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feasibility study on establishing and managing a global ephyto hub

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Internati<strong>on</strong>al Plant Protecti<strong>on</strong> C<strong>on</strong>venti<strong>on</strong> SPG 2012/17<br />

Feasability Study of a Global ePhyto Hub Agenda item11<br />

FEASIBILITY STUDY ON ESTABLISHING AND MANAGING A GLOBAL<br />

EPHYTO HUB<br />

Terms of Reference<br />

1. With the introducti<strong>on</strong> of ISPM 12:2011 electr<strong>on</strong>ic certificati<strong>on</strong> known as ePhyto, many<br />

countries are looking at the implementati<strong>on</strong> of nati<strong>on</strong>al ePhyto systems. A primary objective of<br />

ePhyto is to reduce the necessity of the many bilateral agreements that are necessary under the<br />

current phytosanitary trade framework. As a result of these c<strong>on</strong>siderati<strong>on</strong>s, a number of<br />

countries have expressed their str<strong>on</strong>g preference to establish a single <strong>global</strong> ePhyto system, as<br />

this would:<br />

1) further harm<strong>on</strong>ize ePhyto communicati<strong>on</strong> protocols, resulting in additi<strong>on</strong>al substantial<br />

gains in efficiency <strong>and</strong> savings<br />

2) greatly simplify development <strong>and</strong> reduce start-up costs of nati<strong>on</strong>al ePhyto systems<br />

3) possibly allow least developed countries to participate in the <strong>global</strong> system with<br />

minimal development cost (pers<strong>on</strong>al <strong>and</strong> financial); <strong>and</strong><br />

4) possibly to be utilized as a income generator for the IPPC work programme should it<br />

be feasible to charge per ePhyto transmitted.<br />

2. To this end the ePhyto Expert Working Group (EWG) <strong>and</strong> the IPPC St<strong>and</strong>ards Committee<br />

have requested the Secretariat, as a matter of urgency, to undertake a Global ePhyto Hub<br />

<str<strong>on</strong>g>feasibility</str<strong>on</strong>g> <str<strong>on</strong>g>study</str<strong>on</strong>g>.<br />

3. Under the supervisi<strong>on</strong> of the IPPC Secretariat, a <str<strong>on</strong>g>study</str<strong>on</strong>g> will be c<strong>on</strong>ducted that will include the<br />

following comp<strong>on</strong>ents:<br />

1) The possible overall typology/ies of the ePhyto <strong>global</strong> <strong>hub</strong>, including the <str<strong>on</strong>g>feasibility</str<strong>on</strong>g> of<br />

<strong>establishing</strong> regi<strong>on</strong>al <strong>hub</strong>s within the <strong>global</strong> mechanism, should be c<strong>on</strong>sidered;<br />

a) oversight by the IPPC Secretariat for a centralized system<br />

b) a decentralized <strong>hub</strong> system with overall coordinati<strong>on</strong> <strong>and</strong> management by the<br />

IPPC Secretariat; <strong>and</strong><br />

c) c<strong>on</strong>sider other pragmatic opti<strong>on</strong>s.<br />

2) How countries will access the <strong>hub</strong>, particularly detailing how countries, without or<br />

with limited capacity can participate in the system <strong>and</strong> whether it should be m<strong>and</strong>atory<br />

or encouraged<br />

3) Detail the benefits <strong>and</strong> operati<strong>on</strong>al expectati<strong>on</strong>s of a <strong>hub</strong> for both developed <strong>and</strong><br />

developing countries<br />

4) Detail IT security features <strong>and</strong> safeguards necessary to satisfy the <strong>global</strong> phytosanitary<br />

community<br />

5) Detail the ePhyto communicati<strong>on</strong> processes <strong>and</strong> protocols necessary for the system to<br />

functi<strong>on</strong> efficiently, securely <strong>and</strong> reliably<br />

6) Necessary nati<strong>on</strong>al business practices to participate, including<br />

Page 1 of 2


SPG 2012/17 Feasability Study of a Global ePhyto Hub<br />

a) legal framework of participati<strong>on</strong><br />

b) ownership <strong>and</strong> use of data;<br />

c) c<strong>on</strong>fidentiality / security.<br />

7) Undertake a financial <str<strong>on</strong>g>feasibility</str<strong>on</strong>g> <str<strong>on</strong>g>study</str<strong>on</strong>g> including the c<strong>on</strong>siderati<strong>on</strong> of the following:<br />

a) cost-benefit<br />

b) recommendati<strong>on</strong> for a business operating model that is acceptable to various<br />

situati<strong>on</strong>s<br />

c) variable/overhead costs<br />

d) recommendati<strong>on</strong> <strong>on</strong> how to recover initial costs <strong>and</strong> create revenue for IPPC<br />

e) cost model according to developed/developing country/number of certificates<br />

f) opti<strong>on</strong>al: recommend any value-added services as possible add-<strong>on</strong>s, <strong>and</strong><br />

g) risk analysis.<br />

8) Proposed amendments if necessary to the agreed ePhyto protocols; <strong>and</strong><br />

9) Propose a way forward while balancing phytosanitary, financial <strong>and</strong> technology<br />

c<strong>on</strong>siderati<strong>on</strong>s of all IPPC c<strong>on</strong>tracting parties.<br />

1. The <str<strong>on</strong>g>study</str<strong>on</strong>g> should involve representatives from at least 3 FAO regi<strong>on</strong>s <strong>and</strong> include at least 1<br />

member from a developing country. The group should include both competent phytosanitary,<br />

IT ePhyto <strong>and</strong> financial expertise. The team leader will be sourced from a country that has<br />

experience with electr<strong>on</strong>ic phytosanitary certificati<strong>on</strong>.<br />

2. It is expected that this <str<strong>on</strong>g>study</str<strong>on</strong>g> will take at least 6 m<strong>on</strong>ths to complete due to the combinati<strong>on</strong> of<br />

bureaucracy, financial <strong>and</strong> tehcnical comp<strong>on</strong>ents.<br />

3. It is expected members of this drafting team will meeting virtually <strong>and</strong> <strong>on</strong>ly in pers<strong>on</strong> in<br />

excepti<strong>on</strong>al circumstances <strong>and</strong> if resources are available for this purpose.<br />

4. Funding sources / opti<strong>on</strong>s for undertaking the <str<strong>on</strong>g>feasibility</str<strong>on</strong>g> <str<strong>on</strong>g>study</str<strong>on</strong>g> need to be c<strong>on</strong>sidered.<br />

5. The selecti<strong>on</strong> process will involved c<strong>on</strong>sulting the Bureau <strong>on</strong> c<strong>and</strong>idates after a call for experts<br />

has been made to all c<strong>on</strong>tracting parties.<br />

6. It is important to note that this <str<strong>on</strong>g>study</str<strong>on</strong>g> shall exclude the any complete or comp<strong>on</strong>ents of nati<strong>on</strong>al<br />

phytosanitary system/s to support a nati<strong>on</strong>al ePhyto system.<br />

7. The final written report to be presented electr<strong>on</strong>ically in Microsoft Word format (2007<br />

comptable) with electr<strong>on</strong>ic copies of all support documentati<strong>on</strong> <strong>and</strong> materials to the IPPC<br />

Secretariat <strong>on</strong> completi<strong>on</strong> of the assignment.<br />

Timeline:<br />

i) c<strong>on</strong>siderati<strong>on</strong> <strong>and</strong> agreement by the Strategic Planning Committee, October 2012<br />

ii) first draft by 28 February 2013<br />

iii) to be completed by 30 June 2013<br />

iv) c<strong>on</strong>siderati<strong>on</strong> by the Strategic Planning Committee October 2013<br />

v) submissi<strong>on</strong> to CPM-9 (2014).<br />

Page 2 of 2 Internati<strong>on</strong>al Plant Protecti<strong>on</strong> C<strong>on</strong>venti<strong>on</strong>

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