Digital Lodgement of Cadastral Survey Data in Australia - Centre for ...
Digital Lodgement of Cadastral Survey Data in Australia - Centre for ...
Digital Lodgement of Cadastral Survey Data in Australia - Centre for ...
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<strong>Digital</strong> <strong>Lodgement</strong> <strong>of</strong> <strong>Cadastral</strong><br />
<strong>Survey</strong> <strong>Data</strong> <strong>in</strong> <strong>Australia</strong> - User<br />
Needs<br />
Katie Falzon<br />
Land In<strong>for</strong>mation Group<br />
Land Victoria<br />
Department <strong>of</strong> Natural Resources and Environment<br />
Level 13, 570 Bourke Street<br />
Melbourne 3000<br />
AUSTRALIA<br />
Telephone: +61 3 8636 2319<br />
Fax: +61 3 8636 2813<br />
Ian Williamson<br />
Pr<strong>of</strong>essor <strong>of</strong> <strong>Survey</strong><strong>in</strong>g and Land In<strong>for</strong>mation<br />
Department <strong>of</strong> Geomatics<br />
The University <strong>of</strong> Melbourne<br />
Victoria 3010<br />
AUSTRALIA<br />
Telephone: +61 3 8344 4431<br />
Fax: +61 3 9347 4128<br />
Email: ianpw@unimelb.edu.au<br />
ABSTRACT<br />
<strong>Survey</strong> plan lodgement is an essential part <strong>of</strong> the land development and land registration systems <strong>in</strong> all <strong>Australia</strong>n<br />
jurisdictions. <strong>Lodgement</strong> is still carried out us<strong>in</strong>g paper based processes, however it is suggested that digital<br />
techniques are <strong>in</strong>evitable <strong>in</strong> the near future. This paper discusses the advances be<strong>in</strong>g made <strong>in</strong> this area <strong>in</strong> several<br />
<strong>Australia</strong>n jurisdictions.<br />
INTRODUCTION<br />
“A new wave <strong>of</strong> technological <strong>in</strong>novation is allow<strong>in</strong>g us to capture, store, process and display an unprecedented amount <strong>of</strong><br />
<strong>in</strong><strong>for</strong>mation about our planet…” (Gore, 1998).<br />
This excerpt from Al Gore’s (Vice President <strong>of</strong> the United States <strong>of</strong> America 1993-2000) recent speech is a clear <strong>in</strong>dication <strong>of</strong> the<br />
anticipated future our society is head<strong>in</strong>g <strong>in</strong>to – a digital age where a huge range <strong>of</strong> <strong>in</strong><strong>for</strong>mation can be accessed by the simple<br />
click <strong>of</strong> a button. The advances be<strong>in</strong>g made <strong>in</strong> <strong>in</strong><strong>for</strong>mation technology over the past decade has seen many <strong>in</strong>dustries<br />
embrac<strong>in</strong>g these with the aim to improve services, reduce costs and expand markets.<br />
As <strong>in</strong> other countries, the <strong>Australia</strong>n state land <strong>in</strong><strong>for</strong>mation <strong>in</strong>dustries are rapidly mov<strong>in</strong>g <strong>in</strong> this direction. The majority <strong>of</strong> the<br />
states’ spatial <strong>in</strong><strong>for</strong>mation is now represented <strong>in</strong> digital <strong>for</strong>m, enabl<strong>in</strong>g simpler updat<strong>in</strong>g and accessibility. An important<br />
component <strong>of</strong> these <strong>in</strong>dustries is the land registration process, which is a system where the state government guarantees that<br />
the person shown on a certificate <strong>of</strong> title displayed <strong>in</strong> a public register is the registered proprietor <strong>of</strong> the land <strong>in</strong> question.<br />
The lodgement <strong>of</strong> survey data is a very important component <strong>of</strong> the registration system. The primary purpose <strong>of</strong> survey<br />
document lodgement <strong>in</strong> <strong>Australia</strong>n jurisdictions is pr<strong>in</strong>cipally to support the Government’s guarantee <strong>of</strong> title to land. Orig<strong>in</strong>ally<br />
cadastral systems <strong>in</strong> <strong>Australia</strong> were designed to support the operation <strong>of</strong> the land market and the land rights <strong>of</strong> the <strong>in</strong>dividual
owner, rather than be<strong>in</strong>g part <strong>of</strong> a wider land adm<strong>in</strong>istration system. They were also designed us<strong>in</strong>g the best available<br />
technology at the time, result<strong>in</strong>g <strong>in</strong> a paper-based process consist<strong>in</strong>g <strong>of</strong> maps, plans and <strong>in</strong>dexes.<br />
However, the need <strong>for</strong> complete and accurate spatial <strong>in</strong><strong>for</strong>mation has meant that plan lodgement now facilitates not only title<br />
creation, but also further subdivisional activity, updat<strong>in</strong>g <strong>of</strong> record systems and updat<strong>in</strong>g <strong>of</strong> state <strong>Digital</strong> <strong>Cadastral</strong> <strong>Data</strong> Bases<br />
(DCDB).<br />
Despite the advances be<strong>in</strong>g made <strong>in</strong> digital technology, lodgement processes <strong>in</strong> most <strong>Australia</strong>n states have failed to take<br />
advantage <strong>of</strong> this technology, and are still essentially the same as those used 130 years ago.<br />
This paper explores the concept <strong>of</strong> the digital lodgement <strong>of</strong> cadastral data, which is a method <strong>of</strong> submission <strong>for</strong> registration and<br />
management <strong>of</strong> cadastral survey <strong>in</strong><strong>for</strong>mation <strong>in</strong> an electronic environment (Pearce et al., 1997) and the long term benefits it will<br />
provide to the survey<strong>in</strong>g, mapp<strong>in</strong>g and land development <strong>in</strong>dustries. Pearce et al. (1997) has listed several benefits that are<br />
expected to arise out <strong>of</strong> digital lodgement:<br />
• reduce the overall cost <strong>of</strong> the system to all participants;<br />
• extend the applications and marketable uses <strong>of</strong> registered cadastral survey <strong>in</strong><strong>for</strong>mation;<br />
• improve overall efficiencies <strong>of</strong> lodgement, registration, exam<strong>in</strong>ation and use <strong>of</strong> cadastral survey <strong>in</strong><strong>for</strong>mation;<br />
• provide ‘absolute’, authoritative and accurate spatial def<strong>in</strong>ition <strong>of</strong> cadastral data to support l<strong>in</strong>ks to other systems; and<br />
• ensure that the system can take full advantage <strong>of</strong> develop<strong>in</strong>g technology.<br />
<strong>Digital</strong> lodgement should not be dealt with <strong>in</strong> isolation, but rather should <strong>for</strong>m an <strong>in</strong>tegral component <strong>of</strong> a digital survey<br />
environment. The ma<strong>in</strong> objective <strong>of</strong> <strong>in</strong>troduc<strong>in</strong>g digital lodgement is to contribute to a complete digital environment to<br />
efficiently manage and utilise land-related data.<br />
This paper will concentrate on the <strong>in</strong>itiatives be<strong>in</strong>g made <strong>in</strong> the area <strong>of</strong> digital lodgement, particularly with<strong>in</strong> Victoria but also the<br />
other states <strong>of</strong> <strong>Australia</strong>. It will discuss the results <strong>of</strong> three questionnaires sent to private surveyors <strong>in</strong> the states <strong>of</strong> Victoria,<br />
New South Wales and South <strong>Australia</strong> on their attitudes towards the matter. Lastly it will outl<strong>in</strong>e the ma<strong>in</strong> issues to be<br />
considered <strong>in</strong> <strong>in</strong>troduc<strong>in</strong>g digital lodgement.<br />
This paper is the first <strong>of</strong> two papers concentrat<strong>in</strong>g on digital lodgement. The second will discuss the issues that have arisen out<br />
<strong>of</strong> this paper and will <strong>in</strong>clude recommended solutions <strong>for</strong> <strong>in</strong>troduc<strong>in</strong>g digital lodgement, with a focus on Victoria.<br />
PROBLEMS WITH THE CURRENT SYSTEM IN VICTORIA<br />
In Victoria the processes used to lodge data are based on techniques <strong>in</strong>troduced <strong>in</strong> the 1850s. Thus it is a highly paper-based<br />
process, rely<strong>in</strong>g on plans and <strong>in</strong>dexes. Essentially it is a l<strong>in</strong>ear system whereby the proposed plan must pass through several<br />
organisations be<strong>for</strong>e it can be registered at a jurisdictions’ Land Titles Office (LTO) and entered <strong>in</strong>to the associated DCDB. This<br />
is one <strong>of</strong> the major setbacks with the current Victorian system, as with most <strong>of</strong> the <strong>Australia</strong>n cadastral systems, all <strong>of</strong> which<br />
have similar characteristics. The dependent nature <strong>of</strong> the lodgement process (where it is necessary <strong>for</strong> the plan to ga<strong>in</strong> approval<br />
at one stage be<strong>for</strong>e it can proceed to the next) has resulted <strong>in</strong> a relatively slow and <strong>in</strong>efficient system, with the possibility <strong>of</strong> a<br />
plan tak<strong>in</strong>g up to six months to register, from the orig<strong>in</strong>al time that the surveyor proposed the development.<br />
The lodgement system also relies heavily on many manual processes us<strong>in</strong>g large amounts <strong>of</strong> paper. An example is the ‘bundles’<br />
<strong>of</strong> <strong>in</strong><strong>for</strong>mation that must be <strong>in</strong>cluded when lodg<strong>in</strong>g the plan at the LTO. Such documentation <strong>in</strong>cludes the plan, the certificate <strong>of</strong><br />
title, a cheque, and an application. Large amounts <strong>of</strong> paper are also produced <strong>in</strong> the orig<strong>in</strong>al survey <strong>in</strong><strong>for</strong>mation search. In<br />
reality, all <strong>of</strong> these items can easily be produced <strong>in</strong> a digital <strong>for</strong>mat with little ef<strong>for</strong>t.<br />
It would seem that while some areas <strong>of</strong> the <strong>in</strong>dustry are mak<strong>in</strong>g significant advances <strong>in</strong> us<strong>in</strong>g digital data, there are others which<br />
are negat<strong>in</strong>g any effects that are be<strong>in</strong>g created by these advances. One such example is the collection <strong>of</strong> data. Many surveyors<br />
now collect data <strong>in</strong> a digital <strong>for</strong>mat us<strong>in</strong>g data recorders and total stations, and as a result can use this <strong>in</strong><strong>for</strong>mation to produce a<br />
digital plan quickly and easily. The benefits to be ga<strong>in</strong>ed from this are soon counteracted as the surveyor must produce paper<br />
copies <strong>of</strong> the plan, <strong>of</strong> which the <strong>in</strong><strong>for</strong>mation is then re-entered <strong>in</strong>to both the LTO and the state’s DCDB as digital <strong>in</strong><strong>for</strong>mation.<br />
Similarly, the <strong>in</strong><strong>for</strong>mation is also re-entered <strong>in</strong> several different databases ma<strong>in</strong>ta<strong>in</strong>ed by the referral authorities and councils,<br />
lead<strong>in</strong>g to a significant amount <strong>of</strong> duplication.<br />
The number <strong>of</strong> different computer systems used throughout the whole lodgement and registration process is also an issue. The<br />
Victorian LTO itself has three different systems, all <strong>of</strong> which are <strong>in</strong>compatible with each other although this problem is be<strong>in</strong>g<br />
partly addressed with two <strong>of</strong> the computer systems be<strong>in</strong>g replaced by a new plat<strong>for</strong>m. In this case, care must be taken to ensure
the compatibility <strong>of</strong> these <strong>in</strong>ternal systems with those from <strong>in</strong>teract<strong>in</strong>g agencies, to provide a quick and easy flow <strong>of</strong> data<br />
between organisations, as there are several other digital systems used by surveyors, the referral authorities and the DCDB<br />
custodian. Although this shows an ef<strong>for</strong>t to shift to a digital environment, the systems are not <strong>in</strong>tegrated, thus limit<strong>in</strong>g the<br />
efficient flow <strong>of</strong> data.<br />
It is important that any attempts to convert manual processes to digital are done with care and consultation with stakeholders.<br />
This can be demonstrated through one approach several years ago. The lead<strong>in</strong>g water authority <strong>in</strong> Victoria requested that<br />
surveyors had to submit all <strong>of</strong> their plans with more than ten lots <strong>in</strong> a digital <strong>for</strong>mat. Although this appeared reasonable, it was<br />
argued that the scheme was not implemented very successfully, as it was designed purely to fit <strong>in</strong> with the water authority’s<br />
requirements, rather than the surveyors’. The surveyors were asked to prepare their plans us<strong>in</strong>g specified s<strong>of</strong>tware, result<strong>in</strong>g <strong>in</strong><br />
some hav<strong>in</strong>g to acquire new s<strong>of</strong>tware. This was deemed to be quite unreasonable, and has made many surveyors skeptical <strong>of</strong><br />
the need <strong>for</strong> digital lodgement.<br />
The <strong>Survey</strong> Mark Enquiry Service (SMES) provided by Land Victoria (the primary government organisation deal<strong>in</strong>g with land<br />
adm<strong>in</strong>istration <strong>in</strong> Victoria) is another example <strong>of</strong> how a digital environment does not necessarily provide the best solution.<br />
Although there are obvious problems such as a lack <strong>of</strong> control marks, many surveyors have reported the program to be<br />
cumbersome to use, with many preferr<strong>in</strong>g to use manual methods. This highlights the fact that any digital system be<strong>in</strong>g<br />
<strong>in</strong>troduced must be user-friendly <strong>in</strong> order to ga<strong>in</strong> the most out <strong>of</strong> a digital environment.<br />
A significant anomaly with the land registration system <strong>in</strong> Victoria is the fact that each plan has two identifiers, be<strong>in</strong>g the<br />
volume and folio, and the plan and lot number. This stems from the <strong>in</strong>troduction <strong>of</strong> the Torrens system <strong>of</strong> title registration, when<br />
paper plans were numbered with special folio numbers permitt<strong>in</strong>g an <strong>in</strong>dex<strong>in</strong>g system to be used to store and access the data.<br />
Theoretically, the volume and folio number is only used <strong>for</strong> storage purposes, and is not a unique identifier <strong>for</strong> a parcel. It would<br />
there<strong>for</strong>e seem logical to elim<strong>in</strong>ate the volume and folio number <strong>in</strong> a digital environment, and rely on one unique identifier. This<br />
needs to be done carefully recognis<strong>in</strong>g that such a change is complicated <strong>for</strong> historical reasons. Land Victoria is implement<strong>in</strong>g<br />
the Spatial Parcel Identifier (SPI) project to rectify this issue.<br />
Although this summary focusses on Victoria, many <strong>of</strong> the other <strong>Australia</strong>n jurisdictions are similar, and thus experience similar<br />
problems. It has been shown that current plan lodgement and registration systems are <strong>in</strong>adequate <strong>for</strong> the demands be<strong>in</strong>g placed<br />
on spatial <strong>in</strong><strong>for</strong>mation today. Although there have been attempts to convert to a digital <strong>for</strong>mat, many systems are still<br />
essentially paper based, and will benefit <strong>in</strong> many ways by the <strong>in</strong>evitable conversion to a full digital environment.<br />
DIGITAL LODGEMENT INITIATIVES IN OTHER JURISDICTIONS<br />
Several jurisdictions are recognis<strong>in</strong>g the benefits <strong>of</strong> shift<strong>in</strong>g <strong>in</strong>to a digital land registration environment. The evaluation <strong>of</strong> these<br />
systems provides a valuable understand<strong>in</strong>g <strong>of</strong> the direction <strong>in</strong> which digital lodgement should head. The jurisdictions that have<br />
been reviewed <strong>in</strong> this paper are the <strong>Australia</strong>n Capital Territory, New South Wales, Queensland, South <strong>Australia</strong>, Western<br />
<strong>Australia</strong> and New Zealand.<br />
<strong>Australia</strong>n Capital Territory<br />
In the <strong>Australia</strong>n Capital Territory (ACT), surveyors are required to lodge their plans <strong>in</strong> a digital <strong>for</strong>mat to two agencies – the<br />
ACT Land In<strong>for</strong>mation <strong>Centre</strong> (ACTLIC), and the Office <strong>of</strong> the Chief <strong>Survey</strong>or. This has resulted <strong>in</strong> 99% <strong>of</strong> all cadastral<br />
<strong>in</strong><strong>for</strong>mation <strong>in</strong>itially lodged <strong>in</strong> a digital <strong>for</strong>m to the ACT Land In<strong>for</strong>mation <strong>Centre</strong>.<br />
<strong>Survey</strong>ors are required to lodge plans <strong>in</strong> digital <strong>for</strong>mat to ACTLIC, <strong>for</strong> submission to ACTMAP, which is the ACT’s digital<br />
cadastral land <strong>in</strong><strong>for</strong>mation system. The surveyor carries out the calculation <strong>of</strong> the data, and then <strong>for</strong>wards the plan to ACTLIC<br />
<strong>in</strong> digital <strong>for</strong>mat, usually <strong>in</strong> a digital exchange <strong>for</strong>mat (DXF) file, or a Microstation draw<strong>in</strong>g file (DWG) <strong>for</strong>mat <strong>in</strong> ACT Grid coord<strong>in</strong>ates.<br />
ACTLIC then validates and approves the data be<strong>for</strong>e <strong>in</strong>sert<strong>in</strong>g it <strong>in</strong>to ACTMAP. The steps taken to update<br />
ACTMAP <strong>in</strong>clude three stages – massag<strong>in</strong>g which names polygons, adds attributes and ensures that all styles <strong>in</strong> the plan are<br />
correct; check<strong>in</strong>g which carries out 18 data <strong>in</strong>tegrity checks; and data transfer, which adds time/date stamp<strong>in</strong>g to each block<br />
allow<strong>in</strong>g <strong>for</strong> <strong>in</strong>cremental updat<strong>in</strong>g (Weaver, 1998).<br />
<strong>Survey</strong>ors are also required to lodge all plans, both <strong>in</strong> digital and hard copy <strong>for</strong>mat, to the Office <strong>of</strong> the Chief <strong>Survey</strong>or <strong>for</strong><br />
exam<strong>in</strong>ation. The exam<strong>in</strong>ation process is carried out electronically us<strong>in</strong>g ACTMAP's cadastral base and data sets <strong>of</strong> <strong>Survey</strong><br />
Control, Road Base, Utilities and Build<strong>in</strong>g Footpr<strong>in</strong>ts. After exam<strong>in</strong>ation, plans are registered at the Registrar General’s Office as<br />
a Deposited Plan (DP). The DP is scanned, and the compilation <strong>of</strong> all DPs <strong>for</strong>ms the DP database held <strong>in</strong> the Registrar General’s<br />
Office (ACTLIC, 1998).
While ACTMAP is survey accurate (based on calculated not digitised coord<strong>in</strong>ates), there are some very small differences<br />
between it and the legal cadastre as def<strong>in</strong>ed by DPs. More work is needed to comb<strong>in</strong>e these two and produce all <strong>in</strong><strong>for</strong>mation<br />
shown on DPs digitally (Menzies, 1997). ACTMAP has recently been made available <strong>for</strong> use onl<strong>in</strong>e on the Internet, called<br />
ACTMAPonl<strong>in</strong>e (http://www.palm.act.gov.au/actlic/).<br />
New South Wales<br />
In New South Wales, there is currently no digital lodgement <strong>of</strong> cadastral data as such, however an Electronic Plan <strong>Lodgement</strong><br />
(EPL) program is be<strong>in</strong>g carried out, with the ma<strong>in</strong> aim <strong>of</strong> replac<strong>in</strong>g the exist<strong>in</strong>g paper lodgement system. It is <strong>in</strong>tended that the<br />
project develop a detailed understand<strong>in</strong>g <strong>of</strong> the issues and mechanisms <strong>in</strong>volved <strong>in</strong> the electronic transmission and receipt <strong>of</strong><br />
digital data (Land Titles Office NSW, 1997).<br />
The project is be<strong>in</strong>g carried out between the Land Titles Office and the <strong>Survey</strong>or General’s Department, and was commissioned<br />
<strong>in</strong> June 1996. It is divided <strong>in</strong>to five stages, <strong>of</strong> which the first three have been completed. The first stage required fundamental<br />
organisational data to be collected to assist <strong>in</strong> determ<strong>in</strong><strong>in</strong>g the overall organisational requirements <strong>for</strong> plans and other<br />
lodgement data (Land Titles Office NSW, 1997).<br />
The second stage was to identify the requirements and issues from external organisations. This was done through personal<br />
<strong>in</strong>terviews with selected survey<strong>in</strong>g firms, 13 <strong>in</strong> total, and also coord<strong>in</strong>at<strong>in</strong>g six workshops with <strong>in</strong>dustry and government<br />
groups. The results <strong>of</strong> these <strong>in</strong>terviews were used to develop a questionnaire regard<strong>in</strong>g current technological capabilities <strong>of</strong> the<br />
surveyors, which was distributed to all surveyors <strong>in</strong> New South Wales. The questionnaire was prepared jo<strong>in</strong>tly between the<br />
LTO and the <strong>for</strong>mer Land In<strong>for</strong>mation <strong>Centre</strong> (LIC), and Pr<strong>of</strong>essor John Fryer from the University <strong>of</strong> Newcastle (Land Titles<br />
Office NSW, 1997).<br />
The third stage <strong>in</strong>volved the research <strong>of</strong> several key issues and recommended solutions to these problems. Identified issues<br />
<strong>in</strong>cluded legal issues such as digital signatures and legislative change; standards, <strong>in</strong>clud<strong>in</strong>g data collection, plan draw<strong>in</strong>g and<br />
plan <strong>for</strong>mat; fees and payments; tim<strong>in</strong>g and availability; security <strong>of</strong> plans <strong>in</strong> transit; and technology options such as Internet<br />
protocols and email (Land Titles Office NSW, 1997). New s<strong>of</strong>tware has been developed which will allow plans to be accepted <strong>in</strong><br />
many different <strong>for</strong>mats and compared with surround<strong>in</strong>g legal <strong>in</strong><strong>for</strong>mation, allow<strong>in</strong>g spatial comparisons to be made (Harcombe,<br />
1997).<br />
The fourth stage <strong>in</strong>volved the implementation <strong>of</strong> a pilot project, which will be <strong>in</strong>strumental <strong>in</strong> test<strong>in</strong>g key technologies and will<br />
also enable options documented earlier to be further assessed. It will consist <strong>of</strong> four phases – pilot system design;<br />
implementation <strong>of</strong> core electronic plan lodgement technologies, <strong>in</strong>clud<strong>in</strong>g participation <strong>of</strong> surveyors; <strong>in</strong>vitation <strong>for</strong> other parties<br />
<strong>in</strong>volved <strong>in</strong> data lodgement to jo<strong>in</strong> <strong>in</strong> the pilot project; and lastly the <strong>in</strong>troduction <strong>of</strong> electronic lodgement <strong>of</strong> plans us<strong>in</strong>g the<br />
processes developed <strong>in</strong> Phases Two and Three, parallel to the exist<strong>in</strong>g manual methods (Land Titles Office NSW, 1998).<br />
Queensland<br />
In Queensland, there has been substantial collaborative research carried out between Queensland University <strong>of</strong> Technology<br />
and the survey <strong>in</strong>dustry, where Mr John Hayes recently completed his PhD, entitled “A Prototype System <strong>for</strong> the <strong>Digital</strong><br />
<strong>Lodgement</strong> <strong>of</strong> Spatial <strong>Data</strong>” (Hayes, 1997). The thesis developed a prototype <strong>for</strong> the digital lodgement <strong>of</strong> spatial data and was<br />
designed to take advantage <strong>of</strong> the grow<strong>in</strong>g amount <strong>of</strong> digital spatial data be<strong>in</strong>g generated by survey<strong>in</strong>g organisations.<br />
The prototype takes <strong>in</strong>to account spatial data collection, manipulation and presentation procedures, transfer and retrieval<br />
processes, <strong>for</strong>mat and content standards, and best practice and quality assurance. It provides <strong>for</strong> the immediate delivery <strong>of</strong><br />
accurate, digital land boundary data, ensur<strong>in</strong>g that all data is entered <strong>in</strong>to the database at source accuracy, rather than the<br />
current procedures where it <strong>of</strong>ten passes through a series <strong>of</strong> processes whereby the accuracy <strong>of</strong> the data is usually degraded<br />
(Hayes, 1997). The prototype consisted <strong>of</strong> two modules – the <strong>Data</strong> Collection and Manipulation Module, and the Spatial <strong>Data</strong><br />
Validation and Delivery Module.<br />
The <strong>Data</strong> Collection and Manipulation Module was designed to utilise exist<strong>in</strong>g <strong>in</strong>frastructure and readily available hardware and<br />
s<strong>of</strong>tware components. This was done <strong>in</strong> an attempt to m<strong>in</strong>imise start-up costs and allow the majority <strong>of</strong> survey<strong>in</strong>g firms to lodge<br />
their data sets <strong>in</strong> a digital <strong>for</strong>mat immediately. The creation <strong>of</strong> an accurate cadastral database was also an important factor, and<br />
this process <strong>in</strong>volved us<strong>in</strong>g different approaches depend<strong>in</strong>g on the class <strong>of</strong> the area <strong>of</strong> cadastral development.<br />
The Spatial <strong>Data</strong> Validation and Delivery Module was designed to provide the mechanism <strong>for</strong> the supply <strong>of</strong> quality spatial data<br />
to public agencies. It takes advantage <strong>of</strong> exist<strong>in</strong>g s<strong>of</strong>tware (Micros<strong>of</strong>t Office), <strong>in</strong> order to utilise the functionality <strong>of</strong> the data<br />
access objects provided with<strong>in</strong> this program. The programs that were actually used were Micros<strong>of</strong>t Access – a relational<br />
database management system; Micros<strong>of</strong>t Word – word process<strong>in</strong>g s<strong>of</strong>tware; and Micros<strong>of</strong>t Excel – spreadsheet application. By
us<strong>in</strong>g this comb<strong>in</strong>ation <strong>of</strong> programs, it takes advantage <strong>of</strong> the <strong>in</strong>tegrated nature <strong>of</strong> data transfer, manipulation and calculation<br />
functions provided by this application’s environment.<br />
Queensland also have a surveyor accreditation scheme <strong>in</strong> place, whereby only 10% <strong>of</strong> plans lodged are exam<strong>in</strong>ed <strong>for</strong> quality<br />
assurance, with the rema<strong>in</strong>der passed without check<strong>in</strong>g. This has dramatically reduced the plan assessment workload, however<br />
it is considered that the <strong>in</strong>troduction <strong>of</strong> digital lodgement would also assist <strong>in</strong> automat<strong>in</strong>g some <strong>of</strong> the assessment checks<br />
(Rush, 1997).<br />
Although there has been substantial work done <strong>in</strong> the area <strong>of</strong> digital lodgement <strong>in</strong> Queensland, Rush (1997) stated that <strong>in</strong> the<br />
absence <strong>of</strong> cadastral re<strong>for</strong>m, digital lodgement only provides a limited reduction <strong>in</strong> the total cadastral data process<strong>in</strong>g workload.<br />
He emphasised the need <strong>for</strong> complete cadastral re<strong>for</strong>m <strong>in</strong> order to provide the greatest benefits <strong>for</strong> both surveyors and the<br />
government (Rush, 1997).<br />
South <strong>Australia</strong><br />
The responsible authority <strong>for</strong> digital lodgement <strong>in</strong> South <strong>Australia</strong> is the Land Services Group (LSG), with<strong>in</strong> the Land<br />
Boundaries Branch. One <strong>of</strong> the ma<strong>in</strong> aims <strong>of</strong> the LSG is to develop an Electronic Plan <strong>Lodgement</strong> System, result<strong>in</strong>g <strong>in</strong> improved<br />
efficiency <strong>for</strong> both the surveyor and the Land Boundaries Branch, less work to amend mathematical errors on plans and<br />
surveys, and reduced exam<strong>in</strong>ation times (Land Services Group, 1997).<br />
The issue <strong>of</strong> digital lodgement first arose <strong>in</strong> 1991, where a work<strong>in</strong>g party was established to exam<strong>in</strong>e the feasibility <strong>of</strong> the<br />
proposal. However, the ma<strong>in</strong> conclusion was that there were not sufficient technological resources available (Land Services<br />
Group, 1997).<br />
<strong>Digital</strong> lodgement then became a prom<strong>in</strong>ent issue <strong>in</strong> the 1994/95 LSG Strategic Plan, where another work<strong>in</strong>g party was created.<br />
Part <strong>of</strong> this <strong>in</strong>cluded the distribution <strong>of</strong> a questionnaire to all surveyors and draftspersons who lodged surveys with LSG,<br />
seek<strong>in</strong>g their views on electronic plan lodgement. 73% <strong>of</strong> respondents <strong>in</strong>dicated support <strong>for</strong> the electronic lodgement <strong>of</strong> plans<br />
with the response clearly show<strong>in</strong>g a high level <strong>of</strong> technological awareness <strong>in</strong> the <strong>in</strong>dustry (Land Services Group, 1997).<br />
The ma<strong>in</strong> f<strong>in</strong>d<strong>in</strong>gs <strong>of</strong> the work<strong>in</strong>g party were that a plan would still be required, and that <strong>in</strong>itially electronic plan lodgement<br />
should only <strong>in</strong>volve capture <strong>of</strong> data shown on the face <strong>of</strong> the plan. In the long term, the LSG proposes to develop a system<br />
whereby the survey plan comprises two parts, the plan graphic and a disk conta<strong>in</strong><strong>in</strong>g the digital <strong>in</strong><strong>for</strong>mation extracted from the<br />
plan (Land Services Group, 1997). As stated by Kentish (1997), the LSG <strong>in</strong>tends to firstly capture the mathematical and survey<br />
mark <strong>in</strong><strong>for</strong>mation <strong>in</strong> a digital <strong>for</strong>m, and then later expand to <strong>in</strong>clude the key textual data. In the meantime, surveyors and clients<br />
will still require a hard copy plan, which <strong>in</strong> the future is envisaged to be lodged as an electronic image.<br />
Western <strong>Australia</strong><br />
The responsibility <strong>for</strong> the validation and registration <strong>of</strong> survey plans <strong>for</strong> both freehold and crown estates <strong>in</strong> Western <strong>Australia</strong><br />
resides with the Department <strong>of</strong> Land Adm<strong>in</strong>istration (DOLA) through its Land Titles Division (Cribb and Higham, 1995). As a<br />
result <strong>of</strong> a government re<strong>for</strong>m program <strong>in</strong> 1995, digital lodgement was <strong>in</strong>troduced <strong>in</strong> Western <strong>Australia</strong> <strong>in</strong> that year with all plans<br />
be<strong>in</strong>g lodged required to be accompanied by a digital record <strong>of</strong> the plan.<br />
Prior to the re<strong>for</strong>m, a great deal <strong>of</strong> time was spent on survey exam<strong>in</strong>ation as it was necessary to manually key <strong>in</strong> angles and<br />
distances to validate polygon areas and dimensions, which was viewed as a duplication <strong>of</strong> those processes already carried out<br />
by the surveyor. It was recognised that if survey firms could supply digital data, then the exam<strong>in</strong>ation process could be<br />
streaml<strong>in</strong>ed hence facilitat<strong>in</strong>g earlier update <strong>of</strong> the DCDB. <strong>Digital</strong> lodgement was seen to be a progressive step as many<br />
surveyors <strong>in</strong> WA had already been provid<strong>in</strong>g DOLA with digital files.<br />
The opportunity was there<strong>for</strong>e taken by DOLA to fully automate the digital lodgement <strong>of</strong> plans by surveyors. One <strong>of</strong> the results<br />
<strong>of</strong> the program was the development <strong>of</strong> the <strong>Cadastral</strong> <strong>Survey</strong> <strong>Data</strong> (CSD) <strong>for</strong>mat, which was designed to provide <strong>for</strong> data to be<br />
extracted from various exist<strong>in</strong>g <strong>for</strong>mats <strong>in</strong> the market place (Cribb and Higham, 1995). There were seven s<strong>of</strong>tware packages used<br />
<strong>in</strong> the private sector <strong>in</strong> WA, and <strong>of</strong> these, four have had successful CSD conversions written <strong>for</strong> them (Hyde, 1997). All survey<br />
plans lodged with DOLA (both Crown and freehold) must now be accompanied by a digital record <strong>of</strong> the plan on a floppy disk<br />
<strong>in</strong> the CSD <strong>for</strong>mat (Hyde, 1997).<br />
The digital data file is used <strong>in</strong> four different ways (Cribb, 1997):<br />
• <strong>for</strong> <strong>in</strong>itial track<strong>in</strong>g and lodgement <strong>of</strong> the plan;<br />
• <strong>for</strong> scaled plots <strong>for</strong> <strong>in</strong>itial <strong>in</strong>dex<strong>in</strong>g and f<strong>in</strong>al reflection on public plan;<br />
• <strong>for</strong> automatic adjustment <strong>of</strong> closures <strong>of</strong> each parcel; and
• <strong>for</strong> <strong>in</strong>tegration <strong>in</strong>to the DCDB.<br />
Additional to the <strong>in</strong>troduction <strong>of</strong> digital lodgement, the responsibility <strong>for</strong> survey plan exam<strong>in</strong>ation was reduced to a 10% audit<br />
<strong>of</strong> the mathematical and legal aspects <strong>of</strong> surveyors’ plans lodged at DOLA. Previously responsibility <strong>for</strong> plan exam<strong>in</strong>ation was<br />
with the government, which audited one hundred percent <strong>of</strong> all documents lodged by licensed cadastral surveyors.<br />
The new digital lodgement processes employed <strong>in</strong> WA have enabled faster updat<strong>in</strong>g <strong>of</strong> the State <strong>Cadastral</strong> <strong>Data</strong> Base (SCDB)<br />
and streaml<strong>in</strong>ed the plan registration process. DOLA currently receives 85% <strong>of</strong> survey plan lodgements with CSD files and the<br />
standard <strong>of</strong> these files is improv<strong>in</strong>g .<br />
New Zealand<br />
In New Zealand, a major re<strong>for</strong>m program is tak<strong>in</strong>g place with<strong>in</strong> Land In<strong>for</strong>mation New Zealand (LINZ), the primary land<br />
<strong>in</strong><strong>for</strong>mation agency with<strong>in</strong> that country. The Land Titles and <strong>Survey</strong> Automation Program was commissioned to run between<br />
1998 and 2002, and its vision is <strong>of</strong> a fully digital <strong>in</strong><strong>for</strong>mation system environment, closely <strong>in</strong>tegrated with external users <strong>of</strong> land<br />
<strong>in</strong><strong>for</strong>mation (Land In<strong>for</strong>mation New Zealand, 1997).<br />
A fundamental pr<strong>in</strong>ciple <strong>of</strong> this concept is the merg<strong>in</strong>g <strong>of</strong> survey and title transactions <strong>in</strong>to a s<strong>in</strong>gle digital land transaction,<br />
both <strong>of</strong> which were carried out separately <strong>in</strong> the past. For example, <strong>in</strong> order to deposit a plan, there were two processes<br />
<strong>in</strong>volved, these be<strong>in</strong>g the survey checks (carried out by the Chief <strong>Survey</strong>or’s staff) and the legal checks (District Land<br />
Registrar’s staff). One <strong>of</strong> the major <strong>in</strong>itiatives <strong>of</strong> this project is to allow plans to be lodged <strong>for</strong> registration even be<strong>for</strong>e they have<br />
been approved as to survey. This means that once the plan has been approved, the deal<strong>in</strong>g can be registered, and titles issued<br />
as early as possible, even on the same day that the plan was deposited (Grant et al., 1997).<br />
Another major component <strong>of</strong> the project is the digital conversion <strong>of</strong> “physical records” to live and <strong>in</strong>telligent data that will play<br />
an active role <strong>in</strong> the automation process. It is important to note that this digital conversion is not simply a change <strong>of</strong> <strong>for</strong>mat to<br />
scanned plans, which are static. The key to the system is “<strong>in</strong>telligent data” (data conta<strong>in</strong><strong>in</strong>g attributes), which will be generated<br />
by back-captur<strong>in</strong>g historical records and ultimately by digital lodgement <strong>of</strong> cadastral surveys and title transactions (Grant et al.,<br />
1997).<br />
Two pr<strong>in</strong>ciples that will not change are the state’s guarantee <strong>of</strong> title and the <strong>in</strong>tegrity <strong>of</strong> the data. This will be ensured through<br />
the use <strong>of</strong> a survey accurate coord<strong>in</strong>ated cadastre, which is a fundamental build<strong>in</strong>g block <strong>for</strong> the survey component. It is crucial<br />
that there be a national geodetic control framework <strong>in</strong> place to support all cadastral data. The accuracy <strong>of</strong> this geodetic<br />
framework should be very high as any coord<strong>in</strong>ates derived from it will only be as good as their source. It must be noted,<br />
however, that these coord<strong>in</strong>ates will not atta<strong>in</strong> legal significance, but will merely be used to provide a summary <strong>of</strong> survey data<br />
that will enable exist<strong>in</strong>g survey marks to be more easily found. The automation <strong>of</strong> survey data will become <strong>in</strong>creas<strong>in</strong>gly reliant<br />
on an accurate geodetic <strong>in</strong>frastructure, enabl<strong>in</strong>g the efficient association and management <strong>of</strong> digital spatial cadastral data (Grant<br />
et al., 1997).<br />
One quite significant sub-project <strong>in</strong> the automation program is the “Electronic Parcel Capture” project which will capture the<br />
dimensions <strong>of</strong> surveyed boundaries <strong>for</strong> entry <strong>in</strong>to a numeric database to provide a survey accurate digital cadastre. Essentially,<br />
the boundary dimensions with connections to a new, modern, geodetic control framework will be entered <strong>in</strong>to the Core Record<br />
System (CRS), which will enable LINZ to create the <strong>Survey</strong> Accurate <strong>Digital</strong> Cadastre (SDC), lead<strong>in</strong>g to the automation <strong>of</strong> both<br />
surveys and the process<strong>in</strong>g <strong>of</strong> survey data (Land In<strong>for</strong>mation New Zealand, 1998a). It has great benefits <strong>for</strong> surveyors s<strong>in</strong>ce the<br />
majority <strong>of</strong> new surveys will be <strong>in</strong> areas covered by the SDC and the system will have the capability to process plans aris<strong>in</strong>g<br />
from these surveys with<strong>in</strong> one day. The system will also allow the digital lodgement <strong>of</strong> survey data (Land In<strong>for</strong>mation New<br />
Zealand, 1998a).<br />
The Electronic Parcel Capture project is now at the stage where the automation project team is identify<strong>in</strong>g the specific types <strong>of</strong><br />
data that will need to be <strong>in</strong>terchanged between surveyors and the SDC. The <strong>in</strong>terface exists at a po<strong>in</strong>t where the new CRS<br />
exchanges data with a system or process which is external to the CRS. <strong>Data</strong> pass<strong>in</strong>g from the CRS (exports) or data arriv<strong>in</strong>g at<br />
CRS (imports) need to meet agreed criteria (standards) <strong>of</strong> content and <strong>for</strong>mat to successfully navigate the <strong>in</strong>terface (Land<br />
In<strong>for</strong>mation New Zealand, 1998b).<br />
Another significant re<strong>for</strong>m be<strong>in</strong>g implemented by LINZ is the accreditation <strong>of</strong> cadastral surveyors. This is be<strong>in</strong>g done to<br />
achieve a more appropriate and effective process <strong>for</strong> the verification and approval <strong>of</strong> cadastral surveys. The new accreditation<br />
system will place more reliance on accredited surveys to ma<strong>in</strong>ta<strong>in</strong> the required standard <strong>of</strong> work when lodg<strong>in</strong>g plans, and less<br />
emphasis on detailed checks by LINZ.
Common <strong>Digital</strong> <strong>Lodgement</strong> Trends<br />
This section has highlighted trends that are becom<strong>in</strong>g <strong>in</strong>creas<strong>in</strong>gly obvious <strong>in</strong> the area <strong>of</strong> digital lodgement. One <strong>of</strong> the first<br />
po<strong>in</strong>ts to note is that many jurisdictions are implement<strong>in</strong>g digital lodgement as part <strong>of</strong> a broader cadastral re<strong>for</strong>m program.<br />
Western <strong>Australia</strong>, New Zealand and Queensland are the most obvious examples. This highlights the fact that digital lodgement<br />
cannot af<strong>for</strong>d to be treated as an <strong>in</strong>itiative on its own – it is important to consider the effects it will have on the whole <strong>in</strong>dustry,<br />
and the benefits it will provide.<br />
In the same way, a number <strong>of</strong> jurisdictions have also <strong>in</strong>troduced surveyor accreditation programs as a way <strong>of</strong> reta<strong>in</strong><strong>in</strong>g core<br />
bus<strong>in</strong>ess with<strong>in</strong> government. It also ensures that surveyors are made responsible <strong>for</strong> quality control <strong>of</strong> their own plans, to a<br />
100% error free level. It is expected that this trend will become more popular as the cadastral <strong>in</strong>dustry further enters the digital<br />
age, with more digital databases rely<strong>in</strong>g on the source data collected by the surveyors.<br />
The br<strong>in</strong>g<strong>in</strong>g together <strong>of</strong> all the land adm<strong>in</strong>istration agencies <strong>in</strong>to the one department is another trend that is bound to have<br />
positive ramifications on digital lodgement. Western <strong>Australia</strong> is a prime example <strong>of</strong> this. Previously, there were separate<br />
departments handl<strong>in</strong>g the digital cadastral database and the registration <strong>of</strong> title, however they were brought together several<br />
years ago. This is similar to the Victorian government, which has realised the benefits <strong>of</strong> manag<strong>in</strong>g all land <strong>in</strong><strong>for</strong>mation <strong>in</strong> the<br />
one department, with the br<strong>in</strong>g<strong>in</strong>g together <strong>of</strong> the Land Titles Office and the <strong>for</strong>mer Geographic <strong>Data</strong> Victoria (responsible <strong>for</strong><br />
ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g the State <strong>Digital</strong> Map Base) under the one group Land Victoria. New Zealand has also adopted this approach.<br />
Solutions to several technical issues have also been highlighted with<strong>in</strong> this paper. In terms <strong>of</strong> file <strong>for</strong>mats, Western <strong>Australia</strong><br />
has <strong>in</strong>troduced a system whereby surveyors can produce their plans <strong>in</strong> the s<strong>of</strong>tware <strong>of</strong> their choice, and then us<strong>in</strong>g translators<br />
developed <strong>for</strong> their particular s<strong>of</strong>tware, the surveyor can then lodge the plan <strong>in</strong> this <strong>for</strong>mat. This is an ideal alternative to<br />
surveyors hav<strong>in</strong>g to purchase new s<strong>of</strong>tware to accommodate digital lodgement. New South Wales are also develop<strong>in</strong>g a new<br />
file <strong>for</strong>mat to use. South <strong>Australia</strong> recommended that when digital lodgement is <strong>in</strong>troduced, firstly only the data itself should be<br />
lodged, accompanied by a hard copy plan, and secondly all <strong>in</strong><strong>for</strong>mation would be lodged digitally, which would <strong>in</strong>clude the plan<br />
graphic and the digital <strong>in</strong><strong>for</strong>mation extracted from the plan (Land Services Group, 1997).<br />
A number <strong>of</strong> jurisdictions have also adopted the concept <strong>of</strong> a coord<strong>in</strong>ated cadastre, whereby all cadastral surveys carried out<br />
must be based on the state geodetic network. New Zealand and the ACT are the furthest advanced <strong>in</strong> this area. Coord<strong>in</strong>ated<br />
surveys are expected to reduce the ef<strong>for</strong>t needed to lodge a plan, however it is important to realise that digital lodgement can<br />
still be <strong>in</strong>troduced even if the plans are not coord<strong>in</strong>ated.<br />
New South Wales has demonstrated how digital lodgement could be implemented us<strong>in</strong>g a pilot program. The program, which is<br />
now <strong>in</strong> progress, has identified issues and recruited several volunteer companies to take part <strong>in</strong> the pilot program.<br />
DIGITAL LODGEMENT QUESTIONNAIRES WITHIN VICTORIA, NEW SOUTH WALES AND<br />
SOUTH AUSTRALIA<br />
The importance <strong>of</strong> the consult<strong>in</strong>g surveyor with<strong>in</strong> the plan lodgement process is paramount, consider<strong>in</strong>g it is the surveyor who<br />
is responsible <strong>for</strong> the <strong>in</strong>itial collection and manipulation <strong>of</strong> the cadastral data. Several states have recognised the significance <strong>of</strong><br />
this role, and have requested valuable <strong>in</strong>put from the survey<strong>in</strong>g pr<strong>of</strong>ession on the issue <strong>of</strong> digital lodgement, through<br />
questionnaires. Victoria, New South Wales and South <strong>Australia</strong> have all adopted this approach <strong>in</strong> order to assess the<br />
pr<strong>of</strong>ession’s attitude towards digital lodgement.<br />
Details <strong>of</strong> Questionnaires<br />
The Victorian questionnaire was carried out by the authors <strong>of</strong> this paper. It was sent to 104 private surveyors <strong>in</strong> Victoria, all <strong>of</strong><br />
who are members <strong>of</strong> the Association <strong>of</strong> Consult<strong>in</strong>g <strong>Survey</strong>ors. It was sent <strong>in</strong> early January 1998 with a clos<strong>in</strong>g date <strong>for</strong><br />
responses <strong>in</strong> mid-February 1998. A satisfactory return rate <strong>of</strong> 42% (44 out <strong>of</strong> 104) was achieved which <strong>in</strong>dicated quite a high<br />
<strong>in</strong>terest <strong>in</strong> the general concept <strong>of</strong> digital lodgement.<br />
The questionnaire itself was four pages long, and consisted <strong>of</strong> both multiple-choice questions and short answer questions. The<br />
first two sections conta<strong>in</strong>ed questions regard<strong>in</strong>g current technology, and current survey and data lodgement practices, whilst<br />
the third section concentrated on the surveyors’ attitudes towards digital lodgement. The full results <strong>of</strong> the questionnaire are<br />
available <strong>in</strong> Falzon (1998) and are summarised <strong>in</strong> Falzon and Williamson (1998).
The New South Wales questionnaire was organised by a jo<strong>in</strong>t Land Titles Office (LTO) and the <strong>for</strong>mer Land In<strong>for</strong>mation <strong>Centre</strong><br />
(LIC) project team <strong>in</strong> collaboration with Pr<strong>of</strong>essor John Fryer <strong>of</strong> the University <strong>of</strong> Newcastle. The questionnaire was sent to 1221<br />
surveyors, with a 48.7% rate <strong>of</strong> return. The clos<strong>in</strong>g date <strong>for</strong> returns was 25 July 1997 (Fryer, 1997).<br />
Analysis <strong>of</strong> results was conducted by Fryer who provided the project team with a summary <strong>of</strong> statistics and list <strong>of</strong> comments.<br />
The questionnaire was only one page long and featured eight questions (seven multiple choice), regard<strong>in</strong>g issues such as use<br />
<strong>of</strong> computers <strong>for</strong> data collection and/or draw<strong>in</strong>g <strong>of</strong> plans; type <strong>of</strong> s<strong>of</strong>tware that was used; the types <strong>of</strong> remote computer<br />
communication used; and ideas on the positives and negatives <strong>of</strong> electronic plan lodgement (Fryer, 1997).<br />
The South <strong>Australia</strong>n questionnaire was carried out by Mr Mark Barnes <strong>of</strong> the Land Services Group, with<strong>in</strong> the Department <strong>of</strong><br />
Environment and Natural Resources, with the clos<strong>in</strong>g date <strong>of</strong> returns be<strong>in</strong>g December 1994. It was circulated to 47 recipients<br />
<strong>in</strong>clud<strong>in</strong>g private firms, <strong>in</strong>dividuals and government departments <strong>in</strong>volved <strong>in</strong> plan preparation and the lodgement processes. A<br />
62% return rate was achieved (Land Services Group, 1994).<br />
This questionnaire was substantially longer than those done <strong>in</strong> Victorian and New South Wales, be<strong>in</strong>g seven pages long, and<br />
consisted <strong>of</strong> many short-answer questions, rather than multiple choice. Questions covered both technical areas and the<br />
recipients’ op<strong>in</strong>ions towards the issue <strong>of</strong> digital lodgement (Land Services Group, 1994).<br />
Results <strong>of</strong> Questionnaire<br />
The NSW questionnaire showed a large disparity <strong>in</strong> the numbers <strong>of</strong> returns from sole practitioners (12.4%), with the mail<strong>in</strong>g list<br />
<strong>in</strong>dicat<strong>in</strong>g that 43.4% <strong>of</strong> registered surveyors fell <strong>in</strong>to this category (Fryer, 1997). The Victorian questionnaire showed that 14%<br />
were from sole practitioners, however it is not known how many <strong>of</strong> these were actually asked to complete the questionnaire. The<br />
South <strong>Australia</strong>n questionnaire did not <strong>in</strong>dicate the type <strong>of</strong> recipients that responded.<br />
Access to Computer<br />
With regards to access to a computer, there were 89% <strong>of</strong> surveyors <strong>in</strong> NSW that had access to a PC, with a further 8% hav<strong>in</strong>g<br />
the availability <strong>of</strong> a workstation (Fryer, 1997). This is very similar to Victoria, where 93% use PCs , and the rema<strong>in</strong><strong>in</strong>g 7% use<br />
workstations. In both the Victorian and NSW questionnaires, a PC was def<strong>in</strong>ed as a personal computer which is IBM compatible<br />
(as opposed to a Mac<strong>in</strong>tosh), which may be stand alone or networked. A workstation was def<strong>in</strong>ed as a computer, usually<br />
connected to a network, possibly runn<strong>in</strong>g UNIX. Aga<strong>in</strong>, the South <strong>Australia</strong>n questionnaire did not <strong>in</strong>clude a question on the<br />
surveyors’ access to computers, although it was shown that 56% had little concern with their technical capabilities if digital<br />
lodgement was <strong>in</strong>troduced, the conclusion be<strong>in</strong>g that these recipients have already had sufficient exposure to computers (Land<br />
Services Group, 1994). This response was supported by another question which showed that only 4 <strong>of</strong> the 29 respondents had<br />
no computer facilities.<br />
S<strong>of</strong>tware<br />
The most commonly used s<strong>of</strong>tware packages <strong>in</strong> New South Wales were Civilcad (43%), Landmark (20.5%), Autocad (52.5%),<br />
Micros<strong>of</strong>t Word (71%) and Word Perfect (25%). Other s<strong>of</strong>tware packages <strong>in</strong> use <strong>in</strong>cluded Liscad (12.5%), Foresite (9%),<br />
Geocomp (6.5%), ACS (6.5%) and Microstation (13.5%) (Fryer, 1997).<br />
In Victoria, the most popular geometry s<strong>of</strong>tware were Liscad (50%), Autocad (47%) and Geocomp (30%). Tak<strong>in</strong>g <strong>in</strong>to account<br />
the number <strong>of</strong> actual licences each company had <strong>for</strong> s<strong>of</strong>tware, Microstation, Autocad and Geocomp had approximately the same<br />
number <strong>of</strong> users. In the cases <strong>of</strong> both New South Wales and Victoria, the s<strong>of</strong>tware percentages sum to more than 100% as many<br />
companies have several different s<strong>of</strong>tware types runn<strong>in</strong>g.<br />
South <strong>Australia</strong> showed very similar results to Victoria, whereby Liscad and Autocad were the most popular s<strong>of</strong>tware used,<br />
both with 22%. SDRMap was the next with 11%, followed by Geocomp (9%), Wescom, Foresight and Caddsman, all with 6%<br />
each (Land Services Group, 1994).<br />
<strong>Lodgement</strong> Practices<br />
One question that only featured on the Victorian questionnaire regarded the size <strong>of</strong> subdivisions carried out by each survey<strong>in</strong>g<br />
company, which was deemed quite important, as digital lodgement becomes progressively more relevant as the number <strong>of</strong> lots<br />
<strong>in</strong> a plan <strong>in</strong>creases. In order to ga<strong>in</strong> the most feasible results, these results were correlated with the size <strong>of</strong> the company (number<br />
<strong>of</strong> employees).
The most evident f<strong>in</strong>d<strong>in</strong>g from this correlation is that as the company size <strong>in</strong>creased, so did the number <strong>of</strong> multiple lot<br />
subdivisions (more than 20 lots). For <strong>in</strong>stance, the majority <strong>of</strong> the companies with less than 5 employees submitted mostly plans<br />
<strong>of</strong> only 5 or less lots, whereas the companies with more than 10 employees submitted many plans <strong>of</strong> 20 or more lots.<br />
A significant f<strong>in</strong>d<strong>in</strong>g was that there were 10 companies whose plans <strong>of</strong> 10 or more lots made up more than 50% <strong>of</strong> their plans<br />
lodged. This is important because current guidel<strong>in</strong>es <strong>in</strong> Victoria require that subdivisions conta<strong>in</strong><strong>in</strong>g more than 10 lots have to<br />
be accompanied by a digital plan.<br />
Another notable f<strong>in</strong>d<strong>in</strong>g was that 14 companies submitted more than 50% <strong>of</strong> plans that were two lot subdivisions. This is<br />
important to know because it is easier to manually update files <strong>for</strong> two lot subdivisions, rather than try<strong>in</strong>g to enter a plan <strong>in</strong><br />
digital <strong>for</strong>m.<br />
Preparation and transfer <strong>of</strong> plans<br />
The percentage <strong>of</strong> surveyors <strong>in</strong> New South Wales who used computers to complete all their plans was around 41%, although<br />
this figure was <strong>in</strong>fluenced downwards by those who prepared small subdivisions manually. This is comparable to Victoria,<br />
where 31% <strong>of</strong> surveyors prepared all plans by computer.<br />
For transferr<strong>in</strong>g data, 70% <strong>of</strong> surveyors <strong>in</strong> NSW used floppy disks, whilst 57% used modems and sometimes used electronic<br />
mail <strong>for</strong> this task. In Victoria, computer usage seems to be higher with 89% <strong>of</strong> surveyors us<strong>in</strong>g floppy disks, 70% us<strong>in</strong>g modems,<br />
and 59% us<strong>in</strong>g email. The results <strong>of</strong> the NSW survey did not <strong>in</strong>dicate how many surveyors had access to the Internet, whereas<br />
currently <strong>in</strong> Victoria more than half have access (52%).<br />
A similar question <strong>in</strong> the South <strong>Australia</strong>n questionnaire showed that 76% <strong>of</strong> the respondents would prefer to transfer digital<br />
data directly via modem, if this service was available. Only 17% stated that they would not transfer data <strong>in</strong> this way, and 7% did<br />
not respond (Land Services Group, 1994).<br />
Comments by surveyors<br />
The Victorian and New South Wales questionnaires both dealt with the benefits and problems <strong>of</strong> digital lodgement <strong>in</strong> the latter<br />
part <strong>of</strong> the survey. Firstly the positives will be discussed. The most commonly mentioned benefits on the New South Wales<br />
survey were the speed<strong>in</strong>g up <strong>of</strong> the lodgement process; time sav<strong>in</strong>gs; produc<strong>in</strong>g more legible plans; and updat<strong>in</strong>g and<br />
improv<strong>in</strong>g the cadastre. This was similar <strong>for</strong> the Victorian questionnaire, with the most popular benefits be<strong>in</strong>g time and money<br />
sav<strong>in</strong>gs, less paper, easier data retrieval, easier amendment <strong>of</strong> plans, and <strong>in</strong>creased accuracy <strong>of</strong> data.<br />
Although many thought that digital lodgement would provide many benefits, several disadvantages were also noted. Nearly<br />
50% <strong>of</strong> the NSW responses <strong>in</strong>dicated concern <strong>for</strong> the security <strong>of</strong> the electronic file after it left the surveyor. Similarly <strong>in</strong> Victoria,<br />
25% were concerned about this issue, with another 23% concerned about <strong>in</strong>tellectual property, and 27% worried about the<br />
compatibility <strong>of</strong> s<strong>of</strong>tware. Despite the high pr<strong>of</strong>ile given to the matter <strong>of</strong> <strong>in</strong>tellectual property, less than 2% <strong>of</strong> NSW surveyors<br />
mentioned this topic.<br />
The South <strong>Australia</strong>n questionnaire conta<strong>in</strong>ed various questions regard<strong>in</strong>g the recipients’ op<strong>in</strong>ions throughout the survey.<br />
One question revealed that 83% <strong>in</strong>dicated that digital lodgement should be optional, with another 14% stat<strong>in</strong>g that it should not<br />
be optional. 3% did not respond to the question. The other primary concerns that were highlighted <strong>in</strong>cluded validation<br />
procedures (72% were highly concerned), accuracy/quality concerns (72%), legislative requirements (69%), liability (71%), with<br />
about half concerned about copyright issues and costs <strong>in</strong>volved. Compatibility <strong>of</strong> s<strong>of</strong>tware, and the security <strong>of</strong> data were also<br />
mentioned (Land Services Group, 1994).<br />
Summary<br />
These results show that the respondents from the three states (generally surveyors), are already pr<strong>of</strong>icient <strong>in</strong> computer usage,<br />
with all surveyors hav<strong>in</strong>g or us<strong>in</strong>g a computer <strong>in</strong> their workplace. Coupled with this, 66% <strong>of</strong> all Victorian surveyors already own<br />
and use a modem, which will be essential when digital lodgement is <strong>in</strong>troduced <strong>in</strong> that state. This level <strong>of</strong> pr<strong>of</strong>iciency with<br />
electronic transmission <strong>of</strong> data (<strong>in</strong>clud<strong>in</strong>g email and the Internet) is important as this will mean less tra<strong>in</strong><strong>in</strong>g <strong>in</strong> this particular<br />
area.<br />
Many survey companies <strong>in</strong> Victoria and New South Wales already use computers to prepare many <strong>of</strong> their plans, with a large<br />
majority <strong>of</strong> those <strong>in</strong> South <strong>Australia</strong> feel<strong>in</strong>g com<strong>for</strong>table with the technology. For example, an average <strong>of</strong> 84% <strong>of</strong> all survey plans<br />
are fully or partly prepared digitally <strong>in</strong> Victoria (Falzon, 1998). Even more importantly, about 80% <strong>of</strong> surveyors already submit
some <strong>of</strong> their plans <strong>in</strong> digital <strong>for</strong>m, either to water authorities or councils. Although it was not specified how these plans were<br />
submitted, it still highlights the high computer literacy with<strong>in</strong> the <strong>in</strong>dustry.<br />
In general, all three states support the concept <strong>of</strong> digital lodgement, as they feel it will save time and money, <strong>in</strong>crease data<br />
accuracy and improve data retrieval. However several problems were noted that would have to be addressed if it were to be<br />
<strong>in</strong>troduced. One <strong>of</strong> the major issues is s<strong>of</strong>tware compatibility, as it would seem unreasonable to make it necessary <strong>for</strong> surveyors<br />
to purchase new s<strong>of</strong>tware if they felt they were not benefit<strong>in</strong>g from digital lodgement. Also the <strong>in</strong>tegrity <strong>of</strong> the data while plans<br />
are <strong>in</strong> transit was highlighted as a major problem, <strong>in</strong> which security issues would need to be thoroughly <strong>in</strong>vestigated. Lastly<br />
<strong>in</strong>tellectual property seemed a concern <strong>for</strong> many surveyors, as they felt that they were the ones generat<strong>in</strong>g the spatial data, only<br />
to have it taken away from them and sold <strong>for</strong> pr<strong>of</strong>it by others. However there are many issues concerned with <strong>in</strong>tellectual<br />
property which only a thorough understand<strong>in</strong>g <strong>of</strong> all sides <strong>of</strong> the problem, and good will from all parties, can solve. These<br />
issues are discussed <strong>in</strong> more depth <strong>in</strong> the follow<strong>in</strong>g section.<br />
ISSUES<br />
There are several key issues which must be resolved be<strong>for</strong>e digital lodgement <strong>of</strong> survey data can be fully <strong>in</strong>troduced. Most <strong>of</strong><br />
these issues have been identified as a result <strong>of</strong> the questionnaire results and an <strong>in</strong>vestigation <strong>of</strong> digital lodgement <strong>in</strong> most<br />
<strong>Australia</strong>n states and New Zealand, and <strong>in</strong>clude technological, legal and adm<strong>in</strong>istrative aspects <strong>of</strong> digital lodgement. This<br />
section summarises these key issues, although further attention is placed on these issues <strong>in</strong> a follow up paper.<br />
An issue that is predom<strong>in</strong>antly relevant to the survey pr<strong>of</strong>ession is that <strong>of</strong> file <strong>for</strong>mats, and the s<strong>of</strong>tware used to create the files.<br />
Currently the only output that can be obta<strong>in</strong>ed by all packages is DXF <strong>for</strong>mat, which is not suitable <strong>for</strong> pass<strong>in</strong>g between<br />
systems due to its layered approach. There<strong>for</strong>e it is imperative that a file <strong>for</strong>mat be developed, which can either be output us<strong>in</strong>g<br />
standard survey<strong>in</strong>g s<strong>of</strong>tware, or secondly can be converted at a later stage <strong>of</strong> the lodgement process so that the surveyor is not<br />
responsible <strong>for</strong> the conversion <strong>of</strong> the file. The ma<strong>in</strong> objective is to prevent the surveyor from hav<strong>in</strong>g to purchase new s<strong>of</strong>tware<br />
to accommodate digital lodgement. Similarly, standards <strong>for</strong> the actual presentation <strong>of</strong> the data must be determ<strong>in</strong>ed. At the<br />
moment, there are set standards <strong>for</strong> hard copy plans <strong>in</strong> all jurisdictions, but not <strong>for</strong> digital plans.<br />
The actual transfer <strong>of</strong> the digital data would seem to be the next most logical process <strong>in</strong> the sequence <strong>of</strong> plan lodgement.<br />
Although there are several methods which can be used at the moment, <strong>in</strong>clud<strong>in</strong>g floppy disk (which does not solve the problem<br />
<strong>of</strong> handl<strong>in</strong>g physical objects), FTP and email, it would appear that the most logical solution is us<strong>in</strong>g the Internet to directly<br />
update databases. (Polley, 1998a) and (Polley and Williamson, 1998b) have shown that it is possible to achieve two way flows<br />
on the Internet, both from the data provider to the user, and also from the private surveyor to the data custodian.<br />
There are certa<strong>in</strong> security measures that are also necessary if plans are to be lodged electronically. These <strong>in</strong>clude the <strong>in</strong>tegrity<br />
<strong>of</strong> the plan dur<strong>in</strong>g transit, ensur<strong>in</strong>g that the <strong>in</strong><strong>for</strong>mation <strong>in</strong> the plan is not tampered with. Secondly is the actual certification <strong>of</strong><br />
the plan by the licensed surveyor. At the moment, handwritten signatures are used to certify that the <strong>in</strong><strong>for</strong>mation is <strong>in</strong>deed<br />
correct, however these have several drawbacks such as <strong>for</strong>gery, and no scientific pro<strong>of</strong> <strong>of</strong> verification. <strong>Digital</strong> signatures<br />
actually provide more str<strong>in</strong>gent security than handwritten signatures as they are created by mathematic algorithms, which<br />
means they are almost impossible to <strong>for</strong>ge. They can also prove the <strong>in</strong>tegrity and orig<strong>in</strong> <strong>of</strong> the message, which makes them ideal<br />
<strong>for</strong> transmitt<strong>in</strong>g data electronically.<br />
The issue <strong>of</strong> <strong>in</strong>tellectual property is one that is relevant not just to plan lodgement, but also to many different <strong>in</strong>dustries. Some<br />
argue that the <strong>in</strong><strong>for</strong>mation produced by surveyors when carry<strong>in</strong>g out surveys <strong>in</strong> the field should be copyrighted, whilst others<br />
argue that this cannot be copyrighted. The problem appears ambiguous, and although it does have an impact on digital<br />
lodgement, it should not be a decid<strong>in</strong>g factor as to whether or not digital lodgement proceeds.<br />
Several other issues have also been identified, <strong>in</strong>clud<strong>in</strong>g ease <strong>of</strong> conversion to a digital environment, coord<strong>in</strong>ation <strong>of</strong> surveys,<br />
and educat<strong>in</strong>g the <strong>in</strong>volved parties. One issue <strong>of</strong> high importance is quality assurance, and determ<strong>in</strong><strong>in</strong>g who has the<br />
responsibility <strong>for</strong> extensively check<strong>in</strong>g plans. A number <strong>of</strong> jurisdictions have reviewed this function and have significantly<br />
moved it <strong>in</strong>to the private sector.<br />
CONCLUSION<br />
<strong>Cadastral</strong> re<strong>for</strong>m <strong>of</strong> the current land registration system is needed if we are to progress <strong>in</strong>to the <strong>in</strong><strong>for</strong>mation world <strong>of</strong> the 21 st<br />
century. One significant component <strong>of</strong> this is the lodgement <strong>of</strong> cadastral data which is envisaged to be conducted digitally <strong>in</strong>
the near future. This paper has shown evidence that digital lodgement is technically possible, however there are still several<br />
legal and <strong>in</strong>stitutional issues that must be resolved. It is also important that digital lodgement is not treated as an isolated<br />
problem, but must be regarded as part <strong>of</strong> an entire shift to a digital environment <strong>for</strong> the process<strong>in</strong>g <strong>of</strong> land <strong>in</strong><strong>for</strong>mation.<br />
A follow up paper will further discuss the issues that have arisen from this paper, and will suggest the best options <strong>for</strong><br />
<strong>in</strong>troduc<strong>in</strong>g digital lodgement <strong>in</strong> <strong>Australia</strong>n states, and Victoria <strong>in</strong> particular.<br />
ACKNOWLEDGEMENTS<br />
The support <strong>of</strong> Land Victoria and the <strong>Australia</strong>n Research Council are gratefully acknowledged <strong>in</strong> this research. The<br />
contribution from the <strong>Survey</strong>ors General <strong>of</strong> each <strong>Australia</strong>n state and New Zealand are also acknowledged, as are the Institution<br />
<strong>of</strong> <strong>Survey</strong>ors Victoria (ISV), and the Association <strong>of</strong> Consult<strong>in</strong>g <strong>Survey</strong>ors Victoria (ACSV), and all the surveyors who<br />
completed the Victorian questionnaire.<br />
NOTE BY EDITOR<br />
Readers should note that this paper was submitted <strong>for</strong> publication on 23 December 1998 but was un<strong>for</strong>tunately misplaced. The<br />
paper has been published due to the importance and current relevance <strong>of</strong> the subject.<br />
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