Fiscal Year 2010 CBP Annual Financial Report - CBP.gov

Other Accompanying Information (Unaudited)
Table 2: FY 2010 Summary of Management Assurances
Effectiveness of Internal Control Over Financial Reporting (FMFIA Section 2)
Statement of Assurance Qualified
Material Weakness
Financial Management
and Reporting
Property, Plant, and Equipment
(PP&E)
Custodial Revenue and
Drawback Controls
Beginning
Balance
New Resolved Consolidated Reassessed
Ending
Balance
1 0 0 0 1 0
1 0 0 0 1 0
1 0 0 0 0 1
Total Material Weaknesses 3 0 0 0 2 1
Effectiveness of Internal Controls Over Operations (FMFIA Section 2)
Statement of Assurance Qualified
Material Weakness
Beginning
Balance
New Resolved Consolidated Reassessed
Business Continuity 1 0 0 0 1 0
Information Security 1 0 0 0 1 0
Total Material Weaknesses 2 0 0 0 2 0
Conformance with Financial Management System Requirements (FMFIA Section 4)
Statement of Assurance Systems conform except for the below non-conformance(s)
Non-Conformances
Financial Systems Security
(previously Information Technology General
and Application Controls)
Beginning
Balance
New Resolved Consolidated Reassessed
Ending
Balance
Ending
Balance
1 0 0 0 0 1
Core Financial Systems 1 0 0 0 0 1
Total Non-Conformance 2 0 0 0 0 2
Compliance with Federal Financial Management Improvement Act (FFMIA)
Overall Substantial Compliance No
1. System Requirements No
2. Accounting Standards Yes
3. USSGL at Transaction Level No
CBP
Other Accompanying Information
157