review article picture archiving and communication system - rbrs
review article picture archiving and communication system - rbrs
review article picture archiving and communication system - rbrs
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JBR–BTR, 2004, 87: 234-241.<br />
REVIEW ARTICLE<br />
PICTURE ARCHIVING AND COMMUNICATION SYSTEM – PART ONE<br />
FILMLESS RADIOLOGY AND DISTANCE RADIOLOGY<br />
A.I. De Backer 1 , K.J. Mortelé 2 , B.L. De Keulenaer 3<br />
Picture <strong>archiving</strong> <strong>and</strong> <strong>communication</strong> <strong>system</strong> (PACS) is a collection of technologies used to carry out digital medical<br />
imaging. PACS is used to digitally acquire medical images from the various modalities, such as computed tomography<br />
(CT), magnetic resonance imaging (MRI), ultrasound, <strong>and</strong> digital projection radiography.The image data <strong>and</strong> pertinent<br />
information are transmitted to other <strong>and</strong> possibly remote locations over networks, where they may be displayed<br />
on computer workstations for soft copy viewing in multiple locations, thus permitting simultaneous consultations<br />
<strong>and</strong> almost instant reporting from radiologists at a distance. Data are secured <strong>and</strong> archived on digital media<br />
such as optical disks or tape, <strong>and</strong> may be automatically retrieved as necessary. Close integration with the hospital<br />
information <strong>system</strong> (HIS) – radiology information <strong>system</strong> (RIS) is critical for <strong>system</strong> functionality. Medical image<br />
management <strong>system</strong>s are maturing, providing access outside of the radiology department to images throughout the<br />
hospital via the Ethernet, at different hospitals, or from a home workstation if teleradiology has been implemented.<br />
Key-words: Picture <strong>archiving</strong> <strong>and</strong> <strong>communication</strong> <strong>system</strong> (PACS) – Radiology, digital – Images, storage <strong>and</strong> retrieval.<br />
In conventional radiography,<br />
X-ray film serves to capture, display,<br />
transport, <strong>and</strong> store the image. It<br />
has aided medicine well in making<br />
diagnoses since 1895, when Nobel<br />
Prize winner Roentgen produced the<br />
first medical radiograph. However,<br />
over the years several factors have<br />
been a source of concern, such as<br />
the high loss rate of conventional<br />
radiographs (up to 20% of radiographs<br />
cannot be found at the<br />
required time, creating a serious<br />
practical problem), limitation in<br />
viewing radiographs at only one<br />
place at one time, <strong>and</strong> the time<br />
required to process images chemically.<br />
Transport of radiographic films<br />
is time-consuming, <strong>and</strong> conventional<br />
film archives are labor-intensive<br />
<strong>and</strong> notoriously unreliable. Even<br />
with a well-organized film library, a<br />
considerable amount of time in a<br />
radiology department is spent<br />
searching for previous films or arguing<br />
with clinicians about the location<br />
of films. Not only storage <strong>and</strong><br />
retrieval of radiological images, but<br />
also reporting of diagnostic information,<br />
have become increasingly difficult<br />
using conventional means (1).<br />
Over the past decades radiology<br />
departments have witnessed a pro-<br />
gressive shift from trapping an<br />
image on a photographic plate to<br />
capturing it with radiation detectors<br />
whose output signals may be digitised.<br />
Methods such as CT, MRI <strong>and</strong><br />
sonography are inherently digital<br />
because the images are reconstructed<br />
by computers. When these<br />
modalities were first developed,<br />
computerized images needed to be<br />
converted to film. These modalities<br />
were already in a true PACS format.<br />
However, they were limited with<br />
regard to data storage <strong>and</strong> data<br />
accessibility through a central processing<br />
<strong>system</strong>. Since general radiographic<br />
technology was already<br />
being directly obtained on film, the<br />
decision was made to convert CT,<br />
MRI <strong>and</strong> sonography images onto<br />
film – a step back in technology. In<br />
the more recently developed computed<br />
radiography (CR) <strong>and</strong> digital<br />
video-fluoroscopy, the signal that<br />
would previously have been used to<br />
expose a radiographic film is digitalised.<br />
The advantages of digital<br />
acquisition are that all the data are<br />
preserved <strong>and</strong> the images may be<br />
modified – made lighter or darker,<br />
given more grey scale or less (1, 2).<br />
Images on an X-ray film are fixed,<br />
<strong>and</strong> the only manipulation possible<br />
From: 1. Department of Radiology, Ziekenhuisnetwerk Antwerpen, Stuivenberg,<br />
Antwerpen, Belgium; 2. Department of Radiology, Division of Abdominal Imaging <strong>and</strong><br />
Intervention, Brigham <strong>and</strong> Women’s Hospital, Harvard Medical School, Boston, MA<br />
02115, USA; 3. Intensive Care Unit, Royal Darwin Hospital, Rockl<strong>and</strong>s, 0810, TIWI,<br />
Northern Territory, Australia.<br />
Address for correspondence: Dr A.I. De Backer, M.D., Department of Radiology,<br />
Ziekenhuisnetwerk Antwerpen, Stuivenberg, Lange Beeldekensstraat 267, B-2060<br />
Antwerpen, Belgium.<br />
is to use a brighter light. Once<br />
images are in digital format they can<br />
readily be manipulated for better<br />
viewing quality, but they may also<br />
be transported electronically, sorted,<br />
read, saved in an archive,<br />
retrieved when needed, <strong>and</strong> called<br />
to any area within the local or<br />
extended computer network, within<br />
the hospital or remotely to other<br />
hospitals or to general practitioner.<br />
This approach is called PACS. When<br />
such a <strong>system</strong> is installed throughout<br />
the hospital, a filmless clinical<br />
environment results. Although there<br />
are hundreds of PACS installations<br />
operating throughout the world,<br />
many are only small, linking, for<br />
example, the intensive care unit<br />
with the radiology department, or<br />
networking a few workstations<br />
together, <strong>and</strong> it is questionable<br />
whether such <strong>system</strong>s merit being<br />
described as PACS. There are still<br />
relatively few truly filmless hospitals<br />
in existence (3, 4).<br />
The components of any PACS<br />
<strong>system</strong> include the image acquisition<br />
devices, a <strong>system</strong> for storage<br />
<strong>and</strong> retrieval of data, workstations<br />
for the display <strong>and</strong> interpretation of<br />
images, <strong>and</strong> a network over which<br />
to transmit information.<br />
While digital image capture, distribution,<br />
presentation <strong>and</strong> storage<br />
<strong>system</strong>s may be configured to support<br />
virtually any type of application,<br />
not every configuration is a<br />
full-fledged PACS. There are roughly<br />
five classes of digital image <strong>system</strong>s<br />
used by radiologist: modality clusters,<br />
on-call <strong>review</strong> <strong>and</strong> teleradiology,<br />
remote primary diagnosis, mini-<br />
PACS <strong>and</strong> PACS.
Modality clusters, whether for<br />
sonography, nuclear medicine, CT<br />
or MRI, typically are homogeneous<br />
groupings of machines connected to<br />
share printing, soft copy viewing<br />
<strong>and</strong> storage resources.<br />
Teleradiology supports the acquisition,<br />
transmission <strong>and</strong> viewing of<br />
images where the points of acquisition<br />
<strong>and</strong> viewing are separated by<br />
distance. Teleradiology was first<br />
used for on-call <strong>review</strong>. Today, the<br />
technology has matured to the point<br />
where primary diagnoses may be<br />
performed remotely. For example,<br />
teleradiology may be used to send<br />
images from remote clinics to radiologists<br />
who are at home or at a<br />
professional office. While teleradiology<br />
supports several different types<br />
of applications, those applications<br />
all share one characteristic: there is<br />
little or no image storage. For that<br />
reason, little image management is<br />
necessary.<br />
Mini-PACS is a localized version<br />
of full PACS. Typically, they let users<br />
acquire images (as in teleradiology)<br />
<strong>and</strong> distribute them quickly. Mini-<br />
PACS also let users store images for<br />
a short period of time, usually at the<br />
point of use. Mini-PACS may be<br />
used in intensive care units where<br />
physicians need to keep exam<br />
images on file for several days. Film,<br />
however, is still the primary longterm<br />
storage medium.<br />
Full-fledged PACS are different<br />
from teleradiology <strong>and</strong> mini-PACS<br />
in two ways. First, full PACS support<br />
long-term digital image storage –<br />
the electronic <strong>archiving</strong> of images.<br />
Second, PACS support a more flexible<br />
distribution of images.<br />
Healthcare facilities may move<br />
beyond supporting specific departments<br />
to managing the flow of diagnostic<br />
images to a wider range of<br />
physicians. Very often, full-fledged<br />
PACS will include one or more teleradiology<br />
sub<strong>system</strong>s that may<br />
communicate with central image<br />
archives.<br />
PACS hardware<br />
Digital image acquisition<br />
PACS must have images in digital<br />
format, be able to store them, <strong>and</strong><br />
provide access for interpretation by<br />
radiologists <strong>and</strong> <strong>review</strong> by other<br />
physicians. Images often may be<br />
directly acquired in a digital format,<br />
but sometimes they must be converted<br />
to such a format. Radiographic<br />
studies already available as<br />
digital data include CT, MRI, <strong>and</strong><br />
sonography. Recently, some tradi-<br />
PICTURE ARCHIVING AND COMMUNICATION SYSTEM — DE BACKER et al. 235<br />
tionally film-based imaging techniques<br />
(e.g., angiography, fluoroscopy)<br />
have also moved to digital<br />
image acquisition. However, the<br />
main challenge for a digital radiology<br />
department remains projection<br />
radiography, such as chest <strong>and</strong> bone<br />
films, which still corresponds for at<br />
least half of the procedures performed<br />
in radiology. Conversion<br />
may currently be accomplished<br />
through one of three technologies –<br />
use of a film digitiser, CR, or digital<br />
radiography (DR) (5, 6).<br />
Digitisation of plain film radiographs<br />
Conversion of conventional plain<br />
radiographic film to digital data by<br />
means of a digitiser is the least efficient<br />
method. However, it may<br />
prove useful in radiology departments<br />
that have a relatively low volume<br />
of studies. In larger departments,<br />
it may be useful during the<br />
transition from a film-based <strong>system</strong><br />
to PACS. Traditional radiographic<br />
studies may be digitalised so they<br />
may be easily compared with the<br />
newer digital images.<br />
Computed radiography<br />
CR is a technique that uses conventional<br />
radiographic imaging<br />
equipment to obtain digital data. CR<br />
uses cassettes, which contain,<br />
instead of film, a re-usable plate<br />
with photo-stimulable phosphors to<br />
store the latent image. When an Xray<br />
photon hits a phosphor crystal<br />
its electrons are excited to a higher<br />
energy level where they become<br />
trapped producing a latent image.<br />
The image is digitally processed,<br />
<strong>and</strong> the digital image is transmitted<br />
to a processing station for further<br />
interactive image manipulation <strong>and</strong><br />
to a PACS reporting or viewing station.<br />
Digital images may then be<br />
accessed by radiologists, referring<br />
physicians <strong>and</strong> other departments<br />
within the facility. They may also be<br />
combined with the patient demographic<br />
data from the HIS/RIS <strong>system</strong>s.<br />
The image may also be available<br />
as a hardcopy via a laser camera.<br />
Most current PACS <strong>system</strong>s rely<br />
on digital storage phosphor radiography<br />
to provide digital projection<br />
radiographs (7). However, storage<br />
phosphor radiography is associated<br />
with some disadvantages including<br />
a limited spatial resolution <strong>and</strong> a<br />
low-detective-quantum efficiency<br />
(5). There is still the need for cassette<br />
h<strong>and</strong>ling, <strong>and</strong> the life<br />
expectancy of the expensive storage<br />
plates is shorter than that of con-<br />
ventional film-screen cassettes, due<br />
to mechanical strain during storage<br />
plate readout. Due to its flexible<br />
h<strong>and</strong>ling, storage phosphor radiography<br />
probably will remain the digital<br />
modality of choice for bedside<br />
<strong>and</strong> intensive care imaging.<br />
Digital radiography<br />
DR uses electronic detectors to<br />
convert radiation that passes<br />
through the patient directly to a digital<br />
image without the need for cassette<br />
h<strong>and</strong>ling. The future of digital<br />
projection radiography will depend<br />
on new digital receptors based on<br />
amorphous silicon or selenium (8).<br />
Dedicated chest imaging <strong>system</strong>s<br />
based on amorphous selenium are<br />
currently available with an excellent<br />
image quality <strong>and</strong> signal-to-noise<br />
ratio (5, 10). Direct digital radiography<br />
<strong>system</strong> for general radiology<br />
based on thin-film transistor technique<br />
is now also available (5).<br />
Although DR is the most expensive<br />
of the three methods, it is also the<br />
most practical way to obtain digital<br />
data for plain radiographic studies<br />
in high-volume departments. A<br />
major drawback is the solely stationary<br />
use. Digital receptors based on<br />
amorphous silicon or selenium may<br />
also be expected to provide an adequate<br />
solution for digital mammography,<br />
which, due to its high spatial<br />
resolution requirements <strong>and</strong><br />
difficult h<strong>and</strong>ling (related to the<br />
large size of image files) has usually<br />
remained film based, even in otherwise<br />
fully digital departments (9,<br />
11).<br />
Image <strong>archiving</strong><br />
A typical radiology department<br />
creates many gigabytes of image<br />
data per day <strong>and</strong> several terra-bytes<br />
(TB, 1012 Byte) of data per annum<br />
(12). The volume of archived images<br />
is increasing <strong>and</strong> will continue to<br />
rise at a steeper incline than filmbased<br />
storage of the past (13). Many<br />
filmless facilities have been caught<br />
off guard by this increase, which has<br />
been stimulated by many factors:<br />
investment in new digital <strong>and</strong><br />
DICOM-compliant modalities will<br />
result in more images to be<br />
“brought into” the filmless network;<br />
CR <strong>and</strong> DR is becoming more affordable<br />
resulting in digital plain film<br />
studies; <strong>and</strong> multi-slice CT technology<br />
results in an increasing number<br />
of images per study. New multi-slice<br />
CT scanners, for example, may generate<br />
as many as 800 to 1,000<br />
images per exam.
236 JBR–BTR, 2004, 87 (5)<br />
Storage requirements also are<br />
affected by disaster recovery initiatives<br />
<strong>and</strong> state retention m<strong>and</strong>ates.<br />
Disaster recovery <strong>and</strong> data storage<br />
require a backup of imaging data<br />
that may be quickly recovered in<br />
case of disaster. This means that a<br />
second copy of the data must be<br />
stored, which is most easily accomplished<br />
electronically. Retention<br />
requirements vary by nations;<br />
Belgium, for example, m<strong>and</strong>ates up<br />
to a 30-year retention for certain<br />
types of data.<br />
There are two basic approaches<br />
to <strong>archiving</strong> – single tear <strong>and</strong> multitier<br />
(13). Each has benefits. With a<br />
single tear approach, all the data are<br />
stored on a single media that may<br />
be accessed very quickly. A redundant<br />
copy of the data is then stored<br />
onto another less expensive media.<br />
This is usually a removable media.<br />
In this approach, the on-line storage<br />
is increased incrementally as volume<br />
grows. In a multi-tier approach,<br />
a hierarchical architecture, based on<br />
access speed <strong>and</strong> cost, is set up in<br />
three stages with different storage<br />
media depending on the amount<br />
<strong>and</strong> duration of storage <strong>and</strong> the<br />
expected retrieval frequency. The<br />
first stage is on-line storage, where<br />
information stored is available to<br />
the user immediately. This is typically<br />
reserved for data needed during a<br />
single episode of patient care <strong>and</strong> is<br />
readily accessible to radiologists<br />
<strong>and</strong> clinicians. The second stage is<br />
short-term storage intended to provide<br />
rapid access to studies for comparison<br />
with current studies, <strong>and</strong> the<br />
third stage is deep archival storage<br />
intended for long-term storage of<br />
prior images.<br />
The traditional approach to medical<br />
image <strong>archiving</strong> was tiered. This<br />
means that images accessed most<br />
frequently were stored on high-cost<br />
fast-access media, <strong>and</strong> those less<br />
frequently accessed were shifted to<br />
lower-cost slower-retrieval media (5,<br />
13). Fast but expensive redundant<br />
array of inexpensive disks (RAID)<br />
<strong>system</strong>s are appropriate for shortterm<br />
storage of up to several days<br />
or weeks. For inpatients, the RAID<br />
should ideally be large enough to<br />
hold all current <strong>and</strong> relevant previous<br />
films for the entire hospital stay<br />
(14). A RAID is a multitude of hard<br />
disk drives where the information is<br />
written to all the disks so that it is<br />
distributed over the entire RAID. This<br />
means that if any of the disks were<br />
to fail, only a small proportion of the<br />
data would be lost. In addition, the<br />
RAID management software has an<br />
error-correcting algorithm, which is<br />
able to rewrite any lost data with a<br />
high degree of accuracy, so that<br />
data loss is very unlikely.<br />
Optical disk jukeboxes, with a<br />
storage capacity of a single jukebox<br />
typically between 0.5 <strong>and</strong> 1 TB, usually<br />
provide uncompressed on-line<br />
storage only for a maximum of 1 or<br />
2 years. Thereafter, many current<br />
PACS concepts still rely on off-line<br />
long-term storage of optical disks<br />
with the necessity to manually reenter<br />
older disks into the <strong>system</strong><br />
when necessary. With a capacity of<br />
20 TB or more, tape-based storage<br />
<strong>system</strong>s provide an easy, cost-effective,<br />
<strong>and</strong> safe way of long-term storage<br />
even for a large radiology<br />
department (15, 16). Tape is still the<br />
top performer in terms of cost <strong>and</strong><br />
capacity for data storage. Data security<br />
of modern data tapes, with a bit<br />
loss rate of less than one unrecoverable<br />
hard error for every 1017 bits<br />
<strong>and</strong> an expected data life of<br />
30 years, is now comparable to optical<br />
technology (7). However, tape<br />
still has one of the slowest data<br />
access times making it more appropriate<br />
for deep <strong>archiving</strong> <strong>and</strong> redundancy.<br />
Reliability is also of concern<br />
with tape media, as it is sensitive to<br />
data loss when exposed to magnets.<br />
Based on data safety considerations,<br />
optical write-once read-multiple<br />
(WORM) technology over rewritable<br />
magneto-optical (MO) disks<br />
<strong>and</strong> tapes has been proposed for<br />
storage of radiological images (15).<br />
However, regardless of whether<br />
write-once or rewritable media are<br />
used for storage of medical data, the<br />
archive setup <strong>and</strong> software must<br />
ensure data integrity <strong>and</strong> as far as<br />
possible prevent fraudulent manipulation<br />
of imaging data. Moreover,<br />
data integrity must be protected not<br />
only during long-term storage, but<br />
also during the entire chain from<br />
data acquisition to the long-term<br />
archive (17, 18).<br />
As more historical imaging data<br />
will become filmless, there may be a<br />
trend toward on-line RAID storage<br />
of all images as the long-term or primary<br />
archive. This trend toward online<br />
storage may be facilitated by a<br />
predicted continuous, even dramatic<br />
decrease in hard disk cost-permegabyte.<br />
For that reason, on-line<br />
hard disk <strong>archiving</strong> may become a<br />
viable storage solution for the primary<br />
<strong>archiving</strong> of images.<br />
Redundant storage <strong>and</strong> disaster<br />
recovery may then be addressed<br />
with a back-up archive on a jukebox<br />
or shelf-managed media (13).<br />
Once an image has been<br />
acquired onto the PACS archive, it<br />
can never be lost <strong>and</strong> is always<br />
accessible. Even if the image is not<br />
on the short-term archive, it will still<br />
be accessible when fetched from the<br />
long-term archive within minutes,<br />
<strong>and</strong> available for viewing on the<br />
ward workstation. Pre-fetching is the<br />
process whereby previous images<br />
on a patient are automatically<br />
retrieved from the long term archive<br />
onto the short term server, prior to<br />
the acquisition <strong>and</strong> viewing of the<br />
current imaging examination on<br />
that patient. This software is commonly<br />
sufficiently sophisticated to<br />
take the form of an “intelligent prefetch”.<br />
This means that only a configurable<br />
number of examinations<br />
from the same modality <strong>and</strong> the<br />
same body part as that currently<br />
being imaged are pre-fetched from<br />
the long term archive; it is usually<br />
only these that will be of relevance<br />
in making a diagnostic comparison,<br />
<strong>and</strong> there is no point in unnecessarily<br />
overloading the PACS network<br />
<strong>and</strong> short term server with data irrelevant<br />
to the current clinical problem.<br />
The efficiency of a PACS archive<br />
also strongly depends on the way<br />
permanent storage is organized. If<br />
images are written chronologically<br />
on a first-in-first-out basis to WORM<br />
media, later image retrieval will be<br />
tedious, since images of a single<br />
patient will be spread over several<br />
disks. Long term archive will be<br />
organized more efficiently if images<br />
of a single patient are first kept in<br />
temporary storage <strong>and</strong> are later<br />
written conjointly to the long-term<br />
archive, e.g. after the patient has<br />
been dismissed from hospital. With<br />
rewritable media, such as MO or<br />
tape, it is possible to regularly reorganise<br />
storage to keep all imaging<br />
data of a patient together (5, 19).<br />
The amount of data to be stored<br />
may be reduced substantially by<br />
using appropriate compression<br />
techniques. Image compression<br />
also has the potential of drastically<br />
reducing network performance<br />
requirements. Reversible <strong>and</strong> lossless<br />
compression is often used in<br />
long-term storage <strong>and</strong> allows from<br />
2:1 tot 5:1 compression rates. About<br />
15:1 compression for X-ray images,<br />
<strong>and</strong> 10:1 for MR <strong>and</strong> CT images, may<br />
be obtained with some data loss but<br />
with essentially no visible change in<br />
image quality. Irreversible compression<br />
ratios of up to 40:1 without clinically<br />
relevant image degradation<br />
have been reported (20-23).<br />
However, with any kind of irreversible<br />
compression, there is at<br />
least the theoretical risk of losing<br />
important image information, <strong>and</strong>
this risk increases with the degree of<br />
compression. Irreversible compression<br />
is, therefore, usually not used<br />
prior to primary reading.<br />
Network technology<br />
Efficient PACS operation relies<br />
heavily on the performance of <strong>communication</strong><br />
infrastructure <strong>and</strong> networks<br />
to provide adequate <strong>and</strong><br />
timely delivery of the image data.<br />
The network <strong>and</strong> data <strong>communication</strong><br />
components of PACS are probably<br />
the most technically challenging<br />
components, <strong>and</strong> are also closely<br />
related to the equally challenging<br />
tasks of image <strong>archiving</strong> <strong>and</strong> data<br />
repository. The success of these<br />
components relies not only on stateof-the-art<br />
technology, but also on<br />
innovative <strong>and</strong> complex <strong>system</strong><br />
architecture, where both the software<br />
<strong>and</strong> hardware components are<br />
critical (24, 25).<br />
One can distinguish between two<br />
basically different network technologies:<br />
shared medium technologies<br />
(Ethernet, 10 M-bit/s; fast Ethernet,<br />
100 M-bit/s, Fibre Distributed Data<br />
Interface (FDDI), 100 M-bit/s) <strong>and</strong><br />
switching technologies (switched<br />
Ethernet, 10 M-bit/s per channel;<br />
Asynchronous Transfer Mode (ATM),<br />
155 up to 622 M-bit/s per channel)<br />
(24). In shared medium technologies<br />
(broadcast networking), the b<strong>and</strong>width<br />
of the <strong>communication</strong> medium<br />
is shared between all instances<br />
exchanging messages <strong>and</strong> the bottleneck<br />
in terms of throughput is the<br />
b<strong>and</strong>width of the <strong>communication</strong><br />
medium. In switching technologies,<br />
a switch establishes a point-to-point<br />
<strong>communication</strong> (channel) between<br />
two instances every time it is necessary.<br />
Each channel has access to the<br />
full b<strong>and</strong>width of the transport<br />
medium, the limiting factor being<br />
the b<strong>and</strong>width of the switch. Image<br />
transmission time depends on the<br />
speed of individual connections in<br />
the network, the overall network<br />
topology <strong>and</strong> the number of concurrent<br />
image transfers that compete<br />
for the same connections. To enable<br />
efficient soft-copy reading, image<br />
retrieval during interactive operation<br />
should not take more than a<br />
few seconds (26). It has been shown<br />
that the average throughput with<br />
st<strong>and</strong>ard Ethernet is only around 3<br />
M-bit/s despite the theoretical maximum<br />
b<strong>and</strong>width of 10 M-bit/s (27).<br />
This translates into a transfer time<br />
for an uncompressed 10 M-byte (=80<br />
M-bit) digital image of more than 25<br />
s, which is not acceptable during<br />
clinical routine. Connections from<br />
PICTURE ARCHIVING AND COMMUNICATION SYSTEM — DE BACKER et al. 237<br />
workstations to the network backbone<br />
should, therefore, probably<br />
have a b<strong>and</strong>width of at least 100 Mbit/s<br />
(27). Among the st<strong>and</strong>ard network<br />
protocols fulfilling these<br />
requirements are FDDI <strong>and</strong> fast<br />
Ethernet, <strong>and</strong> ATM. Recently, ATM<br />
has been considered by many<br />
authors as the networking technology<br />
best adapted to image <strong>communication</strong><br />
in medicine (28, 29). With<br />
ATM, a memory-to-memory transmission<br />
rate of up to 80 M-bit/s may<br />
be achieved, which reduces the<br />
transfer time for a 10 M-byte image<br />
to around 1 s. An ATM network provides<br />
an aggregate b<strong>and</strong>width <strong>and</strong><br />
throughput that seems sufficient to<br />
satisfy the needs of image <strong>communication</strong><br />
in radiology. The use of an<br />
ATM network allows the use of up to<br />
90% of the channel b<strong>and</strong>width (usually<br />
155 M-bit/s). The switches in an<br />
ATM network establish point-topoint<br />
<strong>communication</strong>s. Up to the<br />
maximum b<strong>and</strong>width of the switches<br />
(aggregate b<strong>and</strong>width), the<br />
throughput of an ATM network does<br />
not decrease with the number of<br />
communicating instances. In contrast<br />
to Ethernet Local Area<br />
Networks (LAN), ATM networks also<br />
may operate as wide area networks<br />
(WAN), allowing <strong>communication</strong><br />
over greater distances (for teleradiology<br />
purposes). The speed of ATM<br />
networks allows access to images<br />
stored on an image server even<br />
faster than images stored locally on<br />
the hard disk of a st<strong>and</strong>ard workstation<br />
(24). This enhanced network<br />
speed, together with an intelligent<br />
<strong>and</strong> powerful image server architecture,<br />
may simplify the architecture<br />
of future PAC <strong>system</strong>s because the<br />
complex <strong>and</strong> time-consuming<br />
strategies of preloading (pre-fetching<br />
at times of low network travel)<br />
<strong>and</strong> auto-routing (newly acquired<br />
images automatically transferred to<br />
the appropriate reading workstation)<br />
are no longer necessary. The<br />
ATM networks may be combined<br />
with switching Ethernet technology,<br />
reserving the more expensive ATM<br />
links for high-throughput workstations<br />
<strong>and</strong> servers (image <strong>and</strong> database<br />
servers, workstations in the<br />
radiology department, intensive<br />
care units <strong>and</strong> the operating room)<br />
<strong>and</strong> using cheaper Ethernet links for<br />
simple viewing stations on wards.<br />
Viewing stations<br />
A viewing station gives access to<br />
all stored images in a PACS environment.<br />
Ideally it also integrates<br />
access to other information stored<br />
in the RIS <strong>and</strong> the HIS. Many different<br />
viewing station designs have<br />
been implemented over the past<br />
years. With respect to their main<br />
function, different types of viewing<br />
stations may be distinguished (24).<br />
The diagnostic viewing station<br />
(DVS) is used in radiology department<br />
for primary diagnosis. It consists<br />
of expensive, high-resolution,<br />
high-luminance monitors. The result<br />
viewing station (RVS) gives access<br />
to images <strong>and</strong> reports outside the<br />
radiology department, possibly<br />
from outside the hospital. Usually, it<br />
is a low-cost <strong>system</strong> with st<strong>and</strong>ard<br />
hardware, using graphic hardware<br />
of good quality. The http viewer is<br />
used for access of images <strong>and</strong><br />
reports from outside the radiology<br />
department, sometimes even outside<br />
the hospital, runs on all computer<br />
<strong>system</strong>s equipped with a<br />
WWW browser <strong>and</strong> is soft- <strong>and</strong><br />
hardware independent. The presentation<br />
viewer allows presentation of<br />
radiological images to a large audience<br />
during case conferences <strong>and</strong><br />
consists of a fast <strong>and</strong> easy-to use<br />
<strong>system</strong> connected to a video beamer<br />
for better visibility to large audiences.<br />
As they constitute the interface<br />
to the <strong>system</strong>, all of these viewing<br />
stations are critical factors for<br />
the success of PACS in the hospital.<br />
Due to the high costs of a DVS, most<br />
PACS installations distinguish<br />
between two or three different types<br />
of viewing stations.<br />
Diagnostic viewing station<br />
The DVS will be the routine workplace<br />
of the radiologist. The DVS<br />
must be able to display examinations<br />
from all modalities (multimodality<br />
viewing station) in a diagnostic<br />
image quality. Easy access to<br />
historical examinations <strong>and</strong> reports<br />
must to be guaranteed. Spatial resolution<br />
requirements strongly<br />
depend on the type of image material<br />
viewed (5). Whereas 1-k monitors<br />
are sufficient for viewing of fluoroscopic<br />
or angiographic images, only<br />
modern 2 x 2.5-k high-resolution<br />
monitors are able to display the full<br />
resolution of large-format digital<br />
projection images, notably chest<br />
radiographs. In terms of graphic<br />
hardware, the minimum configuration<br />
required by most authors is a<br />
solution with two cathode-ray-tube<br />
(CRT) monitors of 2000 x 2000-pixel<br />
resolution <strong>and</strong> high luminance (><br />
500 lumen) with a high dynamic<br />
range (30). The CRT units must guarantee<br />
sufficient image geometry. As<br />
individual differences between CRTs
238 JBR–BTR, 2004, 87 (5)<br />
are often encountered, the monitors<br />
should be selected in pairs with the<br />
same image characteristics (same<br />
brightness, same phosphor colour).<br />
More than two monitors may be<br />
useful for comparison to previous<br />
examinations but require more<br />
space.<br />
Ageing of CRTs with subsequently<br />
decreasing luminance <strong>and</strong> resolvable<br />
spatial resolution is a potential<br />
problem <strong>and</strong> appropriate quality<br />
monitoring of soft-copy displays are<br />
necessary in a PACS environment<br />
(31).<br />
Result viewing station<br />
The RVS are mainly intended for<br />
access to radiological images <strong>and</strong><br />
reports on the clinical wards <strong>and</strong> at<br />
outpatient clinics. For economic reasons,<br />
the hardware is less powerful<br />
than the DVS hardware. The use of<br />
st<strong>and</strong>ard PCs allows use of the same<br />
hardware for purposes other than<br />
PACS purposes. For the acceptance<br />
of PACS by non-radiologists, the<br />
RVS should be very simple to use in<br />
order to avoid extensive user training.<br />
The RVS should be able to present<br />
the radiological image together<br />
with the radiological report because<br />
of the non-diagnostic quality of the<br />
graphic hardware. However, there<br />
are some areas in the hospital<br />
where higher quality two screen<br />
diagnostic workstations may still be<br />
necessary. These should probably<br />
be located in the intensive care<br />
units, emergency department, <strong>and</strong><br />
within a communal area accessible<br />
to the outpatient consulting rooms.<br />
Http viewer<br />
One of the most significant developments<br />
in PACS over the last years<br />
has been the exploitation of conventional<br />
web browser technology to<br />
access images from a short term<br />
PACS server <strong>and</strong> display them on<br />
ordinary desktop personal computers<br />
(PC). This has provided a cheap<br />
<strong>and</strong> easy means of <strong>review</strong>ing<br />
images <strong>and</strong> has facilitated the development<br />
of teleradiology whereby<br />
doctors may <strong>review</strong> emergency<br />
images from their homes at night.<br />
This would be expected to be a beneficial<br />
development if it means that<br />
there will be greater recourse to<br />
senior medical opinion for difficult<br />
emergency cases (32).<br />
Ergonomics<br />
Initially, the ergonomics of the<br />
PACS work environment have<br />
severely been neglected. Workstations<br />
were placed in radiologists’<br />
individual offices, which had not<br />
been prepared for softcopy reporting.<br />
The office windows were<br />
already shuttered to allow conventional<br />
reporting, but no alterations<br />
were made to the fluorescent lighting.<br />
Monitor placement was critical<br />
to avoid ambient light reflections<br />
from screen. In most present PACS<br />
installations noisy computer workstations<br />
<strong>and</strong> hard disks are situated<br />
right next to the reading area, where<br />
radiologists are expected to work<br />
with concentration for long hours.<br />
Air conditioning is often insufficient<br />
to cope with the additional heat<br />
from the computer workstations<br />
<strong>and</strong> monitors. In most cases an<br />
additional computer with a second<br />
monitor, keyboard <strong>and</strong> mouse is<br />
necessary to provide RIS functionality<br />
for a PACS view-station, e.g. to<br />
create or look up a report.<br />
Planning special reporting areas<br />
or creating new radiologists offices<br />
during departmental extensions<br />
may improve performance of the<br />
user in a PACS environment (5, 33).<br />
These have computer-type benching,<br />
mid-wall height trunking for<br />
electricity sockets, computer network<br />
outlets <strong>and</strong> telecoms, special<br />
light fittings <strong>and</strong> vertical variable<br />
window blinds, separate computer<br />
rooms with noise shielding <strong>and</strong> air<br />
conditioning. In particular, lighting<br />
must give no reflections from monitor<br />
screens <strong>and</strong> should be of the<br />
order 500 lx maximum <strong>and</strong> dimmable.<br />
Seating distance from the monitor<br />
will depend partly on its size to<br />
avoid excessive neck <strong>and</strong> eye movements.<br />
This is another reason to<br />
choose smaller monitors – apart<br />
from their cost. It must be possible<br />
to be able to look away from screens<br />
towards distant objects at 20-min<br />
intervals to rest eye muscles <strong>and</strong> in<br />
order to minimise eyestrain. Noise<br />
reduction will also be important<br />
with implementation of voice recognition.<br />
Furniture should be comfortable<br />
<strong>and</strong> supportive. Decor should<br />
consist of restful colors. The PACS<br />
<strong>and</strong> RIS functions should be integrated<br />
into a single workstation<br />
obviating the need for multiple separate<br />
computers.<br />
PACS software<br />
Interfacing of digital image generation<br />
<strong>system</strong>s<br />
Any digital imaging equipment<br />
has at least two inputs <strong>and</strong> one output.<br />
The image data are generated<br />
by the imaging device itself (CT,<br />
MRI) or introduced via an imaging<br />
plate (CR). The patient data are usually<br />
entered manually via keyboard.<br />
The image data leave the <strong>system</strong><br />
together with patient <strong>and</strong> examination<br />
data to be printed or stored in a<br />
digital archive.<br />
Until recently, the connection of<br />
an imaging device to film printers<br />
relied on industry st<strong>and</strong>ards or proprietary<br />
protocols; the connection to<br />
an archive was entirely based on<br />
proprietary, vendor-specific design<br />
of image <strong>and</strong> data <strong>communication</strong><br />
between individual PACS components.<br />
Through the effort of the<br />
American College of Radiology <strong>and</strong><br />
the National Electronic Manufacturers’<br />
Association, who established<br />
a joint committee to develop a st<strong>and</strong>ard<br />
for medical image <strong>communication</strong>,<br />
a more open, vendor-independent<br />
PACS architecture has been<br />
developed. The Digital Imaging <strong>and</strong><br />
Communications in Medicine<br />
(DICOM) st<strong>and</strong>ard with its 3.0 version<br />
release in 1993 has finally made<br />
st<strong>and</strong>ardized image <strong>communication</strong><br />
between PACS components of different<br />
vendors a reality. The adoption<br />
of the DICOM st<strong>and</strong>ard presently<br />
allows the connection of most<br />
recent imaging devices to a DICOMcompatible<br />
archive <strong>and</strong> printers (34,<br />
35). Older modalities have to be<br />
connected to the archive using socalled<br />
gateways, which translate the<br />
proprietary image format into a<br />
DICOM-compatible format. DICOM<br />
defines a network protocol that<br />
allows devices on the network to<br />
negotiate services to be performed<br />
(e.g., store, query, retrieve, print).<br />
Manufacturers must provide a “conformance<br />
statement” that describes<br />
how DICOM has been implemented<br />
for a given device <strong>and</strong> what services<br />
the device supports.<br />
The use of DICOM externally is a<br />
critical component of PACS architecture.<br />
For various reasons, such<br />
as achieving better image transfer<br />
efficiency, many modalities <strong>and</strong><br />
PACS do not maintain strict DICOM<br />
representation internally for storage<br />
or <strong>communication</strong> (36). Most<br />
remaining problems in DICOM<br />
<strong>communication</strong> are caused by the<br />
so-called shadow groups in DICOM,<br />
which may be used by the manufacturers<br />
to store proprietary information<br />
(27). If information relevant<br />
for further processing (e.g. slice<br />
position of CT or MR images) is<br />
stored in undocumented shadow<br />
groups, this information may no<br />
longer be available after transfer of<br />
images to a DICOM device from a<br />
different manufacturer. Some manufacturers<br />
even continue to use
non- or pre-DICOM <strong>communication</strong><br />
st<strong>and</strong>ards between their modalities<br />
<strong>and</strong> workstations with a special<br />
gateway to the outside DICOM<br />
world (5).<br />
PACS-RIS-HIS integration<br />
A fundamental tenet of current<br />
PACS implementations is that<br />
images should not be available<br />
without information. Therefore, each<br />
PACS has a mechanism for linking<br />
the pertinent patient information<br />
(e.g. demographics, clinical history,<br />
allergies) with the image. Each<br />
image data set must be “labelled”<br />
or identified with a specific patient<br />
<strong>and</strong> linked to a patient folder or<br />
some other useful construct within<br />
PACS. Therefore, there are two components<br />
to a PACS archive. One<br />
component is the database that<br />
maintains patient metadata information<br />
<strong>and</strong> the other component is<br />
the file server that actually stores<br />
the image data sets (37).<br />
Current PACS with secure<br />
Internet or Intranet web techniques,<br />
enables rapid <strong>and</strong> simultaneous<br />
access to images in different physical<br />
locations. With prompt interpretation<br />
<strong>and</strong> voice recognition technology,<br />
reports should be available<br />
rapidly <strong>and</strong> may automatically be<br />
associated <strong>and</strong> delivered with the<br />
images (36). However, such successful<br />
PACS implementation requires<br />
RIS <strong>and</strong> HIS integration.<br />
Many institutions already have a<br />
HIS or RIS in place in addition to the<br />
PACS information <strong>system</strong>. Ideally,<br />
these <strong>system</strong>s should be integrated<br />
for image management. The most<br />
important roles of HIS related to<br />
PACS are to provide a “clean” master<br />
patient index that identifies<br />
every patient uniquely on a one-toone<br />
basis, as well as to provide<br />
admission, transfer, <strong>and</strong> discharge<br />
information. The RIS provides notification<br />
of events – particularly the<br />
scheduling of an imaging procedure,<br />
with relevant clinical information.<br />
The RIS provides unique identification<br />
of the imaging procedures<br />
requested <strong>and</strong> performed, allowing<br />
PACS to h<strong>and</strong>le <strong>and</strong> archive them<br />
unambiguously, <strong>and</strong> to associate a<br />
diagnostic report with each<br />
study (36).<br />
Problems may occur even with<br />
highly integrated PACS-RIS-HIS.<br />
One of the most bothersome is that<br />
the PACS database, even with the<br />
best pre-fetching, usually is<br />
unaware of prior studies existing<br />
only on film. In addition, the present<br />
RIS database usually does not dis-<br />
PICTURE ARCHIVING AND COMMUNICATION SYSTEM — DE BACKER et al. 239<br />
tinguish between studies on film<br />
<strong>and</strong> those archived digitally, without<br />
film (36).<br />
For most cross-sectional examinations,<br />
such as CT <strong>and</strong> MRI, the<br />
technologist manually enters<br />
patient demographic information<br />
into the acquisition device. The<br />
study <strong>and</strong> associated information<br />
are then “pushed” into PACS via a<br />
gateway (preferable using the<br />
DICOM st<strong>and</strong>ard). PACS then needs<br />
to h<strong>and</strong>le or deal with both the<br />
image data set <strong>and</strong> associated information.<br />
If a HIS/RIS/PACS <strong>communication</strong><br />
link is in place, then PACS<br />
attempts to match the incoming<br />
study with what exists on its database.<br />
If a discrepancy occurs, PACS<br />
may reject the study (i.e., not allow<br />
into the <strong>system</strong>), place it on the special<br />
list (e.g., “unspecified folder”,<br />
“exceptions list”, or “penalty box”),<br />
or create a new patient folder (i.e.,<br />
new study) with the erroneous data.<br />
This scenario is not uncommon<br />
because dual entry of patient information<br />
is fraught with problems,<br />
including a substantial potential for<br />
misspelling <strong>and</strong> other alphanumeric<br />
data errors (e.g., transpositions).<br />
Another problem that is not specific<br />
to digital image storage but in a full<br />
PACS environment occurs when a<br />
patient has been assigned a new<br />
patient identification number in the<br />
HIS or RIS on a repeat visit to the<br />
hospital. This results in previous<br />
images not being found in the PACS<br />
archive. In both situations operator<br />
intervention is required to rectify the<br />
situation. An operator must then<br />
have access to a PACS workstation<br />
to identify the problem <strong>and</strong> accomplish<br />
a solution “after the fact” (5,<br />
38).<br />
PACS should be considered part<br />
of the hospital infrastructure with<br />
distribution of radiological images<br />
throughout the hospital. Through an<br />
appropriate HIS/RIS/PACS interface,<br />
the current location of a patient in<br />
the hospital is made known to PACS<br />
to enable the correct distribution of<br />
images to the clinics <strong>and</strong> wards. In<br />
the future, viewing of radiological<br />
images should become an integrated<br />
part of the HIS. Both to assure<br />
data security of the PACS archive<br />
<strong>and</strong> to provide fast access to the<br />
users, image distribution throughout<br />
the hospital should be accomplished<br />
by using one or more separate<br />
image servers (5).<br />
PACS workflow<br />
Early PACS installations focused<br />
on just providing the most basic<br />
PACS functions, image retrieval <strong>and</strong><br />
viewing. Workstations were rather<br />
clumsy <strong>and</strong> tended to reflect a lack<br />
of experience <strong>and</strong> underst<strong>and</strong>ing of<br />
radiologists’ work habits. Continuous<br />
technological improvement <strong>and</strong><br />
better underst<strong>and</strong>ing of workflow<br />
within PACS resulted in a broader<br />
level of acceptance by radiologists.<br />
Workstation design <strong>and</strong> <strong>system</strong><br />
architecture have improved as many<br />
institutions <strong>and</strong> manufacturers<br />
actively involved radiologists in the<br />
design process, resulting in the<br />
development of user-friendly workstations<br />
that are more suitable for<br />
the radiologists’ task.<br />
The smooth flow of images to the<br />
location at which they are needed, at<br />
the time they are needed, <strong>and</strong> displayed<br />
in the preferred manner as<br />
required by the radiologist to<br />
achieve both with efficiency <strong>and</strong><br />
high diagnostic accuracy, requires<br />
management of the studies. This<br />
study management, often referred<br />
to as folder management, provides<br />
PACS with intelligent functionality<br />
for image acquisition, routing, storage,<br />
presentation, <strong>and</strong> retrieval<br />
functions (36,39). For example,<br />
when a patient is scheduled for a<br />
given type of procedure, the workflow<br />
manager will know where the<br />
images are likely to be viewed, what<br />
prior studies are relevant <strong>and</strong> prefetch<br />
these studies from the longterm<br />
archive <strong>and</strong> then to the workstation<br />
before the arrival of the<br />
images from the current study.<br />
Reports from prior procedures will<br />
be available at the workstation.<br />
When the study is completed the<br />
images are automatically sent to<br />
PACS <strong>and</strong> routed to the appropriate<br />
workstation. When the new study is<br />
called up for <strong>review</strong>, images appear<br />
in the correct sequence <strong>and</strong> at the<br />
appropriate window width <strong>and</strong><br />
level. Prior images are available<br />
immediately for display.<br />
To ensure an ergonomic interface,<br />
an operating <strong>system</strong> based on<br />
the windows metaphor may be used<br />
for the viewing station. Image preprocessing<br />
with its potential to<br />
improve visualization of certain radiographic<br />
findings may often be very<br />
time-consuming with current workstations<br />
<strong>and</strong>, therefore, is rarely<br />
used in clinical routine. However,<br />
many preprocessing tasks could be<br />
automated by appropriate software.<br />
Automatic arrangement of images<br />
in pre-set orders <strong>and</strong> managed by a<br />
rule-based <strong>system</strong> may be provided.<br />
In soft-copy viewing of radiological<br />
images, it is often desirable to block<br />
out white, unexposed image areas.
240 JBR–BTR, 2004, 87 (5)<br />
Current workstations may provide<br />
dark shutters to manually exclude<br />
peripheral white image areas from<br />
being displayed. With appropriate<br />
segmentation software, this task<br />
may be automated. Automatic<br />
optimisation of window settings,<br />
image enlargement (zoom) <strong>and</strong><br />
translation (pan) are other examples.<br />
In addition to conventional<br />
viewing of CT <strong>and</strong> MRI examinations,<br />
the DVS may provide the possibility<br />
to scan through virtual stacks<br />
of images (stack or cine-mode) or<br />
may allow stepping parallelly<br />
through two or more stacks of<br />
images (actual <strong>and</strong> previous examination,<br />
examination without <strong>and</strong><br />
with contrast medium, different MR<br />
sequences) resulting in faster interpretation<br />
<strong>and</strong> reporting time. Finally,<br />
some calibrated quantification functions<br />
are needed: spatial measurements<br />
(length, surface, volume) <strong>and</strong><br />
density measurements (in Hounsfield<br />
units for CT).<br />
For the acceptance of PACS by<br />
non-radiologists, the RVS should be<br />
very simple to use in order to avoid<br />
extensive user training. The RVS<br />
should be able to present the radiological<br />
image together with the radiological<br />
report because of the nondiagnostic<br />
quality of the graphic<br />
hardware. Image manipulation function<br />
may be limited to image rotation<br />
<strong>and</strong> centre-window adjustment;<br />
the images should be presented in a<br />
way that demonstrates the radiological<br />
findings. Specialized RVS may<br />
integrate programs for planning of<br />
surgical interventions such as the<br />
measurements of the dimensions of<br />
a total hip prosthesis.<br />
Conclusion<br />
Information technology has<br />
become a vital component of all<br />
health care enterprises <strong>and</strong> large<br />
hospital networks provide the basis<br />
of hospital-wide information. The<br />
technologic imperative that has<br />
been the driving force advancing<br />
radiology over the past 20 years has<br />
produced new approaches to the<br />
acquisition of medical images <strong>and</strong><br />
placed radiology at the leading edge<br />
of the computer-technology era of<br />
modern medicine. Ever-increasing<br />
computer performance in combination<br />
with the advent of the <strong>communication</strong><br />
st<strong>and</strong>ard DICOM makes<br />
PACS a reality with numerous small<br />
<strong>and</strong> middle-scale installations, but<br />
also with several truly filmless hospitals<br />
in operation all over the world<br />
(3). PACS is responsible for solving<br />
the problem of acquiring, transmitting,<br />
<strong>and</strong> displaying radiological<br />
images. Integration of PACS with<br />
the HIS <strong>and</strong> RIS facilitates more<br />
informed <strong>and</strong> presumably more<br />
accurate interpretations (40).<br />
References<br />
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24. Kotter E., Langer M.: Integrating HIS-<br />
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Eur Radiol, 1998, 8: 1707-1718.<br />
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30. Dwyer S.J., Stewart B.K.,<br />
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33. Foord K.D.: PACS workstation<br />
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<strong>system</strong> integration, <strong>and</strong> environmental<br />
issues, derived from analysis of<br />
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1161-1169.<br />
34. Horii S.C.: Image acquisition. Sites,<br />
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CONSIDERATIONS FOR PLANNING AND IMPLEMENTATION<br />
A.I. De Backer 1 , K.J. Mortelé 2 , B.L. De Keulenaer 3<br />
38. Andriole K.P., Avrin D.E., Yin L., et al.:<br />
PACS databases <strong>and</strong> enrichment of<br />
the folder manager concept. J Digit<br />
Imaging, 2000, 13: 3-12.<br />
39. Seshadri S.B., Kishore S.,<br />
Arenson R.L.: Software suite for<br />
image <strong>archiving</strong> <strong>and</strong> retrieval. Radiographics,<br />
1992, 12: 357-363.<br />
40. Mosser H., Urban M., Durr M.,<br />
Ruger W., Hruby W.: Integration of<br />
radiology <strong>and</strong> hospital information<br />
<strong>system</strong>s (RIS, HIS) with PACS:<br />
requirements of the radiologist. Eur J<br />
Radiol, 1992, 16: 69-73.<br />
Installing Picture Archiving <strong>and</strong> Communication System (PACS) has very wide implications on the radiology department<br />
<strong>and</strong> the hospital as a whole. PACS is an entire hospital investment, which will change many professionals’<br />
working practices. Its selection <strong>and</strong> implementation must involve all the groups it will affect <strong>and</strong> this dem<strong>and</strong>s an<br />
appropriate approach. Developing processes that establish the needs of the users, support strategic initiatives, <strong>and</strong><br />
address risk management is not a minor undertaking.The development of a plan that provides PACS selection committees<br />
with a step-by-step roadmap to seek <strong>and</strong> procure PACS best suited to their workflow is a valuable tool.This<br />
<strong>review</strong> considers the process of planning <strong>and</strong> implementation for PACS.<br />
Key-word: Picture <strong>archiving</strong> <strong>and</strong> <strong>communication</strong> <strong>system</strong> (PACS).<br />
Over the last 10 years, PACS has<br />
become established as a credible<br />
alternative to the traditional filmbased<br />
radiology service (1-5). To<br />
integrate PACS into the radiology<br />
department <strong>and</strong> hospital it is critical<br />
to follow a st<strong>and</strong>ard plan, or<br />
sequence of planning elements, to<br />
lay a solid foundation for each project.<br />
Therefore, planning <strong>and</strong> implementation<br />
of PACS must begin with<br />
a clearly stated mission, a leadership<br />
statement <strong>and</strong> financial<br />
accountability. Distinct phases may<br />
be identified in the planning process<br />
in which critical questions must be<br />
formulated <strong>and</strong> answered. A strategic<br />
<strong>and</strong> financial plan must be established,<br />
a timeline created, marked<br />
research performed, program<br />
design developed, <strong>and</strong> training programs<br />
designed before implementation<br />
may be performed.<br />
Dreaming about PACS<br />
Dreaming about the purchase of<br />
PACS will start by identifying the<br />
significant operational issues <strong>and</strong><br />
the stakeholders, <strong>and</strong> by considering<br />
how PACS will help resolve<br />
problems. Issues that may be associated<br />
with enterprise risks, operational<br />
expenses, service delivery,<br />
<strong>and</strong> that impact many stakeholders<br />
are more likely to gain senior<br />
administration attention <strong>and</strong> financial<br />
support. Furthermore, the enterprise’s<br />
other major strategic initiatives<br />
should be considered in relation<br />
to the PACS initiatives (6). As a<br />
consequence, many questions must<br />
be answered right from the start to<br />
ensure that the planning, development,<br />
<strong>and</strong> implementation phases<br />
will move smoothly; for example,<br />
What is PACS <strong>and</strong> what are its pro-<br />
From: 1. Department of Radiology, Ziekenhuisnetwerk Antwerpen, Stuivenberg,<br />
Antwerpen, Belgium; 2. Department of Radiology, Division of Abdominal Imaging <strong>and</strong><br />
Intervention, Brigham <strong>and</strong> Women’s Hospital, Harvard Medical School, Boston, MA<br />
02115, USA; 3. Intensive Care Unit, Royal Darwin Hospital, Rockl<strong>and</strong>s, 0810, TIWI,<br />
Northern Territory, Australia.<br />
Address for correspondence: Dr A.I. De Backer, M.D., Department of Radiology,<br />
Ziekenhuisnetwerk Antwerpen, Stuivenberg, Lange Beeldekensstraat 267, B-2060<br />
Antwerpen, Belgium.<br />
posed services? Is there a true need<br />
for the new technology? Who are the<br />
stakeholders? How will the organization’s<br />
shareholders benefit from<br />
this technology? Does PACS align<br />
itself with the company’s overall philosophy?<br />
Are the cost-benefits of<br />
PACS real or imagined? What does it<br />
take to prove cost-effectiveness?<br />
What is the lifecycle of PACS? What<br />
are the financial <strong>and</strong> managerial<br />
dem<strong>and</strong>s of implementation? May<br />
existing staff or equipment<br />
resources be reallocated to support<br />
the new program? If not, what is the<br />
availability of staffing resources?<br />
Can funding be reallocated from the<br />
existing budget? Does the company<br />
have the resources to research the<br />
market’s need for PACS? What type<br />
of managerial <strong>and</strong> operational structure<br />
will the PACS program require?<br />
Are there any legal or regulatory<br />
issues surrounding PACS? What are<br />
the company’s strengths <strong>and</strong> weaknesses<br />
with regard to PACS?<br />
Issues <strong>and</strong> concerns<br />
The introduction of PACS technology<br />
may creates several issues <strong>and</strong><br />
concerns related to physician acceptance,<br />
confidentiality, security <strong>and</strong><br />
reliability (7).
242 JBR–BTR, 2004, 87 (5)<br />
Physician acceptance<br />
Physician acceptance may be hindered<br />
by the following factors: computer;<br />
unfamiliar working environment;<br />
softcopy reading; query/<br />
retrieval by oneself rather than<br />
having the films hung by a technician;<br />
voice recognition instead of<br />
dictation/transcription; signing of<br />
reports electronically.<br />
Confidentiality<br />
Traditionally, doctors have maintained<br />
patient information confidentiality.<br />
As health care organizations<br />
h<strong>and</strong>le the same information electronically<br />
for doctors, confidentiality<br />
must be maintained.<br />
Security<br />
Software lock/key protection is<br />
more vulnerable than physical locks.<br />
It is easier to copy or modify an electronic<br />
medical record than a hard<br />
copy, <strong>and</strong> at the same time, it is<br />
harder to detect the occurrence of<br />
any illegal break-in. Better products<br />
to implement flexible encryption<br />
setting, log incoming/outgoing <strong>communication</strong><br />
<strong>and</strong> auditing/reporting<br />
tools are needed.<br />
Reliability<br />
In general when networks suffer<br />
downtime, you get the service you<br />
pay for. If you need 24-hour, sevenday-a-week<br />
coverage with one-hour<br />
response time, you’ll have to pay for<br />
it.<br />
Redefining the vendor-customer<br />
relationship<br />
The traditional relationship<br />
between vendor (as equipment supplier)<br />
<strong>and</strong> customer (as end-user of<br />
the technology) undergoes a major<br />
change with PACS (8). With CT or<br />
MRI, one purchases or leases the<br />
equipment <strong>and</strong> has it installed; this<br />
is followed by clinical applications<br />
<strong>and</strong> subsequent long-term use of<br />
the technology. With the exception<br />
of maintenance/service the relationship<br />
between vendor <strong>and</strong> customer<br />
essentially ends, until the next<br />
equipment purchase is anticipated.<br />
For PACS implementation to be<br />
successful, a different relationship<br />
exists between vendor <strong>and</strong> user.<br />
This takes the form of a long-term<br />
partnership, which does not simply<br />
end after delivery <strong>and</strong> installation of<br />
the equipment. Because PACS is not<br />
a “plug <strong>and</strong> play” technology, myriad<br />
technical, clinical, workflow <strong>and</strong><br />
political issues arise after delivery<br />
<strong>and</strong> installation. To successfully<br />
resolve these matters, ongoing collaboration<br />
between multiple parties<br />
is required. On the user side (hospital),<br />
the collaboration involves radiologists,<br />
technologists, clerical staff,<br />
administrators (in <strong>and</strong> outside of<br />
radiology), information technology<br />
specialists, engineering, referring<br />
clinicians (<strong>and</strong> their staff), <strong>and</strong> nursing.<br />
On the manufacturer side, collaboration<br />
requires participation by<br />
all vendors involved in the entire<br />
PACS/HIS network. To date, no single<br />
vendor offers a true “turnkey”<br />
approach.<br />
The end result is that, upon delivery<br />
of the equipment, the challenge<br />
escalates. It is in the best interest of<br />
all involved parties to forge an honest,<br />
open, long-term relationship of<br />
the transition to PACS if it is to be a<br />
success.<br />
Planning stage<br />
Planning steps are relatively simple.<br />
However, if planning is skipped,<br />
it may create serious blocks on the<br />
path to implementation of PACS <strong>and</strong><br />
may deliver less than desirable outcomes.<br />
Successful planning for PACS<br />
requires an enterprise wide<br />
approach. This involves identifying<br />
key players to develop a plan <strong>and</strong> to<br />
implement a decision structure that<br />
is both consultative <strong>and</strong> efficient.<br />
Composition of the selection committee<br />
(SC) is vital <strong>and</strong> should<br />
include both a project leader <strong>and</strong><br />
stakeholders. A project leader, who<br />
has both the authority to support<br />
the project <strong>and</strong> a commitment to the<br />
project’s success, should be identified<br />
to lead the project. In the past,<br />
the radiology manager or the<br />
department chairman typically was<br />
identified as the project leader, but<br />
this role may be delegated to someone<br />
else within or outside the<br />
department (e.g., administrative<br />
director of information technology<br />
<strong>system</strong>s (ITS)). Key personnel must<br />
be selected from all aspects of the<br />
operation to form a core project<br />
team. Stakeholders in planning<br />
PACS are senior administration,<br />
radiologists, diagnostic imaging<br />
staff <strong>and</strong> administration, information<br />
technology services, referring<br />
clinicians (e.g., from the following<br />
departments: emergency room,<br />
surgery, orthopaedics, intensive<br />
care unit, obstetrical/gynaecology),<br />
ward <strong>and</strong> clinic staff, <strong>and</strong> other speciality<br />
disciplines reliant on diagnostic<br />
imaging <strong>and</strong> reports.<br />
Creation of vision <strong>and</strong> mission statements<br />
The first objective of the SC is to<br />
create vision <strong>and</strong> mission statements.<br />
Each member of the SC may<br />
have a different idea of what PACS<br />
means, with individual definitions<br />
related to their job titles (3).<br />
Technical <strong>and</strong> clerical staff may see<br />
PACS as the elimination of their<br />
work involving the h<strong>and</strong>ling of film –<br />
processing it, hanging <strong>and</strong> filing<br />
films, <strong>and</strong> looking for, delivering<br />
<strong>and</strong> retrieving films. The RIS manager<br />
may see PACS as an extension of<br />
the information <strong>system</strong> with a problem<br />
to integrate the RIS <strong>and</strong> PACS.<br />
The ITS representative may see<br />
PACS as key to acquiring medical<br />
images for the computed patient<br />
record <strong>system</strong> <strong>and</strong> may consider the<br />
power of distributing images <strong>and</strong><br />
information throughout the enterprise.<br />
The radiologists may foresee<br />
changes on everyone’s workflow.<br />
Referring physicians may have<br />
questions about the change to electronic<br />
imaging <strong>and</strong> what soft-copy<br />
display might mean for them.<br />
One must have a clear idea of<br />
why to introduce PACS. The challenges<br />
facing each department will<br />
be different but the goals must be<br />
articulated <strong>and</strong> honest (9,10). Going<br />
into a new hospital may offer the<br />
opportunity to dispense with a film<br />
filing room, film-h<strong>and</strong>ling areas,<br />
film storage at ward <strong>and</strong> department<br />
level <strong>and</strong> to opt for integration of<br />
images into an electronic patient<br />
record <strong>system</strong>. A common entry<br />
point into PACS is the urgent need<br />
to develop teleradiology.<br />
Redeveloping the radiology department<br />
may give the opportunity to<br />
introduce a filmless environment<br />
gradually extending out to the ward<br />
as money <strong>and</strong> opportunity allow. All<br />
CT <strong>and</strong> MRI examinations may be<br />
put onto a single network as a starting<br />
point. There have been some<br />
intentions to implement PACS in a<br />
‘big bang’ (i.e., all at once) throughout<br />
a hospital, but they are in the<br />
minority, <strong>and</strong> generally are only feasible<br />
in a new institution (10).<br />
The ideas from dreaming about<br />
PACS, together with a list of primary<br />
needs identified by key stakeholders<br />
(e.g., obtained during an interview<br />
process), will be valuable for the SC<br />
to create Vision <strong>and</strong> Mission<br />
Statements. A detailed SWOT<br />
(strengths, weaknesses, opportunities<br />
<strong>and</strong> threats) analysis, with a<br />
focus on the status of “electronic<br />
preparedness”, ensues (11). With<br />
respect to internal strengths <strong>and</strong>
weaknesses, an inventory of technologic<br />
requirements must be made.<br />
This inventory of technologic<br />
requirements must include modalities<br />
<strong>and</strong> DICOM readiness, hardware<br />
requirements (workstations,<br />
servers, archives), network status,<br />
implementation timelines, maintenance<br />
requirements <strong>and</strong> upgrade<br />
issues. Certainly, these requirements<br />
are associated with costs,<br />
<strong>and</strong> these costs must be factored<br />
into the project analysis. Equally<br />
important are the human resources<br />
that are required to implement,<br />
maintain <strong>and</strong> support the project;<br />
they will determine its success.<br />
The role of the parent organization<br />
is important <strong>and</strong> must be<br />
analysed. Is the culture conservative<br />
or progressive? What is the current<br />
level of technologic sophistication<br />
within the organization? What is the<br />
organization’s track record with prior<br />
information technology projects?<br />
External opportunities <strong>and</strong> threats<br />
must also be factored into the analysis<br />
<strong>and</strong> the status of the electronic<br />
imaging market must be considered.<br />
With respect to environmental<br />
issues, project planners must maintain<br />
an awareness of increased government<br />
scrutiny <strong>and</strong> regulations.<br />
A dedicated vision <strong>and</strong> mission<br />
statement establishes a direction<br />
the enterprise will move toward,<br />
adequately represents the need of<br />
users, <strong>and</strong> supports enterprise-wide<br />
strategic initiatives such as the electronic<br />
medical record. A mission<br />
statement demonstrates its value by<br />
providing the SC with high-level<br />
objectives that support the vision<br />
statement. A vision <strong>and</strong> mission<br />
statement concerning PACS may<br />
include primary goals <strong>and</strong> longer<br />
term goals. The primary goals for<br />
PACS implementation are: make<br />
images available to any physician<br />
who needs to see them, with images<br />
<strong>and</strong> reports to be combined in an<br />
integrated solution; increase the volume<br />
<strong>and</strong> decrease the backlog of<br />
scheduled exams in the radiology<br />
department; increase productivity of<br />
physicians <strong>and</strong> radiologists while<br />
retaining the same sized staff to<br />
h<strong>and</strong>le a larger volume of exams;<br />
increase the reliability of locating<br />
exams in archives. Longer-term<br />
goals are to reduce, redirect or reeducate<br />
staff to work smarter;<br />
reduce storage costs of purging<br />
records; <strong>and</strong> eventually, reutilize the<br />
space used to store films.<br />
Development of strategic plan<br />
The extent of PACS implementation<br />
or scope must be established as<br />
PICTURE ARCHIVING AND COMMUNICATION SYSTEM — DE BACKER et al. 243<br />
early as possible <strong>and</strong> maintained.<br />
Project add-ons that result from new<br />
objectives or new programs are best<br />
left as complementary implementation<br />
phases for new funding allotments<br />
(12). The strategic plan<br />
becomes the roadmap for the PACS<br />
initiative <strong>and</strong> describes problems,<br />
defines needs, <strong>and</strong> proposes solutions.<br />
Key elements in the strategic<br />
plan include objective <strong>and</strong> desired<br />
outcome, description of issues, definition<br />
of needs, proposed solution,<br />
scope of project, resources required<br />
( financial, human, <strong>and</strong> physical),<br />
roles <strong>and</strong> responsibilities of SC,<br />
due-diligence process including<br />
time lines, policies, procedures, <strong>and</strong><br />
strategic guidelines, quality of<br />
implementation, Strengths, Weaknesses,<br />
Opportunities, Threats<br />
(SWOT) relative to PACS, <strong>and</strong> proposed<br />
configuration scheme<br />
Collection stage<br />
The collection stage documents<br />
the current environment <strong>and</strong> provides<br />
the baseline for change.<br />
Required-skill sets<br />
To successfully complete the collection<br />
of data the SC requires diagnostic<br />
imaging experience, computer<br />
hardware <strong>and</strong> network knowledge,<br />
<strong>and</strong> expertise with clinical,<br />
financial, <strong>and</strong> hospital <strong>system</strong>s.<br />
External resources, such as new<br />
employees or consultants, may be<br />
required in situations where the SC<br />
is deficient.<br />
Workflow analysis<br />
PACS may not provide the<br />
expected advantages if changes are<br />
not instituted in the different<br />
processes <strong>and</strong> workflow of the<br />
department at all levels. An exhaustive<br />
workflow analysis must be carried<br />
out <strong>and</strong> this may allow the reorganization<br />
of a number of processes<br />
in the department at the clerical,<br />
technical, <strong>and</strong> medical levels (6).<br />
The workflow analysis must provide<br />
current <strong>and</strong> projected examination<br />
volumes (e.g., volume of studies<br />
per day, peak volume per hour,<br />
distance from imaging suites),<br />
workflow strengths <strong>and</strong> weaknesses,<br />
<strong>and</strong> staffing levels. Other important<br />
subjects are the cost per examination<br />
by modality, the overall<br />
operating expenses with film including<br />
staff, supplies, <strong>and</strong> equipment<br />
service cost. The current dem<strong>and</strong> to<br />
view films (e.g., over the counter, at<br />
clinics, external requests); the critical<br />
response times (e.g., exam com-<br />
pletion to being reported, being<br />
reported to being transcribed); the<br />
percentage of pull requests filled<br />
<strong>and</strong> unfilled in the film library <strong>and</strong><br />
the percentage of lost films are evaluated.<br />
Special needs obtained from<br />
exhaustive workflow analysis will<br />
establish unique workflow requirements<br />
for each stakeholder. For<br />
example, the emergency department<br />
setting <strong>and</strong> intensive care unit<br />
probably will instantly have access<br />
to the images as they are acquired.<br />
The flow of images to the location at<br />
which they are needed, at the time<br />
they are needed, <strong>and</strong> displayed in<br />
the preferred manner as required by<br />
the radiologist to achieve both with<br />
efficiency <strong>and</strong> high diagnostic accuracy<br />
requires management of the<br />
studies. An intimate underst<strong>and</strong>ing<br />
of existing workflow patterns will<br />
significantly aid in the selection of<br />
PACS that will provide workflow that<br />
meets today’s requirements <strong>and</strong> has<br />
flexibility for reconfiguration in the<br />
future.<br />
Training requirements<br />
Not only is there a challenge to<br />
inform clinicians about the radical<br />
changes in practice which PACS<br />
brings (no more looking at films<br />
against the nearest window) but the<br />
impact of training on the hospital,<br />
especially if PACS is hospital-wide,<br />
should be considered carefully. Not<br />
only will all the radiographers <strong>and</strong><br />
radiologists require several hours of<br />
training to use the <strong>system</strong> at maximum<br />
efficiency, but every other user<br />
of images will need training, including<br />
referring physicians, nurses,<br />
physical therapists, etc. Many junior<br />
medical staff change appointments<br />
at one-year intervals. The minimum<br />
PACS training, however computer<br />
literature, both hospital-wide <strong>and</strong> in<br />
the radiology department, is provided<br />
to produce adept users whilst<br />
appreciating that hospital staff,<br />
especially busy junior doctors, are<br />
loathe to sacrificing time to a training<br />
program (13). If PACS is hospital-wide,<br />
setting up <strong>and</strong> maintaining<br />
a training program may be advocated.<br />
Vendors offer a wide variety of<br />
training packages. Some have a service<br />
engineer who trains new users<br />
for a few hours <strong>and</strong> then leaves<br />
them on their own. Other vendors<br />
have a staff of dedicated training<br />
specialists who roam the country<br />
<strong>and</strong> provide training wherever they<br />
are needed. More <strong>and</strong> more, vendors<br />
are advocating the train-thetrainer<br />
concept, where the vendor
244 JBR–BTR, 2004, 87 (5)<br />
trains an in-house resource, who<br />
then is responsible for training inhouse<br />
staff (14).<br />
Information <strong>system</strong> integration<br />
It is necessary to determine the<br />
requirements <strong>and</strong> costs of interfacing<br />
PACS with existing applications<br />
on the current network. Specification<br />
of the network <strong>communication</strong><br />
infrastructure, either existing or<br />
new, <strong>and</strong> inclusion of wide-area network<br />
connectivity to clinics <strong>and</strong><br />
physician offices or homes, based<br />
on required transfer times, availability,<br />
reliability <strong>and</strong> cost are other<br />
important issues. Furthermore, the<br />
make <strong>and</strong> versions of HIS <strong>and</strong> RIS<br />
<strong>and</strong> current enterprise security protocols<br />
must be known.<br />
PACS component requirements<br />
report<br />
A PACS component requirements<br />
report lists the PACS equipment by<br />
component <strong>and</strong> the integration<br />
requirements to meet a desired<br />
quality of implementation. What are<br />
the requirements for each major<br />
function? For example, what are the<br />
important functions for a workstation:<br />
image manipulation <strong>and</strong> processing,<br />
supported “hanging” protocols<br />
depending on the application,<br />
image quality, number of screens,<br />
performance? The same applies for<br />
the archive <strong>and</strong> database management<br />
<strong>system</strong> – what is the required<br />
capacity, the access time, workflow<br />
support (pre-fetching), <strong>and</strong> performance<br />
st<strong>and</strong>ards? Surveying the<br />
marketplace will provide current<br />
trends <strong>and</strong> changes in technology<br />
that should be included, such as<br />
changes in archive long-term storage<br />
media. The report outlines the<br />
required storage, network, functionality,<br />
integration, <strong>and</strong> network<br />
performance requirements <strong>and</strong> provides<br />
the requirements needed to<br />
write the request for information<br />
(RFI) <strong>and</strong> request for proposal (RFP).<br />
Physical needs<br />
Physical layout is often an overlooked<br />
aspect of PACS projects.<br />
Details of room design, storage,<br />
lighting <strong>and</strong> <strong>communication</strong>s needs<br />
have a tremendous impact on effective<br />
utilization. A functional analysis<br />
of the PACS project with evaluation<br />
of the actual layout may help for<br />
finalizing design details. Having the<br />
proper room design <strong>and</strong> comparing<br />
it to the required functions <strong>and</strong> work<br />
flow will be crucial in enabling the<br />
equipment to be properly utilized.<br />
Outline business case<br />
PACS <strong>system</strong>s can range from<br />
hundreds of thous<strong>and</strong>s to millions<br />
of Euros. Developing a realistic budget<br />
that is adequate, not only to<br />
cover initial installation <strong>and</strong> start-up<br />
costs, but for the life of the <strong>system</strong> is<br />
necessary for successful PACS<br />
implementation (5,6,11,15). A successful<br />
business case compares the<br />
cost of operations in a film environment<br />
with the projected costs in a<br />
PACS environment. It is important to<br />
create a budget based on what is<br />
currently spend on film, film processing<br />
<strong>and</strong> h<strong>and</strong>ling, full-time<br />
equivalents, capital equipment that<br />
will need to be replaced if not buying<br />
PACS, storage costs/restraints,<br />
as well as growth of the department<br />
<strong>and</strong> available capital. Projections<br />
should also include all hidden costs,<br />
such as facilities remodelling, telephone<br />
<strong>and</strong> modem capability. The<br />
costs of capital equipment<br />
upgrades, to meet DICOM compliance<br />
st<strong>and</strong>ards or to enable the creation<br />
of modality work lists, must be<br />
accounted for. The equipment costs<br />
for workstations, servers, brokers,<br />
archives, digitizers <strong>and</strong> viewing stations<br />
must be calculated. Network<br />
creation <strong>and</strong> maintenance will also<br />
have assigned costs. An oftenignored<br />
issue is the human resource<br />
allocation that is required to implement,<br />
maintain <strong>and</strong> upgrade the<br />
<strong>system</strong>. Who will cover cost overruns<br />
for installation, service or<br />
upgrades, if they occur? Three prime<br />
areas need to be investigated: cost<br />
avoidance, productivity gains, <strong>and</strong><br />
revenue-generation opportunities.<br />
The cost per examination is calculated<br />
with the supplies, staff, <strong>and</strong> service<br />
costs in both environments.<br />
Unrealistic claims must be avoided<br />
regarding improved throughput <strong>and</strong><br />
reductions in staffing <strong>and</strong> expenses.<br />
Perhaps those could be achieved<br />
under ideal conditions elsewhere,<br />
but whether or not they can be<br />
achieved at your institution is key.<br />
Attempt to undersell, or at least conservatively<br />
sell, what will be<br />
achieved so expectations can be<br />
met or exceeded. Overselling has<br />
two very serious results. One is that<br />
you have doomed the project to failure.<br />
The second is that it will be<br />
much more difficult for you to gain<br />
approval for future requests (15).<br />
The scope of the project <strong>and</strong> capital-financing<br />
plan will impact the<br />
business case outcome. Consider<br />
the following three payment methods:<br />
a capital purchase, an operating<br />
lease, <strong>and</strong> an application service<br />
provider. The method of payment<br />
chosen affects the business plan significantly<br />
(6).<br />
The business case is critical for<br />
senior administration approval to<br />
implement PACS.<br />
Investigation stage<br />
Share information<br />
The more information shared<br />
between the institution <strong>and</strong> the<br />
potential vendors, the better off<br />
everyone will be (14). If a vendor<br />
does not know exactly what the<br />
objectives are – what the new acquisition<br />
needs to achieve <strong>and</strong> the characteristics<br />
of the institution – the<br />
proposed <strong>system</strong> cannot be expected<br />
to meet the specified needs. It is<br />
essential to share as much information<br />
as possible.<br />
What is the problem to be<br />
solved? The introduction of any RFP<br />
should state objectives, such as<br />
eliminating film loss, increasing<br />
turnaround time, simultaneous<br />
access in the intensive care unit,<br />
emergency radiology or radiology<br />
department to increase efficiency,<br />
etc. In addition, one should list hospital<br />
characteristics, such as the<br />
number of its procedures,<br />
images/exams, a complete list of<br />
acquisition modalities <strong>and</strong> its<br />
expected growth rate. Further, clinical<br />
scenarios, from patient entry<br />
through discharge within radiology,<br />
are important so that a vendor can<br />
match the workflow.<br />
The investigation of options is<br />
probably the most time-consuming<br />
portion of the analysis. It is in this<br />
stage that the <strong>system</strong> architecture is<br />
drafted. This draft is both determined<br />
<strong>and</strong> refined by input from<br />
multiple individuals <strong>and</strong> groups.<br />
Important contributions must be<br />
solicited from the information technology<br />
division, radiologists <strong>and</strong><br />
other physicians, hospital administration<br />
<strong>and</strong> any other service where<br />
the use of imaging technology information<br />
is required <strong>and</strong> beneficial.<br />
Vendors <strong>and</strong> consultants may be<br />
extremely valuable in generating<br />
workflow diagrams, which include<br />
imaging acquisition components<br />
<strong>and</strong> imaging display components<br />
(11).<br />
Request for information<br />
A well-designed RFI may be a<br />
means to meeting the various needs<br />
for successful PACS implementation.<br />
A detailed inventory of imaging<br />
equipment, imaging equipment
locations <strong>and</strong> use, imaging equipment<br />
DICOM compatibility, imaging<br />
equipment upgrade requirements,<br />
reading locations <strong>and</strong> user locations<br />
must be obtained <strong>and</strong> confirmed.<br />
The extent <strong>and</strong> requirements, reading<br />
locations <strong>and</strong> user locations<br />
must be obtained <strong>and</strong> confirmed.<br />
The extent <strong>and</strong> requirements for<br />
both the local <strong>and</strong> wide-area networks<br />
must be clearly defined by<br />
qualified personnel. Of critical<br />
importance are the allocations for<br />
growth in imaging information volumes.<br />
These are associated with<br />
increased efficiency <strong>and</strong> economies<br />
of scale <strong>and</strong> are also a by-product of<br />
increases in data sets related to<br />
technologic innovations (for example,<br />
multi-slice CT). Imaging volumes<br />
must be estimated for each<br />
modality in order to determine the<br />
most appropriate <strong>archiving</strong> strategies<br />
(11, 16).<br />
Implementation alternatives<br />
must be factored into the analysis.<br />
Will the implementation of the <strong>system</strong><br />
occur as a single event or will<br />
the implementation require multiple<br />
phases? Alternatively, should the<br />
radiology department outsource its<br />
PACS, partially or completely?<br />
Finally, financing options must be<br />
assessed <strong>and</strong> factored into the<br />
analysis.<br />
A RFI proved to be a learning<br />
opportunity for the development of<br />
questions for the RFP along with<br />
knowledge of how vendors respond<br />
to various types of questions. It<br />
allows the SC to learn how to evaluate<br />
proposals <strong>and</strong> refine their evaluation<br />
process prior to evaluating the<br />
RFP. Furthermore, it offers the SC<br />
the opportunity to increase their<br />
underst<strong>and</strong>ing of PACS <strong>and</strong> the<br />
offerings of vendors. A RFI may be<br />
used to narrow the list of vendors<br />
who will receive the RFP, thereby<br />
reducing the evaluation costs for<br />
both the hospital <strong>and</strong> vendors (6).<br />
With the budgetary costs <strong>and</strong><br />
information gained from the RFI, the<br />
business case may require modifications<br />
<strong>and</strong> an alternative configuration<br />
in order to make PACS viable.<br />
Request for proposal<br />
The strategic plan, business case,<br />
<strong>and</strong> reference documents created in<br />
previous stages can be used to<br />
obtain the approval of senior administration<br />
to proceed to the RFP.<br />
Agreeing to proceed with the RFP<br />
commits senior administration to<br />
fund the PACS initiative once a vendor<br />
of choice has been selected.<br />
A well-designed RFP becomes<br />
the basis for the purchase agree-<br />
PICTURE ARCHIVING AND COMMUNICATION SYSTEM — DE BACKER et al. 245<br />
ment. The RFP requests the information<br />
required to make an informed<br />
decision <strong>and</strong> can be a refinement of<br />
the RFI. It also provides an accurate<br />
method for evaluating many proposal<br />
responses. Specific objectives<br />
defined in the strategic plan should<br />
serve as the basis for evaluation criteria<br />
in the RFP. A poor or incomplete<br />
RFP will end up with much<br />
time wasted <strong>and</strong> inadequate<br />
responses from suppliers. Not only<br />
at this stage, but also throughout<br />
the procurement, the most involved<br />
members of the SC have to invest<br />
considerable time in the project.<br />
An RFP with requirements that<br />
are impossible for any vendor to<br />
meet, particularly for the price the<br />
users are willing or can afford to<br />
pay, must be avoided. For vendors,<br />
this attitude may be so discouraging<br />
they may opt not to bid at all. It is,<br />
therefore, important to agree in<br />
advance which requirements are<br />
true needs, wants or ‘nice-to-have’.<br />
It may also help in evaluating<br />
responses because a relative rating<br />
may be applied to each requirement;<br />
for example, using these<br />
weighted factors, a matrix may be<br />
applied objectively to come up with<br />
the proposal that best meets the<br />
requirement.<br />
Evaluation of proposals<br />
Evaluation criteria need to be<br />
developed <strong>and</strong> agreed upon prior to<br />
release of the RFP. The criteria must<br />
emphasize the primary objectives of<br />
the strategic plan. Methodologies<br />
<strong>and</strong> processes for the numerical<br />
evaluation of different vendors’<br />
<strong>system</strong>s, based on measurable<br />
specifications <strong>and</strong> subjective input,<br />
must be established. Different vendor<br />
response styles <strong>and</strong> personal<br />
preferences or interpretation of<br />
information may offer some problems<br />
to fairly evaluate all vendors<br />
(6, 14).<br />
It may be important to get as<br />
many references about comparable<br />
sites as possible. There are many<br />
small things that one will learn only<br />
from other users who recently<br />
implemented a <strong>system</strong>. Site visits<br />
are important, but be aware that a<br />
vendor typically has several “showcase<br />
sites” that display the good<br />
side of a <strong>system</strong>, or sites where one<br />
will speak only with a satisfied user.<br />
Try to speak with users who are<br />
unhappy with a <strong>system</strong> or who have<br />
had a hard time adjusting to implementation.<br />
There is nothing wrong<br />
with asking to speak with dissatisfied<br />
users because, typically, these<br />
people will teach you the most.<br />
Negotiation stage<br />
Once a vendor of choice <strong>and</strong> a<br />
decision to purchase is established<br />
the negotiating team begins negotiations<br />
with final objectives related<br />
to operating <strong>and</strong> capital costs. The<br />
negotiation stage is critical to the<br />
long-term success of the project.<br />
Negotiations will determine the purchase<br />
price, as well as other critical<br />
ownership details (6, 8).<br />
A technical <strong>review</strong> of the final<br />
configuration should confirm all<br />
PACS components, functionality,<br />
integration requirements, <strong>and</strong> the<br />
resulting workflow. When the RFP is<br />
used as the technical specification<br />
for functionality <strong>and</strong> performance,<br />
reference to the RFP must be included<br />
in the final agreement. Furthermore,<br />
ensure that the vendor<br />
updates the RFP responses with current<br />
deliverable specifications prior<br />
to the negotiations.<br />
The optimal financing strategy<br />
(e.g., purchase versus lease) must<br />
be determined during financial<br />
negotiations. The optimal financing<br />
strategy is based on the intended<br />
use of the equipment, the planning<br />
horizon of the technology, annual<br />
service plan options, the expected<br />
lifetime of the equipment, potential<br />
changes during the intended lifetime<br />
(in the form of upgrade path<br />
options or replacements), network<br />
upgrades, type <strong>and</strong> quantity of<br />
workstations, furniture requirements,<br />
CR versus DR options,<br />
archive options <strong>and</strong> special software<br />
packages (e.g., cardiac, etc.).<br />
Furthermore, other critical details<br />
consisting of penalty clauses, delivery,<br />
installation, <strong>and</strong> implementation<br />
timelines, acceptance test plan,<br />
application <strong>and</strong> <strong>system</strong> administration<br />
training, current <strong>and</strong> future<br />
interface <strong>and</strong> integration costs <strong>and</strong><br />
performance guarantees must be<br />
discussed (12).<br />
A managed service may allow for<br />
the application of penalties if the<br />
supplier fails to provide the service<br />
for which they have contracted. The<br />
specification should include the<br />
st<strong>and</strong>ards expected of the service<br />
for uptime, <strong>system</strong> response times<br />
(for image transfer to the workstation,<br />
for instance), service response<br />
times (how quickly an engineer may<br />
be expected to respond to a service<br />
call, <strong>and</strong> how long before the acute<br />
problem is rectified to re-establish<br />
the previous level of functionality<br />
extant before the fault developed)(12).<br />
If delays in implementation<br />
occur there must be some<br />
agreed escape route at no cost to
246 JBR–BTR, 2004, 87 (5)<br />
the purchaser. Some formula for liquidated<br />
damages may be included<br />
in the contract. Upgrades <strong>and</strong><br />
enhancements should be included<br />
in the contract to avoid the risk of<br />
obsolescence. A hardware refresh at<br />
regular agreed intervals may be<br />
m<strong>and</strong>atory for lengthy contracts. It<br />
would be unreasonable to expect<br />
new hardware to be installed every<br />
time that a new computer came on<br />
the market, but a replacement of<br />
computers <strong>and</strong> monitors may be<br />
expected after 5 years. All training<br />
<strong>and</strong> management costs may be<br />
included in the proposed contract<br />
reducing the risk of additional costs<br />
over time as the <strong>system</strong> requires<br />
modification with further training<br />
implications. It is m<strong>and</strong>atory to<br />
agree with the supplier to maintain<br />
the <strong>system</strong> in line with the latest<br />
DICOM attributes, which become<br />
available during the course of the<br />
contract. However, it must be<br />
acknowledged that some DICOM<br />
developments will have to be<br />
matched by software upgrades on<br />
modalities or the departmental RIS<br />
in order to take advantage of the<br />
new DICOM attribute <strong>and</strong> this may<br />
be costly. The risk of cost overruns<br />
should be discussed <strong>and</strong> may be<br />
transferred to the supplier in a managed<br />
service because a fixed price<br />
will be agreed for a clearly defined<br />
specification. Performance guarantees<br />
must be established. An uptime<br />
of 98% is certainly a st<strong>and</strong>ard which<br />
modern information technology <strong>system</strong>s<br />
should be able to achieve. This<br />
is a generous allowance since it<br />
equates to 13 hours of downtime in<br />
any month. Downtime may be<br />
defined as the failure of any component<br />
of the core <strong>system</strong> or the simultaneous<br />
failure of three or more<br />
workstations (12). The event of any<br />
complete <strong>system</strong> failure <strong>and</strong> disaster<br />
recovery should be discussed<br />
<strong>and</strong> will have to be overcome without<br />
financial implication for the purchaser.<br />
Contract<br />
‘Get a good lawyer’ was the<br />
advice given at one PACS confer-<br />
ence (6). Your Trust needs expert<br />
legal advice in order to avoid later<br />
pitfalls. However, smaller PACS<br />
implementations require less supporting<br />
documentation. The scope<br />
of the project determines if a purchase<br />
order or contract finalizes the<br />
agreement. Once the terms of an<br />
agreement are established, a legal<br />
<strong>review</strong> by attorneys with experience<br />
in high-technology <strong>system</strong> purchase<br />
agreements is recommended (6).<br />
For example, the contract needs to<br />
<strong>review</strong> definitions of terms, performance,<br />
penalties (or lack of) for failure,<br />
dispute resolution mechanisms,<br />
acceptance test plans with redress<br />
for any failure, <strong>and</strong> software licensing<br />
agreements. One of the major<br />
costs that incurs after a PACS implementation<br />
is that of service <strong>and</strong><br />
maintenance (9). At the contracting<br />
stage it is essential to ensure that<br />
adequate service is available. Many<br />
suppliers think that 8 h/day 250<br />
days/year is sufficient. They may<br />
charge exorbitant sums for more<br />
comprehensive cover. This is the<br />
time to sort it out. They may provide<br />
the cheapest <strong>system</strong> to install but<br />
you may not be able to afford to run<br />
it.<br />
Conclusion<br />
It takes a certain dogged persistence<br />
to see a PACS procurement<br />
through to a successful conclusion.<br />
To successfully integrate PACS into<br />
the radiology department or hospital<br />
it is critical to outline different<br />
stages for a PACS procurement in<br />
which critical questions must be formulated<br />
<strong>and</strong> answered, a strategic<br />
<strong>and</strong> financial plan must be established,<br />
a timeline created, marked<br />
research performed, program<br />
design developed, <strong>and</strong> training programs<br />
designed before implementation<br />
may be performed of the best<br />
PACS solution.<br />
References<br />
1. Becker S.H., Arenson R.L.: Cost <strong>and</strong><br />
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