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Emergence and reduction: is there nothing new under the sun?

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<strong>Emergence</strong> <strong>and</strong> <strong>reduction</strong>: !<br />

<strong>is</strong> <strong><strong>the</strong>re</strong> <strong>nothing</strong> <strong>new</strong> !<br />

<strong>under</strong> <strong>the</strong> <strong>sun</strong>?"<br />

Donato BERGANDI<br />

Muséum National d'H<strong>is</strong>toire Naturelle, Par<strong>is</strong><br />

Réductionn<strong>is</strong>me et propriétés émergentes"<br />

"<br />

16-17 novembre 2012!<br />

!<br />

Atelier sciences – h<strong>is</strong>toire – cité, UPMC!


Worldviews!<br />

Reduction<strong>is</strong>m Emergent<strong>is</strong>m"<br />

n Atom<strong>is</strong>m!<br />

!<br />

!<br />

n Applicability of physics<br />

<strong>and</strong> chem<strong>is</strong>try!<br />

!<br />

n Emergents do not ex<strong>is</strong>t!<br />

n Hol<strong>is</strong>m!<br />

n Applicability of<br />

physics <strong>and</strong><br />

chem<strong>is</strong>try !<br />

!<br />

!<br />

n <strong>Emergence</strong>!


Strategy of research!<br />

Reduction<strong>is</strong>m Emergent<strong>is</strong>m"<br />

n Bottom-up!<br />

!<br />

n Acceptance of<br />

analytical<br />

approach!<br />

!<br />

!<br />

n Relationships<br />

among constitutive<br />

parts !<br />

n Top-down!<br />

!<br />

!<br />

n Critic<strong>is</strong>m of<br />

analytical approach !<br />

!<br />

!<br />

n Relationships<br />

among constitutive<br />

parts (BUT)!


Theoretical domain (inter-level <strong>reduction</strong>)!<br />

Reduction<strong>is</strong>m Emergent<strong>is</strong>m"<br />

n Hierarchical<br />

framework!<br />

!<br />

n Ideal <strong>reduction</strong> of<br />

<strong>the</strong> non-physical<br />

sciences!<br />

!<br />

!<br />

n Systemic<br />

framework!<br />

!<br />

!<br />

n Autonomy of <strong>the</strong><br />

non-physical<br />

sciences!<br />

!<br />

!


n Hol<strong>is</strong>m: Not all hol<strong>is</strong>tic<br />

positions are emergent<strong>is</strong>t,<br />

but all emergent<strong>is</strong>t views<br />

are hol<strong>is</strong>tic. "<br />

n Levels of organ<strong>is</strong>ation:<br />

Reality <strong>is</strong> a hierarchical,<br />

multi-layered, multi-level<br />

process."<br />

Ontology!<br />

"<br />

n Novelty: The emergent<br />

properties of every level<br />

of organ<strong>is</strong>ation express<br />

<strong>new</strong> qualities <strong>and</strong> a <strong>new</strong><br />

order of phenomena<br />

compared with <strong>the</strong> level<br />

of organ<strong>is</strong>ation on which<br />

<strong>the</strong>y depend <strong>and</strong> from<br />

which <strong>the</strong>y emerge.!<br />

!


n Ep<strong>is</strong>temological<br />

status of « wholes »,<br />

« parts » <strong>and</strong><br />

« relations ».!<br />

n Hypo<strong>the</strong>tical<br />

attribution of<br />

emergent properties.!<br />

Methodology!<br />

"<br />

!<br />

!<br />

n Multi-level, triadic<br />

approach.!


Theoretical domain"<br />

n Unpredictability: The emergent properties of a<br />

level of organ<strong>is</strong>ation cannot be predicted, even<br />

in principle, by even <strong>the</strong> most complete<br />

knowledge of <strong>the</strong> parts, properties <strong>and</strong><br />

relationships among <strong>the</strong> parts. "<br />

"<br />

n The laws concerning <strong>the</strong> emergent properties<br />

of a level of organ<strong>is</strong>ation cannot be deduced,<br />

even in principle, by <strong>the</strong> laws concerning <strong>the</strong><br />

lower level relations between <strong>the</strong> constituent<br />

parts."


n A specific organ<strong>is</strong>ation<br />

of matter <strong>is</strong> correlated to<br />

exclusive emergent<br />

properties. "<br />

!<br />

!<br />

Unpredictability!<br />

n To be able to explain emergent<br />

properties would require:"<br />

"<br />

n - <strong>the</strong> constitution of a <strong>new</strong> or<br />

reorgan<strong>is</strong>ed scientific<br />

d<strong>is</strong>cipline ;"<br />

n - to use <strong>new</strong> postulates,<br />

<strong>the</strong>ories <strong>and</strong> laws that<br />

introduce <strong>new</strong> terms <strong>and</strong><br />

patterns suited to <strong>the</strong> emergent<br />

phenomena <strong>and</strong> properties."


Emergent<strong>is</strong>m-<strong>reduction</strong><strong>is</strong>m !<br />

in ecology"<br />

è 1) Reduction of!<br />

è Ecosystem/community <strong>the</strong>ories <strong>and</strong> laws !<br />

" "to!<br />

è Population <strong>the</strong>ories <strong>and</strong> laws!<br />

! ! !or to!<br />

è <strong>the</strong>ories <strong>and</strong> laws on individual organ<strong>is</strong>ms !<br />

!<br />

è 2) Physical<strong>is</strong>m ⇔ emergent<strong>is</strong>m"<br />

"<br />

è 3) The “true” basic units of ecology !


!<br />

Pre-energetic ecology "<br />

§ Forbes (1880, 1887)!<br />

§ Clements (1916, 1920,<br />

1935)!<br />

§ Phillips (1931, 1935)!<br />

!<br />

§ Gleason (1917, 1926)!<br />

§ Tansley (1935)!<br />

!<br />

!<br />

è Organic<strong>is</strong>m"<br />

è Super-organ<strong>is</strong>m"<br />

!<br />

!<br />

"<br />

è Individual<strong>is</strong>m"<br />

è R<strong>and</strong>om"<br />

è Anti-organic<strong>is</strong>m!


INDIVIDUALISTIC, MEROLOGICAL, MECHANISTIC<br />

(structure <strong>and</strong> dynamics of populaDons <strong>and</strong> communiDes)<br />

Popula'on <strong>and</strong> community ecology<br />

(units of nature)<br />

Gleason 1917, 1926, 1938; Tansley 1935;<br />

Elton 1927; Lotka 1925; Volterra 1926; Gause<br />

1934; D'Ancona 1939;<br />

WhiTaker 1956; Hutchinson 1965; Price, Slo-­‐<br />

bodchikoff <strong>and</strong> Gaud 1984; Abele <strong>and</strong> Th<strong>is</strong>tle<br />

1984; Price 1986; Schoener 1986; Strong,<br />

Simberloff, Roughgarden <strong>and</strong> Diamond 1986;<br />

Evolu'onary biology, evolu'onary ecology<br />

(units of selecDon)<br />

F<strong>is</strong>her 1924, 1930;<br />

Williams 1966; LewonDn 1970; Pianka 1974;<br />

Dawkins 1976, 1988;<br />

Maynard-­‐Smith 1964, 1976, 1998;<br />

SYSTEMIC, HOLISTIC, INTEGRATIVE<br />

(general funcDons <strong>and</strong> paTerns of ecological systems)<br />

Popula'on <strong>and</strong> community ecology<br />

(units of nature)<br />

Forbes 1875, 1888; Lindeman 1942, 1941;<br />

Clements 1905, 1916, 1935; Phillips 1931;<br />

Tansley 1935; Clements <strong>and</strong> Shelford 1939;<br />

Andrewartha <strong>and</strong> Birch 1954, 1984;<br />

Ecosystem Ecology<br />

Odum, 1953, 1959, 1971, 1993, 2005;<br />

Evolu'onary biology, evolu'onary ecology<br />

(units of selecDon)<br />

Allee et. al. 1949<br />

Wynne-­‐Edwards 1962;<br />

D.S. Wilson 1975, 1980, 1983, 1988, 1997;<br />

Sober <strong>and</strong> Wilson 1998;<br />

Oyama 1985; LewonDn 1991; Griffiths <strong>and</strong><br />

Gray 1997; Godfrey-­‐Smith 2000; Morange<br />

2001; Okasha 2006;


!<br />

Are communities <strong>and</strong> populations “true” !<br />

basic units of ecology? "<br />

ü Individual organ<strong>is</strong>ms"<br />

§ Lotka (1925), Volterra (1926) "<br />

"— Predator/prey interactions;"<br />

§ Lack (1954) "<br />

— Individual selection"<br />

§ Williams (1966) "<br />

"—Individual (<strong>and</strong> gene) selection"<br />

§ Andrewartha, Birch (1954, 1984)"<br />

"— Interplay between individual organ<strong>is</strong>ms<br />

<strong>and</strong> environment (“<strong>the</strong>ory of environment”)"<br />

§ Schoener (1986), Price (1986), Tilman (1987) "<br />

— “Mechan<strong>is</strong>tic” approach!<br />

!<br />

ü Population-systems "<br />

§ Allee, Park, Emerson, Park, Schmidt (1949)<br />

§ Wynne-Edwards (1962)<br />

§ Wilson D.S. (1975, 1980), Sober, Wilson,<br />

D.S. 1998) "<br />

— Group selection!<br />

è Is it possible to reduce<br />

community character<strong>is</strong>tics<br />

to those of component<br />

populations <strong>and</strong><br />

individuals? "<br />

"<br />

è Is it possible to reduce<br />

population character<strong>is</strong>tics<br />

to those of component<br />

individuals? "<br />

!<br />

!!


Ecosystem ecology (Odum E.P., Odum H.T.) "<br />

Ontologically hol<strong>is</strong>tic"<br />

"<br />

— The basic units of ecology (ecosystem,<br />

community, population) are characterized<br />

by specific emergent properties"<br />

"<br />

"<br />

"<br />

Methodogically <strong>reduction</strong><strong>is</strong>tic"<br />

— Multi-layered approach"<br />

— Analytical-syn<strong>the</strong>tic method"<br />

"<br />

"<br />

"<br />

"<br />

Theoretically <strong>reduction</strong><strong>is</strong>tic "<br />

— Physical<strong>is</strong>m"<br />

è “Living organ<strong>is</strong>ms <strong>and</strong> <strong>the</strong>ir nonliving<br />

(abiotic) environment are inseparably<br />

interrelated <strong>and</strong> interact upon each<br />

o<strong>the</strong>r.” (Odum 1959, 1971)<br />

è “ The ecosystem <strong>is</strong> <strong>the</strong> basic functional unit<br />

in ecology, since it includes both organ<strong>is</strong>ms<br />

(biotic communities) <strong>and</strong> abiotic<br />

environment, each influencing <strong>the</strong><br />

properties of <strong>the</strong> o<strong>the</strong>r <strong>and</strong> both necessary<br />

for maintenance of life as we have it on <strong>the</strong><br />

earth” (Odum 1959, 1971)<br />

è “(The principle of hierarchical<br />

organization) states simply that it <strong>is</strong> not<br />

necessary to <strong>under</strong>st<strong>and</strong> prec<strong>is</strong>ely how a<br />

component of a system <strong>is</strong> structured from<br />

simpler subcomponents in order to predict<br />

how it will behave.” (Odum 1971)<br />

è The outcomes of energy evaluation are<br />

considered as emergent properties of<br />

ecosystems (Odum 1977; Odum, Odum<br />

1955)


Berg<strong>and</strong>i D (1995) « 'Reduction<strong>is</strong>t hol<strong>is</strong>m': an oxymoron or a philosophical<br />

chimaera of E.P. Odum's systems ecology », Ludus Vital<strong>is</strong>, 3, 5, 145–180 (reprinted<br />

in Keller DR, Golley FB (eds) (2000) The philosophy of ecology: from science to<br />

syn<strong>the</strong>s<strong>is</strong>. University of Georgia, A<strong>the</strong>ns (abridged version).!<br />

!<br />

Berg<strong>and</strong>i, D, Bl<strong>and</strong>in, P (1998), « Hol<strong>is</strong>m vs <strong>reduction</strong><strong>is</strong>m: do ecosystem ecology<br />

<strong>and</strong> l<strong>and</strong>scape ecology clarify <strong>the</strong> debate? », Acta Bio<strong>the</strong>oretica, 46, 3, pp. 185-206. !<br />

!<br />

Berg<strong>and</strong>i D (2007) « Niveaux d'organ<strong>is</strong>ation: évolution, écologie et transaction »,<br />

In: Martin, T (ed), Le tout et les parties dans les systèmes naturels, Vuibert, Par<strong>is</strong>!<br />

!<br />

Berg<strong>and</strong>i D (2011) « Multifaceted ecology between organic<strong>is</strong>m, emergent<strong>is</strong>m <strong>and</strong><br />

<strong>reduction</strong><strong>is</strong>m », In: Schwarz, A, Kurt, J, (ed), Rev<strong>is</strong>ited Ecology. Reflecting on<br />

Concepts, Advancing Science, S p r i n g e r , D o r d r e c h t .!<br />

!<br />

Berg<strong>and</strong>i D (2013), « Ecology, Evolution, Ethics: In Search of a Meta-Paradigm -!<br />

An Introduction », In: Berg<strong>and</strong>i D, The Structural Links between Ecology,<br />

Evolution <strong>and</strong> Ethics: The Virtuous Ep<strong>is</strong>temic Circle, Springer, Dordrecht.!<br />

"

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