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<strong>Buddhist</strong> <strong>Cave</strong>-<strong>Temples</strong> <strong>and</strong> <strong>the</strong> <strong>Cao</strong> <strong>Family</strong> <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong>, Dunhuang<br />

Author(s): Ma Shichang<br />

Source: World Archaeology, Vol. 27, No. 2, <strong>Buddhist</strong> Archaeology (Oct., 1995), pp. 303-317<br />

Published by: Taylor & Francis, Ltd.<br />

Stable URL: http://www.jstor.org/stable/125087<br />

Accessed: 18/03/2009 17:20<br />

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Archaeology.


<strong>Buddhist</strong> cave-temples <strong>and</strong> <strong>the</strong> <strong>Cao</strong><br />

family <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong>, Dunhuang<br />

MA Shichang<br />

Abstract<br />

This paper presents <strong>the</strong> excav<strong>at</strong>ions made in <strong>the</strong> early 1960s to <strong>the</strong> l<strong>at</strong>e 1970s of <strong>the</strong> architectural<br />

remains in front of <strong>the</strong> <strong>Mogao</strong> <strong>Cave</strong>s: <strong>the</strong>ir structure, d<strong>at</strong>e <strong>and</strong> method of construction, <strong>and</strong> <strong>the</strong><br />

rel<strong>at</strong>ionships between <strong>the</strong> caves <strong>and</strong> <strong>the</strong> architectural remains. Also discussed is <strong>the</strong> present st<strong>at</strong>e of<br />

<strong>the</strong> caves loc<strong>at</strong>ed to <strong>the</strong> north, which have been excav<strong>at</strong>ed during <strong>the</strong> past few years although as yet<br />

no report is published. The history of <strong>the</strong> caves is <strong>the</strong>n examined within <strong>the</strong> contest of <strong>Cao</strong> family<br />

p<strong>at</strong>ronage, which provides <strong>the</strong> r<strong>at</strong>ionale for monumental works in north-western China.<br />

Keywords<br />

China; Buddhism; ritual sites; temples; historic archaeology; crafts; architecture.<br />

<strong>Mogao</strong> <strong>Ku</strong> is one of five <strong>Buddhist</strong> cave-temple sites in <strong>the</strong> Dunhuang region of<br />

north-western China; <strong>the</strong>se five are <strong>the</strong> <strong>Mogao</strong> <strong>Cave</strong>s, <strong>the</strong> Western Thous<strong>and</strong>-Buddha<br />

<strong>Cave</strong>s, <strong>the</strong> Eastern Thous<strong>and</strong>-Buddha <strong>Cave</strong>s, <strong>the</strong> Yulin <strong>Cave</strong>s <strong>and</strong> <strong>the</strong> Wugemiao <strong>Cave</strong>s -<br />

all of which are known collectively as <strong>the</strong> Dunhuang caves. <strong>Mogao</strong> <strong>Ku</strong> is about 25 km.<br />

south east from <strong>the</strong> town of Dunhuang <strong>at</strong> <strong>the</strong> western end of <strong>the</strong> Gansu Corridor, China<br />

(Fig. 1). The 493 remaining caves <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong> today (according to <strong>the</strong> numbering system<br />

of <strong>the</strong> Dunhuang Research Academy) contain altoge<strong>the</strong>r about 45,000m2 of murals <strong>and</strong><br />

more than 2,000 painted st<strong>at</strong>ues (Pl<strong>at</strong>e 1). The caves were built from <strong>the</strong> fifth to <strong>the</strong><br />

fourteenth centuries - through more than ten successive Chinese dynasties (Fig. 2). <strong>Mogao</strong><br />

<strong>Ku</strong> is <strong>the</strong> largest treasure house of <strong>Buddhist</strong> art in China <strong>and</strong> represents <strong>the</strong> acme of<br />

advancement in Chinese <strong>Buddhist</strong> caves (DRA 1981).<br />

Discovery of <strong>the</strong> Library <strong>Cave</strong> <strong>and</strong> outflow of <strong>the</strong> Dunhuang treasures<br />

In 1900 (<strong>the</strong> 26th year of Guangxu in <strong>the</strong> Qing Dynasty), a Taoist priest by <strong>the</strong> name of<br />

WANG Yuanlu discovered <strong>the</strong> world famous Dunhuang Library <strong>Cave</strong> (<strong>Cave</strong> #17), which<br />

was filled with a large amount of ancient cultural relics d<strong>at</strong>ing from <strong>the</strong> third to eleventh<br />

World Archaeology Vol. 27(2): 303-17 <strong>Buddhist</strong> Archaeology<br />

? Routledge 1995 0043-8243


304 MA Shichang<br />

Figure 1 Loc<strong>at</strong>ion of <strong>the</strong> <strong>Mogao</strong> <strong>Cave</strong>s in north-western China.<br />

Pl<strong>at</strong>e 1 Photograph of <strong>Cave</strong> #428 interior with both murals <strong>and</strong> sculptures, d<strong>at</strong>ing to <strong>the</strong> Nor<strong>the</strong>rn<br />

Zhou dynasty (sixth century AD).


<strong>Buddhist</strong> cave-temples <strong>and</strong> <strong>the</strong> <strong>Cao</strong> family 305<br />

o <strong>at</strong> co -4 0 W (A 4- 0 0 01 -o 01 cm 4 ( 1 ' (A CD<br />

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0<br />

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Chinese historic<br />

HOLOCENE<br />

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gm (Jin, N, Qi, L<strong>at</strong>e Early<br />

N. Wei, N. Zhou)<br />

Figure 2 The early historical periods of China (Barnes 1993).<br />

centuries AD. Upon sorting <strong>the</strong>m out, <strong>the</strong> m<strong>at</strong>erials were found to consist of scrolls of<br />

religious writings, old administr<strong>at</strong>ive documents, as well as embroidery works <strong>and</strong><br />

paintings. This discovery was a gre<strong>at</strong> shock to <strong>the</strong> academic circles of our country <strong>and</strong> of<br />

<strong>the</strong> whole world. Known in academic circles as <strong>the</strong> Dunhuang Manuscripts, <strong>the</strong> scrolls <strong>and</strong><br />

documents d<strong>at</strong>ing from <strong>the</strong> Western Jin Dynasty (AD 265-316) to <strong>the</strong> Nor<strong>the</strong>rn Song<br />

Dynasty (AD 960-1127) deal with many branches of <strong>the</strong> social sciences <strong>and</strong> n<strong>at</strong>ural sciences<br />

- such as politics, economy, military affairs, religion, liter<strong>at</strong>ure, philology <strong>and</strong> art. As a<br />

result, 'Dunhuangology', a comprehensive new branch of knowledge, arose in <strong>the</strong> world.<br />

Today, Dunhuangology is engaged in within more than twenty foreign countries <strong>and</strong><br />

regions.<br />

The Dunhuang treasures - consisting of <strong>the</strong> manuscripts <strong>and</strong> paintings in <strong>the</strong> Dunhuang<br />

Library <strong>Cave</strong>, wall paintings, painted clay sculptures <strong>and</strong> o<strong>the</strong>r relics - were plundered<br />

again <strong>and</strong> again in <strong>the</strong> past. Sir Mark Aurel Stein, Hungarian by birth <strong>and</strong> a British<br />

n<strong>at</strong>ional, was an expert in archaeology <strong>and</strong> <strong>Buddhist</strong> studies. He came to know about <strong>the</strong><br />

archaeological importance <strong>and</strong> artistic value of <strong>the</strong> Dunhuang treasures in 1902 through<br />

<strong>the</strong> writings of Professor Lajos de Loczy, Head of <strong>the</strong> Hungarian Geological Survey. Stein<br />

visited Dunhuang in 1907 <strong>and</strong> 1908, taking back to Engl<strong>and</strong> a rare collection of<br />

manuscripts; paintings on paper, silk <strong>and</strong> ramie; wall paintings; <strong>and</strong> sculptures (Stein 1912;<br />

Whitfield 1982-3). He was followed by <strong>the</strong> French archaeologist Paul Pelliot, <strong>the</strong><br />

American art historian Langdon Warner, <strong>the</strong> Russian explorer Sergei Oldenburg, <strong>and</strong> so<br />

on (cf. Hopkirk 1984). As a result, tens of thous<strong>and</strong>s of <strong>the</strong> Dunhuang manuscripts, more<br />

than twenty murals, <strong>and</strong> several painted clay sculptures were plundered <strong>and</strong> now reside in<br />

<strong>the</strong> British Museum, London; <strong>the</strong> N<strong>at</strong>ional Museum in New Delhi; <strong>the</strong> Musee Guimet <strong>and</strong><br />

Biblio<strong>the</strong>que N<strong>at</strong>ionale in Paris; <strong>and</strong> <strong>the</strong> Hermitage Museum in St Petersburg.<br />

After <strong>the</strong> founding of <strong>the</strong> People's Republic of China, <strong>the</strong> work of preserving <strong>and</strong><br />

researching <strong>the</strong> Dunhuang resources was streng<strong>the</strong>ned. The Dunhuang Research<br />

Academy (DRA) was set up <strong>the</strong>re by <strong>the</strong> PRC Government <strong>and</strong> now devotes itself to <strong>the</strong><br />

work of preserving <strong>and</strong> researching <strong>the</strong> Dunhuang relics (DRA 1982a, 1982b, 1982-7,<br />

1986). It has sponsored three Intern<strong>at</strong>ional Symposia on Dunhuangology in 1987, 1990 <strong>and</strong><br />

1994 (DRA 1990).<br />

In 1961, <strong>Mogao</strong> <strong>Ku</strong> was promulg<strong>at</strong>ed by <strong>the</strong> St<strong>at</strong>e Council of China as one of <strong>the</strong><br />

historical monuments <strong>and</strong> cultural relics under st<strong>at</strong>e protection. The <strong>Mogao</strong> <strong>Cave</strong>s, which<br />

not only hold a significant position in <strong>the</strong> history of Chinese <strong>Buddhist</strong> art but were also


306 MA Shichang<br />

a'i ---5~ i', B-<br />

CAViS , T oa40R4i<br />

FC fNli, irS /3/' <strong>at</strong>p ocoR<br />

Figure 3 Map of cliff faces with Nor<strong>the</strong>rn (lower) <strong>and</strong> Sou<strong>the</strong>rn (upper) cave groupings.<br />

Pl<strong>at</strong>e 2 <strong>Cave</strong>s <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong>, showing tiered construction <strong>and</strong> holes for fixing wooden balustrade<br />

accesses.<br />

named a World Cultural Heritage Site by UNESCO in 1987, have taken on a new look<br />

today. The site uses <strong>the</strong> cliffs th<strong>at</strong> run north-south along <strong>the</strong> eastern side of <strong>the</strong> Mingsha<br />

Hills. The caves can be divided into two groups, <strong>the</strong> Nor<strong>the</strong>rn group <strong>and</strong> Sou<strong>the</strong>rn group,<br />

within a 1600 m stretch of cliff (Fig. 3). The Sou<strong>the</strong>rn district is <strong>the</strong> main part of <strong>Mogao</strong> <strong>Ku</strong>,<br />

stretching about 1000 m long <strong>and</strong> encompassing 487 of <strong>the</strong> numbered caves. Many of <strong>the</strong>se<br />

caves are arranged in two, three or four vertical levels - in some places even five levels -<br />

making <strong>the</strong> cliff look like a honeycomb (Pl<strong>at</strong>e 2). There are more than 280 caves in <strong>the</strong><br />

Nor<strong>the</strong>rn district stretching for 600 m. Only five of <strong>the</strong>se contain <strong>Buddhist</strong> murals or<br />

st<strong>at</strong>ues, <strong>and</strong> <strong>the</strong> remainder are considered to have been used by <strong>the</strong> artists - <strong>the</strong> mural<br />

painters <strong>and</strong> <strong>the</strong> st<strong>at</strong>ue makers. Recent archaeological excav<strong>at</strong>ion has shown th<strong>at</strong> <strong>the</strong><br />

functions of <strong>the</strong>se caves are varied.


D/8 V/eCTW _=<br />

D.S 7 /C I<br />

Temple buildings <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong><br />

<strong>Buddhist</strong> cave-temples <strong>and</strong> <strong>the</strong> <strong>Cao</strong> family 307<br />

Archaeological work started <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong> in <strong>the</strong> early 1960s. From 1963 to 1966, work<br />

concentr<strong>at</strong>ed on stabilizing loose parts of <strong>the</strong> cliff. An excav<strong>at</strong>ion was also carried out in<br />

front of <strong>the</strong> caves in <strong>the</strong> Sou<strong>the</strong>rn group, extending 380 m NS x 5-15 m EW <strong>and</strong> generally<br />

3-5 m. in depth but reaching 7-14 m. deep in some places (Fig. 4). Then, from 1979 to<br />

1980, ano<strong>the</strong>r excav<strong>at</strong>ion was conducted just in front of <strong>Cave</strong> #130. The remains of<br />

twenty-two buildings were discovered in <strong>the</strong>se two excav<strong>at</strong>ions, occurring in groups<br />

ranging in d<strong>at</strong>e from <strong>the</strong> tenth to fourteenth centuries. Three more caves <strong>and</strong> four small<br />

shrines were also recovered during <strong>the</strong>se excav<strong>at</strong>ions.The newly discovered caves (# 487,<br />

488, 489) were all built into <strong>the</strong> cliff face below <strong>the</strong> current ground level. The shrines<br />

(#490, 491,492, 493) were found on <strong>the</strong> front surface of <strong>the</strong> cliff <strong>at</strong> <strong>the</strong> west side, <strong>and</strong> <strong>the</strong>y<br />

were above <strong>the</strong> ground surface on which <strong>the</strong> building remains were recovered.<br />

The front buildings were wooden structures connected directly to <strong>the</strong> caves; <strong>the</strong>y take<br />

<strong>the</strong> form of 'fore-temple with back cave' (Pan <strong>and</strong> Ma 1985). All <strong>the</strong> buildings were loc<strong>at</strong>ed<br />

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Figure4 Mapofhel963-6excavtionsin frontf<strong>the</strong>numberedcvesalong<strong>the</strong>clff.H<strong>at</strong>chmark<br />

Figure 4 Map of <strong>the</strong> 1963-6 excav<strong>at</strong>ions in front of <strong>the</strong> numbered caves along <strong>the</strong> cliff. H<strong>at</strong>ch marks<br />

indic<strong>at</strong>e loc<strong>at</strong>ions of fore-temples discovered<br />

in <strong>the</strong>se excav<strong>at</strong>ionso


308 MA Shichang<br />

Figure 5 Hypo<strong>the</strong>tical reconstructions of fore-temple architecture for <strong>Cave</strong> #53.<br />

in front of <strong>the</strong> bottom level of caves, which is roughly equal to <strong>the</strong> present ground surface.<br />

Inside <strong>the</strong> buildings was much evidence pertaining to <strong>the</strong> erection <strong>and</strong> <strong>the</strong> renov<strong>at</strong>ion of<br />

<strong>the</strong> rel<strong>at</strong>ed caves. Most of <strong>the</strong> building structures consisted of a small antechamber with<br />

eaves built on to <strong>the</strong> face of <strong>the</strong> cave; <strong>the</strong> pl<strong>at</strong>forms of <strong>the</strong>se antechambers contained only<br />

earth <strong>and</strong> stones <strong>and</strong> had no brick facing. The floor of <strong>the</strong> antechamber pl<strong>at</strong>form was<br />

pounded earth. The pl<strong>at</strong>form extended no fur<strong>the</strong>r than <strong>the</strong> eaves <strong>and</strong> only some traces of<br />

<strong>the</strong> sills th<strong>at</strong> were set into <strong>the</strong> floor <strong>and</strong> fragments of <strong>the</strong> front ear<strong>the</strong>n wall remained. All<br />

<strong>the</strong> wooden components had long ago been destroyed. The structure of <strong>the</strong> most recently<br />

excav<strong>at</strong>ed building is <strong>the</strong> main wooden hall of a temple <strong>at</strong> <strong>Cave</strong> #53, with quite a large<br />

found<strong>at</strong>ion pl<strong>at</strong>form faced with bricks. The research <strong>and</strong> recovery work of <strong>the</strong> original<br />

design of <strong>the</strong> front temple of <strong>Cave</strong> #53 (Fig. 5) has been carried out by Professor XIAO Mo<br />

based on <strong>the</strong> traces of <strong>the</strong> temple's structure in comparison with extant Song-period<br />

structures <strong>and</strong> historical document<strong>at</strong>ions of period architecture (XIao 1989).<br />

The fore-temple excav<strong>at</strong>ion <strong>at</strong> <strong>Cave</strong> #53<br />

<strong>Cave</strong> #53 was built in <strong>the</strong> Tang Dynasty (AD 618-906) - as were <strong>the</strong> nearby caves #51, 52,<br />

<strong>and</strong> 54 - <strong>and</strong> it had been renov<strong>at</strong>ed early in <strong>the</strong> Song Dynasty (AD 960-1035). During th<strong>at</strong><br />

renov<strong>at</strong>ion, <strong>the</strong> floor of <strong>the</strong> cave was lowered 1.2 m, <strong>the</strong> western section exp<strong>and</strong>ed deeper,<br />

<strong>and</strong> <strong>the</strong> nor<strong>the</strong>rn wall was sealed off to form ano<strong>the</strong>r cave, now numbered #469 (Fig. 6).<br />

An inked inscription found in <strong>Cave</strong> #469 bore <strong>the</strong> d<strong>at</strong>e of 'Guang Chun Third Year' (AD<br />

953), falling in <strong>the</strong> L<strong>at</strong>ter Zhou Kingdom of <strong>the</strong> Five Dynasties period. Since <strong>the</strong><br />

inscription must have been cre<strong>at</strong>ed before th<strong>at</strong> part of <strong>the</strong> original cave was sealed shut, it<br />

is thought th<strong>at</strong> <strong>the</strong> renov<strong>at</strong>ion would have occurred after 953 <strong>and</strong> probably in <strong>the</strong> early<br />

phase of <strong>the</strong> Song Dynasty. At th<strong>at</strong> time, <strong>the</strong> fore-temple of <strong>the</strong> cave was built. During <strong>the</strong><br />

erection of <strong>the</strong> temple, <strong>the</strong> previous front section of this cave was sealed <strong>and</strong> <strong>the</strong> length of<br />

<strong>the</strong> passageway was extended <strong>at</strong> <strong>the</strong> eastern end. The temple was eventually destroyed by a


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<strong>Buddhist</strong> cave-temples <strong>and</strong> <strong>the</strong> <strong>Cao</strong> family 309<br />

'v<br />

Figure 6 Excav<strong>at</strong>ion plan of <strong>the</strong> front-temple of <strong>Cave</strong> #53 <strong>and</strong> adjacent caves #50-52, 54, 469.<br />

H<strong>at</strong>ching<br />

buit o hepafom indic<strong>at</strong>es <strong>the</strong> portions<br />

ndol of <strong>the</strong> <strong>the</strong> 3~lowrpr side walls built o h of uidn<br />

tamped earth. ndpafrmhv Pillars are numbered uriel 17<br />

<strong>the</strong> roof<br />

through 24. <strong>and</strong> Floor mo beams of t th upe<br />

(sills) are wa numbered -llshvebendsroe. I<br />

h ai ntacwsloae<br />

through X.<br />

<strong>at</strong>-" ideo th h rn alo h epesmanhl.ljesar,md fbik,wr<br />

situ<strong>at</strong>ed I-in. th etro tepafr fotadld ietyu t h anenrwyth<br />

fire, as evidenced by burned spots left on <strong>the</strong> surface of <strong>the</strong> pl<strong>at</strong>form, probably occurring<br />

after 1068 but before <strong>the</strong> Yuan Dynasty (AD 1271-1368). A Xi Ning Yuan Bao coin cast <strong>and</strong><br />

distributed in <strong>the</strong> first year ofXi Ning (AD 1068) in <strong>the</strong> Song Dynasty was found on <strong>the</strong> floor<br />

of <strong>the</strong> temple, <strong>and</strong> Yuan Dynasty relics were found on top of <strong>the</strong> burned earth layer.<br />

The fore-temple structure can be divided into three parts: pl<strong>at</strong>form, stairs <strong>and</strong> main<br />

temple building. The pl<strong>at</strong>form was filled with earth <strong>and</strong> broken stones th<strong>at</strong> came from<br />

erecting, renov<strong>at</strong>ing or exp<strong>and</strong>ing <strong>the</strong> cave connected to <strong>the</strong> temple. The main hall was<br />

built on <strong>the</strong> pl<strong>at</strong>form, <strong>and</strong> only <strong>the</strong> lower part of <strong>the</strong> building <strong>and</strong> pl<strong>at</strong>form have survived;<br />

<strong>the</strong> roof <strong>and</strong> most of <strong>the</strong> upper walls have been destroyed. The main entrance was loc<strong>at</strong>ed<br />

<strong>at</strong> <strong>the</strong> middle of <strong>the</strong> front wall of <strong>the</strong> temple's main hall. The stairs, made of bricks, were<br />

situ<strong>at</strong>ed in <strong>the</strong> center of <strong>the</strong> pl<strong>at</strong>form front <strong>and</strong> led directly up to <strong>the</strong> main entryway to <strong>the</strong><br />

Xi<br />

r


310 MA Shichang<br />

Figure 7 Unglazed floor tiles bearing flower p<strong>at</strong>terns from fore-temple of <strong>Mogao</strong> <strong>Cave</strong> #53.<br />

temple. Inside, <strong>the</strong> floors of <strong>the</strong> main hall were usually paved with tiles bearing a flower<br />

design. The western wall of this temple is <strong>the</strong> cliff face; it has been reconditioned, <strong>and</strong> in<br />

<strong>the</strong> middle of <strong>the</strong> wall is a passageway leading into <strong>the</strong> cave. The sou<strong>the</strong>rn <strong>and</strong> nor<strong>the</strong>rn<br />

walls, which are quite thick <strong>and</strong> are wide <strong>at</strong> <strong>the</strong> bottom <strong>and</strong> narrow towards <strong>the</strong> top, have<br />

outer <strong>and</strong> inner parts. The inner parts of both walls are <strong>the</strong> shaped cliff face; <strong>the</strong> outer parts<br />

are usually made of rammed earth, except in a few cases where sun-dried mud bricks were<br />

used.<br />

Pl<strong>at</strong>form This temple's pl<strong>at</strong>form measures 11.93-12.05 m long x 7.9 m wide x 0.84 m<br />

high. The front sides are faced with bricks; inside, <strong>the</strong> pl<strong>at</strong>form is filled with broken stones.<br />

The upper surface of <strong>the</strong> pl<strong>at</strong>form is paved with unglazed tiles bearing flower p<strong>at</strong>terns (Fig.<br />

7), <strong>and</strong> <strong>the</strong>re are ten regularly spaced grooves for <strong>the</strong> sills. Along <strong>the</strong> edge of <strong>the</strong> pl<strong>at</strong>form<br />

<strong>the</strong>re are sixteen square holes (14-18 cm long x 14-20 cm wide x 6-12 cm deep) for setting<br />

wooden railing posts. Although <strong>the</strong> sills have decayed, <strong>the</strong> ends of <strong>the</strong>ir grooves have been<br />

found to connect to several of <strong>the</strong> railing's postholes; thus <strong>the</strong> function of <strong>the</strong> ground sills<br />

must have been for setting <strong>and</strong> stabilizing <strong>the</strong> intermedi<strong>at</strong>e posts. Six brick stairs (2.2 m<br />

wide x 1.54 m deep) are loc<strong>at</strong>ed in <strong>the</strong> middle of <strong>the</strong> eastern side of <strong>the</strong> pl<strong>at</strong>form. On each<br />

side of <strong>the</strong> stairs was a groove for a sill whose top was connected to an intermedi<strong>at</strong>e<br />

posthole of <strong>the</strong> railing <strong>and</strong> whose bottom was anchored <strong>at</strong> ano<strong>the</strong>r posthole. This suggests<br />

th<strong>at</strong> <strong>the</strong> stairs as well as <strong>the</strong> pl<strong>at</strong>form were bounded by wooden railings.<br />

Temple The main hall of <strong>the</strong> temple was three bays wide, totalling 7.25-7.45 m. The<br />

bays were of unequal lengths: north bay = 2.1 m; central bay = 3.1 m; <strong>and</strong> south bay =<br />

2.05 m. The depth of <strong>the</strong> hall was two <strong>and</strong> a half bays, measuring 5.6 m in all. The floor of<br />

this temple was lined with flower p<strong>at</strong>tern tiles - mostly lotus <strong>and</strong> cloud design, but some<br />

had entwining vines design or entwining vines with circled clouds design.<br />

On <strong>the</strong> surface of <strong>the</strong> pl<strong>at</strong>form, <strong>the</strong>re are three rows of column postholes (measuring<br />

23-42 cm in diameter) from east to west. There are also floor sills connecting <strong>the</strong> inner<br />

hypostyle columns to <strong>the</strong> eaves columns. Because <strong>the</strong> wooden sills have decayed, <strong>the</strong><br />

paving tiles previously lined up against <strong>the</strong> sills have collapsed into <strong>the</strong> spaces where <strong>the</strong><br />

sills once were.<br />

West wall Most of this wall was made by shaping <strong>the</strong> cliff, <strong>the</strong> remainder being built with<br />

sun-dried bricks which sealed <strong>the</strong> previous front section of this cave <strong>and</strong> also <strong>Cave</strong> #52.<br />

Several holes are found in this wall which woul held beams; some of <strong>the</strong>m were<br />

probably used for <strong>the</strong> temple structure. The surface of <strong>the</strong> west wall was finished with a<br />

layer of mud <strong>and</strong> <strong>the</strong>n lime; murals were <strong>the</strong>n painted on <strong>the</strong> surface.


<strong>Buddhist</strong> cave-temples <strong>and</strong> <strong>the</strong> <strong>Cao</strong> family 311<br />

Gable walls The sou<strong>the</strong>rn <strong>and</strong> nor<strong>the</strong>rn gable walls, whose remains measured c. 5.8 m<br />

long x 0.3-0.6 m high x 0.95-0.1 m thick, are made of rammed earth th<strong>at</strong> contains a lot of<br />

s<strong>and</strong> so th<strong>at</strong> it is hard to identify individual rammed layers. On <strong>the</strong> interior surfaces of <strong>the</strong><br />

walls, <strong>the</strong>re is a mud layer, but <strong>the</strong> exterior surfaces were finished with lime.<br />

Front wall In <strong>the</strong> floor of <strong>the</strong> doorway, <strong>the</strong>re are some traces of <strong>the</strong> wooden threshold,<br />

now decayed, which had been set into a groove 15 cm wide x 8 cm deep. This groove<br />

connects to postholes for <strong>the</strong> central bay columns <strong>at</strong> each end. Between <strong>the</strong> central bay<br />

columns <strong>and</strong> <strong>the</strong> columns set in <strong>the</strong> front corners st<strong>and</strong>s <strong>the</strong> only remaining section of front<br />

wall, now 1.85 m long x 0.15 m thick <strong>and</strong> only a couple of centimeters high. The outside of<br />

<strong>the</strong> front wall is painted with a lime layer.<br />

Fore-temple excav<strong>at</strong>ions <strong>at</strong> <strong>Cave</strong> #100<br />

<strong>Cave</strong> #100 is one of <strong>the</strong> biggest caves <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong>, <strong>and</strong> its founding is d<strong>at</strong>ed between AD<br />

936 <strong>and</strong> AD 940 (Fig. 8). The benefactor for construction of this cave, known from an<br />

inscription, was CAO Yu<strong>and</strong>e, who comm<strong>and</strong>ed both <strong>the</strong> area's military <strong>and</strong> administr<strong>at</strong>ive<br />

control in <strong>the</strong> Five Dynasties period (AD 907-960). The fore-temple is thought to have been<br />

built simultaneously with <strong>the</strong> cave because <strong>the</strong> mural in <strong>the</strong> temple <strong>and</strong> <strong>the</strong> wall painting<br />

inside <strong>the</strong> cave are in <strong>the</strong> same style; <strong>the</strong>re is no l<strong>at</strong>er layer covering <strong>the</strong> mural in <strong>the</strong> front<br />

temple.<br />

Pl<strong>at</strong>form The temple pl<strong>at</strong>form measured 15.7-15.9 m NS x 10 m EW x 0.6 m high. The<br />

front was faced by bricks 35 cm long x 18 cm wide x 6 cm thick, except on <strong>the</strong> western side.<br />

The stairs (2.5 m wide x 1.2 m high) were loc<strong>at</strong>ed in <strong>the</strong> middle of <strong>the</strong> eastern side <strong>and</strong> led<br />

straight to <strong>the</strong> entrance of <strong>the</strong> main hall.<br />

Floor design The main temple building was three bays wide but only one bay deep; <strong>the</strong><br />

central room measured 4.05 m. wide, <strong>the</strong> north room 2.7 m wide <strong>and</strong> <strong>the</strong> south room 3.15<br />

m wide. The floors were paved with tiles bearing flower designs; <strong>the</strong> designs were mainly<br />

double-petalled lotus flowers with strings of pearls, some carved in relief with entwining<br />

vines (Fig. 9).<br />

Main hall The western side of <strong>the</strong> hall consisted of <strong>the</strong> cut cliff wall. The sou<strong>the</strong>rn <strong>and</strong><br />

nor<strong>the</strong>rn side walls are both 5.5 m long; <strong>the</strong> parts near <strong>the</strong> western side are actually carved<br />

extensions of <strong>the</strong> cliff face st<strong>and</strong>ing 2.8-3.2 m long <strong>and</strong> 6.5 m tall. The rest of <strong>the</strong>se walls<br />

were rammed-earth, 0.9 m thick <strong>and</strong> now st<strong>and</strong>ing only 0.1-0.2 m high. The interior <strong>and</strong><br />

exterior wall surfaces were finished with a layer of lime 0.5 cm thick. Because some murals<br />

have been found on <strong>the</strong> cliff wall section, it is probable th<strong>at</strong> <strong>the</strong>re were previously murals<br />

on <strong>the</strong> interior surfaces of <strong>the</strong> rammed earth walls as well. At <strong>the</strong> eastern ends of <strong>the</strong> side<br />

walls, <strong>the</strong>re were holes in <strong>the</strong> corners of <strong>the</strong> room for erecting corner pillars (Fig.' 8, pillar<br />

nos 1 <strong>and</strong> 4). Near <strong>the</strong> front of <strong>the</strong> central room were two stone pillar bases whose<br />

diameters were 0.6 m (pillar nos 2 <strong>and</strong> 3). There is some evidence of partitioning walls 0.1<br />

m thick between <strong>the</strong> center pillars <strong>and</strong> <strong>the</strong> corner pillars, but nothing remains of <strong>the</strong><br />

threshold between <strong>the</strong> center pillars <strong>the</strong>mselves. Outside <strong>the</strong> front partitioning wall on <strong>the</strong><br />

eastern edge of <strong>the</strong> pl<strong>at</strong>form, <strong>the</strong>re. are six sill (floor beam) grooves equally spaced from<br />

north to south. The ground sills (4.05 m long x 0.2 m wide x 0.1 m thick) were made of<br />

wood <strong>and</strong> functioned to connect <strong>and</strong> consolid<strong>at</strong>e <strong>the</strong> intermedi<strong>at</strong>e railing posts <strong>at</strong> <strong>the</strong> edge<br />

of <strong>the</strong> pl<strong>at</strong>form. However, <strong>the</strong> wood itself has decayed without a trace.


tII ;r'i<br />

312 MA Shichang<br />

,,"<br />

v-T<br />

.r<br />

'*jna I__ma_ l_Fi----L^"1'^^---~-C-Bx--l *1:: 0<br />

.:;4I<br />

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ir"s t I? ' ',<br />

L } . '' 'a ,. - ' .$<br />

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Figure 8 Excav<strong>at</strong>ion plan of <strong>the</strong> fore-temple <strong>and</strong> cave <strong>at</strong> <strong>Cave</strong> #100. H<strong>at</strong>ching indic<strong>at</strong>es <strong>the</strong><br />

portions of <strong>the</strong> side walls built of tamped earth. Corner <strong>and</strong> central pillars are numbered I through 4.<br />

poprtions of <strong>the</strong> side walls buailt of tamrped earth. Corrle?;r ard cerntral pililaPs arre nulalnbered 1 tlekoughk 4O&<br />

N>


<strong>Buddhist</strong> cave-temples <strong>and</strong> <strong>the</strong> <strong>Cao</strong> family 313<br />

Figure 9 Unglazed floor tiles bearing flower p<strong>at</strong>terns from fore-temple of <strong>Cave</strong> #100.<br />

The discovery of a Tang workshop<br />

O<strong>the</strong>r important archaeological discoveries <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong> were <strong>the</strong> caves <strong>and</strong> shrines<br />

disused in <strong>the</strong> past or sealed during ancient renov<strong>at</strong>ion projects. These provide us with<br />

some inform<strong>at</strong>ion about <strong>the</strong> loc<strong>at</strong>ional arrangement of caves <strong>and</strong> <strong>the</strong> history of <strong>the</strong>ir<br />

changes. <strong>Cave</strong> #487 is a good example (Fig. 10).<br />

<strong>Cave</strong> #487 is loc<strong>at</strong>ed in <strong>the</strong> center of <strong>the</strong> sou<strong>the</strong>rn section, four meters lower than <strong>the</strong><br />

current bottom tier of caves, including <strong>Cave</strong>s #53, 54 <strong>and</strong> 467. It was built during <strong>the</strong><br />

Nor<strong>the</strong>rn Wei period (l<strong>at</strong>e fifth to mid-sixth centuries AD). The cave can be divided into<br />

two parts: antechamber <strong>and</strong> main chamber, <strong>and</strong> it appears th<strong>at</strong> restor<strong>at</strong>ion work had<br />

changed <strong>the</strong> interior somewh<strong>at</strong>. From some traces remaining nowadays, we infer th<strong>at</strong> <strong>the</strong><br />

shape of <strong>the</strong> cave was originally rectangular, measuring 8 m long x 6-6.6 m wide. A small<br />

altar (2.6-2.9 NS x 2.6-2.7 m EW x 0.2-0.3 m high) stood <strong>at</strong> <strong>the</strong> middle of <strong>the</strong> main<br />

chamber of <strong>the</strong> cave. Each of <strong>the</strong> eastern ends of both <strong>the</strong> nor<strong>the</strong>rn <strong>and</strong> sou<strong>the</strong>rn walls<br />

have four shrines which have been damaged or restored in ancient times. Although <strong>the</strong><br />

roof of this cave has been seriously damaged, some traces have been found near <strong>the</strong> front<br />

wall, showing th<strong>at</strong> a herringbone roof previously existed <strong>the</strong>re. Some pieces of murals<br />

were found which point to <strong>the</strong> existence of extensive wall paintings.<br />

For reasons we do not know, this cave was transformed into a workshop for mural painters<br />

<strong>and</strong> st<strong>at</strong>ue makers during <strong>the</strong> Tang period. Changes in <strong>the</strong> cave's shape probably rel<strong>at</strong>e to its<br />

use by <strong>the</strong>se craftsmen. Some bowls containing pigments, broken pieces of clay sculptures,<br />

pottery vessels, carved wooden lotuses, eave tiles <strong>and</strong> roof tiles were discovered in <strong>the</strong> cave<br />

(Fig. 11) - all of <strong>the</strong>m serving as evidence th<strong>at</strong> <strong>the</strong> function of <strong>the</strong> cave had changed from a<br />

place of worship to a workshop. A Tang-period coin (Qian Yuan Tong Bao, first cast in 758)<br />

was found in <strong>the</strong> cave, suggesting th<strong>at</strong> artists had taken up use of <strong>the</strong> cave by <strong>the</strong> mid-eighth<br />

century. A huge fire l<strong>at</strong>er occurred in <strong>the</strong> cave <strong>and</strong> it became disused, as evidenced by <strong>the</strong><br />

burned layer on <strong>the</strong> cave floor. The complete ab<strong>and</strong>onment of <strong>Cave</strong> #487 was caused by a<br />

c<strong>at</strong>astrophic flood which deposited more than two meters of s<strong>and</strong> <strong>and</strong> stones in <strong>the</strong> interior.<br />

This flood probably occurred in <strong>the</strong> E[ive Dynasties period or early tenth century.<br />

Nor<strong>the</strong>rn district caves<br />

As <strong>the</strong> vast majority of <strong>the</strong> Nor<strong>the</strong>rn district caves contain no murals or sculptures, little<br />

<strong>at</strong>tention has been paid to <strong>the</strong>m. From 1989 onwards, however, <strong>the</strong> Dunhuang Research


314 MA Shichang<br />

Figure 10 Plan of <strong>Cave</strong> #487 which had been used as <strong>the</strong> artisans' residence in <strong>the</strong> Tang period.<br />

Academy organized a team of professional archaeologists to conduct a survey of those<br />

caves to determine wh<strong>at</strong> <strong>the</strong>y were used for <strong>and</strong> to <strong>at</strong>tempt to underst<strong>and</strong> something about<br />

<strong>the</strong>ir history. To d<strong>at</strong>e, <strong>the</strong> survey has gone through three phases <strong>and</strong> is still in progress.<br />

More th<strong>at</strong> 280 caves have been rediscovered <strong>and</strong> cleaned; <strong>the</strong>y d<strong>at</strong>e from <strong>the</strong> Sui Dynasty<br />

(AD 581-618) to <strong>the</strong> Yuan Dynasty (AD 1271-1368). The majority were used as living<br />

quarters, ei<strong>the</strong>r exclusively or doubling as medit<strong>at</strong>ion spaces. They all contain bed<br />

pl<strong>at</strong>forms (kang) <strong>and</strong> cooking stoves inside, <strong>and</strong> certain sections of wall have been<br />

blackened by smoke from fires.<br />

Fifteen burial caves were identified <strong>and</strong> five different types of funerary practices noted:<br />

crem<strong>at</strong>ion, double burial, coffin interment <strong>and</strong> corpses nei<strong>the</strong>r buried nor crem<strong>at</strong>ed.<br />

Burial caves were first discovered <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong>, <strong>and</strong> <strong>the</strong>ir number exceeds th<strong>at</strong> <strong>at</strong> any<br />

o<strong>the</strong>r <strong>Buddhist</strong> cave-temple sites of China.<br />

Three types of dhyana (medit<strong>at</strong>ion) cave were identified: single chamber, multi-<br />

chamber <strong>and</strong> dhyana-cum-living chamber. All of <strong>the</strong>se caves contain bed pl<strong>at</strong>forms but<br />

without cooking stoves inside.<br />

Some of <strong>the</strong> caves were used as <strong>Buddhist</strong> shrines, as has been identified from <strong>the</strong> remains


Li<br />

Figure 11 Artifacts from <strong>the</strong> Tang-period<br />

<strong>Buddhist</strong> cave-temples <strong>and</strong> <strong>the</strong> <strong>Cao</strong> family 315<br />

cave workshop.<br />

6 7<br />

Figure 11 Artifacts from <strong>the</strong> Tang-period cave workshop.<br />

of <strong>the</strong> sculptures <strong>and</strong> wall paintings inside. It is very interesting th<strong>at</strong> a halo of a buddha's<br />

st<strong>at</strong>ue now housed in <strong>the</strong> Hermitage Museum of St Petersburg once stood in one cave in<br />

<strong>the</strong> nor<strong>the</strong>rn district, as verified by <strong>the</strong> traces of its loc<strong>at</strong>ion between two bodhis<strong>at</strong>tva<br />

st<strong>at</strong>ues in th<strong>at</strong> cave.<br />

Some caves were also used to store grain <strong>and</strong> flour. Sun-dried bricks were used to divide<br />

<strong>the</strong> cave into sections as a way of cre<strong>at</strong>ing storage compartments.<br />

Besides <strong>the</strong> caves rediscovered above, <strong>the</strong> following relics were also unear<strong>the</strong>d: silver,<br />

copper <strong>and</strong> iron coins; wood, ceramic <strong>and</strong> copper vessels; silk textiles; small painted<br />

wooden figurines; <strong>and</strong> written m<strong>at</strong>erials in various languages such as Han, Tibetan,<br />

Western Xia, Uighur <strong>and</strong> Mongolian. Fragments of a Western Xia dictionary were also<br />

found here.<br />

Compared with <strong>the</strong> caves in <strong>the</strong> Sou<strong>the</strong>rn district of <strong>Mogao</strong> <strong>Ku</strong>, <strong>the</strong> number of caves is<br />

fewer in <strong>the</strong> Nor<strong>the</strong>rn district but <strong>the</strong>re is gre<strong>at</strong>er diversity of types. The Sou<strong>the</strong>rn section<br />

caves were primarily cave temples for worship, with few dhyana caves, whereas <strong>the</strong> caves<br />

in <strong>the</strong> Nor<strong>the</strong>rn district have more practical uses. The excav<strong>at</strong>ion <strong>and</strong> cleaning will help us<br />

to clarify <strong>the</strong> uses of Nor<strong>the</strong>rn section caves as well as <strong>the</strong>ir rel<strong>at</strong>ions with those in <strong>the</strong><br />

Sou<strong>the</strong>rn section. The survey has made an important contribution towards a better<br />

underst<strong>and</strong>ing of <strong>the</strong> history of <strong>the</strong> whole site. As for <strong>the</strong> official report of this survey, it will<br />

be published <strong>at</strong> a l<strong>at</strong>er d<strong>at</strong>e.<br />

I<br />

9


316 MA Shichang<br />

The <strong>Cao</strong> family p<strong>at</strong>ronage<br />

The discoveries in <strong>Cave</strong> #487 tell us th<strong>at</strong> <strong>the</strong> ground surface around <strong>the</strong> time of <strong>the</strong> Tang<br />

Dynasty was much lower than today's. Most of <strong>the</strong> caves built in th<strong>at</strong> period were loc<strong>at</strong>ed<br />

high on <strong>the</strong> cliff face, connected to each o<strong>the</strong>r by wooden balustrades forming a plank p<strong>at</strong>h<br />

from one to ano<strong>the</strong>r. Because <strong>the</strong> caves were so high up, <strong>the</strong>re were no fore-temples<br />

<strong>at</strong>tached to caves before <strong>the</strong> Tang Dynasty. As <strong>the</strong> ground surface gradually sedimented<br />

up to reach <strong>the</strong> floor level of <strong>the</strong> caves built in <strong>the</strong> lowest tier, <strong>the</strong> founding of fore-temples<br />

became possible. Projects to build <strong>the</strong>se monumental structures started in <strong>the</strong> Five<br />

Dynasties (AD 907-960) <strong>and</strong> carried on in <strong>the</strong> Song (AD 960-1127) <strong>and</strong> Western Xia (AD<br />

1032-1227) periods. During <strong>the</strong>se three periods, <strong>the</strong> exterior view of <strong>Mogao</strong> <strong>Ku</strong> would<br />

have been most magnificent, exhibiting <strong>the</strong> gr<strong>and</strong>est appearance during <strong>the</strong> caves' long<br />

development.<br />

For 122 years, through <strong>the</strong> Five Dynasties <strong>and</strong> Song periods, <strong>the</strong> highest military <strong>and</strong><br />

administr<strong>at</strong>ive positions in <strong>the</strong> Gua <strong>and</strong> Sha st<strong>at</strong>es (presently Dunhuang <strong>and</strong> Anxi counties<br />

in Gansu province) were held by <strong>the</strong> <strong>Cao</strong> family. For five gener<strong>at</strong>ions, <strong>the</strong>y mastered <strong>the</strong><br />

military <strong>and</strong> civil powers of st<strong>at</strong>e <strong>and</strong> had access to numerous economic resources. As sincere<br />

believers in Buddhism, <strong>the</strong>y supported <strong>the</strong>se important projects of building huge caves <strong>and</strong><br />

temples <strong>at</strong> <strong>Mogao</strong> <strong>Ku</strong> <strong>and</strong> of drawing large-scale murals on <strong>the</strong> cliff surface in <strong>the</strong> open.<br />

The wealthy <strong>and</strong> powerful <strong>Cao</strong> family not only were believers in Buddhism <strong>the</strong>mselves<br />

but also made use of Buddhism as a tool for safeguarding <strong>and</strong> defending <strong>the</strong>ir rule. When<br />

we discuss <strong>the</strong> reasons for <strong>the</strong> widespread dispersal of Buddhism <strong>and</strong> <strong>the</strong> flourishing of<br />

<strong>Buddhist</strong> art, we cannot ignore <strong>the</strong> actions by <strong>the</strong> ruling family as adding fuel to <strong>the</strong> flames.<br />

References<br />

Department of Archaeology<br />

Beijing University<br />

Beijing<br />

Barnes, G. L. (1993) China, Korea <strong>and</strong> Japan: The Rise of Civiliz<strong>at</strong>ion in East Asia. London:<br />

Thames & Hudson.<br />

Dunhuang Research Academy (DRA) 1981. The Art Treasures of Dunhuang. Hong Kong <strong>and</strong> New<br />

York: Joint Publishing Co. <strong>and</strong> Lee Publishers Group (in English).<br />

Dunhuang Research Academy (DRA) 1982a. Collected Works of <strong>the</strong> Studies on Dunhuangology.<br />

Lanzhou: The People's Publishing House of Gansu (in Chinese).<br />

Dunhuang Research Academy (DRA) 1982b. A Descriptive C<strong>at</strong>alogue of <strong>the</strong> Contents of <strong>the</strong> <strong>Mogao</strong><br />

<strong>Cave</strong>s, Dunhuang. Beijing: Cultural Relics Publishing House (in Chinese).<br />

Dunhuang Research Academy (DRA) 1982-7. The Grotto Art of China: The <strong>Mogao</strong> Grottoes of<br />

Dunhuang, 5 vols. Beijing: Cultural Relics Publishing House (in Chinese).<br />

Dunhuang Research Academy (DRA) 1986. Donors' Inked Inscriptions from <strong>Mogao</strong> <strong>Cave</strong>s of<br />

Dunhuang, Beijing: Cultural Relics Publishing House (in Chinese).<br />

Dunhuang Research Academy (DRA) 1990. Proceedings of <strong>the</strong> 1987 Intern<strong>at</strong>ional Symposium on<br />

Dunhuangology, 2 vols. Shenyang: Liaoning Arts Press (Chinese <strong>and</strong> English).


<strong>Buddhist</strong> cave-temples <strong>and</strong> <strong>the</strong> <strong>Cao</strong> family<br />

Hopkirk, Peter 1984. Foreign Devils on <strong>the</strong> Silk Road: The Search for <strong>the</strong> Lost Cities <strong>and</strong> Treasures of<br />

Chinese Central Asia. Oxford University Press.<br />

Pan, Yushan <strong>and</strong> Ma, Shichang 1985. Report on Ruins of Frontal Buildings Added to <strong>Mogao</strong><br />

Grottoes. Beijing: Cultural Relics Publishing House (English summary).<br />

Stein, Sir Aurel 1912. Ruins of Desert C<strong>at</strong>hay, 2 vols. London: Macmillan.<br />

Whitfield, R. 1982-3. The Art of Central Asia: The Stein Collection in <strong>the</strong> British Museum. London:<br />

The British Museum.<br />

Xiao, Mo 1989. Architectural Research of Dunhuang Grottoes. Beijing: Cultural Relics Publishing<br />

House (English summary).<br />

317

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