AWP Quality Account 2021-2022
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<strong>Quality</strong> <strong>Account</strong><br />
<strong>2021</strong> – <strong>2022</strong><br />
1
Contents<br />
1. Glossary of terms ...................................................................................................................................... 3<br />
2. <strong>Quality</strong> <strong>Account</strong> statement ...................................................................................................................... 5<br />
3. About our Trust ........................................................................................................................................ 7<br />
4. About the <strong>Quality</strong> <strong>Account</strong> ....................................................................................................................... 8<br />
5. Our approach to quality ........................................................................................................................... 9<br />
6. <strong>Quality</strong> priorities ..................................................................................................................................... 13<br />
7. Statement of assurance .......................................................................................................................... 20<br />
8. Clinical audit ........................................................................................................................................... 21<br />
9. Research ................................................................................................................................................. 26<br />
10. Patient safety .......................................................................................................................................... 29<br />
11. Learning from deaths and duty of candour............................................................................................ 34<br />
12. Confidential enquiries ............................................................................................................................ 38<br />
13. Safeguarding ........................................................................................................................................... 49<br />
14. Patient Advice and Liaison Service (PALS).............................................................................................. 53<br />
15. Patient experience .................................................................................................................................. 54<br />
16. Service user and carer involvement ....................................................................................................... 57<br />
17. Peer support and lived experience ......................................................................................................... 58<br />
18. Commissioning for <strong>Quality</strong> and Innovation (CQUIN) ............................................................................. 59<br />
19. Care <strong>Quality</strong> Commission (CQC) ............................................................................................................. 59<br />
20. <strong>Quality</strong> of data ........................................................................................................................................ 62<br />
21. NHS staff survey ..................................................................................................................................... 63<br />
22. Freedom to speak up .............................................................................................................................. 68<br />
23. Data security ........................................................................................................................................... 72<br />
24. Feedback from our stakeholders ............................................................................................................ 74<br />
25. Statement of Directors’ responsibilities ................................................................................................. 75<br />
2
1. Glossary of terms<br />
ADHD<br />
AMHE<br />
<strong>AWP</strong><br />
BaNES<br />
BHP<br />
BILD<br />
BNSSG<br />
BSW<br />
CAMHS<br />
CBT<br />
CCG<br />
CLOG<br />
CMHF<br />
CMHT<br />
CPA<br />
CPCF<br />
CQC<br />
CPD<br />
CQUIN<br />
DEST<br />
DHSC<br />
DMS<br />
DPAR<br />
DSP<br />
ECG<br />
ePMA<br />
FFT<br />
FOI<br />
FTSU<br />
FTSUG<br />
GMC<br />
GP<br />
HCAI<br />
HEE<br />
HQIP<br />
HR<br />
ICO<br />
ICS<br />
IGMS<br />
IHI<br />
IMI<br />
IPC<br />
IQ<br />
KUF<br />
LeDeR<br />
LD<br />
MARAC<br />
MDT<br />
Attention Deficit Hyperactivity Disorder<br />
Advance in Mental Health Equalities<br />
Avon and Wiltshire Mental Health Partnership NHS Trust<br />
Bath and North East Somerset<br />
Bristol Health Partners<br />
British Institute of Learning Disabilities<br />
Bristol, North Somerset and South Gloucestershire<br />
BaNES, Swindon and Wiltshire<br />
Children and Adolescent Mental Health Service<br />
Cognitive Behavioural Therapy<br />
Clinical Commissioning Group<br />
Clinical Leadership Oversight Group<br />
Community Mental Health Framework<br />
Community Mental Health Team<br />
Care Programme Approach<br />
Community Pharmacy Contractual Framework<br />
Care <strong>Quality</strong> Commission<br />
Continuing Professional Development<br />
Commissioning for <strong>Quality</strong> and Innovation<br />
Dementia Enhanced Support Team<br />
Department of Health and Social Care<br />
Discharge Medicines Service<br />
Drug Prescription and Administration Record<br />
NHS Digital’s Data Security and Protection Toolkit<br />
Electrocardiogram<br />
Electronic Prescribing and Medicines Administration<br />
Friends and Family Test<br />
Freedom of Information<br />
Freedom to Speak Up<br />
Freedom to Speak Up Guardian<br />
General Medical Council<br />
General Practitioner<br />
Healthcare Associated Infections<br />
Health Education England<br />
Healthcare <strong>Quality</strong> Improvement Partnership<br />
Human Resources<br />
Information Commissioner’s Office<br />
Integrated Care System<br />
Information Governance Management System<br />
Institute for Healthcare Improvement<br />
Intramuscular Injection<br />
Infection Prevention and Control<br />
Information for <strong>Quality</strong><br />
Knowledge and Understanding Framework<br />
Learning from Lives and Deaths – People with a Learning Disability and Autistic People<br />
Learning Disabilities<br />
Multi-Agency Risk Assessment Conference<br />
Multi Disciplinary Team<br />
3
MHA<br />
MHSIP<br />
MLE<br />
MSO<br />
MUST<br />
NCAPOP<br />
NCISH<br />
NEWS<br />
NHSE/I<br />
NIHR<br />
NRLS<br />
NSPS<br />
OACN<br />
OPMH<br />
PALS<br />
PBPS<br />
PICU<br />
POMH<br />
PSII<br />
PSIRF<br />
PSIRP<br />
QI<br />
RCPsych<br />
RiO<br />
RRP<br />
RTS<br />
SBAR<br />
SCM<br />
SEMHC<br />
SMART<br />
SOI<br />
SPC<br />
SPOC<br />
SSC<br />
SUI<br />
VTE<br />
WEAHSC<br />
WECRN<br />
WTE<br />
ZSA<br />
Mental Health Act<br />
Mental Health Safety Improvement Programme<br />
<strong>AWP</strong>’s internal learning platform<br />
Medicines Safety Officer<br />
Malnutrition Universal Screening Tool<br />
National Clinical Audit Patient Outcome Programme<br />
National Confidential Inquiry into Suicide and Safety in Mental Health<br />
National Early Warning Score<br />
NHS England and Improvement<br />
National Institute for Health Research<br />
National Reporting and Learning Service<br />
National Suicide Prevention Strategy<br />
Older Adults Clinical Network<br />
Older People Mental Health<br />
Patient Advice and Liaison Service<br />
Professional Behaviours and Patient Safety<br />
Psychiatric Intensive Care Unit<br />
Prescribing Observatory for Mental Health<br />
Patient Safety Incident Investigations<br />
Patient Safety Incident Response Framework<br />
Patient Safety Incident Response Plan<br />
<strong>Quality</strong> Improvement<br />
Royal College of Psychiatrists<br />
<strong>AWP</strong>’s Clinical Record System<br />
Reducing Restrictive Practice<br />
Real Time Surveillance<br />
Situation, Background, Assessment and Recommendation<br />
Structured Clinical Management<br />
South of England Mental Health Collaborative<br />
Specific, Measurable Achievable, Realistic and Timely<br />
Science of Improvement<br />
Statistical Process Control<br />
Single Point of Contact<br />
Specialised, Secure and CAMHS<br />
Serious Untoward Incident<br />
Venous Thromboembolism<br />
West of England Academic Health Science Network<br />
West of England Clinical Research Network<br />
Whole Time Equivalent<br />
Zero Suicide Alliance<br />
4
2. <strong>Quality</strong> <strong>Account</strong> statement<br />
On behalf of the Trust Board, I am pleased to present our 12th annual <strong>Quality</strong> <strong>Account</strong> for Avon and<br />
Wiltshire Mental Health Partnership NHS Trust (<strong>AWP</strong>). This provides us with the opportunity to reflect on<br />
the key successes and achievements that have happened over the past twelve months, as well as allowing<br />
us to identify areas that we want to improve further via our quality priorities for <strong>2022</strong>-23.<br />
<strong>2021</strong>-22 has again presented challenges as we have continued our response to the COVID-19 pandemic,<br />
prioritising keeping our service users and staff safe. Our Infection Prevention Control (IPC) team have again<br />
worked hard with operational colleagues to develop COVID-19 procedures that maintain safety and reduce<br />
infection, protecting the vulnerable and maintaining services through vaccination planning. During the final<br />
stages of the financial year, we have also turned our head towards the future whilst living safely with<br />
COVID-19.<br />
Notwithstanding these challenges, I am delighted that we managed to make further progress on our<br />
quality and safety objectives.<br />
As a Trust, we have continued to build upon the clinical priorities set for <strong>2021</strong>-22 and worked hard to plan<br />
our priorities for <strong>2022</strong>-23. These priorities include a focus on our Patient Safety Incident Response Plan<br />
(PSIRP), our emerging clinical pathway, as well as ensuring regulatory compliance. While we reflect that<br />
this work is ambitious, we feel that it will lead to improved quality of service for our service users, as it<br />
supports workforce transformation and new training opportunities for staff.<br />
I would like to take this opportunity to thank all the <strong>AWP</strong> staff who have worked tirelessly every day to<br />
care for our service users with the additional pressures of the COVID-19 pandemic, as well as our system<br />
colleagues for their partnership support. These combined efforts continue to improve the lives of our<br />
service users and the communities that we support. Without them, it would not be possible.<br />
The aim of this report is to provide you with a clear picture of our intentions to continue to deliver high<br />
quality work and create sustainable services for the coming year.<br />
Professor Adrian Childs<br />
Director of Nursing and <strong>Quality</strong><br />
5
Statement on quality from the Chair and Chief Executive<br />
We are delighted to welcome you to this <strong>Quality</strong> <strong>Account</strong> for Avon and Wiltshire Mental Health<br />
Partnership NHS Trust. The report covers the period 1 April <strong>2021</strong> to 31 March <strong>2022</strong>.<br />
Our aim is to be recognised as ‘outstanding <strong>AWP</strong>’, provider of specialist mental health and learning<br />
disability services. We are committed to providing outstanding care, through outstanding people, ensuring<br />
our services are sustainable and delivered in partnership.<br />
This report provides an overview of the Trust’s key achievements and successes during the year, as well as<br />
celebrating the dedication and commitment of our staff to provide outstanding, safe and caring services<br />
for our patients, service users, carers and volunteers.<br />
The Care <strong>Quality</strong> Commission (CQC) inspected our services in <strong>2021</strong> and we were please with the<br />
subsequent report improved our rating of the ‘well-led’ domain to ‘good’, whilst retaining ‘requires<br />
improvement’ overall for the Trust. We also heard from the CQC that our staff increasingly felt respected,<br />
supported and valued and that Board members demonstrated a real understanding of the issues that we<br />
face.<br />
The Trust has continued to work on our clinical priorities, as set last year and will build upon this work in<br />
<strong>2022</strong>-23, including the development of our clinical strategy, which will include defined care pathways,<br />
building on our work in our Dementia network and Personality Disorder services.<br />
We would like to express our thanks to our wonderful staff and volunteers for their continued hard work<br />
and dedication; everything they do is aimed at delivering and improving care for people with Serious<br />
Mental Illness and Learning Disabilities and everything that we accomplish is because of our staff.<br />
We commend our <strong>Quality</strong> <strong>Account</strong> to you and ask that you continue with us on our journey to become<br />
‘outstanding <strong>AWP</strong>’.<br />
Charlotte Hitchings<br />
Dominic Hardisty<br />
6
3. About our Trust<br />
Avon and Wiltshire Mental Health Partnership NHS Trust (<strong>AWP</strong> / the Trust) primarily provides community<br />
and inpatient mental health services for the people of Bristol, North Somerset, South Gloucestershire<br />
(BNSSG) and Bath and North East Somerset (BaNES), Swindon and Wiltshire (BSW). <strong>AWP</strong> also provides<br />
some specialist services both within and outside of these geographical locations, as part of our Specialised,<br />
Secure and Child and Adolescents Mental Health (CAMHS) division (SSC).<br />
BNSSG and BSW align themselves with the two Strategic and Transformation Partnerships (STPs’) soon to<br />
become Integrated Care Systems (ICS), where our work continues in contributing to and working within the<br />
NHS Long Term Plan and Community Mental Health Framework (CMHF). The CMHF is the guide that<br />
underpins how we are trying to work towards transforming our community mental health services across<br />
England. The framework describes how the NHS Long Term Plan’s vision for a place based community<br />
mental health model can be realised, and how community services should modernise to offer wholeperson,<br />
whole population health approaches, aligned with the new Primary Care Networks (PCNs’).<br />
Through our dedicated CAMHS, adult and later life services, we provide assessment and intervention for<br />
individuals of all ages, who require community and inpatient treatment for a wide range of conditions,<br />
such as:<br />
Severe anxiety<br />
Severe depression<br />
Schizophrenia<br />
Psychosis<br />
Obsessive Compulsive Disorder<br />
Emotionally Unstable Personality Disorder<br />
Dementia<br />
Phobias<br />
Learning Disabilities<br />
A focus for our work remains that of treating people in or as near to their home as possible. <strong>AWP</strong> is a key<br />
partner in the South West Provider Collaborative, a partnership of mental health providers across the<br />
South West aiming to reduce reliance on out of area specialist services and enables more people to be<br />
looked after closer to their homes and communities. We are continuing to expand on this response via<br />
joint planning with the PCN’s and contributions to the implementation of the NHS Long Term Plan.<br />
When an inpatient stay is required, our focus is on keeping our service users in hospital for the shortest<br />
period of time possible, making sure that we provide timely and effective assessment and treatment so<br />
that they can return home and continue their recovery with the support of their families, carers and our<br />
community teams.<br />
Our specialist provision<br />
In addition to our core services, we also provide specialist care and treatment for individuals with more<br />
specific needs, including:<br />
Drug and alcohol services, which support individuals with drug or alcohol dependency and who may<br />
require inpatient detoxification and treatment or community based care. This service is often<br />
delivered in partnership with third sector colleagues.<br />
7
Perinatal services for women who have mental health needs arising from pregnancy and childbirth.<br />
This service is provided both in the community and in our specialist inpatient Mother and Baby<br />
Unit.<br />
Eating disorders services for individuals who may require specialist inpatient or community based<br />
treatment.<br />
<br />
Medium and low secure inpatient services for individuals who have mental health disorders or<br />
neurodevelopmental disorders who pose or who have posed significant risks to others, and where<br />
that risk is usually related to their mental disorder. This includes a specialist community forensic<br />
team to support a discharge into the community with a reduced hospital length of stay.<br />
Prison services for those with mental health, drug and alcohol and neurodevelopmental disorders.<br />
<br />
Specialist services for individuals with autistic spectrum conditions and adult Attention Deficit<br />
Hyperactivity Disorder (ADHD).<br />
Specialist services for individuals who are deaf and have mental health needs.<br />
Veterans mental health services for Armed Forces personnel who have been or who are about to be<br />
discharged from service and who have a mental health need.<br />
<br />
Asylum Seeker and Refugee service to support those with their mental health needs and / or<br />
trauma.<br />
Improving Access to Psychological Talking Therapies (IAPT) services for individuals within BSW.<br />
4. About the <strong>Quality</strong> <strong>Account</strong><br />
All NHS Trusts are required to produce an annual <strong>Quality</strong> <strong>Account</strong>, to provide information on the quality of<br />
our services to service users and the public.<br />
Within this account, a narrative has been provided to reflect the statutory requirements of the account but<br />
also information about our priorities for improvement, agreed in partnership with our senior leadership<br />
team, expert clinicians, service users and carers. This is a partnership agreement, to which we are very<br />
committed.<br />
This report aims to give a true and fair representation of the quality of our services, including information<br />
that is meaningful, relevant and understandable. We hope that the information is useful and demonstrates<br />
our commitment and intention to providing high quality and safe services, which is the Trust’s highest<br />
priority and at the heart of everything we do.<br />
External assurance<br />
A draft version of this <strong>Quality</strong> <strong>Account</strong> is circulated for comment, in line with the statutory requirements to<br />
the following stakeholder groups:<br />
BNSSG and BSW Clinical Commissioning Groups (CCGs).<br />
Six Local Authority Health Overview and Scrutiny Committees (HOSCs).<br />
Six Local Healthwatch Groups.<br />
A final version of this report will be sent to all our stakeholders, should they wish to reference it at a later<br />
date.<br />
8
Further information<br />
We would value your feedback on this document so we can improve next year’s <strong>Quality</strong> <strong>Account</strong>. If you<br />
have any comments, would like more information, require a hard copy of this document, or have any<br />
questions, please contact us using the details below:<br />
By email: awp.communications@nhs.net<br />
By telephone: 01225 362995<br />
5. Our approach to quality<br />
Throughout <strong>2021</strong>-22, we have continued our response to the COVID-19 pandemic, prioritising keeping our<br />
service users and staff safe. We were also able to continue progressing our quality agenda, working<br />
towards the Director of Nursing and Chief Executive’s commitment for providing outstanding care, through<br />
outstanding people, ensuring our services are sustainable and delivered in partnership.<br />
We remain committed to managing risks and promoting safety, thus providing an environment for learning<br />
and improvement, utilising a <strong>Quality</strong> Improvement (QI) approach, where applicable. Co-producing quality<br />
improvements with service users and carers is our ambition and we are well supported by our Experts by<br />
Experience in this regard.<br />
<strong>Quality</strong> assurance<br />
The Trust continues to monitor the quality of its services through a number of mechanisms, including:<br />
<br />
<br />
<br />
<br />
Information for <strong>Quality</strong> (IQ)<br />
ReportZone (our internal performance reporting / management system)<br />
Ulysses (our incident and risk management system)<br />
National benchmarking information<br />
These systems align with the five CQC domains, including national and local CCG indicators for standards of<br />
care. These systems allow us to report data from ‘floor to Board’ and enable teams to monitor their activity<br />
against standards, and provides early notification of successes, as well as where standards are not being<br />
fully achieved. In order to understand the impact on quality where performance is below target, it is<br />
helpful to see the trends in level of compliance so that we can target improvement action.<br />
An overhaul of our clinical governance arrangements was introduced in 2020, through the work of the<br />
<strong>Quality</strong> Advisor to the Trust Board. This instilled a new governance framework, centred around the five<br />
CQC domains, designed to strengthen reporting arrangements and the provision of the assurance to Trust<br />
Board. For <strong>2022</strong>-23, the Trust will strengthen the connectivity between localities, divisions and the Trusts<br />
reporting processes to further improve the ‘floor to Board’ governance thread.<br />
Alongside these improvements, we have also invested significantly in our infrastructure for quality and<br />
safety work, notably capacity building in specialist areas, such as health and safety, patient safety and<br />
significant progress in our Patient Safety Incident Response Plan (PSIRP).<br />
9
<strong>Quality</strong> improvement<br />
A large proportion of our local QI projects that started prior to the COVID-19 pandemic remained paused<br />
during <strong>2021</strong>-22, due to continued acuity and clinical focus for many teams. Work to support teams to<br />
resume these commenced in the summer of <strong>2021</strong>, but progress has been slow. However, there are a<br />
number of existing Trust-wide development plans for <strong>2021</strong>-22, that have progressed our ambition of<br />
continuous improvement. The following elements were achieved:<br />
Specific ward based QI programmes<br />
A substantial QI programme on our later life ward in North Somerset (Dune Ward) continued in <strong>2021</strong>. The<br />
successes of this programme were presented at a Trust-wide Older Adults Clinical Network (OACN) to help<br />
share the learning and tools used in that programme to support others. In summer of <strong>2021</strong>, we rolled out<br />
the Dune improvement programme to a BaNES inpatient ward (Sycamore), tailoring it to their specific<br />
identified needs. This work continues to date, with QI teaching sessions being delivered in April <strong>2022</strong> to the<br />
wards senior nursing staff.<br />
Mental Health Safety Improvement Programme (MHSIP)<br />
In <strong>2021</strong>, <strong>AWP</strong> signed up to the MHSIP, working alongside the South of England Mental Health Collaborative<br />
(SEMHC), and the West of England Academic Health Science Network (WEAHSN). The three-year MHSIP<br />
involves the following elements of focus:<br />
Reducing Restrictive Practice (RRP)<br />
Sexual safety<br />
Suicide prevention<br />
However, the focus to date has been RRP and this will continue in <strong>2022</strong>-23 due to the impact of COVID-19<br />
on this national programme. Three <strong>AWP</strong> wards in Secure Services have signed up to be part of this<br />
programme, however, learning will be shared across the Trust via the RRP Trust-wide group. The three<br />
identified wards attend the monthly collaborative QI coaching sessions and quarterly SEMHC full day<br />
events. In addition, our internal QI team, supported by the Trust’s RRP lead, has delivered two half-day<br />
introduction to QI training sessions to the three identified wards.<br />
Care planning and risk assessment improvement programme<br />
The Care Planning and Risk Operational Group, led by our Deputy Director of Nursing continues to utilise QI<br />
methodologies to support continuous improvement in this area. This improvement programme has utilised<br />
QI tools to understand the issues, interrogate existing data, consult with our staff via a Trust-wide survey<br />
and use Statistical Process Control Charts (SPC) to monitor progress.<br />
Learning disabilities improvement programme<br />
The Learning Disabilities Improvement Group was set up in July <strong>2021</strong>, it met just six times in total during<br />
<strong>2021</strong>-22, but has achieved a lot to date. An intensive piece of work to benchmark our services via the<br />
national Learning Disabilities (LD) benchmark tool was carried out in January - March <strong>2022</strong>, a total of 135<br />
data items / questions were completed and submitted. To gain stakeholder engagement from our teams<br />
and have an understanding of current practice and developmental needs the national LD green light toolkit<br />
audit was also completed and is currently being analysed. This will help support the development of a<br />
detailed LD improvement plan.<br />
10
Royal College of Psychiatrists (RCPsych) Advance in Mental Health Equalities (AMHE) programme<br />
In July <strong>2021</strong>, <strong>AWP</strong> signed up to the Advance in Mental Health Equalities (AMHE) programme, led by the<br />
RCPsych. Internally, this is led by our Deputy Medical Director and supported by national QI coaches and<br />
the internal <strong>AWP</strong> QI team. Significant progress has been made on this QI programme to date, with great<br />
engagement from many disciplines and leads, this programme will continue over <strong>2022</strong>-23.<br />
QI training<br />
A QI training programme was developed in July 2020, but paused in December 2020 due to the COVID-19<br />
pandemic, this however, was re-instated in April <strong>2021</strong>. The programme was developed to provide Senior<br />
Clinicians with in-depth QI training to enable them to undertake their role as CQC Domain Leads. The<br />
structure and content of the course used the dosing approach, as detailed in the NHS England and<br />
Improvement (NHSE/I) and Institute for Healthcare Improvement (IHI) (2017), building capacity and<br />
capability for improvement.<br />
Within the constraint of having to deliver the training online due to COVID-19 restrictions, the NHSE/I<br />
dosing table was adapted. External resources were scoped and mapped against the dosing matrix to create<br />
a comprehensive course that covered the key areas of Science of Improvement (SOI), learning and for<br />
leading QI. This was split into modules and added onto our internal learning platform (MLE) for ease of<br />
access by all CQC Domain Leads.<br />
Using such external resources also helped introduce the CQC Domain Leads to a greater range of QI<br />
resources and organisations. The eight-module programme of learning was set out across a twelve-week<br />
period, supported by the QI team from April to July <strong>2021</strong>. More recently, the modules on the internal<br />
learning platform have been opened up and offered to anyone wanting to learn QI skills.<br />
In addition, ad hoc QI training has been provided to individuals registering projects with the QI team, and a<br />
20 minute featured slot on every Junior Doctor induction during <strong>2021</strong>-22, as an introduction to QI and the<br />
QI team. In August <strong>2021</strong>, the QI team delivered a half-day training session for 10 core Psychiatric Trainee<br />
Doctors on leadership in QI, which proved successful and gratefully received to support their development<br />
of QI as they embark on more senior medical roles.<br />
Clinical Leadership Oversight Group (CLOG)<br />
Readers will appreciate that the evolving and ever changing nature of the COVID-19 pandemic in <strong>2021</strong>-22<br />
meant that we often had to adapt our services and our ways of working at pace. To ensure that we did this<br />
safely and considered the quality impact from a safety, effectiveness, and experience perspective, as well<br />
as being mindful of any legal, equality or information governance challenges, we established the Clinical<br />
Leadership Oversight Group (CLOG).<br />
For much of the pandemic response, the CLOG met daily at midday to review and authorise any clinical,<br />
operational, policy, practice or procedural changes. The membership of the CLOG included clinical leaders<br />
across the organisation from all different professions, as well as subject matter experts. The meeting was<br />
chaired by either our Director of Nursing and <strong>Quality</strong> or our Medical Director. Service changes that we<br />
made were subject to an evaluation that helped determine whether the change should be short term or<br />
adopted as our new business as usual.<br />
Examples of key changes we introduced are as follows:<br />
COVID-19 staff screen tool and risk Assessment 24/7 - the purpose of this project was to follow the<br />
national instruction for each mental health organisation to establish a ‘crisis line’ in order to field<br />
11
calls from known service users / carers and the general public relating to mental health. The<br />
aspiration was that an established 24/7 response service would alleviate pressure on primary care<br />
and emergency services. The requirement to establish such a facility aligned with <strong>AWP</strong>’s own<br />
response plans to deal with the service pressures already being felt and further anticipated due to<br />
COVID-19.<br />
Facilities management - the pandemic brought with it much reported challenges with supplies of<br />
Personal Protective Equipment (PPE) for staff, as well as requiring further enhanced cleaning<br />
regimes for all of our clinical environments. This presented a significant challenge to the Trust and<br />
required creative ways of working to ensure supplies (sometimes scarce) were targeted to priority<br />
areas. As the supply challenges were addressed, we started to work on agreeing a sustainable<br />
model for facilities management, now that we are operating within a ‘new normal’.<br />
Community surge planning - throughout the pandemic, we tried to minimize the closure of services<br />
and tried to keep as many services running as possible within the government guidelines. The<br />
effects of lockdown were predicted to increase demand on mental health services, so as part of our<br />
response, we undertook detailed planning work to identify where surges in demand for services<br />
may occur and agreeing what risk management actions we would take if the demand was realised.<br />
Infection prevention and control<br />
We have a duty of care to ensure that our patients do not get any avoidable Healthcare Associated<br />
Infections (HCAIs) while in our services. Robust systems, quarterly and annual audits, and actions are in<br />
place to ensure that avoidable HCAIs within the Trust are kept to a minimum by undertaking the following<br />
audits and actions:<br />
IPC annual audit, based on the Essential Steps Audit Tool – the IPC team liaises with the link<br />
practitioners / ward managers to audit clinical practice and provide assurance against the<br />
fundamental principles of infection control. For example, hand hygiene, safe disposal of sharps and<br />
appropriate use of personal protective equipment.<br />
Antimicrobial auditing and stewardship monitoring.<br />
Alert organism surveillance – reported by all inpatient wards using a surveillance tool, which is<br />
available on our intranet ‘Ourspace’.<br />
Outbreak management investigation.<br />
All IPC polices are reviewed and updated accordingly with best practice and national guidelines.<br />
Two yearly mandatory IPC training programme for all staff.<br />
Monthly IPC link practitioner meetings are held across all divisions. The aim of these meetings and<br />
roles is to encourage best IPC practice locally across <strong>AWP</strong>.<br />
Response to the global COVID-19 pandemic – <strong>2021</strong>-22<br />
The IPC team continued to play a pivotal role in the Trust’s response to the COVID-19 pandemic. The IPC<br />
team kept abreast of changes to national IPC guidance and implemented changes, when appropriate.<br />
Key actions and achievements during <strong>2021</strong>-22<br />
Expert IPC advice to support the Trust’s response to the surge in outbreaks during the<br />
Omicron wave.<br />
IPC inputs in admission pathways.<br />
Hand hygiene and PPE audits.<br />
12
COVID-19 Assurance framework – self-audits completed by all inpatient wards.<br />
Outbreak management masterclass delivered by the Head of IPC.<br />
COVID-19 and seasonal flu training added to our internal learning platform (MLE).<br />
Prompt action on any outbreaks reported as per our outbreak management plan.<br />
COVID-19 vaccinations for service users.<br />
<br />
As part of our flu campaign, we introduced the ‘vaccination track’ system to help us manage<br />
our online booking system for flu clinics, which resulted in a 60% uptake.<br />
Transition from clinical waste to tiger waste for non-infectious PPE.<br />
6. <strong>Quality</strong> priorities<br />
As part of the <strong>Quality</strong> <strong>Account</strong> each year, we set out our quality priorities for the year ahead. The priorities<br />
for <strong>2022</strong>-23 include a focus on:<br />
The NHS Patient Safety Strategy, which encompasses the Patient Safety Incident Response Plan<br />
Our emerging clinical care pathways<br />
Delivering CQC regulatory compliance<br />
Our quality priorities for <strong>2022</strong>-23<br />
Figure 1 – our quality priorities for <strong>2022</strong>-23<br />
13
Our success last year - priority 1 – care pathways<br />
Table 1 – priority 1 – care pathways <strong>2021</strong>-22 update<br />
Improvement<br />
project<br />
Dementia<br />
Success measures<br />
Agreed pathway in<br />
place across the Trust<br />
Underpinned by agreed<br />
strategy<br />
Clear clinical leadership<br />
in place<br />
Evidence outcome<br />
measures in place<br />
<strong>2021</strong>-22 update<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
Community Mental Health Framework (CMHF) older<br />
peoples workstream established since September<br />
<strong>2021</strong>, with key partners across BSW. Workstream<br />
agenda ensures integration with the BSW ageing well<br />
programme and the BSW dementia diagnosis rate<br />
working group.<br />
Dementia Enhanced Support Team (DEST) pilot in<br />
Swindon continues with good outcomes, this also<br />
forms part of the CMHF workstream.<br />
Older Adult Matron in place during COVID-19.<br />
Recurrently funded through MHIS in 21-22 – will be<br />
recruited as an Advanced Practitioner role in 22-23,<br />
with a focus on clinical and quality improvement.<br />
BSW band 8b Clinical Lead for community Older<br />
People Mental Health (OPMH) recruited in March<br />
<strong>2022</strong> and will chair / lead the CMHF workstream<br />
group<br />
Recruitment of a full-time BNSSG band 8c Clinical<br />
Lead for OPMH is underway. The post holder will<br />
take a leadership role across the complex BNSSG<br />
system, focusing their clinical leadership skills on the<br />
community and Aging Well pathways and ensuring<br />
that the provision of Older Adult services is a<br />
fundamental work-stream within the CMHF.<br />
Older Adults Clinical Network (OACN) established<br />
with membership from all <strong>AWP</strong> localities, community<br />
and inpatients services and all professional<br />
disciplines. The network covers all OPMH (including<br />
dementia) and has a key focus on QI and sharing best<br />
practice and reports directly into the ‘effective<br />
subgroup’. The clinical network is used in an advisory<br />
capacity, drawing on expertise from senior clinicians<br />
to critique policies or QI initiatives, which will impact<br />
on later life service users.<br />
Workshops have taken place, which were very well<br />
attended. Suggested improvements to dementia<br />
care pathway compiled.<br />
14
Learning Disability<br />
Agreed pathway in<br />
place across the Trust<br />
Underpinned by agreed<br />
strategy<br />
Clear Clinical<br />
Leadership in place<br />
Evidence outcome<br />
measures in place<br />
<br />
<br />
<br />
Greenlight toolkit audit completed, findings currently<br />
under review. Report to be completed and<br />
triangulated with the NHSI Learning Disability<br />
benchmark action plan (submitted March <strong>2022</strong>) and<br />
the Trust’s Neurodevelopmental strategy (when<br />
finalised). This will enable key priorities to be<br />
planned for and actions in situ and attached to the<br />
Learning Disability improvement group outcomes.<br />
Clinical network established, led within Specialised<br />
Services.<br />
Learning Disability Consultant Nurse substantive post<br />
created from the initial secondment status (July <strong>2021</strong><br />
to date). This is a new post for the Trust and will<br />
support the collaborative Trust-wide delivery of<br />
mental health for people with a Learning Disability<br />
vision across the Trust (linked to strategy). This post<br />
provides a key clinical contact role for both staff and<br />
patients and highlighting the profile of care and<br />
treatment within <strong>AWP</strong> as an acute mental health<br />
Trust.<br />
Learning Disability awareness training availability –<br />
ongoing work continues with support from our<br />
learning and development team, including interim<br />
solutions until known plans are in place regarding<br />
the roll out of the proposed nationwide plan of the<br />
provision of mandatory Learning Disability / Autism<br />
awareness training for all health and social Care staff<br />
- ‘the Oliver McGowan training’<br />
<br />
<br />
<br />
LeDeR (Learning from Lives and Deaths – People with<br />
a Learning Disability and Autistic People) – improved<br />
governance in place via Serious Untoward Incidents<br />
(SUI) and is a standing agenda item at the monthly<br />
mortality review meetings. Embedded working and<br />
improved liaison with BNSSG / BSW key LeDeR<br />
contacts and representation / active involvement in<br />
LeDeR governance meetings.<br />
Reasonable adjustments digital flag pilot – BNSSG<br />
CCG are an early implementer. <strong>AWP</strong> are working<br />
with BNSSG CCG to contribute to the success of this<br />
pilot project, which will have a nationwide impetus<br />
when rolled out nationally. People with a Learning<br />
Disability will be flagged via the national spine and<br />
this will support with the provision of reasonable<br />
adjustments needed for individuals.<br />
Physical health agenda for people with Learning<br />
Disabilities – to be embedded within the Trust’s<br />
physical health policy<br />
15
Personality<br />
Disorder<br />
Psychosis<br />
Agreed pathway in<br />
place across the Trust<br />
Underpinned by agreed<br />
strategy<br />
Clear Clinical<br />
Leadership in place<br />
Evidence outcome<br />
measures in place<br />
Agreed pathway in<br />
place across the Trust<br />
Underpinned by agreed<br />
strategy<br />
Clear Clinical<br />
Leadership in place<br />
Evidence outcome<br />
measures in place<br />
<br />
Working group has met to develop the pathway and<br />
strategy (series of workshops in autumn <strong>2021</strong>).<br />
Core Community Mental Health Team (CMHT) /<br />
recovery model of SCM (Structured Clinical<br />
Management) pathway is being operationalised<br />
across the Trust.<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
The CMHF year two funding to support the<br />
development of a managed clinical network and<br />
Knowledge and Understanding Framework (KUF) roll<br />
out in BSW (1 band 7 Expert by Experience, 1 band 6<br />
Training Lead, 1 band 8a Supervision and Reflective<br />
Practice Lead). Managed clinical network / team also<br />
being developed by the CMHF workstream in BNSSG.<br />
Funding secured for an Early Intervention Service in<br />
BSW (1 band 8a and 4 band 7s). BNSSG division is<br />
also prioritising early interventions, as part of the<br />
CMHF funding for year two.<br />
A Psychosis care package has been agreed by the<br />
Trust and training has begun. Over 100 staff have<br />
been trained in the Health Education England (HEE)<br />
‘understanding Psychosis and Bipolar’ training and<br />
over 40 trained in Cognitive Behavioural Therapy<br />
(CBT) informed interventions for Psychosis.<br />
Early reports of implementation of these CBT<br />
informed interventions for Psychosis have started to<br />
come in with positive feedback from clinicians<br />
regarding their effectiveness. Implementation has<br />
been supported with the provision of centralised<br />
clinical supervision in the short term.<br />
Strategy to train staff in interventions relating to<br />
Psychosis (e.g. family interventions and CBT<br />
informed interventions for Psychosis) over the next<br />
three years has been agreed at executive level.<br />
Wider strategy regarding Psychosis pathways<br />
remains in development – a significant piece of work<br />
was undertaken in <strong>2021</strong>-22 to ensure this strategy<br />
was coproduced with clinicians and service users<br />
across the Trust.<br />
Foundations of clinical leadership is in place – two<br />
Psychologists, specifically employed as training leads<br />
for Psychosis, have worked hard to create training<br />
materials with other clinical colleagues across the<br />
Trust to allow the implementation of Psychosis<br />
packages and pathways.<br />
Service user outcome measures for Psychosis care<br />
packages have been agreed and systems updated in<br />
order to enable the capture and evidence of these<br />
measures. Work is currently being undertaken to<br />
encourage use of these outcome measures by<br />
16
clinicians receiving CBT informed intervention<br />
training.<br />
Priority 2 – Physical Health<br />
Table 2 – priority 2 – physical health <strong>2021</strong>-22 update<br />
Improvement<br />
project<br />
Cardio metabolic<br />
care for people<br />
receiving<br />
psychotropic<br />
medication<br />
Venous<br />
Thromboembolism<br />
(VTE) - Introduce a<br />
model and audit<br />
process<br />
To agree a physical<br />
health clinical<br />
leadership model<br />
across the Trust<br />
Reducing<br />
Restrictive<br />
Practice (RRP)<br />
Success measures<br />
Clear and consistent<br />
model in place<br />
Evidence through audit<br />
of improved checks and<br />
outcomes<br />
Consistent model in<br />
place to ensure<br />
screening and VTE<br />
prevention - evidence<br />
of audit<br />
Clear physical health<br />
care leadership<br />
embedded across the<br />
Trust<br />
Evidence of a Trust<br />
wide model to support<br />
reduction in restrictive<br />
practice, using a QI<br />
approach with evidence<br />
of reduction across all<br />
Adult and Psychiatric<br />
Intensive Care Units<br />
(PICU)<br />
Reduction in prone<br />
restraint<br />
<strong>2021</strong>-22 update<br />
<br />
<br />
<br />
<br />
A programme board has been stood up to oversee<br />
quality improvements in physical health, including<br />
cardio-metabolic screening for people receiving<br />
psychotropic medication.<br />
The board has overseen work to develop a clear and<br />
consistent model of delivery for annual physical<br />
health checks for service users in the community with<br />
serious mental ill-health. Phased implementation of<br />
the model in both BSW and BNSSG will commence<br />
through <strong>2022</strong>-23.<br />
Scoping of the full requirements to support digital<br />
solutions, including changes in RiO, has commenced<br />
as part of the work overseen by the programme<br />
board. This includes e-observation implementation in<br />
inpatient settings.<br />
Physical health checks within 24 hours of admission<br />
to hospital for inpatients has improved during the<br />
year from 60% to 76%.<br />
VTE work has not been taken forward through <strong>2021</strong>-<br />
22, as the Trust has focused on other physical health<br />
priorities.<br />
<br />
<br />
<br />
The clinical leadership model to support improved<br />
physical health monitoring in community services has<br />
been agreed and will be implemented and embedded<br />
through <strong>2022</strong>-23.<br />
RRP group continues, with consistent Trust-wide<br />
representation, including Experts by Experience. The<br />
group has reviewed the Trust-wide work plan and<br />
commenced updating this to identify priorities for<br />
<strong>2022</strong>-23.<br />
The Trust submitted its application for accreditation<br />
for the Prevention and Management of Violence and<br />
Aggression Training in December <strong>2021</strong> and has now<br />
received feedback from the British Institute of<br />
Learning Disabilities (BILD) on the submission. The<br />
group will review the feedback the next steps are for<br />
17
Reduction in the use of<br />
seclusion<br />
<br />
<br />
<br />
<br />
<br />
<br />
BILD to quality assess the training on site before<br />
accreditation.<br />
The RRP group plan to undertake an audit on the<br />
impact of COVID-19 on the Safewards<br />
implementation and embedding of practice over the<br />
past 2 years, this will also include a staff and service<br />
user survey to be disseminated within quarter one of<br />
<strong>2022</strong>, with an aim to ‘establish expectations’.<br />
The Trust RRP policy has been reviewed and<br />
approved. The policy brings the Trust in line with the<br />
RRP network and BILD Standards.<br />
There has been a sustained reduction in planned<br />
prone restraint. Use of restraint overall across the<br />
Trust continues on a downward trajectory.<br />
There is a clinical review of the use of seclusion<br />
suites to ensure that they meet the required<br />
standards and are used appropriately.<br />
The Trust is also ensuring that it complies with the<br />
Use of Force Act (2018) which came into force on 31<br />
March <strong>2022</strong>.<br />
Techniques for using the purchased ‘safety pods’<br />
have now been signed off and the implementation<br />
roll out is planned for <strong>2022</strong>-23.<br />
Lateral thigh Intramuscular Injection (IMI) training –<br />
in September <strong>2021</strong>, the RRP group reviewed and<br />
revised the ‘Administration of Rapid Tranquilisation<br />
Medicines using the Thigh (Vastus Lateralis Muscle),<br />
Upper Arm (Deltoid Muscle), and Buttock<br />
(Dorsogluteal Muscle) Procedure’, which supports<br />
the introduction of IMI sites other than the gluteal<br />
muscle, as part of our targeted reduction of prone<br />
restraint.<br />
Priority 3 – achieving CQC regulatory compliance<br />
Table 3 – priority 3 – CQC regulatory compliance <strong>2021</strong>-22 update<br />
Improvement<br />
project<br />
Improving our<br />
Acute and PICU<br />
environments<br />
Success measures<br />
Agreed, updated<br />
estates strategy<br />
Improve seclusions<br />
facilities<br />
Clear estates funded<br />
programme to improve<br />
general ward<br />
environment<br />
<strong>2021</strong>-22 update<br />
The estates department is currently being reviewed<br />
by an external consultancy, ANHH. Part of their remit<br />
is to review the estates strategy.<br />
The Trust completed the agreed safety upgrade<br />
works to all seclusion suites in the <strong>2021</strong>-22 financial<br />
year - £235k. The Fairfax and Teign wards works<br />
were delayed because of the major refurbishment of<br />
the Bradly Brooke seclusion suite - £400k, but all are<br />
now complete.<br />
18
Improving the<br />
quality of care<br />
planning<br />
Trust wide QI<br />
programme<br />
Positive feedback from<br />
CQC / Mental Health<br />
Act (MHA) inspections<br />
Regular quality audits<br />
of care plans<br />
A programme of work was undertaken to improve<br />
areas assessed as requiring environmental<br />
improvement, as detailed below:<br />
<br />
<br />
<br />
<br />
<br />
<br />
o Applewood Ward – Swindon<br />
o Sycamore Ward – Bath<br />
o £3m refurbishment of Ceader Ward - Hillview<br />
Lodge (to replace Ward 4 dormitory ward at St.<br />
Martins)<br />
o Elizabeth Casson House - £2.1m redesign /<br />
refurbish due for completion June <strong>2022</strong><br />
o Riverside CAMHS - £3.25m inpatient redesign /<br />
refurbish completed 1st April <strong>2022</strong><br />
o CAMHS community - c£200k refurbishment of<br />
a number of community properties. Tender<br />
returns expected by end of May <strong>2022</strong><br />
o A ligature reduction programme for the<br />
financial year <strong>2021</strong>-22 was also completed -<br />
£944k<br />
We have developed and implemented a care plan<br />
and risk management supervision tool. The tool is<br />
reported to have been used 547 times since its<br />
launch this year.<br />
We have developed and piloted care plan training<br />
and will be further rolling out the training across the<br />
Trust in <strong>2022</strong>-23.<br />
The quality improvement outcome measure relating<br />
to the quality of the care plan has increased from<br />
53% to 74% compliance over the year.<br />
Reduction in QI function as prioritisation of safety<br />
through continued management of COVID-19.<br />
Head of QI out to recruitment in March <strong>2022</strong>, who<br />
will lead on supporting infrastructure, which<br />
specifically links to; culture / organisational<br />
development work, engagement, methodology and<br />
patient involvement and align clinical and quality<br />
strategies.<br />
Established QI functions within local ICS – learn and<br />
adapt models to fit <strong>AWP</strong>’s position / maturity and<br />
ensure QI is linked to the overarching transformation<br />
priorities.<br />
19
Priority 4: implement electronic Prescribing and Medicines Administration (ePMA)<br />
Table 4 – priority 4 – ePMA <strong>2021</strong>-22 update<br />
Improvement<br />
project<br />
Implement the<br />
system in<br />
identified inpatient<br />
units<br />
Success measures<br />
To effectively use the<br />
system in place of<br />
paper prescriptions and<br />
administrative record<br />
charts<br />
To see a reduction in<br />
medicine prescribing<br />
errors<br />
<strong>2021</strong>-22 update<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
Implementation delayed due to identification of a<br />
number of inadequate functional provisions related<br />
to medicines reconciliation, discharge<br />
documentation and safe use of the disaster recovery<br />
solution; ePDR.<br />
Clinical challenge held to approve local development<br />
where supplier was unable to deliver satisfactory<br />
resolution.<br />
All local developments related to the delay have<br />
been completed. Minor changes being undertaken<br />
following final review.<br />
Supplier provision of ePDR fixes is scheduled for<br />
early May <strong>2022</strong>.<br />
Escalation with supplier due to delay and lack of<br />
provision of required functionality, has resulted in a<br />
revised plan being approved by the project board<br />
with initial go-live scheduled for 7th September<br />
<strong>2022</strong>, and completion of trust-wide inpatient<br />
deployment throughout October.<br />
Training reviews initiated with a view to refining the<br />
training provision for delivery.<br />
Preparation for formal testing in progress. Testing of<br />
system including provision of ePDR scheduled for<br />
May.<br />
Go-live preparation to determine appropriate<br />
engagement, pre-live checks and dependencies in<br />
progress.<br />
7. Statement of assurance<br />
The following statements authenticate that the Trust is striving to achieve essential standards. To do this,<br />
we are required to demonstrate that we are measuring our clinical process and performance against both<br />
local and national standards and that we are involved in national projects to improve the quality of our<br />
services.<br />
Provision of NHS service<br />
During <strong>2021</strong>-22, the Trust provided and / or subcontracted 18 core and specialist health services that form<br />
part of the Trusts required registration with the CQC.<br />
20
We provided services across two CCG areas, along with a range of specialised services for other<br />
commissioners. Our services are arranged by locality, area or specialism within our divisions and<br />
structures, which remain the same as previous years.<br />
Table 5 – <strong>AWP</strong> divisions<br />
Divisions Areas Covered<br />
East<br />
BaNES, Swindon and Wiltshire (BSW)<br />
West<br />
Specialised<br />
Bristol, North Somerset, South Gloucestershire (BNSSG)<br />
Specialised Services, Secure Services and Children and Adolescent<br />
Mental Health Services (CAMHS)<br />
<strong>AWP</strong> provides community and inpatient mental health services across all of these areas, secure services for<br />
the region and a large number of smaller services commissioned between CCGs, Local Authorities and NHS<br />
England Specialised Commissioners.<br />
The Trust has reviewed all the data available to it on the quality of care in all these relevant health services.<br />
Reviewed in <strong>2021</strong>-22, the income generated by these services represents 100% of the total income<br />
generated from the provision of relevant health services by the Trust in <strong>2021</strong>-22 and equates to £331,327.<br />
8. Clinical audit<br />
Initial communication from Amanda Pritchard, Chief Operating Officer, NHS England and NHS<br />
Improvement, in March 2020 stated:<br />
“All national clinical audit, confidential enquiries and national joint registry data collection, including for<br />
national VTE risk assessment, can be suspended. Analysis and preparation of current reports can continue<br />
at the discretion of the audit provider, where it does not impact front line clinical capacity.”<br />
Updates from the initial suspension of national clinical audit in March 2020 were received throughout<br />
2020-21. In January <strong>2021</strong>, a further communication titled ‘reducing burden and releasing capacity to<br />
manage the COVID-19 pandemic’ on page 7/10: section reporting and assurance: point number 13, stated<br />
the following:<br />
“Clinical audit: given their importance in overseeing non-COVID care, clinical audits will remain open. This<br />
will be of particular importance where there are concerns from patients and clinicians about non-COVID<br />
care such as stroke, cardiac etc. However, local clinical audit teams will be permitted to prioritise clinical<br />
care where necessary – audit data collections will temporarily not be mandatory.’<br />
On 27 May <strong>2021</strong>, the following letter from Professor Stephen Powis, National Medical Director for NHS<br />
England and Improvement to Healthcare <strong>Quality</strong> Improvement Partnership (HQIP) stated:<br />
“In order to support the National Clinical Audit Patient Outcome Programme (NCAPOP) with monitoring<br />
and improving patient care, please accept this letter as notice that NHS England and Improvement is<br />
mandating a restart to data collection in England for the NCAPOP’<br />
In December <strong>2021</strong>, communication from Sir David Sloman Chief Operating Officer NHS England and NHS<br />
Improvement to NHS Trusts and Foundation Trusts: reducing burden and releasing capacity to manage the<br />
21
COVID-19 pandemic’ on page 6/9: Section: B, reporting and assurance: point number 14, stated the<br />
following:<br />
“Given the importance of clinical audit in COVID and non-COVID care, clinical audit platforms will remain<br />
open for data collection. It should be noted clinical teams should always prioritise clinical care over data<br />
collection and submission.”<br />
Despite the various pauses and permission to prioritise clinical care (where necessary) over clinical audit<br />
participation as described above, we have still been able to participate in all national audit programmes<br />
that fell within <strong>2021</strong>-22 NCAPOP. Reporting and action planning on some of the paused or delayed 2020-21<br />
national, Trust-wide or local reports were also progressed where possible, developing our actions and QI<br />
programme around those results, where this had little impact on clinical capacity.<br />
During <strong>2021</strong>-22, six national clinical audits covered relevant health services that the Trust provides. During<br />
this period, we participated in 100% of those, for which we were eligible, as shown in the table below:<br />
Table 6 – participation in national clinical audits<br />
*National audits that <strong>AWP</strong> was<br />
eligible to participate in <strong>2021</strong>-22<br />
<strong>AWP</strong><br />
involvement<br />
Cases submitted / cases required<br />
1. National Clinical Audit and Patient Outcomes Programme (NCAPOP)<br />
National Audit of Inpatient Falls (NAIF)<br />
National audit of Psychosis: early<br />
intervention In Psychosis spotlight<br />
audit<br />
YES<br />
YES<br />
a) 0/0 (100%) - ongoing, currently with<br />
no identified cases to audit<br />
b) 1/1 (100%) organisational<br />
questionnaire submitted<br />
a) Case audit –222/222 (100%)<br />
b) Contextual audit- 6/6 (100%)<br />
National audit of Care at the End of<br />
Life (NACEL) round 3<br />
YES<br />
a) 1/1 (100%) - organisational<br />
questionnaire<br />
b) 3/3 (100%) - case audit<br />
National Clinical Audit of Psychosis<br />
Spotlight Audit <strong>2021</strong>-22<br />
YES 99/100 (99%)<br />
NCEPOD transition from child to adult<br />
services study<br />
YES<br />
Still collecting at time of writing, data<br />
collection ends May <strong>2022</strong><br />
National audit of Dementia - spotlight<br />
audit in community based memory<br />
assessment services <strong>2021</strong>-22<br />
2. ** Non-NCAPOP national audits<br />
YES<br />
1/4 possible memory teams participated<br />
POMH 18b: Use of clozapine YES 168**<br />
POMH QIP 14c: Alcohol<br />
detoxification<br />
YES 35**<br />
22
POMH QIP 19b: Prescribing for<br />
depression<br />
YES 133**<br />
*Table 6 shows the national audits the Trust was eligible to participate in, those it did participate in, and<br />
the level of completion of data requirements.<br />
** Prescribing Observatory for Mental Health (POMH) - Royal College of Psychiatrists, has no set number of<br />
cases required.<br />
<strong>Quality</strong> improvement actions from clinical audit<br />
As described within last year’s quality account, to support learning resulting from clinical audit, the Trust<br />
has continued adopting a different approach, recognising that long detailed action plans do not always<br />
support change, as we would wish.<br />
Our approach continues to feed audits into any existing QI programmes, or where possible either develop<br />
a new QI programme. Or as a minimum we try and utilise other root cause QI tools to understand the<br />
cause of any audits demonstrating the need for improvement before deciding on an action plan. This<br />
approach allows for small scale testing and measuring of change ideas, following audit outcomes, adapting<br />
to effect change and then disseminating the practice across the Trust.<br />
An example of this being the allergies and adverse drug reaction documentation clinical audit, carried out<br />
in 2020. An action plan was approved at the Medicines Optimisation Group, which included actions such as<br />
review of policies, Standard Operating Procedures, education etc. However, the action plan also included<br />
the need for a focused QI project with an inpatient ward to fully understand the issue and explore change<br />
ideas. This was completed using an Multi Disciplinary Team (MDT) approach, by carrying out a fishbone<br />
exercise to try and understand the specific compliance issue regarding the allergy status not always being<br />
added to the electronic patient record, in addition to it being recorded on the paper drug chart (as per<br />
policy).<br />
Following this exercise, a change idea to develop a regular inpatient dashboard reporting of said allergy<br />
status with the Business Intelligence Team was explored and implemented. SPC charts have demonstrated<br />
a gradual steady improvement over a short five-month period, with a total of 22 patients Trust-wide with a<br />
missing allergy status on the electronic record in the month of October <strong>2021</strong>, versus only 5 missing in April<br />
<strong>2022</strong>, meaning a 77% decrease in non-compliance against the policy.<br />
A further example of this can be seen following the 2020-21 physical health clinical audit across Bristol and<br />
BaNES inpatient wards. This audit resulted in feeding the wider physical health electronic records re-design<br />
group in changes to the form to improve physical health recording. It also developed into a further QI<br />
project, testing Electrocardiogram (ECG) machines in community mental health teams to improve ongoing<br />
physical health monitoring, linking with local the Cardiologist Service in nearby hospitals. The audit also<br />
resulted in a further baseline audit and QI project / pilot of a Diabetes Clinic, supported by a local Diabetes<br />
Nurse Specialist within a general hospital.<br />
NCAPOP<br />
At the time of writing this <strong>Quality</strong> <strong>Account</strong>, the results of all six NCAPOP clinical audits demonstrated in the<br />
<strong>2021</strong>-22 NCAPOP table above are either yet to be published nationally or only recently published, and are<br />
therefore currently going through our Trust governance processes for action planning / QI planning and<br />
sign off.<br />
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National non-NCAPOP clinical audits (POMH)<br />
Of the three non-NCAPOP national audits (POMH audits) for <strong>2021</strong>-22, at the time of writing this <strong>Quality</strong><br />
<strong>Account</strong>, we are unable to share results or discuss agreed action plans due to the following reasons;<br />
POMH 19b prescribing for depression: this audit data collected in quarter four of <strong>2021</strong>-22,<br />
therefore the national report will not be published until latter end of quarter one in <strong>2022</strong>-23.<br />
POMH 14c POMH QIP 14c: alcohol detoxification: national report was received quarter 4 <strong>2021</strong>-22,<br />
therefore this report is currently going through Trust governance processes for action planning and<br />
sign off.<br />
POMH 18b use of clozapine: we received the national report end of quarter three of <strong>2021</strong>-22 and<br />
so this is currently going through Trust governance processes for action planning and sign off. This<br />
has had some delay internally also due to trying other mechanisms and approaches in gaining<br />
feedback and recommendations to support action planning / QI planning with our Medical Leads.<br />
Trust identified audits on <strong>2021</strong>-22 workplan<br />
Trust-wide monthly medicines safety audits and Trust-wide quarterly controlled drugs audit have<br />
continued to be collected by the Pharmacists on the ward, these are reviewed via the Chief Pharmacist and<br />
Trust medicines governance groups and acted upon accordingly. The final yearly summative report for both<br />
of these audits is due for review at the medicines safety group in quarter one of <strong>2022</strong> and therefore at the<br />
time of writing, we are unable to detail findings or actions.<br />
Weekly and monthly medicines related audits in both community and inpatient settings are in place with<br />
the findings published monthly in an excel pivot chart workbook filterable by ward. This provides instant<br />
feedback on compliance for locality governance meetings and local action planning. However, response<br />
rates for completion of these audits remain low due to acuity and the impact of COVID-19 on our teams.<br />
Conversations between the Trust pharmacy directorate and nurse directorate commenced in early <strong>2022</strong> to<br />
try and improve this. Trust level reports will be produced once completion rates have improved.<br />
A total of thirteen clinical audits listed on the Trust-wide audit workplan for <strong>2021</strong>-22 are either at the time<br />
of writing, finishing data collection for any quarter four data, report writing, action / QI planning or<br />
awaiting final sign off at relevant governance group. These audit topics are as follows:<br />
National Early Warning Score (NEWS) re-audit<br />
Medicines reconciliation<br />
Antibiotic prescribing re-audit<br />
Antibiotic prescribing offender health services<br />
Medicines storage re-audit<br />
Drug Prescription and Administration Record (DPAR) re-audit<br />
Pharmacy interventions<br />
Medical gases<br />
Evaluation of community pharmacist within perinatal team<br />
Non-medical prescribing re-audit<br />
Green light toolkit audit- Learning Disabilities<br />
NHS benchmarking network – Learning disabilities<br />
Monthly records audit of care planning and risk assessments<br />
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The reports of two clinical audits were reviewed in <strong>2021</strong>-22 by the relevant Trust governance groups in<br />
2020-21 and published to internal audit pages. First being the pressure ulcers re-audit and the second<br />
being community alcohol detox re-audit. Findings and actions / improvements are detailed below:<br />
Pressure ulcers, six-monthly re-audit<br />
This was completed in October <strong>2021</strong> and report ratified in the physical health action group in November<br />
<strong>2021</strong>. The action Plan was updated in March <strong>2022</strong>, with some outstanding actions remaining. Areas of<br />
good practice demonstrated that since the last audit, in 2019, there have been a few criterion where there<br />
has been an increase in compliance. Examples of such areas are:<br />
A small increase in patients having a pressure ulcer risk screen within six hours, rising from 40% to<br />
43%.<br />
Patients being re-assessed for pressure ulcers after a change of care environment, increasing from<br />
93% to 100%.<br />
Skin assessments for patients identified as being at risk from pressure ulcers has increased from<br />
53% in 2019 to 67%.<br />
Requests for General Practitioner (GP) summaries for patients at risk of developing pressure ulcers<br />
have increased from 7% to 19%.<br />
Areas for improvement included:<br />
Patients should have their nutrition and hydration assessed using the Malnutrition Universal<br />
Screening Tool (MUST) on admission to an inpatient ward, which has decreased from 89% to 85%.<br />
Healthcare professionals responsible for screening on admission should be trained in assessing<br />
pressure ulcer risk with management support from tissue viability nurses as Service Local<br />
Arrangements. Going down from 85% to 64%.<br />
Initial skin assessment of high-risk patients must include the inspection of bony prominences has<br />
decreased from 100% to 79%.<br />
People at high risk of developing pressure ulcers should be provided with pressure redistribution<br />
devices and or information on how to prevent them has decreased from 80% to 37%.<br />
Summary of recommendations and actions (with due dates)<br />
Ensure that awareness is raised around need to complete Pressure Ulcer Risk Assessment within 6<br />
hours of admission and transfer. (December <strong>2021</strong> / January <strong>2022</strong>).<br />
Develop brief Video Tutorial to introduce clinical staff (target group inpatient registered nurses)<br />
how to undertake a Pressure Ulcer Risk Assessment using the WATERLOW tool. (January / February<br />
<strong>2022</strong>).<br />
Develop (adapt from Tissue Viability services) a leaflet for service users and carers to promote<br />
awareness around pressure ulcer prevention. (December <strong>2021</strong> / January <strong>2022</strong>).<br />
This audit provides another example of linking in audit findings into other QI initiatives, as we fed the<br />
learning from this audit into a current electronic patient record physical health pages re-design project. It is<br />
hoped this can help improve recording, as well as supporting regular reporting / easy access dashboards on<br />
pressure ulcer standards compliance in the future.<br />
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Community alcohol detoxes re-audit<br />
Data was collected in quarter one of <strong>2021</strong>-22 and approved in July <strong>2021</strong> at the medicines safety group.<br />
Areas of good practice included that community alcohol detoxes are carried out to a high standard<br />
throughout the teams audited. Areas of particular good practice include that pre-detox assessments were<br />
carried out in every case to a high standard and that all cases utilised a fixed prescribing regime, based on<br />
the number of units consumed.<br />
Areas for improvement included making sure that Wernicke’s assessment is documented, particularly if no<br />
prophylactic medication is given, documenting decisions about liver function, and documenting how much<br />
medication is supplied on each day of detox.<br />
Summary of recommendations and actions (with due dates):<br />
<br />
<br />
<br />
Medication administration should be documented in every case and available for review. To be<br />
discussed in team meetings and reviewed by teams, detox nurses and admin staff to ensure clinic<br />
paperwork is filled out and uploaded by November <strong>2021</strong>.<br />
When liver impairment is present, this should be commented on by a prescriber even if no<br />
alternative medication is felt to be required. To be discussed in team meetings, pre-detox<br />
assessment pro-forma to be recirculated and reviewed by teams by November <strong>2021</strong>.<br />
It is important to have documented clearly that a service user is low risk of Wernicke’s or that they<br />
have made an informed decision to decline treatment if thiamine and pabrinex are not given, as this<br />
did not happen in one instance. To be discussed in team meetings and reviewed by teams by<br />
November <strong>2021</strong>.<br />
2020-21 audits approved and published in <strong>2021</strong>-22<br />
As mentioned in the opening statement for many 2020-21 audits, there was either a pause or delay of<br />
those that originally started on the 2020-21 workplan and that would have been reported on within the<br />
2020-21 <strong>Quality</strong> <strong>Account</strong>. The following reports were completed and ratified at governance groups during<br />
<strong>2021</strong>-22 from the 2020-21 workplan:<br />
Controlled drug 2020-21.<br />
Medicines Storage re-audit 2020-21.<br />
Allergies and adverse drug reaction documentation on System One in prisons settings.<br />
Lithium initiation and monitoring in Bipolar Disorder.<br />
Prescribing of Buccal Midazolam in those with epilepsy.<br />
9. Research<br />
During <strong>2021</strong>-22, <strong>AWP</strong> has recruited 667 service user, carer and staff participants into National Institute for<br />
Health Research (NIHR), across 48 studies; 42 NIHR adopted studies (3 sponsored by commercial<br />
companies) and 6 student and non-NIHR research.<br />
For our last full year of data (April 2020 to March <strong>2021</strong>), the comparable figures were: 2,053 participants,<br />
42 active studies; of which 37 were NIHR studies (4 sponsored by commercial companies) and 5 student<br />
and non-NIHR research.<br />
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The Trust is committed to research being part of everything we do. We support high quality research into<br />
the prevention, treatment and management of mental health problems, addictions and dementia and aim<br />
to put research findings into clinical practice. <strong>AWP</strong> ensures we give everyone who uses <strong>AWP</strong> services, their<br />
carers and families (as well as staff) the chance to find out about research they could take part in. This<br />
forms our pledge to make Research for all.<br />
<strong>AWP</strong> works with the National Institute for Health Research (NIHR) and the West of England Clinical<br />
Research Network (WECRN). The Trust collaborates locally with universities and acute Trusts through<br />
Bristol Health Partners (BHP), the West of England Academic Health Science Network (AHSN) and the NIHR<br />
Applied Research Collaboration West.<br />
Performance indicators<br />
Number of all research studies open to participants in <strong>AWP</strong> in <strong>2021</strong>-22: 48<br />
Number of NIHR* research studies open in <strong>2021</strong>-22: 42<br />
Number of student and non-NIHR studies open in <strong>2021</strong>-22: 6<br />
Number of participants recruited into all research across <strong>AWP</strong> in <strong>2021</strong>-22: 667<br />
Number of participants recruited into NIHR* research across <strong>AWP</strong> in <strong>2021</strong>-22: 665<br />
Number of participants recruited into student and non-NIHR research in <strong>2021</strong>-22: 2<br />
*NIHR adopt studies onto their portfolio which are of the highest quality, have been peer reviewed and<br />
expected to lead to significant changes in the NHS within 5 years.<br />
Current grants<br />
The research and development department supported the following grants in <strong>2021</strong>-22:<br />
STRATA<br />
STRATA is the largest multicentre clinical drug trial assessing the potential benefits of Sertraline for adults<br />
with Autism Spectrum Disorder and anxiety that has ever been funded. Recruitment takes place across<br />
research centres (including <strong>AWP</strong>’s Bristol Autism Spectrum Service) in the UK as well as in Western<br />
Australia. Grant funding commenced in September 2019, led both locally and nationally by Dr Dheeraj Rai<br />
at the University of Bristol with support from <strong>AWP</strong> research and development and the University’s Clinical<br />
Trial Unit.<br />
ADEPT-2<br />
Following the success of ADEPT, a previous grant hosted within <strong>AWP</strong>. The lead researcher, Dr Ailsa Russell<br />
(University of Bath) has been successful in securing a second NIHR grant around guided self-help for<br />
depression in adults with Autism Spectrum Disorders. Seven NHS sites in total across England are involved.<br />
The value of the grant income is £1.675 million (across 7 NHS sites and the university teams in Bath, Bristol<br />
and Warwick), it opened in September <strong>2021</strong> and recruitment shall begin in <strong>2022</strong>-23.<br />
Improving the Accuracy and Efficiency of Autism Assessment for Adults<br />
This RfPB grant is led by Dr Will Mandy at University College London and supported locally by Dr Ian Ensum<br />
at <strong>AWP</strong>’s Bristol Autism Spectrum Service. The grant explores the potential utility of two diagnostic<br />
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interviews for supporting the timely diagnosis of adult’s with a suspected diagnosis of autism spectrum<br />
disorder. Recruitment activity finished in February <strong>2022</strong>.<br />
Addressing the trauma-related distress of young people in care: a randomised feasibility trial across<br />
social-care and mental health services<br />
This <strong>AWP</strong>-hosted RfPB grant is led by Dr Rachel Hiller at the University of Bath. The grant explores the<br />
feasibility of undertaking a future large-scale randomised control trial of a new intervention to support<br />
looked after children (those in social-care and mental health services) effected by Post Traumatic Stress<br />
Disorder. The grant was awarded in 2019 and recruitment activity will finish in <strong>2022</strong>-23.<br />
MRC Pathfinder Grant<br />
This is a data linkage project with the University of Bristol looking at the ALSPAC cohort (‘Children of the<br />
90’s’) to compare their mental health records in primary and secondary care; this project is using UK-CRIS<br />
(Clinical Records Interactive Search) to link datasets which have been created and analysis is due to take<br />
place during the next financial year (<strong>2021</strong>-22).<br />
ERA<br />
The ERA grant is a NIHR HTA funded trial of Arts Therapy (music / arts / dance therapy) relative to a group<br />
counselling control group. The trial is led locally by Barbara Feldkeller and will conclude in <strong>2022</strong>-23.<br />
GameChange<br />
GameChange is an NIHR grant lead by Oxford University, which aims to transform the lives of patients with<br />
psychosis by putting powerful automated virtual reality (VR) psychological treatment into NHS mental<br />
health services. The innovative VR treatment has been developed collaboratively with people with lived<br />
experience, designers from the Royal College of Arts, computer scientists, and clinical psychologists. The<br />
clinical trial was conducted in NHS services at five sites across England, of which <strong>AWP</strong> is one. The study<br />
finished in November <strong>2021</strong> and the results have just been published.<br />
Akrivia Health<br />
<strong>AWP</strong> continues to remain a partner in implementing Akrivia Health (formally UK-CRIS), which is the largest<br />
and richest mental health and dementia dataset to accelerate research for better treatments and care. In<br />
<strong>AWP</strong> this will support many aspects of research, clinical audit and quality improvement in the future.<br />
Akrivia has been on hold since March <strong>2021</strong> because of technical access changes, we are working through<br />
the <strong>AWP</strong> Digital Oversight Group to enable the system to be re-activated.<br />
Everyone Included<br />
This method for letting services users know about research has also been on hold and in the next financial<br />
year we will be reviewing and streamlining the process which we hope will increase recruitment and<br />
inclusion in recruitment for research with service users and carers.<br />
New grants due to start in <strong>2022</strong>-23<br />
In 2020-21 and <strong>2021</strong>-22, <strong>AWP</strong> supported numerous academics to submit grants to the NIHR, resulting in<br />
one being funded. These grants are due to open in <strong>2022</strong>-23:<br />
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EASE<br />
Dr Paul Moran has been awarded an NIHR grant looking at perinatal emotional skills groups for women<br />
with borderline personality disorder. <strong>AWP</strong> is the host organisation for the grant and is valued at £250k; this<br />
will be opening in <strong>2022</strong>-23.<br />
SPS for Personality Disorder<br />
Professor Mike Crawford from Imperial College London, has been awarded an NIHR grant looking at the<br />
effectiveness and cost-effectiveness of Structured Psychological Support (SPS) for people with personality<br />
disorder. <strong>AWP</strong> will act as one of the principle sites for the trial due to start in November <strong>2022</strong>.<br />
NIHR Advanced Fellowship Application<br />
Dr Kim Wright at Exeter University has been successfully awarded an NIHR Fellowship looking at<br />
interventions for people with inter-episode bipolar symptoms. <strong>AWP</strong> will work with Dr Wright to support<br />
her fellowship and engaging with clinicians and service users in <strong>2022</strong>-23 to deliver studies resulting from<br />
her award.<br />
Business planning<br />
Our main funder (the CRN) have confirmed a slight uplift in funding for <strong>2022</strong>-23 (3%) which covers<br />
increased year-on-year staffing costs. We will be able to retain staff and cope with a small amount of<br />
turnover in year meaning break even financial position by year-end. We have a staff group who have<br />
adapted as well as can be expected to the Covid-19 pandemic, restrictions and reduction in studies.<br />
We have prioritised projects relating to reducing health inequalities in research and increasing inclusion,<br />
for which we received a CRN award in March <strong>2022</strong> for our work on Equality, Diversity and Inclusion. We are<br />
looking forward to continuing that work and research becoming even more visible to service users, carers<br />
and staff in <strong>2022</strong>-23.<br />
We have adjusted our plans for the coming year to account for a return to usual working practice, but<br />
continue to work on innovative and collaborative projects, along with prioritising relevant research for<br />
service users and staff that brings benefit to them and improvements to services. We will also work on<br />
sustainability and ensuring break even at year end; we will maintain and build our partnerships locally,<br />
nationally and internationally to increase the research opportunities we have on offer.<br />
10. Patient safety<br />
We remain committed to improving the quality of incident investigations and recommendations to support<br />
Trust-wide learning and improvement. Work to strengthen our governance and quality processes in<br />
relation to investigations has been undertaken, working collaboratively with commissioners and other<br />
stakeholders.<br />
Patient safety data<br />
In line with national requirements set out by NHSE/I, the Trust collects patient safety data and uses the<br />
data to understand why incidents happen and to inform changes to improve patient safety. The<br />
information is also submitted to the National Reporting and Learning Service (NRLS), who use it to<br />
understand national safety data trends, which in turn drive national patient safety initiatives.<br />
29
NHSE/I considers high levels of incident reporting by Trusts to be an indicator of a positive reporting<br />
culture, particularly when the proportion of serious incidents is low and the proportion of no harm<br />
incidents is high. Positively, our Trust has maintained a stable trend in the total number of reported patient<br />
safety incidents and rate of incidents per 1000 bed days, as shown in the table below:<br />
Table 7 – patient safety incidents – national data<br />
Reporting period (6<br />
months)<br />
<strong>AWP</strong> score England Highest score Lowest score<br />
Number Rate average nationally nationally<br />
Rate of service user incidents reported per 1000 bed days<br />
01/10/16 to 31/03/17 4183 47.4 46 88 11<br />
01/04/17 to 30/09/17 4741 54.33 52 126 16<br />
01/10/17 to 31/03/18 4065 48.19 51 97 15<br />
01/04/18 to 30/09/18 4389 52.8 55.57 114.3 24.9<br />
01/10/18 to 31/03/19 4050 48.34 57.3 118.9 14.9<br />
01/04/19 to 30/09/19 4724 56.6 62.9 130.8 17.2<br />
01/10/19 to 31/03/20 4181 52 61.9 145.5 18.1<br />
01/04/20 to 31/03/21* 11090 83.06 73.84 235.78 21.37<br />
*This final line represents 12 months worth of data due to changes in reporting periods.<br />
Figure 2 – total number of Trust-wide incidents reported compared against national benchmark<br />
This information demonstrates a positive reporting and learning culture within our organisation. This is<br />
supported by data published by NHSE/I, however at this time, the benchmarking for potential under<br />
reporting of incident to the NRLS for <strong>2021</strong>-22 is not yet available.<br />
Within the Trust, the proportion of incidents resulting in severe harm or death remains low and the highest<br />
number of reported incidents result in no harm or low harm. Of the incidents categorised as catastrophic a<br />
significant proportion relate to deaths of older adults, residing in community and care homes, for whom<br />
<strong>AWP</strong> provides a prescribing service.<br />
30
Figure 3 – total number of <strong>2021</strong>-22 incidents reported, by level of harm<br />
Figure 4 – potential under reporting to the NRLS – October 2019 – March 2020 (most recently published)<br />
Serious incidents<br />
Within the National Framework, a serious incident is defined as ‘any event or circumstance arising that<br />
leads to serious unintended or unexpected harm, loss or damage’.<br />
Within our Trust, when a reported incident is serious, in keeping with national thresholds, we will<br />
commission a review. A member or staff trained in undertaking serious incident reviews will lead this,<br />
supported by a supervising reviewer and clinical experts.<br />
All completed serious investigation reports are subsequently reviewed by a multidisciplinary team<br />
including executive level staff to ensure that reports are honest and transparent and reflect organisational<br />
learning when things go wrong. All review reports undergo further scrutiny by our commissioners.<br />
Throughout the review, we commit to being honest and transparent with service users and carers and<br />
involve them wherever possible. We seek to understand why the incident occurred and to share lessons<br />
learned to prevent or reduce the risk of reoccurrence. We will provide service users and carers with the<br />
detail around lessons learned and actions taken if they so wish.<br />
Investigation improvements<br />
This year, the Trust has focused on expanding the team resources available to conduct serious incident<br />
reviews. Additional staff have been recruited and subsequently trained, while taking the opportunity to<br />
develop new tools for use in the reviews and utilise a thematic approach to identify learning across<br />
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services and the organisation. In addition, the team have progressed with a backlog of reviews due to the<br />
impact of COVID-19 and deployment of staff to support front line services.<br />
Figure 5 – total number of reported serious incidents – April 2020 – March <strong>2022</strong><br />
Incident trends<br />
Suspected suicide in the community is the most commonly reported serious untoward incident in the<br />
Trust. <strong>AWP</strong> has a suicide prevention strategy that is leading the organisation through a framework aimed<br />
at reducing the number of service users whose lives end following suspected suicide. This is supported by<br />
the recruitment of a Suicide Prevention Lead and a newly formed Suicide Prevention Group to support<br />
delivery of the strategy.<br />
Learning from serious incidents<br />
Any learning recommendations from serious untoward incident investigations will have a Specific,<br />
Measurable Achievable, Realistic and Timely (SMART) action plan developed. These action plans are<br />
monitored within our quality governance structure, which include the Trust’s learning and improvement<br />
panel to support learning from serious incidents. Action plans are reviewed for completion and evidence of<br />
improvement is examined to ensure there is learning from experience is evidenced.<br />
All actions are additionally recorded on to our incident and risk management system, Ulysses, which<br />
enables us to establish a greater level of understanding through presented data and link directly to reports<br />
related to the incident.<br />
Patient Safety Incident Response Plan (PSIRP)<br />
The national Patient Safety Incident Response Framework (PSIRF) is expected to be launched in spring <strong>2022</strong><br />
and will replace the current national Serious Incident Framework. The framework outlines how NHS<br />
providers should respond to patient safety incidents and when patient safety incident investigations should<br />
be undertaken. In preparation for the launch, <strong>AWP</strong> is currently developing a draft Patient Safety Incident<br />
Response Plan (PSIRP), which will be launched and implemented in <strong>2022</strong>-23.<br />
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All NHS providers will be required to have a PSIRP from the launch of the PSIRF. The current <strong>AWP</strong> draft plan<br />
is based on the introductory of the PSIRF, which is currently being used by early adopter sites and<br />
incorporates their feedback and learning.<br />
The PSIRF is significantly different to the current Serious Incident Framework and will require a complete<br />
organisational change to incident management, investigation and learning from incidents. Our PSIRP will<br />
help us to improve the efficacy of our local Patient Safety Incident Investigations (PSII) by:<br />
<br />
<br />
<br />
<br />
Refocusing PSII towards a systems approach and the rigorous identification of interconnected<br />
causal factors and systems issues.<br />
Focusing on addressing these causal factors and the use of improvement science to prevent or<br />
continuously and measurably reduce repeat patient safety risks and incidents.<br />
Transferring the emphasis from the quantity to the quality of PSII’s, such that it increases our<br />
stakeholders’ (notably service users, families, carers and staff) confidence in the improvement of<br />
patient safety through learning from incidents.<br />
Demonstrating the added value from the above approach.<br />
We have held a number of focus groups with stakeholders to review our thematic analysis and agreed key<br />
areas of focus for our PSII and patient safety improvement work, we are currently developing our new<br />
approach to both PSII and our patient safety improvement.<br />
National guidance recommends that 3-6 PSII per priority be conducted per year, this will likely result in<br />
approximately 40- 50 investigations per year, plus those PSII that must be investigated under the PSIRF.<br />
Attempting to do more than this will impede our ability to adopt a systems-based learning approach from<br />
thematic analysis and learning from excellence. Our objective is to facilitate an approach that involves<br />
carefully using the resource we have to maximise learning opportunities. To identify common causal<br />
factors and interconnections we will investigate the similar incidents separately with skill and rigour and<br />
then undertake thematic analysis of the similar cases. This will enable us to gather detailed analysis of our<br />
organisations system and develop recommendations and actions to support sustained patient safety<br />
improvement.<br />
Alongside these investigations, we will define key subjects for selection for patient safety reviews, patient<br />
safety audits and patient safety risk assessments.<br />
We have made progress and have developed our draft PSIRP. We are now focussing on how we support<br />
and involve the people affected, including families, when we identify a serious incident that will not be<br />
reviewed using full patient safety incident investigation methodology. It is important to note that we will<br />
continue to undertake a first level review of all potential serious incidents to:<br />
<br />
<br />
<br />
<br />
<br />
Understand what has happened and how it happened.<br />
Identify any immediate learning and remedy and further potential patient safety issues.<br />
Identify whether there are further learning opportunities that are not identified within out PSIRP<br />
and where there are commission appropriate review or investigation.<br />
Share what we know with the people affected, including families.<br />
Answer any questions the people affected may have.<br />
We are working in coproduction with Making Families Count, which is an organisation made up of people<br />
who are recognised experts in their respective fields, and a number of other mental health care providers<br />
across England to continually improve the way we support and involve families following serious incident.<br />
33
We are focusing on developing a toolkit to enable staff to effectively support and involve families with<br />
three key work streams:<br />
<br />
<br />
<br />
Supporting and involving families effectively alongside the Patient Safety Incident Response<br />
Framework (PSIRF).<br />
Enabling staff to feel capable and confident when they are supporting and involving families.<br />
Developing a process to gain insight from families about their experience of support and<br />
involvement so we can continually improvement.<br />
Once we have a draft toolkit in place we plan to share our work via the regional patient safety and patient<br />
experience network to get wider engagement and agree the final toolkit.<br />
Patient safety partners<br />
The national framework for involving patients in patient safety was announced as a key priority in the NHS<br />
Patient Safety Strategy, published in 2019.<br />
<strong>AWP</strong> already has established patient, service user and carer involvement, which includes strategic experts<br />
by experience and we will be developing the role of Patient Safety Partners alongside our wider <strong>AWP</strong><br />
involvement strategy. We have recently recruited Patient Safety Partners to three key work streams:<br />
<br />
<br />
<br />
<strong>AWP</strong> Patient Safety Strategy Development Group<br />
Learning from Experience Group<br />
Trust <strong>Quality</strong> and Standards Committee<br />
Patient Safety Partners will work alongside <strong>AWP</strong> to improve patient safety in partnership with staff,<br />
maximising the things that go right and minimising the things that go wrong for people receiving<br />
healthcare. As part of this work, we are developing quality metrics to help us monitor improvement.<br />
11. Learning from deaths and duty of candour<br />
During <strong>2021</strong>-22, 794 of our service users died. There was a clear increase in reported deaths noted on<br />
quarter one; the number of deaths reported in quarter two, quarter three and quarter four is within<br />
expected reporting levels. Interrogation of the data in quarter one revealed that there was a significant<br />
number of deaths reported in community later life teams, the majority of deaths in this group are reported<br />
as natural causes with twelve attributed to COVID-19. This finding is congruent with national reporting in<br />
relation to increased deaths reported during this timeframe.<br />
Table 8 – number of deaths<br />
Quarter (<strong>2021</strong>-22)<br />
Number<br />
Quarter one - April to June 190<br />
Quarter two - July to September 177<br />
Quarter three - October to December 218<br />
Quarter four - January to March 209<br />
As at 31 March <strong>2022</strong>, 101 case record reviews and 52 investigations had been carried out in relation to<br />
34
19% of these deaths.<br />
In five cases, a death was subjected both to a case record review and an investigation. The number of<br />
deaths in each quarter for which a case record review or an investigation was formally carried out is<br />
highlighted in the table below:<br />
Table 9 – number of deaths per quarter for which a case record review / investigation was carried out<br />
Quarter (<strong>2021</strong>-22)<br />
Number<br />
Quarter one - April to June 35<br />
Quarter two - July to September 35<br />
Quarter three - October to December 44<br />
Quarter four - January to March 39<br />
Five of the above patient deaths, during the reporting period were upgraded from a case record review to a<br />
serious incident investigation, for the following reasons:<br />
<br />
<br />
<br />
Acts and / or omissions of care that may have contributed to the incident were identified during the<br />
early stages of the case record review investigation, along with significant multi-agency learning.<br />
Following consultation with the ratification panel, the investigation was upgraded to a PSII.<br />
Case record review was completed with a resulting score of good care, however a number of family<br />
questions were posed and it was deemed prudent to explore these through a serious incident<br />
investigation.<br />
Case record review noted that two potential opportunities were missed which may have had an<br />
impact on patient care. Following consultation with the ratification panel, it was agreed to report<br />
via STEIS but not commission further investigation as all learning identified and an action plan had<br />
been developed.<br />
In line with national changes, we are not identifying direct casual factors related to avoidability of death<br />
within our reviews. In its place, we are focusing on learning and implementing change, as a result of<br />
learning. Where an incident is rated with an impact grade of moderate or higher, learning and evidencing<br />
change is escalated within our governance structure to a panel for assurance. The impact grades are<br />
assessed based on the impact to the service user directly linked to the incident.<br />
In relation to percentage of deaths per quarter, this consisted of:<br />
Table 10 – percentage of deaths contributed to by care problems<br />
Quarter (<strong>2021</strong>-22)<br />
Percentage<br />
Quarter one - April to June 0.5%<br />
Quarter two - July to September 0.2%<br />
Quarter three - October to December 0.2%<br />
Quarter four - January to March 0.2%<br />
*Data is subject to change and includes outstanding outcomes of reviews and investigations currently<br />
being undertaken.<br />
35
Duty of candour<br />
The Trust has focused on improving how we evidence compliance with duty of candour responsibilities.<br />
This has been undertaken by continuing to audit and review our compliance around duty of candour, in<br />
relation to incidents identified and declared as serious incidents.<br />
Our review and findings related to:<br />
<br />
<br />
<br />
<br />
<br />
An offer to discuss events with the patient / family as soon as possible after the incident and a verbal<br />
apology.<br />
A note in the health record of the discussion with the patient/family and apology.<br />
A formal letter to the patient / family, summarising what is known so far and a written apology.<br />
Involving the patient / family in the serious incident investigation.<br />
Sharing the final serious incident report with the patient/family.<br />
We completed a quality improvement project, which had a positive impact on our duty of candour compliance.<br />
However, during the COVID-19 pandemic, our ability to evidence compliance has dropped. In order to<br />
achieve the standard of 100% compliance, each of the five aspects of duty of candour outlined above, and<br />
a locally set target by commissioners to send a letter within 10 days. The central patient safety team are<br />
responsible for the monthly compliance audit and evidence is gathered from the initial investigation<br />
reports, copies of letters submitted from clinical teams and from documentation included in serious<br />
incident investigation reports. In all cases, we have met Regulation 20 of the Health and Social Care Act,<br />
where it is applicable.<br />
We have focused on developing robust systems to enable to staff to effectively evidence compliance with<br />
each stage of duty of candour. We have strengthened our governance process at the <strong>AWP</strong> ratification<br />
panel, which is responsible for commissioning and ratifying serious incident investigations and reports.<br />
Figure 6 – duty of candour compliance – March 2020 – February <strong>2022</strong><br />
36
Mortality reviews<br />
Since the 1 April <strong>2021</strong>, we have completed 73 mortality case record reviews for deaths that occurred<br />
during <strong>2021</strong>-22 and 21 serious incident investigations. During this timeframe we have commissioned<br />
further case record reviews and serious incident investigations which are currently in process.<br />
The multi-disciplinary Trust incident review meeting review all reported deaths and escalate any reports<br />
that meet the threshold for further review. The multi-disciplinary Trust ratification panel, attended by the<br />
Director of Nursing, Medical Director or delegated Associate Director, review all potential serious incidents<br />
related to deaths.<br />
The panel will commission an investigation and review if the incident falls within the framework of a<br />
serious incident or mortality review. The majority of reported deaths will not undergo further investigation<br />
unless they fall within selection for mortality review, this reflects a significant number of deaths that are<br />
reported by later life and memory services, where the Trust is providing a prescribing service.<br />
Learning from reviews<br />
Aggregated analysis of mortality reviews and serious incident reviews has identified the following learning<br />
points:<br />
<br />
Compliance to standard operating procedures<br />
Consistent application of risk formulation and mental health triage tool ,<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
Consistent recording within clinical record systems<br />
Communication.<br />
Interagency collaboration<br />
Identifying and following Safeguarding protocols<br />
Triangle of Care through involving carers or family in care discussions<br />
Discharge practice through involvement either in planning or sending information to relevant<br />
parties.<br />
Delays to process or taking action<br />
Staffing capacity within the demands of busy services.<br />
Sharing our learning<br />
A range of approaches currently undertaken to share our learning include:<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
Patient stories at Trust Board meeting<br />
<strong>AWP</strong> learning from experience group<br />
Trust mortality review group<br />
<strong>AWP</strong> learning and improvement panel<br />
<strong>Quality</strong> summits<br />
Divisional and locality quality and standards meetings / Learning from Experience meetings<br />
Learning from deaths by suicide meeting – Bristol locality<br />
Hotspot reviews<br />
Immediate learning via the Trust wide alerts process – incorporating national and local learning<br />
37
Quarterly learning from deaths report<br />
Individual clinical supervision.<br />
12. Confidential enquiries<br />
National picture<br />
Currently, <strong>AWP</strong> has a higher suicide rate (for people who are under the care of mental health services at<br />
the time of their death) when compared to a number of other Trusts in England. In <strong>2021</strong>, the NCISH<br />
(National Confidential Inquiry into Suicide and Safety in Mental Health) confirmed our patient suicide rate<br />
was 7.14, which is above the median (5.25) for England, but lower than the maximum reported rate of<br />
11.4, as shown in the following graph.<br />
Figure 7 – <strong>AWP</strong> suicide rates 2011-18, compared against national average<br />
Suicide prevention strategy<br />
The <strong>AWP</strong> Suicide Prevention Strategy objectives are aligned to the National Suicide Prevention Strategy for<br />
England (NSPS), and aims to reduce the suicide rate in the group of people who come into direct and<br />
indirect contact with our services. We also aim to provide better support for those bereaved or affected by<br />
suicide.<br />
The focus of our efforts will centre on the seven main NSPS objectives:<br />
1. Reduce the risk of suicide in key high-risk groups<br />
2. Tailor approaches to improve mental health in specific groups<br />
3. Reduce access to means of suicide<br />
4. Provide better information and support to those bereaved or affected by suicide<br />
5. Support the media in delivering sensitive approaches to suicide and suicidal behaviour<br />
6. Support research, data collection and monitoring<br />
38
7. Reducing the rates of self-harm as a key indicator of suicide risk<br />
The Trust will review and refresh the current suicide prevention strategy during <strong>2022</strong>-23, in line with the<br />
NSPS fifth progress report, which was published in March <strong>2021</strong>.<br />
Zero suicide alliance<br />
<strong>AWP</strong> became a partner in the national Zero Suicide Alliance (ZSA) in 2019. We have developed a ZSA plan<br />
to assist us on this journey and to provide additional structural elements to our overarching suicide<br />
prevention strategy. It is recognised this will be a long-term plan requiring focus and commitment, but it<br />
provides clarity around our approach, identifying 10 key areas of focus, as shown in the diagram below.<br />
Our zero suicide ambition<br />
We see every life lost to suicide as a tragic and catastrophic event, and our zero suicide ambition is a longterm<br />
one. We believe that no suicide death is inevitable and it is this that will help us identify more and<br />
more suicide prevention opportunities. Our drive for zero suicides is an ambition and aim, not a<br />
performance target.<br />
Figure 8 – <strong>AWP</strong>’s zero suicide ambition – 10 key areas of focus<br />
39
Achievements and next steps<br />
The following table summarises our initial ZSA ambitions, our progress during <strong>2021</strong> and individual<br />
deliverables against each of the 10 elements of our ZSA plan.<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
Table 11 – <strong>AWP</strong>’s ZSA plan<br />
What we said we would do<br />
1 Our partners<br />
We will collaborate and remain <br />
actively involved with all local<br />
networks and suicide<br />
prevention forums.<br />
We will support and participate<br />
in the work of our local<br />
authority public health partners<br />
with community-wide suicide<br />
prevention activities.<br />
We will work with our local<br />
universities and further<br />
education colleagues to<br />
support their work to improve<br />
access for students to mental<br />
health care provision, and<br />
suicide prevention activities.<br />
We will be an active participant<br />
in the national Zero Suicide<br />
Alliance network.<br />
What we have been doing throughout<br />
<strong>2021</strong>-22<br />
We have strengthened existing<br />
networks and made new ones over the<br />
past year. Examples include:<br />
Contributing to both BNSSG and<br />
BSW system-wide suicide<br />
prevention forums.<br />
Contributing to both BNSSG and<br />
BSW system-wide Real Time<br />
Surveillance (RTS) meetings with<br />
our CCG, Police and Local<br />
Authority Public Health<br />
colleagues. The RTS meetings<br />
provide an opportunity for the<br />
organisations to review real time<br />
suspected suicide deaths and<br />
identify key themes and learning,<br />
which is then shared across the<br />
system.<br />
Contributing to local suicide<br />
prevention forums for each<br />
locality across the Trust.<br />
The Trust secured funding through the<br />
national suicide prevention<br />
transformation workstream (wave two<br />
government funding) to develop a<br />
collaborative suicide prevention QI<br />
programme with our CCG and third<br />
sector colleagues across BSW<br />
secondary care services.<br />
What we plan to do during<br />
<strong>2022</strong>-23<br />
We will collaborate and<br />
remain actively involved with<br />
all local networks and suicide<br />
prevention forums.<br />
We will continue to support<br />
and participate in the work of<br />
our local authority public<br />
health partners with<br />
community-wide suicide<br />
prevention activities.<br />
We will work with our local<br />
universities and further<br />
education colleagues to<br />
support their work to<br />
improve access for students<br />
to mental health care<br />
provision, and suicide<br />
prevention activities.<br />
We will be an active<br />
participant in the national<br />
Zero Suicide Alliance<br />
network.<br />
The Trust will continue to<br />
support and promote the use<br />
of the Stay Alive online and<br />
app platform.<br />
Participation in the student mental<br />
health network organised by local<br />
universities, to ensure appropriate and<br />
timely responses for students<br />
experiencing a mental health crisis.<br />
Our local operational service managers<br />
have input to this forum as a way of<br />
ensuring a timely response to any<br />
highlighted areas of concern.<br />
With a new Suicide<br />
Prevention Lead in post, the<br />
Trust intends to review the<br />
previous work and identify<br />
key priorities for the year.<br />
40
2 Inpatient suicide prevention<br />
We will make suicide<br />
prevention within inpatient<br />
services a priority.<br />
We will use the NCISH<br />
template, Improving Safety in<br />
Mental Health Services to guide<br />
our work.<br />
We will link this with our work<br />
to improve environmental<br />
safety in inpatient settings.<br />
We will work hard to improve<br />
discharge planning and<br />
aftercare, with the focus on<br />
patient safety.<br />
We will implement a plan to<br />
reduce ‘restrictive practices’<br />
and enhance engagement and<br />
therapeutic observation.<br />
The Trust continues to be an active<br />
member of the Zero Suicide Alliance<br />
and mandatory completion of their<br />
suicide prevention awareness training<br />
for all staff.<br />
The Trust continues to be an active<br />
member of the National Suicide<br />
Prevention Alliance (NSPA) and we<br />
look forward to working with them<br />
over the next 12 months.<br />
The Trust continues to support and<br />
promote the use of the Stay Alive<br />
online and app platform.<br />
We have developed measures<br />
(performance metrics) for four of the<br />
ten elements of the NCISH ‘improving<br />
safety in mental health’, this includes:<br />
Out of area admissions<br />
Staff turnover<br />
Number of ward ligature<br />
incidents<br />
Percentage of patients receiving<br />
face-to-face follow-up within 72-<br />
hours of hospital discharge<br />
The Trust continues to work on<br />
developing metrics for the remaining<br />
six domains.<br />
We have established a ligature<br />
reduction group and have developed<br />
an incremental plan to address<br />
ligature risks across our inpatient<br />
wards. There is wide representation,<br />
including Psychologists and trauma<br />
informed leads to understand effective<br />
means of reducing incidents and<br />
support for staff. We also utilise the<br />
Trust’s library services to share<br />
research and best practice with<br />
colleagues.<br />
The Reducing Restrictive Practice (RRP)<br />
group continues to meet on a regular<br />
basis to coordinate the development<br />
and oversee the implementation of<br />
quality improvement work in this area.<br />
Develop metrics and<br />
measures to capture the<br />
remaining six NCISH safety<br />
elements, and incorporate<br />
these into our monthly<br />
suicide prevention<br />
dashboard.<br />
With a new Suicide<br />
Prevention Lead in post, the<br />
Trust intends to review the<br />
previous work and identify<br />
key priorities for the year.<br />
With a new Suicide<br />
Prevention Lead in post, the<br />
Trust intends to review the<br />
previous work and identify<br />
key priorities for the year.<br />
41
3 Leadership<br />
Reducing suicides and<br />
improving patient safety will<br />
always be our number one<br />
priority.<br />
Our suicide prevention work<br />
will be led and overseen by our<br />
Director of Nursing, including<br />
input from other executive<br />
directors.<br />
To keep suicide prevention at<br />
the heart of our work we will<br />
identify a non-executive<br />
director to take on the role of<br />
Zero Suicide Champion.<br />
The Zero Suicide Ambition will<br />
be at the centre of all our<br />
suicide prevention activity.<br />
We will produce annual reports<br />
on the progress of our suicide<br />
prevention work.<br />
4 Community-wide suicide prevention<br />
Reducing suicides and<br />
improving patient safety will<br />
always be our number one<br />
priority.<br />
Our suicide prevention work<br />
will be led and overseen by our<br />
Director of Nursing, including<br />
input from other executive<br />
directors.<br />
To keep suicide prevention at<br />
the heart of our work we will<br />
identify a non-executive<br />
Board-level commitment and sign-up<br />
to suicide prevention as one of <strong>AWP</strong>’s<br />
four core priorities.<br />
Direct reporting and oversight of<br />
suicide prevention activity by the<br />
Director of Nursing. A suicide<br />
prevention group reports to the<br />
Director of Nursing’s ‘safe’ governance<br />
group.<br />
Identification of a non-executive<br />
director as a Zero Suicide Champion.<br />
Monthly oversight and review at<br />
executive level of all suicide<br />
prevention work, as part of our safe<br />
sub-group<br />
We produce quarterly reports, as part<br />
of our learning from deaths report,<br />
which is scrutinised by the Trust Board.<br />
Re-established a dedicated suicide<br />
prevention group, which meets<br />
regularly and feeds in to the safe subgroup.<br />
There is wide representation,<br />
including Psychologists and trauma<br />
informed leads to understand effective<br />
means of reducing incidents and<br />
support for staff. We also utilise the<br />
Trust’s library services to share<br />
research and best practice with<br />
colleagues.<br />
We have been very active in our <br />
various suicide prevention groups and<br />
networks across BNSSG and BSW with<br />
our local authority, CCG and third<br />
sector colleagues.<br />
The Trust secured funding through the<br />
national suicide prevention<br />
transformation workstream (wave two<br />
government funding) to develop a<br />
collaborative suicide prevention QI<br />
programme with our CCG and third<br />
sector colleagues across BSW<br />
secondary care services.<br />
Ensure we promote and<br />
reinforce the suicide<br />
prevention messages as part<br />
of our ZSA commitments,<br />
both internally and<br />
externally.<br />
Continue to monitor and<br />
analyse suspected suicide<br />
deaths that have occurred in<br />
people being cared for by<br />
<strong>AWP</strong> services.<br />
Share the learning and<br />
improvements that are<br />
highlighted from our reviews<br />
and analysis, and ensure this<br />
informs our wider suicide<br />
prevention work.<br />
With a new Suicide<br />
Prevention Lead in post, the<br />
Trust intends to review the<br />
previous work and identify<br />
key priorities for the year.<br />
To continue participating in<br />
local, regional and national<br />
suicide prevention groups<br />
and networks.<br />
To commence testing of QI<br />
initiatives, as part of the BSW<br />
suicide prevention QI<br />
programme of work.<br />
Primarily focussing on<br />
assertive signposting and<br />
personal safety planning<br />
across our secondary care<br />
services.<br />
42
director to take on the role of<br />
Zero Suicide Champion.<br />
The Zero Suicide Ambition will<br />
be at the centre of all our<br />
suicide prevention activity.<br />
We will produce annual reports<br />
on the progress of our suicide<br />
prevention work.<br />
5 High risk service users<br />
We will work hard to ensure<br />
that all high-risk service users<br />
have their needs assessed with<br />
a focus on suicide risk and<br />
suicide prevention.<br />
We will improve our electronic<br />
documentation to ensure it<br />
supports the most effective<br />
level of risk assessment.<br />
We will work to develop and<br />
implement a safe and effective<br />
care pathway for people with<br />
personality disorder.<br />
We will develop and improve<br />
our guidance and support for<br />
staff caring for people with a<br />
history of self-harm.<br />
6 Medicines safety<br />
Our medicines safety work plan<br />
will be overseen by our Chief<br />
Pharmacist.<br />
We will maintain a Medicines<br />
Safety Group, chaired by our<br />
Medicines Safety Officer (MSO).<br />
We will develop a medicines<br />
safety plan focusing on the<br />
‘high risk’ drugs lithium<br />
<br />
Personality Disorder pathway working<br />
group established and work<br />
commenced to develop the pathway<br />
and strategy through a series of<br />
workshops.<br />
Community Mental Health<br />
Framework, year two funding secured<br />
to support the following Personality<br />
Disorder pathway work:<br />
Early Intervention Service in<br />
BSW - BNSSG is also prioritising<br />
early interventions, as part of<br />
the CMHF funding for year<br />
<br />
two.<br />
Development of a managed<br />
clinical network and<br />
Knowledge and Understanding<br />
Framework (KUF) roll out in<br />
BSW.<br />
Development of managed<br />
clinical network / team also by<br />
the CMHF workstream in<br />
BNSSG<br />
Sharing and promoting guidance<br />
regarding the management of selfharm<br />
with our staff.<br />
Regular meeting of the Trust-wide<br />
Medicines Safety Group. This forum<br />
focuses on medication-related<br />
incidents and hazards, as well as<br />
identifying learning from these.<br />
Completed a national POMH audit for<br />
clozapine prescribing and monitoring,<br />
mapped against national standards and<br />
<br />
With a new Suicide<br />
Prevention Lead in post, the<br />
Trust intends to review the<br />
previous work and identify<br />
key priorities for the year.<br />
Personality Disorder working<br />
group to continue, focusing<br />
on the development of the<br />
pathway and strategy.<br />
Developing further guidance<br />
and resources for staff about<br />
working with high-risk service<br />
users, specifically those at<br />
risk of suicide.<br />
Implement a QI project with<br />
access teams across BSW,<br />
which focuses on improving<br />
the engagement and postassessment<br />
support offered<br />
to high-risk individuals who<br />
do not necessarily meet<br />
mental health service<br />
treatment thresholds.<br />
With a new Suicide<br />
Prevention Lead in post, the<br />
Trust intends to review the<br />
previous work and identify<br />
key priorities for the year.<br />
The MSO proactively<br />
contributes to weekly<br />
incident review meetings and<br />
ratification meetings. They<br />
also network regionally and<br />
nationally.<br />
We will further develop the<br />
medicines incident<br />
dashboard, to provide<br />
43
carbonate, clozapine, and<br />
sodium valproate.<br />
We will ensure that learning<br />
arising from medicines<br />
incidents is disseminated and<br />
implemented across all clinical<br />
services.<br />
identified QI and practice development<br />
work as a result.<br />
comprehensive data for<br />
quarterly medicine incident<br />
reports. These reports are<br />
compiled and reviewed by<br />
the MSO, to identify trends<br />
and subsequent learning<br />
opportunities; includes<br />
controlled drugs and high-risk<br />
medicines (clozapine,<br />
valproate and lithium).<br />
Trends and learning from<br />
medicine incidents are<br />
discussed at bi-monthly<br />
medicines safety meetings,<br />
and disseminated Trust-wide<br />
in medicines safety bulletins<br />
and alerts<br />
We will undertake the<br />
scheduled audits agreed in<br />
our <strong>AWP</strong> medicines audit<br />
schedule, including POMH<br />
audits. All audits are<br />
prepared with action plans,<br />
which include identifying any<br />
learning needs and ways in<br />
which these can be<br />
addressed. The POMH audits<br />
this year include:<br />
<br />
<br />
<br />
Prescribing high dose<br />
and combined<br />
antipsychotics (POMH<br />
1h&3e)<br />
Prescribing for<br />
depression in adult<br />
mental health (POMH<br />
19b)<br />
Antipsychotic<br />
prescribing in people<br />
with a learning<br />
disability (POMH 9d)<br />
Participation in the NHSE/I<br />
National Overprescribing<br />
Review Implementation<br />
Programme, to monitor<br />
overprescribing and promote<br />
appropriate de-prescribing.<br />
44
Discharge Medicines Service<br />
(DMS) became a new<br />
Essential service within the<br />
Community Pharmacy<br />
Contractual Framework<br />
(CPCF) on 15 February <strong>2021</strong>.<br />
NHS Trusts are able to refer<br />
patients who would benefit<br />
from extra guidance and<br />
support around prescribed<br />
medicines for provision of the<br />
DMS at their community<br />
pharmacy. <strong>AWP</strong><br />
implemented this in the<br />
beginning of <strong>2022</strong>. This<br />
service, plays a key role in<br />
patient safety in prevention<br />
of self-harm and suicide, by<br />
communicating limiting<br />
quantities of medication, for<br />
those at risk.<br />
7 Environmental safety<br />
<br />
<br />
<br />
<br />
<br />
We will continue to monitor<br />
and address environmental<br />
risks in all inpatient areas.<br />
We will implement a new<br />
approach for assessing ligature<br />
risks within our inpatient units.<br />
We will implement a three-year<br />
programme of improvement<br />
work to ensure that all<br />
inpatient areas meet new<br />
national standards.<br />
Ligature Reduction Group have<br />
developed a plan for ligature reduction<br />
across the <strong>AWP</strong> inpatient estate.<br />
Monitoring of high-risk settings and<br />
buildings, including sharing learning<br />
and improvements across the<br />
inpatient network.<br />
Implemented a revised environmental<br />
and ligature risk assessment tool.<br />
Ensured annual environmental risk<br />
audits are undertaken and relevant<br />
improvement plans are implemented,<br />
where appropriate.<br />
Developed reporting metric for all<br />
reported inpatient ligature incidents as<br />
part of the suicide prevention<br />
dashboard.<br />
Continual capital investment to reduce<br />
fixed ligature points, such as doors. An<br />
action plan has been developed to<br />
focus on clinical risk management and<br />
the CQC themed actions, this work is<br />
overseen by the CQC oversight group.<br />
Continual monitoring and<br />
assessment of all ligature and<br />
other environmental risks<br />
within inpatient settings.<br />
Undertake a detailed review<br />
of incident cases and identify<br />
key themes and associated<br />
learning and<br />
recommendations for<br />
improving ligature safety.<br />
Use the intelligence arising<br />
from ligature incident<br />
reporting to complete an<br />
audit and analysis of a sample<br />
of incidents in order to<br />
identify learning in relation to<br />
prevention.<br />
With a new Suicide<br />
Prevention Lead in post, the<br />
Trust intends to review the<br />
previous work and identify<br />
key priorities for the year.<br />
45
8 Staff competency<br />
<br />
<br />
<br />
We will review our suicide<br />
prevention and risk training and<br />
professional development<br />
programmes, ensuring all of<br />
them meet the national<br />
competencies regarding suicide<br />
prevention.<br />
We will ensure all staff, in both<br />
clinical and non-clinical roles,<br />
have completed a programme<br />
of suicide prevention<br />
awareness.<br />
Risk task and finish group established<br />
and is led by our Deputy Director of<br />
Nursing. The group has been focussing<br />
on revising the Trust’s current risk<br />
training, including the development of<br />
a staff survey to help understand the<br />
views and needs of staff more clearly,<br />
which in turn will help the risk task and<br />
finish group in devising the new risk<br />
training modules.<br />
During <strong>2021</strong>-22, our Advanced Clinical<br />
Practice Development Facilitator for<br />
Suicide Prevention has delivered a<br />
significant number of Continuing<br />
Professional Development (CPD)<br />
sessions to clinical teams across the<br />
Trust. This work will continue<br />
throughout <strong>2022</strong>-23. CPD Sessions<br />
have been tailored for each and<br />
individual team in terms of content,<br />
length of session, time of day, delivery<br />
method (‘live’ via MS Teams or face to<br />
face in clinical settings or suitable<br />
conference/large meeting rooms).<br />
Teams have appreciated the tailored<br />
nature of sessions and this is reflected<br />
in the consistently positive feedback.<br />
Monitor and report<br />
performance regarding staff<br />
compliance with mandatory<br />
training as part of our suicide<br />
prevention dashboard.<br />
Continue the CPD suicide<br />
prevention programme of<br />
work in order to provide<br />
support, guidance, role<br />
modelling, reflection and<br />
other learning for clinical<br />
teams.<br />
With a new Suicide<br />
Prevention Lead in post, the<br />
Trust intends to review the<br />
previous work and identify<br />
key priorities for the year.<br />
<strong>AWP</strong>’s CPD Team have created two<br />
CPD development packages delivered<br />
face to face over six days – a<br />
preceptorship package, which is open<br />
to all newly qualified nurses and allied<br />
health professionals joining the Trust,<br />
and a Charge Nurse development<br />
package. Suicide Prevention sessions<br />
are incorporated into both of these<br />
packages and are run all year round.<br />
9 Families and carers<br />
<br />
<br />
<br />
We will develop a post for<br />
someone with lived experience<br />
of bereavement by suicide, so<br />
that they can work with us to<br />
ensure that the needs of this<br />
group are at the centre of all<br />
our suicide prevention activity.<br />
We will seek participation and<br />
input from people who have<br />
Re-established a dedicated suicide<br />
prevention group.<br />
Developed two specific posts of Family<br />
Liaison Officer. These roles will focus<br />
on providing support to families<br />
following bereavement.<br />
Ensure both experts by<br />
experience and service users<br />
and carers are included in the<br />
membership of the new<br />
suicide prevention group.<br />
Ensure input from experts by<br />
experience into the emerging<br />
QI suicide prevention project.<br />
46
survived an attempt to end<br />
their life to the review,<br />
monitoring and delivery of staff<br />
training.<br />
We will constantly review the<br />
support we provide to people<br />
who have been bereaved<br />
following suicide.<br />
Sharing ideas for updated suicide<br />
prevention training through local<br />
networks.<br />
Ensuring that the role and needs of<br />
family members and carers are a<br />
fundamental element of our<br />
mandatory suicide prevention and risk<br />
training.<br />
With a new Suicide<br />
Prevention Lead in post, the<br />
Trust intends to review the<br />
previous work and identify<br />
key priorities for the year.<br />
Participation in local systems<br />
discussions regarding the development<br />
of:<br />
<br />
<br />
A robust and secure alert system<br />
for those families bereaved<br />
following a suspected suicide.<br />
Discussing how to progress the<br />
development of a postvention<br />
suicide response/support service<br />
with local stakeholders and<br />
partners.<br />
<br />
<br />
<br />
<br />
<br />
10 Learning<br />
We will develop a post for<br />
someone with lived experience<br />
of bereavement by suicide, so<br />
that they can work with us to<br />
ensure that the needs of this<br />
group are at the centre of all<br />
our suicide prevention activity.<br />
We will seek participation and<br />
input from people who have<br />
survived an attempt to end<br />
their life to the review,<br />
monitoring and delivery of staff<br />
training.<br />
We will constantly review the<br />
support we provide to people<br />
who have been bereaved<br />
following suicide.<br />
Making Families Count have delivered<br />
specific workshops for staff across<br />
<strong>AWP</strong> to strengthen the offer from<br />
<strong>AWP</strong> to bereaved families following a<br />
suspected suicide.<br />
A range of approaches currently<br />
undertaken to discuss and share our<br />
learning include:<br />
Patient stories at Trust Board<br />
Learning from experience group<br />
Mortality review group<br />
Learning and improvement<br />
panel<br />
<strong>Quality</strong> summits<br />
Divisional and locality quality<br />
and standards meetings /<br />
Learning from Experience<br />
meetings<br />
Real time surveillance meetings<br />
across BSW and BNSSG with<br />
our Police, CCG and Public<br />
Health colleagues<br />
Developed the role of Family Liaison<br />
Officer to support families following<br />
bereavement.<br />
Deliver the new Patient<br />
Safety Incident Response<br />
Framework (PSIRF), which<br />
will be launched in <strong>2022</strong>-23.<br />
Make as much information<br />
regarding suicide and suicide<br />
prevention available<br />
publically, within the limits of<br />
confidentiality and the need<br />
to avoid the inadvertent<br />
promotion of suicide.<br />
47
Suicide prevention dashboard<br />
The Trust continues to utilise and monitor the suicide prevention dashboard. Measures were developed for<br />
four of the ten elements of the NCISH Improving Safety in Mental Health, these include:<br />
<br />
<br />
<br />
<br />
Number of out of area<br />
admissions<br />
Staff turnover<br />
Number of ward ligature<br />
incidents reported<br />
Percentage of patients<br />
receiving face-to-face followup<br />
within 72-hours of<br />
hospital discharge.<br />
Figure 9 – suicide prevention dashboard – February <strong>2022</strong><br />
Interpretation<br />
1. Skills, training and competencies (BANK STAFF ONLY) Target Latest Variation Trend Shift<br />
1.1 Percentage of staff completing CPA & Risk training (mandatory e-learning) 90% 85.6% Common<br />
Cause<br />
No<br />
No<br />
100%<br />
50%<br />
100%<br />
1.2 Percentage of staff completing Suicide Prevention Awareness (ZSA online<br />
program)<br />
90% 94.1%<br />
Special<br />
Cause<br />
No<br />
Up<br />
40%<br />
2. Skills, training and competencies (SUBSTANTIVE STAFF ONLY)<br />
2.1 Percentage of staff completing CPA & Risk training (mandatory e-learning) 90% 83.0% Common<br />
Cause<br />
No<br />
No<br />
100%<br />
90%<br />
80%<br />
100%<br />
2.2 Percentage of staff completing Suicide Prevention Awareness (ZSA online<br />
programm)<br />
90% 94.8%<br />
Special<br />
Cause<br />
No<br />
Up<br />
50%<br />
2.3 Percentage of CPA Service Users with a completed risk assessment 90% 99.9% Common<br />
Cause<br />
No<br />
No<br />
100%<br />
95%<br />
90%<br />
100%<br />
2.4 Percentage of CPA Service Users with a completed crisis & contingency<br />
plan<br />
90% 98.4% Common<br />
Cause<br />
No<br />
Down<br />
95%<br />
90%<br />
48
3. Total reported incidents<br />
20<br />
3.1 Total number of suspected Trust suicides in a month 0 7<br />
Common<br />
Cause<br />
No<br />
No<br />
10<br />
0<br />
20<br />
3.2 Total number of suspected suicides of current patients 0 4<br />
Common<br />
Cause<br />
No<br />
No<br />
10<br />
0<br />
4<br />
3.3 Total number of suspected suicides of recent referrals 0 2<br />
Common<br />
Cause<br />
No<br />
No<br />
2<br />
0<br />
10<br />
3.4 Total number of suspected suicides of patients discharged from <strong>AWP</strong><br />
services<br />
0 1<br />
Common<br />
Cause<br />
No<br />
No<br />
5<br />
3.5 Total number of suicides within 90 days of hospital discharge 0 1<br />
Common<br />
Cause<br />
Interpretation<br />
4. 10 Ways to Improve Safety (NCISH, 2019) Target Latest Variation Trend Shift<br />
4.1 Number of out of area <strong>AWP</strong> inpatient admissions 0 34<br />
Common<br />
Cause<br />
No<br />
No<br />
No<br />
No<br />
4<br />
3<br />
2<br />
1<br />
0<br />
0<br />
100 20<br />
0<br />
50%<br />
4.1b Out of Area <strong>AWP</strong> inpatient admissions as % of total inpatient admissions 0% 27%<br />
Common<br />
Cause<br />
No<br />
No<br />
0%<br />
20%<br />
4.2 Turnover - Trust Measure (Rolling 12 months WTE up to Month 10) 12.9% 15.22% Special<br />
Cause<br />
Up<br />
Up<br />
15%<br />
10%<br />
5%<br />
100<br />
4.3 Number of inpatient ward ligature incident reports 0 42<br />
Common<br />
Cause<br />
No<br />
Up<br />
50<br />
0<br />
100%<br />
4.4 Percentage receiving face-to-face follow-up within 72-hours post-discharge 100% 75.0% Common<br />
Cause<br />
No<br />
No<br />
80%<br />
60%<br />
13. Safeguarding<br />
The safeguarding team in <strong>AWP</strong> is embedded within the Nursing and <strong>Quality</strong> Directorate. The Director of<br />
Nursing holds executive responsibility for safeguarding, supported by the Head of Safeguarding and the<br />
Deputy Director of Nursing, with portfolio for Safeguarding. The Safeguarding team consists of<br />
safeguarding professionals for adults and children including the Named Nurse and Named Doctor for<br />
CAMHS and a Domestic Abuse Lead. An experienced Named Doctor for Adult Services commenced work in<br />
April <strong>2021</strong>. Administrators and a Business and Project Co-ordinator are also essential members of the<br />
team.<br />
The team have extensive relevant experience including:<br />
<br />
<br />
<br />
Mental Health Social Care<br />
Acute and community Physical Health<br />
Children’s Social Care<br />
49
Forensic Mental Health<br />
Mental Capacity Act<br />
CAMHS<br />
Children’s Nursing<br />
Midwifery & Health visiting<br />
Older Adults<br />
Commissioning<br />
Local Authority experience of Safeguarding adults and Children<br />
This reporting period coincides with the ongoing impact of the global COVID-19 pandemic, with the<br />
services experiencing significant staffing challenges alongside ongoing protective measures.<br />
Activity significantly increased during the year <strong>2021</strong>-22 and has maintained the level as indicated in the<br />
graphs in activity section. The programme of service improvement was re-instated in a limited capacity<br />
with Single Point of Contact (SPOC) being supported by a triage desk staffed by safeguarding practitioners.<br />
Other developments / achievements in year include:<br />
<br />
<br />
<br />
<br />
<br />
<br />
Hosting a domestic abuse conference, facilitated by our Domestic Abuse Lead and supported by<br />
external agencies and well attended by our partners.<br />
Consolidation of the safeguarding huddle process to bring together clinical services and<br />
safeguarding when a potential safeguarding concern is identified. We have improved data<br />
collection from the huddles to enable identification of trends for further analysis.<br />
A Multi-agency Review Coordinator role has been introduced to support management of the high<br />
volume of multi agency reviews <strong>AWP</strong> are asked to support.<br />
A process to centrally report and oversee all learning and actions arising from multi-agency reviews<br />
has been implemented. This ensures greater oversight of the completion of actions and the<br />
embeddedness of learning. Safeguarding Associate Practitioner role to support the Domestic Abuse<br />
Lead has been consolidated in the team, supporting partnership work in relation to domestic Abuse<br />
with particular support provided around domestic homicide reviews and Multi-Agency Risk<br />
Assessment Conference (MARAC) queries.<br />
Development of a template to support safeguarding enquiries where <strong>AWP</strong> are asked to carry out<br />
initial investigations, (known as caused enquiries), to support consistent investigations.<br />
Successfully introduced a development post to support succession planning, the post holder has<br />
been supported to achieve safeguarding competencies in accordance with the intercollegiate<br />
guidance, produced reflective pieces of work and has been mentored by a senior practitioner in the<br />
team.<br />
Activity<br />
In line with the national picture and compared to the previous reporting period, safeguarding activity has<br />
remained at the level of 2020-21, following a significant increase during the first year of the pandemic. The<br />
level of complexity has remained with common themes around self-neglect and domestic abuse.<br />
50
Figure 10 – total safeguarding activity, by month – <strong>2021</strong>-22<br />
Figure 11 – total number of safeguarding referrals received, by locality – <strong>2021</strong>-22<br />
Domestic abuse<br />
Figure 12 – number of domestic abuse concerns, by month – <strong>2021</strong>-22<br />
51
The domestic abuse activity has settled at a level above pre-pandemic levels; the chart reflect contacts<br />
with safeguarding identified by operational practitioners as domestic abuse. In practice, Safeguarding<br />
Practitioners are identifying domestic abuse in many of the contacts with the team and in incidents<br />
reviewed through the Trust governance processes.<br />
Organisational abuse investigations<br />
There have been no organisational safeguarding investigations commenced during this reporting period;<br />
one investigation from the previous year relating to perinatal mental health services was closed in year,<br />
following presentation of the internal investigation and learning report to the relevant Safeguarding Board.<br />
Training<br />
At the end of this reporting period all training was compliant with commissioned targets, including<br />
safeguarding level three.<br />
Bespoke training sessions have been delivered and training packages developed in relation to<br />
organisational safeguarding, self-neglect and domestic abuse.<br />
Safeguarding supervision has been provided various teams including CAMHS, Perinatal Mental Health,<br />
Mother and Baby unit and Eating Disorder services.<br />
Partnership working<br />
Despite this period of disruption due to COVID-19, the Trust has continued to prioritise, where possible,<br />
attendance at safeguarding boards and sub groups, where appropriate (including Safeguarding Practice<br />
Reviews, Safeguarding Adult Reviews, Mental Health Homicide Reviews or Domestic Homicide Reviews).<br />
The Trust has also submitted data to NHS Digital on Prevent and Female Genital Mutilation.<br />
<strong>AWP</strong> safeguarding team supported 372 external safeguarding meetings from April <strong>2021</strong> - March <strong>2022</strong>.<br />
Figure 13 – number of external safeguarding meetings – April <strong>2021</strong> – March <strong>2022</strong><br />
Staffing establishment<br />
During this reporting period, the Deputy Head of Safeguarding was resigned and subsequent recruitment<br />
process was unsuccessful.<br />
52
Recruitment of suitably qualified and experienced staff is a challenge and remains ongoing. The team are<br />
also working to develop a new role and introduce development roles to support the workforce pipeline.<br />
14. Patient Advice and Liaison Service (PALS)<br />
The PALS service provides free, confidential, impartial advice to service users, families and carers. PALS can<br />
help by providing the opportunity to discuss in confidence, any concerns or comments regarding care and<br />
receive positive feedback and praise from service users and families.<br />
The PALS officers can visit inpatient wards or community sites to speak with service users or carers face-toface<br />
to help them to raise their concerns. The team also works closely with local advocacy services to<br />
ensure people can access support to make complaints or resolve their issues if wanted.<br />
In investigating the complaint, our intention always is to listen to the service user or carer experience and<br />
use their comments, and our findings, to improve safety, experience and the quality of healthcare services<br />
we provide.<br />
Over the past year, the team have received 1192 PALS enquiries.<br />
Praise<br />
Over the past year, the PALS team have received 863 compliments sent through by staff and services.<br />
Complaints<br />
As an organisation, we work hard to respond positively to complaints and concerns. Our complaints policy<br />
follows the principles of the NHS Complaints Procedure and information on how to complain or raise a<br />
concern is available publicly to make the service easily accessible.<br />
This year, we received 384 formal complaints compared to 246 last year. The increase was due to<br />
significant changes in the way complaints were handled during the COVID-19 pandemic. Sharing the<br />
learning from complaints and concerns helps us to make changes to practice, processes and systems, so<br />
that the risk of harm or recurrence is reduced. Information from PALS and complaints cases are used<br />
alongside information from incidents and the Friends and Family Test to help the Trust to shape services,<br />
to identify ‘hot spots’ and to act as an early warning system for the Trust to identify potential issues.<br />
This year, we received 170 informal complaints.<br />
Themes<br />
In reviewing our complaints, we can helpfully draw themes that can highlight trends and identify any areas<br />
of concern. We align these themes to the five CQC domains and our findings for <strong>2021</strong>-22 is shown below.<br />
Our intention, as with direct user and carer feedback is to use this information to improve safety,<br />
experience and the quality of healthcare services we provide.<br />
53
Table 12 – PALS, complaints and praise overview, by year<br />
2014-<br />
15<br />
2015-<br />
16<br />
2016-<br />
17<br />
2017-<br />
18<br />
2018-<br />
19<br />
2019-<br />
20<br />
2020-<br />
21<br />
<strong>2021</strong>-<br />
22<br />
PALS cases 1887 1802 1881 1449 1190 1167 1243 1192<br />
Praise<br />
received<br />
Formal<br />
complaints<br />
Informal<br />
complaints<br />
Total<br />
complaints<br />
Investigated<br />
by the<br />
Ombudsman<br />
724 1122 1290 1051 1098 928 723 863<br />
314 360 384 302 305 277 246 384<br />
72 78 76 112 98 114 150 170<br />
386 438 460 414 403 391 396 554<br />
12 4 6 5 11 2 4 2<br />
Table 13 – PALS and complaints key themes<br />
Five themes from our feedback<br />
Complaints<br />
(inc informal)<br />
PALS<br />
Safety (includes medication, nutrition, personal safety,<br />
safeguarding, personal property)<br />
Effective (includes clinical care, CPA, discharge from services,<br />
MHA, physical healthcare)<br />
Caring (includes attitude of staff, privacy and dignity,<br />
communication)<br />
Responsive (includes access to services, responsiveness to<br />
referrals and inpatient bed management)<br />
Well led (incudes policy and procedure, health records,<br />
complaints handling, requests for information, signposting,<br />
user and carer involvement)<br />
101 62<br />
141 147<br />
108 251<br />
110 194<br />
31 273<br />
TOTAL 491 927<br />
15. Patient experience<br />
Friends and family assessment of care<br />
We take part in the national Friends and Family Test (FFT), which is an important way for us to hear what<br />
people think of our services. At its heart, the test asks whether people would recommend the services they<br />
have used to their friends and family. It is designed to highlight areas of good practice, as well as areas for<br />
improvement. To make the results of the test meaningful, it is important that the Trust encourages as<br />
many people as possible to complete the test.<br />
54
In April 2020, the FFT question was revised by NHS England, with the intention of becoming a more<br />
effective tool for gathering patient feedback that helps to drive local improvements in healthcare services.<br />
Unfortunately, shortly after this refreshed FFT guidance was introduced, a national pause was<br />
implemented by NHS England on the collection of FFT responses, to divert staff to COVID-19 efforts. In<br />
<strong>2021</strong>, the FFT collection resumed and since then we have seen a slight, yet steady increase in responses.<br />
Response rate 2018-<strong>2022</strong><br />
Figure 14 – FFT response rate – April 2018 – March <strong>2022</strong><br />
Figure 15 – FFT positive response rate – April 2018 – March <strong>2022</strong><br />
As the organisation has returned to ‘business as usual’ after the effects of the pandemic, we are seeing a<br />
general increase in the number of responses. Since we relaunched the FFT, we have worked on making the<br />
survey more accessible, including QR code links on Trust envelopes and having the survey translated into<br />
numerous other languages to increase diversity in responses. It is now hoped that with the introduction of<br />
the new Trust communication techniques, that text messages will be delivered to service users after<br />
receiving care with an automated link to the survey and we should see the results of this by 2023.<br />
55
As part of the relaunch of FFT, we looked at the way we are analysing and distributing feedback for our<br />
localities and teams. The comments received are often quite detailed, however the ability to split these<br />
into the key CQC domains has proven to be difficult and time consuming, as quite often a comment will<br />
cover numerous, or even all of the domains and so it was decided that this should be stopped. Instead, we<br />
have created new quarterly reports, delivering key information back to the localities and have granted<br />
increased access to the IQVIA survey system to team leads and supporting administration teams in order<br />
for analysis to be undertaken, not only within the Nursing and <strong>Quality</strong> Directorate but also at a locality and<br />
team level.<br />
Table 14 – locality inpatient ward FFT responses – April <strong>2021</strong> – March <strong>2022</strong><br />
Locality Positive comments Negative comments<br />
BaNES 32 6% 1 2%<br />
Bristol 179 31% 16 36%<br />
CaMHS 6 1% 1 2%<br />
North Somerset 62 11% 3 7%<br />
Secure 18 3% 2 4%<br />
South Gloucestershire 3 1% 0 0%<br />
Specialised 87 15% 4 9%<br />
Swindon 54 9% 0 0%<br />
Wiltshire 132 23% 18 40%<br />
Total 573 100% 45 100%<br />
Table 15 - locality community FFT responses – April <strong>2021</strong> – March <strong>2022</strong><br />
Locality Positive comments Negative comments<br />
BaNES 53 3% 6 4%<br />
Bristol 359 19% 29 20%<br />
CAMHS 0 0% 1 1%<br />
North Somerset 260 14% 36 24%<br />
South Gloucestershire 328 18% 24 16%<br />
Specialised 87 5% 4 3%<br />
Swindon 513 27% 20 14%<br />
Wiltshire 272 15% 27 18%<br />
Total 1872 100% 147 100%<br />
Patient surveys<br />
In November <strong>2021</strong>, the Trust received the results of the annual community mental health survey,<br />
commissioned by the CQC. The survey was undertaken between February and June <strong>2021</strong> and 1250<br />
community mental health service users were asked to comment on the care they had received. 324<br />
surveys were returned, giving a response rate of 27%, a 2% reduction compared with the previous year.<br />
Out of the 28 questions on the survey, <strong>AWP</strong>’s results were better than most Trusts for four questions, and<br />
somewhat better than most for two questions.<br />
56
Each section of the questionnaire is given a score out of 10 (the higher the score, the better). Each trust<br />
receives a rating from the CQC of ‘about the same’, ‘better’ or ‘worse’:<br />
Better: the Trust is better for that particular question compared to most other Trusts that took part<br />
in the survey.<br />
About the same: the Trust is performing about the same for that particular question as most other<br />
Trusts that took part in the survey.<br />
Worse: the Trust did not perform as well for that particular question compared to most other<br />
Trusts that took part in the survey.<br />
Table 16 – community mental health survey feedback – <strong>2021</strong><br />
Category<br />
Your health and social care<br />
workers<br />
<strong>2021</strong> summary<br />
(out of a maximum score of 10)<br />
Compared with other<br />
trusts<br />
7.4 About the same<br />
Organising your care 8.8 Better<br />
Planning your care 7.0 About the same<br />
Reviewing your care 7.7 About the same<br />
Crisis care 7.0 About the same<br />
Medicines 7.4 About the same<br />
NHS Therapies 7.9 Better<br />
Support and Wellbeing 5.3 About the same<br />
Feedback 2.2 About the same<br />
Overall views of care and<br />
services<br />
7.4 About the same<br />
Overall experience 7.2 About the same<br />
Care during the COVID-19<br />
Pandemic<br />
6.8 About the same<br />
This is very positive feedback for the Trust. However, there is room for improvement in a number of areas<br />
and we are reviewing plans and developing improvement, in particular in these categories:<br />
Support and Wellbeing<br />
Feedback<br />
Crisis Care<br />
16. Service user and carer involvement<br />
We have been working to ensure we engage, involve and move towards meaningful co-production, where<br />
service users and communities are involved in planning and delivering care, as reflected in the strategic<br />
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priorities outlined last year. Due to COVID-19, we have not been able to hold the same number of<br />
engagement events as previous years with our stakeholders.<br />
The majority of the efforts this year from engagement and involvement staff has focused on maintaining<br />
existing links with service users and carers throughout the reduced contact periods during the global<br />
pandemic. Some staff were redeployed to support clinical services, while others worked to maintain<br />
relationships.<br />
Due to lockdowns, shielding and other physical travel restrictions some face-to-face events moved to<br />
virtual events. The Involvement teams and patient experience team worked hard to ensure that<br />
involvement continued via these virtual platforms.<br />
The Strategic Experts by Experience Group meetings moved to virtual meetings. Since moving to a virtual<br />
platform, they have continued to champion the service user voice within corporate services. The Strategic<br />
Experts by Experience group have now moved into the quality improvement structure and now report<br />
directly to the Director of Nursing and <strong>Quality</strong>.<br />
To further value and bolster the carer voice within the organisation, Carer Expert by Experiences have been<br />
appointed to the Carer Lead meeting and subsequent subgroup. The group focuses on the triangle of care,<br />
carer awareness training and carer champion training, aiming to further embed active involvement and<br />
inclusion of carers and families in our everyday working.<br />
The Local Involvement Coordinators, although restricted, as and where possible, continued to champion<br />
and embed the service users and carer voice within projects where possible.<br />
Triangle of care<br />
The Triangle of care is the way service users, carers and health professionals’ work together to provide<br />
care. We currently hold a 2-star triangle of care membership and are actively engaged in the regional<br />
collaborative network focused on improvement for carers.<br />
Locally, there are carer champions meetings, which are held to discuss local teams and their locality<br />
requirements, as well as the preparation, assessment and subsequent action plans from the triangle of<br />
care. We also hold monthly carers lead meetings to ensure delivery of the triangle of care against the<br />
standards as well as coordinating Trust-wide improvement work. The monthly carers lead meeting is<br />
attended by the carers lead for each locality.<br />
17. Peer support and lived experience<br />
During <strong>2021</strong>-22, we have been working on the development of a Peer Support and Lived Experience<br />
workforce. The team is led by the Trust’s Peer Support Lead, who also has lived experience, which is<br />
recognised as good practice across the NHS. The Peer Support Lead has been actively recruiting and<br />
leading the implementation of the peer and lived experience workforce and this work will continue<br />
throughout <strong>2022</strong>-23.<br />
We have developed a monthly community of practice, which is the professional meeting for Peer Support<br />
and Lived Experience workers. We have also started working with Peer Hub CIC, which is a user-led<br />
community organisation that specialises in peer support.<br />
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Next steps for <strong>2022</strong>/23<br />
The team will be focusing on developing / implementing the following actions throughout <strong>2022</strong>-23:<br />
Peer practice framework launch<br />
Code of conduct launch<br />
Peer values and principles launch<br />
Supporting staff with known lived experience policy to be developed<br />
Peer development team in place<br />
Training package in place<br />
Peer practice supervision in place<br />
18. Commissioning for <strong>Quality</strong> and Innovation (CQUIN)<br />
In March <strong>2021</strong>, notification was received that the Commissioning for <strong>Quality</strong> and Innovation (CQUIN)<br />
scheme remained paused until further notice, as a continuation of the pause in March 2020. In October<br />
<strong>2021</strong>, following the publication of the 'guidance on finance and contracting arrangements for H2 <strong>2021</strong>-22',<br />
it was confirmed that there would be no CQUIN scheme for the remainder of <strong>2021</strong>-22<br />
The CQUIN scheme for <strong>2022</strong>-23 was consulted on in early <strong>2022</strong>, and version 1.2 published in March <strong>2022</strong>.<br />
Commissioners and <strong>AWP</strong> have agreed the following CQUINs will be completed in <strong>2022</strong>-23:<br />
CCG1: Flu vaccinations for frontline healthcare workers<br />
CCG9: Cirrhosis and fibrosis tests for alcohol dependent patients<br />
CCG10a: Routine outcome monitoring in CYP and perinatal mental health services (although agreed<br />
to exclude CYP due to contracting)<br />
CCG10b: Routine outcome monitoring in community mental health services<br />
CCG11: Use of anxiety disorder specific measures in IAPT services<br />
CG12: Biopsychosocial assessments by MH liaison services<br />
PSS6: Delivery of formulation or review within 6 weeks of admission, as part of a dynamic<br />
assessment process for admissions within Tier 4 CYPMH settings<br />
PSS7: Supporting quality improvement in the use of restrictive practice in Tier 4 CYPMH settings<br />
PSS8: Outcome measurement in perinatal inpatient services<br />
19. Care <strong>Quality</strong> Commission (CQC)<br />
Like all NHS providers, we are required to register with the CQC our status with no conditions attached to<br />
the registration.<br />
The CQC regulate NHS services and provide assurance to the public that we are meeting the required<br />
standards of care against regulations set down within five key domains as shown below. When carrying<br />
out an inspection the CQC use a framework of fundamental standards and against these standards will give<br />
individual rating to services within the Trust and an overall rating for the Trust as a whole.<br />
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From September 2020, the CQC introduced a transitional methodology. This will draw on the five key<br />
questions it asked previously (safe, caring, effective, responsive and well-led) but will be much shorter. It<br />
will involve some visits and some remote assessment of data.<br />
The Trust has not taken part in any special reviews or investigations by the CQC under section 48 of the<br />
Health and Social Care Act 2008, during <strong>2021</strong>-22.<br />
CQC inspection<br />
The Care <strong>Quality</strong> Commission (CQC) completed a comprehensive routine inspection of the Trust between<br />
July <strong>2021</strong> and September <strong>2021</strong> that included two core services, wards for older people with mental health<br />
problems and specialist community services for children and young people. The CQC also completed a<br />
‘well-led’ assessment during the same period.<br />
The Trust’s overall rating remains at ‘requires improvement’, although the ‘well-led’ element has improved<br />
and is rated as ‘good’. The CQC were clear that staff increasingly felt respected, supported and valued, that<br />
the Board members demonstrated a real understanding of the issues that faced the Trust and were clear<br />
that it faced many challenges. However, both core services, older adult and CAMHS services were rated as<br />
‘requires improvement’, a downgrading since the last CQC inspection.<br />
Wards for older people with mental health problems<br />
The CQC made the following recommendations:<br />
That the Trust must ensure actions are identified and implemented to mitigate environmental risks<br />
on all wards, including ligature and blind spot risks.<br />
The Trust must also ensure that patient risk management plans are individualised, consider<br />
environmental risks, and updated following identification of new or changing risks.<br />
The Trust must ensure that ward 4 staff develop individualised care plans to manage risk of selfneglect<br />
and evidence consideration of least restrictive options. Use of restraint during personal care<br />
must be proportionate and necessary to manage the risks to the patient.<br />
The Trust must ensure that all staff treat patients with dignity and respect, when interacting with<br />
them and entering their personal areas, such as bedrooms.<br />
Specialist community services for children and young people<br />
The CQC made the following recommendations:<br />
The Trust must ensure that risk assessments are updated when young people’s risk changes.<br />
The Trust must ensure that waiting lists for young people and staff caseloads are monitored and<br />
reduced.<br />
The Trust must ensure there are sufficient numbers of suitably qualified, competent, skilled and<br />
experienced people to meet the care and treatment needs of the young people.<br />
The Trust must ensure that premises are safe, clean, well equipped, well furnished, well maintained<br />
and fit for purpose.<br />
Well-led inspection<br />
The CQC highlighted the following:<br />
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Culture - staff increasingly felt respected, supported and valued, but there was further work<br />
required, staff felt increasingly positive and proud about working for the Trust and their team<br />
Board members demonstrated a real understanding of the issues that faced the Trust and were<br />
clear that it faced many challenges including a difficult financial position, challenges with the estate,<br />
a low bed base per population and a number of infrastructure and system issues. All members were<br />
clear where investment was needed to improve the quality of services.<br />
The Board had clear areas of responsibility and accountability. Board members including nonexecutive<br />
directors chaired specific committees or were leads on specific areas of work.<br />
The Trust Board and senior leadership team displayed integrity in carrying out their roles.<br />
The Trust leadership team had a comprehensive knowledge of current priorities and challenges,<br />
and actions were identified to address them.<br />
Governance – the Trust’s new governance framework was aligned with the CQC domains of safe,<br />
effective, caring, responsive and well led. There were clear lines of accountability and governance<br />
arrangements in place to provide ward to board assurance. There were a range of mechanisms in<br />
place for identifying, recording and managing risks, issues and mitigating actions. Individual<br />
services maintained their risk registers, which were submitted to the Trust’s electronic risk<br />
management system.<br />
However, the CQC also stated that:<br />
Estates strategy - the Trust did not have a well-developed estates strategy, despite estates being<br />
identified as a key issue.<br />
Trust strategy long-term financial plan - the Trust strategy was not supported by a long-term<br />
financial plan and indications were that this was some way off in the context of significant changes<br />
to the national financial architecture. The Trust were unable to credibly evidence that it had a<br />
strategy that was affordable or financially sustainable.<br />
Engagement and involvement strategy - the Trust did not have a clear, strategic, structured and<br />
systematic approach to engaging people who use services, those close to them and their<br />
representatives despite some examples of positive engagement.<br />
Staff involvement (strategy) - not all staff the CQC spoke with, as part of the core services<br />
inspection, felt involved in developing the Trust strategy and did not understand how this might<br />
impact on them or what might be required of them. Some staff felt the strategy was something that<br />
had been “done to” them, rather than with them.<br />
Senior visibility - there had been variability in the visibility, openness and transparency of senior<br />
and service leaders during the pandemic. This had impacted on the experience of staff in some<br />
areas where visibility, openness and transparency was seen to be poor. The CQC heard about a<br />
disconnect in some areas between front line staff, service managers and executives.<br />
An overview of the Trust’s CQC rating is shown below:<br />
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Table 17 – <strong>AWP</strong>’s CQC rating overview<br />
Domain CQC rating <strong>2021</strong>-22 CQC rating <strong>2022</strong>-23<br />
Overall rating Requires Improvement Requires Improvement<br />
Safe Requires Improvement Requires Improvement<br />
Effective Good Good<br />
Caring Good Good<br />
Responsive Requires Improvement Requires Improvement<br />
Well-Led Requires Improvement Good<br />
20. <strong>Quality</strong> of data<br />
The Trust has a comprehensive and systematic approach to the management of the quality of data held on<br />
its patient information systems.<br />
Hospital Episode Statistics (HES)<br />
During December <strong>2021</strong>, the Trust submitted records to the Secondary Uses Service (the single,<br />
comprehensive repository for healthcare data in England, which enables a range of reporting and analyses<br />
to support the NHS delivery of healthcare services).<br />
This information was included in the Hospital Episode Statistics data and showed full compliance in the<br />
required fields:<br />
Table 18 – submitted HES data, December <strong>2021</strong> (most recently published)<br />
Valid NHS number for admitted patient care: 100%<br />
Valid General Medical Practice Code was: 100%<br />
Electronic Patient Record<br />
On a monthly basis, the Trust undertakes an audit of the electronic patient record. Senior clinicians in all<br />
teams and wards are required to review five randomly selected records to assess their quality against 14<br />
sets of criteria (related to assessment, risk and care planning). The records management audit is reviewed<br />
annually to determine its efficacy and consider improvements.<br />
Data from these audits is supported by results on the NHS Data <strong>Quality</strong> Maturity Index (DQMI), as well as a<br />
number of ‘completeness’ metrics, which check that key information is available in the patient record.<br />
Results are included below.<br />
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Table 19 – data quality indicators 2019 - <strong>2022</strong><br />
Data <strong>Quality</strong> Indicator Target 2019-20 2020-21 <strong>2021</strong>-22<br />
National indicators<br />
Data <strong>Quality</strong> Maturity Index (combined) 95% 93% 93% 93%*<br />
DQMI – Admitted Patient Care 95% 88% 87% 87%*<br />
<br />
DQMI – Mental Health Services<br />
Dataset<br />
90% 93% 94% 94%*<br />
DQMI – IAPT Minimum Dataset 95% 99% 99% 99%*<br />
Local indicators<br />
Records management: monthly audit 75% 85% 84% 84%<br />
Completion of crisis, relapse and<br />
contingency plans<br />
90% 99% 99% 98%<br />
Completion of risk assessment 95% 99% 99% 99%<br />
* the <strong>2021</strong>-22 results use data published by NHS Digital, but at time of writing, this only includes up to<br />
December <strong>2021</strong>.<br />
Clinical coding<br />
<strong>AWP</strong> was not subject to the payment and tariff assurance framework clinical coding audit (formerly<br />
payment by results) during the reporting period.<br />
Plans for improvement in <strong>2022</strong>-23<br />
To continue improving the quality of our data, the Trust will review metrics used to drive the Data <strong>Quality</strong><br />
Maturity Index and work towards achievement of 95% compliance across all elements.<br />
21. NHS staff survey<br />
Every year, all of our substantively employed members of staff are invited to complete the NHS Staff<br />
Survey. The key priorities in <strong>2021</strong> saw positive movements, in particular the response rate, which has<br />
significantly increased from 45% to 56%, 2524 members of staff completed the survey in <strong>2021</strong>.<br />
For the <strong>2021</strong> survey onwards, the questions in the NHS Staff Survey are aligned to the People Promise.<br />
Because of this, some of the questions have changed since 2020. This sets out, in the words of NHS staff,<br />
the things that would most improve their working experience.<br />
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Figure 16 – NHS people promise<br />
In support of this, the results of the NHS Staff Survey are now measured against the seven People Promise<br />
elements and against two of the themes reported in previous years (staff engagement and morale).<br />
The reporting also includes new sub-scores, which feed into the People Promise elements and themes.<br />
Figure 17 – NHS staff survey people promise scores<br />
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Summary of findings – staff survey <strong>2021</strong><br />
Figure 18 – summary of findings – <strong>2021</strong> staff survey<br />
The results of the staff survey were generally positive, with significant improvements in 3 out of 4 of our<br />
key priorities in <strong>2021</strong>.<br />
Highest and lowest scoring scores <strong>2021</strong><br />
Figure 19 – <strong>2021</strong> staff survey – highest and lowest scoring scores<br />
When compared to 2020, 10 questions were seen to be ‘significantly better’ in <strong>2021</strong>.<br />
Our most improved scores were:<br />
Q17a - would feel secure raising concerns about unsafe clinical practice 79% (+6%).<br />
Q3h - have adequate materials, supplies and equipment to do my work 58% (+5%).<br />
Q9c - immediate manager asks for my opinion before making decisions that affect my work 66%<br />
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(+5%).<br />
Q9b - immediate manager gives clear feedback on my work 71% (+4%).<br />
Q11e - not felt pressure from manager to come to work when not feeling well enough 85% (+4%).<br />
Q17b - would feel confident that the organisation would address concerns about unsafe clinical<br />
practice 60% (+4%).<br />
The themes for our most declined scores were more in line with workload balance and staff engagement.<br />
There being enough staff at the organisation for people to do their job properly, coming into work when<br />
feeling unwell and dissatisfaction with levels of pay.<br />
When we look at ‘Q22a - I don’t often think about leaving this organisation’, this is one of our most<br />
declined scores. This moved from 45% to 42%, which was the same level in 2019. If we look at the other<br />
parts of the question ‘Q22b - I am unlikely to look for a job at a new organisation in the next 12 months’<br />
and ‘Q22c - I am not planning on leaving this organisation’, this has remained the same as last year and in<br />
line with the Picker average.<br />
Key priorities<br />
In 2020, we set four key priorities, and we saw some positive improvements in the <strong>2021</strong> results:<br />
56% of our people completed the survey versus 45% in 2020 (increase of 11%).<br />
<br />
67% reported that their manager asks for their opinion before making decisions that affect their work<br />
(increase of 6%).<br />
71% reported their manager is giving feedback on their work (increase of 4%).<br />
Together, we made improvements last year by having specific priorities and focuses. As such, we will be<br />
taking a similar approach and we have picked four key priorities for <strong>2022</strong>, based on our feedback, and<br />
consultation from various groups within the Trust. These are:<br />
We take action on health and wellbeing<br />
The health and wellbeing of our people is fundamental and we continue to want to do as much as we can<br />
to support your health and wellbeing at work. This is a new question in the survey, so we have no<br />
comparative score. However, this was one of our bottom 5 scores versus the Picker average. We decided<br />
this would be an important priority for <strong>2022</strong>, not only as this was one of our lowest scores versus the<br />
66
average, but also has a huge impact on sickness, retention and how attractive we are as an employer. Not<br />
to mention how this affects the individual, and the care we are able to provide by extension<br />
Appraisals reflect how we value our peoples work<br />
We want our appraisals to be seen as less of a tick-box exercise and more of a tool to check in on all<br />
elements of working at <strong>AWP</strong> for people. Building a strong induction programme, regular appraisals and<br />
one-to-one meetings between managers and staff should play a key part of any retention strategy in<br />
making sure our people feel clear about their role and valued for their work. Although the score for this<br />
improved from 21% to 32% last year, and is in line with the picker average, it was felt that there will still<br />
room for improvement, and a lot to gain if we can get this right.<br />
We take action on reducing bullying and harassment<br />
Last year we looked at reducing bullying from service users and the public. This improved by 1% to 69%,<br />
but was still lower than the picker average of 73%.<br />
When we look at the statistics, we found:<br />
<br />
<br />
<br />
15% of staff report that they have received harassment, bullying or abuse from other colleagues.<br />
11% of staff report that they have received harassment, bullying or abuse from managers.<br />
31% of staff report that they have received harassment, bullying or abuse from patients / service<br />
users or members of the public.<br />
Therefore, we wanted to expand this priority and take action on reducing bullying and harassment from<br />
anyone. Any form of bullying and harassment is not acceptable and we want to ensure that we do<br />
everything we can to support our staff to prevent bullying and harassment as well as have the appropriate<br />
support should anyone have a negative experience in this area. We want all teams to share the message<br />
that we do not tolerate any form of discrimination, bullying or violence, and call out inappropriate<br />
behaviour in a professional, respectful way.<br />
There are enough staff for people in our teams to do their job<br />
A big challenge we face as a Trust is filling our vacancies, and retaining our staff. In <strong>2021</strong>, 28% of<br />
respondents said there was enough people in their teams to do their job properly. This was a drop of 8%<br />
versus 2020, however is in line with previous years. From a people directorate point of view, recruitment<br />
and retention is a huge focus, and we all have a role to play.<br />
Next steps and action planning<br />
Each locality and corporate team also receive survey results that reflect in detail the experience of their<br />
own staff in that area. Managers use these results to discuss with staff where we can improve and, as a<br />
team, jointly develop department-specific responses that reflect their situation and experiences.<br />
We are also reaching out to different groups such as Freedom to speak up to create different resources<br />
and opportunities to improve on our priorities for <strong>2022</strong>.<br />
Staff friends and family<br />
Two key questions asked in the staff survey are the friends and family questions asked to staff. Below are<br />
our results of those staff who responded ‘strongly agree or agree’:<br />
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Recommend as a place to work – 55% (decrease of 3% from 2020, but this was still higher than<br />
previous years).<br />
Recommend as a place to receive treatment – 55% (decrease of 1% from 2020, but again still high<br />
higher than previous years).<br />
Figure 20 – <strong>2021</strong> NHS staff survey – friends and family results<br />
22. Freedom to speak up<br />
Overview<br />
Freedom to Speak Up (FTSU) has three components:<br />
<br />
<br />
<br />
Improving and protecting patient safety.<br />
Improving and supporting staff experience.<br />
Visually leading and promoting learning cultures that embrace continual improvement.<br />
The Freedom to Speak up Guardian (FTSUG) role specifically supports the national drive for positive<br />
cultural change by giving workers the freedom to speak up and raise concerns so that this becomes<br />
business as usual for all NHS staff.<br />
There are many existing routes for workers to raise concerns. Through incident reporting mechanisms, via<br />
their line manager or educational supervisor, or directly to an Executive or Non-Executive Director,<br />
amongst others. However, it is recognised there may be occasions where none of these routes are suitable<br />
and staff may wish to raise a concern confidentially or anonymously through the FTSUG.<br />
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The current <strong>AWP</strong> FTSUG, Elizabeth Bessant, took up the substantive role in February <strong>2021</strong>.<br />
This year, there has been 112 concerns raised, through the freedom to speak up route. Bullying and<br />
harassment / staff relationships remains the main issue of concern raised, followed by patient safety<br />
concerns.<br />
Freedom to speak up champions<br />
The FTSU champions have continued to be recruited into posts across the Trust and there are now 60 Trust<br />
champions who actively participate in managing cases, with a further 18 undertaking their training. There<br />
is representation from all localities and professions across the Trust, which include:<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
<br />
Unregistered practitioners<br />
Admin and clerical staff<br />
Allied Health Professionals<br />
Consultant Psychiatrists<br />
Registered Nurses<br />
Healthcare Assistants<br />
Bank staff<br />
Student nurses<br />
Ward Managers<br />
Matrons<br />
Head of Operations - Secure Services<br />
The Trust lead for Equality Diversity and Inclusion<br />
Deputy Medical Director<br />
There are two FTSU training modules that the champions have to undertake, these were developed by the<br />
National Guardians Office and are available to other Trust staff. A third module will be implemented in<br />
April <strong>2022</strong>. The FTSUG has developed a quarterly training programme for the champions and this came into<br />
place in March <strong>2022</strong>. There are six weekly FTSU locality and divisional meetings that the champions attend<br />
for networking, support and learning. The Trust FTSU forum occurs quarterly and reports into the Trust’s<br />
safe sub group.<br />
Achievements throughout <strong>2021</strong>-22<br />
We have successfully hosted two full day Professional Behaviours and Patient Safety (PBPS) workshops<br />
with the General Medical Council (GMC) regional lead. Alongside these workshop’s, we have had follow-up<br />
sessions; reviewing the skills and tools staff have managed to use in the work place. Staff have shared their<br />
experiences of witnessing unprofessional behaviour and the difficulty of challenging colleagues in these<br />
situations. The feedback from the workshop has been extremely positive; the GMC regional lead was<br />
incredibly complimentary about <strong>AWP</strong> staff being very open and honest about their experiences and<br />
positive attitude to change.<br />
The FTSUG is part of the compassionate and inclusive leadership programme within the Trust. Along with<br />
the PSPB workshops, we have also been running themed FTSU half-day sessions, where we have promoted<br />
development and learning (internally and externally) to <strong>AWP</strong>, including colleagues from acute, Mental<br />
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Health Trusts, NHS England and Improvement and the South West FTSUG. These events have been<br />
extremely well attended from across the Trust.<br />
We have purchased a FTSU app through ‘Working in Confidence’. This is designed to raise ideas and<br />
concerns with designated colleagues in <strong>AWP</strong> as anonymously as they would like. The lead administrator<br />
(FTSUG) will be able to have access to timelines, meeting dates, themes and outcomes without knowing<br />
specific details about the staff member raising the concern. This will be confidential between the person<br />
raising the concern and the person it is reported to. As the app is a computerised system, it will replace our<br />
current manual process of recording cases and data. This will be a much more efficient way of recording up<br />
to date, accurate information. This was launched on 1 April <strong>2022</strong> and promotion continues across the<br />
Trust.<br />
Concerns raised<br />
From April <strong>2021</strong> – December <strong>2021</strong> (9 months), 112 concerns have been raised through the FTSU route,<br />
either directly to the FTSUG in an email, text or by phone, through the FTSU central email address or via<br />
the FTSU champions. Every member of staff that has come forward has given their name and place of<br />
work. One of the CQC inspectors reported that in their last visit (four years ago), staff were reluctant to be<br />
named when raising a concern.<br />
A summary of these concerns is detailed below:<br />
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Table 20 – Freedom to speak up concerns – April – December <strong>2021</strong><br />
Freedom to speak up concerns<br />
April – June<br />
<strong>2021</strong><br />
July – Sept<br />
<strong>2021</strong><br />
Oct - Dec<br />
<strong>2021</strong><br />
Concerns<br />
raised<br />
Total concerns raised 24 54 34<br />
FTSUG 16 43 24<br />
<strong>AWP</strong> FTSU champions 8 11 10<br />
Theme Patient safety / quality 3 1 8<br />
Bullying / harassment / staff<br />
relationships issues<br />
Cases where staff feel they are suffering<br />
from detriment of speaking up<br />
17 53 25<br />
0 0 0<br />
Other 4 0 1<br />
Raised Openly 24 54 34<br />
Anonymously 0 0 0<br />
Role Registered Nurse 6 7 4<br />
Healthcare Assistant 7 38 21<br />
Medic / Consultant / Doctor 3 1 1<br />
Allied Health Professional 1 1 2<br />
Admin / Clerical 4 6 4<br />
Corporate Services 2 0 2<br />
Student 1 0 0<br />
Apprentice 0 0 0<br />
Preceptor Nurse 0 0 0<br />
Other 0 1 0<br />
Overall, there has been an increase in the level of reporting by unregistered staff, followed by registered<br />
staff. There is a slight increase in corporate and medical staff raising concerns; this could be due to the<br />
FTSU awareness raising sessions that have been delivered throughout the year.<br />
The peak of which is likely to have been influenced by the awareness campaign and the new recruitment of<br />
the <strong>AWP</strong> FTSU champion. There has been three cases of racism reported since by BAME staff. Other cases<br />
raised by BAME staff have been in relation to bullying and intimidation. There has been a positive response<br />
from senior managers in FTSU concerns being raised and a supportive approach in finding a resolution.<br />
Only three cases have led to a formal investigation.<br />
Bullying and harassment / staff relationship issues is the main category of concern raised, which is in line<br />
with national reporting, this is followed by concerns relating to patient safety and culture. Each case has<br />
been resolved by individual work by the team manager and members of staff, team development and FTSU<br />
awareness and training, culture change work.<br />
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Next steps<br />
The Deputy HR Director and the FTSUG produced a Situation, Background, Assessment and<br />
Recommendation (SBAR) report in August <strong>2021</strong> for the Executive Team. The Executive Team were asked to<br />
support further work to ensure that the message that bullying and /or harassment is unacceptable within<br />
<strong>AWP</strong>. This may include signposting staff to other resources. A Trust-wide workshop has been arranged for<br />
26 April <strong>2022</strong> and will be hosted by the Deputy HR Director and the FTSUG. This will provide an action<br />
planned approach to reducing our levels of bullying and intimidation. This will be one workshop (of a<br />
series) throughout <strong>2022</strong>.<br />
A full review is required of the current resources dedicated to the FTSU team, of which there is 1.0 Whole<br />
Time Equivalent (WTE) FTSUG and 0.6 WTE band 3 Bank Administrator.<br />
23. Data security<br />
Information Governance<br />
The Trust has put in place a comprehensive Information Governance Management System (IGMS) to<br />
ensure the security of data under its control. This is based on high-level information governance and<br />
information security policies, which are designed to ensure the integrity, confidentially and availability of<br />
information in compliance with the NHS Information Governance Guidance on Legal and Professional<br />
Obligations. Additionally the Trust implements technical and operational controls to ensure compliance<br />
with the cyber security standards defined in the NHS Digital’s Data Security and Protection Toolkit (DSP)<br />
and guidance issued by NHS Digital, CareCERT and the National Cyber Security Centre.<br />
Data security and protection toolkit <strong>2021</strong>-22<br />
The Trust was selected by NHS Digital for an external audit of our DSP toolkit position. This was performed<br />
by KPMG in March <strong>2022</strong>. They reviewed 49 evidence items from 13 assertions in the DSP (out of 110<br />
assertions in the toolkit). A draft report has been produced that reported that identified no critical or high<br />
risk issues, three medium and four low risk items, resulting in an overall report of ‘significant assurance<br />
with minor improvement opportunities’. The finalised report will be provided in May <strong>2022</strong>. An action plan<br />
has been agreed to address the identified issues prior to the DSP deadline in June.<br />
Information governance incidents<br />
In <strong>2021</strong>-22, there were 317 information governance incidents reported via the Trust’s incident and risk<br />
management system, Ulysses; of those, one met the criteria to be reported to the Information<br />
Commissioner’s Office (ICO).<br />
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Table 21 – information governance incidents<br />
Category and description<br />
Telephone call received by concerned<br />
community patient who whilst googling<br />
the name of their new Care Co-ordinator<br />
found an online document which included<br />
patient confidential information<br />
pertaining to a young person's CPA review<br />
on Riverside.<br />
Advised communications team of this<br />
document available online to support its<br />
removal.<br />
Feedback<br />
from ICO<br />
No Further<br />
Action to be<br />
taken<br />
Action taken By <strong>AWP</strong><br />
<strong>AWP</strong> Senior IG Manger worked with the<br />
supplier to have the information removed<br />
and worked with them to identify the root<br />
cause and agree an action plan to prevent<br />
further occurrences.<br />
Advised CAMHS colleagues of the breach<br />
and request they speak with the affected<br />
service user.<br />
Information governance audits - team level<br />
We have introduced a more robust audit process for identifying operational information governance issues<br />
at a team level. This is in the form of a questionnaire for team managers to complete, which is then reviewed<br />
by the information governance team, with a follow on action plan being produced and agreed with the<br />
managers, where needed.<br />
Freedom of information<br />
Over the last year, the Trust has reviewed and improved its approach to Freedom of Information (FOI)<br />
requests. Despite a challenging year, staff responded well, meaning that the Trust has remained compliant<br />
with Freedom of Information targets. Results are included below:<br />
Table 22 – FOI breaches and response rate for <strong>2021</strong>-22<br />
Freedom of information<br />
breaches<br />
Month<br />
Number of<br />
breaches<br />
Month<br />
20 day response compliance<br />
Number of<br />
requests<br />
Response rate<br />
Apr-21 0 Apr-21 40 100%<br />
May-21 2 May-21 20 90%<br />
Jun-21 6 Jun-21 42 86%<br />
Jul-21 0 Jul-21 30 100%<br />
Aug-21 0 Aug-21 25 100%<br />
Sep-21 1 Sep-21 20 95%<br />
Oct-21 2 Oct-21 18 82%<br />
Nov-21 1 Nov-21 43 98%<br />
Dec-21 0 Dec-21 27 100%<br />
Jan-22 3 Jan-22 29 90%<br />
Feb-22 0 Feb-22 34 100%<br />
Mar-22 0 Mar-22 24 100%<br />
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Subject Access Requests (SAR)<br />
The Trust has seen Subject Access Requests become more complex in nature, especially during the COVID-<br />
19 pandemic and therefore, this involves a lot more communication with clinicians, requesting parties and<br />
others who will be involved with scrutiny and disclosure. This includes liaising with clinical staff in making<br />
sure they are working through the SAR process and also feel comfortable that they have considered<br />
reasons for disclosure and non-disclosure and therefore have an auditable trail to reflect this.<br />
24. Feedback from our stakeholders<br />
Response to the 2020-21 stakeholder feedback<br />
Following the publication of last year’s <strong>Quality</strong> <strong>Account</strong>, our stakeholder groups made some helpful<br />
comments:<br />
Bath and North East Somerset Council<br />
<br />
We would like to hear more about the suicide prevention strategy work.<br />
Healthwatch Wiltshire<br />
Welcomes the glossary of terms, however acronyms are used quite heavily throughout the<br />
document and it would be useful for these to be written out in full.<br />
We note that the Trust was identified as an outlier with alarm status for standard 6 – service user<br />
receives a physical health review annually and would be interested to learn more about the actions<br />
being taken to remedy this.<br />
Community mental health survey - we noticed that the feedback category, even though comparable<br />
with other trusts seemed to have a low score compared to the other categories. We wonder what<br />
this category entailed, if the low score was impacted by COVID-19 and any plans to address this. We<br />
also note the areas that have been identified for improvement and would be keen to hear more<br />
about plans put in place.<br />
Wiltshire Council<br />
Would like locality specific information.<br />
Would like a more detailed response plan around the level of bullying / staff harassment concerns.<br />
As the country continues to progress along its road map out of the pandemic, the committee is<br />
particularly interested in understanding the plans in place for <strong>AWP</strong> as it moves from a ‘response’<br />
mode to one of ‘recovery’.<br />
Bristol, North Somerset and South Gloucestershire CCG<br />
The commissioners would like to see further information regarding the projects related to<br />
improving the quality of care planning and expect that this will include developments in risk<br />
assessment and risk management approaches.<br />
Commissioners expect that the Trust will continue to be involved in the wider system working to<br />
develop their response to the Patient Safety Incident Response Framework, which is expected to<br />
come into place in mid <strong>2022</strong>.<br />
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The commissioners would welcome additional information with regards to the positive impact and<br />
outcomes that are being achieved through the research and development work streams.<br />
The commissioners would like to see the outcomes of service user engagements and how they have<br />
led to any changes for services users.<br />
We welcome this feedback from our stakeholders and can report:<br />
<br />
<br />
<br />
<br />
We have used the services of our communications team in order to improve the readability of the<br />
document.<br />
We have provided greater detail on:<br />
o Suicide prevention<br />
o NHS staff survey<br />
o Physical health<br />
o Patient Safety Incident Response Framework<br />
Community mental health survey – the ‘feedback’ category has been identified as an area for<br />
improvement for <strong>2022</strong>-23 and we are currently developing improvement plans.<br />
We recognise the desire for localised information and are somewhat constrained in including such<br />
in-depth detail in an already lengthy report, particularly as we do not wish to compromise<br />
readability. Our commitment is to work with our local stakeholders to provide the details that they<br />
need in other ways.<br />
<strong>2021</strong>-22 feedback received from our stakeholders<br />
To be developed once feedback has been received – deadline for feedback from stakeholder groups is<br />
01/06/22.<br />
25. Statement of Directors’ responsibilities<br />
To be included, following Trust Board<br />
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