Proxy Voting Record - American Funds
Proxy Voting Record - American Funds
Proxy Voting Record - American Funds
Create successful ePaper yourself
Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.
Item 1: <strong>Proxy</strong> <strong>Voting</strong> <strong>Record</strong><br />
Fund Name: New Perspective Fund, Inc.<br />
Report Period: July 01, 2011 - June 30, 2012<br />
Ace Limited<br />
Ace Limited<br />
Adidas AG<br />
<strong>Proxy</strong> <strong>Voting</strong> <strong>Record</strong><br />
August 24, 2012<br />
Ticker Security ID:<br />
ACE CUSIP H0023R105<br />
Meeting Type Country of Trade<br />
Special United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Approval of an Amendment to<br />
Increase Dividends from Legal<br />
Reserves<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
ACE CUSIP H0023R105<br />
05/16/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Michael Atieh Mgmt For For For<br />
2 Elect Mary Cirillo Mgmt For For For<br />
3 Elect Thomas Neff Mgmt For For For<br />
4 Accounts and Reports Mgmt For For For<br />
5 Approval of Statutory Financial<br />
Statements<br />
Mgmt For For For<br />
6 Approval of Consolidated<br />
Financial Statements<br />
Mgmt For For For<br />
7 Allocation of Disposable Profits Mgmt For For For<br />
8 Discharge Of The Board Of<br />
Directors<br />
Mgmt For For For<br />
9 Increase in Authorized Capital Mgmt For For For<br />
10 Appointment of Statutory Auditor<br />
(Zurich)<br />
Mgmt For For For<br />
11 Appointment of Independent<br />
Auditor (US)<br />
Mgmt For For For<br />
12 Appointment of Special Auditor<br />
(Zurich)<br />
Mgmt For For For<br />
13 Distribution Through Par Value<br />
Reduction<br />
Mgmt For For For<br />
14 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
15 Amendment to the Employee<br />
Stock Purchase Plan<br />
Meeting Date Meeting Status<br />
01/09/2012 Voted<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
ADS CINS D0066B185<br />
05/10/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A
Aggreko plc<br />
Aggreko plc<br />
AIA Group Limited<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board<br />
Acts<br />
Mgmt For For For<br />
8 Compensation Guidelines Mgmt For For For<br />
9 Amendments to Article 14 Mgmt For For For<br />
10 Amendments to Article 15 Mgmt For For For<br />
11 Amendments to Article 20 Mgmt For For For<br />
12 Amendments to Article 21 Mgmt For For For<br />
13 Amendments to Articles Mgmt For For For<br />
14 Appointment of Auditor Mgmt For For For<br />
15 Appointment of Auditor for Interim<br />
Statements<br />
Mgmt For For For<br />
Ticker Security ID:<br />
AGK CINS G0116S102<br />
Meeting Type Country of Trade<br />
Special United Kingdom<br />
Meeting Date Meeting Status<br />
07/05/2011 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Return of Cash and Subdivision<br />
of Shares<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
AGK CINS G0116S169<br />
04/25/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Elect Rupert Soames Mgmt For For For<br />
5 Elect Angus Cockburn Mgmt For For For<br />
6 Elect George Walker Mgmt For For For<br />
7 Elect Bill Caplan Mgmt For For For<br />
8 Elect Kash Pandya Mgmt For For For<br />
9 Elect David Hamill Mgmt For For For<br />
10 Elect Robert MacLeod Mgmt For For For<br />
11 Elect Russell King Mgmt For For For<br />
12 Elect Ken Hanna Mgmt For For For<br />
13 Appointment of Auditor Mgmt For For For<br />
14 Authority to Set Auditor's Fees Mgmt For For For<br />
15 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
16 Directors' Fees Mgmt For For For<br />
17 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
18 Authority to Repurchase Shares Mgmt For For For<br />
19 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
20 Authority to Repurchase B<br />
Shares<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
1299 CINS Y002A1105<br />
05/08/2012<br />
Voted<br />
Meeting Type Country of Trade<br />
Annual Hong Kong<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt
Air Liquide<br />
Air Liquide<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Allocation of Profits/Dividends Mgmt For For For<br />
5 Elect Jack So Chak Kwong Mgmt For For For<br />
6 Elect Chow Chung Kong Mgmt For For For<br />
7 Elect John Harrison Mgmt For For For<br />
8 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
9 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
10 Authority to Repurchase Shares Mgmt For For For<br />
11 Authority to Issue Repurchased Mgmt For Against Against<br />
Shares<br />
12 Authority to Issue Shares under<br />
the Restricted Share Unit<br />
Scheme<br />
Mgmt For For For<br />
13 Amendments to Articles Mgmt For For For<br />
Ticker Security ID:<br />
AI CINS F01764103<br />
Meeting Type Country of Trade<br />
Mix France<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Accounts and Reports Mgmt For For For<br />
5 Consolidated Accounts and Mgmt For For For<br />
Reports<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Authority to Repurchase Shares Mgmt For For For<br />
8 Elect Karen Katen Mgmt For For For<br />
9 Elect Pierre Dufour Mgmt For For For<br />
10 Severance Agreement (Pierre<br />
Dufour)<br />
Mgmt For For For<br />
11 Authority to Decrease Share<br />
Capital<br />
Mgmt For For For<br />
12 Authority to Increase Capital<br />
through Capitalizations<br />
Mgmt For For For<br />
13 Employee Stock Purchase Plan Mgmt For For For<br />
14 Employee Stock Purchase Plan<br />
for Overseas Employees<br />
Mgmt For For For<br />
15 Authorization of Legal Formalities Mgmt For For For<br />
16 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
AI CINS F5493Z844<br />
Meeting Type Country of Trade<br />
Mix France<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Consolidated Accounts and Mgmt For For For<br />
Reports<br />
Meeting Date Meeting Status<br />
05/09/2012 Voted<br />
Meeting Date Meeting Status<br />
05/09/2012 Voted<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Authority to Repurchase Shares Mgmt For For For<br />
7 Elect Karen Katen Mgmt For For For<br />
8 Elect Pierre Dufour Mgmt For For For
Akzo Nobel N.V.<br />
Alcoa Inc.<br />
9 Severance Agreement (Pierre<br />
Dufour)<br />
Mgmt For For For<br />
10 Authority to Decrease Share<br />
Capital<br />
Mgmt For For For<br />
11 Authority to Increase Capital<br />
through Capitalizations<br />
Mgmt For For For<br />
12 Employee Stock Purchase Plan Mgmt For For For<br />
13 Employee Stock Purchase Plan<br />
for Overseas Employees<br />
Mgmt For For For<br />
14 Authorization of Legal Formalities Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
AKZA CINS N01803100<br />
04/23/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Netherlands<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profit Mgmt For For For<br />
6 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board Mgmt For For For<br />
Acts<br />
8 Elect Ton Buchner Mgmt For For For<br />
9 Elect Leif E. Darner Mgmt For For For<br />
10 Elect Keith Nichols Mgmt For For For<br />
11 Elect Sari Baldauf Mgmt For For For<br />
12 Elect Ben Verwaayen Mgmt For For For<br />
13 Elect Dolf van den Brink Mgmt For For For<br />
14 Elect Peter Ellwood Mgmt For For For<br />
15 Amendments to Articles Mgmt For For For<br />
16 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For For For<br />
17 Suppression of Preemptive Mgmt For Against Against<br />
Rights<br />
18 Authority to Repurchase Shares Mgmt For For For<br />
19 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
Ticker Security ID:<br />
AA CUSIP 013817101<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Kathryn Fuller Mgmt For For For<br />
2 Elect Judith Gueron Mgmt For For For<br />
3 Elect Patricia Russo Mgmt For For For<br />
4 Elect Ernesto Zedillo Mgmt For For For<br />
5 Ratification of Auditor Mgmt For For For<br />
6 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
7 Elimination of Supermajority<br />
Requirement Relating to Fair<br />
Price Protection<br />
8 Elimination of Supermajority<br />
Requirement Relating to Director<br />
Elections<br />
Meeting Date Meeting Status<br />
05/04/2012 Voted<br />
Mgmt For For For<br />
Mgmt For For For
Allergan, Inc.<br />
Allianz SE<br />
9 Elimination of Supermajority<br />
Requirement Relating to<br />
Removal of Directors<br />
Mgmt For For For<br />
10 Repeal of Classified Board Mgmt For For For<br />
11 Permit Written Consent Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
AGN CUSIP 018490102<br />
05/01/2012<br />
Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect David Pyott Mgmt For For For<br />
2 Elect Herbert Boyer Mgmt For For For<br />
3 Elect Deborah Dunsire Mgmt For For For<br />
4 Elect Michael Gallagher Mgmt For For For<br />
5 Elect Dawn Hudson Mgmt For For For<br />
6 Elect Robert Ingram Mgmt For For For<br />
7 Elect Trevor Jones Mgmt For For For<br />
8 Elect Louis Lavigne, Jr. Mgmt For For For<br />
9 Elect Russell Ray Mgmt For For For<br />
10 Elect Stephen Ryan Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
12 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
13 Shareholder Proposal Regarding<br />
Regarding Right to Call a Special<br />
Meeting<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
ALV CINS D03080112<br />
05/09/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
5 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
8 Ratification of Supervisory Board<br />
Acts<br />
Mgmt For For For<br />
9 Elect Wulf Bernotat Mgmt For For For<br />
10 Elect Gerhard Cromme Mgmt For For For<br />
11 Elect Renate Kocher Mgmt For For For<br />
12 Elect Igor Landau Mgmt For For For<br />
13 Elect Helmut Perlet Mgmt For For For<br />
14 Elect Peter Sutherland Mgmt For For For<br />
15 Elect Dante Barban Mgmt For For For<br />
16 Elect Gabriele Burkhardt-Berg Mgmt For For For<br />
17 Elect Jean-Jacques Cette Mgmt For For For<br />
18 Elect Ira Gloe-Semler Mgmt For For For<br />
19 Elect Franz Heib Mgmt For For For<br />
20 Elect Rolf Zimmerman Mgmt For For For<br />
21 Elect Giovanni Casiroli as an<br />
Alternate Employee<br />
Representative<br />
Mgmt For For For<br />
22 Elect Josef Hochburger as an<br />
Alternate Employee<br />
Representative<br />
Mgmt For For For
Amazon.com, Inc.<br />
America Movil SAB de CV<br />
America Movil SAB de CV<br />
23 Elect Jean-Claude Le Goaer as<br />
an Alternate Employee<br />
Representative<br />
24 Elect Jorg Reinbrecht as an<br />
Alternate Employee<br />
Representative<br />
25 Elect Jurgen Lawrenz as an<br />
Alternate Employee<br />
Representative<br />
26 Elect Frank Kirsch as an<br />
Alternate Employee<br />
Representative<br />
27 Amendments to Articles<br />
Regarding Supervisory Board<br />
Members' Term Lengths<br />
28 Amendment to Authorized Capital<br />
2010/I<br />
Ticker Security ID:<br />
AMZN CUSIP 023135106<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For Against Against<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Jeffrey Bezos Mgmt For For For<br />
2 Elect Tom Alberg Mgmt For For For<br />
3 Elect John Seely Brown Mgmt For For For<br />
4 Elect William Gordon Mgmt For For For<br />
5 Elect Jamie Gorelick Mgmt For For For<br />
6 Elect Blake Krikorian Mgmt For For For<br />
7 Elect Alain Monie Mgmt For For For<br />
8 Elect Jonathan Rubinstein Mgmt For For For<br />
9 Elect Thomas Ryder Mgmt For For For<br />
10 Elect Patricia Stonesifer Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
12 Amendment to the 1997 Stock<br />
Incentive Plan<br />
Mgmt For Against Against<br />
13 Shareholder Proposal Regarding<br />
Report on Climate Change<br />
ShrHoldr Against Against For<br />
14 Shareholder Proposal Regarding<br />
Political Contributions and<br />
Expenditures Report<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
AMX CUSIP 02364W105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Election of Directors - Class L<br />
Shareholders<br />
Mgmt For For For<br />
2 Election of Meeting Delegates Mgmt For For For<br />
Ticker Security ID:<br />
AMX CINS P0280A101<br />
Meeting Type Country of Trade<br />
Special Mexico<br />
Meeting Date Meeting Status<br />
05/24/2012<br />
Voted<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt
America Movil SAB de CV<br />
<strong>American</strong> Express Company<br />
1 Election of Directors - Class L<br />
Shareholders<br />
Mgmt For For For<br />
2 Election of Meeting Delegates Mgmt For For For<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
AMX CINS P0280A101<br />
04/25/2012 Voted<br />
Meeting Type Country of Trade<br />
Special Mexico<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Report of the CEO Mgmt For For For<br />
2 Report of the Board Regarding<br />
Accounting Practices<br />
Mgmt For For For<br />
3 Report of the Board Mgmt For For For<br />
4 Report of the Audit and<br />
Corporate Governance<br />
Committee<br />
Mgmt For For For<br />
5 Accounts and Reports; Allocation<br />
of Profits/Dividends<br />
Mgmt For For For<br />
6 Report on the Company's<br />
Repurchase Program<br />
Mgmt For For For<br />
7 Report on Tax Compliance Mgmt For For For<br />
8 Election of Directors (Slate);<br />
Ratification of Board and CEO<br />
Acts<br />
Mgmt For For For<br />
9 Ratification of Committee Acts;<br />
Election of Committee Members;<br />
Committee Members' Fees<br />
Mgmt For For For<br />
10 Authority to Repurchase Shares Mgmt For For For<br />
11 Election of Meeting Delegates Mgmt For For For<br />
12 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
13 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
AXP CUSIP 025816109<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Charlene Barshefsky Mgmt For For For<br />
1.2 Elect Ursula Burns Mgmt For For For<br />
1.3 Elect Kenneth Chenault Mgmt For For For<br />
1.4 Elect Peter Chernin Mgmt For For For<br />
1.5 Elect Theodore Leonsis Mgmt For For For<br />
1.6 Elect Jan Leschly Mgmt For For For<br />
1.7 Elect Richard Levin Mgmt For For For<br />
1.8 Elect Richard McGinn Mgmt For For For<br />
1.9 Elect Edward Miller Mgmt For For For<br />
1.10 Elect Steven Reinemund Mgmt For For For<br />
1.11 Elect Robert Walter Mgmt For For For<br />
1.12 Elect Ronald Williams Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
4 Amendment to the 2007 Incentive<br />
Compensation Plan<br />
Mgmt For For For<br />
5 Shareholder Proposal Regarding ShrHoldr Against For Against<br />
Cumulative <strong>Voting</strong><br />
6 Shareholder Proposal Regarding<br />
Independent Board Chair<br />
Meeting Date Meeting Status<br />
04/30/2012 Voted<br />
ShrHoldr Against For Against
Amorepacific Corp<br />
Amphenol Corporation<br />
Anheuser-Busch Inbev SA/NV<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
090430 CINS Y01258105<br />
03/23/2012<br />
Voted<br />
Meeting Type Country of Trade<br />
Annual Korea, Republic of<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts, Allocation of<br />
Profits/Dividends<br />
Mgmt For For For<br />
2 Election of Executive Directors<br />
(Slate)<br />
Mgmt For For For<br />
3 Election of Independent Directors<br />
(Slate)<br />
Mgmt For For For<br />
4 Election of Audit Committee Mgmt For For For<br />
Members (Slate)<br />
5 Directors' Fees Mgmt For For For<br />
6 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
APH CUSIP 032095101<br />
05/23/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Edward Jepsen Mgmt For For For<br />
2 Elect John Lord Mgmt For For For<br />
3 Ratification of Auditor Mgmt For For For<br />
4 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
5 Repeal of Classified Board Mgmt For For For<br />
6 Elimination of Supermajority<br />
Requirement<br />
Mgmt For For For<br />
7 2012 Restricted Stock Plan for Mgmt For For For<br />
Directors<br />
8 Shareholder Proposal Regarding<br />
Simple Majority Vote<br />
Ticker Security ID:<br />
ABI CINS B6399C107<br />
Meeting Type Country of Trade<br />
Mix Belgium<br />
ShrHoldr Against Against For<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Disapplication of Preemptive<br />
Rights for Stock Option Grants<br />
Mgmt For For For<br />
6 Authority to Grant Stock Options Mgmt For For For<br />
7 Authority to Increase Capital for<br />
Stock Options<br />
Mgmt For For For<br />
8 Authority to Grant Stock Options<br />
to Non-Executive Directors<br />
Mgmt For For For<br />
9 Authorization of Legal Formalities Mgmt For For For<br />
10 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
11 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
12 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A
Apple Inc.<br />
Arcos Dorados Holdings Inc.<br />
ARM Holdings plc<br />
13 Accounts and Reports; Allocation<br />
of Profits/Dividends<br />
Mgmt For For For<br />
14 Ratification of Board Acts Mgmt For For For<br />
15 Ratification of Auditor's Acts Mgmt For For For<br />
16 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
17 Remuneration Report Mgmt For For For<br />
18 Confirmation of Equity Incentive<br />
Grants to Executives<br />
Mgmt For For For<br />
19 Change in Control Clause Mgmt For For For<br />
20 Authorization of Legal Formalities Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
AAPL CUSIP 037833100<br />
02/23/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect William Campbell Mgmt For For For<br />
1.2 Elect Timothy Cook Mgmt For For For<br />
1.3 Elect Millard Drexler Mgmt For For For<br />
1.4 Elect Albert Gore, Jr. Mgmt For For For<br />
1.5 Elect Robert Iger Mgmt For For For<br />
1.6 Elect Andrea Jung Mgmt For For For<br />
1.7 Elect Arthur Levinson Mgmt For For For<br />
1.8 Elect Ronald Sugar Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
4 Shareholder Proposal Regarding<br />
Conflict of Interest Report<br />
ShrHoldr Against Against For<br />
5 Shareholder Proposal Regarding<br />
Advisory Vote on Director<br />
ShrHoldr Against Against For<br />
Compensation<br />
6 Shareholder Proposal Regarding<br />
Political Contributions and<br />
Expenditures Report<br />
7 Shareholder Proposal Regarding<br />
Majority Vote for Election of<br />
Directors<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
ARCO CUSIP G0457F107<br />
04/09/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
3 Elect Woods Staton Mgmt For For For<br />
4 Elect German Lemonnier Mgmt For For For<br />
5 Election of Third Director<br />
Nominee<br />
Mgmt For For For<br />
Ticker Security ID:<br />
ARM CINS G0483X122<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Meeting Date Meeting Status<br />
05/03/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt
ASML Holding N.V.<br />
ASML Holding N.V.<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Directors' Remuneration Report Mgmt For For For<br />
4 Elect Sir John Buchanan Mgmt For For For<br />
5 Elect Warren East Mgmt For For For<br />
6 Elect Andy Green Mgmt For For For<br />
7 Elect Larry Hirst Mgmt For For For<br />
8 Elect Mike Inglis Mgmt For For For<br />
9 Elect Mike Muller Mgmt For For For<br />
10 Elect Kathleen O'Donovan Mgmt For For For<br />
11 Elect Janice Roberts Mgmt For For For<br />
12 Elect Philip Rowley Mgmt For For For<br />
13 Elect Tim Score Mgmt For For For<br />
14 Elect Simon Segars Mgmt For For For<br />
15 Elect Young Sohn Mgmt For For For<br />
16 Appointment of Auditor Mgmt For For For<br />
17 Authority to Set Auditor's Fees Mgmt For For For<br />
18 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
19 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
20 Authority to Repurchase Shares Mgmt For For For<br />
21 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
Ticker Security ID:<br />
ASML CUSIP N07059186<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
3 Ratification of Supervisory Board<br />
Acts<br />
Mgmt For For For<br />
4 Allocation of Profits/Dividends Mgmt For For For<br />
5 Performance Share Plan Grant Mgmt For For For<br />
6 Stock Option Grants to<br />
Mgmt For For For<br />
Employees<br />
7 Elect O.B. Bilous Mgmt For For For<br />
8 Elect Fritz Frohlich Mgmt For For For<br />
9 Elect Arthur van der Poel Mgmt For For For<br />
10 Appointment of Auditor Mgmt For For For<br />
11 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For For For<br />
12 Authority to Suppress Preemptive<br />
Rights<br />
Mgmt For For For<br />
13 Authority to Issue Shares in Case Mgmt For For For<br />
of Merger/Acquisition<br />
14 Authority to Suppress Preemptive<br />
Rights in Case of<br />
Merger/Acquisition<br />
Mgmt For Against Against<br />
15 Authority to Repurchase Shares Mgmt For For For<br />
16 Authority to Repurchase Shares Mgmt For For For<br />
17 Authority to Cancel Shares Mgmt For For For<br />
Ticker Security ID:<br />
ASML CINS N07059178<br />
Meeting Type Country of Trade<br />
Annual Netherlands<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted
Associated British Foods plc<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
4 Accounts and Reports Mgmt For For For<br />
5 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
6 Ratification of Supervisory Board Mgmt For For For<br />
Acts<br />
7 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
8 Allocation of Profits/Dividends Mgmt For For For<br />
9 Performance Share Plan Grant Mgmt For For For<br />
10 Stock Option Grants to<br />
Mgmt For For For<br />
Employees<br />
11 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
12 Elect O.B. Bilous Mgmt For For For<br />
13 Elect Fritz Frohlich Mgmt For For For<br />
14 Elect Arthur van der Poel Mgmt For For For<br />
15 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
16 Appointment of Auditor Mgmt For For For<br />
17 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For For For<br />
18 Authority to Suppress Preemptive<br />
Rights<br />
Mgmt For For For<br />
19 Authority to Issue Shares in Case Mgmt For For For<br />
of Merger/Acquisition<br />
20 Authority to Suppress Preemptive<br />
Rights in Case of<br />
Merger/Acquisition<br />
Mgmt For Against Against<br />
21 Authority to Repurchase Shares Mgmt For For For<br />
22 Authority to Repurchase Shares Mgmt For For For<br />
23 Authority to Cancel Shares Mgmt For For For<br />
24 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
25 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
26 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
ABF CINS G05600138<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Meeting Date Meeting Status<br />
12/09/2011 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Elect Charles Sinclair Mgmt For For For<br />
5 Elect George Weston Mgmt For For For<br />
6 Elect John Bason Mgmt For For For<br />
7 Elect Timothy Clarke Mgmt For For For<br />
8 Elect Lord Michael Jay Mgmt For For For<br />
9 Elect Javier Ferran Mgmt For For For<br />
10 Elect Peter Smith Mgmt For For For<br />
11 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
12 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
13 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
14 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
15 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
16 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
17 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
18 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For
Astrazeneca plc<br />
Atlas Copco AB<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
AZN CINS G0593M107<br />
04/26/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Appointment of Auditor Mgmt For For For<br />
4 Authority to Set Auditor's Fees Mgmt For For For<br />
5 Elect Louis Schweitzer Mgmt For For For<br />
6 Elect David Brennan Mgmt For For For<br />
7 Elect Simon Lowth Mgmt For For For<br />
8 Elect Genevieve Berger Mgmt For For For<br />
9 Elect D. Bruce Burlington Mgmt For For For<br />
10 Elect Graham Chipchase Mgmt For For For<br />
11 Elect Jean-Philippe Courtois Mgmt For For For<br />
12 Elect Leif Johansson Mgmt For For For<br />
13 Elect Rudy Markham Mgmt For For For<br />
14 Elect Nancy Rothwell Mgmt For For For<br />
15 Elect Shriti Vadera Mgmt For For For<br />
16 Elect John Varley Mgmt For For For<br />
17 Elect Marcus Wallenberg Mgmt For For For<br />
18 Directors' Remuneration Report Mgmt For For For<br />
19 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
20 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
21 Savings-Related Share Option<br />
Scheme<br />
Mgmt For For For<br />
22 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
23 Authority to Repurchase Shares Mgmt For For For<br />
24 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
25 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
ATCO-A CINS W10020134<br />
Meeting Type Country of Trade<br />
Annual Sweden<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
6 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
7 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
8 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
9 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
10 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
11 Accounts and Reports Mgmt For For For<br />
12 Ratification of Board and<br />
Mgmt For For For<br />
Management Acts<br />
Meeting Date Meeting Status<br />
04/27/2012 Voted<br />
13 Allocation of Profits/Dividends Mgmt For For For<br />
14 Dividend <strong>Record</strong> Date Mgmt For For For<br />
15 Board Size Mgmt For For For<br />
16 Election of Directors Mgmt For For For<br />
17 Directors' Fees Mgmt For For For<br />
18 Compensation Guidelines Mgmt For For For<br />
19 Performance Option Plan Mgmt For For For
Avago Technologies Limited<br />
Avon Products, Inc.<br />
AXA S.A.<br />
20 Authority to Repurchase Shares<br />
Pursuant to 2012 Performance<br />
Option Plan<br />
21 Authority to Repurchase Shares<br />
Pursuant to Directors' Fees<br />
22 Issuance of Treasury Shares<br />
Pursuant to 2012 Performance<br />
Option Plan<br />
23 Issuance of Treasury Shares<br />
Pursuant to Directors' Fees<br />
24 Issuance of Treasury Shares<br />
Pursuant to 2007, 2008 and 2009<br />
Stock Option Plans<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
25 Nomination Committee Mgmt For For For<br />
26 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
Ticker Security ID:<br />
AVGO CUSIP Y0486S104<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Hock Tan Mgmt For For For<br />
2 Elect Adam Clammer Mgmt For For For<br />
3 Elect John Dickson Mgmt For For For<br />
4 Elect James Diller Mgmt For For For<br />
5 Elect Kenneth Hao Mgmt For For For<br />
6 Elect John Hsuan Mgmt For For For<br />
7 Elect Justine Lien Mgmt For For For<br />
8 Elect Donald Macleod Mgmt For For For<br />
9 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
10 Directors' Fees Mgmt For For For<br />
11 Authority to Issue Shares Without<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
12 Authority to Repurchase Shares Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
AVP CUSIP 054303102<br />
05/03/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Douglas Conant Mgmt For For For<br />
1.2 Elect W. Don Cornwell Mgmt For For For<br />
1.3 Elect V. Ann Hailey Mgmt For For For<br />
1.4 Elect Fred Hassan Mgmt For For For<br />
1.5 Elect Andrea Jung Mgmt For For For<br />
1.6 Elect Maria Lagomasino Mgmt For For For<br />
1.7 Elect Ann Moore Mgmt For For For<br />
1.8 Elect Gary Rodkin Mgmt For For For<br />
1.9 Elect Paula Stern Mgmt For For For<br />
1.10 Elect Lawrence Weinbach Mgmt For For For<br />
2 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
3 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
AXA CINS F06106102<br />
Meeting Type Country of Trade<br />
Meeting Date Meeting Status<br />
04/04/2012 Voted<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted
Baker Hughes Incorporated<br />
Bank of America Corporation<br />
Mix France<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Accounts and Reports Mgmt For For For<br />
5 Consolidated Accounts and Mgmt For For For<br />
Reports<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Related Party Transactions Mgmt For For For<br />
8 Elect Francois Martineau Mgmt For For For<br />
9 Elect Stefan Lippe Mgmt For For For<br />
10 Elect Doina Palici-Chehab Mgmt For For For<br />
11 Elect Fewzia Allaouat Mgmt Against Against For<br />
12 Elect Olivier Dot Mgmt Against Against For<br />
13 Elect Herbert Fuchs Mgmt Against Against For<br />
14 Elect Denis Gouyou-<br />
Mgmt Against Against For<br />
Beauchamps<br />
15 Elect Thierry Jousset Mgmt Against Against For<br />
16 Elect Rodney Koch Mgmt Against Against For<br />
17 Elect Emmanuel Rame Mgmt Against Against For<br />
18 Appointment of Auditor Mgmt For For For<br />
19 Appointment of Alternate Auditor Mgmt For For For<br />
20 Authority to Repurchase Shares Mgmt For For For<br />
21 Employee Stock Purchase Plan Mgmt For For For<br />
22 Employee Stock Purchase Plan<br />
for Overseas Employees<br />
Mgmt For For For<br />
23 Authority to Cancel Shares and<br />
Reduce Capital<br />
Mgmt For For For<br />
24 Amendment Regarding Related<br />
Party Transactions<br />
Mgmt For For For<br />
25 Amendment Regarding Electronic<br />
Signature of Ballots<br />
Mgmt For For For<br />
26 Authorization of Legal Formalities Mgmt For For For<br />
27 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
BHI CUSIP 057224107<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Larry Brady Mgmt For For For<br />
1.2 Elect Clarence Cazalot, Jr. Mgmt For For For<br />
1.3 Elect Martin Craighead Mgmt For For For<br />
1.4 Elect Chad Deaton Mgmt For For For<br />
1.5 Elect Anthony Fernandes Mgmt For For For<br />
1.6 Elect Claire Gargalli Mgmt For For For<br />
1.7 Elect Pierre Jungels Mgmt For For For<br />
1.8 Elect James Lash Mgmt For For For<br />
1.9 Elect J. Larry Nichols Mgmt For For For<br />
1.10 Elect H. John Riley, Jr. Mgmt For For For<br />
1.11 Elect James Stewart Mgmt For For For<br />
1.12 Elect Charles Watson Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive Mgmt For Against Against<br />
Compensation<br />
4 Shareholder Proposal Regarding<br />
Majority Vote for Election of<br />
Directors<br />
Meeting Date Meeting Status<br />
04/26/2012 Voted<br />
ShrHoldr Against Against For
Bank of China Limited<br />
Bank of China Limited<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
BAC CUSIP 060505559<br />
05/09/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Mukesh Ambani Mgmt For For For<br />
2 Elect Susan Bies Mgmt For For For<br />
3 Elect Frank Bramble, Sr. Mgmt For For For<br />
4 Elect Virgis Colbert Mgmt For For For<br />
5 Elect Charles Gifford Mgmt For For For<br />
6 Elect Charles Holliday, Jr. Mgmt For For For<br />
7 Elect Monica Lozano Mgmt For For For<br />
8 Elect Thomas May Mgmt For For For<br />
9 Elect Brian Moynihan Mgmt For For For<br />
10 Elect Donald Powell Mgmt For For For<br />
11 Elect Charles Rossotti Mgmt For For For<br />
12 Elect Robert Scully Mgmt For Against Against<br />
13 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
14 Ratification of Auditor Mgmt For For For<br />
15 Shareholder Proposal Regarding<br />
Disclosure of Prior Government<br />
Service<br />
ShrHoldr Against Against For<br />
16 Shareholder Proposal Regarding<br />
Lobbying Report<br />
ShrHoldr Against Against For<br />
17 Shareholder Proposal Regarding<br />
Retention of Shares After<br />
Retirement<br />
ShrHoldr Against Against For<br />
18 Shareholder Proposal Regarding<br />
Independent Review of Controls<br />
Related to Loans, Foreclosures<br />
and Securitizations<br />
ShrHoldr Against Against For<br />
19 Shareholder Proposal Regarding<br />
Prohibition on Political Spending<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
3988 CINS Y0698A107<br />
Meeting Type Country of Trade<br />
Special China<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Fees of Directors and<br />
Mgmt For For For<br />
Supervisors<br />
Meeting Date Meeting Status<br />
01/06/2012 Voted<br />
3 Elect Wang Yongli Mgmt For For For<br />
4 Amendments to Articles Mgmt For For For<br />
5 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
3988 CINS Y0698A107<br />
05/30/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual China<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Directors' Report Mgmt For For For<br />
3 Supervisors' Report Mgmt For For For<br />
4 Financial Statements Mgmt For For For<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Annual Budget Mgmt For For For<br />
7 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For
Barrick Gold Corporation<br />
Basf SE<br />
Baxter International Inc.<br />
8 Elect Arnout Wellink Henricus<br />
Elisabeth Maria<br />
Mgmt For For For<br />
9 Amendments to Articles Mgmt For For For<br />
10 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
ABX CUSIP 067901108<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Howard Beck Mgmt For Withhold Against<br />
1.2 Elect Charles Birchall Mgmt For Withhold Against<br />
1.3 Elect Donald Carty Mgmt For Withhold Against<br />
1.4 Elect Gustavo Cisneros Mgmt For Withhold Against<br />
1.5 Elect Robert Franklin Mgmt For Withhold Against<br />
1.6 Elect J. Brett Harvey Mgmt For Withhold Against<br />
1.7 Elect Dambisa Moyo Mgmt For Withhold Against<br />
1.8 Elect Brian Mulroney Mgmt For Withhold Against<br />
1.9 Elect Anthony Munk Mgmt For Withhold Against<br />
1.10 Elect Peter Munk Mgmt For Withhold Against<br />
1.11 Elect Aaron Regent Mgmt For Withhold Against<br />
1.12 Elect Nathaniel Rothschild Mgmt For Withhold Against<br />
1.13 Elect Steven Shapiro Mgmt For Withhold Against<br />
1.14 Elect John Thornton Mgmt For Withhold Against<br />
2 Appointment of Auditor and Mgmt For For For<br />
Authority to Set Fees<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Ticker Security ID:<br />
BAS CINS D06216317<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
Mgmt For For For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of Supervisory Board<br />
Acts<br />
Mgmt For For For<br />
7 Ratification of Management Mgmt For For For<br />
Board Acts<br />
Meeting Date Meeting Status<br />
05/02/2012 Voted<br />
Meeting Date Meeting Status<br />
04/27/2012 Voted<br />
8 Appointment of Auditor Mgmt For For For<br />
9 Authority to Repurchase Shares Mgmt For For For<br />
10 Amendments to Articles Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
BAX CUSIP 071813109<br />
05/08/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect James Gavin III Mgmt For For For<br />
2 Elect Peter Hellman Mgmt For For For<br />
3 Elect Kees Storm Mgmt For For For<br />
4 Ratification of Auditor Mgmt For For For<br />
5 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For
Bayer AG<br />
Bayerische Motoren Werke AG<br />
(BMW)<br />
BHP Billiton Limited<br />
6 Shareholder Proposal Regarding<br />
Declassification of the Board<br />
7 Shareholder Proposal Regarding<br />
Simple Majority Vote<br />
Ticker Security ID:<br />
BAY CINS D0712D163<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
ShrHoldr For For For<br />
ShrHoldr For For For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Presentation of Accounts and<br />
Reports; Allocation of<br />
Profits/Dividends<br />
Mgmt For For For<br />
5 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
6 Ratification of Supervisory Board<br />
Acts<br />
Mgmt For For For<br />
7 Elect Manfred Schneider Mgmt For For For<br />
8 Elect Werner Wenning Mgmt For For For<br />
9 Elect Paul Achleitner Mgmt For For For<br />
10 Elect Clemens Borsig Mgmt For For For<br />
11 Elect Thomas Ebeling Mgmt For For For<br />
12 Elect Klaus Kleinfeld Mgmt For For For<br />
13 Elect Helmut Panke Mgmt For For For<br />
14 Elect Sue Rataj Mgmt For For For<br />
15 Elect Ekkehard Schulz Mgmt For For For<br />
16 Elect Klaus Sturany Mgmt For For For<br />
17 Elect Ernst-Ludwig Winnacker Mgmt For For For<br />
18 Supervisory Board Members'<br />
Fees<br />
Mgmt For For For<br />
19 Appointment of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
BMW CINS D12096109<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board Mgmt For For For<br />
Acts<br />
8 Appointment of Auditor Mgmt For For For<br />
9 Compensation Policy Mgmt For For For<br />
Ticker Security ID:<br />
BHP CINS Q1498M100<br />
Meeting Type Country of Trade<br />
Annual Australia<br />
Meeting Date Meeting Status<br />
04/27/2012 Voted<br />
Meeting Date Meeting Status<br />
05/16/2012 Voted<br />
Meeting Date Meeting Status<br />
11/17/2011 Voted
BNP Paribas<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports (BHP<br />
Billiton plc and BHP Billiton<br />
Mgmt For For For<br />
Limited)<br />
2 Elect Lindsay Maxsted (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
3 Elect Shriti Vadera (BHP Billiton<br />
plc and BHP Billiton Limited)<br />
4 Re-elect Malcolm Broomhead<br />
(BHP Billiton plc and BHP Billiton<br />
Limited)<br />
5 Re-elect John Buchanan (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
6 Re-elect Carlos Cordeiro (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
7 Re-elect David Crawford (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
8 Re-elect Carolyn Hewson (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
9 Re-elect Marius Kloppers (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
10 Re-elect Wayne Murdy (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
11 Re-elect Keith Rumble (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
12 Re-elect John Schubert (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
13 Re-elect Jacques Nasser (BHP<br />
Billiton plc and BHP Billiton<br />
Limited)<br />
14 Appoint Auditor and Authorise<br />
Board to Set Fees (BHP Billiton<br />
plc)<br />
15 Authority to Issue Shares w/<br />
Preemptive Rights (BHP Billiton<br />
plc)<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
16 Authority to Issue Shares w/o<br />
Preemptive Rights (BHP Billiton<br />
plc)<br />
Mgmt For For For<br />
17 Authority to Repurchase Shares<br />
(BHP Billiton plc)<br />
Mgmt For For For<br />
18 Remuneration Report Mgmt For For For<br />
19 Approve Termination Payments<br />
(GMC)<br />
Mgmt For For For<br />
20 Equity Grant (CEO Marius<br />
Kloppers)<br />
Mgmt For For For<br />
21 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
BNP CINS F1058Q238<br />
Meeting Type Country of Trade<br />
Mix France<br />
Meeting Date Meeting Status<br />
05/23/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A
BorgWarner Inc.<br />
Bristol-Myers Squibb Company<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Accounts and Reports; Approval<br />
of Non Tax-Deductible Expenses<br />
Mgmt For For For<br />
5 Consolidated Accounts and<br />
Reports<br />
Mgmt For For For<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Related Party Transactions Mgmt For For For<br />
8 Authority to Repurchase Shares Mgmt For For For<br />
9 Appointment of Auditor and<br />
Alternate Auditor<br />
Mgmt For For For<br />
10 Appointment of Auditor and<br />
Alternate Auditor<br />
Mgmt For For For<br />
11 Appointment of Auditor and<br />
Alternate Auditor<br />
Mgmt For For For<br />
12 Elect Denis Kessler Mgmt For For For<br />
13 Elect Laurence Parisot Mgmt For For For<br />
14 Elect Michel Pebereau Mgmt For For For<br />
15 Elect Pierre-Andre de Chalendar Mgmt For For For<br />
16 Authority to Issue Shares and/or<br />
Convertible Securities w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
17 Authority to Issue Shares and/or<br />
Convertible Securities w/o<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
18 Authority to Increase Capital in<br />
Case of Exchange Offer<br />
Mgmt For Against Against<br />
19 Authority to Increase Capital in<br />
Consideration for Contributions in<br />
Kind<br />
Mgmt For Against Against<br />
20 Global Ceiling on Capital<br />
Increases and Debt Issuances<br />
w/o Preemptive Rights<br />
Mgmt For Against Against<br />
21 Authority to Increase Capital<br />
Through Capitalizations<br />
Mgmt For For For<br />
22 Global Ceiling on Capital<br />
Increases and Debt Issuances w/<br />
or w/o Preemptive Rights<br />
Mgmt For Against Against<br />
23 Employee Stock Purchase Plan Mgmt For For For<br />
24 Authority to Cancel Shares and<br />
Reduce Capital<br />
Mgmt For For For<br />
25 Authorization of Legal Formalities Mgmt For For For<br />
26 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
BWA CUSIP 099724106<br />
04/25/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Phyllis Bonanno Mgmt For For For<br />
2 Elect Alexis Michas Mgmt For For For<br />
3 Elect Richard Schaum Mgmt For For For<br />
4 Elect Thomas Stallkamp Mgmt For For For<br />
5 Ratification of Auditor Mgmt For For For<br />
6 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
7 Adoption of Majority Vote for<br />
Election of Directors<br />
Ticker Security ID:<br />
BMY CUSIP 110122108<br />
Mgmt For For For<br />
Meeting Date Meeting Status<br />
05/01/2012 Voted
British <strong>American</strong> Tobacco plc<br />
Burberry Group plc<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Lamberto Andreotti Mgmt For For For<br />
2 Elect Lewis Campbell Mgmt For For For<br />
3 Elect James Cornelius Mgmt For For For<br />
4 Elect Louis Freeh Mgmt For For For<br />
5 Elect Laurie Glimcher Mgmt For For For<br />
6 Elect Michael Grobstein Mgmt For For For<br />
7 Elect Alan Lacy Mgmt For For For<br />
8 Elect Vicki Sato Mgmt For For For<br />
9 Elect Elliott Sigal Mgmt For For For<br />
10 Elect Gerald Storch Mgmt For For For<br />
11 Elect Togo West, Jr. Mgmt For For For<br />
12 Elect R. Sanders Williams Mgmt For For For<br />
13 Ratification of Auditor Mgmt For For For<br />
14 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
15 2012 Stock Award and Incentive<br />
Plan<br />
Mgmt For For For<br />
16 Shareholder Proposal Regarding<br />
Cumulative <strong>Voting</strong><br />
ShrHoldr Against For Against<br />
17 Shareholder Proposal Regarding ShrHoldr Against Against For<br />
Animal Welfare<br />
18 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
Ticker Security ID:<br />
BATS CINS G1510J102<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Appointment of Auditor Mgmt For For For<br />
5 Authority to Set Auditor's Fees Mgmt For For For<br />
6 Elect Richard Burrows Mgmt For For For<br />
7 Elect John Daly Mgmt For For For<br />
8 Elect Karen de Segundo Mgmt For For For<br />
9 Elect Nicandro Durante Mgmt For For For<br />
10 Elect Robert Lerwill Mgmt For For For<br />
11 Elect Christine Morin-Postel Mgmt For For For<br />
12 Elect Gerard Murphy Mgmt For For For<br />
13 Elect Kieran Poynter Mgmt For For For<br />
14 Elect Anthony Ruys Mgmt For For For<br />
15 Elect Sir Nicholas Scheele Mgmt For For For<br />
16 Elect Ben Stevens Mgmt For For For<br />
17 Elect Ann Godbehere Mgmt For For For<br />
18 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
19 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
20 Authority to Repurchase Shares Mgmt For For For<br />
21 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
22 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
BRBY CINS G1699R107<br />
Meeting Date Meeting Status<br />
04/26/2012 Voted<br />
Meeting Date Meeting Status<br />
07/14/2011 Voted
Canadian Natural Resources<br />
Ltd.<br />
Canadian Pacific Railway<br />
Limited<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Elect John Peace Mgmt For For For<br />
5 Elect Angela Ahrendts Mgmt For For For<br />
6 Elect Philip Bowman Mgmt For For For<br />
7 Elect Ian Carter Mgmt For For For<br />
8 Elect Stacey Cartwright Mgmt For For For<br />
9 Elect Stephanie George Mgmt For For For<br />
10 Elect David Tyler Mgmt For For For<br />
11 Elect John Smith Mgmt For For For<br />
12 Appointment of Auditor Mgmt For For For<br />
13 Authority to Set Auditor's Fees Mgmt For For For<br />
14 Sharesave Plan 2011 Mgmt For For For<br />
15 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
16 Authority to Repurchase Shares Mgmt For For For<br />
17 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For For For<br />
18 Authority to Issue Shares w/o Mgmt For For For<br />
Preemptive Rights<br />
19 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Ticker Security ID:<br />
CNQ CUSIP 136385101<br />
Meeting Type Country of Trade<br />
Special United States<br />
Mgmt For For For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Catherine Best Mgmt For For For<br />
1.2 Elect N. Murray Edwards Mgmt For For For<br />
1.3 Elect Timothy Faithfull Mgmt For For For<br />
1.4 Elect Gary Filmon Mgmt For For For<br />
1.5 Elect Christopher Fong Mgmt For For For<br />
1.6 Elect Gordon Giffin Mgmt For For For<br />
1.7 Elect Wilfred Gobert Mgmt For For For<br />
1.8 Elect Steve Laut Mgmt For For For<br />
1.9 Elect Keith MacPhail Mgmt For For For<br />
1.10 Elect Allan Markin Mgmt For For For<br />
1.11 Elect Frank McKenna Mgmt For For For<br />
1.12 Elect James Palmer Mgmt For For For<br />
1.13 Elect Eldon Smith Mgmt For For For<br />
1.14 Elect David Tuer Mgmt For For For<br />
2 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
3 Amendments to Preferred Shares Mgmt For For For<br />
4 Advisory Vote on Executive<br />
Compensation<br />
Ticker Security ID:<br />
CP CUSIP 13645T100<br />
Meeting Type Country of Trade<br />
<strong>Proxy</strong> Contest United States<br />
Meeting Date Meeting Status<br />
05/03/2012 Voted<br />
Mgmt For For For<br />
Meeting Date<br />
Meeting Status<br />
05/17/2012 Take No Action<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt
Canadian Pacific Railway<br />
Limited<br />
Canon Incorporated<br />
1 Appointment of Auditor Mgmt For TNA N/A<br />
2 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For TNA N/A<br />
3 Elect John Cleghorn Mgmt For TNA N/A<br />
4 Elect Timothy Faithfull Mgmt For TNA N/A<br />
5 Elect Richard George Mgmt For TNA N/A<br />
6 Elect Frederic Green Mgmt For TNA N/A<br />
7 Elect Edmond Harris Mgmt For TNA N/A<br />
8 Elect Krystyna Hoeg Mgmt For TNA N/A<br />
9 Elect Tony Ingram Mgmt For TNA N/A<br />
10 Elect Richard Kelly Mgmt For TNA N/A<br />
11 Elect John Manley Mgmt For TNA N/A<br />
12 Elect Linda Morgan Mgmt For TNA N/A<br />
13 Elect Madeleine Paquin Mgmt For TNA N/A<br />
14 Elect Michael Phelps Mgmt For TNA N/A<br />
15 Elect Roger Phillips Mgmt For TNA N/A<br />
16 Elect David Raisbeck Mgmt For TNA N/A<br />
17 Elect Hartley Richardson Mgmt For TNA N/A<br />
18 Elect William Ackman Mgmt For TNA N/A<br />
19 Elect Gary Colter Mgmt Withhold TNA N/A<br />
20 Elect Paul Haggis Mgmt Withhold TNA N/A<br />
21 Elect Paul Hilal Mgmt Withhold TNA N/A<br />
22 Elect Rebecca MacDonald Mgmt Withhold TNA N/A<br />
23 Elect Anthony Melman Mgmt Withhold TNA N/A<br />
24 Elect Stephen Tobias Mgmt Withhold TNA N/A<br />
Ticker Security ID:<br />
CP CUSIP 13645T100<br />
Meeting Type Country of Trade<br />
<strong>Proxy</strong> Contest United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Appointment of Auditor Mgmt N/A For N/A<br />
2 Advisory Vote on Executive Mgmt N/A For N/A<br />
Compensation<br />
3 Elect William Ackman Mgmt N/A For N/A<br />
4 Elect Gary Colter Mgmt N/A For N/A<br />
5 Elect Paul Haggis Mgmt N/A For N/A<br />
6 Elect Paul Hilal Mgmt N/A For N/A<br />
7 Elect Rebecca MacDonald Mgmt N/A For N/A<br />
8 Elect Anthony Melman Mgmt N/A For N/A<br />
9 Elect Stephen Tobias Mgmt N/A For N/A<br />
10 Elect John Cleghorn Mgmt N/A Withhold N/A<br />
11 Elect Timothy Faithfull Mgmt N/A Withhold N/A<br />
12 Elect Richard George Mgmt N/A Withhold N/A<br />
13 Elect Frederic Green Mgmt N/A Withhold N/A<br />
14 Elect Edmond Harris Mgmt N/A Withhold N/A<br />
15 Elect Krystyna Hoeg Mgmt N/A Withhold N/A<br />
16 Elect Tony Ingram Mgmt N/A Withhold N/A<br />
17 Elect Richard Kelly Mgmt N/A Withhold N/A<br />
18 Elect John Manley Mgmt N/A Withhold N/A<br />
19 Elect Linda Morgan Mgmt N/A Withhold N/A<br />
20 Elect Madeleine Paquin Mgmt N/A Withhold N/A<br />
21 Elect Michael Phelps Mgmt N/A Withhold N/A<br />
22 Elect Roger Phillips Mgmt N/A Withhold N/A<br />
23 Elect David Raisbeck Mgmt N/A Withhold N/A<br />
24 Elect Hartley Richardson Mgmt N/A Withhold N/A<br />
Ticker Security ID:<br />
7751 CINS J05124144<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Meeting Date Meeting Status<br />
05/17/2012 Voted<br />
Meeting Date Meeting Status<br />
03/29/2012 Voted
Caterpillar Inc.<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Amendments to Articles Mgmt For For For<br />
4 Elect Fujio Mitarai Mgmt For For For<br />
5 Elect Toshizoh Tanaka Mgmt For Against Against<br />
6 Elect Toshiaki Ikoma Mgmt For Against Against<br />
7 Elect Kunio Watanabe Mgmt For Against Against<br />
8 Elect Yohroku Adachi Mgmt For Against Against<br />
9 Elect Yasuo Mitsuhashi Mgmt For Against Against<br />
10 Elect Shigeyuki Matsumoto Mgmt For Against Against<br />
11 Elect Toshio Homma Mgmt For Against Against<br />
12 Elect Masaki Nakaoka Mgmt For Against Against<br />
13 Elect Haruhisa Honda Mgmt For Against Against<br />
14 Elect Hideki Ozawa Mgmt For Against Against<br />
15 Elect Masaya Maeda Mgmt For Against Against<br />
16 Elect Yasuhiro Tani Mgmt For Against Against<br />
17 Elect Makoto Araki Mgmt For Against Against<br />
18 Elect Hiroyuki Suematsu Mgmt For Against Against<br />
19 Elect Shigeyuki Uzawa Mgmt For Against Against<br />
20 Elect Kenichi Nagasawa Mgmt For Against Against<br />
21 Elect Naoji Ohtsuka Mgmt For Against Against<br />
22 Elect Kengo Uramoto Mgmt For For For<br />
23 Retirement Allowances for<br />
Director(s)<br />
Mgmt For Abstain Against<br />
24 Bonus Mgmt For For For<br />
Ticker Security ID:<br />
CAT CUSIP 149123101<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect David Calhoun Mgmt For For For<br />
1.2 Elect Daniel Dickinson Mgmt For For For<br />
1.3 Elect Eugene Fife Mgmt For For For<br />
1.4 Elect Juan Gallardo Mgmt For For For<br />
1.5 Elect David Goode Mgmt For For For<br />
1.6 Elect Jesse Greene, Jr. Mgmt For For For<br />
1.7 Elect Jon Huntsman, Jr. Mgmt For For For<br />
1.8 Elect Peter Magowan Mgmt For For For<br />
1.9 Elect Dennis Muilenburg Mgmt For For For<br />
1.10 Elect Douglas Oberhelman Mgmt For For For<br />
1.11 Elect William Osborn Mgmt For For For<br />
1.12 Elect Charles Powell Mgmt For For For<br />
1.13 Elect Edward Rust, Jr. Mgmt For For For<br />
1.14 Elect Susan Schwab Mgmt For For For<br />
1.15 Elect Joshua Smith Mgmt For For For<br />
1.16 Elect Miles White Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
4 Right to Call a Special Meeting Mgmt For For For<br />
5 Amendment to Advance Notice Mgmt For For For<br />
Requirement<br />
6 Shareholder Proposal Regarding<br />
Political Contributions and<br />
Expenditures Report<br />
7 Shareholder Proposal Regarding<br />
Majority Vote for Election of<br />
Directors<br />
8 Shareholder Proposal Regarding<br />
Review of Human Rights Policies<br />
Meeting Date Meeting Status<br />
06/13/2012 Voted<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For
Celgene Corporation<br />
Cenovus Energy Inc.<br />
Chevron Corporation<br />
9 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
CELG CUSIP 151020104<br />
06/13/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Robert Hugin Mgmt For For For<br />
1.2 Elect Richard Barker D. Phil Mgmt For For For<br />
1.3 Elect Michael Casey Mgmt For For For<br />
1.4 Elect Carrie Cox Mgmt For For For<br />
1.5 Elect Rodman Drake Mgmt For For For<br />
1.6 Elect Michael Friedman Mgmt For For For<br />
1.7 Elect Gilla Kaplan Mgmt For For For<br />
1.8 Elect James Loughlin Mgmt For For For<br />
1.9 Elect Ernest Mario Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Amendment to the 2008 Stock<br />
Incentive Plan<br />
Mgmt For Against Against<br />
4 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
5 Shareholder Proposal Regarding<br />
Right to Call a Special Meeting<br />
Ticker Security ID:<br />
CVE CUSIP 15135U109<br />
Meeting Type Country of Trade<br />
Annual United States<br />
ShrHoldr Against For Against<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Ralph Cunningham Mgmt For For For<br />
1.2 Elect Patrick Daniel Mgmt For For For<br />
1.3 Elect Ian Delaney Mgmt For For For<br />
1.4 Elect Brian Ferguson Mgmt For For For<br />
1.5 Elect Michael Grandin Mgmt For For For<br />
1.6 Elect Valerie Nielsen Mgmt For For For<br />
1.7 Elect Charles Rampacek Mgmt For For For<br />
1.8 Elect Colin Taylor Mgmt For For For<br />
1.9 Elect Wayne Thomson Mgmt For For For<br />
2 Appointment of Auditor Mgmt For For For<br />
3 Continuation and Restatement of<br />
Shareholder Rights Plan<br />
Mgmt For For For<br />
4 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
5 Shareholder Proposal Regarding<br />
Frequency of Advisory Vote on<br />
Executive Compensation<br />
Ticker Security ID:<br />
CVX CUSIP 166764100<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted<br />
Shrholdr Against Against For<br />
Meeting Date Meeting Status<br />
05/30/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Linnet Deily Mgmt For For For<br />
2 Elect Robert Denham Mgmt For For For<br />
3 Elect Chuck Hagel Mgmt For For For
Christian Dior SA<br />
Citigroup Inc.<br />
4 Elect Enrique Hernandez, Jr. Mgmt For For For<br />
5 Elect George Kirkland Mgmt For For For<br />
6 Elect Charles Moorman, IV Mgmt For For For<br />
7 Elect Kevin Sharer Mgmt For For For<br />
8 Elect John Stumpf Mgmt For For For<br />
9 Elect Ronald Sugar Mgmt For For For<br />
10 Elect Carl Ware Mgmt For For For<br />
11 Elect John Watson Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
13 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
14 Shareholder Proposal Regarding<br />
Exclusive Forum Provisions<br />
15 Shareholder Proposal Regarding<br />
Independent Board Chairman<br />
16 Shareholder Proposal Regarding<br />
Lobbying Report<br />
17 Shareholder Proposal Regarding<br />
Country Selection Guidelines<br />
18 Shareholder Proposal Regarding<br />
Hydraulic Fracturing<br />
19 Shareholder Proposal Regarding<br />
Safety Report<br />
20 Shareholder Proposal Regarding<br />
Right to Call a Special Meeting<br />
21 Shareholder Proposal Regarding<br />
Environmental Expertise on<br />
Board<br />
Ticker Security ID:<br />
CDI CINS F26334106<br />
Meeting Type Country of Trade<br />
Mix France<br />
ShrHoldr Against Against For<br />
ShrHoldr Against For Against<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Accounts and Reports Mgmt For For For<br />
5 Consolidated Accounts and Mgmt For For For<br />
Reports<br />
6 Related Party Transactions Mgmt For For For<br />
7 Allocation of Profits/Dividends Mgmt For For For<br />
8 Elect Denis Dalibot Mgmt For For For<br />
9 Elect Jaime Marichalar y Saenz Mgmt For For For<br />
de Tejada<br />
10 Elect Delphine Arnault Mgmt For For For<br />
11 Elect Helene Desmarais Mgmt For For For<br />
12 Authority to Repurchase Shares Mgmt For For For<br />
13 Authority to Cancel Shares and Mgmt For For For<br />
Reduce Capital<br />
14 Authority to Grant Stock Options Mgmt For For For<br />
15 Amendments to Articles Mgmt For For For<br />
16 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
C CUSIP 172967424<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
04/05/2012 Voted<br />
Meeting Date Meeting Status<br />
04/17/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Franz Humer Mgmt For For For<br />
2 Elect Robert Joss Mgmt For For For
CLP Holdings Limited<br />
CME Group Inc.<br />
3 Elect Michael O'Neill Mgmt For For For<br />
4 Elect Vikram Pandit Mgmt For For For<br />
5 Elect Lawrence Ricciardi Mgmt For For For<br />
6 Elect Judith Rodin Mgmt For For For<br />
7 Elect Robert Ryan Mgmt For For For<br />
8 Elect Anthony Santomero Mgmt For For For<br />
9 Elect Joan Spero Mgmt For For For<br />
10 Elect Diana Taylor Mgmt For For For<br />
11 Elect William Thompson, Jr. Mgmt For For For<br />
12 Elect Ernesto Zedillo Mgmt For For For<br />
13 Ratification of Auditor Mgmt For For For<br />
14 Amendment to the 2009 Stock<br />
Incentive Plan<br />
Mgmt For Against Against<br />
15 Advisory Vote on Executive Mgmt For Against Against<br />
Compensation<br />
16 Shareholder Proposal Regarding<br />
Disclosure of Prior Government<br />
Service<br />
17 Shareholder Proposal Regarding<br />
Political Contributions and<br />
Expenditures Report<br />
18 Shareholder Proposal Regarding<br />
Retention of Shares After<br />
Retirement<br />
19 Shareholder Proposal Regarding<br />
Independent Review of Controls<br />
Related to Loans, Foreclosures<br />
and Securitizations<br />
Ticker Security ID:<br />
0002 CINS Y1660Q104<br />
Meeting Type Country of Trade<br />
Annual Hong Kong<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Elect Vincent Cheng Hoi Chuen Mgmt For For For<br />
5 Elect Fanny Law Fan Chiu Fun Mgmt For For For<br />
6 Elect William Mocatta Mgmt For For For<br />
7 Elect Lee Yui Bor Mgmt For For For<br />
8 Elect Peter Greenwood Mgmt For For For<br />
9 Elect Vernon Moore Mgmt For For For<br />
10 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
11 Amendments to Articles Mgmt For For For<br />
12 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
13 Authority to Repurchase Shares Mgmt For For For<br />
14 Authority to Issue Repurchased<br />
Shares<br />
Mgmt For Against Against<br />
Ticker Security ID:<br />
CME CUSIP 12572Q105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
05/08/2012 Voted<br />
Meeting Date Meeting Status<br />
06/13/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Dennis Chookaszian Mgmt For For For<br />
1.2 Elect Larry Gerdes Mgmt For For For<br />
1.3 Elect Daniel Glickman Mgmt For For For
Coca-Cola Amatil Limited<br />
Coca-Cola Hellenic Bottling Co.<br />
S.A.<br />
Cochlear Limited<br />
1.4 Elect James Oliff Mgmt For For For<br />
1.5 Elect Edemir Pinto Mgmt For For For<br />
1.6 Elect Alex Pollock Mgmt For For For<br />
1.7 Elect William Shepard Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
4 Repeal of Classified Board and<br />
Amendments Related to the<br />
Expiration of the Rights Plan and<br />
Director Removal<br />
5 Amendment to the Omnibus<br />
Stock Plan<br />
6 Amendment to the Employee<br />
Stock Purchase Plan<br />
7 Shareholder Proposal Regarding<br />
<strong>Proxy</strong> Access<br />
Ticker Security ID:<br />
CCL CINS Q2594P146<br />
Meeting Type Country of Trade<br />
Annual Australia<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Remuneration Report Mgmt For For For<br />
3 Re-elect David Gonski Mgmt For For For<br />
4 Re-elect Geoffrey Kelly Mgmt For For For<br />
5 Re-elect Martin Jansen Mgmt For For For<br />
6 Equity Grant (LTISRP - MD<br />
Davis)<br />
Mgmt For For For<br />
7 Equity Grant (STIP - MD Davis) Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
EEEK CINS X1435J139<br />
06/25/2012 Voted<br />
Meeting Type Country of Trade<br />
Special Greece<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Directors' and Auditor's Reports Mgmt For For For<br />
3 Accounts and Reports Mgmt For For For<br />
4 Ratification of Directors' and<br />
Auditor's Acts<br />
Mgmt For For For<br />
5 Directors' Fees Mgmt For Abstain Against<br />
6 Appointment of Auditor and Mgmt For For For<br />
Authority to Set Fees<br />
7 Elect Dimitrios Lois Mgmt For For For<br />
8 Amendment to Par Value Mgmt For For For<br />
9 Spin-off Mgmt For For For<br />
10 Change in Company Name Mgmt For For For<br />
11 Authority to Repurchase Shares Mgmt For For For<br />
12 Stock Option Plan Mgmt For Abstain Against<br />
13 Amendment to Par Value Mgmt For For For<br />
14 Codification of Articles Mgmt For For For<br />
15 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
COH CINS Q25953102<br />
Meeting Type Country of Trade<br />
Meeting Date Meeting Status<br />
05/15/2012 Voted<br />
Meeting Date Meeting Status<br />
10/18/2011 Voted
Colgate-Palmolive Company<br />
ConocoPhillips<br />
Annual Australia<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Accounts and Reports Mgmt For For For<br />
3 Remuneration Report Mgmt For For For<br />
4 Re-elect Rick Holliday-Smith Mgmt For For For<br />
5 Re-elect Paul Bell Mgmt For For For<br />
6 Equity Grant (CEO/President Mgmt For For For<br />
Christopher Roberts)<br />
7 Approve Increase in NEDs' Fee<br />
Cap<br />
Ticker Security ID:<br />
CL CUSIP 194162103<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Mgmt For Abstain Against<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Nikesh Arora Mgmt For For For<br />
2 Elect John Cahill Mgmt For For For<br />
3 Elect Ian Cook Mgmt For For For<br />
4 Elect Helene Gayle Mgmt For For For<br />
5 Elect Ellen Hancock Mgmt For For For<br />
6 Elect Joseph Jimenez Mgmt For For For<br />
7 Elect Richard Kogan Mgmt For For For<br />
8 Elect Delano Lewis Mgmt For For For<br />
9 Elect J. Pedro Reinhard Mgmt For For For<br />
10 Elect Stephen Sadove Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
12 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
13 Shareholder Proposal Regarding<br />
Independent Board Chair<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
COP CUSIP 20825C104<br />
05/09/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Richard Armitage Mgmt For For For<br />
2 Elect Richard Auchinleck Mgmt For For For<br />
3 Elect James Copeland, Jr. Mgmt For For For<br />
4 Elect Kenneth Duberstein Mgmt For For For<br />
5 Elect Ruth Harkin Mgmt For For For<br />
6 Elect Ryan Lance Mgmt For For For<br />
7 Elect Mohd Hassan Marican Mgmt For For For<br />
8 Elect Harold McGraw III Mgmt For For For<br />
9 Elect James Mulva Mgmt For For For<br />
10 Elect Robert Niblock Mgmt For For For<br />
11 Elect Harald Norvik Mgmt For For For<br />
12 Elect William Reilly Mgmt For For For<br />
13 Elect Victoria Tschinkel Mgmt For For For<br />
14 Elect Kathryn Turner Mgmt For For For<br />
15 Elect William Wade, Jr. Mgmt For For For<br />
16 Ratification of Auditor Mgmt For For For<br />
17 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
18 Shareholder Proposal Regarding ShrHoldr Against Against For<br />
Louisiana Wetlands<br />
19 Shareholder Proposal Regarding<br />
Safety Report<br />
Meeting Date Meeting Status<br />
05/11/2012 Voted<br />
ShrHoldr Against Against For
Corning Incorporated<br />
Costco Wholesale Corporation<br />
Cummins Inc.<br />
20 Shareholder Proposal Regarding<br />
Lobbying Report<br />
21 Shareholder Proposal Regarding<br />
Reporting and Reducing<br />
Greenhouse Gas Emissions<br />
22 Shareholder Proposal Regarding<br />
Adopting Gender Identity and<br />
Expression Anti-Bias Policy<br />
Ticker Security ID:<br />
GLW CUSIP 219350105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect John Seely Brown Mgmt For For For<br />
2 Elect Stephanie Burns Mgmt For For For<br />
3 Elect John Canning Jr. Mgmt For For For<br />
4 Elect Richard Clark Mgmt For For For<br />
5 Elect James Flaws Mgmt For For For<br />
6 Elect Gordon Gund Mgmt For For For<br />
7 Elect Kurt Landgraf Mgmt For For For<br />
8 Elect Deborah Rieman Mgmt For For For<br />
9 Elect H. Onno Ruding Mgmt For For For<br />
10 Elect Mark Wrighton Mgmt For For For<br />
11 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
13 2012 Long-Term Incentive Plan Mgmt For For For<br />
14 Elimination of Supermajority<br />
Requirement<br />
Mgmt For For For<br />
Ticker Security ID:<br />
COST CUSIP 22160K105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect James Sinegal Mgmt For For For<br />
1.2 Elect Jeffrey Brotman Mgmt For For For<br />
1.3 Elect Richard Galanti Mgmt For For For<br />
1.4 Elect Daniel Evans Mgmt For For For<br />
1.5 Elect Jeffrey Raikes Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Amendment to the 2002 Stock Mgmt For For For<br />
Incentive Plan<br />
4 Advisory Vote on Executive<br />
Compensation<br />
Ticker Security ID:<br />
CMI CUSIP 231021106<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
04/26/2012 Voted<br />
Meeting Date Meeting Status<br />
01/26/2012 Voted<br />
Mgmt For For For<br />
Meeting Date Meeting Status<br />
05/08/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect N. Thomas Linebarger Mgmt For For For<br />
2 Elect William Miller Mgmt For For For<br />
3 Elect Alexis Herman Mgmt For For For<br />
4 Elect Georgia Nelson Mgmt For For For<br />
5 Elect Carl Ware Mgmt For For For
Daimler AG<br />
Deere & Company<br />
Delta Air Lines, Inc.<br />
6 Elect Robert Herdman Mgmt For For For<br />
7 Elect Robert Bernhard Mgmt For For For<br />
8 Elect Franklin Chang-Diaz Mgmt For For For<br />
9 Elect Stephen Dobbs Mgmt For For For<br />
10 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
12 2012 Omnibus Incentive Plan Mgmt For For For<br />
13 Amendment to the Employee<br />
Stock Purchase Plan<br />
Mgmt For For For<br />
14 Right to Call a Special Meeting Mgmt For For For<br />
Ticker Security ID:<br />
DAI CINS D1668R123<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board Mgmt For For For<br />
Acts<br />
8 Appointment of Auditor Mgmt For For For<br />
9 Elect Clemens Borsig Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
DE CUSIP 244199105<br />
02/29/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Crandall Bowles Mgmt For For For<br />
2 Elect Vance Coffman Mgmt For For For<br />
3 Elect Charles Holliday, Jr. Mgmt For For For<br />
4 Elect Dipak Jain Mgmt For For For<br />
5 Elect Clayton Jones Mgmt For For For<br />
6 Elect Joachim Milberg Mgmt For For For<br />
7 Elect Richard Myers Mgmt For For For<br />
8 Elect Thomas Patrick Mgmt For For For<br />
9 Elect Sherry Smith Mgmt For For For<br />
10 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
11 Non-Employee Director Stock<br />
Ownership Plan<br />
Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
DAL CUSIP 247361702<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
04/04/2012 Voted<br />
Meeting Date Meeting Status<br />
06/15/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Richard Anderson Mgmt For For For<br />
2 Elect Edward Bastian Mgmt For For For<br />
3 Elect Roy Bostock Mgmt For For For<br />
4 Elect John Brinzo Mgmt For For For<br />
5 Elect Daniel Carp Mgmt For For For
DIRECTV<br />
Discovery Communications, Inc.<br />
DnB Nor ASA<br />
6 Elect David DeWalt Mgmt For For For<br />
7 Elect Mickey Foret Mgmt For For For<br />
8 Elect Shirley Franklin Mgmt For For For<br />
9 Elect David Goode Mgmt For For For<br />
10 Elect Paula Rosput Reynolds Mgmt For For For<br />
11 Elect Kenneth Rogers Mgmt For For For<br />
12 Elect Kenneth Woodrow Mgmt For For For<br />
13 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
14 Re-Approval of the Performance<br />
Goals Under the 2007<br />
Performance Compensation Plan<br />
Mgmt For For For<br />
15 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
DTV CUSIP 25490A101<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Ralph Boyd, Jr. Mgmt For For For<br />
2 Elect David Dillon Mgmt For For For<br />
3 Elect Samuel DiPiazza, Jr. Mgmt For For For<br />
4 Elect Dixon Doll Mgmt For For For<br />
5 Elect Peter Lund Mgmt For For For<br />
6 Elect Nancy Newcomb Mgmt For For For<br />
7 Elect Lorrie Norrington Mgmt For For For<br />
8 Ratification of Auditor Mgmt For For For<br />
9 Elimination of Dual Class Stock Mgmt For For For<br />
10 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
11 Shareholder Proposal Regarding<br />
Compensation in the Event of a<br />
Change in Control<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
DISCA CUSIP 25470F104<br />
05/15/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Robert Beck Mgmt For For For<br />
1.2 Elect J. David Wargo Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
DNBNOR CINS R1812S105<br />
Meeting Type Country of Trade<br />
Annual Norway<br />
Meeting Date Meeting Status<br />
05/03/2012 Voted<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Opening of Meeting Mgmt For For For<br />
5 Meeting Notice and Agenda Mgmt For For For<br />
6 Election of Individuals to Check<br />
Minutes<br />
Mgmt For For For<br />
7 Fees for Governing Bodies Mgmt For For For
Dow Chemical Company<br />
EADS: European Aeronautic<br />
Defence and Space Company<br />
N.V.<br />
8 Authority to Set Auditor's Fees Mgmt For For For<br />
9 Accounts and Reports; Allocation<br />
of Profits/Dividends<br />
Mgmt For For For<br />
10 Elect Nils Halvard Bastiansen Mgmt For For For<br />
11 Elect Toril Eidesvik Mgmt For For For<br />
12 Elect Camilla Grieg Mgmt For For For<br />
13 Elect Eldbjorg Lower Mgmt For For For<br />
14 Elect Helge Mogster Mgmt For For For<br />
15 Elect Ole Robert Reitan Mgmt For For For<br />
16 Elect Gudrun B. Rollefsen Mgmt For For For<br />
17 Elect Arthur Sletteberg Mgmt For For For<br />
18 Elect Randi Eek Thorsen Mgmt For For For<br />
19 Elect Hanne Rigmor Egenaess<br />
Wiig<br />
Mgmt For For For<br />
20 Elect Frode Helgerud Mgmt For For For<br />
21 Elect Eldbjorg Lower Mgmt For For For<br />
22 Elect Arthur Sletteberg Mgmt For For For<br />
23 Elect Reier Ola Soberg Mgmt For For For<br />
24 Election of Members to the<br />
Control Committee<br />
Mgmt For For For<br />
25 Authority to Repurchase Shares Mgmt For For For<br />
26 Compensation Guidelines Mgmt For For For<br />
27 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
28 Shareholder Proposals<br />
Regarding Financial Structure,<br />
Financial Services Innovation,<br />
Roles and Impartiality, Selection<br />
of Board Members and Shared<br />
ShrHoldr N/A Abstain N/A<br />
29<br />
Economic Interests<br />
Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
DOW CUSIP 260543103<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Arnold Allemang Mgmt For For For<br />
2 Elect Jacqueline Barton Mgmt For For For<br />
3 Elect James Bell Mgmt For For For<br />
4 Elect Jeff Fettig Mgmt For For For<br />
5 Elect John Hess Mgmt For For For<br />
6 Elect Andrew Liveris Mgmt For For For<br />
7 Elect Paul Polman Mgmt For For For<br />
8 Elect Dennis Reilley Mgmt For For For<br />
9 Elect James Ringler Mgmt For For For<br />
10 Elect Ruth Shaw Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
12 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
13 2012 Stock Incentive Plan Mgmt For For For<br />
14 2012 Employee Stock Purchase Mgmt For For For<br />
Plan<br />
15 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
16 Shareholder Proposal Regarding<br />
Independent Board Chair<br />
Meeting Date Meeting Status<br />
05/10/2012 Voted<br />
ShrHoldr Against Against For<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
EAD CINS F17114103 05/31/2012 Voted
Ecolab Inc.<br />
Ecolab Inc.<br />
Meeting Type Country of Trade<br />
Annual Netherlands<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Ratification of Board Acts Mgmt For For For<br />
4 Elect Arnaud Lagardere Mgmt For For For<br />
5 Elect Thomas Enders Mgmt For For For<br />
6 Elect Dominique D'Hinnin Mgmt For For For<br />
7 Elect Hermann-Josef Lamberti Mgmt For For For<br />
8 Elect Lakshmi Mittal Mgmt For For For<br />
9 Elect Sir John Parker Mgmt For For For<br />
10 Elect Michel Pebereau Mgmt For For For<br />
11 Elect Josep Pique i Camps Mgmt For For For<br />
12 Elect Wilfried Porth Mgmt For For For<br />
13 Elect Jean-Claude Trichet Mgmt For For For<br />
14 Elect Bodo Uebber Mgmt For For For<br />
15 Appointment of Auditor (Ernst &<br />
Young)<br />
Mgmt For For For<br />
16 Appointment of Auditor (KPMG) Mgmt For For For<br />
17 Amendments to Articles Mgmt For For For<br />
18 Compensation Policy; Directors'<br />
Fees<br />
Mgmt For For For<br />
19 Authority to Issue Shares w/o Mgmt For For For<br />
Preemptive Rights<br />
20 Cancellation of Shares Mgmt For For For<br />
21 Authority to Repurchase Shares Mgmt For For For<br />
22 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
ECL CUSIP 278865100<br />
Meeting Type Country of Trade<br />
Special United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Merger/Acquisition Mgmt For For For<br />
2 Increase of Authorized Common<br />
Stock<br />
Mgmt For For For<br />
3 Right to Adjourn Meeting Mgmt For For For<br />
Ticker Security ID:<br />
ECL CUSIP 278865100<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Leslie Biller Mgmt For For For<br />
2 Elect Jerry Grundhofer Mgmt For For For<br />
3 Elect Michael Larson Mgmt For For For<br />
4 Elect Victoria Reich Mgmt For For For<br />
5 Elect John Zillmer Mgmt For For For<br />
6 Ratification of Auditor Mgmt For For For<br />
7 Elimination of Supermajority<br />
Requirement<br />
Mgmt For For For<br />
8 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
9 Shareholder Proposal Regarding<br />
Advisory Vote on Electioneering<br />
Expenditures<br />
10 Shareholder Proposal Regarding<br />
Poison Pill<br />
Meeting Date Meeting Status<br />
11/30/2011 Voted<br />
Meeting Date Meeting Status<br />
05/03/2012 Voted<br />
ShrHoldr Against Against For<br />
ShrHoldr Against For Against
Edwards Lifesciences<br />
Corporation<br />
EMC Corporation<br />
EOG Resources, Inc.<br />
Ticker Security ID:<br />
EW CUSIP 28176E108<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Mike Bowlin Mgmt For For For<br />
2 Elect Barbara McNeil Mgmt For For For<br />
3 Elect Michael Mussallem Mgmt For For For<br />
4 Amendment to the Long-Term<br />
Stock Incentive Compensation<br />
Program<br />
Mgmt For For For<br />
5 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
6 Ratification of Auditor Mgmt For For For<br />
7 Shareholder Proposal Regarding<br />
Declassification of the Board<br />
ShrHoldr N/A For N/A<br />
8 Shareholder Proposal Regarding<br />
Simple Majority Vote<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
EMC CUSIP 268648102<br />
05/01/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Michael Brown Mgmt For For For<br />
2 Elect Randolph Cowen Mgmt For For For<br />
3 Elect Gail Deegan Mgmt For For For<br />
4 Elect James DiStasio Mgmt For For For<br />
5 Elect John Egan Mgmt For For For<br />
6 Elect Edmund Kelly Mgmt For For For<br />
7 Elect Windle Priem Mgmt For For For<br />
8 Elect Paul Sagan Mgmt For For For<br />
9 Elect David Strohm Mgmt For For For<br />
10 Elect Joseph Tucci Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
12 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
Ticker Security ID:<br />
EOG CUSIP 26875P101<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect George Alcorn Mgmt For For For<br />
2 Elect Charles Crisp Mgmt For For For<br />
3 Elect James Day Mgmt For For For<br />
4 Elect Mark Papa Mgmt For For For<br />
5 Elect H. Leighton Steward Mgmt For For For<br />
6 Elect Donald Textor Mgmt For For For<br />
7 Elect Frank Wisner Mgmt For For For<br />
8 Ratification of Auditor Mgmt For For For<br />
9 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
10 Shareholder Proposal Regarding<br />
Compensation in the Event of a<br />
Change in Control<br />
Meeting Date Meeting Status<br />
05/10/2012 Voted<br />
Meeting Date Meeting Status<br />
05/02/2012 Voted<br />
ShrHoldr Against Against For
Expedia, Inc.<br />
Expedia, Inc.<br />
Fanuc Ltd<br />
11 Shareholder Proposal Regarding<br />
Retention of Shares Until<br />
Retirement<br />
Ticker Security ID:<br />
EXPE CUSIP 30212P105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Spin-off Mgmt For For For<br />
2 Reverse Stock Split Mgmt For For For<br />
3 Merger/Acquisition Mgmt For For For<br />
4 Misc. Article Amendments Mgmt For For For<br />
5.1 Elect A. George Battle Mgmt For For For<br />
5.2 Elect Barry Diller Mgmt For For For<br />
5.3 Elect Jonathan Dolgen Mgmt For For For<br />
5.4 Elect William Fitzgerald Mgmt For For For<br />
5.5 Elect Craig Jacobson Mgmt For For For<br />
5.6 Elect Victor Kaufman Mgmt For For For<br />
5.7 Elect Peter Kern Mgmt For For For<br />
5.8 Elect Dara Khosrowshahi Mgmt For For For<br />
5.9 Elect John Malone Mgmt For For For<br />
5.10 Elect Jose Antonio Tazon Garcia Mgmt For For For<br />
6 Ratification of Auditor Mgmt For For For<br />
7 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
8 Frequency of Advisory Vote on<br />
Executive Compensation<br />
Ticker Security ID:<br />
EXPE CUSIP 30212P303<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Mgmt 3 Years 3 Years For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect A. George Battle Mgmt For For For<br />
1.2 Elect Barry Diller Mgmt For For For<br />
1.3 Elect Jonathan Dolgen Mgmt For For For<br />
1.4 Elect William Fitzgerald Mgmt For For For<br />
1.5 Elect Craig Jacobson Mgmt For For For<br />
1.6 Elect Victor Kaufman Mgmt For For For<br />
1.7 Elect Peter Kern Mgmt For For For<br />
1.8 Elect Dara Khosrowshahi Mgmt For For For<br />
1.9 Elect John Malone Mgmt For For For<br />
1.10 Elect Jose Antonio Tazon Garcia Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
6954 CINS J13440102<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Meeting Date Meeting Status<br />
12/06/2011 Voted<br />
Meeting Date Meeting Status<br />
06/05/2012 Voted<br />
Meeting Date Meeting Status<br />
06/28/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Yoshiharu Inaba Mgmt For For For<br />
4 Elect Kenji Yamaguchi Mgmt For For For<br />
5 Elect Yoshihiro Gonda Mgmt For For For<br />
6 Elect Richard Schneider Mgmt For For For<br />
7 Elect Hiroyuki Uchida Mgmt For For For<br />
8 Elect Shunsuke Matsubara Mgmt For For For<br />
9 Elect Testuya Kosaka Mgmt For For For
First Quantum Minerals Ltd.<br />
First Quantum Minerals Ltd.<br />
Flir Systems, Inc.<br />
FMC Corporation<br />
10 Elect Katsuo Kohari Mgmt For For For<br />
11 Elect Toshiya Okada Mgmt For For For<br />
12 Elect Kazuyuki Hiramoto Mgmt For For For<br />
13 Elect Olaf Gehrels Mgmt For For For<br />
14 Elect Kazunari Aoyama Mgmt For For For<br />
15 Elect Takayuki Itoh Mgmt For For For<br />
16 Elect Yuusaku Yamada Mgmt For For For<br />
17 Elect Tetsuo Hishikawa Mgmt For For For<br />
18 Elect Hiroshi Noda Mgmt For For For<br />
19 Elect Hajime Harada Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
FM CUSIP 335934105<br />
07/29/2011 Voted<br />
Meeting Type Country of Trade<br />
Special United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Stock Split Mgmt For For For<br />
Ticker Security ID:<br />
FM CUSIP 335934105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Philip Pascall Mgmt For For For<br />
1.2 Elect G. Clive Newall Mgmt For For For<br />
1.3 Elect Martin Rowley Mgmt For For For<br />
1.4 Elect Peter St. George Mgmt For For For<br />
1.5 Elect Andrew Adams Mgmt For For For<br />
1.6 Elect Michael Martineau Mgmt For For For<br />
1.7 Elect Paul Brunner Mgmt For For For<br />
1.8 Elect Steven McTiernan Mgmt For For For<br />
2 Appointment of Auditor and Mgmt For For For<br />
Authority to Set Fees<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
FLIR CUSIP 302445101<br />
04/27/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Earl Lewis Mgmt For For For<br />
1.2 Elect Steven Wynne Mgmt For For For<br />
2 2012 Executive Bonus Plan Mgmt For For For<br />
3 Ratification of Auditor Mgmt For For For<br />
4 Shareholder Proposal Regarding<br />
Declassification of the Board<br />
ShrHoldr Against For Against<br />
5 Shareholder Proposal Regarding<br />
Majority Vote for Election of<br />
Directors<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
FMC CUSIP 302491303<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date<br />
05/09/2012<br />
Meeting Status<br />
Voted<br />
Meeting Date Meeting Status<br />
04/24/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt
FMC Technologies, Inc.<br />
Ford Motor Company<br />
1 Elect Eduardo Cordeiro Mgmt For For For<br />
2 Elect G. Peter D'Aloia Mgmt For For For<br />
3 Elect C. Scott Greer Mgmt For For For<br />
4 Elect Paul Norris Mgmt For For For<br />
5 Elect William Powell Mgmt For For For<br />
6 Ratification of Auditor Mgmt For For For<br />
7 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
8 Increase of Authorized Common Mgmt For For For<br />
Stock<br />
9 Shareholder Proposal Regarding<br />
Declassification of the Board<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
FTI CUSIP 30249U101<br />
05/02/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Mike Bowlin Mgmt For For For<br />
2 Elect Philip Burguieres Mgmt For For For<br />
3 Elect Edward Mooney Mgmt For For For<br />
4 Elect James Ringler Mgmt For For For<br />
5 Ratification of Auditor Mgmt For For For<br />
6 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
7 Repeal of Classified Board Mgmt For For For<br />
Ticker Security ID:<br />
F CUSIP 345370860<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Stephen Butler Mgmt For For For<br />
2 Elect Kimberly Casiano Mgmt For For For<br />
3 Elect Anthony Earley, Jr. Mgmt For For For<br />
4 Elect Edsel Ford II Mgmt For For For<br />
5 Elect William Ford, Jr. Mgmt For For For<br />
6 Elect Richard Gephardt Mgmt For For For<br />
7 Elect James Hance, Jr. Mgmt For For For<br />
8 Elect William Helman IV Mgmt For For For<br />
9 Elect Irvine Hockaday, Jr. Mgmt For For For<br />
10 Elect Jon Huntsman, Jr. Mgmt For For For<br />
11 Elect Richard Manoogian Mgmt For For For<br />
12 Elect Ellen Marram Mgmt For For For<br />
13 Elect Alan Mulally Mgmt For For For<br />
14 Elect Homer Neal Mgmt For For For<br />
15 Elect Gerald Shaheen Mgmt For For For<br />
16 Elect John Thornton Mgmt For For For<br />
17 Ratification of Auditor Mgmt For For For<br />
18 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
19 Shareholder Proposal Regarding<br />
Cumulative <strong>Voting</strong><br />
ShrHoldr Against For Against<br />
20 Shareholder Proposal Regarding ShrHoldr Against For Against<br />
Recapitalization<br />
21 Shareholder Proposal Regarding<br />
Right to Call a Special Meeting<br />
Meeting Date Meeting Status<br />
05/10/2012 Voted<br />
ShrHoldr Against Against For
Fresenius Medical Care AG &<br />
Co. KGaA<br />
GDF Suez<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
FME CINS D2734Z107<br />
05/10/2012<br />
Voted<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of General Partner<br />
Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board<br />
Acts<br />
Mgmt For For For<br />
8 Appointment of Auditor Mgmt For For For<br />
9 Amendments to Articles<br />
Regarding Committees<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
GSZ CINS F42768105<br />
04/23/2012 Voted<br />
Meeting Type Country of Trade<br />
Mix France<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
5 Accounts and Reports; Approval<br />
of Non Tax-Deductible Expenses<br />
Mgmt For For For<br />
6 Consolidated Accounts and<br />
Reports<br />
Mgmt For For For<br />
7 Allocation of Profits/Dividends Mgmt For For For<br />
8 Related Party Transactions Mgmt For For For<br />
9 Authority to Repurchase Shares Mgmt For For For<br />
10 Elect Gerard Mestrallet Mgmt For For For<br />
11 Elect Jean-Francois Cirelli Mgmt For For For<br />
12 Elect Jean-Louis Beffa Mgmt For For For<br />
13 Elect Paul Desmarais, Jr. Mgmt For For For<br />
14 Elect Lord Simon Highbury Mgmt For For For<br />
15 Elect Gerard Lamarche as<br />
Censor<br />
Mgmt For For For<br />
16 Authority to Issue Shares and<br />
Convertibles w/ Preemptive<br />
Rights<br />
Mgmt For Against Against<br />
17 Authority to Issue Shares and<br />
Convertibles w/o Preemptive<br />
Rights<br />
Mgmt For Against Against<br />
18 Authority to Issue Shares for<br />
Private Placement w/o<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
19 Authority to Increase Share<br />
Issuance Limit<br />
Mgmt For Against Against<br />
20 Authority to Increase Capital in<br />
Case of Contributions in Kind<br />
Mgmt For Against Against<br />
21 Authority to Increase Capital for<br />
Employee Savings Plan<br />
Mgmt For For For<br />
22 Authority to Increase Capital for<br />
Equity Compensation Plan for<br />
Overseas Employees<br />
Mgmt For For For<br />
23 Global Ceiling on Increases in<br />
Capital and Debt Issuances<br />
Mgmt For Against Against
Geberit AG<br />
General Electric Company<br />
24 Authority to Increase Capital<br />
through Capitalizations<br />
Mgmt For For For<br />
25 Authority to Cancel Shares and<br />
Reduce Capital<br />
Mgmt For For For<br />
26 Authority to Issue Restricted<br />
Stock<br />
Mgmt For For For<br />
27 Amendment to Articles Regarding<br />
Employee Representative Term<br />
Lengths<br />
Mgmt For Against Against<br />
28 Amendments to Articles<br />
Regarding Director Age Limit<br />
Mgmt For For For<br />
29 Authorization of Legal Formalities Mgmt For For For<br />
30 Scrip Dividend Option Mgmt For Against Against<br />
31 Shareholder Proposal Regarding<br />
Allocation of Profits<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
GEBN CINS H2942E124<br />
Meeting Type Country of Trade<br />
Annual Switzerland<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Compensation Report Mgmt For For For<br />
5 Dividend from Reserves Mgmt For For For<br />
6 Ratification of Board Acts Mgmt For For For<br />
7 Elect Susanne Ruoff Mgmt For For For<br />
8 Elect Jorgen Tang-Jensen Mgmt For For For<br />
9 Elect Jeff Song Mgmt For For For<br />
10 Appointment of Auditor Mgmt For For For<br />
11 Cancellation of Shares and<br />
Reduction in Share Capital<br />
Mgmt For For For<br />
12 Transaction of Other Business Mgmt For Abstain Against<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
GE CUSIP 369604103<br />
04/25/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect W. Geoffrey Beattie Mgmt For For For<br />
2 Elect James Cash, Jr. Mgmt For For For<br />
3 Elect Ann Fudge Mgmt For For For<br />
4 Elect Susan Hockfield Mgmt For For For<br />
5 Elect Jeffrey Immelt Mgmt For For For<br />
6 Elect Andrea Jung Mgmt For For For<br />
7 Elect Alan Lafley Mgmt For For For<br />
8 Elect Robert Lane Mgmt For For For<br />
9 Elect Ralph Larsen Mgmt For For For<br />
10 Elect Rochelle Lazarus Mgmt For For For<br />
11 Elect James Mulva Mgmt For For For<br />
12 Elect Sam Nunn Mgmt For For For<br />
13 Elect Roger Penske Mgmt For For For<br />
14 Elect Robert Swieringa Mgmt For For For<br />
15 Elect James Tisch Mgmt For For For<br />
16 Elect Douglas Warner III Mgmt For For For<br />
17 Ratification of Auditor Mgmt For Abstain Against<br />
18 Advisory Vote on Executive Mgmt For Against Against<br />
Compensation<br />
19 Amendment to the 2007 Long-<br />
Term Incentive Plan<br />
Meeting Date Meeting Status<br />
04/04/2012 Voted<br />
Mgmt For For For
General Motors Company<br />
Gilead Sciences, Inc.<br />
20 Approval of Material Terms of<br />
Senior Officer Performance<br />
Goals<br />
21 Shareholder Proposal Regarding<br />
Cumulative <strong>Voting</strong><br />
22 Shareholder Proposal Regarding<br />
Nuclear Activities<br />
23 Shareholder Proposal Regarding<br />
Independent Board Chair<br />
24 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
Mgmt For Against Against<br />
ShrHoldr Against For Against<br />
ShrHoldr Against Against For<br />
ShrHoldr Against For Against<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
GM CUSIP 37045V100<br />
06/12/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Daniel Akerson Mgmt For For For<br />
2 Elect David Bonderman Mgmt For For For<br />
3 Elect Erroll Davis, Jr. Mgmt For For For<br />
4 Elect Stephen Girsky Mgmt For For For<br />
5 Elect E. Neville Isdell Mgmt For For For<br />
6 Elect Robert Krebs Mgmt For For For<br />
7 Elect Philip Laskawy Mgmt For For For<br />
8 Elect Kathryn Marinello Mgmt For For For<br />
9 Elect James Mulva Mgmt For For For<br />
10 Elect Patricia Russo Mgmt For For For<br />
11 Elect Thomas Schoewe Mgmt For For For<br />
12 Elect Carol Stephenson Mgmt For For For<br />
13 Elect Theodore Solso Mgmt For For For<br />
14 Elect Cynthia Telles Mgmt For For For<br />
15 Ratification of Auditor Mgmt For For For<br />
16 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
Ticker Security ID:<br />
GILD CUSIP 375558103<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect John Cogan Mgmt For For For<br />
1.2 Elect Etienne Davignon Mgmt For For For<br />
1.3 Elect James Denny Mgmt For For For<br />
1.4 Elect Carla Hills Mgmt For For For<br />
1.5 Elect Kevin Lofton Mgmt For For For<br />
1.6 Elect John Madigan Mgmt For For For<br />
1.7 Elect John Martin Mgmt For For For<br />
1.8 Elect Gordon Moore Mgmt For For For<br />
1.9 Elect Nicholas Moore Mgmt For For For<br />
1.10 Elect Richard Whitley Mgmt For For For<br />
1.11 Elect Gayle Wilson Mgmt For For For<br />
1.12 Elect Per Wold-Olsen Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
4 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
5 Shareholder Proposal Regarding<br />
Poison Pill<br />
Meeting Date Meeting Status<br />
05/10/2012 Voted<br />
ShrHoldr Against Against For<br />
ShrHoldr Against For Against
Glencore International plc<br />
Gold Fields Limited<br />
Ticker Security ID:<br />
GLEN CINS G39420107<br />
Meeting Type Country of Trade<br />
Annual Jersey<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Simon Murray Mgmt For For For<br />
4 Elect Ivan Glasenberg Mgmt For For For<br />
5 Elect Steven Kalmin Mgmt For For For<br />
6 Elect Peter Coates Mgmt For For For<br />
7 Elect Leonhard Fischer Mgmt For For For<br />
8 Elect Anthony Hayward Mgmt For For For<br />
9 Elect William Macaulay Mgmt For For For<br />
10 Elect Li Ning Mgmt For For For<br />
11 Directors' Remuneration Report Mgmt For For For<br />
12 Appointment of Auditor Mgmt For For For<br />
13 Authority to Set Auditor's Fees Mgmt For For For<br />
14 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
15 Authority to Issue Shares w/o Mgmt For For For<br />
Preemptive Rights<br />
16 Authority to Repurchase Shares Mgmt For For For<br />
17 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
GFI CINS S31755101<br />
05/14/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual South Africa<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Appointment of Auditor Mgmt For For For<br />
2 Elect Delfin Lazaro Mgmt For For For<br />
3 Re-elect Cheryl Carolus Mgmt For For For<br />
4 Re-elect Roberto Danino Mgmt For For For<br />
5 Re-elect Richard Menell Mgmt For For For<br />
6 Re-elect Alan Hill Mgmt For For For<br />
7 Elect Audit Committee Member<br />
(Wilson)<br />
Mgmt For For For<br />
8 Elect Audit Committee Member<br />
(Menell)<br />
Mgmt For For For<br />
9 Elect Audit Committee Member<br />
(Moloko)<br />
Mgmt For For For<br />
10 Elect Audit Committee Member<br />
(Ncube)<br />
Mgmt For For For<br />
11 Elect Audit Committee Member<br />
(Penant-Rea)<br />
Mgmt For For For<br />
12 General Authority to Issue<br />
Shares<br />
Mgmt For For For<br />
13 Authority to Issue Shares for Mgmt For Against Against<br />
Cash<br />
Meeting Date Meeting Status<br />
05/09/2012 Voted<br />
14 Approve 2012 Share Plan Mgmt For For For<br />
15 Approve Remuneration Policy Mgmt For For For<br />
16 Approve NEDs' Fees Mgmt For For For<br />
17 Approve Financial Assistance Mgmt For For For<br />
18 Authority to Cancel Authorised<br />
Capital<br />
Mgmt For For For<br />
19 Authority to Repurchase Shares Mgmt For For For<br />
20 Adopt New Memorandum of<br />
Incorporation<br />
Mgmt For For For<br />
21 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A
Google Inc.<br />
Groupe Danone<br />
H & M Hennes & Mauritz AB<br />
Ticker Security ID:<br />
GOOG CUSIP 38259P508<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Larry Page Mgmt For For For<br />
1.2 Elect Sergey Brin Mgmt For For For<br />
1.3 Elect Eric Schmidt Mgmt For For For<br />
1.4 Elect L. John Doerr Mgmt For Withhold Against<br />
1.5 Elect Diane Greene Mgmt For For For<br />
1.6 Elect John Hennessy Mgmt For Withhold Against<br />
1.7 Elect Ann Mather Mgmt For For For<br />
1.8 Elect Paul Otellini Mgmt For Withhold Against<br />
1.9 Elect K. Ram Shriram Mgmt For For For<br />
1.10 Elect Shirley Tilghman Mgmt For Withhold Against<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Establish Class C Capital Stock Mgmt For Against Against<br />
4 Increase in Authorized Shares of Mgmt For Against Against<br />
Class A Common Stock<br />
5 Adopt Article Amendments to<br />
Ensure the Fair Treatment of<br />
Class A Common Stock<br />
Mgmt For Against Against<br />
6 2012 Stock Plan Mgmt For Against Against<br />
7 2012 Incentive Compensation Mgmt For Against Against<br />
Plan<br />
8 Shareholder Proposal Regarding<br />
Advisory Vote on Electioneering<br />
Expenditures<br />
9 Shareholder Proposal Regarding<br />
Arbitration<br />
10 Shareholder Proposal Regarding<br />
Recapitalization<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
BN CINS F12033134<br />
04/26/2012 Voted<br />
Meeting Type Country of Trade<br />
Mix France<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Accounts and Reports Mgmt For For For<br />
5 Consolidated Accounts and Mgmt For For For<br />
Reports<br />
Meeting Date Meeting Status<br />
06/21/2012 Voted<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Elect Richard Goblet d'Alviella Mgmt For For For<br />
8 Elect Jean Laurent Mgmt For For For<br />
9 Elect Benoit Potier Mgmt For For For<br />
10 Elect Jacques-Antoine Granjon Mgmt For For For<br />
11 Elect Mouna Sepehri Mgmt For For For<br />
12 Elect Virginia Stallings Mgmt For For For<br />
13 Related Party Transactions Mgmt For For For<br />
14 Related Party Transactions<br />
(Agreements with J.P Morgan)<br />
Mgmt For For For<br />
15 Authority to Repurchase Shares Mgmt For For For<br />
16 Authority to Grant Restricted<br />
Shares<br />
Mgmt For For For<br />
17 Authorization of Legal Formalities Mgmt For For For<br />
18 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A
Harman International Industries,<br />
Incorporated<br />
Holcim Limited<br />
Ticker Security ID:<br />
HM-B CINS W41422101<br />
Meeting Type Country of Trade<br />
Annual Sweden<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
6 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
7 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
8 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
9 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
10 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
11 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
12 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
13 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
14 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
15 Accounts and Reports Mgmt For For For<br />
16 Allocation of Profits/Dividends Mgmt For For For<br />
17 Ratification of Board and<br />
Mgmt For For For<br />
Management Acts<br />
18 Board Size Mgmt For For For<br />
19 Directors and Auditors' Fees Mgmt For For For<br />
20 Election of Directors Mgmt For For For<br />
21 Nomination Committee Mgmt For For For<br />
22 Compensation Guidelines Mgmt For For For<br />
23 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
Ticker Security ID:<br />
HAR CUSIP 413086109<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Brian Carroll Mgmt For For For<br />
1.2 Elect Hellene Runtagh Mgmt For For For<br />
2 2012 Stock Option and Incentive<br />
Plan<br />
Mgmt For Against Against<br />
3 Repeal of Classified Board Mgmt For For For<br />
4 Ratification of Auditor Mgmt For For For<br />
5 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
6 Frequency of Advisory Vote on<br />
Executive Compensation<br />
Mgmt 1 Year 3 Years Against<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
HOLN CINS H36940130<br />
04/17/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Switzerland<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Remuneration Report Mgmt For For For<br />
5 Ratification of Board and<br />
Mgmt For For For<br />
Management Acts<br />
Meeting Date Meeting Status<br />
05/03/2012 Voted<br />
Meeting Date Meeting Status<br />
12/07/2011 Voted<br />
6 Allocation of Profits Mgmt For For For<br />
7 Dividend from Reserves Mgmt For For For<br />
8 Elect Adrian Loader Mgmt For For For
Home Depot, Inc.<br />
Honda Motor Co., Ltd.<br />
9 Elect Thomas Schmidheiny Mgmt For For For<br />
10 Elect Dieter Spalti Mgmt For For For<br />
11 Elect Wolfgang Reitzle Mgmt For For For<br />
12 Appointment of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
HD CUSIP 437076102<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect F. Duane Ackerman Mgmt For For For<br />
2 Elect Francis Blake Mgmt For For For<br />
3 Elect Ari Bousbib Mgmt For For For<br />
4 Elect Gregory Brenneman Mgmt For For For<br />
5 Elect J. Frank Brown Mgmt For For For<br />
6 Elect Albert Carey Mgmt For For For<br />
7 Elect Armando Codina Mgmt For For For<br />
8 Elect Bonnie Hill Mgmt For For For<br />
9 Elect Karen Katen Mgmt For For For<br />
10 Elect Ronald Sargent Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
12 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
13 Amendment to the Employee Mgmt For For For<br />
Stock Purchase Plan<br />
14 Shareholder Proposal Regarding<br />
Advisory Vote on Electioneering<br />
Expenditures<br />
15 Shareholder Proposal Regarding<br />
Employment Diversity Report<br />
16 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
17 Shareholder Proposal Regarding<br />
Right to Call a Special Meeting<br />
18 Shareholder Proposal Regarding<br />
Charitable Contributions<br />
19 Shareholder Proposal Regarding<br />
Stormwater Management Policy<br />
Ticker Security ID:<br />
7267 CINS J22302111<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Meeting Date Meeting Status<br />
05/17/2012 Voted<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
Meeting Date Meeting Status<br />
06/21/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Amendments to Articles Mgmt For For For<br />
4 Elect Takanobu Itoh Mgmt For For For<br />
5 Elect Tetsuo Iwamura Mgmt For For For<br />
6 Elect Tatsuhiro Ohyama Mgmt For For For<br />
7 Elect Fumihiko Ike Mgmt For For For<br />
8 Elect Tomohiko Kawanabe Mgmt For For For<br />
9 Elect Takashi Yamamoto Mgmt For For For<br />
10 Elect Yoshiharu Yamamoto Mgmt For For For<br />
11 Elect Kensaku Hohgen Mgmt For For For<br />
12 Elect Nobuo Kuroyanagi Mgmt For For For<br />
13 Elect Takeo Fukui Mgmt For For For<br />
14 Elect Masahiro Yoshida Mgmt For For For<br />
15 Elect Yuji Shiga Mgmt For For For<br />
16 Elect Masaya Yamashita Mgmt For For For
Honeywell International Inc.<br />
Hospira, Inc.<br />
HSBC Holdings plc<br />
17 Elect Toshiaki Hiwatari Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
HON CUSIP 438516106<br />
04/23/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Gordon Bethune Mgmt For For For<br />
2 Elect Kevin Burke Mgmt For For For<br />
3 Elect Jaime Chico Pardo Mgmt For For For<br />
4 Elect David Cote Mgmt For For For<br />
5 Elect D. Scott Davis Mgmt For For For<br />
6 Elect Linnet Deily Mgmt For For For<br />
7 Elect Judd Gregg Mgmt For For For<br />
8 Elect Lord Clive Hollick Mgmt For For For<br />
9 Elect George Paz Mgmt For For For<br />
10 Elect Bradley Sheares Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
12 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
13 Shareholder Proposal Regarding<br />
Independent Board Chair<br />
ShrHoldr Against For Against<br />
14 Shareholder Proposal Regarding<br />
Political Contributions and<br />
Expenditures Report<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
HSP CUSIP 441060100<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
05/09/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Barbara Bowles Mgmt For For For<br />
2 Elect Roger Hale Mgmt For For For<br />
3 Elect John Staley Mgmt For For For<br />
4 Elect William Dempsey Mgmt For For For<br />
5 Right to Call a Special Meeting Mgmt For For For<br />
6 Repeal of Classified Board Mgmt For For For<br />
7 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
8 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
HSBA CINS G4634U169<br />
05/25/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Elect Safra Catz Mgmt For For For<br />
4 Elect Laura Cha May Lung Mgmt For For For<br />
5 Elect Marvin Cheung Kin Tung Mgmt For For For<br />
6 Elect John Coombe Mgmt For For For<br />
7 Elect Joachim Faber Mgmt For For For<br />
8 Elect Rona Fairhead Mgmt For For For<br />
9 Elect Douglas Flint Mgmt For For For<br />
10 Elect Alexander Flockhart Mgmt For For For<br />
11 Elect Stuart Gulliver Mgmt For For For
HTC Corporation<br />
Hyundai Mobis Co., Ltd.<br />
ICICI Bank Limited<br />
12 Elect James Hughes-Hallett Mgmt For For For<br />
13 Elect Sam Laidlaw Mgmt For For For<br />
14 Elect John Lipsky Mgmt For For For<br />
15 Elect J. Rachel Lomax Mgmt For For For<br />
16 Elect Iain Mackay Mgmt For For For<br />
17 Elect Narayana Murthy Mgmt For For For<br />
18 Elect Simon Robertson Mgmt For For For<br />
19 Elect John Thornton Mgmt For For For<br />
20 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
21 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
22 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
23 Authority to Repurchase Shares Mgmt For For For<br />
24 Scrip Dividend Mgmt For For For<br />
25 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
26 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
2498 CINS Y3732M103<br />
Meeting Type Country of Trade<br />
Annual Taiwan<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Accounts and Reports Mgmt For For For<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Amendments to Procedural<br />
Rules: Acquisition and Disposal<br />
of Assets<br />
Mgmt For For For<br />
8 Extraordinary Motions Mgmt For Abstain Against<br />
Ticker Security ID:<br />
012330 CINS Y3849A109<br />
Meeting Type Country of Trade<br />
Annual Korea, Republic of<br />
Meeting Date Meeting Status<br />
06/12/2012 Voted<br />
Meeting Date Meeting Status<br />
03/16/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Allocation of<br />
Profits/Dividends<br />
Mgmt For For For<br />
2 Amendments to Articles<br />
(Bundled)<br />
Mgmt For For For<br />
3 Election of Directors (Slate) Mgmt For For For<br />
4 Election of Audit Committee<br />
Members (Slate)<br />
Mgmt For For For<br />
5 Directors' Fees Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
ICICIBANK CINS Y38575109<br />
06/25/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual India<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Dividend on Preference Shares Mgmt For For For<br />
3 Dividend on Equity Shares Mgmt For For For
Impala Platinum Holdings<br />
Limited<br />
Imperial Oil Limited<br />
4 Elect Homi Khusrokhan Mgmt For For For<br />
5 Elect Venkatesan Sridar Mgmt For For For<br />
6 Elect N.S. Kannan Mgmt For For For<br />
7 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
8 Appointment of Branch Auditor<br />
and Authority to Set Fees<br />
Mgmt For For For<br />
9 Elect Swati Piramal Mgmt For For For<br />
10 Amendment to Compensation of<br />
Chanda Kochhar<br />
Mgmt For For For<br />
11 Amendment to Compensation of<br />
N.S. Kannan<br />
Mgmt For For For<br />
12 Amendment to Compensation of<br />
K. Ramkumar<br />
Mgmt For For For<br />
13 Amendment to Compensation of<br />
Rajiv Sabharwal<br />
Mgmt For For For<br />
14 Amendment to Employee Stock Mgmt For For For<br />
Option Plan<br />
15 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
16 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
17 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
18 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
19 Amendment to Employee Stock<br />
Option Plan for Subsidiaries<br />
Mgmt For For For<br />
20 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
21 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
22 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
23 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
Ticker Security ID:<br />
IMP CINS S37840113<br />
Meeting Type Country of Trade<br />
Annual South Africa<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Appointment of Auditor Mgmt For For For<br />
3 Election of Audit Committee<br />
Members (Chair, McMahon)<br />
Mgmt For For For<br />
4 Election of Audit Committee<br />
Members (Cameron)<br />
Mgmt For For For<br />
5 Election of Audit Committee Mgmt For For For<br />
Members (Ngonyama)<br />
6 Approve Remuneration Policy Mgmt For For For<br />
7 Elect Brenda Berlin Mgmt For For For<br />
8 Re-elect David Brown Mgmt For For For<br />
9 Election of Audit Committee Mgmt For For For<br />
Members (Cameron)<br />
10 Elect Mandla Gantsho Mgmt For For For<br />
11 Re-elect Thabo Mokgatlha Mgmt For For For<br />
12 Elect Babalwa Ngonyama Mgmt For For For<br />
13 General Authority to Issue Mgmt For For For<br />
Shares<br />
14 Authority to Repurchase Shares Mgmt For For For<br />
15 Approve Directors' Fees Mgmt For For For<br />
16 Approve Financial Assistance Mgmt For For For<br />
Ticker Security ID:<br />
IMO CUSIP 453038408<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
10/26/2011 Voted<br />
Meeting Date Meeting Status<br />
05/02/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt
Industria De Diseno Textil SA<br />
Infineon Technologies AG<br />
ING Groep N.V.<br />
1 Appointment of Auditor Mgmt For For For<br />
2.1 Elect Krystyna Hoeg Mgmt For For For<br />
2.2 Elect Bruce March Mgmt For For For<br />
2.3 Elect Jack Mintz Mgmt For For For<br />
2.4 Elect Robert Olsen Mgmt For For For<br />
2.5 Elect David Sutherland Mgmt For For For<br />
2.6 Elect Sheelagh Whittaker Mgmt For For For<br />
2.7 Elect Victor Young Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
ITX CINS E6282J109<br />
07/19/2011 Voted<br />
Meeting Type Country of Trade<br />
Annual Spain<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Information on New Chairman of<br />
the Board<br />
Mgmt For For For<br />
3 Accounts and Reports Mgmt For For For<br />
4 Consolidated Accounts and<br />
Reports; Ratification of Board<br />
Acts<br />
Mgmt For For For<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Elect Irene Miller Mgmt For For For<br />
7 Appointment of Auditor Mgmt For For For<br />
8 Amendments to Articles Mgmt For For For<br />
9 Amendments to Articles Mgmt For For For<br />
10 Directors' Fees Mgmt For For For<br />
11 Restricted Stock Plan for<br />
Chairman and CEO<br />
Mgmt For Against Against<br />
12 Authority to Carry Out Formalities Mgmt For For For<br />
13 Presentation of Amendments to<br />
Board Regulations<br />
Mgmt For For For<br />
14 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
IFX CINS D35415104<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
Meeting Date Meeting Status<br />
03/08/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board<br />
Acts<br />
Mgmt For For For<br />
8 Appointment of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
INGA CUSIP N4578E413<br />
05/14/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Netherlands<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A
Inpex Corporation<br />
International Business Machines<br />
Corporation<br />
4 Accounts and Reports Mgmt For For For<br />
5 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
6 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
7 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
8 Amendments to Articles Mgmt For For For<br />
9 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
10 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
11 Ratification of Supervisory Board<br />
Acts<br />
Mgmt For For For<br />
12 Appointment of Auditor Mgmt For For For<br />
13 Elect Wilfred Nagel to the<br />
Mgmt For For For<br />
Management Board<br />
14 Elect Aman Mehta Mgmt For For For<br />
15 Elect Jan Holsboer Mgmt For For For<br />
16 Elect Yvonne van Rooy Mgmt For For For<br />
17 Elect Robert Reibestein Mgmt For For For<br />
18 Authority to Issue Shares w/o Mgmt For Against Against<br />
Preemptive Rights<br />
19 Authority to Issue Shares w/o<br />
Preemptive Rights in Connection<br />
with a Merger<br />
Mgmt For Against Against<br />
20 Authority to Repurchase Shares Mgmt For For For<br />
21 Authority to Repurchase Shares<br />
in Connection with a Merger<br />
Mgmt For For For<br />
22 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
23 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
1605 CINS J2467E101<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Amendments to Articles Mgmt For For For<br />
4 Elect Naoki Kuroda Mgmt For For For<br />
5 Elect Masatoshi Sugioka Mgmt For For For<br />
6 Elect Toshiaki Kitamura Mgmt For For For<br />
7 Elect Seiji Yui Mgmt For For For<br />
8 Elect Masaharu Sano Mgmt For For For<br />
9 Elect Shunichiroh Sugaya Mgmt For For For<br />
10 Elect Masahiro Murayama Mgmt For For For<br />
11 Elect Seiya Itoh Mgmt For For For<br />
12 Elect Wataru Tanaka Mgmt For For For<br />
13 Elect Takahiko Ikeda Mgmt For For For<br />
14 Elect Yoshikazu Kurasawa Mgmt For For For<br />
15 Elect Kazuo Wakasugi Mgmt For For For<br />
16 Elect Yoshiyuki Kagawa Mgmt For For For<br />
17 Elect Seiji Katoh Mgmt For For For<br />
18 Elect Rentaroh Tonoike Mgmt For For For<br />
19 Elect Yasuhiko Okada Mgmt For For For<br />
20 Bonus Mgmt For For For<br />
Ticker Security ID:<br />
IBM CUSIP 459200101<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
06/26/2012 Voted<br />
Meeting Date Meeting Status<br />
04/24/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Alain Belda Mgmt For For For<br />
2 Elect William Brody Mgmt For For For
International Power plc<br />
International Power plc<br />
3 Elect Kenneth Chenault Mgmt For For For<br />
4 Elect Michael Eskew Mgmt For For For<br />
5 Elect David Farr Mgmt For For For<br />
6 Elect Shirley Jackson Mgmt For For For<br />
7 Elect Andrew Liveris Mgmt For For For<br />
8 Elect W. James McNerney, Jr. Mgmt For For For<br />
9 Elect James Owens Mgmt For For For<br />
10 Elect Samuel Palmisano Mgmt For For For<br />
11 Elect Virginia Rometty Mgmt For For For<br />
12 Elect Joan Spero Mgmt For For For<br />
13 Elect Sidney Taurel Mgmt For For For<br />
14 Elect Lorenzo Hector Zambrano<br />
Trevino<br />
Mgmt For For For<br />
15 Ratification of Auditor Mgmt For For For<br />
16 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
17 Shareholder Proposal Regarding ShrHoldr Against For Against<br />
Cumulative <strong>Voting</strong><br />
18 Shareholder Proposal Regarding<br />
Political Contributions and<br />
Expenditures Report<br />
19 Shareholder Proposal Regarding<br />
Lobbying Report<br />
Ticker Security ID:<br />
IPR CINS G4890M109<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Elect Dirk Achiel Marc<br />
Beeuwsaert<br />
Mgmt For For For<br />
3 Elect Sir Neville Simms Mgmt For For For<br />
4 Elect Bernard Attali Mgmt For For For<br />
5 Elect Anthony Isaac Mgmt For For For<br />
6 Elect David Weston Mgmt For For For<br />
7 Elect Sir Rob Young Mgmt For For For<br />
8 Elect Michael Zaoui Mgmt For For For<br />
9 Elect Gerard Mestrallet Mgmt For For For<br />
10 Elect Jean-Francois Cirelli Mgmt For For For<br />
11 Elect Isabelle Kocher Mgmt For For For<br />
12 Elect Philip Cox Mgmt For For For<br />
13 Elect Guy Richelle Mgmt For For For<br />
14 Elect Geert Peeters Mgmt For For For<br />
15 Allocation of Profits/Dividends Mgmt For For For<br />
16 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
17 Directors' Remuneration Report Mgmt For For For<br />
18 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
19 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
20 Authority to Repurchase Shares Mgmt For For For<br />
21 2012 Performance Share Plan Mgmt For For For<br />
22 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
Ticker Security ID:<br />
IPR CINS G4890M109<br />
Meeting Type Country of Trade<br />
Court United Kingdom<br />
Meeting Date Meeting Status<br />
05/15/2012 Voted<br />
Meeting Date Meeting Status<br />
06/07/2012 Voted
International Power plc<br />
Intertek Group plc<br />
Intuitive Surgical, Inc.<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Scheme of Arrangement Mgmt For For For<br />
Ticker Security ID:<br />
IPR CINS G4890M109<br />
Meeting Type Country of Trade<br />
Special United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Merger Mgmt For For For<br />
3 Authority to Make Off-Market<br />
Repurchase of Deferred Shares<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
ITRK CINS G4911B108<br />
05/17/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Elect Sir David Reid Mgmt For For For<br />
5 Elect Edward Astle Mgmt For For For<br />
6 Elect Alan Brown Mgmt For For For<br />
7 Elect Wolfhart Hauser Mgmt For For For<br />
8 Elect Christopher Knight Mgmt For For For<br />
9 Elect Lloyd Pitchford Mgmt For For For<br />
10 Elect Michael Wareing Mgmt For For For<br />
11 Appointment of Auditor Mgmt For For For<br />
12 Authority to Set Auditor's Fees Mgmt For For For<br />
13 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
14 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
15 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
16 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
17 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
18 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
19 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
20 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
21 Authority to Repurchase Shares Mgmt For For For<br />
22 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
23 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
Ticker Security ID:<br />
ISRG CUSIP 46120E602<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
06/07/2012 Voted<br />
Meeting Date Meeting Status<br />
04/19/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Gary Guthart Mgmt For For For<br />
2 Elect Mark Rubash Mgmt For For For<br />
3 Elect Lonnie Smith Mgmt For For For<br />
4 Amendment to the 2010 Incentive<br />
Award Plan<br />
Mgmt For Against Against
Investor AB<br />
Jabil Circuit, Inc.<br />
5 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
6 Repeal of Classified Board Mgmt For For For<br />
7 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
INVE CINS W48102128<br />
04/17/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Sweden<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
5 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
6 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
7 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
8 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
9 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
10 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
11 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
12 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
13 Accounts and Reports Mgmt For For For<br />
14 Ratification of Board and<br />
Management Acts<br />
Mgmt For For For<br />
15 Allocation of Profits/Dividends Mgmt For For For<br />
16 Amendments to Articles<br />
Mgmt For For For<br />
Regarding Board Size<br />
17 Board Size Mgmt For For For<br />
18 Number of Auditors Mgmt For For For<br />
19 Directors' Fees Mgmt For For For<br />
20 Authority to Set Auditor's Fees Mgmt For For For<br />
21 Election of Directors Mgmt For For For<br />
22 Shareholder Proposal Regarding<br />
Election of John Eriksson<br />
ShrHoldr For Against Against<br />
23 Appointment of Auditor Mgmt For For For<br />
24 Compensation Guidelines Mgmt For For For<br />
25 Long-Term Incentive Plan Mgmt For For For<br />
26 Authority to Repurchase Shares Mgmt For For For<br />
27 Issuance of Treasury Shares<br />
Pursuant to Long Term Incentive<br />
Plan<br />
28 Shareholder Proposals Submitted<br />
by Thorwald Arvidsson<br />
Mgmt For For For<br />
ShrHoldr N/A Against N/A<br />
29 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
Ticker Security ID:<br />
JBL CUSIP 466313103<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
01/26/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Martha Brooks Mgmt For For For<br />
1.2 Elect Mel Lavitt Mgmt For For For<br />
1.3 Elect Timothy Main Mgmt For For For<br />
1.4 Elect William Morean Mgmt For For For<br />
1.5 Elect Lawrence Murphy Mgmt For For For<br />
1.6 Elect Frank Newman Mgmt For For For<br />
1.7 Elect Steven Raymund Mgmt For For For<br />
1.8 Elect Thomas Sansone Mgmt For For For<br />
1.9 Elect David Stout Mgmt For For For
Japan Tobacco Incorporated<br />
JPMorgan Chase & Co.<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
4 Frequency of Advisory Vote on<br />
Executive Compensation<br />
Mgmt 1 Year 1 Year For<br />
5 Transaction of Other Business Mgmt For For For<br />
Ticker Security ID:<br />
2914 CINS J27869106<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Amendments to Articles Mgmt For For For<br />
4 Elect Hiroshi Kimura Mgmt For For For<br />
5 Elect Mitsuomi Koizumi Mgmt For For For<br />
6 Elect Yasushi Shingai Mgmt For For For<br />
7 Elect Noriaki Ohkubo Mgmt For For For<br />
8 Elect Akira Saeki Mgmt For For For<br />
9 Elect Hideki Miyazaki Mgmt For For For<br />
10 Elect Mutsuo Iwai Mgmt For For For<br />
11 Elect Motoyuki Oka Mgmt For For For<br />
12 Elect Main Kohda Mgmt For For For<br />
13 Elect Futoshi Nakamura Mgmt For For For<br />
14 Shareholder Proposal Regarding<br />
Distribution of Dividends<br />
ShrHoldr Against For Against<br />
15 Shareholder Proposal Regarding<br />
Share Repurchases<br />
ShrHoldr Against For Against<br />
16 Shareholder Proposal Regarding<br />
Shareholder Authority to Cancel<br />
Treasury Shares<br />
ShrHoldr Against For Against<br />
17 Shareholder Proposal Regarding<br />
Cancellation of Treasury Shares<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
JPM CUSIP 46625H100<br />
05/15/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect James Bell Mgmt For For For<br />
2 Elect Crandall Bowles Mgmt For For For<br />
3 Elect Stephen Burke Mgmt For For For<br />
4 Elect David Cote Mgmt For For For<br />
5 Elect James Crown Mgmt For For For<br />
6 Elect James Dimon Mgmt For For For<br />
7 Elect Timothy Flynn Mgmt For For For<br />
8 Elect Ellen Futter Mgmt For For For<br />
9 Elect Laban Jackson, Jr. Mgmt For For For<br />
10 Elect Lee Raymond Mgmt For For For<br />
11 Elect William Weldon Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
13 Advisory Vote on Executive Mgmt For Against Against<br />
Compensation<br />
14 Shareholder Proposal Regarding<br />
Affirmation of Political<br />
Nonpartisanship<br />
15 Shareholder Proposal Regarding<br />
Independent Board Chairman<br />
Meeting Date Meeting Status<br />
06/22/2012 Voted<br />
ShrHoldr Against Against For<br />
ShrHoldr Against For Against
Kellogg Company<br />
KLA-Tencor Corporation<br />
Komatsu Limited<br />
16 Shareholder Proposal Regarding<br />
Mortgage Loan Servicing<br />
17 Shareholder Proposal Regarding<br />
Political Contributions and<br />
Expenditures Report<br />
18 Shareholder Proposal Regarding<br />
Genocide-Free Investing<br />
19 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
20 Shareholder Proposal Regarding<br />
Retention of Shares After<br />
Retirement<br />
Ticker Security ID:<br />
K CUSIP 487836108<br />
Meeting Type Country of Trade<br />
Annual United States<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Benjamin Carson, Sr. Mgmt For For For<br />
1.2 Elect John Dillon Mgmt For For For<br />
1.3 Elect James Jenness Mgmt For For For<br />
1.4 Elect Donald Knauss Mgmt For For For<br />
2 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
3 Ratification of Auditor Mgmt For For For<br />
4 Shareholder Proposal Regarding<br />
Declassification of the Board<br />
ShrHoldr Against For Against<br />
5 Shareholder Proposal Regarding<br />
Simple Majority Vote<br />
Ticker Security ID:<br />
KLAC CUSIP 482480100<br />
Meeting Type Country of Trade<br />
Annual United States<br />
ShrHoldr Against For Against<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Robert Calderoni Mgmt For For For<br />
1.2 Elect John Dickson Mgmt For For For<br />
1.3 Elect Kevin Kennedy Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive Mgmt For Against Against<br />
Compensation<br />
4 Frequency of Advisory Vote on<br />
Executive Compensation<br />
Ticker Security ID:<br />
6301 CINS J35759125<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Meeting Date Meeting Status<br />
04/20/2012 Voted<br />
Meeting Date Meeting Status<br />
11/03/2011 Voted<br />
Mgmt 1 Year 1 Year For<br />
Meeting Date Meeting Status<br />
06/20/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Masahiro Sakane Mgmt For For For<br />
4 Elect Kunio Noji Mgmt For For For<br />
5 Elect Yoshinori Komamura Mgmt For For For<br />
6 Elect Mamoru Hironaka Mgmt For For For<br />
7 Elect Tetsuji Ohhashi Mgmt For For For
Kone Oyj<br />
Koninklijke KPN N.V.<br />
8 Elect Mikio Fujitsuka Mgmt For For For<br />
9 Elect Fujitoshi Takamura Mgmt For For For<br />
10 Elect Kensuke Hotta Mgmt For For For<br />
11 Elect Noriaki Kanoh Mgmt For For For<br />
12 Elect Kohichi Ikeda Mgmt For For For<br />
13 Elect Makoto Morimoto Mgmt For For For<br />
14 Bonus Mgmt For For For<br />
15 Statutory Auditors' Fees Mgmt For For For<br />
16 Equity Compensation Plan Mgmt For For For<br />
Ticker Security ID:<br />
KNEBV CINS X4551T105<br />
Meeting Type Country of Trade<br />
Annual Finland<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
6 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
7 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
8 Accounts and Reports Mgmt For For For<br />
9 Allocation of Profits/Dividends Mgmt For For For<br />
10 Ratification of Board and<br />
Mgmt For For For<br />
Management Acts<br />
11 Directors' Fees Mgmt For For For<br />
12 Board Size Mgmt For For For<br />
13 Election of Directors Mgmt For For For<br />
14 Authority to Set Auditor's Fees Mgmt For For For<br />
15 Number of Auditors Mgmt For For For<br />
16 Appointment of Auditor Mgmt For For For<br />
17 Authority to Repurchase Shares Mgmt For For For<br />
18 Amendments to Articles Mgmt For For For<br />
19 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
KPN CINS N4297B146<br />
04/12/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Netherlands<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board Mgmt For For For<br />
Acts<br />
Meeting Date Meeting Status<br />
03/05/2012 Voted<br />
8 Appointment of Auditor Mgmt For For For<br />
9 Amendments to Articles Mgmt For For For<br />
10 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
11 Elect P.A.M. van Bommel Mgmt For For For<br />
12 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
13 Authority to Repurchase Shares Mgmt For For For<br />
14 Authority to Reduce Share<br />
Capital<br />
Mgmt For For For<br />
15 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A
Kraft Foods Inc.<br />
Kubota Corporation<br />
Las Vegas Sands Corp.<br />
Ticker Security ID:<br />
KFT CUSIP 50075N104<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Myra Hart Mgmt For For For<br />
2 Elect Peter Henry Mgmt For For For<br />
3 Elect Lois Juliber Mgmt For For For<br />
4 Elect Mark Ketchum Mgmt For For For<br />
5 Elect Terry Lundgren Mgmt For For For<br />
6 Elect Mackey McDonald Mgmt For For For<br />
7 Elect Jorge Mesquita Mgmt For For For<br />
8 Elect John Pope Mgmt For For For<br />
9 Elect Fedric Reynolds Mgmt For For For<br />
10 Elect Irene Rosenfeld Mgmt For For For<br />
11 Elect Jean-Francois van<br />
Boxmeer<br />
Mgmt For For For<br />
12 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
13 Company Name Change Mgmt For For For<br />
14 Ratification of Auditor Mgmt For For For<br />
15 Shareholder Proposal Regarding<br />
Sustainable Forestry Report<br />
ShrHoldr Against Against For<br />
16 Shareholder Proposal Regarding<br />
Extended Producer<br />
Responsibility<br />
ShrHoldr Against Against For<br />
17 Shareholder Proposal Regarding<br />
Lobbying Expenditures<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
6326 CINS J36662138<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Meeting Date Meeting Status<br />
05/23/2012 Voted<br />
Meeting Date Meeting Status<br />
06/22/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Elect Yasuo Masumoto Mgmt For For For<br />
3 Elect Tetsuji Tomita Mgmt For For For<br />
4 Elect Satoru Sakamoto Mgmt For For For<br />
5 Elect Masatoshi Kimata Mgmt For For For<br />
6 Elect Toshihiro Kubo Mgmt For For For<br />
7 Elect Shigeru Kimura Mgmt For For For<br />
8 Elect Yuzuru Mizuno Mgmt For For For<br />
9 Elect Junichi Satoh Mgmt For For For<br />
10 Bonus Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
LVS CUSIP 517834107<br />
06/07/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Jason Ader Mgmt For For For<br />
1.2 Elect Michael Leven Mgmt For For For<br />
1.3 Elect Jeffrey Schwartz Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For
Linde AG<br />
Lockheed Martin Corporation<br />
LVMH Moet Hennessy Louis<br />
Vuitton SA<br />
Ticker Security ID:<br />
LIN CINS D50348107<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board Mgmt For For For<br />
Acts<br />
8 Compensation Policy Mgmt For For For<br />
9 Appointment of Auditor Mgmt For For For<br />
10 Increase in Authorized Capital Mgmt For Against Against<br />
11 Increase in Conditional Capital<br />
for Long Term Incentive Plan<br />
Mgmt For Against Against<br />
12 Authority to Repurchase Shares Mgmt For For For<br />
Ticker Security ID:<br />
LMT CUSIP 539830109<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Nolan Archibald Mgmt For For For<br />
2 Elect Rosalind Brewer Mgmt For For For<br />
3 Elect David Burritt Mgmt For For For<br />
4 Elect James Ellis, Jr. Mgmt For For For<br />
5 Elect Thomas Falk Mgmt For For For<br />
6 Elect Gwendolyn King Mgmt For For For<br />
7 Elect James Loy Mgmt For For For<br />
8 Elect Douglas McCorkindale Mgmt For For For<br />
9 Elect Joseph Ralston Mgmt For For For<br />
10 Elect Anne Stevens Mgmt For For For<br />
11 Elect Robert Stevens Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
13 Advisory Vote on Executive Mgmt For Against Against<br />
Compensation<br />
14 Shareholder Proposal Regarding<br />
Independent Board Chair<br />
Ticker Security ID:<br />
MC CINS F58485115<br />
Meeting Type Country of Trade<br />
Mix France<br />
ShrHoldr Against For Against<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Accounts and Reports Mgmt For For For<br />
5 Consolidated Accounts and Mgmt For For For<br />
Reports<br />
Meeting Date Meeting Status<br />
05/04/2012 Voted<br />
Meeting Date Meeting Status<br />
04/26/2012 Voted<br />
Meeting Date Meeting Status<br />
04/05/2012 Voted<br />
6 Related Party Transactions Mgmt For For For<br />
7 Allocation of Profits/Dividends Mgmt For For For<br />
8 Elect Francesco Trapani Mgmt For For For
Makita Corp.<br />
Marubeni Corporation<br />
MasterCard Incorporated<br />
9 Elect Felix Rohatyn as Censor Mgmt For For For<br />
10 Elect Antoine Arnault Mgmt For For For<br />
11 Elect Albert Frere Mgmt For For For<br />
12 Elect Gilles Hennessy Mgmt For For For<br />
13 Elect Charles Powell Mgmt For For For<br />
14 Elect Yves-Thibault de Silguy Mgmt For For For<br />
15 Director's Fees Mgmt For For For<br />
16 Authority to Repurchase Shares Mgmt For For For<br />
17 Authority to Cancel Shares and<br />
Reduce Capital<br />
Mgmt For For For<br />
18 Authority to Grant Stock Options Mgmt For For For<br />
19 Authority to Increase Capital Mgmt For For For<br />
Under Employee Savings Plan<br />
20 Amend Article 23.1 Mgmt For For For<br />
21 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
6586 CINS J39584107<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Toshihito Yamazoe Mgmt For For For<br />
4 Elect Haruhito Hisatsune Mgmt For For For<br />
5 Elect Michiyuki Kondoh Mgmt For For For<br />
6 Bonus Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
8002 CINS J39788138<br />
06/22/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Elect Nobuo Katsumata Mgmt For For For<br />
3 Elect Teruo Asada Mgmt For For For<br />
4 Elect Mamoru Sekiyama Mgmt For For For<br />
5 Elect Michihiko Ohta Mgmt For For For<br />
6 Elect Fumiya Kokubu Mgmt For For For<br />
7 Elect Shigeru Yamazoe Mgmt For For For<br />
8 Elect Mitsuru Akiyoshi Mgmt For For For<br />
9 Elect Yutaka Nomura Mgmt For For For<br />
10 Elect Daisuke Okada Mgmt For For For<br />
11 Elect Keizoh Torii Mgmt For For For<br />
12 Elect Shohji Kuwayama Mgmt For For For<br />
13 Elect Yukihiko Matsumura Mgmt For For For<br />
14 Elect Toshiyuki Ogura Mgmt For For For<br />
15 Elect Shigeaki Ishikawa Mgmt For For For<br />
16 Directors' and Statutory Auditors'<br />
Fees<br />
Mgmt For For For<br />
Ticker Security ID:<br />
MA CUSIP 57636Q104<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
06/26/2012 Voted<br />
Meeting Date Meeting Status<br />
06/05/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Ajaypal Banga Mgmt For For For<br />
2 Elect David Carlucci Mgmt For For For<br />
3 Elect Steven Freiberg Mgmt For For For
McDonald's Corporation<br />
Mead Johnson Nutrition<br />
Company<br />
Merck & Co., Inc.<br />
4 Elect Richard Haythornthwaite Mgmt For For For<br />
5 Elect Marc Olivie Mgmt For For For<br />
6 Elect Rima Qureshi Mgmt For For For<br />
7 Elect Mark Schwartz Mgmt For For For<br />
8 Elect Jackson Tai Mgmt For For For<br />
9 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
10 Amendment to the 2006 Non-<br />
Employee Director Equity<br />
Compensation Plan<br />
Mgmt For For For<br />
11 Amendment to the 2006 Long<br />
Term Incentive Plan<br />
Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
MCD CUSIP 580135101<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Robert Eckert Mgmt For For For<br />
2 Elect Enrique Hernandez, Jr. Mgmt For For For<br />
3 Elect Jeanne Jackson Mgmt For For For<br />
4 Elect Andrew McKenna Mgmt For For For<br />
5 Elect Donald Thompson Mgmt For For For<br />
6 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
7 2012 Omnibus Stock Ownership<br />
Plan<br />
Mgmt For For For<br />
8 Declassification of the Board of<br />
Directors<br />
Mgmt For For For<br />
9 Right to Call Special Meetings Mgmt For For For<br />
10 Ratification of Auditor Mgmt For For For<br />
11 Shareholder Proposal Regarding<br />
Report on Childhood Obesity<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
MJN CUSIP 582839106<br />
05/04/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Stephen Golsby Mgmt For For For<br />
2 Elect Steven Altschuler Mgmt For For For<br />
3 Elect Howard Bernick Mgmt For For For<br />
4 Elect Kimberly Casiano Mgmt For For For<br />
5 Elect Anna Catalano Mgmt For For For<br />
6 Elect Celeste Clark Mgmt For For For<br />
7 Elect James Cornelius Mgmt For For For<br />
8 Elect Peter Ratcliffe Mgmt For For For<br />
9 Elect Elliott Sigal Mgmt For For For<br />
10 Elect Robert Singer Mgmt For For For<br />
11 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
MRK CUSIP 58933Y105<br />
Meeting Type Country of Trade<br />
Meeting Date Meeting Status<br />
05/24/2012 Voted<br />
Meeting Date Meeting Status<br />
05/22/2012 Voted
Michael Page International plc<br />
Microsoft Corporation<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Leslie Brun Mgmt For For For<br />
2 Elect Thomas Cech Mgmt For For For<br />
3 Elect Kenneth Frazier Mgmt For For For<br />
4 Elect Thomas Glocer Mgmt For For For<br />
5 Elect William Harrison, Jr. Mgmt For For For<br />
6 Elect C. Robert Kidder Mgmt For For For<br />
7 Elect Rochelle Lazarus Mgmt For For For<br />
8 Elect Carlos Represas Mgmt For For For<br />
9 Elect Patricia Russo Mgmt For For For<br />
10 Elect Craig Thompson Mgmt For For For<br />
11 Elect Wendell Weeks Mgmt For For For<br />
12 Elect Peter Wendell Mgmt For For For<br />
13 Ratification of Auditor Mgmt For For For<br />
14 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
15 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
ShrHoldr Against Against For<br />
16 Shareholder Proposal Regarding<br />
Right to Call a Special Meeting<br />
ShrHoldr Against Against For<br />
17 Shareholder Proposal Regarding<br />
Reviewing Political Spending or<br />
Lobbying<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
MPI CINS G68694119<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Robin Buchanan Mgmt For For For<br />
4 Elect Stephen Ingham Mgmt For For For<br />
5 Elect Andrew Bracey Mgmt For For For<br />
6 Elect Ruby McGregor-Smith Mgmt For For For<br />
7 Elect Tim Miller Mgmt For For For<br />
8 Elect Reg Sindall Mgmt For For For<br />
9 Directors' Remuneration Report Mgmt For For For<br />
10 Appointment of Auditor Mgmt For For For<br />
11 Authority to Set Auditor's Fees Mgmt For For For<br />
12 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
13 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For For For<br />
14 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
15 Authority to Repurchase Shares Mgmt For For For<br />
16 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
Ticker Security ID:<br />
MSFT CUSIP 594918104<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
05/18/2012 Voted<br />
Meeting Date Meeting Status<br />
11/15/2011 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Steven Ballmer Mgmt For Against Against<br />
2 Elect Dina Dublon Mgmt For For For
Mindray Medical International<br />
Limited<br />
Monsanto Company<br />
Moody's Corporation<br />
3 Elect William Gates III Mgmt For For For<br />
4 Elect Raymond Gilmartin Mgmt For For For<br />
5 Elect Reed Hastings Mgmt For For For<br />
6 Elect Maria Klawe Mgmt For For For<br />
7 Elect David Marquardt Mgmt For For For<br />
8 Elect Charles Noski Mgmt For For For<br />
9 Elect Helmut Panke Mgmt For For For<br />
10 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
11 Frequency of Advisory Vote on<br />
Executive Compensation<br />
Mgmt 1 Year 3 Years Against<br />
12 Ratification of Auditor Mgmt For For For<br />
13 Shareholder Proposal Regarding<br />
Formation of Environmental<br />
Sustainability Committee<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
MR CUSIP 602675100<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Li Xiting Mgmt For For For<br />
2 Elect Peter Wan Mgmt For For For<br />
3 Elect Kern Lim Mgmt For For For<br />
4 Appointment of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
MON CUSIP 61166W101<br />
01/24/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Janine Fields Mgmt For For For<br />
2 Elect Hugh Grant Mgmt For For For<br />
3 Elect C. Steven McMillan Mgmt For For For<br />
4 Elect Robert Stevens Mgmt For For For<br />
5 Ratification of Auditor Mgmt For For For<br />
6 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
7 Amendment to the 2005 Long- Mgmt For For For<br />
Term Incentive Plan<br />
8 Shareholder Proposal Regarding<br />
Genetically Modified Organisms<br />
Ticker Security ID:<br />
MCO CUSIP 615369105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
12/19/2011 Voted<br />
ShrHoldr Against Against For<br />
Meeting Date Meeting Status<br />
04/16/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Ewald Kist Mgmt For For For<br />
2 Elect Henry McKinnell, Jr. Mgmt For For For<br />
3 Elect John Wulff Mgmt For For For<br />
4 Ratification of Auditor Mgmt For For For<br />
5 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For
Morgan Stanley<br />
Naspers Limited<br />
6 Shareholder Proposal Regarding<br />
Declassification of the Board<br />
Ticker Security ID:<br />
MS CUSIP 617446448<br />
Meeting Type Country of Trade<br />
Annual United States<br />
ShrHoldr Against For Against<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Roy Bostock Mgmt For For For<br />
2 Elect Erskine Bowles Mgmt For For For<br />
3 Elect Howard Davies Mgmt For For For<br />
4 Elect James Gorman Mgmt For For For<br />
5 Elect C. Robert Kidder Mgmt For For For<br />
6 Elect Klaus Kleinfield Mgmt For For For<br />
7 Elect Donald Nicolaisen Mgmt For For For<br />
8 Elect Hutham Olayan Mgmt For For For<br />
9 Elect James Owens Mgmt For For For<br />
10 Elect O. Griffith Sexton Mgmt For For For<br />
11 Elect Ryosuke Tamakoshi Mgmt For For For<br />
12 Elect Masaaki Tanaka Mgmt For For For<br />
13 Elect Laura Tyson Mgmt For For For<br />
14 Ratification of Auditor Mgmt For For For<br />
15 Amendment to the 2007 Equity<br />
Incentive Compensation Plan<br />
Mgmt For For For<br />
16 Amendment to the Directors'<br />
Equity Capital Accumulation Plan<br />
Mgmt For For For<br />
17 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
NPN CINS S53435103<br />
08/26/2011 Voted<br />
Meeting Type Country of Trade<br />
Annual South Africa<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Approve Allocation of<br />
Mgmt For For For<br />
Profits/Dividends<br />
Meeting Date Meeting Status<br />
05/15/2012 Voted<br />
3 Appointment of Auditor Mgmt For For For<br />
4 Re-elect Francine-Ann du Plessis Mgmt For For For<br />
5 Re-elect Jakes Gerwel Mgmt For For For<br />
6 Re-elect Fred Phaswana Mgmt For For For<br />
7 Re-elect Ben van der Ross Mgmt For For For<br />
8 Re-elect Boetie van Zyl Mgmt For For For<br />
9 Elect Audit Committee Members<br />
(du Plessis)<br />
Mgmt For For For<br />
10 Elect Audit Committee Members<br />
(Jafta)<br />
Mgmt For For For<br />
11 Elect Audit Committee Members<br />
(van der Ross)<br />
Mgmt For For For<br />
12 Elect Audit Committee Members<br />
(van Zyl)<br />
Mgmt For For For<br />
13 Approve Remuneration Policy Mgmt For For For<br />
14 General Authority to Issue<br />
Shares<br />
Mgmt For For For<br />
15 Authority to Issue Shares for<br />
Cash<br />
Mgmt For Against Against<br />
16 Approve Amendments to the<br />
Share Incentive Scheme<br />
Mgmt For For For<br />
17 Authorisation of Legal Formalities Mgmt For For For
National Grid Plc<br />
18 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
19 Approve Directors' Fees Mgmt For For For<br />
20 Approve Directors' Fees Mgmt For For For<br />
21 Approve Directors' Fees Mgmt For For For<br />
22 Approve Directors' Fees Mgmt For For For<br />
23 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
24 Approve Directors' Fees Mgmt For For For<br />
25 Approve Directors' Fees Mgmt For For For<br />
26 Approve Directors' Fees Mgmt For For For<br />
27 Approve Directors' Fees Mgmt For For For<br />
28 Approve Directors' Fees Mgmt For For For<br />
29 Approve Directors' Fees Mgmt For For For<br />
30 Approve Directors' Fees Mgmt For For For<br />
31 Approve Directors' Fees Mgmt For For For<br />
32 Approve Directors' Fees Mgmt For For For<br />
33 Approve Directors' Fees Mgmt For For For<br />
34 Approve Directors' Fees Mgmt For For For<br />
35 Approve Directors' Fees Mgmt For For For<br />
36 Approve Directors' Fees Mgmt For For For<br />
37 Approve Directors' Fees Mgmt For For For<br />
38 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
39 Approve Directors' Fees Mgmt For For For<br />
40 Approve Directors' Fees Mgmt For For For<br />
41 Approve Directors' Fees Mgmt For For For<br />
42 Approve Directors' Fees Mgmt For For For<br />
43 Approve Directors' Fees Mgmt For For For<br />
44 Approve Directors' Fees Mgmt For For For<br />
45 Approve Directors' Fees Mgmt For For For<br />
46 Approve Directors' Fees Mgmt For For For<br />
47 Approve Directors' Fees Mgmt For For For<br />
48 Approve Directors' Fees Mgmt For For For<br />
49 Approve Directors' Fees Mgmt For For For<br />
50 Approve Directors' Fees Mgmt For For For<br />
51 Approve Directors' Fees Mgmt For For For<br />
52 Approve Directors' Fees Mgmt For For For<br />
53 Approve Financial Assistance Mgmt For For For<br />
54 Authority to Repurchase "N"<br />
Shares<br />
Mgmt For For For<br />
55 Authority to Repurchase "A"<br />
Shares<br />
Mgmt For For For<br />
56 Authority to Issue Shares<br />
Pursuant to Incentive Scheme<br />
Mgmt For For For<br />
57 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
NG CINS G6375K151<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Meeting Date Meeting Status<br />
07/25/2011 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Accounts and Reports Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Elect John Parker Mgmt For For For<br />
5 Elect Steven Holliday Mgmt For For For<br />
6 Elect Andrew Bonfield Mgmt For For For<br />
7 Elect Thomas King Mgmt For For For<br />
8 Elect Nick Winser Mgmt For For For<br />
9 Elect Kenneth Harvey Mgmt For For For<br />
10 Elect Linda Adamany Mgmt For For For<br />
11 Elect Philip Aiken Mgmt For For For<br />
12 Elect Stephen Pettit Mgmt For For For<br />
13 Elect Maria Richter Mgmt For For For<br />
14 Elect George Rose Mgmt For For For<br />
15 Appointment of Auditor Mgmt For For For<br />
16 Authority to Set Auditor's Fees Mgmt For For For
Nestle S.A.<br />
Newmont Mining Corporation<br />
Nikon Corporation<br />
17 Directors' Remuneration Report Mgmt For For For<br />
18 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
19 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
20 Authority to Repurchase Shares Mgmt For For For<br />
21 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
22 Share Incentive Plan Renewal Mgmt For For For<br />
23 Employee Stock Purchase Plan<br />
Renewal<br />
Mgmt For For For<br />
24 Sharesave Plan Mgmt For For For<br />
25 Long Term Performance Plan Mgmt For For For<br />
Ticker Security ID:<br />
NESN CINS H57312649<br />
Meeting Type Country of Trade<br />
Annual Switzerland<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A TNA N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A TNA N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A TNA N/A<br />
4 Accounts and Reports Mgmt For TNA N/A<br />
5 Compensation Report Mgmt For TNA N/A<br />
6 Ratification of Board and<br />
Mgmt For TNA N/A<br />
Management Acts<br />
7 Allocation of Profits/Dividends Mgmt For TNA N/A<br />
8 Elect Daniel Borel Mgmt For TNA N/A<br />
9 Elect Henri de Castries Mgmt For TNA N/A<br />
10 Appointment of Auditor Mgmt For TNA N/A<br />
11 Cancellation of Shares and<br />
Reduction of Share Capital<br />
Mgmt For TNA N/A<br />
12 Transaction of Other Business Mgmt For TNA N/A<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
NEM CUSIP 651639106<br />
04/24/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Bruce Brook Mgmt For For For<br />
2 Elect Vincent Calarco Mgmt For Against Against<br />
3 Elect Joseph Carrabba Mgmt For For For<br />
4 Elect Noreen Doyle Mgmt For For For<br />
5 Elect Veronica Hagen Mgmt For For For<br />
6 Elect Michael Hamson Mgmt For Against Against<br />
7 Elect Jane Nelson Mgmt For For For<br />
8 Elect Richard O'Brien Mgmt For For For<br />
9 Elect John Prescott Mgmt For Against Against<br />
10 Elect Donald Roth Mgmt For For For<br />
11 Elect Simon Thompson Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
13 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
Ticker Security ID:<br />
7731 CINS 654111103<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Meeting Date Meeting Status<br />
04/19/2012 Take No Action<br />
Meeting Date Meeting Status<br />
06/28/2012 Voted
Nintendo Co Ltd<br />
Nitto Denko Corporation<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Amendments to Articles Mgmt For For For<br />
4 Elect Makoto Kimura Mgmt For For For<br />
5 Elect Junichi Itoh Mgmt For For For<br />
6 Elect Kazuo Ushida Mgmt For For For<br />
7 Elect Toshiyuki Masai Mgmt For For For<br />
8 Elect Yasuyuki Okamoto Mgmt For For For<br />
9 Elect Norio Hashizume Mgmt For For For<br />
10 Elect Hiroshi Ohki Mgmt For For For<br />
11 Elect Kenichi Kanazawa Mgmt For For For<br />
12 Elect Kenji Matsuo Mgmt For For For<br />
13 Elect Kohkei Higuchi Mgmt For For For<br />
14 Elect Yoshiyuki Nagai Mgmt For For For<br />
15 Elect Susumu Kani Mgmt For For For<br />
16 Bonus Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
7974 CINS J51699106<br />
06/28/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Satoru Iwata Mgmt For For For<br />
4 Elect Yoshihiro Mori Mgmt For For For<br />
5 Elect Shinji Hatano Mgmt For For For<br />
6 Elect Genyoh Takeda Mgmt For For For<br />
7 Elect Shigeru Miyamoto Mgmt For For For<br />
8 Elect Masaharu Matsumoto Mgmt For For For<br />
9 Elect Eiichi Suzuki Mgmt For For For<br />
10 Elect Tatsumi Kimishima Mgmt For For For<br />
11 Elect Kaoru Takemura Mgmt For For For<br />
12 Elect Minoru Ueda Mgmt For For For<br />
13 Elect Ken Toyoda Mgmt For For For<br />
14 Elect Yoshimi Mitamura Mgmt For For For<br />
15 Elect Katsuhiro Umeyama Mgmt For For For<br />
Ticker Security ID:<br />
6988 CINS J58472119<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Meeting Date Meeting Status<br />
06/22/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Bonus Mgmt For For For<br />
4 Elect Yukio Nagira Mgmt For For For<br />
5 Elect Kaoru Aizawa Mgmt For For For<br />
6 Elect Hideo Takasaki Mgmt For For For<br />
7 Elect Kenji Matsumoto Mgmt For For For<br />
8 Elect Yohichiroh Sakuma Mgmt For For For<br />
9 Elect Toshihiko Omote Mgmt For For For<br />
10 Elect Tohru Takeuchi Mgmt For For For<br />
11 Elect Yohichiroh Furuse Mgmt For For For<br />
12 Elect Kohshi Mizukoshi Mgmt For For For<br />
13 Elect Kenji Ueki Mgmt For For For<br />
14 Elect Yoshihiro Taniguchi Mgmt For For For<br />
15 Elect Masashi Teranishi Mgmt For For For<br />
16 Elect Mitsuhide Shiraki Mgmt For For For<br />
17 Equity Compensation Plan Mgmt For For For
Noble Energy, Inc.<br />
Noble Group Limited<br />
Novartis AG<br />
Ticker Security ID:<br />
NBL CUSIP 655044105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Jeffrey Berenson Mgmt For For For<br />
2 Elect Michael Cawley Mgmt For For For<br />
3 Elect Edward Cox Mgmt For For For<br />
4 Elect Charles Davidson Mgmt For For For<br />
5 Elect Thomas Edelman Mgmt For For For<br />
6 Elect Eric Grubman Mgmt For For For<br />
7 Elect Kirby Hedrick Mgmt For For For<br />
8 Elect Scott Urban Mgmt For For For<br />
9 Elect William Van Kleef Mgmt For For For<br />
10 Ratification of Auditor Mgmt For For For<br />
11 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
12 Increase of Authorized Common<br />
Stock<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
N21 CINS G6542T119<br />
04/30/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Bermuda<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Milton Au Mgmt For For For<br />
4 Elect Iain Bruce Mgmt For For For<br />
5 Elect Burton Levin Mgmt For For For<br />
6 Elect LI Rongrong Mgmt For For For<br />
7 Elect William Randall Mgmt For For For<br />
8 Elect Irene YUN Lien Lee Mgmt For For For<br />
9 Elect Yusuf Alireza Mgmt For For For<br />
10 Directors' Fees Mgmt For For For<br />
11 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
12 Authority to Issue Shares w/ or<br />
w/o Preemptive Rights<br />
Mgmt For Against Against<br />
13 Authority to Repurchase Shares Mgmt For For For<br />
14 Authority to issue shares under<br />
the Noble Group Share Option<br />
Scheme 2004<br />
Mgmt For For For<br />
15 Authority to Issue Shares under Mgmt For For For<br />
Scrip Dividend Plan<br />
16 Authority to issue shares under<br />
the Noble Group Performance<br />
Share Plan<br />
Ticker Security ID:<br />
NOVN CINS H5820Q150<br />
Meeting Type Country of Trade<br />
Annual Switzerland<br />
Meeting Date Meeting Status<br />
04/24/2012 Voted<br />
Mgmt For For For<br />
Meeting Date Meeting Status<br />
02/23/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A
Novo Nordisk A/S<br />
Occidental Petroleum<br />
Corporation<br />
4 Accounts and Reports Mgmt For For For<br />
5 Ratification of Board and<br />
Management Acts<br />
Mgmt For For For<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Cancellation of Shares and<br />
Reduction in Share Capital<br />
Mgmt For For For<br />
8 Elect William Brody Mgmt For For For<br />
9 Elect Srikant Datar Mgmt For For For<br />
10 Elect Andreas von Planta Mgmt For For For<br />
11 Elect Wendelin Wiedeking Mgmt For For For<br />
12 Elect Rolf Zinkernagel Mgmt For For For<br />
13 Elect Dimitri Azar Mgmt For For For<br />
14 Appointment of Auditor Mgmt For For For<br />
15 Miscellaneous Shareholder<br />
Proposals or Countermotions<br />
ShrHoldr For Abstain Against<br />
Ticker Security ID:<br />
NOVO-B CINS K7314N152<br />
Meeting Type Country of Trade<br />
Annual Denmark<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Report of the Auditor Mgmt For For For<br />
5 Directors' Fees (Fiscal Year<br />
2011)<br />
Mgmt For For For<br />
6 Directors' Fees (Fiscal Year Mgmt For For For<br />
2012)<br />
7 Allocation of Profits/Dividends Mgmt For For For<br />
8 Elect Sten Scheibye as Chairman Mgmt For For For<br />
9 Elect Goran Ando as Vice<br />
chairman<br />
Mgmt For For For<br />
10 Elect Bruno Angelici Mgmt For For For<br />
11 Elect Thomas Koestler Mgmt For For For<br />
12 Elect Hannu Ryopponen Mgmt For For For<br />
13 Elect Henrik Gurtler Mgmt For For For<br />
14 Elect Liz Hewitt Mgmt For For For<br />
15 Elect Kurt Anker Nielsen Mgmt For For For<br />
16 Appointment of Auditor Mgmt For For For<br />
17 Authority to Cancel Shares and<br />
Reduce Capital<br />
Mgmt For For For<br />
18 Authority to Repurchase Shares Mgmt For For For<br />
19 Amendments to Articles Mgmt For For For<br />
20 Amendments to Articles Mgmt For For For<br />
21 Compensation Guidelines Mgmt For For For<br />
Ticker Security ID:<br />
OXY CUSIP 674599105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
03/21/2012 Voted<br />
Meeting Date Meeting Status<br />
05/04/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Spencer Abraham Mgmt For For For<br />
2 Elect Howard Atkins Mgmt For For For<br />
3 Elect Stephen Chazen Mgmt For For For<br />
4 Elect Edward Djerejian Mgmt For For For<br />
5 Elect John Feick Mgmt For For For<br />
6 Elect Margaret Foran Mgmt For For For<br />
7 Elect Carlos Gutierrez Mgmt For For For<br />
8 Elect Ray Irani Mgmt For For For
Oil Search Limited<br />
Olam International Limited<br />
Olam International Limited<br />
9 Elect Avedick Poladian Mgmt For For For<br />
10 Elect Aziz Syriani Mgmt For For For<br />
11 Elect Rosemary Tomich Mgmt For For For<br />
12 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
13 Ratification of Auditor Mgmt For For For<br />
14 Shareholder Proposal Regarding<br />
Environmental Expertise on<br />
Board<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
OSH CINS Y64695110<br />
Meeting Type Country of Trade<br />
Annual Papua New Guinea<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
2 Equity Grant (Performance Mgmt For For For<br />
Rights to MD Peter Botten)<br />
3 Equity Grant (Performance<br />
Rights to Executive Director<br />
Gerea Aopi)<br />
4 Equity Grant (Restricted Shares<br />
to MD Peter Botten)<br />
5 Equity Grant (Restricted Shares<br />
to Executive Director Gerea Aopi)<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
6 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
7 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
O32 CINS Y6421B106<br />
07/08/2011 Voted<br />
Meeting Type Country of Trade<br />
Special Singapore<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Issuance of Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
Ticker Security ID:<br />
O32 CINS Y6421B106<br />
Meeting Type Country of Trade<br />
Annual Singapore<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Narain Girdhar Chanrai Mgmt For For For<br />
4 Elect Sunny Verghese Mgmt For For For<br />
5 Elect Shekhar Anantharaman Mgmt For For For<br />
6 Elect Michael LIM Choo San Mgmt For For For<br />
7 Directors' Fees Mgmt For For For<br />
8 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
9 Authority to Issue Shares w/ or Mgmt For Against Against<br />
w/o Preemptive Rights<br />
10 Authority to Issue Shares under<br />
Olam Employee Share Option<br />
Scheme<br />
Meeting Date Meeting Status<br />
05/08/2012 Voted<br />
Meeting Date Meeting Status<br />
10/28/2011 Voted<br />
Mgmt For For For
Oracle Corporation<br />
Orica Limited<br />
Parker-Hannifin Corporation<br />
11 Authority to Repurchase Shares Mgmt For For For<br />
12 Authority to Issue Shares under<br />
Olam Scrip Dividend Scheme<br />
Ticker Security ID:<br />
ORCL CUSIP 68389X105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Mgmt For For For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Jeffrey Berg Mgmt For For For<br />
1.2 Elect H. Raymond Bingham Mgmt For For For<br />
1.3 Elect Michael Boskin Mgmt For For For<br />
1.4 Elect Safra Catz Mgmt For For For<br />
1.5 Elect Bruce Chizen Mgmt For Withhold Against<br />
1.6 Elect George Conrades Mgmt For Withhold Against<br />
1.7 Elect Lawrence Ellison Mgmt For For For<br />
1.8 Elect Hector Garcia-Molina Mgmt For For For<br />
1.9 Elect Jeffrey Henley Mgmt For For For<br />
1.10 Elect Mark Hurd Mgmt For Withhold Against<br />
1.11 Elect Donald Lucas Mgmt For For For<br />
1.12 Elect Naomi Seligman Mgmt For Withhold Against<br />
2 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
3 Frequency of Advisory Vote on<br />
Executive Compensation<br />
Mgmt 1 Year 1 Year For<br />
4 Ratification of Auditor Mgmt For For For<br />
5 Shareholder Proposal Regarding<br />
Retention of Shares After<br />
Retirement<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
ORI CINS Q7160T109<br />
07/29/2011 Voted<br />
Meeting Type Country of Trade<br />
Special Australia<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Approve Buy-Back of Step-Up<br />
Preference Shares<br />
Mgmt For For For<br />
3 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
Ticker Security ID:<br />
PH CUSIP 701094104<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
10/12/2011 Voted<br />
Meeting Date Meeting Status<br />
10/26/2011 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Robert Bohn Mgmt For For For<br />
1.2 Elect Linda Harty Mgmt For For For<br />
1.3 Elect William Kassling Mgmt For For For<br />
1.4 Elect Robert Kohlhepp Mgmt For For For<br />
1.5 Elect Klaus-Peter Muller Mgmt For For For<br />
1.6 Elect Candy Obourn Mgmt For For For<br />
1.7 Elect Joseph Scaminace Mgmt For For For<br />
1.8 Elect Wolfgang Schmitt Mgmt For For For<br />
1.9 Elect Ake Svensson Mgmt For For For<br />
1.10 Elect James Wainscott Mgmt For For For<br />
1.11 Elect Donald Washkewicz Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For
PepsiCo, Inc.<br />
Pernod Ricard SA<br />
3 Advisory Vote on Executive<br />
Compensation<br />
4 Frequency of Advisory Vote on<br />
Executive Compensation<br />
5 Shareholder Proposal Regarding<br />
Independent Chairman<br />
Ticker Security ID:<br />
PEP CUSIP 713448108<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Mgmt For For For<br />
Mgmt 1 Year 1 Year For<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Shona Brown Mgmt For For For<br />
2 Elect Ian Cook Mgmt For For For<br />
3 Elect Dina Dublon Mgmt For For For<br />
4 Elect Victor Dzau Mgmt For For For<br />
5 Elect Ray Hunt Mgmt For For For<br />
6 Elect Alberto Ibarguen Mgmt For For For<br />
7 Elect Indra Nooyi Mgmt For For For<br />
8 Elect Sharon Rockefeller Mgmt For For For<br />
9 Elect James Schiro Mgmt For For For<br />
10 Elect Lloyd Trotter Mgmt For For For<br />
11 Elect Daniel Vasella Mgmt For For For<br />
12 Elect Alberto Weisser Mgmt For For For<br />
13 Ratification of Auditor Mgmt For For For<br />
14 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
15 Reapproval of the 2007 Long-<br />
Term Incentive Plan<br />
Mgmt For Against Against<br />
16 Shareholder Proposal Regarding<br />
Lobbying Report<br />
ShrHoldr Against Against For<br />
17 Shareholder Proposal Regarding<br />
Risk Oversight Committee<br />
ShrHoldr Against Against For<br />
18 Shareholder Proposal Regarding<br />
Independent Board Chair<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
RI CINS F72027109<br />
Meeting Type Country of Trade<br />
Mix France<br />
Meeting Date Meeting Status<br />
05/02/2012 Voted<br />
Meeting Date Meeting Status<br />
11/15/2011 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Accounts and Reports; Approval<br />
of Non Tax-Deductible Expenses<br />
Mgmt For For For<br />
5 Consolidated Accounts and<br />
Reports<br />
Mgmt For For For<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Related Party Transactions Mgmt For For For<br />
8 Ratification of the Co-Option of<br />
Laurent Burelle<br />
Mgmt For For For<br />
9 Elect Nicole Bouton Mgmt For For For<br />
10 Appointment of Auditor Mgmt For For For<br />
11 Appointment of Alternate Auditor Mgmt For For For<br />
12 Directors' Fees Mgmt For For For<br />
13 Authority to Repurchase Shares Mgmt For For For
Petroleo Brasileiro S.A. -<br />
Petrobras<br />
Petroleo Brasileiro S.A. -<br />
Petrobras<br />
Petroleo Brasileiro S.A. -<br />
Petrobras<br />
14 Authority to Cancel Shares and<br />
Reduce Capital<br />
Mgmt For For For<br />
15 Authority to Issue Shares and/or<br />
Convertible Securities w/<br />
Preemptive Rights; Authority to<br />
Issue Debt Instruments<br />
Mgmt For Against Against<br />
16 Authority to Issue Shares and/or<br />
Convertible Securities w/o<br />
Preemptive Rights; Authority to<br />
Issue Debt Instruments<br />
Mgmt For For For<br />
17 Authority to Increase Share<br />
Issuance Limit<br />
Mgmt For For For<br />
18 Increase in Increase Capital in<br />
Consideration of Contributions in<br />
Kind<br />
Mgmt For For For<br />
19 Increase in Increase Capital in<br />
Case of Exchange Offer<br />
Mgmt For Against Against<br />
20 Authority to Issue Debt<br />
Instruments<br />
Mgmt For For For<br />
21 Increase in Increase Capital<br />
Through Capitalizations<br />
Mgmt For For For<br />
22 Authority to Increase Capital<br />
Under Employee Savings Plan<br />
Mgmt For For For<br />
23 Authority to Issue Warrants as a<br />
Takeover Defense<br />
Mgmt For Against Against<br />
24 Amendment Regarding<br />
Staggered Board<br />
Mgmt For For For<br />
25 Authority to Carry Out Formalities Mgmt For For For<br />
26 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
PETR3 CUSIP 71654V408<br />
08/23/2011<br />
Voted<br />
Meeting Type Country of Trade<br />
Special United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Amendments to Articles<br />
Regarding Employee<br />
Representatives<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
PETR3 CUSIP 71654V408<br />
12/19/2011<br />
Voted<br />
Meeting Type Country of Trade<br />
Special United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Mergers by Absorption Mgmt For For For<br />
2 Elect Josue Christiano Gomes da<br />
Silva<br />
Mgmt For For For<br />
Ticker Security ID:<br />
PETR3 CUSIP 71654V408<br />
Meeting Type Country of Trade<br />
Special United States<br />
Meeting Date Meeting Status<br />
01/27/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Ratification of Appointment of<br />
Appraiser<br />
Mgmt For For For<br />
2 Valuation Report Mgmt For For For
Petroleo Brasileiro S.A. -<br />
Petrobras<br />
Petroleo Brasileiro S.A. -<br />
Petrobras<br />
Petroleo Brasileiro S.A. -<br />
Petrobras<br />
Pfizer Inc.<br />
3 Spin-off Agreement Mgmt For For For<br />
4 Spin-Off Mgmt For For For<br />
5 Ratification of Appointment of<br />
Appraiser<br />
Mgmt For For For<br />
6 Valuation Report Mgmt For For For<br />
7 Merger Agreement Mgmt For For For<br />
8 Merger by Absorption Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
PETR3 CUSIP 71654V408<br />
02/28/2012<br />
Voted<br />
Meeting Type Country of Trade<br />
Special United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Amendments to Articles<br />
Mgmt For For For<br />
Regarding Management Board<br />
2 Elect Maria das Gracas Silva<br />
Foster<br />
Ticker Security ID:<br />
PETR3 CUSIP 71654V408<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Mgmt For For For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Capital Expenditure Budget Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Election of Directors Mgmt For For For<br />
5 Election of Board Member(s)<br />
Representative of<br />
Minority/Preferred Shareholders<br />
Mgmt For For For<br />
6 Election of Chairman of the<br />
Board<br />
Mgmt For For For<br />
7 Election of Supervisory Council<br />
Members<br />
Mgmt For For For<br />
8 Election of Supervisory Council<br />
Member(s) Representative of<br />
Minority/Preferred Shareholders<br />
Mgmt For For For<br />
9 Remuneration Policy Mgmt For For For<br />
10 Capitalization of Reserves w/o<br />
Share Issue<br />
Mgmt For For For<br />
Ticker Security ID:<br />
PETR3 CUSIP 71654V101<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
03/19/2012 Voted<br />
Meeting Date Meeting Status<br />
03/19/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Election of Board Member(s)<br />
Representative of<br />
Minority/Preferred Shareholders<br />
Mgmt For For For<br />
2 Election of Supervisory Council<br />
Member(s) Representative of<br />
Minority/Preferred Shareholders<br />
Mgmt For For For
Philip Morris International Inc.<br />
Ticker Security ID:<br />
PFE CUSIP 717081103<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Dennis Ausiello Mgmt For For For<br />
2 Elect M. Anthony Burns Mgmt For For For<br />
3 Elect W. Don Cornwell Mgmt For For For<br />
4 Elect Frances Fergusson Mgmt For For For<br />
5 Elect William Gray, III Mgmt For For For<br />
6 Elect Helen Hobbs Mgmt For For For<br />
7 Elect Constance Horner Mgmt For For For<br />
8 Elect James Kilts Mgmt For For For<br />
9 Elect George Lorch Mgmt For For For<br />
10 Elect John Mascotte Mgmt For For For<br />
11 Elect Suzanne Nora Johnson Mgmt For For For<br />
12 Elect Ian Read Mgmt For For For<br />
13 Elect Stephen Sanger Mgmt For For For<br />
14 Elect Marc Tessier-Lavigne Mgmt For For For<br />
15 Ratification of Auditor Mgmt For For For<br />
16 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
17 Shareholder Proposal Regarding<br />
Political Contributions and<br />
Expenditure in Newspapers<br />
18 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
19 Shareholder Proposal Regarding<br />
Right to Call a Special Meeting<br />
20 Shareholder Proposal Regarding<br />
Advisory Vote on Director<br />
Compensation<br />
Meeting Date Meeting Status<br />
04/26/2012 Voted<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
ShrHoldr Against For Against<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
PM CUSIP 718172109<br />
05/09/2012<br />
Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Harold Brown Mgmt For For For<br />
2 Elect Mathis Cabiallavetta Mgmt For For For<br />
3 Elect Louis Camilleri Mgmt For For For<br />
4 Elect J. Dudley Fishburn Mgmt For For For<br />
5 Elect Jennifer Li Mgmt For For For<br />
6 Elect Graham Mackay Mgmt For For For<br />
7 Elect Sergio Marchionne Mgmt For For For<br />
8 Elect Kalpana Morparia Mgmt For For For<br />
9 Elect Lucio Noto Mgmt For For For<br />
10 Elect Robert Polet Mgmt For For For<br />
11 Elect Carlos Slim Helu Mgmt For For For<br />
12 Elect Stephen Wolf Mgmt For For For<br />
13 Ratification of Auditor Mgmt For For For<br />
14 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
15 2012 Performance Incentive Plan Mgmt For For For<br />
16 Shareholder Proposal Regarding<br />
Independent Board Chair<br />
ShrHoldr Against Abstain Against<br />
17 Shareholder Proposal Regarding<br />
Formation of Ethics Committee<br />
ShrHoldr Against Against For
Potash Corporation of<br />
Saskatchewan Inc.<br />
Praxair, Inc.<br />
Precision Castparts Corp.<br />
Ticker Security ID:<br />
POT CUSIP 73755L107<br />
Meeting Type Country of Trade<br />
Special United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Christopher Burley Mgmt For For For<br />
1.2 Elect Donald Chynoweth Mgmt For For For<br />
1.3 Elect Daniel Clauw Mgmt For For For<br />
1.4 Elect William Doyle Mgmt For For For<br />
1.5 Elect John Estey Mgmt For For For<br />
1.6 Elect Gerald Grandey Mgmt For For For<br />
1.7 Elect Charles Hoffman Mgmt For For For<br />
1.8 Elect Dallas Howe Mgmt For For For<br />
1.9 Elect Alice Laberge Mgmt For For For<br />
1.10 Elect Keith Martell Mgmt For For For<br />
1.11 Elect Jeffrey McCaig Mgmt For For For<br />
1.12 Elect Mary Mogford Mgmt For For For<br />
1.13 Elect Elena Viyella de Paliza Mgmt For For For<br />
2 Appointment of Auditor Mgmt For For For<br />
3 Performance Option Plan Mgmt For For For<br />
4 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
PX CUSIP 74005P104<br />
04/24/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Stephen Angel Mgmt For For For<br />
1.2 Elect Oscar Bernardes Mgmt For For For<br />
1.3 Elect Bret Clayton Mgmt For For For<br />
1.4 Elect Nance Dicciani Mgmt For For For<br />
1.5 Elect Edward Galante Mgmt For For For<br />
1.6 Elect Claire Gargalli Mgmt For For For<br />
1.7 Elect Ira Hall Mgmt For For For<br />
1.8 Elect Raymond LeBoeuf Mgmt For For For<br />
1.9 Elect Larry McVay Mgmt For For For<br />
1.10 Elect Wayne Smith Mgmt For For For<br />
1.11 Elect Robert Wood Mgmt For For For<br />
2 Right to Call a Special Meeting Mgmt For For For<br />
3 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
4 Shareholder Proposal Regarding<br />
Advisory Vote on Electioneering<br />
Expenditures<br />
ShrHoldr Against Against For<br />
5 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
PCP CUSIP 740189105<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
05/17/2012 Voted<br />
Meeting Date Meeting Status<br />
08/16/2011 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Don Graber Mgmt For For For<br />
1.2 Elect Lester Lyles Mgmt For For For<br />
1.3 Elect Timothy Wicks Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For
priceline.com Incorporated<br />
Prudential plc<br />
4 Frequency of Advisory Vote on<br />
Executive Compensation<br />
Ticker Security ID:<br />
PCLN CUSIP 741503403<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Mgmt 1 Year 3 Years Against<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Jeffrey Boyd Mgmt For For For<br />
1.2 Elect Ralph Bahna Mgmt For For For<br />
1.3 Elect Howard Barker, Jr. Mgmt For For For<br />
1.4 Elect Jan Docter Mgmt For For For<br />
1.5 Elect Jeffrey Epstein Mgmt For For For<br />
1.6 Elect James Guyette Mgmt For For For<br />
1.7 Elect Nancy Peretsman Mgmt For For For<br />
1.8 Elect Craig Rydin Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
4 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
Meeting Date Meeting Status<br />
06/07/2012 Voted<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
PRU CINS G72899100<br />
05/17/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Elect Alexander Johnston Mgmt For For For<br />
5 Elect Kaikhushru Nargolwala Mgmt For For For<br />
6 Elect Keki Dadiseth Mgmt For For For<br />
7 Elect Howard Davies Mgmt For For For<br />
8 Elect Rob Devey Mgmt For For For<br />
9 Elect John Foley Mgmt For For For<br />
10 Elect Michael Garrett Mgmt For For For<br />
11 Elect Ann Godbehere Mgmt For For For<br />
12 Elect Paul Manduca Mgmt For For For<br />
13 Elect Harvey McGrath Mgmt For For For<br />
14 Elect Michael McLintock Mgmt For For For<br />
15 Elect Nic Nicandrou Mgmt For For For<br />
16 Elect Barry Stowe Mgmt For For For<br />
17 Elect Tidjane Thiam Mgmt For For For<br />
18 Elect Lord Andrew Turnbull Mgmt For For For<br />
19 Elect Michael Wells Mgmt For For For<br />
20 Appointment of Auditor Mgmt For For For<br />
21 Authority to Set Auditor's Fees Mgmt For For For<br />
22 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
23 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
24 Authority to Issue Repurchased<br />
Shares<br />
Mgmt For For For<br />
25 Savings-Related Share Option<br />
Scheme<br />
Mgmt For For For<br />
26 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
27 Authority to Repurchase Shares Mgmt For For For
QBE Insurance Group Limited<br />
Regeneron Pharmaceuticals,<br />
Inc.<br />
Rio Tinto plc<br />
28 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
QBE CINS Q78063114<br />
04/04/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Australia<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Remuneration Report Mgmt For For For<br />
3 Renew Proportional Takeover Mgmt For For For<br />
Provisions<br />
4 Re-elect Belinda Hutchinson Mgmt For For For<br />
5 Re-elect Isabel Hudson Mgmt For For For<br />
6 Re-elect Irene Lee Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
REGN CUSIP 75886F107<br />
06/08/2012<br />
Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Charles Baker Mgmt For For For<br />
1.2 Elect Michael Brown Mgmt For For For<br />
1.3 Elect Arthur Ryan Mgmt For For For<br />
1.4 Elect George Sing Mgmt For For For<br />
1.5 Elect Marc Tessier-Lavigne Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
RIO CINS G75754104<br />
04/19/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Elect Chris Lynch Mgmt For For For<br />
4 Elect John Varley Mgmt For For For<br />
5 Elect Tom Albanese Mgmt For For For<br />
6 Elect Robert Brown Mgmt For For For<br />
7 Elect Vivienne Cox Mgmt For For For<br />
8 Elect Jan du Plessis Mgmt For For For<br />
9 Elect Guy Elliott Mgmt For For For<br />
10 Elect Michael Fitzpatrick Mgmt For For For<br />
11 Elect Ann Godbehere Mgmt For For For<br />
12 Elect Richard Goodmanson Mgmt For For For<br />
13 Elect Lord John Kerr of<br />
Kinlochard<br />
Mgmt For For For<br />
14 Elect Paul Tellier Mgmt For For For<br />
15 Elect Samuel Walsh Mgmt For For For<br />
16 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
17 Global Employee Share Plan Mgmt For For For<br />
18 Share Savings Plan Renewal Mgmt For For For<br />
19 Authority to Issue Shares w/ Mgmt For Against Against<br />
Preemptive Rights<br />
20 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For Against Against
Royal Dutch Shell plc<br />
Royal Dutch Shell plc<br />
21 Authority to Repurchase Shares Mgmt For For For<br />
22 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
23 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
24 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
RDSB CUSIP 780259107<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
05/22/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Elect Sir Nigel Sheinwald Mgmt For For For<br />
4 Elect Josef Ackermann Mgmt For For For<br />
5 Elect Guy Elliott Mgmt For For For<br />
6 Elect Simon Henry Mgmt For For For<br />
7 Elect Charles Holliday, Jr. Mgmt For For For<br />
8 Elect Gerard Kleisterlee Mgmt For For For<br />
9 Elect Christine Morin-Postel Mgmt For For For<br />
10 Elect Jorma Ollila Mgmt For For For<br />
11 Elect Linda Stuntz Mgmt For For For<br />
12 Elect Jeroen van der Veer Mgmt For For For<br />
13 Elect Peter Voser Mgmt For For For<br />
14 Elect Hans Wijers Mgmt For For For<br />
15 Appointment of Auditor Mgmt For For For<br />
16 Authority to Set Auditor's Fees Mgmt For For For<br />
17 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For For For<br />
18 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
19 Authority to Repurchase Shares Mgmt For For For<br />
20 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
RDSB CUSIP 780259206<br />
05/22/2012<br />
Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Elect Sir Nigel Sheinwald Mgmt For For For<br />
4 Elect Josef Ackermann Mgmt For For For<br />
5 Elect Guy Elliott Mgmt For For For<br />
6 Elect Simon Henry Mgmt For For For<br />
7 Elect Charles Holliday, Jr. Mgmt For For For<br />
8 Elect Gerard Kleisterlee Mgmt For For For<br />
9 Elect Christine Morin-Postel Mgmt For For For<br />
10 Elect Jorma Ollila Mgmt For For For<br />
11 Elect Linda Stuntz Mgmt For For For<br />
12 Elect Jeroen van der Veer Mgmt For For For<br />
13 Elect Peter Voser Mgmt For For For<br />
14 Elect Hans Wijers Mgmt For For For<br />
15 Appointment of Auditor Mgmt For For For<br />
16 Authority to Set Auditor's Fees Mgmt For For For<br />
17 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For For For<br />
18 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
19 Authority to Repurchase Shares Mgmt For For For
Royal Dutch Shell Plc<br />
Sabmiller plc<br />
20 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
RDSB CINS G7690A118<br />
05/22/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Elect Sir Nigel Sheinwald Mgmt For For For<br />
4 Elect Josef Ackermann Mgmt For For For<br />
5 Elect Guy Elliott Mgmt For For For<br />
6 Elect Simon Henry Mgmt For For For<br />
7 Elect Charles Holliday, Jr. Mgmt For For For<br />
8 Elect Gerard Kleisterlee Mgmt For For For<br />
9 Elect Christine Morin-Postel Mgmt For For For<br />
10 Elect Jorma Ollila Mgmt For For For<br />
11 Elect Linda Stuntz Mgmt For For For<br />
12 Elect Jeroen van der Veer Mgmt For For For<br />
13 Elect Peter Voser Mgmt For For For<br />
14 Elect Hans Wijers Mgmt For For For<br />
15 Appointment of Auditor Mgmt For For For<br />
16 Authority to Set Auditor's Fees Mgmt For For For<br />
17 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For For For<br />
18 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
19 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
20 Authority to Repurchase Shares Mgmt For For For<br />
21 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
Ticker Security ID:<br />
SAB CINS G77395104<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Elect Lesley Knox Mgmt For For For<br />
4 Elect Helen Weir Mgmt For For For<br />
5 Elect Jamie Wilson Mgmt For For For<br />
6 Elect Mark Armour Mgmt For For For<br />
7 Elect Geoffrey Bible Mgmt For For For<br />
8 Elect Dinyar Devitre Mgmt For For For<br />
9 Elect Graham Mackay Mgmt For For For<br />
10 Elect John Manser Mgmt For For For<br />
11 Elect John Manzoni Mgmt For For For<br />
12 Elect Miles Morland Mgmt For For For<br />
13 Elect Dambisa Moyo Mgmt For For For<br />
14 Elect Carlos Alejandro Perez<br />
Davila<br />
Mgmt For For For<br />
15 Elect Rob Pieterse Mgmt For For For<br />
16 Elect Cyril Ramaphosa Mgmt For For For<br />
17 Elect Alejandro Santo Domingo Mgmt For For For<br />
Davila<br />
Meeting Date Meeting Status<br />
07/21/2011 Voted<br />
18 Elect Howard Willard Mgmt For For For<br />
19 Elect Meyer Kahn Mgmt For For For<br />
20 Allocation of Profits/Dividends Mgmt For For For<br />
21 Appointment of Auditor Mgmt For For For
Samsung Electronics Co., Ltd.<br />
Sands China Limited<br />
Sap AG<br />
22 Authority to Set Auditor's Fees Mgmt For For For<br />
23 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For For For<br />
24 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
25 Authority to Repurchase Shares Mgmt For For For<br />
26 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
005930 CINS Y74718100<br />
03/16/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Korea, Republic of<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Allocation of Mgmt For For For<br />
Profits/Dividends<br />
2 Election Of Independent<br />
Directors (Slate): (I) Yoon Dong<br />
Min; (Ii) Kim Han Joong; And (Iii)<br />
Lee Byung Ki<br />
3 Election Of Executive Directors<br />
(Slate): (I) Choi Gee Sung; (Ii)<br />
Kwon Oh Hyun; And (Iii) Yoon Ju<br />
Hwa<br />
4 Election Of Audit Committee<br />
Members (Slate): (I) Yoon Dong<br />
Min; And (Ii) Kim Han Joong<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
5 Directors' Fees Mgmt For For For<br />
6 Spin-off Mgmt For For For<br />
7 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
1928 CINS G7800X107<br />
Meeting Type Country of Trade<br />
Annual Cayman Islands<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Allocation of Profits/Dividends Mgmt For For For<br />
5 Elect Sheldon Adelson Mgmt For For For<br />
6 Elect Edward Tracy Mgmt For For For<br />
7 Elect William Lau Wong Mgmt For For For<br />
8 Elect Irwin Siegel Mgmt For For For<br />
9 Elect Rachel Chang Yun Mgmt For For For<br />
10 Elect Iain Bruce Mgmt For For For<br />
11 Directors' Fees Mgmt For For For<br />
12 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
13 Authority to Repurchase Shares Mgmt For For For<br />
14 Authority to Issue Shares w/o Mgmt For Against Against<br />
Preemptive Rights<br />
15 Authority to Issue Repurchased<br />
Shares<br />
Ticker Security ID:<br />
SAP CINS D66992104<br />
Meeting Type Country of Trade<br />
Meeting Date Meeting Status<br />
06/01/2012 Voted<br />
Mgmt For Against Against<br />
Meeting Date Meeting Status<br />
05/23/2012 Voted
Schlumberger N.V.<br />
(Schlumberger Limited)<br />
Schneider Electric SA<br />
Annual Germany<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board Mgmt For For For<br />
Acts<br />
8 Compensation Policy Mgmt For For For<br />
9 Appointment of Auditor Mgmt For For For<br />
10 Elect Hasso Plattner Mgmt For For For<br />
11 Elect Pekka Ala-Pietila Mgmt For For For<br />
12 Elect Anja Feldmann Mgmt For For For<br />
13 Elect Wilhelm Haarmann Mgmt For For For<br />
14 Elect Bernard Liautaud Mgmt For For For<br />
15 Elect Hartmut Mehdorn Mgmt For For For<br />
16 Elect Erhard Schipporeit Mgmt For For For<br />
17 Elect Klaus Wucherer Mgmt For For For<br />
18 Cancellation of Conditional<br />
Capital<br />
Mgmt For For For<br />
Ticker Security ID:<br />
SLB CUSIP 806857108<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Peter Currie Mgmt For For For<br />
2 Elect Anthony Isaac Mgmt For For For<br />
3 Elect K.V. Kamath Mgmt For For For<br />
4 Elect Paal Kibsgaard Mgmt For For For<br />
5 Elect Nikolay Kudryavtsev Mgmt For For For<br />
6 Elect Adrian Lajous Mgmt For For For<br />
7 Elect Michael Marks Mgmt For For For<br />
8 Elect Elizabeth Moler Mgmt For For For<br />
9 Elect Lubna Olayan Mgmt For For For<br />
10 Elect Leo Reif Mgmt For For For<br />
11 Elect Tore Sandvold Mgmt For For For<br />
12 Elect Henri Seydoux Mgmt For For For<br />
13 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
14 Approval of Financial Statements<br />
and Dividends<br />
Mgmt For For For<br />
15 Ratification of Auditor Mgmt For For For<br />
16 Amendment to the 2004 Stock<br />
and Deferral Plan for Non-<br />
Employee Directors<br />
Mgmt For For For<br />
Ticker Security ID:<br />
SU CINS F86921107<br />
Meeting Type Country of Trade<br />
Mix France<br />
Meeting Date Meeting Status<br />
04/11/2012 Voted<br />
Meeting Date Meeting Status<br />
05/03/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Accounts and Reports Mgmt For For For
Shoprite Holdings Limited<br />
Shoprite Holdings Limited<br />
5 Consolidated Accounts and<br />
Reports<br />
Mgmt For For For<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Supplementary Retirement<br />
Benefits for Management Board<br />
Members<br />
Mgmt For For For<br />
8 Severance Agreement for Jean-<br />
Pascal Tricoire<br />
Mgmt For For For<br />
9 Elect Leo Apotheker Mgmt For For For<br />
10 Ratification of the Co-option of<br />
Xavier Fontanet<br />
Mgmt For For For<br />
11 Elect Antoine Gosset-Grainville Mgmt For For For<br />
12 Elect Willy Kissling Mgmt For For For<br />
13 Elect Henri Lachmann Mgmt For For For<br />
14 Elect Richard Thoman Mgmt For For For<br />
15 Elect Manfred Brill Mgmt Against For Against<br />
16 Elect Claude Briquet Mgmt Against For Against<br />
17 Elect Magali Herbaut Mgmt For For For<br />
18 Elect Thierry Jacquet Mgmt Against For Against<br />
19 Authority to Repurchase Shares Mgmt For For For<br />
20 Employee Stock Purchase Plan<br />
for Overseas Employees<br />
Mgmt For For For<br />
21 Authorization of Legal Formalities Mgmt For For For<br />
22 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
23 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
SHP CINS S76263102<br />
Meeting Type Country of Trade<br />
Annual South Africa<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Appointment of Auditor Mgmt For For For<br />
3 Re-elect Christo Wiese Mgmt For For For<br />
4 Re-elect JA Louw Mgmt For For For<br />
5 Re-elect JF Malherbe Mgmt For For For<br />
6 Re-elect BR Weyers Mgmt For For For<br />
7 Elect Audit Committee Members<br />
(Rademeyer)<br />
Mgmt For For For<br />
8 Elect Audit Committee Members<br />
(Louw)<br />
Mgmt For For For<br />
9 Elect Audit Committee Members<br />
(Malherbe)<br />
Mgmt For For For<br />
10 Approve Remuneration Policy Mgmt For For For<br />
11 General Authority to Issue<br />
Shares<br />
Mgmt For For For<br />
12 Authority to Issue Shares for Mgmt For For For<br />
Cash<br />
13 Approve Directors' Fees Mgmt For For For<br />
14 Approve Financial Assistance Mgmt For For For<br />
15 Authority to Repurchase Shares Mgmt For For For<br />
16 Authorisation of Legal Formalities Mgmt For For For<br />
Ticker Security ID:<br />
SHP CINS S76263102<br />
Meeting Type Country of Trade<br />
Special South Africa<br />
Meeting Date Meeting Status<br />
10/31/2011 Voted<br />
Meeting Date Meeting Status<br />
06/28/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt
Siemens AG<br />
Softbank Corporation<br />
Sonic Healthcare Limited<br />
Sonova Holding AG<br />
1 Authority to Issue Ordinary<br />
Shares to holders of Convertible<br />
Bonds<br />
2 Authority to Issue Deferred<br />
Shares to Thibault Square<br />
Financial Services (Pty) Ltd<br />
Mgmt For For For<br />
Mgmt For For For<br />
3 Authority to Issue Deferred<br />
Shares Pursuant to Share<br />
Placement<br />
Mgmt For For For<br />
4 Approve Financial Assistance Mgmt For For For<br />
Ticker Security ID:<br />
SIE CINS D69671218<br />
Meeting Type Country of Trade<br />
Annual Germany<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Ratification of Management<br />
Board Acts<br />
Mgmt For For For<br />
7 Ratification of Supervisory Board<br />
Acts<br />
Mgmt For For For<br />
8 Appointment of Auditor Mgmt For For For<br />
9 Shareholder Proposal Regarding<br />
Board Gender Diversity<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
9984 CINS J75963108<br />
06/22/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
Ticker Security ID:<br />
SHL CINS Q8563C107<br />
Meeting Type Country of Trade<br />
Annual Australia<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Re-elect Peter Campbell Mgmt For For For<br />
3 Re-elect Lou Panaccio Mgmt For For For<br />
4 Re-elect Christopher Wilks Mgmt For For For<br />
5 Remuneration Report Mgmt For For For<br />
6 Renew Employee Option Plan Mgmt For For For<br />
7 Equity Grant (MD/CEO<br />
Goldschmidt)<br />
Mgmt For For For<br />
8 Equity Grant (FD/CFO Wilks) Mgmt For For For<br />
Ticker Security ID:<br />
SOON CINS H8024W106<br />
Meeting Type Country of Trade<br />
Meeting Date Meeting Status<br />
01/24/2012 Voted<br />
Meeting Date Meeting Status<br />
11/18/2011 Voted<br />
Meeting Date Meeting Status<br />
06/19/2012 Voted
Starbucks Corporation<br />
Sumitomo Mitsui Financial<br />
Group Inc<br />
Annual Switzerland<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Remuneration Report Mgmt For For For<br />
5 Allocation of Profits Mgmt For For For<br />
6 Dividend from Reserves Mgmt For For For<br />
7 Ratification of Board and<br />
Mgmt For For For<br />
Management Acts<br />
8 Amendments to Articles<br />
Regarding Removal of Obsolete<br />
Articles<br />
9 Amendments to Articles<br />
Regarding Directors' Term<br />
Lengths<br />
Mgmt For For For<br />
Mgmt For For For<br />
10 Elect Michael Jacobi Mgmt For For For<br />
11 Elect Andy Rihs Mgmt For For For<br />
12 Elect Anssi Vanjoki Mgmt For For For<br />
13 Elect Ronald van der Vis Mgmt For For For<br />
14 Elect Robert Spoerry Mgmt For For For<br />
15 Elect Beat Hess Mgmt For For For<br />
16 Appointment of Auditor Mgmt For For For<br />
17 Transaction of Other Business Mgmt For Abstain Against<br />
18 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
SBUX CUSIP 855244109<br />
03/21/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Howard Schultz Mgmt For For For<br />
2 Elect William Bradley Mgmt For For For<br />
3 Elect Mellody Hobson Mgmt For For For<br />
4 Elect Kevin Johnson Mgmt For For For<br />
5 Elect Olden Lee Mgmt For For For<br />
6 Elect Joshua Ramo Mgmt For For For<br />
7 Elect James Shennan, Jr. Mgmt For For For<br />
8 Elect Clara Shih Mgmt For For For<br />
9 Elect Javier Teruel Mgmt For For For<br />
10 Elect Myron Ullman III Mgmt For For For<br />
11 Elect Craig Weatherup Mgmt For For For<br />
12 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
13 Amendment to the Executive<br />
Management Bonus Plan<br />
Mgmt For For For<br />
14 Ratification of Auditor Mgmt For For For<br />
15 Shareholder Proposal Regarding<br />
Formation of Sustainability<br />
Committee<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
8316 CINS J7771X109<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Meeting Date Meeting Status<br />
06/28/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Kohichi Miyata Mgmt For For For<br />
4 Elect Nobuaki Kurumatani Mgmt For For For
Suzuki Motor Corp<br />
Swatch Group Ltd. (The)<br />
Swatch Group Ltd. (The)<br />
Syngenta AG<br />
5 Elect Yoshinori Yokoyama Mgmt For For For<br />
6 Elect Yohji Yamaguchi Mgmt For For For<br />
7 Elect Rokuroh Tsuruta Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
7269 CINS J78529138<br />
06/28/2012<br />
Voted<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Osamu Suzuki Mgmt For For For<br />
4 Elect Minoru Tamura Mgmt For For For<br />
5 Elect Osamu Honda Mgmt For For For<br />
6 Elect Toshihiro Suzuki Mgmt For For For<br />
7 Elect Yasuhito Harayama Mgmt For For For<br />
8 Elect Shinzoh Nakanishi Mgmt For For For<br />
9 Elect Toyokazu Sugimoto Mgmt For For For<br />
10 Elect Masanori Atsumi Mgmt For For For<br />
11 Elect Naoki Aizawa Mgmt For For For<br />
12 Elect Eiji Mochizuki Mgmt For For For<br />
13 Elect Masakazu Iguchi Mgmt For For For<br />
14 Elect Sakutaroh Tanino Mgmt For For For<br />
15 Elect Tamotsu Kamimura Mgmt For For For<br />
16 Elect Kunio Nakamura Mgmt For For For<br />
17 Elect Shin Ishizuka Mgmt For For For<br />
18 Elect Masataka Ohsuka Mgmt For For For<br />
19 Elect Norio Tanaka Mgmt For For For<br />
20 Bonus Mgmt For For For<br />
21 Stock Option Plan Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
UHR CINS H83949133<br />
05/16/2012 Voted<br />
Meeting Type Country of Trade<br />
Special Switzerland<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Ratification of Board Acts Mgmt For For For<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Appointment of Auditor Mgmt For For For<br />
7 Transaction of Other Business Mgmt For Abstain Against<br />
Ticker Security ID:<br />
UHR CINS H83949141<br />
Meeting Type Country of Trade<br />
Annual Switzerland<br />
Meeting Date Meeting Status<br />
05/16/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Accounts and Reports Mgmt For For For<br />
3 Ratification of Board Acts Mgmt For For For<br />
4 Allocation of Profits/Dividends Mgmt For For For<br />
5 Appointment of Auditor Mgmt For For For<br />
6 Transaction of Other Business Mgmt For Abstain Against
Taiwan Semiconductor<br />
Manufacturing Co., Ltd.<br />
Taiwan Semiconductor<br />
Manufacturing Co., Ltd.<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
SYNN CINS H84140112<br />
04/24/2012 Take No Action<br />
Meeting Type Country of Trade<br />
Annual Switzerland<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A TNA N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A TNA N/A<br />
3 Accounts and Reports Mgmt For TNA N/A<br />
4 Compensation Report Mgmt For TNA N/A<br />
5 Ratification of Board and<br />
Management Acts<br />
Mgmt For TNA N/A<br />
6 Cancellation of Shares and Mgmt For TNA N/A<br />
Reduction in Share Capital<br />
7 Allocation of Profits/Dividends Mgmt For TNA N/A<br />
8 Authority to Repurchase Shares Mgmt For TNA N/A<br />
9 Amendments to Articles Mgmt For TNA N/A<br />
10 Elect Stefan Borgas Mgmt For TNA N/A<br />
11 Elect Peggy Bruzelius Mgmt For TNA N/A<br />
12 Elect David Lawrence Mgmt For TNA N/A<br />
13 Elect Jurg Witmer Mgmt For TNA N/A<br />
14 Elect Vinita Bali Mgmt For TNA N/A<br />
15 Elect Gunnar Brock Mgmt For TNA N/A<br />
16 Elect Michel Demare Mgmt For TNA N/A<br />
17 Appointment of Auditor Mgmt For TNA N/A<br />
18 Transaction of Other Business Mgmt For TNA N/A<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
2330 CUSIP 874039100<br />
06/12/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Amendments to Articles Mgmt For For For<br />
4 Amendments to Procedural<br />
Rules: Election of Directors and<br />
Supervisors<br />
Mgmt For For For<br />
5.1 Elect Morris Chang Mgmt For For For<br />
5.2 Elect Fan-Cheng Tseng Mgmt For For For<br />
5.3 Elect Johnsee Lee Mgmt For For For<br />
5.4 Elect Rick Tsai Mgmt For For For<br />
5.5 Elect Peter Bonfield Mgmt For For For<br />
5.6 Elect Stan Shih Mgmt For For For<br />
5.7 Elect Thomas Engibous Mgmt For For For<br />
5.8 Elect Gregory Chow Mgmt For For For<br />
5.9 Elect Kok-Choo Chen Mgmt For For For<br />
Ticker Security ID:<br />
2330 CINS Y84629107<br />
Meeting Type Country of Trade<br />
Annual Taiwan<br />
Meeting Date Meeting Status<br />
06/12/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Accounts and Reports Mgmt For For For<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Amendments to Articles Mgmt For For For
TE Connectivity Ltd.<br />
Technip<br />
8 Amendments to Procedural<br />
Rules: Election of Directors and<br />
Supervisors<br />
Mgmt For For For<br />
9 Elect Morris Chang Mgmt For For For<br />
10 Elect Fan-Cheng Tseng Mgmt For For For<br />
11 Elect Johnsee Lee Mgmt For For For<br />
12 Elect Rick Tsai Mgmt For For For<br />
13 Elect Peter Bonfield Mgmt For For For<br />
14 Elect Stan Shih Mgmt For For For<br />
15 Elect Thomas Engibous Mgmt For For For<br />
16 Elect Gregory Chow Mgmt For For For<br />
17 Elect Kok-Choo Chen Mgmt For For For<br />
18 Extraordinary motions Mgmt For Abstain Against<br />
Ticker Security ID:<br />
TEL CUSIP H84989104<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Pierre Brondeau Mgmt For For For<br />
2 Elect Juergen Gromer Mgmt For For For<br />
3 Elect William Jeffrey Mgmt For For For<br />
4 Elect Thomas Lynch Mgmt For For For<br />
5 Elect Nan Yong Mgmt For For For<br />
6 Elect Daniel Phelan Mgmt For For For<br />
7 Elect Frederic Poses Mgmt For For For<br />
8 Elect Lawrence Smith Mgmt For For For<br />
9 Elect Paula Sneed Mgmt For For For<br />
10 Elect David Steiner Mgmt For For For<br />
11 Election John Van Scoter Mgmt For For For<br />
12 2011 Annual Report Mgmt For For For<br />
13 Statutory Financial Statements Mgmt For For For<br />
14 Consolidated Financial<br />
Statements<br />
Mgmt For For For<br />
15 Release Board of Directors and<br />
Executive Officers<br />
Mgmt For For For<br />
16 Deloitte & Touche Mgmt For For For<br />
17 Deloitte AG, Zurich Mgmt For For For<br />
18 PricewaterhouseCoopers AG,<br />
Zurich<br />
Mgmt For For For<br />
19 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
20 Amendment to the 2007 Stock Mgmt For For For<br />
and Incentive Plan<br />
21 Reduction of Share Capital Under<br />
the Share Repurchase Program<br />
Meeting Date Meeting Status<br />
03/07/2012 Voted<br />
Mgmt For For For<br />
22 Authority to Repurchase Shares Mgmt For For For<br />
23 Dividend Distribution Through a<br />
Reduction of Capital<br />
Mgmt For For For<br />
24 Reallocation of Free Reserves to<br />
Legal Reserves<br />
Mgmt For For For<br />
25 Right to Adjourn Meeting Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
TEC CINS F90676101<br />
04/26/2012 Voted<br />
Meeting Type Country of Trade<br />
Mix France<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A
Tenaris S.A.<br />
4 Accounts and Reports Mgmt For For For<br />
5 Allocation of Profits/Dividends Mgmt For For For<br />
6 Consolidated Accounts and<br />
Reports<br />
Mgmt For For For<br />
7 Related Party Transactions Mgmt For For For<br />
8 Supplementary Retirement<br />
Benefits; Non-Compete<br />
Agreement (Thierry Pilenko)<br />
Mgmt For For For<br />
9 Authority to Repurchase Shares Mgmt For For For<br />
10 Amendments Regarding<br />
Shareholder Disclosure Rules<br />
and Shareholder Participation<br />
Mgmt For For For<br />
11 Authority to Issue Shares and/or<br />
Convertible Securities w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
12 Authority to Issue Shares and/or<br />
Convertible Securities w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
13 Authority to Issue Shares and/or<br />
Convertible Securities through<br />
Private Placement<br />
Mgmt For For For<br />
14 Authority to Issue Restricted<br />
Shares to Employees and<br />
Employees and Corporate<br />
Officers of Subsidiaries<br />
Mgmt For For For<br />
15 Authority to Issue Restricted<br />
Shares to Corporate Officers<br />
Mgmt For For For<br />
16 Authority to Grant Stock Options<br />
to Employees and Employees<br />
and Corporate Officers of<br />
Subsidiaries<br />
Mgmt For For For<br />
17 Grant Stock Options to Corporate<br />
Officers<br />
Mgmt For For For<br />
18 Employee Stock Purchase Plan<br />
For Overseas Employees<br />
Mgmt For For For<br />
19 Employee Stock Purchase Plan Mgmt For For For<br />
20 Authorization of Legal Formalities Mgmt For For For<br />
21 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
TEN CUSIP 88031M109<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Presentation of Accounts and<br />
Reports<br />
Mgmt For For For<br />
2 Consolidated Accounts and Mgmt For For For<br />
Reports<br />
3 Accounts and Reports Mgmt For For For<br />
4 Allocation of Profits/Dividends Mgmt For For For<br />
5 Ratification of Board Acts Mgmt For For For<br />
6 Election of Directors Mgmt For For For<br />
7 Directors' Fees Mgmt For For For<br />
8 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
9 Authorize Electronic<br />
Communications<br />
Mgmt For For For<br />
10 Increase in Authorized Capital Mgmt For Against Against<br />
11 Amendment Regarding Board<br />
Minutes<br />
Mgmt For For For<br />
12 Amendment Regarding Power of Mgmt For For For<br />
Attorney<br />
13 Amendment Regarding<br />
Appointment of Auditors<br />
Meeting Date Meeting Status<br />
05/02/2012 Voted<br />
Mgmt For For For
Tesco plc<br />
Texas Instruments Incorporated<br />
14 Amendment Regarding Time of<br />
Annual Shareholder Meeting<br />
15 Amendment Regarding Notice of<br />
Meeting<br />
16 Amendment Eliminating<br />
Shareblocking and Establishing<br />
<strong>Record</strong> Date<br />
17 Amendment Regarding<br />
Extraordinary General Meeting<br />
18 Amendment Regarding<br />
Distribution of Dividends<br />
19 Amendment Regarding Electronic<br />
Disclosure of Documents<br />
20 Amendment Regarding<br />
Distribution of Dividends<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
TSCO CINS G87621101<br />
07/01/2011 Voted<br />
Meeting Type Country of Trade<br />
Annual United Kingdom<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Elect Gareth Bullock Mgmt For For For<br />
5 Elect Stuart Chambers Mgmt For For For<br />
6 Elect David Reid Mgmt For For For<br />
7 Elect Philip Clarke Mgmt For For For<br />
8 Elect Richard Brasher Mgmt For For For<br />
9 Elect Patrick Cescau Mgmt For For For<br />
10 Elect Karen Cook Mgmt For For For<br />
11 Elect Ken Hanna Mgmt For For For<br />
12 Elect Andrew Higginson Mgmt For For For<br />
13 Elect Kenneth Hydon Mgmt For For For<br />
14 Elect Tim Mason Mgmt For For For<br />
15 Elect Laurie McIlwee Mgmt For For For<br />
16 Elect Lucy Neville-Rolfe Mgmt For For For<br />
17 Elect David Potts Mgmt For For For<br />
18 Elect Jacqueline Tammenoms<br />
Bakker<br />
Mgmt For For For<br />
19 Appointment of Auditor Mgmt For For For<br />
20 Authority to Set Auditor's Fees Mgmt For For For<br />
21 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
22 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
23 Authority to Repurchase Shares Mgmt For For For<br />
24 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
25 Performance Share Plan<br />
Renewal<br />
Mgmt For For For<br />
26 Savings-Related Share Option Mgmt For For For<br />
Scheme Renewal<br />
27 Authority to Set General Meeting<br />
Notice Period at 14 Days<br />
Ticker Security ID:<br />
TXN CUSIP 882508104<br />
Meeting Type Country of Trade<br />
Mgmt For For For<br />
Meeting Date Meeting Status<br />
04/19/2012 Voted
The Bank of Nova Scotia<br />
The Boeing Company<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Ralph Babb, Jr. Mgmt For For For<br />
2 Elect Daniel Carp Mgmt For For For<br />
3 Elect Carrie Cox Mgmt For For For<br />
4 Elect Pamela Patsley Mgmt For For For<br />
5 Elect Robert Sanchez Mgmt For For For<br />
6 Elect Wayne Sanders Mgmt For For For<br />
7 Elect Ruth Simmons Mgmt For For For<br />
8 Elect Richard Templeton Mgmt For For For<br />
9 Elect Christine Whitman Mgmt For For For<br />
10 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
BNS CUSIP 064149107<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Ronald Brenneman Mgmt For For For<br />
1.2 Elect C.J. Chen Mgmt For For For<br />
1.3 Elect David Dodge Mgmt For For For<br />
1.4 Elect N. Ashleigh Everett Mgmt For For For<br />
1.5 Elect John Kerr Mgmt For For For<br />
1.6 Elect John Mayberry Mgmt For For For<br />
1.7 Elect Thomas O'Neill Mgmt For For For<br />
1.8 Elect Indira Samarasekera Mgmt For For For<br />
1.9 Elect Susan Segal Mgmt For For For<br />
1.10 Elect Allan Shaw Mgmt For For For<br />
1.11 Elect Paul Sobey Mgmt For For For<br />
1.12 Elect Barbara Thomas Mgmt For For For<br />
1.13 Elect Richard Waugh Mgmt For For For<br />
2 Appointment of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
4 Shareholder Proposal Regarding<br />
the Performance Objectives and<br />
Vesting Period of Options<br />
5 Shareholder Proposal Regarding<br />
Comparison of Compensation<br />
and Financial Performance<br />
6 Shareholder Proposal Regarding<br />
Composition of the<br />
Compensation Committee<br />
Meeting Date Meeting Status<br />
04/03/2012 Voted<br />
Mgmt Against For Against<br />
Mgmt Against Against For<br />
Mgmt Against Against For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
BA CUSIP 097023105<br />
04/30/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect David Calhoun Mgmt For For For<br />
2 Elect Arthur Collins, Jr. Mgmt For For For<br />
3 Elect Linda Cook Mgmt For For For<br />
4 Elect Kenneth Duberstein Mgmt For For For<br />
5 Elect Edmund Giambastiani, Jr. Mgmt For For For<br />
6 Elect Lawrence Kellner Mgmt For For For<br />
7 Elect Edward Liddy Mgmt For For For<br />
8 Elect W. James McNerney, Jr. Mgmt For For For<br />
9 Elect Susan Schwab Mgmt For For For<br />
10 Elect Ronald Williams Mgmt For For For
The Coca-Cola Company<br />
The Goldman Sachs Group, Inc.<br />
11 Elect Mike Zafirovski Mgmt For For For<br />
12 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
13 Ratification of Auditor Mgmt For For For<br />
14 Shareholder Proposal Regarding<br />
Political Contributions and<br />
Expenditures Report<br />
ShrHoldr Against Against For<br />
15 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
ShrHoldr Against Against For<br />
16 Shareholder Proposal Regarding<br />
Retention of Shares After<br />
Retirement<br />
ShrHoldr Against Against For<br />
17 Shareholder Proposal Regarding<br />
Supplemental Executive<br />
Retirement Benefits<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
KO CUSIP 191216100<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Herbert Allen Mgmt For For For<br />
2 Elect Ronald Allen Mgmt For For For<br />
3 Elect Howard Buffett Mgmt For For For<br />
4 Elect Richard Daley Mgmt For For For<br />
5 Elect Barry Diller Mgmt For For For<br />
6 Elect Evan Greenberg Mgmt For For For<br />
7 Elect Alexis Herman Mgmt For For For<br />
8 Elect Muhtar Kent Mgmt For For For<br />
9 Elect Donald Keough Mgmt For For For<br />
10 Elect Robert Kotick Mgmt For For For<br />
11 Elect Maria Lagomasino Mgmt For For For<br />
12 Elect Donald McHenry Mgmt For For For<br />
13 Elect Sam Nunn Mgmt For For For<br />
14 Elect James Robinson III Mgmt For For For<br />
15 Elect Peter Ueberroth Mgmt For For For<br />
16 Elect Jacob Wallenberg Mgmt For For For<br />
17 Elect James Williams Mgmt For For For<br />
18 Ratification of Auditor Mgmt For For For<br />
19 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
Ticker Security ID:<br />
GS CUSIP 38141G104<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted<br />
Meeting Date Meeting Status<br />
05/24/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Lloyd Blankfein Mgmt For For For<br />
2 Elect M. Michele Burns Mgmt For For For<br />
3 Elect Gary Cohn Mgmt For For For<br />
4 Elect Claes Dahlback Mgmt For For For<br />
5 Elect Stephen Friedman Mgmt For For For<br />
6 Elect William George Mgmt For For For<br />
7 Elect James Johnson Mgmt For For For<br />
8 Elect Lakshmi Mittal Mgmt For For For<br />
9 Elect James Schiro Mgmt For For For<br />
10 Elect Debra Spar Mgmt For For For<br />
11 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For
The Procter & Gamble Company<br />
The Walt Disney Company<br />
13 Shareholder Proposal Regarding<br />
Cumulative <strong>Voting</strong><br />
14 Shareholder Proposal Regarding<br />
Retention of Shares After<br />
Retirement<br />
15 Shareholder Proposal Regarding<br />
Lobbying Report<br />
ShrHoldr Against For Against<br />
ShrHoldr Against Against For<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
PG CUSIP 742718109<br />
10/11/2011 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Angela Braly Mgmt For For For<br />
2 Elect Kenneth Chenault Mgmt For For For<br />
3 Elect Scott Cook Mgmt For For For<br />
4 Elect Susan Desmond-Hellmann Mgmt For For For<br />
5 Elect Robert McDonald Mgmt For For For<br />
6 Elect W. James McNerney, Jr. Mgmt For For For<br />
7 Elect Johnathan Rodgers Mgmt For For For<br />
8 Elect Margaret Whitman Mgmt For For For<br />
9 Elect Mary Wilderotter Mgmt For For For<br />
10 Elect Patricia Woertz Mgmt For For For<br />
11 Elect Ernesto Zedillo Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
13 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
14 Frequency of Advisory Vote on<br />
Executive Compensation<br />
Mgmt 1 Year 3 Years Against<br />
15 Technical Amendments<br />
Regarding Preferred Stock<br />
Mgmt For For For<br />
16 Shareholder Proposal Regarding<br />
Cumulative <strong>Voting</strong><br />
ShrHoldr Against For Against<br />
17 Shareholder Proposal Regarding ShrHoldr Against Against For<br />
Animal Welfare<br />
18 Shareholder Proposal Regarding<br />
Advisory Vote on Electioneering<br />
Expenditure<br />
Ticker Security ID:<br />
DIS CUSIP 254687106<br />
Meeting Type Country of Trade<br />
Annual United States<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Susan Arnold Mgmt For For For<br />
2 Elect John Chen Mgmt For For For<br />
3 Elect Judith Estrin Mgmt For For For<br />
4 Elect Robert Iger Mgmt For For For<br />
5 Elect Fred Langhammer Mgmt For Against Against<br />
6 Elect Aylwin Lewis Mgmt For For For<br />
7 Elect Monica Lozano Mgmt For For For<br />
8 Elect Robert Matschullat Mgmt For For For<br />
9 Elect Sheryl Sandberg Mgmt For For For<br />
10 Elect Orin Smith Mgmt For For For<br />
11 Ratification of Auditor Mgmt For For For<br />
12 Amendment to the 2011 Stock Mgmt For Against Against<br />
Incentive Plan<br />
13 Advisory Vote on Executive<br />
Compensation<br />
Meeting Date Meeting Status<br />
03/13/2012 Voted<br />
Mgmt For Against Against
Tiffany & Co.<br />
Time Warner Inc.<br />
Total SA<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
TIF CUSIP 886547108<br />
05/17/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Michael Kowalski Mgmt For For For<br />
2 Elect Rose Marie Bravo Mgmt For For For<br />
3 Elect Gary Costley Mgmt For For For<br />
4 Elect Lawrence Fish Mgmt For For For<br />
5 Elect Abby Kohnstamm Mgmt For For For<br />
6 Elect Charles Marquis Mgmt For For For<br />
7 Elect Peter May Mgmt For For For<br />
8 Elect William Shutzer Mgmt For For For<br />
9 Elect Robert Singer Mgmt For For For<br />
10 Ratification of Auditor Mgmt For For For<br />
11 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
Ticker Security ID:<br />
TWX CUSIP 887317303<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect James Barksdale Mgmt For For For<br />
2 Elect William Barr Mgmt For For For<br />
3 Elect Jeffrey Bewkes Mgmt For For For<br />
4 Elect Stephen Bollenbach Mgmt For For For<br />
5 Elect Robert Clark Mgmt For For For<br />
6 Elect Mathias Dopfner Mgmt For For For<br />
7 Elect Jessica Einhorn Mgmt For For For<br />
8 Elect Fred Hassan Mgmt For For For<br />
9 Elect Kenneth Novack Mgmt For For For<br />
10 Elect Paul Wachter Mgmt For For For<br />
11 Elect Deborah Wright Mgmt For For For<br />
12 Ratification of Auditor Mgmt For For For<br />
13 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
14 Shareholder Proposal Regarding<br />
Right to Act by Written Consent<br />
Ticker Security ID:<br />
FP CINS F92124100<br />
Meeting Type Country of Trade<br />
Mix France<br />
ShrHoldr Against Against For<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
5 Accounts and Reports Mgmt For For For<br />
6 Consolidated Accounts and Mgmt For For For<br />
Reports<br />
Meeting Date Meeting Status<br />
05/15/2012 Voted<br />
Meeting Date Meeting Status<br />
05/11/2012 Voted<br />
7 Allocation of Profits/Dividends Mgmt For For For<br />
8 Authority to Repurchase Shares Mgmt For For For<br />
9 Elect Christophe de Margerie Mgmt For For For<br />
10 Elect Patrick Artus Mgmt For For For<br />
11 Elect Bertrand Collomb Mgmt For For For<br />
12 Elect Anne Lauvergeon Mgmt For For For
Toyota Motor Corporation<br />
Transocean Ltd.<br />
13 Elect Michel Pebereau Mgmt For For For<br />
14 Ratification of the Co-option of<br />
Gerard Lamarche<br />
Mgmt For For For<br />
15 Elect Anne-Marie Idrac Mgmt For For For<br />
16 Supplementary Retirement,<br />
Pension and Severance<br />
Agreements for Christophe de<br />
Margerie<br />
Mgmt For For For<br />
17 Authority to Issue Shares and/or<br />
Convertible Securities w/<br />
Preemptive Rights; through<br />
Capitalizations<br />
Mgmt For Against Against<br />
18 Authority to Issue Shares and/or<br />
Convertible Securities w/o<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
19 Authority to Increase Share<br />
Issuance Limit<br />
Mgmt For Against Against<br />
20 Authority to Increase Capital in<br />
Consideration for Contributions in<br />
Kind<br />
Mgmt For Against Against<br />
21 Employee Stock Purchase Plan Mgmt For For For<br />
22 Employee Stock Purchase Plan<br />
for Overseas Employees<br />
Mgmt For For For<br />
23 Authority to Cancel Shares and<br />
Reduce Capital<br />
Mgmt For For For<br />
24 Shareholder Proposal Regarding<br />
Comparison of Executive<br />
Compensation (Resolution A)<br />
ShrHoldr Against Against For<br />
25 Shareholder Proposal Regarding<br />
Loyalty Dividend (Resolution B)<br />
ShrHoldr Against Against For<br />
Ticker Security ID:<br />
7203 CINS J92676113<br />
Meeting Type Country of Trade<br />
Annual Japan<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Fujio Choh Mgmt For For For<br />
4 Elect Akio Toyoda Mgmt For For For<br />
5 Elect Takeshi Uchiyamada Mgmt For For For<br />
6 Elect Yukitoshi Funo Mgmt For For For<br />
7 Elect Atsushi Niimi Mgmt For For For<br />
8 Elect Shinichi Sasaki Mgmt For For For<br />
9 Elect Satoshi Ozawa Mgmt For For For<br />
10 Elect Nobuyori Kodaira Mgmt For For For<br />
11 Elect Mamoru Furuhashi Mgmt For For For<br />
12 Elect Takahiko Ijichi Mgmt For For For<br />
13 Elect Yasumori Ihara Mgmt For For For<br />
14 Elect Masamoto Maekawa Mgmt For For For<br />
15 Elect Mitsuhisa Katoh Mgmt For For For<br />
16 Bonus Mgmt For For For<br />
Ticker Security ID:<br />
RIG CUSIP H8817H100<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
06/15/2012 Voted<br />
Meeting Date Meeting Status<br />
05/18/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Elect Glyn Barker Mgmt For For For
UCB SA<br />
Unilever N.V.<br />
Unilever N.V.<br />
4 Elect Vanessa Chang Mgmt For For For<br />
5 Elect Chad Deaton Mgmt For For For<br />
6 Elect Edward Muller Mgmt For Against Against<br />
7 Elect Tan Ek Kia Mgmt For For For<br />
8 Appointment of Auditor Mgmt For For For<br />
9 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
Ticker Security ID:<br />
UCB CINS B93562120<br />
Meeting Type Country of Trade<br />
Annual Belgium<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
6 Accounts and Reports; Allocation Mgmt For For For<br />
of Profits/Dividends<br />
7 Remuneration Report Mgmt For For For<br />
8 Ratification of Board Acts Mgmt For For For<br />
9 Ratification of Auditor's Acts Mgmt For For For<br />
10 Elect Tom McKillop Mgmt For For For<br />
11 Ratification of the Independence<br />
of Tom McKillop<br />
Mgmt For For For<br />
12 Elect Charles Antoine Janssen Mgmt For For For<br />
13 Elect Harriet Edelman Mgmt For For For<br />
14 Ratification of the Independence<br />
of Harriet Edelman<br />
Mgmt For For For<br />
15 Appointment of Auditor; Approval<br />
of Audit Fees<br />
Mgmt For For For<br />
16 Authority to Grant Restricted Mgmt For For For<br />
Shares<br />
17 Change in Control Clause<br />
Regarding Revolving Facilities<br />
Agreement<br />
Meeting Date Meeting Status<br />
04/26/2012 Voted<br />
Mgmt For For For<br />
18 Change in Control Clause<br />
Regarding European Investment<br />
Bank Loan<br />
Mgmt For For For<br />
19 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
UNA CINS N8981F271<br />
09/16/2011 Voted<br />
Meeting Type Country of Trade<br />
Special Netherlands<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Authority to Repurchase<br />
Preference Shares<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
UNA CINS N8981F271<br />
05/09/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual Netherlands<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
2 Accounts and Reports; Allocation<br />
of Profits/Dividends<br />
Mgmt For For For
Union Pacific Corporation<br />
United Continental Holdings,<br />
Inc.<br />
3 Ratification of Executive<br />
Directors' Acts<br />
Mgmt For For For<br />
4 Ratification of Non-Executive<br />
Directors' Acts<br />
Mgmt For For For<br />
5 Elect Paul Polman Mgmt For For For<br />
6 Elect Jean-Marc Huet Mgmt For For For<br />
7 Elect Louise Fresco Mgmt For For For<br />
8 Elect Ann Fudge Mgmt For For For<br />
9 Elect Charles Golden Mgmt For For For<br />
10 Elect Byron Grote Mgmt For For For<br />
11 Elect Sunil Bharti Mittal Mgmt For For For<br />
12 Elect Hixonia Nyasulu Mgmt For For For<br />
13 Elect Malcolm Rifkind Mgmt For For For<br />
14 Elect Kees Storm Mgmt For For For<br />
15 Elect Michael Treschow Mgmt For For For<br />
16 Elect Paul Walsh Mgmt For For For<br />
17 Amendments to Articles Mgmt For For For<br />
18 Authority to Repurchase Shares Mgmt For For For<br />
19 Authority to Cancel Shares Mgmt For For For<br />
20 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
21 Appointment of Auditor Mgmt For For For<br />
22 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
23 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
UNP CUSIP 907818108<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Andrew Card, Jr. Mgmt For For For<br />
2 Elect Erroll Davis, Jr. Mgmt For For For<br />
3 Elect Thomas Donohue Mgmt For For For<br />
4 Elect Archie Dunham Mgmt For For For<br />
5 Elect Judith Richards Hope Mgmt For For For<br />
6 Elect Charles Krulak Mgmt For For For<br />
7 Elect Michael McCarthy Mgmt For For For<br />
8 Elect Michael McConnell Mgmt For For For<br />
9 Elect Thomas McLarty III Mgmt For For For<br />
10 Elect Steven Rogel Mgmt For For For<br />
11 Elect Jose Villarreal Mgmt For For For<br />
12 Elect James Young Mgmt For For For<br />
13 Ratification of Auditor Mgmt For For For<br />
14 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
15 Shareholder Proposal Regarding ShrHoldr Against Against For<br />
Lobbying Report<br />
16 Shareholder Proposal Regarding<br />
Retention of Shares After<br />
Retirement<br />
Ticker Security ID:<br />
UAL CUSIP 910047109<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
05/10/2012 Voted<br />
ShrHoldr Against Against For<br />
Meeting Date Meeting Status<br />
06/12/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Carolyn Corvi Mgmt For For For<br />
1.2 Elect Jane Garvey Mgmt For For For<br />
1.3 Elect Walter Isaacson Mgmt For For For<br />
1.4 Elect Henry Meyer III Mgmt For For For<br />
1.5 Elect Oscar Munoz Mgmt For For For
United States Steel Corporation<br />
United Technologies<br />
Corporation<br />
Vallourec<br />
1.6 Elect Laurence Simmons Mgmt For For For<br />
1.7 Elect Jeffery Smisek Mgmt For For For<br />
1.8 Elect Glenn Tilton Mgmt For For For<br />
1.9 Elect David Vitale Mgmt For For For<br />
1.10 Elect John Walker Mgmt For For For<br />
1.11 Elect Charles Yamarone Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
Ticker Security ID:<br />
X CUSIP 912909108<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Frank Lucchino Mgmt For For For<br />
2 Elect Seth Schofield Mgmt For For For<br />
3 Elect John Surma Mgmt For For For<br />
4 Elect David Sutherland Mgmt For For For<br />
5 Ratification of Auditor Mgmt For For For<br />
6 Advisory Vote on Executive Mgmt For For For<br />
Compensation<br />
7 Shareholder Proposal Regarding<br />
Declassification of the Board<br />
ShrHoldr Against For Against<br />
Ticker Security ID:<br />
Meeting Date<br />
Meeting Status<br />
UTX CUSIP 913017109<br />
04/11/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Louis Chenevert Mgmt For For For<br />
2 Elect John Faraci Mgmt For For For<br />
3 Elect Jean-Pierre Garnier Mgmt For For For<br />
4 Elect Jamie Gorelick Mgmt For For For<br />
5 Elect Edward Kangas Mgmt For For For<br />
6 Elect Ellen Kullman Mgmt For For For<br />
7 Elect Richard McCormick Mgmt For For For<br />
8 Elect Harold McGraw III Mgmt For For For<br />
9 Elect Richard Myers Mgmt For For For<br />
10 Elect H. Patrick Swygert Mgmt For For For<br />
11 Elect Andre Villeneuve Mgmt For For For<br />
12 Elect Christine Whitman Mgmt For For For<br />
13 Ratification of Auditor Mgmt For For For<br />
14 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
Ticker Security ID:<br />
VK CINS F95922104<br />
Meeting Type Country of Trade<br />
Mix France<br />
Meeting Date Meeting Status<br />
04/24/2012 Voted<br />
Meeting Date Meeting Status<br />
05/31/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Accounts and Reports Mgmt For For For
Vestas Wind Systems A/S<br />
W.W. Grainger, Inc.<br />
5 Consolidated Accounts and<br />
Reports<br />
Mgmt For For For<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Scrip Dividend Mgmt For Against Against<br />
8 Appointment of Auditor (KPMG<br />
S.A.)<br />
Mgmt For For For<br />
9 Appointment of Alternate Auditor<br />
(KPMG Audit IS)<br />
Mgmt For For For<br />
10 Appointment of Auditor (Deloitte<br />
& Associes)<br />
Mgmt For For For<br />
11 Appointment of Alternate Auditor<br />
(BEAS)<br />
Mgmt For For For<br />
12 Elect Jean-Francois Cirelli Mgmt For For For<br />
13 Elect Edward-Georg Krubasik Mgmt For For For<br />
14 Elect Olivier Bazil Mgmt For For For<br />
15 Elect Jose Carlos Grubisich Mgmt For For For<br />
16 Authority to Repurchase Shares Mgmt For For For<br />
17 Authority to Grant Stock Options Mgmt For For For<br />
18 Employee Stock Purchase Plan Mgmt For For For<br />
19 Employee Stock Purchase Plan<br />
for Overseas Employees<br />
Mgmt For For For<br />
20 Authority to Increase Capital for<br />
Overseas Employees as an<br />
Alternative to an Employee Stock<br />
Purchase Plan<br />
Mgmt For For For<br />
21 Authority to Issue Restricted<br />
Shares Under Employee Savings<br />
Plans<br />
Mgmt For For For<br />
22 Authority to Issue Restricted<br />
Shares<br />
Mgmt For For For<br />
23 Authorization of Legal Formalities Mgmt For For For<br />
Ticker Security ID:<br />
VWS CINS K9773J128<br />
Meeting Type Country of Trade<br />
Annual Denmark<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
4 Non-<strong>Voting</strong> Agenda Item N/A N/A N/A N/A<br />
5 Accounts and Reports Mgmt For For For<br />
6 Allocation of Profits/Dividends Mgmt For For For<br />
7 Elect Bert Nordberg Mgmt For For For<br />
8 Elect Carsten Bjerg Mgmt For For For<br />
9 Elect Eija Pitkanen Mgmt For For For<br />
10 Elect Hakan Eriksson Mgmt For For For<br />
11 Elect Jorgen Huno Rasmussen Mgmt For For For<br />
12 Elect Jorn Ankaer Thomsen Mgmt For For For<br />
13 Elect Kurt Anker Nielsen Mgmt For For For<br />
14 Elect Lars Olof Josefsson Mgmt For For For<br />
15 Directors' Fees Mgmt For For For<br />
16 Appointment of Auditor Mgmt For For For<br />
17 Amendments to Articles Mgmt For For For<br />
18 Authority to Repurchase Shares Mgmt For For For<br />
Ticker Security ID:<br />
GWW CUSIP 384802104<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Meeting Date Meeting Status<br />
03/29/2012 Voted<br />
Meeting Date Meeting Status<br />
04/25/2012 Voted
Wal-Mart de Mexico, S.A.B. de<br />
C.V.<br />
Wesfarmers Limited<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1.1 Elect Brian Anderson Mgmt For For For<br />
1.2 Elect Wilbur Gantz Mgmt For For For<br />
1.3 Elect V. Ann Hailey Mgmt For For For<br />
1.4 Elect William Hall Mgmt For For For<br />
1.5 Elect Stuart Levenick Mgmt For For For<br />
1.6 Elect John McCarter, Jr. Mgmt For For For<br />
1.7 Elect Neil Novich Mgmt For For For<br />
1.8 Elect Michael Roberts Mgmt For For For<br />
1.9 Elect Gary Rogers Mgmt For For For<br />
1.10 Elect James Ryan Mgmt For For For<br />
1.11 Elect E. Scott Santi Mgmt For For For<br />
1.12 Elect James Slavik Mgmt For For For<br />
2 Ratification of Auditor Mgmt For For For<br />
3 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For Against Against<br />
Ticker Security ID:<br />
WALMEXV CINS P98180105<br />
Meeting Type Country of Trade<br />
Mix Mexico<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Report of the Board Mgmt For For For<br />
2 Report of the CEO Mgmt For For For<br />
3 Report of the Board's<br />
Committees<br />
Mgmt For For For<br />
4 Accounts and Reports Mgmt For For For<br />
5 Report on the Company's<br />
Repurchase Program<br />
Mgmt For For For<br />
6 Authority to Cancel Shares and<br />
Reduce Share Capital<br />
Mgmt For For For<br />
7 Amendments to Articles 5, 9 and Mgmt For For For<br />
19<br />
8 Allocation of Profits Mgmt For For For<br />
9 Allocation of Dividends Mgmt For For For<br />
10 Report on Tax Compliance Mgmt For For For<br />
11 Report on Share Repurchase<br />
Program<br />
Mgmt For For For<br />
12 Report on Wal-Mart de Mexico Mgmt For For For<br />
Foundation<br />
13 Ratification of Board Acts Mgmt For For For<br />
14 Election of Directors (Slate) Mgmt For For For<br />
15 Election of Committee Chairmen Mgmt For For For<br />
16 Minutes Mgmt For For For<br />
17 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
WES CINS Q95870103<br />
Meeting Type Country of Trade<br />
Annual Australia<br />
Meeting Date Meeting Status<br />
03/27/2012 Voted<br />
Meeting Date Meeting Status<br />
11/09/2011 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Re-elect Terry Bowen Mgmt For For For<br />
3 Re-elect Robert (Bob) Every Mgmt For For For<br />
4 Re-elect Charles Macek Mgmt For For For<br />
5 Remuneration Report Mgmt For For For<br />
6 Equity Grant (Group MD Richard<br />
Goyder)<br />
Mgmt For For For
Weyerhaeuser Company<br />
Wilmar International Limited<br />
Wilmar International Limited<br />
Wolseley plc<br />
7 Equity Grant (Finance Director<br />
Terry Bowen)<br />
Mgmt For For For<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
WY CUSIP 962166104<br />
04/12/2012 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Debra Cafaro Mgmt For For For<br />
2 Elect Mark Emmert Mgmt For For For<br />
3 Elect Daniel Fulton Mgmt For For For<br />
4 Elect John Kieckhefer Mgmt For For For<br />
5 Elect Wayne Murdy Mgmt For For For<br />
6 Elect Nicole Piasecki Mgmt For For For<br />
7 Elect Charles Williamson Mgmt For For For<br />
8 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
9 Ratification of Auditor Mgmt For For For<br />
Ticker Security ID:<br />
F34 CINS Y9586L109<br />
Meeting Type Country of Trade<br />
Annual Singapore<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For<br />
2 Allocation of Profits/Dividends Mgmt For For For<br />
3 Directors' Fees Mgmt For For For<br />
4 Elect Kuok Khoon Hong Mgmt For For For<br />
5 Elect Leong Horn Kee Mgmt For For For<br />
6 Elect Tay Kah Chye Mgmt For For For<br />
7 Elect Yeo Teng Yang Mgmt For For For<br />
8 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
9 Related Party Transactions Mgmt For For For<br />
10 Authority to Issue Shares w/ or Mgmt For Against Against<br />
w/o Preemptive Rights<br />
11 Authority to Grant Options and<br />
Issue Shares under the Wilmar<br />
Executives Share Option Scheme<br />
2009<br />
Mgmt For Against Against<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
F34 CINS Y9586L109<br />
04/27/2012 Voted<br />
Meeting Type Country of Trade<br />
Special Singapore<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Authority to Repurchase Shares Mgmt For For For<br />
Ticker Security ID:<br />
WOS CINS G9736L108<br />
Meeting Type Country of Trade<br />
Annual Jersey<br />
Meeting Date Meeting Status<br />
04/27/2012 Voted<br />
Meeting Date Meeting Status<br />
11/29/2011 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Accounts and Reports Mgmt For For For
Wynn Macau Limited<br />
Xilinx, Inc.<br />
2 Directors' Remuneration Report Mgmt For For For<br />
3 Allocation of Profits/Dividends Mgmt For For For<br />
4 Elect Tessa Bamford Mgmt For For For<br />
5 Elect Michael Clarke Mgmt For For For<br />
6 Elect Karen Witts Mgmt For For For<br />
7 Elect Ian Meakins Mgmt For For For<br />
8 Elect John Martin Mgmt For For For<br />
9 Elect Frank Roach Mgmt For For For<br />
10 Elect Gareth Davis Mgmt For For For<br />
11 Elect Andrew Duff Mgmt For For For<br />
12 Elect Michael Wareing Mgmt For For For<br />
13 Appointment of Auditor Mgmt For For For<br />
14 Authority to Set Auditor's Fees Mgmt For For For<br />
15 Authorisation of Political<br />
Donations<br />
Mgmt For For For<br />
16 Authority to Issue Shares w/<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
17 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For For For<br />
18 Authority to Repurchase Shares Mgmt For For For<br />
19 Employee Share Purchase Plan<br />
2011<br />
Mgmt For For For<br />
20 International Sharesave Plan<br />
2011<br />
Mgmt For For For<br />
21 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
1128 CINS G98149100<br />
Meeting Type Country of Trade<br />
Annual Cayman Islands<br />
Meeting Date Meeting Status<br />
06/05/2012 Voted<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
2 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
3 Accounts and Reports Mgmt For For For<br />
4 Elect Stephen Wynn Mgmt For For For<br />
5 Elect Ian Coughlan Mgmt For For For<br />
6 Elect Nicholas Sallnow-Smith Mgmt For For For<br />
7 Directors' Fees Mgmt For For For<br />
8 Appointment of Auditor and<br />
Authority to Set Fees<br />
Mgmt For For For<br />
9 Authority to Repurchase Shares Mgmt For For For<br />
10 Authority to Issue Shares w/o<br />
Preemptive Rights<br />
Mgmt For Against Against<br />
11 Authority to Issue Repurchased<br />
Shares<br />
Mgmt For Against Against<br />
12 Non-<strong>Voting</strong> Meeting Note N/A N/A N/A N/A<br />
Ticker Security ID:<br />
Meeting Date Meeting Status<br />
XLNX CUSIP 983919101<br />
08/10/2011 Voted<br />
Meeting Type Country of Trade<br />
Annual United States<br />
Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst<br />
Mgmt<br />
1 Elect Philip Gianos Mgmt For For For<br />
2 Elect Moshe Gavrielov Mgmt For For For<br />
3 Elect John Doyle Mgmt For For For<br />
4 Elect Jerald Fishman Mgmt For For For<br />
5 Elect William Howard, Jr. Mgmt For For For<br />
6 Elect J. Michael Patterson Mgmt For For For<br />
7 Elect Albert Pimentel Mgmt For For For<br />
8 Elect Marshall Turner, Jr. Mgmt For For For<br />
9 Elect Elizabeth Vanderslice Mgmt For For For
10 Amendment to the 1990<br />
Employee Qualified Stock<br />
Purchase Plan<br />
Mgmt For For For<br />
11 Amendment to the 2007 Equity<br />
Incentive Plan<br />
Mgmt For Against Against<br />
12 Amendment to the 2007 Equity<br />
Incentive Plan<br />
Mgmt For For For<br />
13 Advisory Vote on Executive<br />
Compensation<br />
Mgmt For For For<br />
14 Frequency of Advisory Vote on<br />
Executive Compensation<br />
Mgmt 1 Year 3 Years Against<br />
15 Ratification of Auditor Mgmt For For For