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Robot Therapy for Elders Affected by Dementia - IEEE Pulse

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© DIGITAL STOCK & EYEWIRE<br />

BY KAZUYOSHI WADA,<br />

TAKANORI SHIBATA,<br />

TOSHIMITSU MUSHA,<br />

AND SHIN KIMURA<br />

<strong>Dementia</strong> is one of the most important issues in the<br />

care of the elderly. According to Alzheimer’s Disease<br />

International (ADI), an estimated 24.4 million<br />

people suffer from dementia worldwide, and the<br />

number will increase to 82 million <strong>by</strong> 2040. <strong>Dementia</strong> is a<br />

progressive disabling neurological condition that occurs in a<br />

wide variety of diseases. The most common cause of dementia<br />

is Alzheimer’s disease (AD), which accounts <strong>for</strong> approximately<br />

half of the people with dementia. Other causes include<br />

vascular disease, Lewy body dementia, and many other<br />

diseases [1]. Psychiatric and behavioral disturbances such as<br />

personality change, hallucinations, paranoid ideas, aggression,<br />

wandering, and incontinence are common features of<br />

dementia and are leading causes of the need <strong>for</strong> long-term care<br />

[2]. Un<strong>for</strong>tunately, there is no permanent cure <strong>for</strong> dementia at<br />

this time. Recent data suggest that art, music, and learning,<br />

which stimulate the patients’ emotions and brain, can help prevent<br />

the development of dementia [3]–[5]. However, there is<br />

room <strong>for</strong> improvement in all such treatments.<br />

Interaction with animals has long been known to benefit<br />

people emotionally. The effects of animals on humans have<br />

been applied to medical treatment. Especially in the United<br />

States, animal-assisted therapy (AAT) and animal-assisted<br />

activities (AAAs) are becoming widely used in hospitals<br />

and nursing homes [6], [7]. AAT has particular therapeutic<br />

goals designed <strong>by</strong> doctors, nurses, or social workers, in cooperation<br />

with volunteers. In contrast, AAA refers to patients interacting<br />

with animals without particular therapeutic goals and<br />

depends on volunteers. AAT and AAA generally have three<br />

effects: 1) psychological effects (e.g., relaxation and motivation),<br />

2) physiological effects (e.g., improvement of vital signs),<br />

and 3) social effects (e.g., stimulation of communication among<br />

inpatients and caregivers).<br />

However, most hospitals and nursing homes, especially in<br />

Japan, do not accept animals, even though they acknowledge<br />

the positive effects of AAT and AAA. They fear the negative<br />

effects of animals on humans, such as allergy, infection, bites,<br />

and scratches.<br />

We proposed robot therapy, which uses robots as substitutes<br />

<strong>for</strong> animals in AAT and AAA [8]–[26]. To that end, we have<br />

Digital Object Identifier 10.1109/MEMB.2008.919496<br />

<strong>Robot</strong> <strong>Therapy</strong> <strong>for</strong> <strong>Elders</strong><br />

<strong>Affected</strong> <strong>by</strong> <strong>Dementia</strong><br />

Using Personal <strong>Robot</strong>s <strong>for</strong><br />

Pleasure and Relaxation<br />

studied and developed mental commitment robots—personal<br />

robots that aim to engender mental effects such as pleasure<br />

and relaxation. <strong>Robot</strong> therapy has two aspects: robot-assisted<br />

therapy, which has therapy programs designed <strong>by</strong> doctors,<br />

nurses, or social workers; and robot-assisted activity, which<br />

has patients interacting with robots without particular therapeutic<br />

goals. However, unlike AAA, robot-assisted activity<br />

does not depend on volunteers but is conducted <strong>by</strong> the staff of<br />

the facility.<br />

Paro, a seal-type mental commitment robot, was designed<br />

<strong>for</strong> therapy. She is covered with soft white artificial antibacterial<br />

fur, and her artificial intelligence allows genuine animallike<br />

behavior using tactile, visual, auditory, and posture sensors<br />

as well as several actuators.<br />

<strong>Robot</strong> therapy using Paro was conducted at pediatric wards<br />

and elderly institutions in several countries [13]–[22]. The<br />

results showed that interaction with Paro improved patients’<br />

and elderly people’s moods, making them more active and<br />

communicative with each other and their caregivers. Results<br />

of urine tests revealed that interaction with Paro reduced stress<br />

among the elderly [17], [20]. In addition, we investigated<br />

long-term interaction between Paro and the elderly and found<br />

that the effects of interaction with Paro lasted <strong>for</strong> more than a<br />

year [19].<br />

In this study, we discuss the application of seal robots in the<br />

therapy of patients with dementia and observe their neuropsychological<br />

effects through electroencephalogram (EEG) analysis.<br />

The next section describes mental commitment robots, which is<br />

followed <strong>by</strong> the section describing the real robot that was used<br />

<strong>for</strong> robot therapy. The ‘‘Diagnosis Method of Neuronal Dysfunction’’<br />

section explains the evaluation methods used <strong>for</strong> assessing<br />

the brain activity of patients with dementia, and the ‘‘<strong>Robot</strong> <strong>Therapy</strong><br />

<strong>for</strong> Patients with <strong>Dementia</strong>’’ section discusses the experimental<br />

methods and explains the effects of robot therapy. The<br />

‘‘Discussion’’ section presents the current results of robot therapy<br />

as well as future work.<br />

Mental Commitment <strong>Robot</strong>s<br />

Industrial robots have been widely used in manufacturing<br />

industries since the early 1960s. Typical tasks <strong>for</strong> industrial<br />

robots include welding, assembly, painting, packaging, and<br />

palletizing in automotive manufacturing and other industries.<br />

<strong>IEEE</strong> ENGINEERING IN MEDICINE AND BIOLOGY MAGAZINE 0739-5175/08/$25.00©2008<strong>IEEE</strong> JULY/AUGUST 2008 53<br />

GERONTECHNOLOGY


54<br />

Industrial robots accomplish their tasks very quickly and accurately.<br />

They must be taught <strong>by</strong> a human operator and a specific<br />

environment must be designed <strong>for</strong> them to accomplish their<br />

tasks. Most industrial robots are considered potentially dangerous<br />

to humans, and so they are kept isolated from people.<br />

On the other hand, the rapid development of high technology<br />

has produced robots not only <strong>for</strong> factories but also <strong>for</strong> homes,<br />

hospitals, museums, etc. In particular, human interactive robots<br />

<strong>for</strong> psychological enrichment are one of the new applications of<br />

robotics, and this field of application has research and commercial<br />

potential [26]. Human interactive robots are designed <strong>for</strong><br />

entertainment, communication (social activity), guides, education,<br />

welfare and mental therapy, and other purposes. Various<br />

types of robots, such as humanoids, animals, and those with a<br />

unique appearance, have been developed.<br />

These robots are more interactive with humans than industrial<br />

robots. They are evaluated not only in terms of objective<br />

measures, such as speed and accuracy, but also in terms of<br />

subjective measures <strong>for</strong> interacting with humans, such as joy<br />

and com<strong>for</strong>t. Entertainment robots are good examples of the<br />

importance of their subjective value (Figure 1).<br />

There are four categories of human interactive robots <strong>for</strong><br />

psychological enrichment in terms of their relationship with<br />

humans: 1) per<strong>for</strong>mance robots; 2) teleoperated per<strong>for</strong>mance<br />

robots; 3) operation, building, programming, and control<br />

robots; and 4) interactive autonomous robots.<br />

Per<strong>for</strong>mance <strong>Robot</strong>s<br />

Per<strong>for</strong>mance robots have a long history and are able to per<strong>for</strong>m<br />

movements that express meanings to humans, mostly <strong>for</strong><br />

fun. Mechanical puppets that could play an organ, make pictures,<br />

and write letters were developed in Switzerland in the<br />

18th century. Karakuri dolls were developed to per<strong>for</strong>m dances,<br />

magic, and so on in Japan during the same era. Recently,<br />

many per<strong>for</strong>mance robots have been used at exhibitions,<br />

museums, movies, and amusement parks such as Disney Land<br />

and Universal Studios. Recent humanoid robots such as Honda’s<br />

ASIMO and Sony’s QRIO can be included in this category<br />

[27], [28]. A per<strong>for</strong>mance robot can amuse a sizeable<br />

audience at any time. However, their movements will probably<br />

be preprogrammed and mostly repetitive, and so they are<br />

not usually very interactive with humans. A high degree of<br />

Automatic Machine<br />

Objective Evaluation<br />

Fast<br />

Accurate<br />

Cheap<br />

Medical <strong>Robot</strong><br />

Welfare <strong>Robot</strong><br />

Industrial <strong>Robot</strong><br />

Working with<br />

Human<br />

Home<br />

Appliance<br />

Entertainment<br />

Fig. 1. Objective and subjective measures <strong>for</strong> evaluating artifacts.<br />

complexity is important in per<strong>for</strong>mance robots to keep<br />

humans amused.<br />

Teleoperated Per<strong>for</strong>mance <strong>Robot</strong>s<br />

Teleoperated per<strong>for</strong>mance robots are controlled remotely <strong>by</strong> a<br />

hidden operator. Their movements can appear reactive to their<br />

audience or to the humans who interact with them because the<br />

operator senses their current actions and sends commands to<br />

the robot to simulate reactive behavior. At exhibitions or<br />

amusement parks, <strong>for</strong> example, human-type robots are used as<br />

teleoperated per<strong>for</strong>mance robots.<br />

Operating, Building, Programming,<br />

and Controlling <strong>Robot</strong>s<br />

Humans derive much fun and joy from operating, building,<br />

programming, and controlling robots. Moreover, we can watch<br />

the per<strong>for</strong>mance of the robot that we are operating. A simple<br />

example of this is the UFO Catcher, a stuffed animal game<br />

machine, at amusement centers. Building and programming a<br />

robot is also included in this category. Contests between<br />

robots, such as Micro-mouse, RoboCup, and RoboOne, are<br />

popular examples [29], [30]. LEGO, Mindstorms, and I-Blocks<br />

are some other examples. Because building and programming<br />

robots can stimulate children’s creativity, this activity combines<br />

entertainment with education and is often referred to as<br />

edutainment [31], [32].<br />

Interactive Autonomous <strong>Robot</strong>s<br />

Interactive autonomous robots interact with humans in the<br />

physical world. They use verbal and nonverbal communication<br />

depending on the functions of the robots. Contrary to robots in<br />

the other categories, the interactions between humans and these<br />

robots are mostly personal. For example, Sony’s dog robot,<br />

AIBO, which is designed <strong>for</strong> entertainment, has a mechanical<br />

appearance and attracts people’s interest <strong>by</strong> using nonverbal<br />

communication [33]. The communication robot, ifbot, produces<br />

conversation <strong>by</strong> using facial expressions and a huge data of prepared<br />

conversation scenes [34]. The human-friendly in<strong>for</strong>mation<br />

terminal, PaPeRo, can control home electric appliances,<br />

collect in<strong>for</strong>mation via the Internet <strong>by</strong> voice command, and<br />

entertain people <strong>by</strong> dancing and playing games [35]. Guide<br />

robots in museums and exhibitions [36] the and mental commitment<br />

robots discussed in this article<br />

belong to this category.<br />

Mental commitment robots<br />

are not intended <strong>for</strong> offering<br />

people physical work or service.<br />

Aesthetic Objects<br />

Subjective Evaluation<br />

Interesting<br />

Beautiful<br />

Com<strong>for</strong>table<br />

Their function is to engender<br />

mental effects, such as pleasure<br />

and relaxation, in their role as<br />

personal robots. These robots act<br />

independently with purpose and<br />

motives while receiving stimulation<br />

from the environment, mimicking<br />

living organisms. Actions<br />

that manifest during interactions<br />

with people can be interpreted as<br />

if the robots have feelings.<br />

A basic psychological experiment<br />

was conducted on the<br />

subjective interpretation and<br />

evaluation of robot behavior<br />

<strong>IEEE</strong> ENGINEERING IN MEDICINE AND BIOLOGY MAGAZINE JULY/AUGUST 2008


following interactions between robots and people [12]. This<br />

showed the importance of appropriately stimulating the human<br />

senses and extracting associations. Sensor systems, such as<br />

visual, aural, and tactile senses <strong>for</strong> robots, were studied and<br />

developed. A plane tactile sensor using an air bag was developed<br />

to cover the robot to enhance bodily contact between people and<br />

robots. It detects the position and calculates the <strong>for</strong>ce when there<br />

is contact, and at the same time, provides a soft texture. Dog,<br />

cat, and seal robots were developed using these sensors.<br />

Paro the Seal <strong>Robot</strong><br />

Paro, a seal robot, is shown in Figure 2. Its appearance resembles<br />

a ba<strong>by</strong> harp seal, a nonfamiliar animal. There<strong>for</strong>e, people<br />

can accept Paro easily without preconceptions. The fur has a<br />

soft, natural feel, and the newly developed soft tactile sensors,<br />

named ubiquitous surface tactile sensors, were inserted<br />

between the hard inner skeleton and the fur over the whole<br />

body surface to permit measurement of human contact [23].<br />

Paro is equipped with four primary senses, i.e., sight (light sensor),<br />

auditory (determination of sound source direction and<br />

speech recognition), balance, and the tactile sense mentioned<br />

previously. Its moving parts are designed to provide vertical<br />

and horizontal neck movements, front and rear paddle movements,<br />

and independent movements of each eyelid, which is<br />

important <strong>for</strong> creating facial expressions. Paro weighs approximately<br />

2.8 kg. Its operating time with the installed battery is<br />

approximately 1 h. However, a charger, which resembles a<br />

dummy (pacifier), can be used <strong>for</strong> continuous operation of<br />

Paro. For therapy use, its artificial fur is hygienic with an antibacterial,<br />

soil-resistant finish, and hair loss is prevented. Paro<br />

has an electromagnetic shield, and so it can be used <strong>by</strong> people<br />

with a pacemaker. Paro’s reliability and durability have been<br />

improved through voltage, drop, and stroking tests over 10,000<br />

times, and a long-term commissioning test in a nursing home.<br />

Paro has a behavior generation system (Figure 3) consisting of<br />

two hierarchical layers of processes: proactive and reactive.<br />

These two layers generate three types of behavior: proactive,<br />

reactive, and physiological.<br />

Proactive Behavior<br />

Paro has two layers to generate<br />

proactive behavior: a behavior<br />

planning layer and a behavior<br />

generation layer. By addressing<br />

its internal states of stimulation,<br />

desires, and rhythm, Paro generates<br />

proactive behavior.<br />

Behavior Planning Layer<br />

This has a state transition network<br />

based on Paro’s internal<br />

states and desire, produced <strong>by</strong><br />

its internal rhythm. Paro has<br />

internal states that can be<br />

described with words indicating<br />

emotions. Each state has a<br />

numerical level, which changes<br />

according to the stimulation.<br />

Moreover, each state decays<br />

with time. Interaction changes<br />

its internal states and creates<br />

the character of Paro. The<br />

Stimulation<br />

Light<br />

Auditory<br />

Tactile<br />

Posture<br />

Internal<br />

Rhythm<br />

behavior planning layer sends basic behavioral patterns to the<br />

behavior generation layer. The basic behavioral patterns<br />

include several poses and movements. Here, although the term<br />

proactive is used, the proactive behavior is very primitive compared<br />

with that of humans. We programmed Paro such that its<br />

behavior (blinking eyes, movement of neck and flippers, etc.)<br />

was similar to that of a real seal. We visited the harp seal’s habitat<br />

in Canada and observed its behavior. In particular, the<br />

noises made <strong>by</strong> Paro are based on actual seal vocalizations.<br />

Behavior Generation Layer<br />

This layer generates control references <strong>for</strong> each actuator to per<strong>for</strong>m<br />

the determined behavior. The control reference depends on<br />

the magnitude of the internal states and their variations. For<br />

example, various parameters can change the motion speed and<br />

number of instances of the same behavior. There<strong>for</strong>e, although<br />

the number of basic patterns is finite, the number of emerging<br />

behaviors is infinite because of the varying number of parameters.<br />

This creates life-like behavior. In addition, to gain attention,<br />

the behavior-generation layer adjusts the parameters according<br />

to the priority of reactive and proactive behaviors based on the<br />

magnitude of the internal states. This function allows the behavioral<br />

situation of Paro to be unpredictable to a subject.<br />

Fig. 2. Paro, the seal robot.<br />

Evaluation<br />

of Value<br />

State Transition<br />

Network<br />

Internal States<br />

Desire<br />

Control Reference<br />

Speed<br />

Number of Behavior<br />

Reactive Behavior 1<br />

Reactive Behavior M<br />

Fig. 3. The behavior generation system of Paro.<br />

Proactive Processes<br />

Reactive Processes<br />

Behavior Planning Layer<br />

Basic Behavior<br />

Pattern 1<br />

Basic Behavior<br />

Pattern N<br />

Behavior Generation Layer<br />

Behavior<br />

<strong>IEEE</strong> ENGINEERING IN MEDICINE AND BIOLOGY MAGAZINE JULY/AUGUST 2008 55


56<br />

Long-Term Memory<br />

Paro has the property of rein<strong>for</strong>cement learning, and it assigns<br />

values to the relationship between stimulation and behavior. It<br />

places a positive value on preferred stimulation, such as stroking,<br />

and a negative value on undesired stimulation, such as beating.<br />

Users are prevented from changing its behavior program<br />

manually; however, Paro can be gradually tuned to the preferred<br />

behavior of its owner. (Paro is not tuned to be obedient to<br />

its owner when it is beaten frequently. In such a case, Paro<br />

would be a prickly character.) In addition, Paro can memorize a<br />

frequently articulated word as its new name. The user can give<br />

Paro his or her preferred name during natural interaction.<br />

Reactive Behavior<br />

Paro reacts to sudden stimulation. For example, when it hears<br />

a sudden loud sound, Paro pays attention to it and looks in the<br />

direction of the sound. There are several patterns of combination<br />

of stimulation and reaction. These patterns emulate the<br />

unconditioned reflex of animals.<br />

Physiological Behavior<br />

Paro has a diurnal rhythm. It has several spontaneous needs,<br />

such as sleep, based on this rhythm.<br />

For investigating how people evaluate the robot, studies<br />

were conducted using questionnaires at exhibitions held in six<br />

countries: Japan, United Kingdom, Sweden, Italy, Korea, and<br />

Brunei. The results showed that the seal robot was widely<br />

accepted, regardless of cultural differences [24]–[26].<br />

Diagnosis Method of Neuronal Dysfunction<br />

There are various methods <strong>for</strong> the assessment of cognitive<br />

function. Neuropsychological tests, such as minimental state<br />

(MMSE) and clinical dementia rating (CDR), are handy and<br />

useful [37], [38], although their sensitivity depends on the<br />

measuring procedure and their time resolution is low.<br />

Functional neuroimaging techniques [single photon emission<br />

computed tomography (SPECT), positron emission tomography<br />

(PET), and functional magnetic resonance imaging (fMRI)] are<br />

useful <strong>for</strong> the early diagnosis of dementia [39]. However, they<br />

are prohibitively expensive and require huge measuring equipment<br />

and/or injection of radioactive tracer compounds.<br />

On the other hand, electrophysiological tests, such as the EEG<br />

and event-related potential (ERP), directly measure the cortical<br />

T3<br />

F7<br />

100,000 (s)<br />

F3<br />

15<br />

Fp2 Fp2<br />

Fp1 Fp3 Fp1 Fp3<br />

Fz<br />

F4<br />

F2<br />

C3 Cz C4 T2 T3 C3 Cz C4 T2<br />

P3<br />

P4<br />

T5<br />

Pz<br />

T6<br />

10<br />

5<br />

0<br />

–5<br />

–10<br />

F7 F3<br />

O1 Oz O2 O1 Oz O2<br />

–15<br />

activity of specific neuronal populations [40], [41] and have high<br />

time resolution. However, these methods are difficult to quantify.<br />

In addition, ERP requires a well-designed test battery.<br />

Diagnosis method of neuronal dysfunction (DIMENSION),<br />

an EEG analysis method, has high time resolution and quantifiability<br />

and does not require a test battery [42]. It can detect lack<br />

of smoothness of the scalp potential distribution due to cortical<br />

neuronal impairment <strong>by</strong> analyzing spontaneous EEG alpha components<br />

recorded with 21 electrodes. This technique is applicable<br />

<strong>for</strong> the mass screening of people with early stage dementia.<br />

When neurons within a specific cortical area are depolarized,<br />

electric currents flow perpendicularly to the cortical surface,<br />

producing a scalp potential. In a normal brain, the active<br />

current generators produce the distributions of neurons that<br />

are approximately equally activated. This activation produces<br />

1) uni<strong>for</strong>m electric current density at the cortical surface,<br />

2) electric currents within cortical sulci that cancel each other,<br />

and 3) a uni<strong>for</strong>m distribution of the resulting scalp potential<br />

[43]. However, when cortical (and possibly subcortical) damage<br />

exists, randomly oriented electric current sources arise<br />

because sulcal currents do not cancel each other, and the scalp<br />

potential becomes less uni<strong>for</strong>m [44] (Figure 4).<br />

Musha et al. defined mean alpha diporality (D a)todetermine<br />

the loss of uni<strong>for</strong>mity of an observed scalp EEG alpha potential<br />

distribution. D a approaches unity without cortical sulcal lesions,<br />

whereas a brain with randomly distributed cortical sulcal lesions<br />

has Da values well below unity. Especially, as shown <strong>by</strong> the<br />

results from SPECT analysis, Da has a strong correlation with a<br />

decreasing regional cerebral blood flow (RCBF), which is a particular<br />

symptom of the early stage of AD.<br />

A basic experiment showed that the rough criterion Da @ 0.95<br />

separates normal subjects and AD patients. Reproducibility<br />

of this result was examined in normal subjects, and the error<br />

is 0.005inrepeatedmeasurements after 1 h. There<strong>for</strong>e,<br />

positive efficacy is observed when an increment d of the D a<br />

value after treatment is larger than 0.005.<br />

<strong>Robot</strong> <strong>Therapy</strong> <strong>for</strong> Patients with <strong>Dementia</strong><br />

As <strong>for</strong> the interaction between Paro and patients with dementia in<br />

nursing homes, behavioral improvements were observed in several<br />

cases. For example, a patient who moaned continuously was able to<br />

relax and then started to talk with the therapist [22]. Moreover, on<br />

playing with Paro, another patient who often tried to return home<br />

stopped doing so, and her wandering<br />

decreased. In this study, we<br />

aimed to investigate the neuropsy-<br />

10<br />

chological influence of Paro.<br />

8<br />

100,160 (s)<br />

Fz<br />

F4<br />

F2<br />

P3<br />

P4<br />

T5<br />

Pz<br />

T6<br />

(a) (b)<br />

Fig. 4. a-waves of the scalp electrical potential distribution.<br />

6<br />

4<br />

2<br />

0<br />

–2<br />

–4<br />

–6<br />

–8<br />

–10<br />

Methods of <strong>Robot</strong> <strong>Therapy</strong><br />

Seal robots named Paro were<br />

used at Kimura Clinic, a cranial<br />

nerve clinic in Japan, where<br />

patients with mild to moderately<br />

severe dementia were<br />

treated. After obtaining in<strong>for</strong>med<br />

consent of patients and/or their<br />

families, a 20-min robot therapy<br />

was conducted in accordance<br />

with the ethical committee of the<br />

National Institute of Advanced<br />

Industrial Science and Technology<br />

(AIST).<br />

<strong>IEEE</strong> ENGINEERING IN MEDICINE AND BIOLOGY MAGAZINE JULY/AUGUST 2008


We designed two seal robots and placed them in the center of<br />

tables. Five to ten patients were arranged around the tables<br />

(Figure 5). They interacted with the seal robots freely during<br />

the robot therapy. Be<strong>for</strong>e and after the robot therapy, a 5-min<br />

EEG recording was per<strong>for</strong>med with the patient at rest with<br />

closed eyes. The recorded EEG was analyzed <strong>by</strong> DIMENSION.<br />

In addition, a questionnaire about their impressions of Paro<br />

was conducted after the 20-min interaction. The questionnaire<br />

consisted of four items evaluated in five grades (Table 1). All<br />

the answers to the questions were scored as follows: most positive<br />

answer ¼ 2, positive ¼ 1, no opinion ¼ 0, negative ¼ 1,<br />

and most negative ¼ 2. The impression of Paro was evaluated<br />

<strong>by</strong> the total score of the questionnaire. The examiner<br />

heard each question to the subject.<br />

Results of <strong>Robot</strong> <strong>Therapy</strong><br />

We examined 29 patients (including 11 men, 62–90 years).<br />

Some of these patients were rejected because they were subnormal<br />

or normal according to the DIMENSION analysis. In<br />

such cases, no improvement was expected <strong>by</strong> robot therapy. In<br />

some other cases, the patients were rejected because they were<br />

unable to close their eyes during the EEG recording. The number<br />

of available subjects was reduced to 14. Their basic attributes<br />

are shown in Table 2.<br />

Figure 6 presents the results. The Y-axis, D r, denotes the<br />

standard deviation of fluctuations of D a. The fan beam area<br />

denotes the rough standard of levels of neuronal activity.<br />

Arrows indicate displacements after the 20-min robot therapy.<br />

The green arrows indicate positive displacements. The robot<br />

therapy was effective <strong>for</strong> seven patients. In particular, one<br />

patient improved from impaired to normal, and two other<br />

patients improved to subnormal.<br />

As <strong>for</strong> the questionnaire on the impressions of Paro, we were<br />

able to obtain data from 11 of the 14 available subjects. Figure<br />

7 shows the scores of their questionnaires and changes of D a.<br />

Four patients whose total score was eight showed improvement.<br />

In contrast, no improvement was observed in patients<br />

whose score was lower than seven (except <strong>for</strong> patient B).<br />

As <strong>for</strong> their interactions with Paro, <strong>for</strong> example, patient K<br />

treated Paro like her grandchild. She hugged and spoke to it<br />

while smiling during the robot therapy (Figure 8). She felt Paro<br />

was so cute that she recommended it to a patient seated at her<br />

side. She said, ‘‘I want to sleep with Paro,’’ and ‘‘I’m never tired<br />

of Paro.’’ On the other hand, patient A did not try to interact with<br />

Paro, and said, ‘‘It seems to be alive, but it is not a real animal.’’<br />

Fig. 5. A scene of robot therapy.<br />

Cortical neuron activity of two patients, F and G, who<br />

achieved the same total scores on the impression questionnaire,<br />

was opposite after the robot therapy. In response to<br />

the question about their lives, we found that patient F had<br />

owned pets, but G had not. Patient G felt that animals were<br />

fearful, dirty, and stinky, but commented ‘‘Paro never bit<br />

me, and it’s very clean. I want this one! I feel as if Paro is<br />

alive.’’ On the other hand, patient F said this was well made,<br />

even though she was dandling Paro on her knee during the<br />

robot therapy.<br />

To clarify the effects, we inactivated Paro so that it appeared<br />

to be a stuffed toy and applied it to subjects whose neuronal<br />

activities had been improved <strong>by</strong> Paro. We obtained data from<br />

Table 1. Questionnaire of the impression of the seal robot.<br />

1. Is Paro cute/ugly?<br />

a) very<br />

cute<br />

b) cute c) no<br />

opinion<br />

2. Do you like/dislike Paro?<br />

a) like it<br />

very<br />

much<br />

b) like c) no<br />

opinion<br />

3. Is playing with Paro fun or boring?<br />

a) very<br />

fun<br />

b) fun c) no<br />

opinion<br />

4. Do you want to play more with Paro?<br />

a) more b) a little<br />

more<br />

c) no<br />

opinion<br />

d) ugly e) very<br />

ugly<br />

d) dislike e) dislike it<br />

very<br />

much<br />

d) boring e) very<br />

boring<br />

d) not too<br />

eager<br />

Table 2. Basic attributes of the 14 subjects.<br />

e) no<br />

more<br />

Sex<br />

Male 4<br />

Female 10<br />

Age (avg. SD) 79.2 4.5<br />

MMSE (avg. SD) 16.6 2.9<br />

D σ : SD of Smoothness Fluctuation<br />

0.0350<br />

0.0300<br />

0.0250<br />

0.0200<br />

0.0150<br />

0.0100<br />

0.0050<br />

0.0000<br />

0.8000<br />

0.8200<br />

Be<strong>for</strong>e<br />

After<br />

0.8400<br />

0.8600<br />

0.8800<br />

0.9000<br />

0.9200<br />

Subnormal<br />

0.9400<br />

0.9600<br />

Normal<br />

0.9800<br />

1.0000<br />

D α : Smoothness of Scalp Electrical Potential Distribution<br />

Fig. 6. The change of cortical neuron activity of 14 patients<br />

be<strong>for</strong>e and after robot therapy.<br />

<strong>IEEE</strong> ENGINEERING IN MEDICINE AND BIOLOGY MAGAZINE JULY/AUGUST 2008 57


58<br />

D of D α<br />

0.0500<br />

0.0400<br />

0.0300<br />

0.0200<br />

0.0100<br />

0.0000<br />

–0.0100<br />

–0.0200<br />

Subject<br />

(Gender, Age)<br />

[MMSE Score]<br />

Score of<br />

Impression of<br />

Paro<br />

A<br />

(M, 72)<br />

[20]<br />

–3<br />

B<br />

(M, 80)<br />

[14]<br />

0<br />

C<br />

(M, 84)<br />

[15]<br />

4<br />

D<br />

(F, 80)<br />

[14]<br />

5<br />

E<br />

(M, 76)<br />

[13]<br />

F<br />

(F, 82)<br />

[18]<br />

6 7<br />

G<br />

(F, 74)<br />

[18]<br />

H<br />

(F, 81)<br />

[17]<br />

I<br />

(F, 79)<br />

[18]<br />

J<br />

(F, 81)<br />

[16]<br />

8<br />

K<br />

(F, 81)<br />

[16]<br />

Fig. 7. The relationship between the impression of seal robot, Paro, and its efficacy on 11<br />

patients.<br />

Fig. 8. Patient K holding a seal robot. She treated it like her<br />

grandchild.<br />

D of D α<br />

0.0550<br />

0.0400<br />

0.0300<br />

0.0200<br />

0.0100<br />

0.0000<br />

–0.0100<br />

–0.0200<br />

Subject<br />

B (M, 80) G (F, 74) J (F, 81) K (F, 81) K (F, 79)<br />

(Gender, Age)<br />

[MMSE Score]<br />

[14] [18] [16] [16] [18]<br />

Score of<br />

Impression<br />

of Paro<br />

–4 3 5 6 7<br />

Fig. 9. The relationship between the impression of Paro and<br />

the efficacy of inactivated Paro on five patients whose neuronal<br />

activities improved <strong>by</strong> the activated Paro.<br />

five subjects: B, G, I, J, and K<br />

(Figure 9). Neuronal activities of<br />

subjects K and I, whose impressions<br />

of Paro were relatively high,<br />

were improved <strong>by</strong> the interaction<br />

with the inactivated Paro. However,<br />

the changes of D a were<br />

smaller than when they interacted<br />

with the activated Paro. In fact,<br />

their interactions with the inactivated<br />

Paro were quite different<br />

from those with the activated<br />

Paro. They rarely touched it, and<br />

never spoke to it. In addition,<br />

none of them said, ‘‘I want to play<br />

more with Paro.’’<br />

Discussion<br />

Art therapy [3], music therapy,<br />

animal therapy, and so on are<br />

known to be effective in delaying<br />

the onset of dementia. However,<br />

these therapies require welltrained<br />

therapists. In addition,<br />

animal therapy has problems of safety and sanitation. Learning<br />

therapy requires patient ef<strong>for</strong>t <strong>for</strong> continuation. Pharmaceutical<br />

treatment is also available to prevent the progress of<br />

dementia but has side effects. In contrast, robot therapy using<br />

the seal robot Paro is safe, convenient, and does not require<br />

special skills, places, or other tools.<br />

In Figure 5, the four patients whose impression of Paro was<br />

most positive were all women. Women interacted with Paro<br />

willingly and treated it as if it was a real puppy or kitten. On<br />

the other hand, most males just watched Paro’s behavior and<br />

did not interact with it positively, even though they commented<br />

that it was cute. One man commented, ‘‘It is boring<br />

because it is not a real animal.’’ Moreover, males generally<br />

feel that playing with stuffed toys is girlish. We considered<br />

that these differences influenced the effects of Paro.<br />

Influences of robot therapy on patients F and G were opposite,<br />

even though their total scores of their impressions of Paro<br />

were the same. Patient G disliked animals but wanted to interact<br />

with Paro. This desire might enhance the effects of Paro,<br />

and she immediately accepted Paro as if it was a real animal.<br />

On the other hand, patient F felt Paro was an artificial thing in a<br />

part of her mind, even though she treated it like a child. We<br />

consider that this difference resulted in opposing influences on<br />

their cortical neuron activity. As <strong>for</strong> patient B, his cortical neuron<br />

activity improved <strong>by</strong> robot therapy despite his poor score<br />

on his impression of Paro. When the experimenter was listening<br />

to patient B’s impression of Paro, people around him<br />

laughed at his negative answer because he interacted with Paro<br />

very happily. His answers to the questionnaire might have<br />

been influenced <strong>by</strong> embarrassment.<br />

As <strong>for</strong> the inactivated Paro, neuronal activities improved<br />

in two subjects whose impression of Paro was relatively<br />

high. Harlow examined the reactions of a child monkey to<br />

two surrogate mother monkeys consisting of only hard wire<br />

or hard wire-covered with a soft blanket [45]. He found that<br />

the child monkey was more attracted to the soft surrogate<br />

mother monkey, and often hugged it. Softness brought the<br />

child monkey com<strong>for</strong>t and peace. This experiment showed us<br />

<strong>IEEE</strong> ENGINEERING IN MEDICINE AND BIOLOGY MAGAZINE JULY/AUGUST 2008


theimportanceoftouch.Paroappearstobeaba<strong>by</strong>harpseal,<br />

averycuteanimal,anditssurfaceiscovered<strong>by</strong>softbushy<br />

fur. In addition, ubiquitous surface tactile sensors also<br />

provide softness. The appearance and feel of Paro might<br />

bring neuropsychological improvements in patients. However,<br />

the extent of that improvement was smaller than when<br />

they interacted with the activated Paro. Moreover, their interaction<br />

with the inactivated Paro was passive. We consider<br />

that the reactions to the touch and speech from the patients<br />

were very important to attract their interest and brought<br />

about the effects of robot therapy.<br />

With regard to other research groups, Dautenhahn used<br />

mobile robots and Robins used robotic dolls <strong>for</strong> treating<br />

autistic children [46], [47]; and robot therapy using commercially<br />

available animal-type robots, such as AIBO and<br />

the cat robot named NeCoRo [48], has been attempted [49]–<br />

[53]. For example, Yokoyama used AIBO in a pediatric<br />

ward and observed the interaction between children and the<br />

robot [49]. He pointed out that when people met AIBO <strong>for</strong><br />

the first time, they were interested in it <strong>for</strong> a brief period.<br />

However, AIBO never produced relaxation effects, such as<br />

those obtained from petting a real dog. In other examples,<br />

Libin introduced NeCoRo to a nursing home and observed<br />

patient interaction with it [50]. Ohokubo used AIBO,<br />

NeCoRo, etc. at pediatric wards using volunteers and then<br />

investigated its influences <strong>by</strong> observation and with questionnaires<br />

[51]. Kanamori et al. examined the effects of<br />

AIBO on the elderly in a nursing home [52]. By measuring<br />

hormones in saliva, they found that stress decreased after a<br />

one-hour interaction with AIBO and patient loneliness<br />

improved after 20 sessions over a seven-week period.<br />

Tamura et al. compared the effects of a toy dog with those<br />

obtained when patients were exposed to AIBO [53]. They<br />

found that AIBO encouraged less interaction and required<br />

more intervention from the occupational therapist.<br />

<strong>Robot</strong>s such as AIBO and NeCoRo break easily during<br />

interaction with people because they were not originally<br />

designed <strong>for</strong> therapy. There<strong>for</strong>e, it is important to consider the<br />

robot as a system that includes its usage and design it specifically<br />

<strong>for</strong> therapeutic uses.<br />

In our first experiment, which investigated the neuropsychological<br />

effects on patients with dementia, we evaluated the<br />

subjects’ neuron activities be<strong>for</strong>e and after the robot therapy<br />

session and obtained data from 14 subjects. The number of<br />

subjects was very limited because of the restricted experimental<br />

environment. However, current results show that robot<br />

therapy has a high potential <strong>for</strong> improving the brain activity of<br />

patients with dementia and helping to prevent the development<br />

of such disorders in healthy people.<br />

A case study to investigate the effects more precisely will<br />

be per<strong>for</strong>med in the future. Further experiments are needed to<br />

investigate the repeatability and durability of the effects and<br />

the relationship between the functions of the robots and their<br />

effects on patients suffering from dementia.<br />

Conclusions<br />

We used the seal robot, Paro, <strong>for</strong> therapy of patients suffering<br />

from dementia at a cortical neuron clinic. The efficacy of the<br />

robot therapy was evaluated <strong>by</strong> DIMENSION, which detects<br />

patient’s cortical neuron activity from a 21-channel EEG. The<br />

results from preliminary experiments show that robot therapy<br />

has a high potential to improve the condition of brain activity<br />

in patients suffering from dementia. This is especially true <strong>for</strong><br />

patients who like Paro very much. In Japan, the cost of care<br />

<strong>for</strong> a patient with dementia is about US$33,000 per year, and<br />

their life expectancy is about eight years. This represents an<br />

enormous burden <strong>for</strong> those municipalities that provide longterm<br />

care insurance. Useful and convenient methods <strong>for</strong> the<br />

prevention of dementia are strongly needed. Several municipalities<br />

in Japan anticipate the effects of Paro and support its<br />

introduction. For example, Nanto city, Toyama, bought<br />

eight Paros and introduced them to day service centers in the<br />

city. In addition, Tsukuba city, Ibaraki, established a subsidy<br />

<strong>for</strong> purchasing Paro. We hope Paro will be widely used<br />

and provide help to people with dementia.<br />

Kazuyoshi Wada received his B.Eng. and<br />

M.Eng. degrees in mechanical and control<br />

engineering from the University of Electrocommunications,<br />

Tokyo, Japan, in 1998<br />

and 2000, respectively, and he received his<br />

Ph.D. degree in engineering from the<br />

University of Tsukuba, Japan, in 2004. He<br />

was a research staff member at Intelligent<br />

Systems Research Institute, AIST, from 2004 to 2007. He has<br />

been an associate professor with the faculty of system design,<br />

Tokyo Metropolitan University since 2007. His current<br />

research interests include intelligent robotics, human-robot<br />

interaction, and robot-assisted therapy. He is a member of the<br />

<strong>Robot</strong>ics Society of Japan and the Human Interface Society.<br />

Takanori Shibata received his B.S., M.S.,<br />

and Ph.D. degrees in electromechanical<br />

engineering from Nagoya University in<br />

1989, 1991, 1992, respectively. He was a<br />

visiting researcher at the Artificial Intelligence<br />

Lab, University of Zurich, in 1996<br />

and at the Artificial Intelligence Lab,<br />

Massachusetts Institute of Technology, in<br />

1998. From 1998 to 2001, he was a senior research scientist at<br />

the Mechanical Engineering Lab, AIST, and since 2007 he<br />

has been with the Intelligent Systems Research Institute,<br />

AIST. Concurrently, he has been a research scientist <strong>for</strong> the<br />

Interaction and Intelligence Project of Solution-Oriented<br />

Research Science and Technology, Japan Science and<br />

Technology Agency (SORST, JST). He is a Member of the<br />

<strong>IEEE</strong> as well as of other scientific and technical societies. His<br />

research interests include human-robot interaction, human<br />

interactive robot, emotional robot, robot therapy, and humanitarian<br />

demining. He has published many papers and books.<br />

He was certified as the inventor of a seal robot named Paro,<br />

the world’s most therapeutic robot, <strong>by</strong> the Guinness World<br />

Records in 2002. He has received many awards including the<br />

Outstanding Young Person (TOYP) of the World award in<br />

2004 and the Japanese Prime Minister’s award in 2003.<br />

Toshimitsu Musha graduated from the<br />

Department of Physics, University of<br />

Tokyo, in 1954, He worked <strong>for</strong> the Electrocommunication<br />

Lab of Nippon Telegraph<br />

and Telephone Corporation, Japan;<br />

the Research Lab of Electronics, MIT; the<br />

Royal Institute of Technology; and Tokyo<br />

Institute of Technology. After retirement,<br />

<strong>IEEE</strong> ENGINEERING IN MEDICINE AND BIOLOGY MAGAZINE JULY/AUGUST 2008 59


60<br />

he established the Brain Functions Lab, Inc., where he has<br />

developed new diagnostic tools <strong>for</strong> numerical estimation of<br />

human emotional state (ESAM), which has been used in<br />

developing new industrial products, and the neuronal impairment<br />

in the human brain (DIMENSION), which allows early<br />

detection of dementia.<br />

Shin Kimura received his medical degree<br />

from Nihon University, Tokyo, Japan, in<br />

1990. He was an instructor of neurosurgery<br />

at the Department of Neurosurgery, Nihon<br />

University, from 1989 to 2002. He has been<br />

the director of Kimura clinic and Art Brut<br />

in which people affected <strong>by</strong> dementia have<br />

been treated with art therapy since 2003.<br />

Address <strong>for</strong> Correspondence: Kazuyoshi Wada, National<br />

Institute of Advanced Industrial Science and Technology, 1-1-1<br />

Umezono, Tsukuba, Ibaraki, 305-8561, Japan. E-mail: k-wada@<br />

aist.go.jp.<br />

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