Capital Securities Corp. Company Background - 群益金融網

3.Derivative products: In 2009, the premium received was 10.1 billion NTD with the market share of
9.10% and ranked top 3 in industry. Total trading volume of structured products
reached 12.3 billion NTD and ranked the third in industry. Total outstanding
balance for structured product was 1.3 billion NTD and ranked fourth in industry.
Total trading volume of options was 869 million NTD and achieved the top
ranking in industry.
4. Fixed income: Annual market share of domestic corporate bond issuances is 6.45% and ranked top
3 among independent brokers. Capital Securities will strive for better profit by taking
the opportunity of interest adjustment. In addition, we will cooperate with the policy
deregulation to strengthen the research on off-shore government & corporate bond
and develop new market aggressively.
Looking forward into 2010, Taiwan stock index has risen to a comparative high position since the overall
trading got warmer. Although the global economy has been stabilized, the growth momentum is not yet
visible. Even if most of the world's central banks are still maintaining low interest rate policy, we remain
cautious on the volatilities of the financial markets. Capital Securities Corp. will continue to operate with
cautious and focus on brokerage business, corporate finances, derivatives, fixed income products,
transfer agent services agent and proprietary trading to maintain a balance development. As for the
strategic layout, we will integrate group resources to complete the development of Greater China with
strong ambition and years of operation advantages to complete the development of the Greater China
markets. In addition to maintaining quality of our services in Taiwan, operations of our Hong Kong
subsidiary will be more diversified. With the signing of cross-strait MOU and nearly completed ECFA
negotiation, Capital Securities is now ready for expansion in China with aggressive strategy as soon as
the regulations are clear when ECFA is signed. In Asia emerging markets, we believe Vietnam is one of
the markets with the most potential. Currently, Capital Securities has invested in Mien Nam Securities
Corp. for 30% of it total shares and we plan to increase the holdings up to 49% (the maximum stake a
single foreign investor can hold). At initial stage, Capital securities will focus on brokerage and wealth
management business and establish other businesses in the future.
Capital Securities Corp. believes that clients and employees are the most important assets in any
growing enterprise. Therefore, we are going to continue the 2009 "Capital Care" spirit to emphasize our
dedication in caring and satisfying clients’ needs and in improving employees’ professions to create
better investing environment and maintain sustainable earnings. As for company’s social
responsibilities, Capital Securities is actively participating in various activities like making February as
blood donation month and calling upon our employees to contribute in charity activities. In addition, we
also take place in numerous activities for environmental protection and execute practices in daily work.
In the future, Capital Securities will continue to uphold the long-standing belief in our vision to establish
long term partnership with clients and offer expectation-exceeding high value-added financial services.
George T.W. Chen
George T.W. Chen
Founder, Chairman & CEO
Capital Securities Corporation
ANNUAL REPORT 2009 05