director and supported by national QI coaches and<br />

the internal <strong>AWP</strong> QI team. Significant progress has been made on this QI programme to date, with great<br />

engagement from many disciplines and leads, this programme will continue over <strong>2022</strong>-23.<br />

QI training<br />

A QI training programme was developed in July 2020, but paused in December 2020 due to the COVID-19<br />

pandemic, this however, was re-instated in April <strong>2021</strong>. The programme was developed to provide Senior<br />

Clinicians with in-depth QI training to enable them to undertake their role as CQC Domain Leads. The<br />

structure and content of the course used the dosing approach, as detailed in the NHS England and<br />

Improvement (NHSE/I) and Institute for Healthcare Improvement (IHI) (2017), building capacity and<br />

capability for improvement.<br />

Within the constraint of having to deliver the training online due to COVID-19 restrictions, the NHSE/I<br />

dosing table was adapted. External resources were scoped and mapped against the dosing matrix to create<br />

a comprehensive course that covered the key areas of Science of Improvement (SOI), learning and for<br />

leading QI. This was split into modules and added onto our internal learning platform (MLE) for ease of<br />

access by all CQC Domain Leads.<br />

Using such external resources also helped introduce the CQC Domain Leads to a greater range of QI<br />

resources and organisations. The eight-module programme of learning was set out across a twelve-week<br />

period, supported by the QI team from April to July <strong>2021</strong>. More recently, the modules on the internal<br />

learning platform have been opened up and offered to anyone wanting to learn QI skills.<br />

In addition, ad hoc QI training has been provided to individuals registering projects with the QI team, and a<br />

20 minute featured slot on every Junior Doctor induction during <strong>2021</strong>-22, as an introduction to QI and the<br />

QI team. In August <strong>2021</strong>, the QI team delivered a half-day training session for 10 core Psychiatric Trainee<br />

Doctors on leadership in QI, which proved successful and gratefully received to support their development<br />

of QI as they embark on more senior medical roles.<br />

Clinical Leadership Oversight Group (CLOG)<br />

Readers will appreciate that the evolving and ever changing nature of the COVID-19 pandemic in <strong>2021</strong>-22<br />

meant that we often had to adapt our services and our ways of working at pace. To ensure that we did this<br />

safely and considered the quality impact from a safety, effectiveness, and experience perspective, as well<br />

as being mindful of any legal, equality or information governance challenges, we established the Clinical<br />

Leadership Oversight Group (CLOG).<br />

For much of the pandemic response, the CLOG met daily at midday to review and authorise any clinical,<br />

operational, policy, practice or procedural changes. The membership of the CLOG included clinical leaders<br />

across the organisation from all different professions, as well as subject matter experts. The meeting was<br />

chaired by either our Director of Nursing and <strong>Quality</strong> or our Medical Director. Service changes that we<br />

made were subject to an evaluation that helped determine whether the change should be short term or<br />

adopted as our new business as usual.<br />

Examples of key changes we introduced are as follows:<br />

COVID-19 staff screen tool and risk Assessment 24/7 - the purpose of this project was to follow the<br />

national instruction for each mental health organisation to establish a ‘crisis line’ in order to field<br />

11


calls from known service users / carers and the general public relating to mental health. The<br />

aspiration was that an established 24/7 response service would alleviate pressure on primary care<br />

and emergency services. The requirement to establish such a facility aligned with <strong>AWP</strong>’s own<br />

response plans to deal with the service pressures already being felt and further anticipated due to<br />

COVID-19.<br />

Facilities management - the pandemic brought with it much reported challenges with supplies of<br />

Personal Protective Equipment (PPE) for staff, as well as requiring further enhanced cleaning<br />

regimes for all of our clinical environments. This presented a significant challenge to the Trust and<br />

required creative ways of working to ensure supplies (sometimes scarce) were targeted to priority<br />

areas. As the supply challenges were addressed, we started to work on agreeing a sustainable<br />

model for facilities management, now that we are operating within a ‘new normal’.<br />

Community surge planning - throughout the pandemic, we tried to minimize the closure of services<br />

and tried to keep as many services running as possible within the government guidelines. The<br />

effects of lockdown were predicted to increase demand on mental health services, so as part of our<br />

response, we undertook detailed planning work to identify where surges in demand for services<br />

may occur and agreeing what risk management actions we would take if the demand was realised.<br />

Infection prevention and control<br />

We have a duty of care to ensure that our patients do not get any avoidable Healthcare Associated<br />

Infections (HCAIs) while in our services. Robust systems, quarterly and annual audits, and actions are in<br />

place to ensure that avoidable HCAIs within the Trust are kept to a minimum by undertaking the following<br />

audits and actions:<br />

IPC annual audit, based on the Essential Steps Audit Tool – the IPC team liaises with the link<br />

practitioners / ward managers to audit clinical practice and provide assurance against the<br />

fundamental principles of infection control. For example, hand hygiene, safe disposal of sharps and<br />

appropriate use of personal protective equipment.<br />

Antimicrobial auditing and stewardship monitoring.<br />

Alert organism surveillance – reported by all inpatient wards using a surveillance tool, which is<br />

available on our intranet ‘Ourspace’.<br />

Outbreak management investigation.<br />

All IPC polices are reviewed and updated accordingly with best practice and national guidelines.<br />

Two yearly mandatory IPC training programme for all staff.<br />

Monthly IPC link practitioner meetings are held across all divisions. The aim of these meetings and<br />

roles is to encourage best IPC practice locally across <strong>AWP</strong>.<br />

Response to the global COVID-19 pandemic – <strong>2021</strong>-22<br />

The IPC team continued to play a pivotal role in the Trust’s response to the COVID-19 pandemic. The IPC<br />

team kept abreast of changes to national IPC guidance and implemented changes, when appropriate.<br />

Key actions and achievements during <strong>2021</strong>-22<br />

Expert IPC advice to support the Trust’s response to the surge in outbreaks during the<br />

Omicron wave.<br />

IPC inputs in admission pathways.<br />

Hand hygiene and PPE audits.<br />

12


COVID-19 Assurance framework – self-audits completed by all inpatient wards.<br />

Outbreak management masterclass delivered by the Head of IPC.<br />

COVID-19 and seasonal flu training added to our internal learning platform (MLE).<br />

Prompt action on any outbreaks reported as per our outbreak management plan.<br />

COVID-19 vaccinations for service users.<br />

<br />

As part of our flu campaign, we introduced the ‘vaccination track’ system to help us manage<br />

our online booking system for flu clinics, which resulted in a 60% uptake.<br />

Transition from clinical waste to tiger waste for non-infectious PPE.<br />

6. <strong>Quality</strong> priorities<br />

As part of the <strong>Quality</strong> <strong>Account</strong> each year, we set out our quality priorities for the year ahead. The priorities<br />

for <strong>2022</strong>-23 include a focus on:<br />

The NHS Patient Safety Strategy, which encompasses the Patient Safety Incident Response Plan<br />

Our emerging clinical care pathways<br />

Delivering CQC regulatory compliance<br />

Our quality priorities for <strong>2022</strong>-23<br />

Figure 1 – our quality priorities for <strong>2022</strong>-23<br />

13


Our success last year - priority 1 – care pathways<br />

Table 1 – priority 1 – care pathways <strong>2021</strong>-22 update<br />

Improvement<br />

project<br />

Dementia<br />

Success measures<br />

Agreed pathway in<br />

place across the Trust<br />

Underpinned by agreed<br />

strategy<br />

Clear clinical leadership<br />

in place<br />

Evidence outcome<br />

measures in place<br />

<strong>2021</strong>-22 update<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Community Mental Health Framework (CMHF) older<br />

peoples workstream established since September<br />

<strong>2021</strong>, with key partners across BSW. Workstream<br />

agenda ensures integration with the BSW ageing well<br />

programme and the BSW dementia diagnosis rate<br />

working group.<br />

Dementia Enhanced Support Team (DEST) pilot in<br />

Swindon continues with good outcomes, this also<br />

forms part of the CMHF workstream.<br />

Older Adult Matron in place during COVID-19.<br />

Recurrently funded through MHIS in 21-22 – will be<br />

recruited as an Advanced Practitioner role in 22-23,<br />

with a focus on clinical and quality improvement.<br />

BSW band 8b Clinical Lead for community Older<br />

People Mental Health (OPMH) recruited in March<br />

<strong>2022</strong> and will chair / lead the CMHF workstream<br />

group<br />

Recruitment of a full-time BNSSG band 8c Clinical<br />

Lead for OPMH is underway. The post holder will<br />

take a leadership role across the complex BNSSG<br />

system, focusing their clinical leadership skills on the<br />

community and Aging Well pathways and ensuring<br />

that the provision of Older Adult services is a<br />

fundamental work-stream within the CMHF.<br />

Older Adults Clinical Network (OACN) established<br />

with membership from all <strong>AWP</strong> localities, community<br />

and inpatients services and all professional<br />

disciplines. The network covers all OPMH (including<br />

dementia) and has a key focus on QI and sharing best<br />

practice and reports directly into the ‘effective<br />

subgroup’. The clinical network is used in an advisory<br />

capacity, drawing on expertise from senior clinicians<br />

to critique policies or QI initiatives, which will impact<br />

on later life service users.<br />

Workshops have taken place, which were very well<br />

attended. Suggested improvements to dementia<br />

care pathway compiled.<br />

14


Learning Disability<br />

Agreed pathway in<br />

place across the Trust<br />

Underpinned by agreed<br />

strategy<br />

Clear Clinical<br />

Leadership in place<br />

Evidence outcome<br />

measures in place<br />

<br />

<br />

<br />

Greenlight toolkit audit completed, findings currently<br />

under review. Report to be completed and<br />

triangulated with the NHSI Learning Disability<br />

benchmark action plan (submitted March <strong>2022</strong>) and<br />

the Trust’s Neurodevelopmental strategy (when<br />

finalised). This will enable key priorities to be<br />

planned for and actions in situ and attached to the<br />

Learning Disability improvement group outcomes.<br />

Clinical network established, led within Specialised<br />

Services.<br />

Learning Disability Consultant Nurse substantive post<br />

created from the initial secondment status (July <strong>2021</strong><br />

to date). This is a new post for the Trust and will<br />

support the collaborative Trust-wide delivery of<br />

mental health for people with a Learning Disability<br />

vision across the Trust (linked to strategy). This post<br />

provides a key clinical contact role for both staff and<br />

patients and highlighting the profile of care and<br />

treatment within <strong>AWP</strong> as an acute mental health<br />

Trust.<br />

Learning Disability awareness training availability –<br />

ongoing work continues with support from our<br />

learning and development team, including interim<br />

solutions until known plans are in place regarding<br />

the roll out of the proposed nationwide plan of the<br />

provision of mandatory Learning Disability / Autism<br />

awareness training for all health and social Care staff<br />

- ‘the Oliver McGowan training’<br />

<br />

<br />

<br />

LeDeR (Learning from Lives and Deaths – People with<br />

a Learning Disability and Autistic People) – improved<br />

governance in place via Serious Untoward Incidents<br />

(SUI) and is a standing agenda item at the monthly<br />

mortality review meetings. Embedded working and<br />

improved liaison with BNSSG / BSW key LeDeR<br />

contacts and representation / active involvement in<br />

LeDeR governance meetings.<br />

Reasonable adjustments digital flag pilot – BNSSG<br />

CCG are an early implementer. <strong>AWP</strong> are working<br />

with BNSSG CCG to contribute to the success of this<br />

pilot project, which will have a nationwide impetus<br />

when rolled out nationally. People with a Learning<br />

Disability will be flagged via the national spine and<br />

this will support with the provision of reasonable<br />

adjustments needed for individuals.<br />

Physical health agenda for people with Learning<br />

Disabilities – to be embedded within the Trust’s<br />

physical health policy<br />

15


Personality<br />

Disorder<br />

Psychosis<br />

Agreed pathway in<br />

place across the Trust<br />

Underpinned by agreed<br />

strategy<br />

Clear Clinical<br />

Leadership in place<br />

Evidence outcome<br />

measures in place<br />

Agreed pathway in<br />

place across the Trust<br />

Underpinned by agreed<br />

strategy<br />

Clear Clinical<br />

Leadership in place<br />

Evidence outcome<br />

measures in place<br />

<br />

Working group has met to develop the pathway and<br />

strategy (series of workshops in autumn <strong>2021</strong>).<br />

Core Community Mental Health Team (CMHT) /<br />

recovery model of SCM (Structured Clinical<br />

Management) pathway is being operationalised<br />

across the Trust.<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

The CMHF year two funding to support the<br />

development of a managed clinical network and<br />

Knowledge and Understanding Framework (KUF) roll<br />

out in BSW (1 band 7 Expert by Experience, 1 band 6<br />

Training Lead, 1 band 8a Supervision and Reflective<br />

Practice Lead). Managed clinical network / team also<br />

being developed by the CMHF workstream in BNSSG.<br />

Funding secured for an Early Intervention Service in<br />

BSW (1 band 8a and 4 band 7s). BNSSG division is<br />

also prioritising early interventions, as part of the<br />

CMHF funding for year two.<br />

A Psychosis care package has been agreed by the<br />

Trust and training has begun. Over 100 staff have<br />

been trained in the Health Education England (HEE)<br />

‘understanding Psychosis and Bipolar’ training and<br />

over 40 trained in Cognitive Behavioural Therapy<br />

(CBT) informed interventions for Psychosis.<br />

Early reports of implementation of these CBT<br />

informed interventions for Psychosis have started to<br />

come in with positive feedback from clinicians<br />

regarding their effectiveness. Implementation has<br />

been supported with the provision of centralised<br />

clinical supervision in the short term.<br />

Strategy to train staff in interventions relating to<br />

Psychosis (e.g. family interventions and CBT<br />

informed interventions for Psychosis) over the next<br />

three years has been agreed at executive level.<br />

Wider strategy regarding Psychosis pathways<br />

remains in development – a significant piece of work<br />

was undertaken in <strong>2021</strong>-22 to ensure this strategy<br />

was coproduced with clinicians and service users<br />

across the Trust.<br />

Foundations of clinical leadership is in place – two<br />

Psychologists, specifically employed as training leads<br />

for Psychosis, have worked hard to create training<br />

materials with other clinical colleagues across the<br />

Trust to allow the implementation of Psychosis<br />

packages and pathways.<br />

Service user outcome measures for Psychosis care<br />

packages have been agreed and systems updated in<br />

order to enable the capture and evidence of these<br />

measures. Work is currently being undertaken to<br />

encourage use of these outcome measures by<br />

16


clinicians receiving CBT informed intervention<br />

training.<br />

Priority 2 – Physical Health<br />

Table 2 – priority 2 – physical health <strong>2021</strong>-22 update<br />

Improvement<br />

project<br />

Cardio metabolic<br />

care for people<br />

receiving<br />

psychotropic<br />

medication<br />

Venous<br />

Thromboembolism<br />

(VTE) - Introduce a<br />

model and audit<br />

process<br />

To agree a physical<br />

health clinical<br />

leadership model<br />

across the Trust<br />

Reducing<br />

Restrictive<br />

Practice (RRP)<br />

Success measures<br />

Clear and consistent<br />

model in place<br />

Evidence through audit<br />

of improved checks and<br />

outcomes<br />

Consistent model in<br />

place to ensure<br />

screening and VTE<br />

prevention - evidence<br />

of audit<br />

Clear physical health<br />

care leadership<br />

embedded across the<br />

Trust<br />

Evidence of a Trust<br />

wide model to support<br />

reduction in restrictive<br />

practice, using a QI<br />

approach with evidence<br />

of reduction across all<br />

Adult and Psychiatric<br />

Intensive Care Units<br />

(PICU)<br />

Reduction in prone<br />

restraint<br />

<strong>2021</strong>-22 update<br />

<br />

<br />

<br />

<br />

A programme board has been stood up to oversee<br />

quality improvements in physical health, including<br />

cardio-metabolic screening for people receiving<br />

psychotropic medication.<br />

The board has overseen work to develop a clear and<br />

consistent model of delivery for annual physical<br />

health checks for service users in the community with<br />

serious mental ill-health. Phased implementation of<br />

the model in both BSW and BNSSG will commence<br />

through <strong>2022</strong>-23.<br />

Scoping of the full requirements to support digital<br />

solutions, including changes in RiO, has commenced<br />

as part of the work overseen by the programme<br />

board. This includes e-observation implementation in<br />

inpatient settings.<br />

Physical health checks within 24 hours of admission<br />

to hospital for inpatients has improved during the<br />

year from 60% to 76%.<br />

VTE work has not been taken forward through <strong>2021</strong>-<br />

22, as the Trust has focused on other physical health<br />

priorities.<br />

<br />

<br />

<br />

The clinical leadership model to support improved<br />

physical health monitoring in community services has<br />

been agreed and will be implemented and embedded<br />

through <strong>2022</strong>-23.<br />

RRP group continues, with consistent Trust-wide<br />

representation, including Experts by Experience. The<br />

group has reviewed the Trust-wide work plan and<br />

commenced updating this to identify priorities for<br />

<strong>2022</strong>-23.<br />

The Trust submitted its application for accreditation<br />

for the Prevention and Management of Violence and<br />

Aggression Training in December <strong>2021</strong> and has now<br />

received feedback from the British Institute of<br />

Learning Disabilities (BILD) on the submission. The<br />

group will review the feedback the next steps are for<br />

17


Reduction in the use of<br />

seclusion<br />

<br />

<br />

<br />

<br />

<br />

<br />

BILD to quality assess the training on site before<br />

accreditation.<br />

The RRP group plan to undertake an audit on the<br />

impact of COVID-19 on the Safewards<br />

implementation and embedding of practice over the<br />

past 2 years, this will also include a staff and service<br />

user survey to be disseminated within quarter one of<br />

<strong>2022</strong>, with an aim to ‘establish expectations’.<br />

The Trust RRP policy has been reviewed and<br />

approved. The policy brings the Trust in line with the<br />

RRP network and BILD Standards.<br />

There has been a sustained reduction in planned<br />

prone restraint. Use of restraint overall across the<br />

Trust continues on a downward trajectory.<br />

There is a clinical review of the use of seclusion<br />

suites to ensure that they meet the required<br />

standards and are used appropriately.<br />

The Trust is also ensuring that it complies with the<br />

Use of Force Act (2018) which came into force on 31<br />

March <strong>2022</strong>.<br />

Techniques for using the purchased ‘safety pods’<br />

have now been signed off and the implementation<br />

roll out is planned for <strong>2022</strong>-23.<br />

Lateral thigh Intramuscular Injection (IMI) training –<br />

in September <strong>2021</strong>, the RRP group reviewed and<br />

revised the ‘Administration of Rapid Tranquilisation<br />

Medicines using the Thigh (Vastus Lateralis Muscle),<br />

Upper Arm (Deltoid Muscle), and Buttock<br />

(Dorsogluteal Muscle) Procedure’, which supports<br />

the introduction of IMI sites other than the gluteal<br />

muscle, as part of our targeted reduction of prone<br />

restraint.<br />

Priority 3 – achieving CQC regulatory compliance<br />

Table 3 – priority 3 – CQC regulatory compliance <strong>2021</strong>-22 update<br />

Improvement<br />

project<br />

Improving our<br />

Acute and PICU<br />

environments<br />

Success measures<br />

Agreed, updated<br />

estates strategy<br />

Improve seclusions<br />

facilities<br />

Clear estates funded<br />

programme to improve<br />

general ward<br />

environment<br />

<strong>2021</strong>-22 update<br />

The estates department is currently being reviewed<br />

by an external consultancy, ANHH. Part of their remit<br />

is to review the estates strategy.<br />

The Trust completed the agreed safety upgrade<br />

works to all seclusion suites in the <strong>2021</strong>-22 financial<br />

year - £235k. The Fairfax and Teign wards works<br />

were delayed because of the major refurbishment of<br />

the Bradly Brooke seclusion suite - £400k, but all are<br />

now complete.<br />

18


Improving the<br />

quality of care<br />

planning<br />

Trust wide QI<br />

programme<br />

Positive feedback from<br />

CQC / Mental Health<br />

Act (MHA) inspections<br />

Regular quality audits<br />

of care plans<br />

A programme of work was undertaken to improve<br />

areas assessed as requiring environmental<br />

improvement, as detailed below:<br />

<br />

<br />

<br />

<br />

<br />

<br />

o Applewood Ward – Swindon<br />

o Sycamore Ward – Bath<br />

o £3m refurbishment of Ceader Ward - Hillview<br />

Lodge (to replace Ward 4 dormitory ward at St.<br />

Martins)<br />

o Elizabeth Casson House - £2.1m redesign /<br />

refurbish due for completion June <strong>2022</strong><br />

o Riverside CAMHS - £3.25m inpatient redesign /<br />

refurbish completed 1st April <strong>2022</strong><br />

o CAMHS community - c£200k refurbishment of<br />

a number of community properties. Tender<br />

returns expected by end of May <strong>2022</strong><br />

o A ligature reduction programme for the<br />

financial year <strong>2021</strong>-22 was also completed -<br />

£944k<br />

We have developed and implemented a care plan<br />

and risk management supervision tool. The tool is<br />

reported to have been used 547 times since its<br />

launch this year.<br />

We have developed and piloted care plan training<br />

and will be further rolling out the training across the<br />

Trust in <strong>2022</strong>-23.<br />

The quality improvement outcome measure relating<br />

to the quality of the care plan has increased from<br />

53% to 74% compliance over the year.<br />

Reduction in QI function as prioritisation of safety<br />

through continued management of COVID-19.<br />

Head of QI out to recruitment in March <strong>2022</strong>, who<br />

will lead on supporting infrastructure, which<br />

specifically links to; culture / organisational<br />

development work, engagement, methodology and<br />

patient involvement and align clinical and quality<br />

strategies.<br />

Established QI functions within local ICS – learn and<br />

adapt models to fit <strong>AWP</strong>’s position / maturity and<br />

ensure QI is linked to the overarching transformation<br />

priorities.<br />

19


Priority 4: implement electronic Prescribing and Medicines Administration (ePMA)<br />

Table 4 – priority 4 – ePMA <strong>2021</strong>-22 update<br />

Improvement<br />

project<br />

Implement the<br />

system in<br />

identified inpatient<br />

units<br />

Success measures<br />

To effectively use the<br />

system in place of<br />

paper prescriptions and<br />

administrative record<br />

charts<br />

To see a reduction in<br />

medicine prescribing<br />

errors<br />

<strong>2021</strong>-22 update<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Implementation delayed due to identification of a<br />

number of inadequate functional provisions related<br />

to medicines reconciliation, discharge<br />

documentation and safe use of the disaster recovery<br />

solution; ePDR.<br />

Clinical challenge held to approve local development<br />

where supplier was unable to deliver satisfactory<br />

resolution.<br />

All local developments related to the delay have<br />

been completed. Minor changes being undertaken<br />

following final review.<br />

Supplier provision of ePDR fixes is scheduled for<br />

early May <strong>2022</strong>.<br />

Escalation with supplier due to delay and lack of<br />

provision of required functionality, has resulted in a<br />

revised plan being approved by the project board<br />

with initial go-live scheduled for 7th September<br />

<strong>2022</strong>, and completion of trust-wide inpatient<br />

deployment throughout October.<br />

Training reviews initiated with a view to refining the<br />

training provision for delivery.<br />

Preparation for formal testing in progress. Testing of<br />

system including provision of ePDR scheduled for<br />

May.<br />

Go-live preparation to determine appropriate<br />

engagement, pre-live checks and dependencies in<br />

progress.<br />

7. Statement of assurance<br />

The following statements authenticate that the Trust is striving to achieve essential standards. To do this,<br />

we are required to demonstrate that we are measuring our clinical process and performance against both<br />

local and national standards and that we are involved in national projects to improve the quality of our<br />

services.<br />

Provision of NHS service<br />

During <strong>2021</strong>-22, the Trust provided and / or subcontracted 18 core and specialist health services that form<br />

part of the Trusts required registration with the CQC.<br />

20


We provided services across two CCG areas, along with a range of specialised services for other<br />

commissioners. Our services are arranged by locality, area or specialism within our divisions and<br />

structures, which remain the same as previous years.<br />

Table 5 – <strong>AWP</strong> divisions<br />

Divisions Areas Covered<br />

East<br />

BaNES, Swindon and Wiltshire (BSW)<br />

West<br />

Specialised<br />

Bristol, North Somerset, South Gloucestershire (BNSSG)<br />

Specialised Services, Secure Services and Children and Adolescent<br />

Mental Health Services (CAMHS)<br />

<strong>AWP</strong> provides community and inpatient mental health services across all of these areas, secure services for<br />

the region and a large number of smaller services commissioned between CCGs, Local Authorities and NHS<br />

England Specialised Commissioners.<br />

The Trust has reviewed all the data available to it on the quality of care in all these relevant health services.<br />

Reviewed in <strong>2021</strong>-22, the income generated by these services represents 100% of the total income<br />

generated from the provision of relevant health services by the Trust in <strong>2021</strong>-22 and equates to £331,327.<br />

8. Clinical audit<br />

Initial communication from Amanda Pritchard, Chief Operating Officer, NHS England and NHS<br />

Improvement, in March 2020 stated:<br />

“All national clinical audit, confidential enquiries and national joint registry data collection, including for<br />

national VTE risk assessment, can be suspended. Analysis and preparation of current reports can continue<br />

at the discretion of the audit provider, where it does not impact front line clinical capacity.”<br />

Updates from the initial suspension of national clinical audit in March 2020 were received throughout<br />

2020-21. In January <strong>2021</strong>, a further communication titled ‘reducing burden and releasing capacity to<br />

manage the COVID-19 pandemic’ on page 7/10: section reporting and assurance: point number 13, stated<br />

the following:<br />

“Clinical audit: given their importance in overseeing non-COVID care, clinical audits will remain open. This<br />

will be of particular importance where there are concerns from patients and clinicians about non-COVID<br />

care such as stroke, cardiac etc. However, local clinical audit teams will be permitted to prioritise clinical<br />

care where necessary – audit data collections will temporarily not be mandatory.’<br />

On 27 May <strong>2021</strong>, the following letter from Professor Stephen Powis, National Medical Director for NHS<br />

England and Improvement to Healthcare <strong>Quality</strong> Improvement Partnership (HQIP) stated:<br />

“In order to support the National Clinical Audit Patient Outcome Programme (NCAPOP) with monitoring<br />

and improving patient care, please accept this letter as notice that NHS England and Improvement is<br />

mandating a restart to data collection in England for the NCAPOP’<br />

In December <strong>2021</strong>, communication from Sir David Sloman Chief Operating Officer NHS England and NHS<br />

Improvement to NHS Trusts and Foundation Trusts: reducing burden and releasing capacity to manage the<br />

21


COVID-19 pandemic’ on page 6/9: Section: B, reporting and assurance: point number 14, stated the<br />

following:<br />

“Given the importance of clinical audit in COVID and non-COVID care, clinical audit platforms will remain<br />

open for data collection. It should be noted clinical teams should always prioritise clinical care over data<br />

collection and submission.”<br />

Despite the various pauses and permission to prioritise clinical care (where necessary) over clinical audit<br />

participation as described above, we have still been able to participate in all national audit programmes<br />

that fell within <strong>2021</strong>-22 NCAPOP. Reporting and action planning on some of the paused or delayed 2020-21<br />

national, Trust-wide or local reports were also progressed where possible, developing our actions and QI<br />

programme around those results, where this had little impact on clinical capacity.<br />

During <strong>2021</strong>-22, six national clinical audits covered relevant health services that the Trust provides. During<br />

this period, we participated in 100% of those, for which we were eligible, as shown in the table below:<br />

Table 6 – participation in national clinical audits<br />

*National audits that <strong>AWP</strong> was<br />

eligible to participate in <strong>2021</strong>-22<br />

<strong>AWP</strong><br />

involvement<br />

Cases submitted / cases required<br />

1. National Clinical Audit and Patient Outcomes Programme (NCAPOP)<br />

National Audit of Inpatient Falls (NAIF)<br />

National audit of Psychosis: early<br />

intervention In Psychosis spotlight<br />

audit<br />

YES<br />

YES<br />

a) 0/0 (100%) - ongoing, currently with<br />

no identified cases to audit<br />

b) 1/1 (100%) organisational<br />

questionnaire submitted<br />

a) Case audit –222/222 (100%)<br />

b) Contextual audit- 6/6 (100%)<br />

National audit of Care at the End of<br />

Life (NACEL) round 3<br />

YES<br />

a) 1/1 (100%) - organisational<br />

questionnaire<br />

b) 3/3 (100%) - case audit<br />

National Clinical Audit of Psychosis<br />

Spotlight Audit <strong>2021</strong>-22<br />

YES 99/100 (99%)<br />

NCEPOD transition from child to adult<br />

services study<br />

YES<br />

Still collecting at time of writing, data<br />

collection ends May <strong>2022</strong><br />

National audit of Dementia - spotlight<br />

audit in community based memory<br />

assessment services <strong>2021</strong>-22<br />

2. ** Non-NCAPOP national audits<br />

YES<br />

1/4 possible memory teams participated<br />

POMH 18b: Use of clozapine YES 168**<br />

POMH QIP 14c: Alcohol<br />

detoxification<br />

YES 35**<br />

22


POMH QIP 19b: Prescribing for<br />

depression<br />

YES 133**<br />

*Table 6 shows the national audits the Trust was eligible to participate in, those it did participate in, and<br />

the level of completion of data requirements.<br />

** Prescribing Observatory for Mental Health (POMH) - Royal College of Psychiatrists, has no set number of<br />

cases required.<br />

<strong>Quality</strong> improvement actions from clinical audit<br />

As described within last year’s quality account, to support learning resulting from clinical audit, the Trust<br />

has continued adopting a different approach, recognising that long detailed action plans do not always<br />

support change, as we would wish.<br />

Our approach continues to feed audits into any existing QI programmes, or where possible either develop<br />

a new QI programme. Or as a minimum we try and utilise other root cause QI tools to understand the<br />

cause of any audits demonstrating the need for improvement before deciding on an action plan. This<br />

approach allows for small scale testing and measuring of change ideas, following audit outcomes, adapting<br />

to effect change and then disseminating the practice across the Trust.<br />

An example of this being the allergies and adverse drug reaction documentation clinical audit, carried out<br />

in 2020. An action plan was approved at the Medicines Optimisation Group, which included actions such as<br />

review of policies, Standard Operating Procedures, education etc. However, the action plan also included<br />

the need for a focused QI project with an inpatient ward to fully understand the issue and explore change<br />

ideas. This was completed using an Multi Disciplinary Team (MDT) approach, by carrying out a fishbone<br />

exercise to try and understand the specific compliance issue regarding the allergy status not always being<br />

added to the electronic patient record, in addition to it being recorded on the paper drug chart (as per<br />

policy).<br />

Following this exercise, a change idea to develop a regular inpatient dashboard reporting of said allergy<br />

status with the Business Intelligence Team was explored and implemented. SPC charts have demonstrated<br />

a gradual steady improvement over a short five-month period, with a total of 22 patients Trust-wide with a<br />

missing allergy status on the electronic record in the month of October <strong>2021</strong>, versus only 5 missing in April<br />

<strong>2022</strong>, meaning a 77% decrease in non-compliance against the policy.<br />

A further example of this can be seen following the 2020-21 physical health clinical audit across Bristol and<br />

BaNES inpatient wards. This audit resulted in feeding the wider physical health electronic records re-design<br />

group in changes to the form to improve physical health recording. It also developed into a further QI<br />

project, testing Electrocardiogram (ECG) machines in community mental health teams to improve ongoing<br />

physical health monitoring, linking with local the Cardiologist Service in nearby hospitals. The audit also<br />

resulted in a further baseline audit and QI project / pilot of a Diabetes Clinic, supported by a local Diabetes<br />

Nurse Specialist within a general hospital.<br />

NCAPOP<br />

At the time of writing this <strong>Quality</strong> <strong>Account</strong>, the results of all six NCAPOP clinical audits demonstrated in the<br />

<strong>2021</strong>-22 NCAPOP table above are either yet to be published nationally or only recently published, and are<br />

therefore currently going through our Trust governance processes for action planning / QI planning and<br />

sign off.<br />

23


National non-NCAPOP clinical audits (POMH)<br />

Of the three non-NCAPOP national audits (POMH audits) for <strong>2021</strong>-22, at the time of writing this <strong>Quality</strong><br />

<strong>Account</strong>, we are unable to share results or discuss agreed action plans due to the following reasons;<br />

POMH 19b prescribing for depression: this audit data collected in quarter four of <strong>2021</strong>-22,<br />

therefore the national report will not be published until latter end of quarter one in <strong>2022</strong>-23.<br />

POMH 14c POMH QIP 14c: alcohol detoxification: national report was received quarter 4 <strong>2021</strong>-22,<br />

therefore this report is currently going through Trust governance processes for action planning and<br />

sign off.<br />

POMH 18b use of clozapine: we received the national report end of quarter three of <strong>2021</strong>-22 and<br />

so this is currently going through Trust governance processes for action planning and sign off. This<br />

has had some delay internally also due to trying other mechanisms and approaches in gaining<br />

feedback and recommendations to support action planning / QI planning with our Medical Leads.<br />

Trust identified audits on <strong>2021</strong>-22 workplan<br />

Trust-wide monthly medicines safety audits and Trust-wide quarterly controlled drugs audit have<br />

continued to be collected by the Pharmacists on the ward, these are reviewed via the Chief Pharmacist and<br />

Trust medicines governance groups and acted upon accordingly. The final yearly summative report for both<br />

of these audits is due for review at the medicines safety group in quarter one of <strong>2022</strong> and therefore at the<br />

time of writing, we are unable to detail findings or actions.<br />

Weekly and monthly medicines related audits in both community and inpatient settings are in place with<br />

the findings published monthly in an excel pivot chart workbook filterable by ward. This provides instant<br />

feedback on compliance for locality governance meetings and local action planning. However, response<br />

rates for completion of these audits remain low due to acuity and the impact of COVID-19 on our teams.<br />

Conversations between the Trust pharmacy directorate and nurse directorate commenced in early <strong>2022</strong> to<br />

try and improve this. Trust level reports will be produced once completion rates have improved.<br />

A total of thirteen clinical audits listed on the Trust-wide audit workplan for <strong>2021</strong>-22 are either at the time<br />

of writing, finishing data collection for any quarter four data, report writing, action / QI planning or<br />

awaiting final sign off at relevant governance group. These audit topics are as follows:<br />

National Early Warning Score (NEWS) re-audit<br />

Medicines reconciliation<br />

Antibiotic prescribing re-audit<br />

Antibiotic prescribing offender health services<br />

Medicines storage re-audit<br />

Drug Prescription and Administration Record (DPAR) re-audit<br />

Pharmacy interventions<br />

Medical gases<br />

Evaluation of community pharmacist within perinatal team<br />

Non-medical prescribing re-audit<br />

Green light toolkit audit- Learning Disabilities<br />

NHS benchmarking network – Learning disabilities<br />

Monthly records audit of care planning and risk assessments<br />

24


The reports of two clinical audits were reviewed in <strong>2021</strong>-22 by the relevant Trust governance groups in<br />

2020-21 and published to internal audit pages. First being the pressure ulcers re-audit and the second<br />

being community alcohol detox re-audit. Findings and actions / improvements are detailed below:<br />

Pressure ulcers, six-monthly re-audit<br />

This was completed in October <strong>2021</strong> and report ratified in the physical health action group in November<br />

<strong>2021</strong>. The action Plan was updated in March <strong>2022</strong>, with some outstanding actions remaining. Areas of<br />

good practice demonstrated that since the last audit, in 2019, there have been a few criterion where there<br />

has been an increase in compliance. Examples of such areas are:<br />

A small increase in patients having a pressure ulcer risk screen within six hours, rising from 40% to<br />

43%.<br />

Patients being re-assessed for pressure ulcers after a change of care environment, increasing from<br />

93% to 100%.<br />

Skin assessments for patients identified as being at risk from pressure ulcers has increased from<br />

53% in 2019 to 67%.<br />

Requests for General Practitioner (GP) summaries for patients at risk of developing pressure ulcers<br />

have increased from 7% to 19%.<br />

Areas for improvement included:<br />

Patients should have their nutrition and hydration assessed using the Malnutrition Universal<br />

Screening Tool (MUST) on admission to an inpatient ward, which has decreased from 89% to 85%.<br />

Healthcare professionals responsible for screening on admission should be trained in assessing<br />

pressure ulcer risk with management support from tissue viability nurses as Service Local<br />

Arrangements. Going down from 85% to 64%.<br />

Initial skin assessment of high-risk patients must include the inspection of bony prominences has<br />

decreased from 100% to 79%.<br />

People at high risk of developing pressure ulcers should be provided with pressure redistribution<br />

devices and or information on how to prevent them has decreased from 80% to 37%.<br />

Summary of recommendations and actions (with due dates)<br />

Ensure that awareness is raised around need to complete Pressure Ulcer Risk Assessment within 6<br />

hours of admission and transfer. (December <strong>2021</strong> / January <strong>2022</strong>).<br />

Develop brief Video Tutorial to introduce clinical staff (target group inpatient registered nurses)<br />

how to undertake a Pressure Ulcer Risk Assessment using the WATERLOW tool. (January / February<br />

<strong>2022</strong>).<br />

Develop (adapt from Tissue Viability services) a leaflet for service users and carers to promote<br />

awareness around pressure ulcer prevention. (December <strong>2021</strong> / January <strong>2022</strong>).<br />

This audit provides another example of linking in audit findings into other QI initiatives, as we fed the<br />

learning from this audit into a current electronic patient record physical health pages re-design project. It is<br />

hoped this can help improve recording, as well as supporting regular reporting / easy access dashboards on<br />

pressure ulcer standards compliance in the future.<br />

25


Community alcohol detoxes re-audit<br />

Data was collected in quarter one of <strong>2021</strong>-22 and approved in July <strong>2021</strong> at the medicines safety group.<br />

Areas of good practice included that community alcohol detoxes are carried out to a high standard<br />

throughout the teams audited. Areas of particular good practice include that pre-detox assessments were<br />

carried out in every case to a high standard and that all cases utilised a fixed prescribing regime, based on<br />

the number of units consumed.<br />

Areas for improvement included making sure that Wernicke’s assessment is documented, particularly if no<br />

prophylactic medication is given, documenting decisions about liver function, and documenting how much<br />

medication is supplied on each day of detox.<br />

Summary of recommendations and actions (with due dates):<br />

<br />

<br />

<br />

Medication administration should be documented in every case and available for review. To be<br />

discussed in team meetings and reviewed by teams, detox nurses and admin staff to ensure clinic<br />

paperwork is filled out and uploaded by November <strong>2021</strong>.<br />

When liver impairment is present, this should be commented on by a prescriber even if no<br />

alternative medication is felt to be required. To be discussed in team meetings, pre-detox<br />

assessment pro-forma to be recirculated and reviewed by teams by November <strong>2021</strong>.<br />

It is important to have documented clearly that a service user is low risk of Wernicke’s or that they<br />

have made an informed decision to decline treatment if thiamine and pabrinex are not given, as this<br />

did not happen in one instance. To be discussed in team meetings and reviewed by teams by<br />

November <strong>2021</strong>.<br />

2020-21 audits approved and published in <strong>2021</strong>-22<br />

As mentioned in the opening statement for many 2020-21 audits, there was either a pause or delay of<br />

those that originally started on the 2020-21 workplan and that would have been reported on within the<br />

2020-21 <strong>Quality</strong> <strong>Account</strong>. The following reports were completed and ratified at governance groups during<br />

<strong>2021</strong>-22 from the 2020-21 workplan:<br />

Controlled drug 2020-21.<br />

Medicines Storage re-audit 2020-21.<br />

Allergies and adverse drug reaction documentation on System One in prisons settings.<br />

Lithium initiation and monitoring in Bipolar Disorder.<br />

Prescribing of Buccal Midazolam in those with epilepsy.<br />

9. Research<br />

During <strong>2021</strong>-22, <strong>AWP</strong> has recruited 667 service user, carer and staff participants into National Institute for<br />

Health Research (NIHR), across 48 studies; 42 NIHR adopted studies (3 sponsored by commercial<br />

companies) and 6 student and non-NIHR research.<br />

For our last full year of data (April 2020 to March <strong>2021</strong>), the comparable figures were: 2,053 participants,<br />

42 active studies; of which 37 were NIHR studies (4 sponsored by commercial companies) and 5 student<br />

and non-NIHR research.<br />

26


The Trust is committed to research being part of everything we do. We support high quality research into<br />

the prevention, treatment and management of mental health problems, addictions and dementia and aim<br />

to put research findings into clinical practice. <strong>AWP</strong> ensures we give everyone who uses <strong>AWP</strong> services, their<br />

carers and families (as well as staff) the chance to find out about research they could take part in. This<br />

forms our pledge to make Research for all.<br />

<strong>AWP</strong> works with the National Institute for Health Research (NIHR) and the West of England Clinical<br />

Research Network (WECRN). The Trust collaborates locally with universities and acute Trusts through<br />

Bristol Health Partners (BHP), the West of England Academic Health Science Network (AHSN) and the NIHR<br />

Applied Research Collaboration West.<br />

Performance indicators<br />

Number of all research studies open to participants in <strong>AWP</strong> in <strong>2021</strong>-22: 48<br />

Number of NIHR* research studies open in <strong>2021</strong>-22: 42<br />

Number of student and non-NIHR studies open in <strong>2021</strong>-22: 6<br />

Number of participants recruited into all research across <strong>AWP</strong> in <strong>2021</strong>-22: 667<br />

Number of participants recruited into NIHR* research across <strong>AWP</strong> in <strong>2021</strong>-22: 665<br />

Number of participants recruited into student and non-NIHR research in <strong>2021</strong>-22: 2<br />

*NIHR adopt studies onto their portfolio which are of the highest quality, have been peer reviewed and<br />

expected to lead to significant changes in the NHS within 5 years.<br />

Current grants<br />

The research and development department supported the following grants in <strong>2021</strong>-22:<br />

STRATA<br />

STRATA is the largest multicentre clinical drug trial assessing the potential benefits of Sertraline for adults<br />

with Autism Spectrum Disorder and anxiety that has ever been funded. Recruitment takes place across<br />

research centres (including <strong>AWP</strong>’s Bristol Autism Spectrum Service) in the UK as well as in Western<br />

Australia. Grant funding commenced in September 2019, led both locally and nationally by Dr Dheeraj Rai<br />

at the University of Bristol with support from <strong>AWP</strong> research and development and the University’s Clinical<br />

Trial Unit.<br />

ADEPT-2<br />

Following the success of ADEPT, a previous grant hosted within <strong>AWP</strong>. The lead researcher, Dr Ailsa Russell<br />

(University of Bath) has been successful in securing a second NIHR grant around guided self-help for<br />

depression in adults with Autism Spectrum Disorders. Seven NHS sites in total across England are involved.<br />

The value of the grant income is £1.675 million (across 7 NHS sites and the university teams in Bath, Bristol<br />

and Warwick), it opened in September <strong>2021</strong> and recruitment shall begin in <strong>2022</strong>-23.<br />

Improving the Accuracy and Efficiency of Autism Assessment for Adults<br />

This RfPB grant is led by Dr Will Mandy at University College London and supported locally by Dr Ian Ensum<br />

at <strong>AWP</strong>’s Bristol Autism Spectrum Service. The grant explores the potential utility of two diagnostic<br />

27


interviews for supporting the timely diagnosis of adult’s with a suspected diagnosis of autism spectrum<br />

disorder. Recruitment activity finished in February <strong>2022</strong>.<br />

Addressing the trauma-related distress of young people in care: a randomised feasibility trial across<br />

social-care and mental health services<br />

This <strong>AWP</strong>-hosted RfPB grant is led by Dr Rachel Hiller at the University of Bath. The grant explores the<br />

feasibility of undertaking a future large-scale randomised control trial of a new intervention to support<br />

looked after children (those in social-care and mental health services) effected by Post Traumatic Stress<br />

Disorder. The grant was awarded in 2019 and recruitment activity will finish in <strong>2022</strong>-23.<br />

MRC Pathfinder Grant<br />

This is a data linkage project with the University of Bristol looking at the ALSPAC cohort (‘Children of the<br />

90’s’) to compare their mental health records in primary and secondary care; this project is using UK-CRIS<br />

(Clinical Records Interactive Search) to link datasets which have been created and analysis is due to take<br />

place during the next financial year (<strong>2021</strong>-22).<br />

ERA<br />

The ERA grant is a NIHR HTA funded trial of Arts Therapy (music / arts / dance therapy) relative to a group<br />

counselling control group. The trial is led locally by Barbara Feldkeller and will conclude in <strong>2022</strong>-23.<br />

GameChange<br />

GameChange is an NIHR grant lead by Oxford University, which aims to transform the lives of patients with<br />

psychosis by putting powerful automated virtual reality (VR) psychological treatment into NHS mental<br />

health services. The innovative VR treatment has been developed collaboratively with people with lived<br />

experience, designers from the Royal College of Arts, computer scientists, and clinical psychologists. The<br />

clinical trial was conducted in NHS services at five sites across England, of which <strong>AWP</strong> is one. The study<br />

finished in November <strong>2021</strong> and the results have just been published.<br />

Akrivia Health<br />

<strong>AWP</strong> continues to remain a partner in implementing Akrivia Health (formally UK-CRIS), which is the largest<br />

and richest mental health and dementia dataset to accelerate research for better treatments and care. In<br />

<strong>AWP</strong> this will support many aspects of research, clinical audit and quality improvement in the future.<br />

Akrivia has been on hold since March <strong>2021</strong> because of technical access changes, we are working through<br />

the <strong>AWP</strong> Digital Oversight Group to enable the system to be re-activated.<br />

Everyone Included<br />

This method for letting services users know about research has also been on hold and in the next financial<br />

year we will be reviewing and streamlining the process which we hope will increase recruitment and<br />

inclusion in recruitment for research with service users and carers.<br />

New grants due to start in <strong>2022</strong>-23<br />

In 2020-21 and <strong>2021</strong>-22, <strong>AWP</strong> supported numerous academics to submit grants to the NIHR, resulting in<br />

one being funded. These grants are due to open in <strong>2022</strong>-23:<br />

28


EASE<br />

Dr Paul Moran has been awarded an NIHR grant looking at perinatal emotional skills groups for women<br />

with borderline personality disorder. <strong>AWP</strong> is the host organisation for the grant and is valued at £250k; this<br />

will be opening in <strong>2022</strong>-23.<br />

SPS for Personality Disorder<br />

Professor Mike Crawford from Imperial College London, has been awarded an NIHR grant looking at the<br />

effectiveness and cost-effectiveness of Structured Psychological Support (SPS) for people with personality<br />

disorder. <strong>AWP</strong> will act as one of the principle sites for the trial due to start in November <strong>2022</strong>.<br />

NIHR Advanced Fellowship Application<br />

Dr Kim Wright at Exeter University has been successfully awarded an NIHR Fellowship looking at<br />

interventions for people with inter-episode bipolar symptoms. <strong>AWP</strong> will work with Dr Wright to support<br />

her fellowship and engaging with clinicians and service users in <strong>2022</strong>-23 to deliver studies resulting from<br />

her award.<br />

Business planning<br />

Our main funder (the CRN) have confirmed a slight uplift in funding for <strong>2022</strong>-23 (3%) which covers<br />

increased year-on-year staffing costs. We will be able to retain staff and cope with a small amount of<br />

turnover in year meaning break even financial position by year-end. We have a staff group who have<br />

adapted as well as can be expected to the Covid-19 pandemic, restrictions and reduction in studies.<br />

We have prioritised projects relating to reducing health inequalities in research and increasing inclusion,<br />

for which we received a CRN award in March <strong>2022</strong> for our work on Equality, Diversity and Inclusion. We are<br />

looking forward to continuing that work and research becoming even more visible to service users, carers<br />

and staff in <strong>2022</strong>-23.<br />

We have adjusted our plans for the coming year to account for a return to usual working practice, but<br />

continue to work on innovative and collaborative projects, along with prioritising relevant research for<br />

service users and staff that brings benefit to them and improvements to services. We will also work on<br />

sustainability and ensuring break even at year end; we will maintain and build our partnerships locally,<br />

nationally and internationally to increase the research opportunities we have on offer.<br />

10. Patient safety<br />

We remain committed to improving the quality of incident investigations and recommendations to support<br />

Trust-wide learning and improvement. Work to strengthen our governance and quality processes in<br />

relation to investigations has been undertaken, working collaboratively with commissioners and other<br />

stakeholders.<br />

Patient safety data<br />

In line with national requirements set out by NHSE/I, the Trust collects patient safety data and uses the<br />

data to understand why incidents happen and to inform changes to improve patient safety. The<br />

information is also submitted to the National Reporting and Learning Service (NRLS), who use it to<br />

understand national safety data trends, which in turn drive national patient safety initiatives.<br />

29


NHSE/I considers high levels of incident reporting by Trusts to be an indicator of a positive reporting<br />

culture, particularly when the proportion of serious incidents is low and the proportion of no harm<br />

incidents is high. Positively, our Trust has maintained a stable trend in the total number of reported patient<br />

safety incidents and rate of incidents per 1000 bed days, as shown in the table below:<br />

Table 7 – patient safety incidents – national data<br />

Reporting period (6<br />

months)<br />

<strong>AWP</strong> score England Highest score Lowest score<br />

Number Rate average nationally nationally<br />

Rate of service user incidents reported per 1000 bed days<br />

01/10/16 to 31/03/17 4183 47.4 46 88 11<br />

01/04/17 to 30/09/17 4741 54.33 52 126 16<br />

01/10/17 to 31/03/18 4065 48.19 51 97 15<br />

01/04/18 to 30/09/18 4389 52.8 55.57 114.3 24.9<br />

01/10/18 to 31/03/19 4050 48.34 57.3 118.9 14.9<br />

01/04/19 to 30/09/19 4724 56.6 62.9 130.8 17.2<br />

01/10/19 to 31/03/20 4181 52 61.9 145.5 18.1<br />

01/04/20 to 31/03/21* 11090 83.06 73.84 235.78 21.37<br />

*This final line represents 12 months worth of data due to changes in reporting periods.<br />

Figure 2 – total number of Trust-wide incidents reported compared against national benchmark<br />

This information demonstrates a positive reporting and learning culture within our organisation. This is<br />

supported by data published by NHSE/I, however at this time, the benchmarking for potential under<br />

reporting of incident to the NRLS for <strong>2021</strong>-22 is not yet available.<br />

Within the Trust, the proportion of incidents resulting in severe harm or death remains low and the highest<br />

number of reported incidents result in no harm or low harm. Of the incidents categorised as catastrophic a<br />

significant proportion relate to deaths of older adults, residing in community and care homes, for whom<br />

<strong>AWP</strong> provides a prescribing service.<br />

30


Figure 3 – total number of <strong>2021</strong>-22 incidents reported, by level of harm<br />

Figure 4 – potential under reporting to the NRLS – October 2019 – March 2020 (most recently published)<br />

Serious incidents<br />

Within the National Framework, a serious incident is defined as ‘any event or circumstance arising that<br />

leads to serious unintended or unexpected harm, loss or damage’.<br />

Within our Trust, when a reported incident is serious, in keeping with national thresholds, we will<br />

commission a review. A member or staff trained in undertaking serious incident reviews will lead this,<br />

supported by a supervising reviewer and clinical experts.<br />

All completed serious investigation reports are subsequently reviewed by a multidisciplinary team<br />

including executive level staff to ensure that reports are honest and transparent and reflect organisational<br />

learning when things go wrong. All review reports undergo further scrutiny by our commissioners.<br />

Throughout the review, we commit to being honest and transparent with service users and carers and<br />

involve them wherever possible. We seek to understand why the incident occurred and to share lessons<br />

learned to prevent or reduce the risk of reoccurrence. We will provide service users and carers with the<br />

detail around lessons learned and actions taken if they so wish.<br />

Investigation improvements<br />

This year, the Trust has focused on expanding the team resources available to conduct serious incident<br />

reviews. Additional staff have been recruited and subsequently trained, while taking the opportunity to<br />

develop new tools for use in the reviews and utilise a thematic approach to identify learning across<br />

31


services and the organisation. In addition, the team have progressed with a backlog of reviews due to the<br />

impact of COVID-19 and deployment of staff to support front line services.<br />

Figure 5 – total number of reported serious incidents – April 2020 – March <strong>2022</strong><br />

Incident trends<br />

Suspected suicide in the community is the most commonly reported serious untoward incident in the<br />

Trust. <strong>AWP</strong> has a suicide prevention strategy that is leading the organisation through a framework aimed<br />

at reducing the number of service users whose lives end following suspected suicide. This is supported by<br />

the recruitment of a Suicide Prevention Lead and a newly formed Suicide Prevention Group to support<br />

delivery of the strategy.<br />

Learning from serious incidents<br />

Any learning recommendations from serious untoward incident investigations will have a Specific,<br />

Measurable Achievable, Realistic and Timely (SMART) action plan developed. These action plans are<br />

monitored within our quality governance structure, which include the Trust’s learning and improvement<br />

panel to support learning from serious incidents. Action plans are reviewed for completion and evidence of<br />

improvement is examined to ensure there is learning from experience is evidenced.<br />

All actions are additionally recorded on to our incident and risk management system, Ulysses, which<br />

enables us to establish a greater level of understanding through presented data and link directly to reports<br />

related to the incident.<br />

Patient Safety Incident Response Plan (PSIRP)<br />

The national Patient Safety Incident Response Framework (PSIRF) is expected to be launched in spring <strong>2022</strong><br />

and will replace the current national Serious Incident Framework. The framework outlines how NHS<br />

providers should respond to patient safety incidents and when patient safety incident investigations should<br />

be undertaken. In preparation for the launch, <strong>AWP</strong> is currently developing a draft Patient Safety Incident<br />

Response Plan (PSIRP), which will be launched and implemented in <strong>2022</strong>-23.<br />

32


All NHS providers will be required to have a PSIRP from the launch of the PSIRF. The current <strong>AWP</strong> draft plan<br />

is based on the introductory of the PSIRF, which is currently being used by early adopter sites and<br />

incorporates their feedback and learning.<br />

The PSIRF is significantly different to the current Serious Incident Framework and will require a complete<br />

organisational change to incident management, investigation and learning from incidents. Our PSIRP will<br />

help us to improve the efficacy of our local Patient Safety Incident Investigations (PSII) by:<br />

<br />

<br />

<br />

<br />

Refocusing PSII towards a systems approach and the rigorous identification of interconnected<br />

causal factors and systems issues.<br />

Focusing on addressing these causal factors and the use of improvement science to prevent or<br />

continuously and measurably reduce repeat patient safety risks and incidents.<br />

Transferring the emphasis from the quantity to the quality of PSII’s, such that it increases our<br />

stakeholders’ (notably service users, families, carers and staff) confidence in the improvement of<br />

patient safety through learning from incidents.<br />

Demonstrating the added value from the above approach.<br />

We have held a number of focus groups with stakeholders to review our thematic analysis and agreed key<br />

areas of focus for our PSII and patient safety improvement work, we are currently developing our new<br />

approach to both PSII and our patient safety improvement.<br />

National guidance recommends that 3-6 PSII per priority be conducted per year, this will likely result in<br />

approximately 40- 50 investigations per year, plus those PSII that must be investigated under the PSIRF.<br />

Attempting to do more than this will impede our ability to adopt a systems-based learning approach from<br />

thematic analysis and learning from excellence. Our objective is to facilitate an approach that involves<br />

carefully using the resource we have to maximise learning opportunities. To identify common causal<br />

factors and interconnections we will investigate the similar incidents separately with skill and rigour and<br />

then undertake thematic analysis of the similar cases. This will enable us to gather detailed analysis of our<br />

organisations system and develop recommendations and actions to support sustained patient safety<br />

improvement.<br />

Alongside these investigations, we will define key subjects for selection for patient safety reviews, patient<br />

safety audits and patient safety risk assessments.<br />

We have made progress and have developed our draft PSIRP. We are now focussing on how we support<br />

and involve the people affected, including families, when we identify a serious incident that will not be<br />

reviewed using full patient safety incident investigation methodology. It is important to note that we will<br />

continue to undertake a first level review of all potential serious incidents to:<br />

<br />

<br />

<br />

<br />

<br />

Understand what has happened and how it happened.<br />

Identify any immediate learning and remedy and further potential patient safety issues.<br />

Identify whether there are further learning opportunities that are not identified within out PSIRP<br />

and where there are commission appropriate review or investigation.<br />

Share what we know with the people affected, including families.<br />

Answer any questions the people affected may have.<br />

We are working in coproduction with Making Families Count, which is an organisation made up of people<br />

who are recognised experts in their respective fields, and a number of other mental health care providers<br />

across England to continually improve the way we support and involve families following serious incident.<br />

33


We are focusing on developing a toolkit to enable staff to effectively support and involve families with<br />

three key work streams:<br />

<br />

<br />

<br />

Supporting and involving families effectively alongside the Patient Safety Incident Response<br />

Framework (PSIRF).<br />

Enabling staff to feel capable and confident when they are supporting and involving families.<br />

Developing a process to gain insight from families about their experience of support and<br />

involvement so we can continually improvement.<br />

Once we have a draft toolkit in place we plan to share our work via the regional patient safety and patient<br />

experience network to get wider engagement and agree the final toolkit.<br />

Patient safety partners<br />

The national framework for involving patients in patient safety was announced as a key priority in the NHS<br />

Patient Safety Strategy, published in 2019.<br />

<strong>AWP</strong> already has established patient, service user and carer involvement, which includes strategic experts<br />

by experience and we will be developing the role of Patient Safety Partners alongside our wider <strong>AWP</strong><br />

involvement strategy. We have recently recruited Patient Safety Partners to three key work streams:<br />

<br />

<br />

<br />

<strong>AWP</strong> Patient Safety Strategy Development Group<br />

Learning from Experience Group<br />

Trust <strong>Quality</strong> and Standards Committee<br />

Patient Safety Partners will work alongside <strong>AWP</strong> to improve patient safety in partnership with staff,<br />

maximising the things that go right and minimising the things that go wrong for people receiving<br />

healthcare. As part of this work, we are developing quality metrics to help us monitor improvement.<br />

11. Learning from deaths and duty of candour<br />

During <strong>2021</strong>-22, 794 of our service users died. There was a clear increase in reported deaths noted on<br />

quarter one; the number of deaths reported in quarter two, quarter three and quarter four is within<br />

expected reporting levels. Interrogation of the data in quarter one revealed that there was a significant<br />

number of deaths reported in community later life teams, the majority of deaths in this group are reported<br />

as natural causes with twelve attributed to COVID-19. This finding is congruent with national reporting in<br />

relation to increased deaths reported during this timeframe.<br />

Table 8 – number of deaths<br />

Quarter (<strong>2021</strong>-22)<br />

Number<br />

Quarter one - April to June 190<br />

Quarter two - July to September 177<br />

Quarter three - October to December 218<br />

Quarter four - January to March 209<br />

As at 31 March <strong>2022</strong>, 101 case record reviews and 52 investigations had been carried out in relation to<br />

34


19% of these deaths.<br />

In five cases, a death was subjected both to a case record review and an investigation. The number of<br />

deaths in each quarter for which a case record review or an investigation was formally carried out is<br />

highlighted in the table below:<br />

Table 9 – number of deaths per quarter for which a case record review / investigation was carried out<br />

Quarter (<strong>2021</strong>-22)<br />

Number<br />

Quarter one - April to June 35<br />

Quarter two - July to September 35<br />

Quarter three - October to December 44<br />

Quarter four - January to March 39<br />

Five of the above patient deaths, during the reporting period were upgraded from a case record review to a<br />

serious incident investigation, for the following reasons:<br />

<br />

<br />

<br />

Acts and / or omissions of care that may have contributed to the incident were identified during the<br />

early stages of the case record review investigation, along with significant multi-agency learning.<br />

Following consultation with the ratification panel, the investigation was upgraded to a PSII.<br />

Case record review was completed with a resulting score of good care, however a number of family<br />

questions were posed and it was deemed prudent to explore these through a serious incident<br />

investigation.<br />

Case record review noted that two potential opportunities were missed which may have had an<br />

impact on patient care. Following consultation with the ratification panel, it was agreed to report<br />

via STEIS but not commission further investigation as all learning identified and an action plan had<br />

been developed.<br />

In line with national changes, we are not identifying direct casual factors related to avoidability of death<br />

within our reviews. In its place, we are focusing on learning and implementing change, as a result of<br />

learning. Where an incident is rated with an impact grade of moderate or higher, learning and evidencing<br />

change is escalated within our governance structure to a panel for assurance. The impact grades are<br />

assessed based on the impact to the service user directly linked to the incident.<br />

In relation to percentage of deaths per quarter, this consisted of:<br />

Table 10 – percentage of deaths contributed to by care problems<br />

Quarter (<strong>2021</strong>-22)<br />

Percentage<br />

Quarter one - April to June 0.5%<br />

Quarter two - July to September 0.2%<br />

Quarter three - October to December 0.2%<br />

Quarter four - January to March 0.2%<br />

*Data is subject to change and includes outstanding outcomes of reviews and investigations currently<br />

being undertaken.<br />

35


Duty of candour<br />

The Trust has focused on improving how we evidence compliance with duty of candour responsibilities.<br />

This has been undertaken by continuing to audit and review our compliance around duty of candour, in<br />

relation to incidents identified and declared as serious incidents.<br />

Our review and findings related to:<br />

<br />

<br />

<br />

<br />

<br />

An offer to discuss events with the patient / family as soon as possible after the incident and a verbal<br />

apology.<br />

A note in the health record of the discussion with the patient/family and apology.<br />

A formal letter to the patient / family, summarising what is known so far and a written apology.<br />

Involving the patient / family in the serious incident investigation.<br />

Sharing the final serious incident report with the patient/family.<br />

We completed a quality improvement project, which had a positive impact on our duty of candour compliance.<br />

However, during the COVID-19 pandemic, our ability to evidence compliance has dropped. In order to<br />

achieve the standard of 100% compliance, each of the five aspects of duty of candour outlined above, and<br />

a locally set target by commissioners to send a letter within 10 days. The central patient safety team are<br />

responsible for the monthly compliance audit and evidence is gathered from the initial investigation<br />

reports, copies of letters submitted from clinical teams and from documentation included in serious<br />

incident investigation reports. In all cases, we have met Regulation 20 of the Health and Social Care Act,<br />

where it is applicable.<br />

We have focused on developing robust systems to enable to staff to effectively evidence compliance with<br />

each stage of duty of candour. We have strengthened our governance process at the <strong>AWP</strong> ratification<br />

panel, which is responsible for commissioning and ratifying serious incident investigations and reports.<br />

Figure 6 – duty of candour compliance – March 2020 – February <strong>2022</strong><br />

36


Mortality reviews<br />

Since the 1 April <strong>2021</strong>, we have completed 73 mortality case record reviews for deaths that occurred<br />

during <strong>2021</strong>-22 and 21 serious incident investigations. During this timeframe we have commissioned<br />

further case record reviews and serious incident investigations which are currently in process.<br />

The multi-disciplinary Trust incident review meeting review all reported deaths and escalate any reports<br />

that meet the threshold for further review. The multi-disciplinary Trust ratification panel, attended by the<br />

Director of Nursing, Medical Director or delegated Associate Director, review all potential serious incidents<br />

related to deaths.<br />

The panel will commission an investigation and review if the incident falls within the framework of a<br />

serious incident or mortality review. The majority of reported deaths will not undergo further investigation<br />

unless they fall within selection for mortality review, this reflects a significant number of deaths that are<br />

reported by later life and memory services, where the Trust is providing a prescribing service.<br />

Learning from reviews<br />

Aggregated analysis of mortality reviews and serious incident reviews has identified the following learning<br />

points:<br />

<br />

Compliance to standard operating procedures<br />

Consistent application of risk formulation and mental health triage tool ,<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Consistent recording within clinical record systems<br />

Communication.<br />

Interagency collaboration<br />

Identifying and following Safeguarding protocols<br />

Triangle of Care through involving carers or family in care discussions<br />

Discharge practice through involvement either in planning or sending information to relevant<br />

parties.<br />

Delays to process or taking action<br />

Staffing capacity within the demands of busy services.<br />

Sharing our learning<br />

A range of approaches currently undertaken to share our learning include:<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Patient stories at Trust Board meeting<br />

<strong>AWP</strong> learning from experience group<br />

Trust mortality review group<br />

<strong>AWP</strong> learning and improvement panel<br />

<strong>Quality</strong> summits<br />

Divisional and locality quality and standards meetings / Learning from Experience meetings<br />

Learning from deaths by suicide meeting – Bristol locality<br />

Hotspot reviews<br />

Immediate learning via the Trust wide alerts process – incorporating national and local learning<br />

37


Quarterly learning from deaths report<br />

Individual clinical supervision.<br />

12. Confidential enquiries<br />

National picture<br />

Currently, <strong>AWP</strong> has a higher suicide rate (for people who are under the care of mental health services at<br />

the time of their death) when compared to a number of other Trusts in England. In <strong>2021</strong>, the NCISH<br />

(National Confidential Inquiry into Suicide and Safety in Mental Health) confirmed our patient suicide rate<br />

was 7.14, which is above the median (5.25) for England, but lower than the maximum reported rate of<br />

11.4, as shown in the following graph.<br />

Figure 7 – <strong>AWP</strong> suicide rates 2011-18, compared against national average<br />

Suicide prevention strategy<br />

The <strong>AWP</strong> Suicide Prevention Strategy objectives are aligned to the National Suicide Prevention Strategy for<br />

England (NSPS), and aims to reduce the suicide rate in the group of people who come into direct and<br />

indirect contact with our services. We also aim to provide better support for those bereaved or affected by<br />

suicide.<br />

The focus of our efforts will centre on the seven main NSPS objectives:<br />

1. Reduce the risk of suicide in key high-risk groups<br />

2. Tailor approaches to improve mental health in specific groups<br />

3. Reduce access to means of suicide<br />

4. Provide better information and support to those bereaved or affected by suicide<br />

5. Support the media in delivering sensitive approaches to suicide and suicidal behaviour<br />

6. Support research, data collection and monitoring<br />

38


7. Reducing the rates of self-harm as a key indicator of suicide risk<br />

The Trust will review and refresh the current suicide prevention strategy during <strong>2022</strong>-23, in line with the<br />

NSPS fifth progress report, which was published in March <strong>2021</strong>.<br />

Zero suicide alliance<br />

<strong>AWP</strong> became a partner in the national Zero Suicide Alliance (ZSA) in 2019. We have developed a ZSA plan<br />

to assist us on this journey and to provide additional structural elements to our overarching suicide<br />

prevention strategy. It is recognised this will be a long-term plan requiring focus and commitment, but it<br />

provides clarity around our approach, identifying 10 key areas of focus, as shown in the diagram below.<br />

Our zero suicide ambition<br />

We see every life lost to suicide as a tragic and catastrophic event, and our zero suicide ambition is a longterm<br />

one. We believe that no suicide death is inevitable and it is this that will help us identify more and<br />

more suicide prevention opportunities. Our drive for zero suicides is an ambition and aim, not a<br />

performance target.<br />

Figure 8 – <strong>AWP</strong>’s zero suicide ambition – 10 key areas of focus<br />

39


Achievements and next steps<br />

The following table summarises our initial ZSA ambitions, our progress during <strong>2021</strong> and individual<br />

deliverables against each of the 10 elements of our ZSA plan.<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Table 11 – <strong>AWP</strong>’s ZSA plan<br />

What we said we would do<br />

1 Our partners<br />

We will collaborate and remain <br />

actively involved with all local<br />

networks and suicide<br />

prevention forums.<br />

We will support and participate<br />

in the work of our local<br />

authority public health partners<br />

with community-wide suicide<br />

prevention activities.<br />

We will work with our local<br />

universities and further<br />

education colleagues to<br />

support their work to improve<br />

access for students to mental<br />

health care provision, and<br />

suicide prevention activities.<br />

We will be an active participant<br />

in the national Zero Suicide<br />

Alliance network.<br />

What we have been doing throughout<br />

<strong>2021</strong>-22<br />

We have strengthened existing<br />

networks and made new ones over the<br />

past year. Examples include:<br />

Contributing to both BNSSG and<br />

BSW system-wide suicide<br />

prevention forums.<br />

Contributing to both BNSSG and<br />

BSW system-wide Real Time<br />

Surveillance (RTS) meetings with<br />

our CCG, Police and Local<br />

Authority Public Health<br />

colleagues. The RTS meetings<br />

provide an opportunity for the<br />

organisations to review real time<br />

suspected suicide deaths and<br />

identify key themes and learning,<br />

which is then shared across the<br />

system.<br />

Contributing to local suicide<br />

prevention forums for each<br />

locality across the Trust.<br />

The Trust secured funding through the<br />

national suicide prevention<br />

transformation workstream (wave two<br />

government funding) to develop a<br />

collaborative suicide prevention QI<br />

programme with our CCG and third<br />

sector colleagues across BSW<br />

secondary care services.<br />

What we plan to do during<br />

<strong>2022</strong>-23<br />

We will collaborate and<br />

remain actively involved with<br />

all local networks and suicide<br />

prevention forums.<br />

We will continue to support<br />

and participate in the work of<br />

our local authority public<br />

health partners with<br />

community-wide suicide<br />

prevention activities.<br />

We will work with our local<br />

universities and further<br />

education colleagues to<br />

support their work to<br />

improve access for students<br />

to mental health care<br />

provision, and suicide<br />

prevention activities.<br />

We will be an active<br />

participant in the national<br />

Zero Suicide Alliance<br />

network.<br />

The Trust will continue to<br />

support and promote the use<br />

of the Stay Alive online and<br />

app platform.<br />

Participation in the student mental<br />

health network organised by local<br />

universities, to ensure appropriate and<br />

timely responses for students<br />

experiencing a mental health crisis.<br />

Our local operational service managers<br />

have input to this forum as a way of<br />

ensuring a timely response to any<br />

highlighted areas of concern.<br />

With a new Suicide<br />

Prevention Lead in post, the<br />

Trust intends to review the<br />

previous work and identify<br />

key priorities for the year.<br />

40


2 Inpatient suicide prevention<br />

We will make suicide<br />

prevention within inpatient<br />

services a priority.<br />

We will use the NCISH<br />

template, Improving Safety in<br />

Mental Health Services to guide<br />

our work.<br />

We will link this with our work<br />

to improve environmental<br />

safety in inpatient settings.<br />

We will work hard to improve<br />

discharge planning and<br />

aftercare, with the focus on<br />

patient safety.<br />

We will implement a plan to<br />

reduce ‘restrictive practices’<br />

and enhance engagement and<br />

therapeutic observation.<br />

The Trust continues to be an active<br />

member of the Zero Suicide Alliance<br />

and mandatory completion of their<br />

suicide prevention awareness training<br />

for all staff.<br />

The Trust continues to be an active<br />

member of the National Suicide<br />

Prevention Alliance (NSPA) and we<br />

look forward to working with them<br />

over the next 12 months.<br />

The Trust continues to support and<br />

promote the use of the Stay Alive<br />

online and app platform.<br />

We have developed measures<br />

(performance metrics) for four of the<br />

ten elements of the NCISH ‘improving<br />

safety in mental health’, this includes:<br />

Out of area admissions<br />

Staff turnover<br />

Number of ward ligature<br />

incidents<br />

Percentage of patients receiving<br />

face-to-face follow-up within 72-<br />

hours of hospital discharge<br />

The Trust continues to work on<br />

developing metrics for the remaining<br />

six domains.<br />

We have established a ligature<br />

reduction group and have developed<br />

an incremental plan to address<br />

ligature risks across our inpatient<br />

wards. There is wide representation,<br />

including Psychologists and trauma<br />

informed leads to understand effective<br />

means of reducing incidents and<br />

support for staff. We also utilise the<br />

Trust’s library services to share<br />

research and best practice with<br />

colleagues.<br />

The Reducing Restrictive Practice (RRP)<br />

group continues to meet on a regular<br />

basis to coordinate the development<br />

and oversee the implementation of<br />

quality improvement work in this area.<br />

Develop metrics and<br />

measures to capture the<br />

remaining six NCISH safety<br />

elements, and incorporate<br />

these into our monthly<br />

suicide prevention<br />

dashboard.<br />

With a new Suicide<br />

Prevention Lead in post, the<br />

Trust intends to review the<br />

previous work and identify<br />

key priorities for the year.<br />

With a new Suicide<br />

Prevention Lead in post, the<br />

Trust intends to review the<br />

previous work and identify<br />

key priorities for the year.<br />

41


3 Leadership<br />

Reducing suicides and<br />

improving patient safety will<br />

always be our number one<br />

priority.<br />

Our suicide prevention work<br />

will be led and overseen by our<br />

Director of Nursing, including<br />

input from other executive<br />

directors.<br />

To keep suicide prevention at<br />

the heart of our work we will<br />

identify a non-executive<br />

director to take on the role of<br />

Zero Suicide Champion.<br />

The Zero Suicide Ambition will<br />

be at the centre of all our<br />

suicide prevention activity.<br />

We will produce annual reports<br />

on the progress of our suicide<br />

prevention work.<br />

4 Community-wide suicide prevention<br />

Reducing suicides and<br />

improving patient safety will<br />

always be our number one<br />

priority.<br />

Our suicide prevention work<br />

will be led and overseen by our<br />

Director of Nursing, including<br />

input from other executive<br />

directors.<br />

To keep suicide prevention at<br />

the heart of our work we will<br />

identify a non-executive<br />

Board-level commitment and sign-up<br />

to suicide prevention as one of <strong>AWP</strong>’s<br />

four core priorities.<br />

Direct reporting and oversight of<br />

suicide prevention activity by the<br />

Director of Nursing. A suicide<br />

prevention group reports to the<br />

Director of Nursing’s ‘safe’ governance<br />

group.<br />

Identification of a non-executive<br />

director as a Zero Suicide Champion.<br />

Monthly oversight and review at<br />

executive level of all suicide<br />

prevention work, as part of our safe<br />

sub-group<br />

We produce quarterly reports, as part<br />

of our learning from deaths report,<br />

which is scrutinised by the Trust Board.<br />

Re-established a dedicated suicide<br />

prevention group, which meets<br />

regularly and feeds in to the safe subgroup.<br />

There is wide representation,<br />

including Psychologists and trauma<br />

informed leads to understand effective<br />

means of reducing incidents and<br />

support for staff. We also utilise the<br />

Trust’s library services to share<br />

research and best practice with<br />

colleagues.<br />

We have been very active in our <br />

various suicide prevention groups and<br />

networks across BNSSG and BSW with<br />

our local authority, CCG and third<br />

sector colleagues.<br />

The Trust secured funding through the<br />

national suicide prevention<br />

transformation workstream (wave two<br />

government funding) to develop a<br />

collaborative suicide prevention QI<br />

programme with our CCG and third<br />

sector colleagues across BSW<br />

secondary care services.<br />

Ensure we promote and<br />

reinforce the suicide<br />

prevention messages as part<br />

of our ZSA commitments,<br />

both internally and<br />

externally.<br />

Continue to monitor and<br />

analyse suspected suicide<br />

deaths that have occurred in<br />

people being cared for by<br />

<strong>AWP</strong> services.<br />

Share the learning and<br />

improvements that are<br />

highlighted from our reviews<br />

and analysis, and ensure this<br />

informs our wider suicide<br />

prevention work.<br />

With a new Suicide<br />

Prevention Lead in post, the<br />

Trust intends to review the<br />

previous work and identify<br />

key priorities for the year.<br />

To continue participating in<br />

local, regional and national<br />

suicide prevention groups<br />

and networks.<br />

To commence testing of QI<br />

initiatives, as part of the BSW<br />

suicide prevention QI<br />

programme of work.<br />

Primarily focussing on<br />

assertive signposting and<br />

personal safety planning<br />

across our secondary care<br />

services.<br />

42


director to take on the role of<br />

Zero Suicide Champion.<br />

The Zero Suicide Ambition will<br />

be at the centre of all our<br />

suicide prevention activity.<br />

We will produce annual reports<br />

on the progress of our suicide<br />

prevention work.<br />

5 High risk service users<br />

We will work hard to ensure<br />

that all high-risk service users<br />

have their needs assessed with<br />

a focus on suicide risk and<br />

suicide prevention.<br />

We will improve our electronic<br />

documentation to ensure it<br />

supports the most effective<br />

level of risk assessment.<br />

We will work to develop and<br />

implement a safe and effective<br />

care pathway for people with<br />

personality disorder.<br />

We will develop and improve<br />

our guidance and support for<br />

staff caring for people with a<br />

history of self-harm.<br />

6 Medicines safety<br />

Our medicines safety work plan<br />

will be overseen by our Chief<br />

Pharmacist.<br />

We will maintain a Medicines<br />

Safety Group, chaired by our<br />

Medicines Safety Officer (MSO).<br />

We will develop a medicines<br />

safety plan focusing on the<br />

‘high risk’ drugs lithium<br />

<br />

Personality Disorder pathway working<br />

group established and work<br />

commenced to develop the pathway<br />

and strategy through a series of<br />

workshops.<br />

Community Mental Health<br />

Framework, year two funding secured<br />

to support the following Personality<br />

Disorder pathway work:<br />

Early Intervention Service in<br />

BSW - BNSSG is also prioritising<br />

early interventions, as part of<br />

the CMHF funding for year<br />

<br />

two.<br />

Development of a managed<br />

clinical network and<br />

Knowledge and Understanding<br />

Framework (KUF) roll out in<br />

BSW.<br />

Development of managed<br />

clinical network / team also by<br />

the CMHF workstream in<br />

BNSSG<br />

Sharing and promoting guidance<br />

regarding the management of selfharm<br />

with our staff.<br />

Regular meeting of the Trust-wide<br />

Medicines Safety Group. This forum<br />

focuses on medication-related<br />

incidents and hazards, as well as<br />

identifying learning from these.<br />

Completed a national POMH audit for<br />

clozapine prescribing and monitoring,<br />

mapped against national standards and<br />

<br />

With a new Suicide<br />

Prevention Lead in post, the<br />

Trust intends to review the<br />

previous work and identify<br />

key priorities for the year.<br />

Personality Disorder working<br />

group to continue, focusing<br />

on the development of the<br />

pathway and strategy.<br />

Developing further guidance<br />

and resources for staff about<br />

working with high-risk service<br />

users, specifically those at<br />

risk of suicide.<br />

Implement a QI project with<br />

access teams across BSW,<br />

which focuses on improving<br />

the engagement and postassessment<br />

support offered<br />

to high-risk individuals who<br />

do not necessarily meet<br />

mental health service<br />

treatment thresholds.<br />

With a new Suicide<br />

Prevention Lead in post, the<br />

Trust intends to review the<br />

previous work and identify<br />

key priorities for the year.<br />

The MSO proactively<br />

contributes to weekly<br />

incident review meetings and<br />

ratification meetings. They<br />

also network regionally and<br />

nationally.<br />

We will further develop the<br />

medicines incident<br />

dashboard, to provide<br />

43


carbonate, clozapine, and<br />

sodium valproate.<br />

We will ensure that learning<br />

arising from medicines<br />

incidents is disseminated and<br />

implemented across all clinical<br />

services.<br />

identified QI and practice development<br />

work as a result.<br />

comprehensive data for<br />

quarterly medicine incident<br />

reports. These reports are<br />

compiled and reviewed by<br />

the MSO, to identify trends<br />

and subsequent learning<br />

opportunities; includes<br />

controlled drugs and high-risk<br />

medicines (clozapine,<br />

valproate and lithium).<br />

Trends and learning from<br />

medicine incidents are<br />

discussed at bi-monthly<br />

medicines safety meetings,<br />

and disseminated Trust-wide<br />

in medicines safety bulletins<br />

and alerts<br />

We will undertake the<br />

scheduled audits agreed in<br />

our <strong>AWP</strong> medicines audit<br />

schedule, including POMH<br />

audits. All audits are<br />

prepared with action plans,<br />

which include identifying any<br />

learning needs and ways in<br />

which these can be<br />

addressed. The POMH audits<br />

this year include:<br />

<br />

<br />

<br />

Prescribing high dose<br />

and combined<br />

antipsychotics (POMH<br />

1h&3e)<br />

Prescribing for<br />

depression in adult<br />

mental health (POMH<br />

19b)<br />

Antipsychotic<br />

prescribing in people<br />

with a learning<br />

disability (POMH 9d)<br />

Participation in the NHSE/I<br />

National Overprescribing<br />

Review Implementation<br />

Programme, to monitor<br />

overprescribing and promote<br />

appropriate de-prescribing.<br />

44


Discharge Medicines Service<br />

(DMS) became a new<br />

Essential service within the<br />

Community Pharmacy<br />

Contractual Framework<br />

(CPCF) on 15 February <strong>2021</strong>.<br />

NHS Trusts are able to refer<br />

patients who would benefit<br />

from extra guidance and<br />

support around prescribed<br />

medicines for provision of the<br />

DMS at their community<br />

pharmacy. <strong>AWP</strong><br />

implemented this in the<br />

beginning of <strong>2022</strong>. This<br />

service, plays a key role in<br />

patient safety in prevention<br />

of self-harm and suicide, by<br />

communicating limiting<br />

quantities of medication, for<br />

those at risk.<br />

7 Environmental safety<br />

<br />

<br />

<br />

<br />

<br />

We will continue to monitor<br />

and address environmental<br />

risks in all inpatient areas.<br />

We will implement a new<br />

approach for assessing ligature<br />

risks within our inpatient units.<br />

We will implement a three-year<br />

programme of improvement<br />

work to ensure that all<br />

inpatient areas meet new<br />

national standards.<br />

Ligature Reduction Group have<br />

developed a plan for ligature reduction<br />

across the <strong>AWP</strong> inpatient estate.<br />

Monitoring of high-risk settings and<br />

buildings, including sharing learning<br />

and improvements across the<br />

inpatient network.<br />

Implemented a revised environmental<br />

and ligature risk assessment tool.<br />

Ensured annual environmental risk<br />

audits are undertaken and relevant<br />

improvement plans are implemented,<br />

where appropriate.<br />

Developed reporting metric for all<br />

reported inpatient ligature incidents as<br />

part of the suicide prevention<br />

dashboard.<br />

Continual capital investment to reduce<br />

fixed ligature points, such as doors. An<br />

action plan has been developed to<br />

focus on clinical risk management and<br />

the CQC themed actions, this work is<br />

overseen by the CQC oversight group.<br />

Continual monitoring and<br />

assessment of all ligature and<br />

other environmental risks<br />

within inpatient settings.<br />

Undertake a detailed review<br />

of incident cases and identify<br />

key themes and associated<br />

learning and<br />

recommendations for<br />

improving ligature safety.<br />

Use the intelligence arising<br />

from ligature incident<br />

reporting to complete an<br />

audit and analysis of a sample<br />

of incidents in order to<br />

identify learning in relation to<br />

prevention.<br />

With a new Suicide<br />

Prevention Lead in post, the<br />

Trust intends to review the<br />

previous work and identify<br />

key priorities for the year.<br />

45


8 Staff competency<br />

<br />

<br />

<br />

We will review our suicide<br />

prevention and risk training and<br />

professional development<br />

programmes, ensuring all of<br />

them meet the national<br />

competencies regarding suicide<br />

prevention.<br />

We will ensure all staff, in both<br />

clinical and non-clinical roles,<br />

have completed a programme<br />

of suicide prevention<br />

awareness.<br />

Risk task and finish group established<br />

and is led by our Deputy Director of<br />

Nursing. The group has been focussing<br />

on revising the Trust’s current risk<br />

training, including the development of<br />

a staff survey to help understand the<br />

views and needs of staff more clearly,<br />

which in turn will help the risk task and<br />

finish group in devising the new risk<br />

training modules.<br />

During <strong>2021</strong>-22, our Advanced Clinical<br />

Practice Development Facilitator for<br />

Suicide Prevention has delivered a<br />

significant number of Continuing<br />

Professional Development (CPD)<br />

sessions to clinical teams across the<br />

Trust. This work will continue<br />

throughout <strong>2022</strong>-23. CPD Sessions<br />

have been tailored for each and<br />

individual team in terms of content,<br />

length of session, time of day, delivery<br />

method (‘live’ via MS Teams or face to<br />

face in clinical settings or suitable<br />

conference/large meeting rooms).<br />

Teams have appreciated the tailored<br />

nature of sessions and this is reflected<br />

in the consistently positive feedback.<br />

Monitor and report<br />

performance regarding staff<br />

compliance with mandatory<br />

training as part of our suicide<br />

prevention dashboard.<br />

Continue the CPD suicide<br />

prevention programme of<br />

work in order to provide<br />

support, guidance, role<br />

modelling, reflection and<br />

other learning for clinical<br />

teams.<br />

With a new Suicide<br />

Prevention Lead in post, the<br />

Trust intends to review the<br />

previous work and identify<br />

key priorities for the year.<br />

<strong>AWP</strong>’s CPD Team have created two<br />

CPD development packages delivered<br />

face to face over six days – a<br />

preceptorship package, which is open<br />

to all newly qualified nurses and allied<br />

health professionals joining the Trust,<br />

and a Charge Nurse development<br />

package. Suicide Prevention sessions<br />

are incorporated into both of these<br />

packages and are run all year round.<br />

9 Families and carers<br />

<br />

<br />

<br />

We will develop a post for<br />

someone with lived experience<br />

of bereavement by suicide, so<br />

that they can work with us to<br />

ensure that the needs of this<br />

group are at the centre of all<br />

our suicide prevention activity.<br />

We will seek participation and<br />

input from people who have<br />

Re-established a dedicated suicide<br />

prevention group.<br />

Developed two specific posts of Family<br />

Liaison Officer. These roles will focus<br />

on providing support to families<br />

following bereavement.<br />

Ensure both experts by<br />

experience and service users<br />

and carers are included in the<br />

membership of the new<br />

suicide prevention group.<br />

Ensure input from experts by<br />

experience into the emerging<br />

QI suicide prevention project.<br />

46


survived an attempt to end<br />

their life to the review,<br />

monitoring and delivery of staff<br />

training.<br />

We will constantly review the<br />

support we provide to people<br />

who have been bereaved<br />

following suicide.<br />

Sharing ideas for updated suicide<br />

prevention training through local<br />

networks.<br />

Ensuring that the role and needs of<br />

family members and carers are a<br />

fundamental element of our<br />

mandatory suicide prevention and risk<br />

training.<br />

With a new Suicide<br />

Prevention Lead in post, the<br />

Trust intends to review the<br />

previous work and identify<br />

key priorities for the year.<br />

Participation in local systems<br />

discussions regarding the development<br />

of:<br />

<br />

<br />

A robust and secure alert system<br />

for those families bereaved<br />

following a suspected suicide.<br />

Discussing how to progress the<br />

development of a postvention<br />

suicide response/support service<br />

with local stakeholders and<br />

partners.<br />

<br />

<br />

<br />

<br />

<br />

10 Learning<br />

We will develop a post for<br />

someone with lived experience<br />

of bereavement by suicide, so<br />

that they can work with us to<br />

ensure that the needs of this<br />

group are at the centre of all<br />

our suicide prevention activity.<br />

We will seek participation and<br />

input from people who have<br />

survived an attempt to end<br />

their life to the review,<br />

monitoring and delivery of staff<br />

training.<br />

We will constantly review the<br />

support we provide to people<br />

who have been bereaved<br />

following suicide.<br />

Making Families Count have delivered<br />

specific workshops for staff across<br />

<strong>AWP</strong> to strengthen the offer from<br />

<strong>AWP</strong> to bereaved families following a<br />

suspected suicide.<br />

A range of approaches currently<br />

undertaken to discuss and share our<br />

learning include:<br />

Patient stories at Trust Board<br />

Learning from experience group<br />

Mortality review group<br />

Learning and improvement<br />

panel<br />

<strong>Quality</strong> summits<br />

Divisional and locality quality<br />

and standards meetings /<br />

Learning from Experience<br />

meetings<br />

Real time surveillance meetings<br />

across BSW and BNSSG with<br />

our Police, CCG and Public<br />

Health colleagues<br />

Developed the role of Family Liaison<br />

Officer to support families following<br />

bereavement.<br />

Deliver the new Patient<br />

Safety Incident Response<br />

Framework (PSIRF), which<br />

will be launched in <strong>2022</strong>-23.<br />

Make as much information<br />

regarding suicide and suicide<br />

prevention available<br />

publically, within the limits of<br />

confidentiality and the need<br />

to avoid the inadvertent<br />

promotion of suicide.<br />

47


Suicide prevention dashboard<br />

The Trust continues to utilise and monitor the suicide prevention dashboard. Measures were developed for<br />

four of the ten elements of the NCISH Improving Safety in Mental Health, these include:<br />

<br />

<br />

<br />

<br />

Number of out of area<br />

admissions<br />

Staff turnover<br />

Number of ward ligature<br />

incidents reported<br />

Percentage of patients<br />

receiving face-to-face followup<br />

within 72-hours of<br />

hospital discharge.<br />

Figure 9 – suicide prevention dashboard – February <strong>2022</strong><br />

Interpretation<br />

1. Skills, training and competencies (BANK STAFF ONLY) Target Latest Variation Trend Shift<br />

1.1 Percentage of staff completing CPA & Risk training (mandatory e-learning) 90% 85.6% Common<br />

Cause<br />

No<br />

No<br />

100%<br />

50%<br />

100%<br />

1.2 Percentage of staff completing Suicide Prevention Awareness (ZSA online<br />

program)<br />

90% 94.1%<br />

Special<br />

Cause<br />

No<br />

Up<br />

40%<br />

2. Skills, training and competencies (SUBSTANTIVE STAFF ONLY)<br />

2.1 Percentage of staff completing CPA & Risk training (mandatory e-learning) 90% 83.0% Common<br />

Cause<br />

No<br />

No<br />

100%<br />

90%<br />

80%<br />

100%<br />

2.2 Percentage of staff completing Suicide Prevention Awareness (ZSA online<br />

programm)<br />

90% 94.8%<br />

Special<br />

Cause<br />

No<br />

Up<br />

50%<br />

2.3 Percentage of CPA Service Users with a completed risk assessment 90% 99.9% Common<br />

Cause<br />

No<br />

No<br />

100%<br />

95%<br />

90%<br />

100%<br />

2.4 Percentage of CPA Service Users with a completed crisis & contingency<br />

plan<br />

90% 98.4% Common<br />

Cause<br />

No<br />

Down<br />

95%<br />

90%<br />

48


3. Total reported incidents<br />

20<br />

3.1 Total number of suspected Trust suicides in a month 0 7<br />

Common<br />

Cause<br />

No<br />

No<br />

10<br />

0<br />

20<br />

3.2 Total number of suspected suicides of current patients 0 4<br />

Common<br />

Cause<br />

No<br />

No<br />

10<br />

0<br />

4<br />

3.3 Total number of suspected suicides of recent referrals 0 2<br />

Common<br />

Cause<br />

No<br />

No<br />

2<br />

0<br />

10<br />

3.4 Total number of suspected suicides of patients discharged from <strong>AWP</strong><br />

services<br />

0 1<br />

Common<br />

Cause<br />

No<br />

No<br />

5<br />

3.5 Total number of suicides within 90 days of hospital discharge 0 1<br />

Common<br />

Cause<br />

Interpretation<br />

4. 10 Ways to Improve Safety (NCISH, 2019) Target Latest Variation Trend Shift<br />

4.1 Number of out of area <strong>AWP</strong> inpatient admissions 0 34<br />

Common<br />

Cause<br />

No<br />

No<br />

No<br />

No<br />

4<br />

3<br />

2<br />

1<br />

0<br />

0<br />

100 20<br />

0<br />

50%<br />

4.1b Out of Area <strong>AWP</strong> inpatient admissions as % of total inpatient admissions 0% 27%<br />

Common<br />

Cause<br />

No<br />

No<br />

0%<br />

20%<br />

4.2 Turnover - Trust Measure (Rolling 12 months WTE up to Month 10) 12.9% 15.22% Special<br />

Cause<br />

Up<br />

Up<br />

15%<br />

10%<br />

5%<br />

100<br />

4.3 Number of inpatient ward ligature incident reports 0 42<br />

Common<br />

Cause<br />

No<br />

Up<br />

50<br />

0<br />

100%<br />

4.4 Percentage receiving face-to-face follow-up within 72-hours post-discharge 100% 75.0% Common<br />

Cause<br />

No<br />

No<br />

80%<br />

60%<br />

13. Safeguarding<br />

The safeguarding team in <strong>AWP</strong> is embedded within the Nursing and <strong>Quality</strong> Directorate. The Director of<br />

Nursing holds executive responsibility for safeguarding, supported by the Head of Safeguarding and the<br />

Deputy Director of Nursing, with portfolio for Safeguarding. The Safeguarding team consists of<br />

safeguarding professionals for adults and children including the Named Nurse and Named Doctor for<br />

CAMHS and a Domestic Abuse Lead. An experienced Named Doctor for Adult Services commenced work in<br />

April <strong>2021</strong>. Administrators and a Business and Project Co-ordinator are also essential members of the<br />

team.<br />

The team have extensive relevant experience including:<br />

<br />

<br />

<br />

Mental Health Social Care<br />

Acute and community Physical Health<br />

Children’s Social Care<br />

49


Forensic Mental Health<br />

Mental Capacity Act<br />

CAMHS<br />

Children’s Nursing<br />

Midwifery & Health visiting<br />

Older Adults<br />

Commissioning<br />

Local Authority experience of Safeguarding adults and Children<br />

This reporting period coincides with the ongoing impact of the global COVID-19 pandemic, with the<br />

services experiencing significant staffing challenges alongside ongoing protective measures.<br />

Activity significantly increased during the year <strong>2021</strong>-22 and has maintained the level as indicated in the<br />

graphs in activity section. The programme of service improvement was re-instated in a limited capacity<br />

with Single Point of Contact (SPOC) being supported by a triage desk staffed by safeguarding practitioners.<br />

Other developments / achievements in year include:<br />

<br />

<br />

<br />

<br />

<br />

<br />

Hosting a domestic abuse conference, facilitated by our Domestic Abuse Lead and supported by<br />

external agencies and well attended by our partners.<br />

Consolidation of the safeguarding huddle process to bring together clinical services and<br />

safeguarding when a potential safeguarding concern is identified. We have improved data<br />

collection from the huddles to enable identification of trends for further analysis.<br />

A Multi-agency Review Coordinator role has been introduced to support management of the high<br />

volume of multi agency reviews <strong>AWP</strong> are asked to support.<br />

A process to centrally report and oversee all learning and actions arising from multi-agency reviews<br />

has been implemented. This ensures greater oversight of the completion of actions and the<br />

embeddedness of learning. Safeguarding Associate Practitioner role to support the Domestic Abuse<br />

Lead has been consolidated in the team, supporting partnership work in relation to domestic Abuse<br />

with particular support provided around domestic homicide reviews and Multi-Agency Risk<br />

Assessment Conference (MARAC) queries.<br />

Development of a template to support safeguarding enquiries where <strong>AWP</strong> are asked to carry out<br />

initial investigations, (known as caused enquiries), to support consistent investigations.<br />

Successfully introduced a development post to support succession planning, the post holder has<br />

been supported to achieve safeguarding competencies in accordance with the intercollegiate<br />

guidance, produced reflective pieces of work and has been mentored by a senior practitioner in the<br />

team.<br />

Activity<br />

In line with the national picture and compared to the previous reporting period, safeguarding activity has<br />

remained at the level of 2020-21, following a significant increase during the first year of the pandemic. The<br />

level of complexity has remained with common themes around self-neglect and domestic abuse.<br />

50


Figure 10 – total safeguarding activity, by month – <strong>2021</strong>-22<br />

Figure 11 – total number of safeguarding referrals received, by locality – <strong>2021</strong>-22<br />

Domestic abuse<br />

Figure 12 – number of domestic abuse concerns, by month – <strong>2021</strong>-22<br />

51


The domestic abuse activity has settled at a level above pre-pandemic levels; the chart reflect contacts<br />

with safeguarding identified by operational practitioners as domestic abuse. In practice, Safeguarding<br />

Practitioners are identifying domestic abuse in many of the contacts with the team and in incidents<br />

reviewed through the Trust governance processes.<br />

Organisational abuse investigations<br />

There have been no organisational safeguarding investigations commenced during this reporting period;<br />

one investigation from the previous year relating to perinatal mental health services was closed in year,<br />

following presentation of the internal investigation and learning report to the relevant Safeguarding Board.<br />

Training<br />

At the end of this reporting period all training was compliant with commissioned targets, including<br />

safeguarding level three.<br />

Bespoke training sessions have been delivered and training packages developed in relation to<br />

organisational safeguarding, self-neglect and domestic abuse.<br />

Safeguarding supervision has been provided various teams including CAMHS, Perinatal Mental Health,<br />

Mother and Baby unit and Eating Disorder services.<br />

Partnership working<br />

Despite this period of disruption due to COVID-19, the Trust has continued to prioritise, where possible,<br />

attendance at safeguarding boards and sub groups, where appropriate (including Safeguarding Practice<br />

Reviews, Safeguarding Adult Reviews, Mental Health Homicide Reviews or Domestic Homicide Reviews).<br />

The Trust has also submitted data to NHS Digital on Prevent and Female Genital Mutilation.<br />

<strong>AWP</strong> safeguarding team supported 372 external safeguarding meetings from April <strong>2021</strong> - March <strong>2022</strong>.<br />

Figure 13 – number of external safeguarding meetings – April <strong>2021</strong> – March <strong>2022</strong><br />

Staffing establishment<br />

During this reporting period, the Deputy Head of Safeguarding was resigned and subsequent recruitment<br />

process was unsuccessful.<br />

52


Recruitment of suitably qualified and experienced staff is a challenge and remains ongoing. The team are<br />

also working to develop a new role and introduce development roles to support the workforce pipeline.<br />

14. Patient Advice and Liaison Service (PALS)<br />

The PALS service provides free, confidential, impartial advice to service users, families and carers. PALS can<br />

help by providing the opportunity to discuss in confidence, any concerns or comments regarding care and<br />

receive positive feedback and praise from service users and families.<br />

The PALS officers can visit inpatient wards or community sites to speak with service users or carers face-toface<br />

to help them to raise their concerns. The team also works closely with local advocacy services to<br />

ensure people can access support to make complaints or resolve their issues if wanted.<br />

In investigating the complaint, our intention always is to listen to the service user or carer experience and<br />

use their comments, and our findings, to improve safety, experience and the quality of healthcare services<br />

we provide.<br />

Over the past year, the team have received 1192 PALS enquiries.<br />

Praise<br />

Over the past year, the PALS team have received 863 compliments sent through by staff and services.<br />

Complaints<br />

As an organisation, we work hard to respond positively to complaints and concerns. Our complaints policy<br />

follows the principles of the NHS Complaints Procedure and information on how to complain or raise a<br />

concern is available publicly to make the service easily accessible.<br />

This year, we received 384 formal complaints compared to 246 last year. The increase was due to<br />

significant changes in the way complaints were handled during the COVID-19 pandemic. Sharing the<br />

learning from complaints and concerns helps us to make changes to practice, processes and systems, so<br />

that the risk of harm or recurrence is reduced. Information from PALS and complaints cases are used<br />

alongside information from incidents and the Friends and Family Test to help the Trust to shape services,<br />

to identify ‘hot spots’ and to act as an early warning system for the Trust to identify potential issues.<br />

This year, we received 170 informal complaints.<br />

Themes<br />

In reviewing our complaints, we can helpfully draw themes that can highlight trends and identify any areas<br />

of concern. We align these themes to the five CQC domains and our findings for <strong>2021</strong>-22 is shown below.<br />

Our intention, as with direct user and carer feedback is to use this information to improve safety,<br />

experience and the quality of healthcare services we provide.<br />

53


Table 12 – PALS, complaints and praise overview, by year<br />

2014-<br />

15<br />

2015-<br />

16<br />

2016-<br />

17<br />

2017-<br />

18<br />

2018-<br />

19<br />

2019-<br />

20<br />

2020-<br />

21<br />

<strong>2021</strong>-<br />

22<br />

PALS cases 1887 1802 1881 1449 1190 1167 1243 1192<br />

Praise<br />

received<br />

Formal<br />

complaints<br />

Informal<br />

complaints<br />

Total<br />

complaints<br />

Investigated<br />

by the<br />

Ombudsman<br />

724 1122 1290 1051 1098 928 723 863<br />

314 360 384 302 305 277 246 384<br />

72 78 76 112 98 114 150 170<br />

386 438 460 414 403 391 396 554<br />

12 4 6 5 11 2 4 2<br />

Table 13 – PALS and complaints key themes<br />

Five themes from our feedback<br />

Complaints<br />

(inc informal)<br />

PALS<br />

Safety (includes medication, nutrition, personal safety,<br />

safeguarding, personal property)<br />

Effective (includes clinical care, CPA, discharge from services,<br />

MHA, physical healthcare)<br />

Caring (includes attitude of staff, privacy and dignity,<br />

communication)<br />

Responsive (includes access to services, responsiveness to<br />

referrals and inpatient bed management)<br />

Well led (incudes policy and procedure, health records,<br />

complaints handling, requests for information, signposting,<br />

user and carer involvement)<br />

101 62<br />

141 147<br />

108 251<br />

110 194<br />

31 273<br />

TOTAL 491 927<br />

15. Patient experience<br />

Friends and family assessment of care<br />

We take part in the national Friends and Family Test (FFT), which is an important way for us to hear what<br />

people think of our services. At its heart, the test asks whether people would recommend the services they<br />

have used to their friends and family. It is designed to highlight areas of good practice, as well as areas for<br />

improvement. To make the results of the test meaningful, it is important that the Trust encourages as<br />

many people as possible to complete the test.<br />

54


In April 2020, the FFT question was revised by NHS England, with the intention of becoming a more<br />

effective tool for gathering patient feedback that helps to drive local improvements in healthcare services.<br />

Unfortunately, shortly after this refreshed FFT guidance was introduced, a national pause was<br />

implemented by NHS England on the collection of FFT responses, to divert staff to COVID-19 efforts. In<br />

<strong>2021</strong>, the FFT collection resumed and since then we have seen a slight, yet steady increase in responses.<br />

Response rate 2018-<strong>2022</strong><br />

Figure 14 – FFT response rate – April 2018 – March <strong>2022</strong><br />

Figure 15 – FFT positive response rate – April 2018 – March <strong>2022</strong><br />

As the organisation has returned to ‘business as usual’ after the effects of the pandemic, we are seeing a<br />

general increase in the number of responses. Since we relaunched the FFT, we have worked on making the<br />

survey more accessible, including QR code links on Trust envelopes and having the survey translated into<br />

numerous other languages to increase diversity in responses. It is now hoped that with the introduction of<br />

the new Trust communication techniques, that text messages will be delivered to service users after<br />

receiving care with an automated link to the survey and we should see the results of this by 2023.<br />

55


As part of the relaunch of FFT, we looked at the way we are analysing and distributing feedback for our<br />

localities and teams. The comments received are often quite detailed, however the ability to split these<br />

into the key CQC domains has proven to be difficult and time consuming, as quite often a comment will<br />

cover numerous, or even all of the domains and so it was decided that this should be stopped. Instead, we<br />

have created new quarterly reports, delivering key information back to the localities and have granted<br />

increased access to the IQVIA survey system to team leads and supporting administration teams in order<br />

for analysis to be undertaken, not only within the Nursing and <strong>Quality</strong> Directorate but also at a locality and<br />

team level.<br />

Table 14 – locality inpatient ward FFT responses – April <strong>2021</strong> – March <strong>2022</strong><br />

Locality Positive comments Negative comments<br />

BaNES 32 6% 1 2%<br />

Bristol 179 31% 16 36%<br />

CaMHS 6 1% 1 2%<br />

North Somerset 62 11% 3 7%<br />

Secure 18 3% 2 4%<br />

South Gloucestershire 3 1% 0 0%<br />

Specialised 87 15% 4 9%<br />

Swindon 54 9% 0 0%<br />

Wiltshire 132 23% 18 40%<br />

Total 573 100% 45 100%<br />

Table 15 - locality community FFT responses – April <strong>2021</strong> – March <strong>2022</strong><br />

Locality Positive comments Negative comments<br />

BaNES 53 3% 6 4%<br />

Bristol 359 19% 29 20%<br />

CAMHS 0 0% 1 1%<br />

North Somerset 260 14% 36 24%<br />

South Gloucestershire 328 18% 24 16%<br />

Specialised 87 5% 4 3%<br />

Swindon 513 27% 20 14%<br />

Wiltshire 272 15% 27 18%<br />

Total 1872 100% 147 100%<br />

Patient surveys<br />

In November <strong>2021</strong>, the Trust received the results of the annual community mental health survey,<br />

commissioned by the CQC. The survey was undertaken between February and June <strong>2021</strong> and 1250<br />

community mental health service users were asked to comment on the care they had received. 324<br />

surveys were returned, giving a response rate of 27%, a 2% reduction compared with the previous year.<br />

Out of the 28 questions on the survey, <strong>AWP</strong>’s results were better than most Trusts for four questions, and<br />

somewhat better than most for two questions.<br />

56


Each section of the questionnaire is given a score out of 10 (the higher the score, the better). Each trust<br />

receives a rating from the CQC of ‘about the same’, ‘better’ or ‘worse’:<br />

Better: the Trust is better for that particular question compared to most other Trusts that took part<br />

in the survey.<br />

About the same: the Trust is performing about the same for that particular question as most other<br />

Trusts that took part in the survey.<br />

Worse: the Trust did not perform as well for that particular question compared to most other<br />

Trusts that took part in the survey.<br />

Table 16 – community mental health survey feedback – <strong>2021</strong><br />

Category<br />

Your health and social care<br />

workers<br />

<strong>2021</strong> summary<br />

(out of a maximum score of 10)<br />

Compared with other<br />

trusts<br />

7.4 About the same<br />

Organising your care 8.8 Better<br />

Planning your care 7.0 About the same<br />

Reviewing your care 7.7 About the same<br />

Crisis care 7.0 About the same<br />

Medicines 7.4 About the same<br />

NHS Therapies 7.9 Better<br />

Support and Wellbeing 5.3 About the same<br />

Feedback 2.2 About the same<br />

Overall views of care and<br />

services<br />

7.4 About the same<br />

Overall experience 7.2 About the same<br />

Care during the COVID-19<br />

Pandemic<br />

6.8 About the same<br />

This is very positive feedback for the Trust. However, there is room for improvement in a number of areas<br />

and we are reviewing plans and developing improvement, in particular in these categories:<br />

Support and Wellbeing<br />

Feedback<br />

Crisis Care<br />

16. Service user and carer involvement<br />

We have been working to ensure we engage, involve and move towards meaningful co-production, where<br />

service users and communities are involved in planning and delivering care, as reflected in the strategic<br />

57


priorities outlined last year. Due to COVID-19, we have not been able to hold the same number of<br />

engagement events as previous years with our stakeholders.<br />

The majority of the efforts this year from engagement and involvement staff has focused on maintaining<br />

existing links with service users and carers throughout the reduced contact periods during the global<br />

pandemic. Some staff were redeployed to support clinical services, while others worked to maintain<br />

relationships.<br />

Due to lockdowns, shielding and other physical travel restrictions some face-to-face events moved to<br />

virtual events. The Involvement teams and patient experience team worked hard to ensure that<br />

involvement continued via these virtual platforms.<br />

The Strategic Experts by Experience Group meetings moved to virtual meetings. Since moving to a virtual<br />

platform, they have continued to champion the service user voice within corporate services. The Strategic<br />

Experts by Experience group have now moved into the quality improvement structure and now report<br />

directly to the Director of Nursing and <strong>Quality</strong>.<br />

To further value and bolster the carer voice within the organisation, Carer Expert by Experiences have been<br />

appointed to the Carer Lead meeting and subsequent subgroup. The group focuses on the triangle of care,<br />

carer awareness training and carer champion training, aiming to further embed active involvement and<br />

inclusion of carers and families in our everyday working.<br />

The Local Involvement Coordinators, although restricted, as and where possible, continued to champion<br />

and embed the service users and carer voice within projects where possible.<br />

Triangle of care<br />

The Triangle of care is the way service users, carers and health professionals’ work together to provide<br />

care. We currently hold a 2-star triangle of care membership and are actively engaged in the regional<br />

collaborative network focused on improvement for carers.<br />

Locally, there are carer champions meetings, which are held to discuss local teams and their locality<br />

requirements, as well as the preparation, assessment and subsequent action plans from the triangle of<br />

care. We also hold monthly carers lead meetings to ensure delivery of the triangle of care against the<br />

standards as well as coordinating Trust-wide improvement work. The monthly carers lead meeting is<br />

attended by the carers lead for each locality.<br />

17. Peer support and lived experience<br />

During <strong>2021</strong>-22, we have been working on the development of a Peer Support and Lived Experience<br />

workforce. The team is led by the Trust’s Peer Support Lead, who also has lived experience, which is<br />

recognised as good practice across the NHS. The Peer Support Lead has been actively recruiting and<br />

leading the implementation of the peer and lived experience workforce and this work will continue<br />

throughout <strong>2022</strong>-23.<br />

We have developed a monthly community of practice, which is the professional meeting for Peer Support<br />

and Lived Experience workers. We have also started working with Peer Hub CIC, which is a user-led<br />

community organisation that specialises in peer support.<br />

58


Next steps for <strong>2022</strong>/23<br />

The team will be focusing on developing / implementing the following actions throughout <strong>2022</strong>-23:<br />

Peer practice framework launch<br />

Code of conduct launch<br />

Peer values and principles launch<br />

Supporting staff with known lived experience policy to be developed<br />

Peer development team in place<br />

Training package in place<br />

Peer practice supervision in place<br />

18. Commissioning for <strong>Quality</strong> and Innovation (CQUIN)<br />

In March <strong>2021</strong>, notification was received that the Commissioning for <strong>Quality</strong> and Innovation (CQUIN)<br />

scheme remained paused until further notice, as a continuation of the pause in March 2020. In October<br />

<strong>2021</strong>, following the publication of the 'guidance on finance and contracting arrangements for H2 <strong>2021</strong>-22',<br />

it was confirmed that there would be no CQUIN scheme for the remainder of <strong>2021</strong>-22<br />

The CQUIN scheme for <strong>2022</strong>-23 was consulted on in early <strong>2022</strong>, and version 1.2 published in March <strong>2022</strong>.<br />

Commissioners and <strong>AWP</strong> have agreed the following CQUINs will be completed in <strong>2022</strong>-23:<br />

CCG1: Flu vaccinations for frontline healthcare workers<br />

CCG9: Cirrhosis and fibrosis tests for alcohol dependent patients<br />

CCG10a: Routine outcome monitoring in CYP and perinatal mental health services (although agreed<br />

to exclude CYP due to contracting)<br />

CCG10b: Routine outcome monitoring in community mental health services<br />

CCG11: Use of anxiety disorder specific measures in IAPT services<br />

CG12: Biopsychosocial assessments by MH liaison services<br />

PSS6: Delivery of formulation or review within 6 weeks of admission, as part of a dynamic<br />

assessment process for admissions within Tier 4 CYPMH settings<br />

PSS7: Supporting quality improvement in the use of restrictive practice in Tier 4 CYPMH settings<br />

PSS8: Outcome measurement in perinatal inpatient services<br />

19. Care <strong>Quality</strong> Commission (CQC)<br />

Like all NHS providers, we are required to register with the CQC our status with no conditions attached to<br />

the registration.<br />

The CQC regulate NHS services and provide assurance to the public that we are meeting the required<br />

standards of care against regulations set down within five key domains as shown below. When carrying<br />

out an inspection the CQC use a framework of fundamental standards and against these standards will give<br />

individual rating to services within the Trust and an overall rating for the Trust as a whole.<br />

59


From September 2020, the CQC introduced a transitional methodology. This will draw on the five key<br />

questions it asked previously (safe, caring, effective, responsive and well-led) but will be much shorter. It<br />

will involve some visits and some remote assessment of data.<br />

The Trust has not taken part in any special reviews or investigations by the CQC under section 48 of the<br />

Health and Social Care Act 2008, during <strong>2021</strong>-22.<br />

CQC inspection<br />

The Care <strong>Quality</strong> Commission (CQC) completed a comprehensive routine inspection of the Trust between<br />

July <strong>2021</strong> and September <strong>2021</strong> that included two core services, wards for older people with mental health<br />

problems and specialist community services for children and young people. The CQC also completed a<br />

‘well-led’ assessment during the same period.<br />

The Trust’s overall rating remains at ‘requires improvement’, although the ‘well-led’ element has improved<br />

and is rated as ‘good’. The CQC were clear that staff increasingly felt respected, supported and valued, that<br />

the Board members demonstrated a real understanding of the issues that faced the Trust and were clear<br />

that it faced many challenges. However, both core services, older adult and CAMHS services were rated as<br />

‘requires improvement’, a downgrading since the last CQC inspection.<br />

Wards for older people with mental health problems<br />

The CQC made the following recommendations:<br />

That the Trust must ensure actions are identified and implemented to mitigate environmental risks<br />

on all wards, including ligature and blind spot risks.<br />

The Trust must also ensure that patient risk management plans are individualised, consider<br />

environmental risks, and updated following identification of new or changing risks.<br />

The Trust must ensure that ward 4 staff develop individualised care plans to manage risk of selfneglect<br />

and evidence consideration of least restrictive options. Use of restraint during personal care<br />

must be proportionate and necessary to manage the risks to the patient.<br />

The Trust must ensure that all staff treat patients with dignity and respect, when interacting with<br />

them and entering their personal areas, such as bedrooms.<br />

Specialist community services for children and young people<br />

The CQC made the following recommendations:<br />

The Trust must ensure that risk assessments are updated when young people’s risk changes.<br />

The Trust must ensure that waiting lists for young people and staff caseloads are monitored and<br />

reduced.<br />

The Trust must ensure there are sufficient numbers of suitably qualified, competent, skilled and<br />

experienced people to meet the care and treatment needs of the young people.<br />

The Trust must ensure that premises are safe, clean, well equipped, well furnished, well maintained<br />

and fit for purpose.<br />

Well-led inspection<br />

The CQC highlighted the following:<br />

60


Culture - staff increasingly felt respected, supported and valued, but there was further work<br />

required, staff felt increasingly positive and proud about working for the Trust and their team<br />

Board members demonstrated a real understanding of the issues that faced the Trust and were<br />

clear that it faced many challenges including a difficult financial position, challenges with the estate,<br />

a low bed base per population and a number of infrastructure and system issues. All members were<br />

clear where investment was needed to improve the quality of services.<br />

The Board had clear areas of responsibility and accountability. Board members including nonexecutive<br />

directors chaired specific committees or were leads on specific areas of work.<br />

The Trust Board and senior leadership team displayed integrity in carrying out their roles.<br />

The Trust leadership team had a comprehensive knowledge of current priorities and challenges,<br />

and actions were identified to address them.<br />

Governance – the Trust’s new governance framework was aligned with the CQC domains of safe,<br />

effective, caring, responsive and well led. There were clear lines of accountability and governance<br />

arrangements in place to provide ward to board assurance. There were a range of mechanisms in<br />

place for identifying, recording and managing risks, issues and mitigating actions. Individual<br />

services maintained their risk registers, which were submitted to the Trust’s electronic risk<br />

management system.<br />

However, the CQC also stated that:<br />

Estates strategy - the Trust did not have a well-developed estates strategy, despite estates being<br />

identified as a key issue.<br />

Trust strategy long-term financial plan - the Trust strategy was not supported by a long-term<br />

financial plan and indications were that this was some way off in the context of significant changes<br />

to the national financial architecture. The Trust were unable to credibly evidence that it had a<br />

strategy that was affordable or financially sustainable.<br />

Engagement and involvement strategy - the Trust did not have a clear, strategic, structured and<br />

systematic approach to engaging people who use services, those close to them and their<br />

representatives despite some examples of positive engagement.<br />

Staff involvement (strategy) - not all staff the CQC spoke with, as part of the core services<br />

inspection, felt involved in developing the Trust strategy and did not understand how this might<br />

impact on them or what might be required of them. Some staff felt the strategy was something that<br />

had been “done to” them, rather than with them.<br />

Senior visibility - there had been variability in the visibility, openness and transparency of senior<br />

and service leaders during the pandemic. This had impacted on the experience of staff in some<br />

areas where visibility, openness and transparency was seen to be poor. The CQC heard about a<br />

disconnect in some areas between front line staff, service managers and executives.<br />

An overview of the Trust’s CQC rating is shown below:<br />

61


Table 17 – <strong>AWP</strong>’s CQC rating overview<br />

Domain CQC rating <strong>2021</strong>-22 CQC rating <strong>2022</strong>-23<br />

Overall rating Requires Improvement Requires Improvement<br />

Safe Requires Improvement Requires Improvement<br />

Effective Good Good<br />

Caring Good Good<br />

Responsive Requires Improvement Requires Improvement<br />

Well-Led Requires Improvement Good<br />

20. <strong>Quality</strong> of data<br />

The Trust has a comprehensive and systematic approach to the management of the quality of data held on<br />

its patient information systems.<br />

Hospital Episode Statistics (HES)<br />

During December <strong>2021</strong>, the Trust submitted records to the Secondary Uses Service (the single,<br />

comprehensive repository for healthcare data in England, which enables a range of reporting and analyses<br />

to support the NHS delivery of healthcare services).<br />

This information was included in the Hospital Episode Statistics data and showed full compliance in the<br />

required fields:<br />

Table 18 – submitted HES data, December <strong>2021</strong> (most recently published)<br />

Valid NHS number for admitted patient care: 100%<br />

Valid General Medical Practice Code was: 100%<br />

Electronic Patient Record<br />

On a monthly basis, the Trust undertakes an audit of the electronic patient record. Senior clinicians in all<br />

teams and wards are required to review five randomly selected records to assess their quality against 14<br />

sets of criteria (related to assessment, risk and care planning). The records management audit is reviewed<br />

annually to determine its efficacy and consider improvements.<br />

Data from these audits is supported by results on the NHS Data <strong>Quality</strong> Maturity Index (DQMI), as well as a<br />

number of ‘completeness’ metrics, which check that key information is available in the patient record.<br />

Results are included below.<br />

62


Table 19 – data quality indicators 2019 - <strong>2022</strong><br />

Data <strong>Quality</strong> Indicator Target 2019-20 2020-21 <strong>2021</strong>-22<br />

National indicators<br />

Data <strong>Quality</strong> Maturity Index (combined) 95% 93% 93% 93%*<br />

DQMI – Admitted Patient Care 95% 88% 87% 87%*<br />

<br />

DQMI – Mental Health Services<br />

Dataset<br />

90% 93% 94% 94%*<br />

DQMI – IAPT Minimum Dataset 95% 99% 99% 99%*<br />

Local indicators<br />

Records management: monthly audit 75% 85% 84% 84%<br />

Completion of crisis, relapse and<br />

contingency plans<br />

90% 99% 99% 98%<br />

Completion of risk assessment 95% 99% 99% 99%<br />

* the <strong>2021</strong>-22 results use data published by NHS Digital, but at time of writing, this only includes up to<br />

December <strong>2021</strong>.<br />

Clinical coding<br />

<strong>AWP</strong> was not subject to the payment and tariff assurance framework clinical coding audit (formerly<br />

payment by results) during the reporting period.<br />

Plans for improvement in <strong>2022</strong>-23<br />

To continue improving the quality of our data, the Trust will review metrics used to drive the Data <strong>Quality</strong><br />

Maturity Index and work towards achievement of 95% compliance across all elements.<br />

21. NHS staff survey<br />

Every year, all of our substantively employed members of staff are invited to complete the NHS Staff<br />

Survey. The key priorities in <strong>2021</strong> saw positive movements, in particular the response rate, which has<br />

significantly increased from 45% to 56%, 2524 members of staff completed the survey in <strong>2021</strong>.<br />

For the <strong>2021</strong> survey onwards, the questions in the NHS Staff Survey are aligned to the People Promise.<br />

Because of this, some of the questions have changed since 2020. This sets out, in the words of NHS staff,<br />

the things that would most improve their working experience.<br />

63


Figure 16 – NHS people promise<br />

In support of this, the results of the NHS Staff Survey are now measured against the seven People Promise<br />

elements and against two of the themes reported in previous years (staff engagement and morale).<br />

The reporting also includes new sub-scores, which feed into the People Promise elements and themes.<br />

Figure 17 – NHS staff survey people promise scores<br />

64


Summary of findings – staff survey <strong>2021</strong><br />

Figure 18 – summary of findings – <strong>2021</strong> staff survey<br />

The results of the staff survey were generally positive, with significant improvements in 3 out of 4 of our<br />

key priorities in <strong>2021</strong>.<br />

Highest and lowest scoring scores <strong>2021</strong><br />

Figure 19 – <strong>2021</strong> staff survey – highest and lowest scoring scores<br />

When compared to 2020, 10 questions were seen to be ‘significantly better’ in <strong>2021</strong>.<br />

Our most improved scores were:<br />

Q17a - would feel secure raising concerns about unsafe clinical practice 79% (+6%).<br />

Q3h - have adequate materials, supplies and equipment to do my work 58% (+5%).<br />

Q9c - immediate manager asks for my opinion before making decisions that affect my work 66%<br />

65


(+5%).<br />

Q9b - immediate manager gives clear feedback on my work 71% (+4%).<br />

Q11e - not felt pressure from manager to come to work when not feeling well enough 85% (+4%).<br />

Q17b - would feel confident that the organisation would address concerns about unsafe clinical<br />

practice 60% (+4%).<br />

The themes for our most declined scores were more in line with workload balance and staff engagement.<br />

There being enough staff at the organisation for people to do their job properly, coming into work when<br />

feeling unwell and dissatisfaction with levels of pay.<br />

When we look at ‘Q22a - I don’t often think about leaving this organisation’, this is one of our most<br />

declined scores. This moved from 45% to 42%, which was the same level in 2019. If we look at the other<br />

parts of the question ‘Q22b - I am unlikely to look for a job at a new organisation in the next 12 months’<br />

and ‘Q22c - I am not planning on leaving this organisation’, this has remained the same as last year and in<br />

line with the Picker average.<br />

Key priorities<br />

In 2020, we set four key priorities, and we saw some positive improvements in the <strong>2021</strong> results:<br />

56% of our people completed the survey versus 45% in 2020 (increase of 11%).<br />

<br />

67% reported that their manager asks for their opinion before making decisions that affect their work<br />

(increase of 6%).<br />

71% reported their manager is giving feedback on their work (increase of 4%).<br />

Together, we made improvements last year by having specific priorities and focuses. As such, we will be<br />

taking a similar approach and we have picked four key priorities for <strong>2022</strong>, based on our feedback, and<br />

consultation from various groups within the Trust. These are:<br />

We take action on health and wellbeing<br />

The health and wellbeing of our people is fundamental and we continue to want to do as much as we can<br />

to support your health and wellbeing at work. This is a new question in the survey, so we have no<br />

comparative score. However, this was one of our bottom 5 scores versus the Picker average. We decided<br />

this would be an important priority for <strong>2022</strong>, not only as this was one of our lowest scores versus the<br />

66


average, but also has a huge impact on sickness, retention and how attractive we are as an employer. Not<br />

to mention how this affects the individual, and the care we are able to provide by extension<br />

Appraisals reflect how we value our peoples work<br />

We want our appraisals to be seen as less of a tick-box exercise and more of a tool to check in on all<br />

elements of working at <strong>AWP</strong> for people. Building a strong induction programme, regular appraisals and<br />

one-to-one meetings between managers and staff should play a key part of any retention strategy in<br />

making sure our people feel clear about their role and valued for their work. Although the score for this<br />

improved from 21% to 32% last year, and is in line with the picker average, it was felt that there will still<br />

room for improvement, and a lot to gain if we can get this right.<br />

We take action on reducing bullying and harassment<br />

Last year we looked at reducing bullying from service users and the public. This improved by 1% to 69%,<br />

but was still lower than the picker average of 73%.<br />

When we look at the statistics, we found:<br />

<br />

<br />

<br />

15% of staff report that they have received harassment, bullying or abuse from other colleagues.<br />

11% of staff report that they have received harassment, bullying or abuse from managers.<br />

31% of staff report that they have received harassment, bullying or abuse from patients / service<br />

users or members of the public.<br />

Therefore, we wanted to expand this priority and take action on reducing bullying and harassment from<br />

anyone. Any form of bullying and harassment is not acceptable and we want to ensure that we do<br />

everything we can to support our staff to prevent bullying and harassment as well as have the appropriate<br />

support should anyone have a negative experience in this area. We want all teams to share the message<br />

that we do not tolerate any form of discrimination, bullying or violence, and call out inappropriate<br />

behaviour in a professional, respectful way.<br />

There are enough staff for people in our teams to do their job<br />

A big challenge we face as a Trust is filling our vacancies, and retaining our staff. In <strong>2021</strong>, 28% of<br />

respondents said there was enough people in their teams to do their job properly. This was a drop of 8%<br />

versus 2020, however is in line with previous years. From a people directorate point of view, recruitment<br />

and retention is a huge focus, and we all have a role to play.<br />

Next steps and action planning<br />

Each locality and corporate team also receive survey results that reflect in detail the experience of their<br />

own staff in that area. Managers use these results to discuss with staff where we can improve and, as a<br />

team, jointly develop department-specific responses that reflect their situation and experiences.<br />

We are also reaching out to different groups such as Freedom to speak up to create different resources<br />

and opportunities to improve on our priorities for <strong>2022</strong>.<br />

Staff friends and family<br />

Two key questions asked in the staff survey are the friends and family questions asked to staff. Below are<br />

our results of those staff who responded ‘strongly agree or agree’:<br />

67


Recommend as a place to work – 55% (decrease of 3% from 2020, but this was still higher than<br />

previous years).<br />

Recommend as a place to receive treatment – 55% (decrease of 1% from 2020, but again still high<br />

higher than previous years).<br />

Figure 20 – <strong>2021</strong> NHS staff survey – friends and family results<br />

22. Freedom to speak up<br />

Overview<br />

Freedom to Speak Up (FTSU) has three components:<br />

<br />

<br />

<br />

Improving and protecting patient safety.<br />

Improving and supporting staff experience.<br />

Visually leading and promoting learning cultures that embrace continual improvement.<br />

The Freedom to Speak up Guardian (FTSUG) role specifically supports the national drive for positive<br />

cultural change by giving workers the freedom to speak up and raise concerns so that this becomes<br />

business as usual for all NHS staff.<br />

There are many existing routes for workers to raise concerns. Through incident reporting mechanisms, via<br />

their line manager or educational supervisor, or directly to an Executive or Non-Executive Director,<br />

amongst others. However, it is recognised there may be occasions where none of these routes are suitable<br />

and staff may wish to raise a concern confidentially or anonymously through the FTSUG.<br />

68


The current <strong>AWP</strong> FTSUG, Elizabeth Bessant, took up the substantive role in February <strong>2021</strong>.<br />

This year, there has been 112 concerns raised, through the freedom to speak up route. Bullying and<br />

harassment / staff relationships remains the main issue of concern raised, followed by patient safety<br />

concerns.<br />

Freedom to speak up champions<br />

The FTSU champions have continued to be recruited into posts across the Trust and there are now 60 Trust<br />

champions who actively participate in managing cases, with a further 18 undertaking their training. There<br />

is representation from all localities and professions across the Trust, which include:<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

Unregistered practitioners<br />

Admin and clerical staff<br />

Allied Health Professionals<br />

Consultant Psychiatrists<br />

Registered Nurses<br />

Healthcare Assistants<br />

Bank staff<br />

Student nurses<br />

Ward Managers<br />

Matrons<br />

Head of Operations - Secure Services<br />

The Trust lead for Equality Diversity and Inclusion<br />

Deputy Medical Director<br />

There are two FTSU training modules that the champions have to undertake, these were developed by the<br />

National Guardians Office and are available to other Trust staff. A third module will be implemented in<br />

April <strong>2022</strong>. The FTSUG has developed a quarterly training programme for the champions and this came into<br />

place in March <strong>2022</strong>. There are six weekly FTSU locality and divisional meetings that the champions attend<br />

for networking, support and learning. The Trust FTSU forum occurs quarterly and reports into the Trust’s<br />

safe sub group.<br />

Achievements throughout <strong>2021</strong>-22<br />

We have successfully hosted two full day Professional Behaviours and Patient Safety (PBPS) workshops<br />

with the General Medical Council (GMC) regional lead. Alongside these workshop’s, we have had follow-up<br />

sessions; reviewing the skills and tools staff have managed to use in the work place. Staff have shared their<br />

experiences of witnessing unprofessional behaviour and the difficulty of challenging colleagues in these<br />

situations. The feedback from the workshop has been extremely positive; the GMC regional lead was<br />

incredibly complimentary about <strong>AWP</strong> staff being very open and honest about their experiences and<br />

positive attitude to change.<br />

The FTSUG is part of the compassionate and inclusive leadership programme within the Trust. Along with<br />

the PSPB workshops, we have also been running themed FTSU half-day sessions, where we have promoted<br />

development and learning (internally and externally) to <strong>AWP</strong>, including colleagues from acute, Mental<br />

69


Health Trusts, NHS England and Improvement and the South West FTSUG. These events have been<br />

extremely well attended from across the Trust.<br />

We have purchased a FTSU app through ‘Working in Confidence’. This is designed to raise ideas and<br />

concerns with designated colleagues in <strong>AWP</strong> as anonymously as they would like. The lead administrator<br />

(FTSUG) will be able to have access to timelines, meeting dates, themes and outcomes without knowing<br />

specific details about the staff member raising the concern. This will be confidential between the person<br />

raising the concern and the person it is reported to. As the app is a computerised system, it will replace our<br />

current manual process of recording cases and data. This will be a much more efficient way of recording up<br />

to date, accurate information. This was launched on 1 April <strong>2022</strong> and promotion continues across the<br />

Trust.<br />

Concerns raised<br />

From April <strong>2021</strong> – December <strong>2021</strong> (9 months), 112 concerns have been raised through the FTSU route,<br />

either directly to the FTSUG in an email, text or by phone, through the FTSU central email address or via<br />

the FTSU champions. Every member of staff that has come forward has given their name and place of<br />

work. One of the CQC inspectors reported that in their last visit (four years ago), staff were reluctant to be<br />

named when raising a concern.<br />

A summary of these concerns is detailed below:<br />

70


Table 20 – Freedom to speak up concerns – April – December <strong>2021</strong><br />

Freedom to speak up concerns<br />

April – June<br />

<strong>2021</strong><br />

July – Sept<br />

<strong>2021</strong><br />

Oct - Dec<br />

<strong>2021</strong><br />

Concerns<br />

raised<br />

Total concerns raised 24 54 34<br />

FTSUG 16 43 24<br />

<strong>AWP</strong> FTSU champions 8 11 10<br />

Theme Patient safety / quality 3 1 8<br />

Bullying / harassment / staff<br />

relationships issues<br />

Cases where staff feel they are suffering<br />

from detriment of speaking up<br />

17 53 25<br />

0 0 0<br />

Other 4 0 1<br />

Raised Openly 24 54 34<br />

Anonymously 0 0 0<br />

Role Registered Nurse 6 7 4<br />

Healthcare Assistant 7 38 21<br />

Medic / Consultant / Doctor 3 1 1<br />

Allied Health Professional 1 1 2<br />

Admin / Clerical 4 6 4<br />

Corporate Services 2 0 2<br />

Student 1 0 0<br />

Apprentice 0 0 0<br />

Preceptor Nurse 0 0 0<br />

Other 0 1 0<br />

Overall, there has been an increase in the level of reporting by unregistered staff, followed by registered<br />

staff. There is a slight increase in corporate and medical staff raising concerns; this could be due to the<br />

FTSU awareness raising sessions that have been delivered throughout the year.<br />

The peak of which is likely to have been influenced by the awareness campaign and the new recruitment of<br />

the <strong>AWP</strong> FTSU champion. There has been three cases of racism reported since by BAME staff. Other cases<br />

raised by BAME staff have been in relation to bullying and intimidation. There has been a positive response<br />

from senior managers in FTSU concerns being raised and a supportive approach in finding a resolution.<br />

Only three cases have led to a formal investigation.<br />

Bullying and harassment / staff relationship issues is the main category of concern raised, which is in line<br />

with national reporting, this is followed by concerns relating to patient safety and culture. Each case has<br />

been resolved by individual work by the team manager and members of staff, team development and FTSU<br />

awareness and training, culture change work.<br />

71


Next steps<br />

The Deputy HR Director and the FTSUG produced a Situation, Background, Assessment and<br />

Recommendation (SBAR) report in August <strong>2021</strong> for the Executive Team. The Executive Team were asked to<br />

support further work to ensure that the message that bullying and /or harassment is unacceptable within<br />

<strong>AWP</strong>. This may include signposting staff to other resources. A Trust-wide workshop has been arranged for<br />

26 April <strong>2022</strong> and will be hosted by the Deputy HR Director and the FTSUG. This will provide an action<br />

planned approach to reducing our levels of bullying and intimidation. This will be one workshop (of a<br />

series) throughout <strong>2022</strong>.<br />

A full review is required of the current resources dedicated to the FTSU team, of which there is 1.0 Whole<br />

Time Equivalent (WTE) FTSUG and 0.6 WTE band 3 Bank Administrator.<br />

23. Data security<br />

Information Governance<br />

The Trust has put in place a comprehensive Information Governance Management System (IGMS) to<br />

ensure the security of data under its control. This is based on high-level information governance and<br />

information security policies, which are designed to ensure the integrity, confidentially and availability of<br />

information in compliance with the NHS Information Governance Guidance on Legal and Professional<br />

Obligations. Additionally the Trust implements technical and operational controls to ensure compliance<br />

with the cyber security standards defined in the NHS Digital’s Data Security and Protection Toolkit (DSP)<br />

and guidance issued by NHS Digital, CareCERT and the National Cyber Security Centre.<br />

Data security and protection toolkit <strong>2021</strong>-22<br />

The Trust was selected by NHS Digital for an external audit of our DSP toolkit position. This was performed<br />

by KPMG in March <strong>2022</strong>. They reviewed 49 evidence items from 13 assertions in the DSP (out of 110<br />

assertions in the toolkit). A draft report has been produced that reported that identified no critical or high<br />

risk issues, three medium and four low risk items, resulting in an overall report of ‘significant assurance<br />

with minor improvement opportunities’. The finalised report will be provided in May <strong>2022</strong>. An action plan<br />

has been agreed to address the identified issues prior to the DSP deadline in June.<br />

Information governance incidents<br />

In <strong>2021</strong>-22, there were 317 information governance incidents reported via the Trust’s incident and risk<br />

management system, Ulysses; of those, one met the criteria to be reported to the Information<br />

Commissioner’s Office (ICO).<br />

72


Table 21 – information governance incidents<br />

Category and description<br />

Telephone call received by concerned<br />

community patient who whilst googling<br />

the name of their new Care Co-ordinator<br />

found an online document which included<br />

patient confidential information<br />

pertaining to a young person's CPA review<br />

on Riverside.<br />

Advised communications team of this<br />

document available online to support its<br />

removal.<br />

Feedback<br />

from ICO<br />

No Further<br />

Action to be<br />

taken<br />

Action taken By <strong>AWP</strong><br />

<strong>AWP</strong> Senior IG Manger worked with the<br />

supplier to have the information removed<br />

and worked with them to identify the root<br />

cause and agree an action plan to prevent<br />

further occurrences.<br />

Advised CAMHS colleagues of the breach<br />

and request they speak with the affected<br />

service user.<br />

Information governance audits - team level<br />

We have introduced a more robust audit process for identifying operational information governance issues<br />

at a team level. This is in the form of a questionnaire for team managers to complete, which is then reviewed<br />

by the information governance team, with a follow on action plan being produced and agreed with the<br />

managers, where needed.<br />

Freedom of information<br />

Over the last year, the Trust has reviewed and improved its approach to Freedom of Information (FOI)<br />

requests. Despite a challenging year, staff responded well, meaning that the Trust has remained compliant<br />

with Freedom of Information targets. Results are included below:<br />

Table 22 – FOI breaches and response rate for <strong>2021</strong>-22<br />

Freedom of information<br />

breaches<br />

Month<br />

Number of<br />

breaches<br />

Month<br />

20 day response compliance<br />

Number of<br />

requests<br />

Response rate<br />

Apr-21 0 Apr-21 40 100%<br />

May-21 2 May-21 20 90%<br />

Jun-21 6 Jun-21 42 86%<br />

Jul-21 0 Jul-21 30 100%<br />

Aug-21 0 Aug-21 25 100%<br />

Sep-21 1 Sep-21 20 95%<br />

Oct-21 2 Oct-21 18 82%<br />

Nov-21 1 Nov-21 43 98%<br />

Dec-21 0 Dec-21 27 100%<br />

Jan-22 3 Jan-22 29 90%<br />

Feb-22 0 Feb-22 34 100%<br />

Mar-22 0 Mar-22 24 100%<br />

73


Subject Access Requests (SAR)<br />

The Trust has seen Subject Access Requests become more complex in nature, especially during the COVID-<br />

19 pandemic and therefore, this involves a lot more communication with clinicians, requesting parties and<br />

others who will be involved with scrutiny and disclosure. This includes liaising with clinical staff in making<br />

sure they are working through the SAR process and also feel comfortable that they have considered<br />

reasons for disclosure and non-disclosure and therefore have an auditable trail to reflect this.<br />

24. Feedback from our stakeholders<br />

Response to the 2020-21 stakeholder feedback<br />

Following the publication of last year’s <strong>Quality</strong> <strong>Account</strong>, our stakeholder groups made some helpful<br />

comments:<br />

Bath and North East Somerset Council<br />

<br />

We would like to hear more about the suicide prevention strategy work.<br />

Healthwatch Wiltshire<br />

Welcomes the glossary of terms, however acronyms are used quite heavily throughout the<br />

document and it would be useful for these to be written out in full.<br />

We note that the Trust was identified as an outlier with alarm status for standard 6 – service user<br />

receives a physical health review annually and would be interested to learn more about the actions<br />

being taken to remedy this.<br />

Community mental health survey - we noticed that the feedback category, even though comparable<br />

with other trusts seemed to have a low score compared to the other categories. We wonder what<br />

this category entailed, if the low score was impacted by COVID-19 and any plans to address this. We<br />

also note the areas that have been identified for improvement and would be keen to hear more<br />

about plans put in place.<br />

Wiltshire Council<br />

Would like locality specific information.<br />

Would like a more detailed response plan around the level of bullying / staff harassment concerns.<br />

As the country continues to progress along its road map out of the pandemic, the committee is<br />

particularly interested in understanding the plans in place for <strong>AWP</strong> as it moves from a ‘response’<br />

mode to one of ‘recovery’.<br />

Bristol, North Somerset and South Gloucestershire CCG<br />

The commissioners would like to see further information regarding the projects related to<br />

improving the quality of care planning and expect that this will include developments in risk<br />

assessment and risk management approaches.<br />

Commissioners expect that the Trust will continue to be involved in the wider system working to<br />

develop their response to the Patient Safety Incident Response Framework, which is expected to<br />

come into place in mid <strong>2022</strong>.<br />

74


The commissioners would welcome additional information with regards to the positive impact and<br />

outcomes that are being achieved through the research and development work streams.<br />

The commissioners would like to see the outcomes of service user engagements and how they have<br />

led to any changes for services users.<br />

We welcome this feedback from our stakeholders and can report:<br />

<br />

<br />

<br />

<br />

We have used the services of our communications team in order to improve the readability of the<br />

document.<br />

We have provided greater detail on:<br />

o Suicide prevention<br />

o NHS staff survey<br />

o Physical health<br />

o Patient Safety Incident Response Framework<br />

Community mental health survey – the ‘feedback’ category has been identified as an area for<br />

improvement for <strong>2022</strong>-23 and we are currently developing improvement plans.<br />

We recognise the desire for localised information and are somewhat constrained in including such<br />

in-depth detail in an already lengthy report, particularly as we do not wish to compromise<br />

readability. Our commitment is to work with our local stakeholders to provide the details that they<br />

need in other ways.<br />

<strong>2021</strong>-22 feedback received from our stakeholders<br />

To be developed once feedback has been received – deadline for feedback from stakeholder groups is<br />

01/06/22.<br />

25. Statement of Directors’ responsibilities<br />

To be included, following Trust Board<br />

75

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!